31 The one-dimensional area law and matrix product state approximation
The chain of \(L\) sites carries a local dimension \(q\), a finite-range Hamiltonian with one Hermitian term of norm at most \(J\) per support of diameter at most \(R\), and a unit ground vector separated from the rest of the spectrum by a gap \(\Delta \). On a chain the two-dimensional argument of [ 286 ] collapses to three steps: the marginal tail bound at an interval cut, the buffered discount with a buffer of constant width, and the Araki–Lieb inequality. The matrix product state approximation of [ 287 ] then follows from the tail bound alone by truncating the Schmidt decompositions across the cuts in sequence. This chapter follows [ 292 ] ; all constants are explicit, and the area-law constant is linear in \(1+J/\Delta \). The two finite-dimensional cores, the tail bound and the buffered discount, are stated in the companion library for an arbitrary finite set of sites and are instantiated here directly.
31.1 Chains, supports and Hamiltonians
The chain of \(L\) sites has sites \(0,\ldots ,L-1\), each carrying \(\mathbb C^q\). For natural numbers \(a\le b\) the interval \([a,b)\) is the set of sites with position at least \(a\) and less than \(b\); it has at most \(b-a\) sites, and its dilation \([a-d,b+d)\) is clipped at the ends of the chain. A support of range \(R\) is a nonempty set of sites of diameter at most \(R\); it has at most \(R+1\) sites and Hilbert-space dimension at most \(q^{R+1}\). A finite-range Hamiltonian assigns to every support \(X\) of range \(R\) a Hermitian term \(h_X\) acting as the identity off \(X\) with operator norm at most \(J\), zero terms allowed, and \(H=\sum _X h_X\). A gapped ground vector with gap \(\Delta \) is a unit vector \(\Omega \) with \(H\Omega =E_0\Omega \) and \(H-E_0\ge \Delta (1-|\Omega \rangle \langle \Omega |)\). For a cut \(A\) the cut budget is \(\mathcal B_A=1+\sum _X\log ^2(e\, q^{|X|})\) over the supports \(X\) meeting both \(A\) and its complement; it is at least one.
Let \(L,u,v\) be natural numbers with \(u{\lt}v\) and \(v+1{\lt}L\). Place the cuts immediately after sites \(u\) and \(v\), as in [ 4 ] . Set \(T=\{ 0,\ldots ,u\} \), \(E=\{ u+1,\ldots ,v\} \) and \(U=\{ 0,\ldots ,L-1\} \setminus (T\cup E)\). For an edge \(r\) with \(r+1{\lt}L\), write \(D_r=\{ r,r+1\} \). Then \(D_u\subseteq T\cup E\), \(D_u\cap T=\{ u\} \), \(D_v\cap T=\varnothing \) and \(D_v\cap E=\{ v\} \). Every other edge has its support contained in \(T\), in \(E\), or in \(U\). Adjacent cuts, \(v=u+1\), are included.
Membership in \(T\cup E\) is equivalent to having coordinate less than \(v+1\); membership in \(U\) is equivalent to having coordinate at least \(v+1\). Comparing the endpoints gives the four assertions for \(D_u,D_v\). For any other edge, either \(r{\lt}u\), \(u{\lt}r{\lt}v\), or \(v{\lt}r\). These cases give \(r+2\le u+1\), the pair of inequalities \(u+1\le r\) and \(r+2\le v+1\), or \(v+1\le r\), respectively. The corresponding interval containment places \(D_r\) in \(T\), \(E\), or \(U\). For adjacent cuts, \(E=\{ u+1\} =\{ v\} \). The first two assertions give \(D_u\cap E=\{ u+1\} \) and the fourth gives \(D_v\cap E=\{ v\} \), so the crossing supports \(D_u\) and \(D_v\) share the single middle site.
Let \(L\) be a natural number, and let \(P_L\) be the graph on \(\{ 0,\ldots ,L-1\} \) joining consecutive coordinates. For vertices \(x,y\) and every natural number \(d\),
Thus the sphere growth bound holds with coefficient \(2\) and exponent \(0\), independently of \(L\). This concerns the contiguous chain setting of Section 1 of [ 292 ] .
Each edge changes the coordinate by one, so the displacement of a walk is at most its length. Taking the infimum over walks gives one inequality. In the other direction, successive coordinates between \(x\) and \(y\) stay inside the chain and give a walk of length \(|x-y|\). A site at distance \(d\) from \(x\) has coordinate \(x-d\) or \(x+d\); discarding coordinates outside the chain leaves at most two sites. At \(d=0\) the candidates coincide. When \(L=0\) there are no vertices, so the assertions are vacuous.
Let \(\Omega \) be a gapped ground vector, with gap \(\Delta {\gt}0\), of a finite-range Hamiltonian with term norms at most \(J\ge 0\) on the chain, and let \(A\) be any set of sites. Let \(K\) be the surprisal \(-\log p\) of the eigenvalue \(p\) of the reduced state on \(A\) drawn with probability \(p\), so that \(\mathbb E K=S(A)\). For every real \(u\) with \(|u|\le 1/(32\sqrt{(1+J/\Delta )\, \mathcal B_A})\),
For every real \(w\),
These are the log-moment and tail bounds of Lemma 3.1 of [ 286 ] , valid on any finite tensor product: each term acts as the identity off its support, is Hermitian and has norm at most \(J\), and the ground vector is a unit eigenvector with the projector gap. The chain model supplies exactly these hypotheses.
Let \(L,q,R\) be natural numbers, let \(J\) be real, and let \(H=\sum _X h_X\) be a range-\(R\) chain Hamiltonian with local dimension \(q\) and \(\| h_X\| \le J\). Pair the two copies at each original site by the bijection \(p\) of Definition 28.1.3, with \(p(\sigma ,\tau )(i)=q\sigma (i)+\tau (i)\). Write \(p_*M\) for simultaneous relabelling of the rows and columns of a matrix \(M\) by \(p\). The doubled Hamiltonian has local dimension \(q^2\) and interactions
Each \(\widehat h_X\) is Hermitian, is supported on the same set \(X\), and satisfies \(\| \widehat h_X\| \le 2J\). Thus the range remains \(R\). This is the two-copy construction in the paragraph “Two-sided Gaussian filtering” of [ 292 ] .
By the matrix-entry characterization, \(h_X\) belongs to the algebra supported on \(X\); the identity belongs to that algebra as well. The tensor-product support identity, applied to each summand, gives support on \(X\cup X=X\), and the matrix-entry characterization gives the required support condition. Taking adjoints preserves each summand and commutes with relabelling. Relabelling preserves the operator norm, and tensoring with an identity does not increase it. Hence
Under the hypotheses of Definition 31.1.5, the sum of the doubled interactions satisfies
Sum the defining interaction identity over the original supports \(X\). Relabelling is linear, and the tensor product is linear in each factor.
Let \(H=\sum _Xh_X\) be a range-\(R\) Hamiltonian on the contiguous chain \(I=\{ 0,\ldots ,L-1\} \), with local dimension \(q\) and \(\| h_X\| \le J\), where \(L,q,R\) are natural numbers and \(J\) is real. For any \(D\subseteq I\), let \(F=p_*F_D\) in the paired coordinates of Definition 31.1.5. The regionally swapped doubled Hamiltonian has interactions and sum
Each \(\widehat h'_X\) is Hermitian, is supported on the same set \(X\), and has norm at most \(2J\). Thus this is a range-\(R\) chain Hamiltonian with local dimension \(q^2\) and interaction bound \(2J\), also when \(q=0\) or \(L=0\).
The support identity for the conjugated doubled interaction gives support on \(X\), and taking adjoints preserves Hermiticity. Since \(\| F\| \le 1\), the doubled interaction estimate gives
Distributing left and right multiplication over the finite sum proves (7).
In the setting of Definition 31.1.7, let \(E_0,\Delta \) be real with \(\Delta {\gt}0\), and suppose the original vector \(\Omega \) satisfies
Define the vectors in the paired physical coordinates by \(\Psi (p(\sigma ,\tau ))=\Omega (\sigma )\Omega (\tau )\) and \(\Phi =F\Psi \). Then
In particular, these vectors give the ground lines of the two Hamiltonians, with common ground energy \(2E_0\) and gap at least \(\Delta \). This is the contiguous-chain assertion in the paragraph “Two-sided Gaussian filtering” of [ 292 ] , before the filtering construction; the distinction from arbitrary finite induced domains is recorded in [ 46 ] .
Put \(P=|\Omega \rangle \langle \Omega |\), \(Q=\mathbb 1-P\) and \(G=H-E_0\mathbb 1-\Delta Q\ge 0\). Normalization gives \(Q\ge 0\). Before pairing coordinates, the doubled defect is
The tensor-square vector satisfies
Pairing coordinates is unitary, so the same norm, eigen-equation and positive defect hold for \(\Psi \) and \(\widehat H\). The regional swap is a permutation matrix; after pairing it remains unitary, \(F^\dagger F=\mathbb 1\). Since \(\widehat H'=F\widehat HF^\dagger \),
and
Finally, a positive projector gap forces every vector at the ground energy to lie in the span of the displayed unit vector, giving the asserted ground lines.
Let \(W\) be a set of chain sites with \(|W|\le n\). At most \(2^n\) admissible interaction supports are contained in \(W\).
These supports form a subfamily of the power set of \(W\), whose cardinality is \(2^{|W|}\le 2^n\).
Let \(X=[a,b)\) be an interval of the chain. A support of range \(R\) that meets both \(X\) and its complement lies in the window \([a-R,a+R)\) or in the window \([b-R,b+R)\), each of at most \(2R\) sites. Hence at most
supports are split by \(X\), and the cut budget of \(X\) is at most
Both bounds are independent of the interval, and no support of range \(R\) is split by two of the shells \([l-(j+1)R,\, r+(j+1)R)\), \(j\ge 0\), of an interval \([l,r)\). For a natural number \(N\) put \(B(N)=1+N\log ^2\bigl(e\, q^{R+1}\bigr)\), so that \(B(N)\ge 1\) and \(B_R=B(N_R)\).
A split support contains a site \(v\) in \(X\) and a site \(w\) outside \(X\) with \(|v-w|\le R\). If \(w{\lt}a\) then every site \(x\) of the support satisfies \(a-R\le v-R\le x\le w+R{\lt}a+R\); if \(w\ge b\) then \(b-R\le w-R\le x\le v+R{\lt}b+R\). A window of at most \(2R\) sites has at most \(2^{2R}\) subsets. The budget bound follows from the crossing count and the dimension bound \(q^{R+1}\). If a support met the shell with index \(j\) and left the shell with index \(j'{\gt}j\), two of its sites would be at distance at least \(R+1\).
Let \(L,q,R\) be natural numbers, let \(J\) be real, and let \(H=\sum _X h_X\) be a finite-range Hamiltonian on the chain of \(L\) sites. Suppose that for every \(X\) with \(h_X\ne 0\) there is a natural number \(a\) such that \(a+R+1\le L\) and \(X=[a,a+R+1)\). For natural numbers \(l,r\), put \(A=[l,r)\cap \{ 0,\ldots ,L-1\} \). Then
This is the consecutive-window counting refinement in the remark on sharper constants of [ 292 , Part I ] .
A full window is determined by its least site \(a\). If it crosses the cut at position \(c\), then \(a{\lt}c\le a+R\), so its start belongs to \([c-R,c)\), which has at most \(R\) sites. A window split by \(A\) crosses at least one of the cuts at \(l\) and \(r\). Its start therefore lies in \([l-R,l)\cup {[r-R,r)}\), a set of at most \(2R\) sites. All intervals are clipped to the chain, and natural subtraction is truncated at zero. When \(R=0\), or when \(A\) is empty, no window is split.
Let \(q\ge 1\), and suppose that every nonzero interaction is assigned to a full window of \(R+1\) consecutive sites contained in the chain. For every coordinate interval \(A\), put
Then \(\mathcal B(A)\le 1+2R\log ^2(e q^{R+1})\).
At most \(2R\) nonzero interactions are split by \(A\). Each support has at most \(R+1\) sites. Since \(q\ge 1\), each summand is at most \(\log ^2(e q^{R+1})\).
Let \(L,R\) be natural numbers, let \(q\ge 1\) be an integer, and let \(J\ge 0\) and \(\Delta {\gt}0\) be real. Let \(H=\sum _X h_X\) be a finite-range Hamiltonian on the chain of \(L\) sites. Suppose that for every \(X\) with \(h_X\ne 0\) there is a natural number \(a\) with \(a+R+1\le L\) and \(X=[a,a+R+1)\). Let \(E_0\) be real and let \(\Omega \) be a unit vector satisfying \(H\Omega =E_0\Omega \) and \(H-E_0\ge \Delta (1-|\Omega \rangle \langle \Omega |)\). For natural numbers \(l,r\), let \(\rho _A\) be the reduced state on \(A=[l,r)\cap \{ 0,\ldots ,L-1\} \), and let \(K\) take the value \(-\log p\) with probability \(p\) over the positive eigenvalues of \(\rho _A\). Put \(B=1+2R\log ^2(e\, q^{R+1})\). For every real \(u\) with \(|u|\le 1/(32\sqrt{(1+J/\Delta )B})\),
This is the marginal moment estimate with the consecutive-window count from the remark on sharper constants of [ 292 , Part I ] .
Restrict the interaction sum to \(h_X\ne 0\). The sum remains exactly \(H\), and its terms retain their supports, Hermiticity and norm bound \(J\). The same unit eigenvector and projector gap therefore apply. The crossing count and \(\dim \mathcal H_X\le q^{R+1}\) bound the budget for this restricted family by \(B\). Apply the marginal moment estimate to that family. Since \(J/\Delta \ge 0\), replacing its budget by \(B\) decreases the allowed radius and increases the quadratic error.
Let \(L,R,l,r\) be natural numbers. For each natural number \(i\), define the coordinate interval
Let \(Y\) be a set of chain sites with \(|x-y|\le R\) for all \(x,y\in Y\). Suppose \(Y\) meets both \(X_j\) and its complement for some \(j\ge 0\). For every natural number \(i\),
In particular, \(Y\) is split by at most one of these intervals, including \(X_0\). For a nonempty initial interval, these coordinate intervals are its metric enlargements by \(iR\), so this gives the single-splitting lemma of [ 292 , Part I ] . The coordinate statement also holds for arbitrary endpoints \(l,r\) and for \(R=0\).
Choose \(v\in Y\cap X_j\) and \(w\in Y\setminus X_j\). If \(i{\gt}j\), then \(iR\ge jR+R\). For every \(y\in Y\),
Thus \(Y\subseteq X_i\). If \(i{\lt}j\) and \(z\in Y\cap X_i\), the same comparison with \(z\) in place of \(v\) and the indices \(i,j\) exchanged would give \(Y\subseteq X_j\), contradicting \(w\notin X_j\). Hence \(Y\cap X_i=\varnothing \). Neither a containing interval nor a disjoint interval splits \(Y\), which proves uniqueness. Taking the positive indices \(j+1\) gives the corresponding assertion for the family starting with radius \(R\).
Let \(R\) be a nonnegative integer and put \(N_R=2\cdot 2^{2R}\) and \(B_R(q)=1+N_R\log ^2(e q^{R+1})\). For every integer \(q\ge 2\),
Here \(N_R\) is the interval crossing bound for the family of all admissible supports, as in the cut-budget definition of [ 292 , Part I ] . The remark on sharper constants in that part describes its application to the logarithmic dependence of the area-law constant.
Put \(c=\log 2{\gt}0\) and \(t=\log q\ge c\). The identity \(\log (e q^{R+1})=1+(R+1)t\) gives \(c(1+(R+1)t)\le t(1+(R+1)c)\). Both sides are nonnegative. Squaring, multiplying by \(N_R\) and adding \(c^2\le t^2\) yields
Divide by \(c^2{\gt}0\).
Let \(\Omega \) be a gapped ground vector, with gap \(\Delta {\gt}0\), of a finite-range chain Hamiltonian with local dimension \(q\ge 1\) and term norms at most \(J\ge 0\). For an interval \(X\), let \(\rho _X\) be its reduced density matrix and put
For \(0{\lt}\alpha {\lt}1\), define
Zero eigenvalues contribute zero to the trace. For every \(\alpha \in [1-u_0,1]\),
This is the near-one Rényi bound in Part I of [ 292 ] .
Write \(p_i\) for the eigenvalues of \(\rho _X\) and set \(M(u)=\sum _i p_i\exp (-u\log p_i)\), with zero terms interpreted as zero. Since \(p_i\ge 0\) and \(\sum _i p_i=1\), Jensen’s inequality gives
The physical log-moment estimate, with the interval cut budget bounded by \(B_R\), gives
Put \(s=\sqrt{(1+\vartheta )B_R}\ge 1\). Then \(u_0\le 1/32\), so the orders in the statement are positive. For \(u=1-\alpha {\gt}0\), \(M(u)=\operatorname {Tr}(\rho _X^\alpha )\), including when \(\rho _X\) has a kernel. Dividing by \(u\) proves the first pair of inequalities. Moreover,
which proves the absolute bound. At \(u=0\), all conclusions follow from \(S_1(X)=S(X)\).
Let \(L,R\) be natural numbers, let \(I=\{ 0,\ldots ,L-1\} \) be the contiguous chain, and let \(D\subseteq I\). Write \(\partial D\) for the positions \(p\) with \(p+1{\lt}L\) such that exactly one of \(p,p+1\) belongs to \(D\). For \(p\in \partial D\) put
If a nonempty support \(X\subseteq I\) of diameter at most \(R\) meets both \(D\) and \(I\setminus D\), then \(X\subseteq W_p\) for some boundary edge \(p\in \partial D\). Consequently,
No interval assumption on \(D\) is needed. The conclusions include the empty chain and \(R=0\); in either case there is no split support. This is the boundary-window count underlying the interval estimate in Section 2, equation (count), and the boundary count in the paragraph “Two-sided Gaussian filtering” of [ 292 ] .
Choose two sites of \(X\) with different membership in \(D\), and order their coordinates as \(a{\lt}b\). Along the integer interval from \(a\) to \(b\), the indicator of \(D\) must change at two consecutive sites \(p,p+1\). Thus \(a\le p{\lt}p+1\le b{\lt}L\) and \(p\in \partial D\).
For every \(x\in X\), the diameter bound gives \(x\le a+R\) and \(b\le x+R\). Hence
proving \(X\subseteq W_p\). Each window has at most \(2R\) sites, so contains at most \(2^{2R}\) subsets. Cover the split supports by the families of subsets of \(W_p\), one family for each \(p\in \partial D\), and bound the cardinality of the finite union by the sum of their cardinalities. This proves the stated bound, including the case of an empty boundary.
Let \(L,q,R\) be natural numbers, let \(J\in \mathbb R\), and let \(H=\sum _Xh_X\) be a range-\(R\) Hamiltonian on the contiguous chain \(I=\{ 0,\ldots ,L-1\} \), with local dimension \(q\) and \(\| h_X\| \le J\). Let \(D\subseteq I\) be arbitrary. In the paired coordinates \(p\) of Definition 31.1.5, put
Every \(K_{X,b}\) is Hermitian, is supported on the original set \(X\), and satisfies \(\| K_{X,b}\| \le 2J\). Let \(\mathcal C\) be the set of original supports meeting both \(D\) and \(I\setminus D\), and let \(N_R=2\cdot 2^{2R}\). For the doubled operator \(\widehat H\),
Let \(Z=\bigcup _{X\in \mathcal C}X\) be the union of crossing supports and put \(\Delta H=F\widehat H F^\dagger -\widehat H\). The operator \(\Delta H\) is supported on \(Z\). For every \(z\in Z\) there is a boundary position \(a\in \partial D\) with \(|z-a|\le R\), and
These assertions include \(q=0\), the empty chain, and empty or full \(D\). They give the boundary decomposition on a contiguous chain used in the paragraph “Two-sided Gaussian filtering” of [ 292 ] ; the distinction from arbitrary finite induced domains is recorded in [ 46 ] .
The support reduction for a conjugated tensor product in paired coordinates shows that \(FT_{X,b}F^\dagger \) is supported on \(X\). The same is true of \(T_{X,b}\), so subtraction preserves its support. Taking adjoints proves Hermiticity. Pairing coordinates preserves the operator norm, and the regional swap satisfies \(\| F\| \le 1\). Tensoring with an identity does not increase the operator norm, hence
Swapping exchanges the two replica terms of a support inside \(D\) and fixes those of a support disjoint from \(D\):
Adding the two replica terms gives, for every support outside \(\mathcal C\),
By definition, each doubled interaction is \(T_{X,0}+T_{X,1}\). Summing these identities expresses \(\widehat H\) as the sum of these pairs. Distributing conjugation and subtraction over the finite sum cancels each pair outside \(\mathcal C\), leaving exactly the sum over the crossing supports. Finally, Lemma 31.1.17 gives \(|\mathcal C|\le 2^{2R}|\partial D|\); counting the two replica labels for each support gives the stated bound.
Each term in the resulting expansion is supported on some \(X\subseteq Z\), so their finite sum is supported on \(Z\). If \(z\in Z\), choose a crossing support \(X\) containing it. The boundary-window inclusion gives \(a+1-R\le z{\lt}a+1+R\) for a boundary position \(a\), whence \(|z-a|\le R\). If \(L=0\), the boundary and the crossing family are empty and \(\Delta H=0\). Otherwise, a singleton interaction implies \(0\le \| h_{\{ x\} }\| \le J\) at a site \(x\), so \(J\ge 0\). The triangle inequality and the bound on the number of replica labels now give
Let \(L,q,R\) be natural numbers and \(J\in \mathbb R\). On the chain of \(L\) sites with local dimension \(q\), let \(H=\sum _X h_X\) be a finite-range Hamiltonian with one term of norm at most \(J\) for each nonempty support \(X\) of diameter at most \(R\). For every site \(x\),
The presence of a site also forces \(J\ge 0\). This is an auxiliary consequence of the Hamiltonian setting in Section 1 of [ 292 ] ; it supplies a per-site interaction estimate of the form assumed immediately before the Lieb–Robinson lemma there. No spectral-gap assumption is needed.
Fix a site \(x\). The singleton \(\{ x\} \) is an admissible support, so \(0\le \lVert h_{\{ x\} }\rVert \le J\). Every support containing \(x\) lies in the clipped interval \([x-R,x+R+1)\), which has at most \(2R+1\) sites. Counting subsets of this interval gives at most \(2^{2R+1}\) such supports. Summing their norm bounds and using \(J\ge 0\) proves the claim. If the chain has no sites, the assertion is vacuous.
31.2 Locality on a contiguous chain
Let \(L,q,R\) be natural numbers. Let \(K\) be a finite set of interaction labels, and for each \(k\in K\) let \(X_k\) be a nonempty support of diameter at most \(R\) in the contiguous chain \(I=\{ 0,\ldots ,L-1\} \). Let \(h_k\) be Hermitian operators supported on \(X_k\), and suppose that \(b_0\in \mathbb R\) satisfies
for every site \(x\). Put \(H=\sum _{k\in K}h_k\) and \(\tau _t(A)=e^{itH}Ae^{-itH}\), and set
These constants are independent of \(L,q\), the interaction family, and the observable support. For \(S\subseteq I\) let \(d(S,y)=\min _{x\in S}|x-y|\), with \(d(\varnothing ,y)=\infty \) and \(e^{-\mu \infty }=0\). For every operator \(A\) supported on \(S\), every site \(y\), every operator \(B_y\) supported on \(\{ y\} \), and every real \(t\),
This estimate allows every natural local dimension \(q\). If \(q\ge 1\), define, for every real \(\ell \ge 0\), \(N_\ell (S)=\{ y\in I:\exists x\in S,\ |x-y|\le \ell \} \). The normalized partial-trace expectation \(E_{N_\ell (S)}\) then satisfies
Both estimates allow \(S=\varnothing \). This is the contiguous-chain case of the lemma “Lieb–Robinson bound on a chain” in Part II of [ 292 ] , as used for its Theorem B; the distinction from the broader finite-domain reading is recorded in [ 46 ] .
Use the path graph on \(I\). Its distance is \(|x-y|\), each \(X_k\) has graph diameter at most \(R\) and at most \(R+1\) sites, and its nonemptiness permits a choice of an anchor in \(X_k\). The matrix-entry characterization of support supplies the hypotheses on the supported algebras. Apply the arbitrary-support graph commutator estimate with decay parameter \(1\) and support-size bound \(R+1\). If \(S\) is nonempty, its least distance to \(y\) is a finite nonnegative integer \(d\), and \(e^{-d}\le e^{-d/2}\). For \(S=\varnothing \), the factor \(|S|\) makes the commutator bound zero without selecting a point of \(S\).
For localization assume \(q\ge 1\) and put \(m=\lfloor \ell \rfloor \). Every distance sphere of the path has at most two sites, so the graph localization estimate applies with \(K_g=2\) and growth exponent zero. Since path distances are integers, the union of graph balls of radius \(m\) about \(S\) is exactly \(N_\ell (S)\). The tail constant and the rounding bound are
Thus the graph coefficient \(2C_0T_0\), multiplied by the rounding factor \(e^{1/2}\), is \(C'\). Empty unions and the zero factor \(|S|^2\) cover \(S=\varnothing \) as well.
31.3 The buffered discount with a constant-width buffer
Let \(H\) be a range-\(R\) Hamiltonian on the contiguous chain \(I=\{ 0,\ldots ,L-1\} \) with local dimension \(q\ge 1\) and interaction bound \(J\in \mathbb R\). Let \(D\subseteq I\), and let \(K=\widehat H\) and \(K'=\widehat H'\) be its doubled and regionally swapped doubled operators. Write \(\mathcal C_D\) for the original supports meeting both \(D\) and its complement, and put \(Z=\bigcup _{X\in \mathcal C_D}X\). For every real \(\ell \ge 0\) and \(t\in \mathbb R\), define
Set
Then the normalized expectation on the paired physical sites satisfies
No nonemptiness of the chain or of \(\mathcal C_D\), sign condition on \(J\), or spectral-gap hypothesis is required. This is the intermediate generator estimate in the localization paragraph of the proof of the information-reset lemma in Part II of [ 292 ] , on a contiguous chain; the domain distinction is recorded in [ 46 ] .
The swapped doubled interactions have range \(R\) and bound \(2J\). Their per-site norm sum is at most \(b_0\). The chain localization estimate therefore has constants \(a,v\) as displayed. By Theorem 31.1.18,
Each \(A_{X,b}\) is supported on \(X\), with \(|X|\le R+1\). For one such term put \(A=e^{itK'}A_{X,b}e^{-itK'}\) and \(A_0=E_{N_\ell (X)}(A)\). The chain estimate gives
Since \(X\subseteq Z\), the operator \(A_0\) is supported on \(B\) and is fixed by \(E_B\). Hence
Conjugation and the expectation are linear. Summing this estimate over the crossing replica labels and using their cardinality bound proves the assertion. An empty crossing family gives the zero generator; the same nonnegative estimates include \(J=0\).
For every natural number \(R\) and real \(J\), there are positive constants \(C,v\), depending only on \(R,J\), with the following property. Let \(q\ge 1\) and \(L\) be natural numbers, let \(H\) be a range-\(R\) Hamiltonian with interaction bound \(J\) on the contiguous chain \(I=\{ 0,\ldots ,L-1\} \), let \(D\subseteq I\), and let \(\ell \ge 0\) be real. Put \(K=\widehat H\), \(K'=\widehat H'\) and \(Z=\bigcup _{X\in \mathcal C_D}X\), where \(\mathcal C_D\) is the set of original supports crossing \(D\). Write \(N(S)=N_\ell (S)\). There is a differentiable unitary path \(U\), supported on \(N(Z)\) at every real time, such that
The same path is chosen before all the following data. Let \(Q\subseteq I\), let \(W\) be any operator supported on \(Q\), and let \(\eta \ge 0\) and \(T\ge 0\) be real. Let \(\gamma _\eta \) be the centred Gaussian measure of variance \(\eta \), with \(\gamma _0\) the point mass at zero. Put \(B=N(Q\cup Z)\) and define the operators
Then \(M_{\mathrm{loc}}\) is supported on \(B\) and
These assertions include the empty chain and empty supports. This is the localized integral in the localization paragraph of the information-reset proof in Part II of [ 292 ] , on a contiguous chain; the domain distinction is recorded in [ 46 ] .
Let \(a,v\) be the constants in Theorem 31.3.1, and put \(d=4|J|a(R+1)^2N_R\) and \(C=a+d{\gt}0\). Construct the supported projected relative evolution on \(N(Z)\). Its equation uses only \(K,K'\) and \(N(Z)\), so this choice precedes \(Q,W,\eta ,T\). For \(|t|\le T\), the generator estimate and the evolution comparison give
The separately localized observable has error at most \(a|Q|^2\| W\| e^{vT-\ell /2}\). Using the exact factorization
insert \(e^{itK'}We^{-itK'}U(t)\) between the two integrands. Unitarity of \(U(t)\), invariance of the observable norm under evolution, and the two estimates bound their difference by
Here \(|Q|\le L\) and \(L\le L^2\) for every natural \(L\); the latter is zero at \(L=0\) and follows from \(1\le L\) otherwise.
Both factors of the localized integrand act on \(B\), and its norm is at most \(\| W\| \). The integrands are continuous and bounded, hence integrable for every \(\gamma _\eta \). Since the expectation \(E_B\) is continuous and linear, commutes with integration, and fixes the localized integrand, it also fixes \(M_{\mathrm{loc}}\). This proves its support. Finally, \(\gamma _\eta ([-T,T])\le 1\) gives both the contraction bound and, upon integrating the pointwise difference, the asserted error. The Gaussian mass is not renormalized.
Let \(I=\{ 0,\ldots ,L-1\} \) be a contiguous chain, let \(R\) be a natural number, and let \(D,C,R_0,C_0\subseteq I\), with \(D\cap C=\varnothing \). Suppose that a real number \(w\) satisfies
Put \(Q=I\setminus (D\cup C)\). Let \(\mathcal C_D\) consist of all nonempty supports \(X\subseteq I\) of diameter at most \(R\) that meet both \(D\) and its complement, and put \(Z=\bigcup _{X\in \mathcal C_D}X\). Then
Consequently, for every real \(\ell \) with \(\ell +R\le w\),
Empty chains and empty sets are allowed. No sign assumption on \(w\) or \(\ell \), or containment of the cores in the outer regions, is needed beyond the displayed hypotheses. This is the support-separation step in Part II of [ 292 ] , on a contiguous chain; see [ 46 ] .
If \(z\in Q\), the two margin inequalities apply directly; weakening the lower bound from \(w\) to \(w-R\) is permitted since \(R\ge 0\). If \(z\in Z\), choose a crossing support \(X\) containing \(z\), together with \(y\in X\setminus D\) and \(x\in X\cap D\). The diameter bound gives \(|z-y|,|z-x|\le R\). For \(r\in R_0\), the first margin and the triangle inequality give
Since \(D\) and \(C\) are disjoint, \(x\notin C\); the second margin gives the same conclusion for every \(c\in C_0\). This proves the first assertion with the exact loss \(R\). If a core site \(a\) also belonged to the displayed neighborhood, there would be \(z\in Q\cup Z\) with \(|z-a|\le \ell \). Symmetry of distance would then give \(w-R{\lt}|a-z|\le \ell \le w-R\), a contradiction.
Fix a natural local dimension \(q\ge 1\), a natural range \(R\), a real interaction bound \(J\), a gap \(\Delta {\gt}0\), and an exponent \(p{\gt}0\). There are \(C_p{\gt}0\) and a natural number \(L_0\ge 1\), depending only on these fixed parameters, with the following property. For every \(L\ge L_0\), let \(H\) be a range-\(R\) Hamiltonian with interaction bound \(J\) on the contiguous chain \(I=\{ 0,\ldots ,L-1\} \). Let \(\Omega \) be a normalized ground vector, with ground energy \(E_0\) and full-system gap at least \(\Delta \). Let \(D,C\subseteq I\) be disjoint, let \(R_0\subseteq D\) and \(C_0\subseteq C\), and let \(b\in \mathbb R\) satisfy \(I_\Omega (D:C)\le b\). Put \(w=C_p(1+b+\log L)\) and suppose that
Then
The constants \(C_p,L_0\) precede the length, Hamiltonian, state, regions and information bound. Only the original full-system gap is assumed. This is the contiguous-chain form of the information-reset lemma in Part II of [ 292 ] ; the domain distinction is recorded in [ 46 ] .
Set \(r=2p+10\). Choose the Gaussian constants \(A,T_0{\gt}0\) from Theorem 45.19.6 once, and choose the locality constants \(C,v{\gt}0\) from Theorem 31.3.2. Put
Choose a natural \(L_0\ge \max \{ 1,8\sqrt8(1+\log q)\} \). All these choices precede the instance data. Nonnegativity of mutual information gives \(b\ge 0\). Hence, for \(B_*=1+b+\log L\), one has \(B_*\ge 1\).
Put \(Q=I\setminus (D\cup C)\), let \(Z\) be the union of the supports crossing \(D\), and put \(\Psi =\Omega \otimes \Omega \), \(\Phi =F_D\Psi \). The regional Gaussian theorem constructs the buffer contraction \(W\) and a real overlap \(z\ge e^{-2b}\); its truncated two-sided integral \(M_T\), of variance \(AB_*\) and cutoff \(T=T_0B_*\), satisfies
Take \(\ell =\lceil K_{\mathrm{loc}}B_*\rceil \). Theorem 31.3.2 gives its supported approximation \(M_{\mathrm{loc}}\) on \(S=N_\ell (Q\cup Z)\). The elementary exponential estimate, reserving a factor \(e^{-\ell /4}\) to absorb \(P\), gives
Indeed \(\ell /4\ge P\), \(P e^{-P}\le 1\), and the remaining quarter-decay absorbs \(L^4(1+T_0B_*)\), with coefficient \(P\); here \(L^2\le L^4\). The two normalized ground vectors therefore have residuals at most \(4\varepsilon \) for \(M_{\mathrm{loc}}\). The same-support polar correction of Theorem 45.19.7 constructs a unitary \(V\) on \(S\) satisfying
The ceiling bound and \(B_*\ge 1\) give \(\ell +R{\lt}C_pB_*=w\). Lemma 31.3.3 makes \(S\) disjoint from both cores, so \(V\) acts trivially on their joint marginal in each replica. By Theorem 45.20.3, the two cores of the first replica of \(\Phi \) are uncorrelated. Transporting paired coordinates to the two replicas and applying the entropy comparison of Lemma 45.20.4 yields
Since \(L\ge L_0\), Theorem 45.20.7, with \(r=2p+10\), bounds the last expression by \(L^{-p}\). Empty cores cause no exception: their mutual information is zero.
Let \(I=\{ 0,\ldots ,L-1\} \) and let \(l,r,v\) be natural numbers. With truncated subtraction at the left endpoint,
The difference lies in \(([l-v,l)\cap I)\cup (\lbrack r,r+v)\cap I)\). Each of these two intervals contains at most \(v\) sites.
Fix natural numbers \(q\ge 1\), \(R\) and \(N\), real numbers \(J\ge 0\) and \(\Delta {\gt}0\), and a real number \(B\ge 1\). Put \(\vartheta =J/\Delta \) and \(\ell _R=\log (e\, q^{R+1})\). Let \(H=\sum _{i\in F}h_i\) act on a chain of any finite length \(L\), with local spaces \(\mathbb C^q\). Here \(F\) is finite, each \(h_i\) is Hermitian, has norm at most \(J\), and is supported on a set \(S_i\) of diameter at most \(R\). Suppose that every interval \(D=[u,v)\cap I\), where \(I=\{ 0,\ldots ,L-1\} \), is split by at most \(N\) of the sets \(S_i\) and that
Choose a natural number \(m\) satisfying
Let \(\Omega \) be a unit vector satisfying \(H\Omega =E_0\Omega \) and \(H-E_0\ge \Delta (1-|\Omega \rangle \langle \Omega |)\). For natural endpoints \(l,r\) put \(X=[l,r)\cap I\) and \(T=(\lbrack l-mR,r+mR)\cap I)\setminus X\), with truncated subtraction at the left endpoint. Then
This is the argument of Lemma 31.3.9, with the crossing count \(N_R\) and the cut budget \(B_R\) replaced by \(N\) and \(B\). Use the nested shells \(X_j=[l-(j+1)R,r+(j+1)R)\cap I\), \(0\le j{\lt}m\), and the uniform weights \(a_j=2/m\). The diameter bound implies that each support is split by at most one shell. The energy of the filtered vector is at most \(16Nq^{2(R+1)}J/m\) by the squared-dimension estimate and at most \(32\, e\, N\ell _R^2J/m\) by the logarithmic estimate of [ 292 , Part I, Remark 6.3 ] ; the choice of \(m\) makes the smaller of the two bounds at most \(\Delta /2\). The error terms sum to at most \(4096e\vartheta B/m\), and the overlap losses to \(m\log 2\).
Let \(\Omega \) be a unit gapped ground vector, with gap \(\Delta {\gt}0\), of a range-\(R\) chain Hamiltonian with local dimension \(q\ge 1\) and term norms at most \(J\ge 0\). Put \(\vartheta =J/\Delta \), \(N_R=2\cdot 2^{2R}\) and \(B_R=1+N_R\log ^2(e q^{R+1})\). Define
For natural endpoints \(l,r\), let \(I=\{ 0,\ldots ,L-1\} \) and put \(X=[l,r)\cap I\) and \(T=([l-m_{\mathrm{pol}}R,r+m_{\mathrm{pol}}R)\cap I)\setminus X\), with truncated subtraction at the left endpoint. Then
These are the constants in Lemma 4.2 of [ 292 ] .
Use the coordinate shells of radius \((j+1)R\) and weights \(a_j=2/m_{\mathrm{pol}}\). Each support is split at most once, each interval splits at most \(N_R\) supports, and every support has dimension at most \(q^{R+1}\). The quadratic interaction estimate in the proof of Lemma 4.2 of [ 292 ] therefore gives total energy increase at most \(C_E^{\mathrm{pol}}/m_{\mathrm{pol}}\). The second threshold bounds this by \(\Delta /4\). The first and third thresholds give the admissible marginal tail radius, while the fourth bounds the total tail error by one. Finally,
since \(0\le C_E^{\mathrm{pol}}/(m_{\mathrm{pol}}\Delta )\le 1/4\). Substituting these estimates into the weighted entropy comparison proves (58).
Under the hypotheses and with the constants of Theorem 31.3.7, put
Every interval \(X=[l,r)\cap I\) satisfies \(S_\Omega (X)\le C_{\mathrm{int}}^{\mathrm{pol}}\). This is the final interval-entropy estimate in [ 292 , Part I ] .
The Araki–Lieb inequality gives \(S_\Omega (X\cup T)-S_\Omega (T)\ge S_\Omega (X)-2S_\Omega (T)\). The buffer has at most \(2m_{\mathrm{pol}}R\) sites, so \(S_\Omega (T)\le 2m_{\mathrm{pol}}R\log q\). Combining these bounds with (58) proves the assertion.
Let \(\Omega \) be a gapped ground vector, with gap \(\Delta {\gt}0\), of a finite-range Hamiltonian with term norms at most \(J\ge 0\) on the chain with local dimension \(q\ge 1\). Put \(\vartheta =J/\Delta \), \(\ell _R=\log (e\, q^{R+1})\), \(E_R=\min \{ 32N_Rq^{2(R+1)},\ 64\, e\, N_R\ell _R^2\} \) and
For an interval \(X=[l,r)\) let \(T=X^{+mR}\setminus X\) be the buffer, which has at most \(2mR\) sites. Then
The energy threshold \(\Delta /2\), the overlap losses \(m\log 2\) and the explicit tail term, with the three-entry \(m\), replace the printed constants of Lemma 4.2 of [ 292 ] , which runs at the threshold \(\Delta /4\), absorbs the tail term through a fourth entry of \(m\) and concludes with \(1+16N_Rq^{2(R+1)}\vartheta \); see [ 136 ] . The second entry \(64\, e\, N_R\ell _R^2\) of \(E_R\) is the logarithmic energy estimate of Remark 6.3 of [ 292 ] . Since \(E_R\) is at most either entry, this \(m\) is at most the shell count obtained from either estimate alone, and in particular it satisfies the bound of that remark.
This is Theorem 31.3.6 for all supports, with \(N=N_R\), \(B=B_R\) and the stated \(m\). It is the finite-dimensional buffered discount (optimized filters, stationarity, the energy estimate, the prefix comparison and Schmidt pinning) of Lemma 3.2 of [ 286 ] , applied to the nested shells \(X_j=X^{+(j+1)R}\), \(0\le j{\lt}m\), with the uniform weights \(a_j=2/m\) of total mass two. The shells are intervals, so each is split by at most \(N_R\) supports with cut budget at most \(B_R\) by Lemma 31.1.10, and no support is split by two of them. The energy of the filtered vector is at most \(\sum _j4a_j^2\sum _Y(\dim \mathcal H_Y)^2J\le 16N_Rq^{2(R+1)}J/m\), the sum running over the supports \(Y\) split by \(X_j\), and also at most \(\sum _j8e\, a_j^2\sum _Y\log ^2(e\dim \mathcal H_Y)\, J\le 32\, e\, N_R\ell _R^2J/m\) by the three-lines estimate of Remark 6.3 of [ 292 ] . The choice of \(m\) makes the smaller of the two bounds at most \(\Delta /2\), each weight at most \(1/2\), and each tilt \(a_j/(1-a_j)\) at most the tail radius \(1/(32\sqrt{(1+\vartheta )B_j})\). The error terms sum to \(1024e\vartheta \sum _jB_ja_j^2\le 4096e\vartheta B_R/m\), and the overlap losses to \(m\log 2\).
31.4 Closing the argument
For a unit vector \(\Omega \) on the chain and disjoint sets of sites \(X,T\), \(S(X\cup T)\le S(X)+S(T)\) and \(S(X)\le S(X\cup T)+S(T)\); the empty set and the whole chain have entropy zero, and \(S(A)\le |A|\log q\). The boundary edges of a set \(A\) are the edges \(\{ p,p+1\} \) of the chain with exactly one endpoint in \(A\). A prefix \([0,k)\) has at most one boundary edge. If every interval has entropy at most \(C\ge 0\), then every subset \(A\) has entropy at most \(C\, |\partial A|\).
Subadditivity and purity are the finite-product entropy inequalities of the companion library; the Araki–Lieb inequality is purity, \(S(X)=S(\Lambda \setminus X)\), followed by subadditivity for the disjoint union \(\Lambda \setminus X=(\Lambda \setminus (X\cup T))\cup T\). The dimension bound is the entropy bound \(\log \dim \) for a trace-one positive state. For the last claim, induct on the number of sites of \(A\). If \(A\) is empty or the whole chain its entropy vanishes. Otherwise split off the maximal run \(I\) of consecutive sites starting at the least position of \(A\). Subadditivity gives \(S(A)\le S(I)+S(A\setminus I)\le C+S(A\setminus I)\), every boundary edge of \(A\setminus I\) is a boundary edge of \(A\), and \(A\) has at least one more boundary edge (the edge at the right end of \(I\) when \(A\setminus I\) is nonempty, and an edge at an end of \(I\) otherwise, since \(I\) is then a proper nonempty subset of the chain).
Let \(V\) be a finite set of sites and let \(\Omega \) be a unit vector on \(\bigotimes _{x\in V}\mathbb C\), with one-dimensional local spaces. For every set \(A\) of sites, \(S_\Omega (A)=0\). This is the dimension-one case of the entropy dimension bound used in [ 292 , Part I ] .
The reduced state on \(A\) is positive semidefinite with trace one. Its space has dimension one, so its rank is at most one and its von Neumann entropy vanishes.
Let \(\Omega \) be a gapped ground vector, with gap \(\Delta {\gt}0\), of a finite-range Hamiltonian with term norms at most \(J\ge 0\) on the chain of \(L\) sites with local dimension \(q\ge 1\). Every interval \(X\) satisfies
with \(C_0(q,R)=\bigl(8R\log q+\log 2\bigr)\bigl(5+E_R+128B_R\bigr) +1024\, e\, B_R\), where \(E_R=\min \{ 32N_Rq^{2(R+1)},\ 64\, e\, N_R\log ^2(e\, q^{R+1})\} \), and every subset \(A\) of the chain satisfies \(S(A)\le C_{\mathrm{int}}\, |\partial A|\). Hence the constant \(C_0(q,R)(1+J/\Delta )\), chosen before \(L\), the Hamiltonian, the ground vector and the region, bounds \(S(A)/|\partial A|\) for every gapped chain. For a natural number \(N\), let \(E(N)\), \(C_1(N)=5+E(N)+128B(N)\) and \(C_0(N)=\bigl(8R\log q+\log 2\bigr)C_1(N)+1024\, e\, B(N)\) be the same nonnegative constants with \(N_R\) replaced by \(N\), where \(B(N)\) is the budget of Lemma 31.1.10; thus \(C_0(q,R)=C_0(N_R)\). This is the connected case of Theorem A; the general case is Theorem 31.5.8.
The discount of Lemma 31.3.9 and the Araki–Lieb inequality of Lemma 31.4.1 give \(S(X)-2S(T)\le S(X\cup T)-S(T)\le \frac12S(X)+\frac12C_{\mathrm{disc}}\), hence \(S(X)\le 4S(T)+C_{\mathrm{disc}}\), and \(S(T)\le |T|\log q\le 2mR\log q\). The linear bound uses \(m\le (5+E_R+128B_R)(1+\vartheta )\), which follows from \(\sqrt{(1+\vartheta )B_R}\le (1+\vartheta )B_R\), and \(m\ge 4\). The subset bound is the second part of Lemma 31.4.1.
Fix the interaction range \(R\), use the coefficient \(C_0(q,R)\) of Theorem 31.4.3, and put
which is \(C_0(2,R)/(\log 2)^3\) with the energy entry \(E_R\) replaced by its logarithmic entry. For every integer \(q\ge 2\),
For every integer \(q\ge 1\), every finite-range chain Hamiltonian with term norms at most \(J\ge 0\), every gapped ground vector with gap \(\Delta {\gt}0\), and every set \(A\) of its sites,
Here \(K_R\) is fixed before the local dimension, chain length, Hamiltonian, ground vector and region. The interaction family retains the crossing count \(N_R=2\cdot 2^{2R}\). This is the fixed-range logarithmic dependence in [ 292 , Part I, Remark 6.3 ] .
For \(q\ge 2\), put \(t=\log q/\log 2\ge 1\). Since \(\log (e\, q^{R+1})=1+(R+1)\log q\le t\log (e\, 2^{R+1})\), the energy entry satisfies \(E_R(q)\le 64\, e\, N_R\log ^2(e\, q^{R+1})\le 64\, e\, N_R\log ^2(e\, 2^{R+1})\, t^2\), and Theorem 31.1.15 gives \(B_R(q)\le B_R(2)t^2\). Hence the factor \(5+E_R+128B_R\) of \(C_0(q,R)\) is at most \(t^2\) times the factor \(5+64\, e\, N_R\log ^2(e\, 2^{R+1})+128B_R(2)\) of \(K_R\). Also \(8R\log q+\log 2\le (8R\log 2+\log 2)t\) and \(B_R(q)\le B_R(2)t^3\). Summing proves (63). Combine this with Theorem 31.4.3 to obtain (64) for \(q\ge 2\). At \(q=1\), Theorem 31.4.2 gives \(S(A)=0\), which equals the right-hand side of (64).
Fix natural numbers \(q\ge 1\) and \(R\), and real numbers \(J\ge 0\) and \(\Delta {\gt}0\). Put \(\vartheta =J/\Delta \), \(\ell _R=\log (e\, q^{R+1})\) and define
These are the factor \(5+E_R+128B_R\) and the constant \(C_0(q,R)\) of Theorem 31.4.3 with the crossing count \(N_R\) replaced by \(2R\) and the cut budget \(B_R\) by \(B_{\mathrm{win}}\); they are fixed before the chain length, Hamiltonian, ground vector and region. Let \(L\) be any natural number and let \(H=\sum _X h_X\) be a finite-range Hamiltonian on its chain, with local dimension \(q\) and term norms at most \(J\) as in Definition 31.1.1. Suppose that every \(X\) with \(h_X\ne 0\) has the form \(X=[a,a+R+1)\) for some natural number \(a\) satisfying \(a+R+1\le L\). Let \(E_0\) be real and let \(\Omega \) be a unit vector satisfying \(H\Omega =E_0\Omega \) and \(H-E_0\ge \Delta (1-|\Omega \rangle \langle \Omega |)\). For every set \(A\) of sites,
This combines the consecutive-window count of [ 292 , Part I, Remark 6.3 ] with the constants of Theorem 31.4.3.
Restrict the interaction sum to its nonzero terms. The sum is still the original \(H\), and each term retains its support, Hermiticity and norm bound \(J\). At most \(2R\) nonzero terms cross an interval, and Theorem 31.1.12 bounds every interval cut budget by \(B_{\mathrm{win}}\). Choose \(m=\lceil \max \{ 4,\min \{ 64Rq^{2(R+1)},128\, e\, R\ell _R^2\} \vartheta , 128\sqrt{(1+\vartheta )B_{\mathrm{win}}}\} \rceil \). Theorem 31.3.6, Araki–Lieb and Theorem 31.3.5 give
for every interval \(X\), as in the proof of Theorem 31.4.3. The interval-to-subset inequality of Lemma 31.4.1 proves (67).
Put \(c=\log 2\) and fix the absolute constants
For every natural number \(R\), every integer \(q\ge 1\), every natural chain length \(L\), and every finite-range Hamiltonian \(H=\sum _X h_X\) with term norms at most \(J\ge 0\), suppose that each nonzero \(h_X\) is assigned to a full window \(X=[a,a+R+1)\) with \(a+R+1\le L\). For every unit ground vector \(\Omega \) satisfying the original global projector gap inequality with gap \(\Delta {\gt}0\), and every set \(A\) of sites,
In particular, \(C\) and \(K\) are chosen before \(q,R,L,J,\Delta ,H,\Omega ,A\). This is the polynomial range dependence in [ 292 , Part I, Remark 6.3 ] for the consecutive-window interaction family.
If \(R=0\), Theorem 31.5.4 gives \(S_\Omega (A)=0\). If \(q=1\), Theorem 31.4.2 gives the same conclusion. The right-hand side of (68) vanishes in both cases.
It remains to consider \(R\ge 1\) and \(q\ge 2\). Put \(x=R\log q\ge c\) and abbreviate \(B=B_{\mathrm{win}}(q,R)\ge 1\). The energy entry of \(C_{1,\mathrm{win}}\) is at most \(128\, e\, R\ell _R^2\le 64eB\), so \(C_{1,\mathrm{win}}\le (133+64e)B\); also \(8x+c\le 9x\) and \(1024eB\le (1024e/c)Bx\). Formula (66) therefore gives \(C_{0,\mathrm{win}}\le CBx\). Also \(R+1\le 2R\) and \(1\le c^{-2}Rx^2\), so
31.5 Finite sets of integers
A finite set \(\Lambda \subset \mathbb Z\) carries the induced path graph, whose edges join consecutive integers that both lie in \(\Lambda \), and its graph distance \(d_\Lambda \). Its sites are labelled \(0,\ldots ,|\Lambda |-1\) in increasing order, each carrying \(\mathbb C^q\). A support of range \(R\) in \(\Lambda \) is a nonempty set of sites of \(d_\Lambda \)-diameter at most \(R\). Along a path of the induced graph the position of a site minus its label is constant, so a support lies between two consecutive gaps of \(\Lambda \) and is a support of range \(R\) of the chain of \(|\Lambda |\) sites. An admissible Hamiltonian assigns to every support \(X\) of range \(R\) in \(\Lambda \) a Hermitian term \(h_X\) acting as the identity off \(X\) with operator norm at most \(J\), zero terms allowed; with zero terms on the remaining supports of the chain it is a finite-range Hamiltonian on the chain with the same sum. The edge boundary \(\partial _\Lambda A\) of a set \(A\subseteq \mathbb Z\) is the set of edges \(\{ x,x+1\} \subseteq \Lambda \) with exactly one endpoint in \(A\); these edges correspond to the boundary edges, on the chain, of the sites in \(A\) that join sites at consecutive integers.
Let \(\Lambda \subset \mathbb Z\) be finite, with its induced path graph, and let \(q,R\in \mathbb N\). Let \((h_k)_k\) be a finite labelled family of Hermitian operators, each supported on a nonempty set \(X_k\) of graph diameter at most \(R\). Suppose \(b_0\in \mathbb R\) satisfies \(\sum _{k:x\in X_k}\| h_k\| \le b_0\) for every site \(x\). Put \(H=\sum _k h_k\) and
Let \(A\) be supported on \(S\subseteq \Lambda \) and \(B\) at \(y\in \Lambda \). Set \(\delta =\inf _{x\in S}d_\Lambda (x,y)\), with \(\inf \varnothing =\infty \) and \(e^{-\infty /2}=0\). For every real \(t\),
This extends the commutator estimate of the Lieb–Robinson lemma in [ 292 , Part II ] to arbitrary finite integer domains. No connectivity, positive local dimension, ground-state or spectral-gap hypothesis is required.
Every range-\(R\) support has at most \(R+1\) sites. For finite \(\delta \), the graph propagation estimate with exponential weight parameter one gives the stronger decay \(e^{-\delta }\), which is at most \(e^{-\delta /2}\). For infinite \(\delta \), every \(x\in S\) has \(d_\Lambda (x,y)=\infty \), so \([\tau _t(A),B]=0\) by Theorem 28.9.12 and the left side vanishes. All distances are those of the induced graph; sites separated by a hole are not identified with consecutive sites of a longer chain.
Let \(\Omega \) be a gapped ground vector, with gap \(\Delta {\gt}0\), of a sum of Hermitian terms on a finite tensor product, each supported inside a set \(B\) of sites or inside its complement. Then \(S_\Omega (B)=0\).
In the coordinates of the cut \(B\, |\, B^c\) the sum is \(H_1\otimes 1+1\otimes H_2\) with Hermitian \(H_1\) and \(H_2\). With least eigenvalues \(a\), \(b\) and unit eigenvectors \(u\), \(v\), the inequality \(H\ge a+b\) gives \(E_0\ge a+b\), and the gap inequality evaluated on \(u\otimes v\) gives \(\Delta (1-|\langle \Omega ,u\otimes v\rangle |^2)\le a+b-E_0\le 0\). Hence \(\Omega \) is a multiple of \(u\otimes v\), and its reduced state on \(B\) is pure; this is Theorem 42.12.1.
Let \(\Omega \) be a gapped ground vector, with positive gap, of a range-zero Hamiltonian on a finite chain. Then \(S_\Omega (A)=0\) for every set \(A\) of sites.
A nonempty support of diameter zero is a singleton. Every interaction is therefore supported inside \(A\) or inside its complement. Lemma 31.5.3 applies.
Let \(\Omega \) be a unit vector on the chain of \(L\) sites and \(P\) a set of sites with \(S(P)=0\). Then \(S(A\triangle P)=S(A)\) for every set of sites \(A\). If \(P=[0,p+1)\) with \(p+1{\lt}L\), the boundary edges of \(A\triangle P\) are those of \(A\) with the edge \(\{ p,p+1\} \) added or removed. Consequently, if \(G\) is a set of edges \(\{ p,p+1\} \) whose prefixes \([0,p+1)\) all have zero entropy, every \(A\) has a set of sites \(A'\) with \(S(A')=S(A)\) whose boundary edges are those of \(A\) toggled exactly at the edges of \(G\).
For \(X\subseteq P\) the Araki–Lieb inequality gives \(S(X)\le S(P)+S(P\setminus X)=S(P\setminus X)\) and symmetrically, so \(S(X)=S(P\setminus X)\). For \(X\subseteq P\) and \(Y\) disjoint from \(P\), strong subadditivity in the form \(S(P\cup Y)+S(X)\le S(P)+S(X\cup Y)\) and the Araki–Lieb inequality \(S(Y)\le S(P\cup Y)+S(P)\) give \(S(X)+S(Y)\le S(X\cup Y)\), and subadditivity gives the reverse. Writing \(A=(A\cap P)\cup (A\setminus P)\) and \(A\triangle P=(P\setminus (A\cap P))\cup (A\setminus P)\), both entropies equal \(S(A\cap P)+S(A\setminus P)\). Flipping \([0,p+1)\) reverses membership at every site up to \(p\), so it changes the status of the edge \(\{ p,p+1\} \) only. The last claim follows by induction on \(G\).
Let \(L,R\in \mathbb N\) and let \(X\subseteq \{ 0,\ldots ,L-1\} \) be nonempty, of diameter at most \(R\). If \(|X|=R+1\), then there is an integer \(a\ge 0\) such that \(a+R+1\le L\) and \(X=[a,a+R+1)\cap \mathbb Z\).
Put \(a=\min X\). The diameter bound gives \(X\subseteq [a,a+R]\cap \mathbb Z\). Both sets have \(R+1\) elements, so they are equal. In particular \(a+R\in X\), whence \(a+R{\lt}L\).
Let \(\Lambda =\{ x_0{\lt}\cdots {\lt}x_{L-1}\} \subset \mathbb Z\) be finite. Let \(\Omega \) be a unit gapped ground vector, with gap \(\Delta {\gt}0\), of an admissible Hamiltonian on \(\Lambda \). For every finite \(A\subseteq \mathbb Z\) there is a set of labels \(A'\subseteq \{ 0,\ldots ,L-1\} \) such that
Here \(\partial A'\) is the edge boundary in the chain of labels.
Put \(A_0=\{ j:x_j\in A\} \). At a gap \(x_{j+1}{\gt}x_j+1\), every support lies on one side of the prefix \([0,j+1)\), since its diameter in the induced path graph is finite. Thus this prefix has zero entropy by Lemma 31.5.3. Apply Lemma 31.5.5 to the prefixes at precisely those gaps whose label edges lie in \(\partial A_0\). The resulting set \(A'\) has the same entropy as \(A_0\), and its boundary consists exactly of the edges of \(\partial A_0\) joining consecutive integers of \(\Lambda \). These edges are in bijection with \(\partial _\Lambda A\).
Let \(\Omega \) be a gapped ground vector, with gap \(\Delta {\gt}0\), of an admissible Hamiltonian with term norms at most \(J\ge 0\) on a finite set \(\Lambda \subset \mathbb Z\) with local dimension \(q\ge 1\). Every \(A\subseteq \mathbb Z\) satisfies \(S_\Omega (A\cap \Lambda )\le C_{\mathrm{int}}(q,R,J,\Delta )\, |\partial _\Lambda A|\le C_0(q,R)\, (1+J/\Delta )\, |\partial _\Lambda A|\), with the constants of Theorem 31.4.3.
Regard the Hamiltonian as one on the chain of \(|\Lambda |\) labels, with the same sum and term norm bound, as in Definition 31.5.1. The ground vector and its gap are unchanged. Choose \(A'\) by Theorem 31.5.7 and apply Theorem 31.4.3 to \(A'\). Substituting the two equalities in (69) gives both asserted bounds.
Put \(c=\log 2\) and fix the positive absolute constant
For every integer \(q\ge 1\), \(R\in \mathbb N\), \(J\ge 0\) and \(\Delta {\gt}0\), let \(\Lambda \subset \mathbb Z\) be finite and let \(H=\sum _Xh_X\) be an admissible Hamiltonian of Definition 31.5.1, with local dimension \(q\), range \(R\) and term norms at most \(J\). Write \(x_0{\lt}\cdots {\lt}x_{L-1}\) for the sites of \(\Lambda \), where \(L=|\Lambda |\). Identify each interaction support with its set \(X\subseteq \{ 0,\ldots ,L-1\} \) of labels. Suppose that whenever \(h_X\ne 0\) there is an integer \(a\) such that
Let \(\Omega \) be a unit ground vector of the original \(H\), at energy \(E_0\), satisfying \(H-E_0\mathbb 1\ge \Delta (\mathbb 1-|\Omega \rangle \langle \Omega |)\). Then every finite \(A\subseteq \mathbb Z\) satisfies
The constant \(C_{\mathrm{abs}}\) is chosen before all \(q,R,J,\Delta ,\Lambda ,H,E_0,\Omega ,A\). The full-window condition (71) is the specialization in [ 292 , Part I, the remark on sharper constants ] .
Order the sites of \(\Lambda \) as the chain of \(L\) labels. Every nonzero interaction has \(R+1\) sites and label diameter at most \(R\). By Theorem 31.5.6, its labels form a full contained window. Put zero on the remaining chain supports, as in Definition 31.5.1. Every original term retains its norm bound \(J\); the sum, ground vector and global gap are unchanged.
Choose \(A'\) by Theorem 31.5.7, so that
Apply Theorem 31.4.6 at \(A'\). Its absolute constant is exactly (70); substituting the two equalities above proves (72). The empty domain, \(R=0\) and \(q=1\) are included in that chain estimate.
Let \(I=\{ 0,\ldots ,L-1\} \) be a contiguous chain. Write \([a,z)_I=\{ x\in I:a\le x{\lt}z\} \) for natural endpoints \(a,z\), and for a real \(\rho \ge 0\) put
Then the exact interval neighborhood is
There is no condition \(z\le L\) on the original endpoint.
Let \(q\) be any natural number and let \(\Omega \) be a normalized vector on the \(L\) sites with local dimension \(q\). Suppose a real number \(c\) bounds the entropy of every interval:
For any finite index set \(s\) and natural endpoint families \(a_i,z_i\), put \(T=\bigcup _{i\in s}[a_i,z_i)_I\). Then
Empty intervals and empty families are included, and the intervals may overlap or repeat. No nonnegativity assumption on \(c\) is added, and no Hamiltonian, gap or positive local dimension is assumed. These are the interval-neighborhood and entropy steps in Part II of [ 292 ] .
Coordinate distances are integers, so \(|x-y|\le \rho \) is equivalent to \(|x-y|\le d\). If the interval is nonempty, its first and last sites are \(a\) and \(\min \{ z,L\} -1\). A site lies within distance \(d\) of it precisely when it belongs to the displayed clipped interval; one may choose the nearer endpoint when the site lies outside, or the site itself when it lies inside. If the interval is empty, its neighborhood is empty by definition. This explains why an empty interval must not be enlarged by its endpoints.
The entropy of the empty interval is zero, so the interval bound at \([0,0)_I\) gives \(c\ge 0\). Each interval neighborhood has entropy at most \(c\): it is either an interval or the empty set. Moreover,
Entropy submodularity and nonnegativity imply \(S_\Omega (A\cup B)\le S_\Omega (A)+S_\Omega (B)\) even when \(A,B\) overlap. Induction on the finite index set therefore bounds the entropy of this union by the sum of its component entropies, which is at most \(|s|c\). The empty-family case is \(S_\Omega (\varnothing )=0\).
Fix a natural local dimension \(q\ge 1\), a natural range \(R\), a real interaction bound \(J\), a gap \(\Delta {\gt}0\), an exponent \(p{\gt}0\), and a natural number \(k_0\ge 1\). There are \(D_p{\gt}0\) and a natural number \(L_0\ge 1\), depending only on these fixed parameters, with the following property. For every \(L\ge L_0\), let \(H\) be a range-\(R\) Hamiltonian with interaction bound \(J\) on the contiguous chain \(I=\{ 0,\ldots ,L-1\} \), and let \(\Omega \) be a normalized ground vector with full-system gap at least \(\Delta \). Let \(T\subseteq I\) be a union of at most \(k_0\) intervals, and let \(E\subseteq I\) satisfy
Then
Empty intervals, empty \(T\) or \(E\), and overlapping interval representations are allowed. No additional disjointness assumption is imposed. The constants precede the length, Hamiltonian, state, regions and interval representation. This is the contiguous-chain form of the logarithmic-separation lemma in Part II of [ 292 ] ; see [ 46 ] for the domain distinction.
Put \(\overline C=\max \{ 0,C_{\mathrm{int}}(q,R,J,\Delta )\} \) and \(b=4k_0\overline C\). Choose \(C_p\) and the length threshold from Theorem 31.3.4, and set
Enlarge the threshold so that \(\log L\ge 1\). These choices use only the fixed parameters. In any such chain there is a site, and its singleton term has \(0\le \| h_{\{ x\} }\| \le J\). Thus \(J\ge 0\) is derived from the model, rather than imposed as a further hypothesis, and Theorem 31.4.3 applies. Put \(s=\log L\) and \(w=C_p(1+b+s){\gt}0\). Then
For a real \(\rho \ge 0\), write
Choose the regions
The regions \(D,C\) are disjoint, \(T\subseteq D\), and \(E\subseteq C\). If \(y\notin D\), then \(|x-y|{\gt}w+1{\gt}w\) for every \(x\in T\). If \(y\notin C\), choose \(x\in T\) with \(|x-y|\le 2w+2\). For every \(e\in E\), the separation hypothesis and the triangle inequality give
These are the two strict margins required by the reset theorem.
The interval area law bounds every interval entropy by \(\overline C\). Theorem 31.5.10, applied at radius \(w+1\), therefore gives \(S(D)\le k_0\overline C\). Its empty-component alternative retains empty interval labels, and its union estimate requires no disjointness of the enlarged intervals. The Araki–Lieb inequality now gives
Applying Theorem 31.3.4 to these regions and cores proves the assertion. All pairwise conditions involving an empty set are vacuous, so no nonemptiness condition is needed.
31.6 Matrix product states and sequential truncation
Let \(L,q,D\) be natural numbers. A vector \(\psi \) on \(L\) sites of local dimension \(q\) is an open-boundary matrix product state of bond dimension at most \(D\) when there are natural numbers \(r_0,\ldots ,r_L\) with \(r_0=r_L=1\) and \(r_k\leq D\) for \(0{\lt}k{\lt}L\), a scalar \(c\in \mathbb C\), and matrices \(A_i(s)\in \mathbb C^{r_i\times r_{i+1}}\) such that
The empty product is the identity on \(\mathbb C\), so at \(L=0\) this condition reads \(\psi (\varnothing )=c\). Only the internal bond dimensions are bounded by \(D\). Scaling \(\psi \) scales \(c\). The left block of \(k\) sites is the interval \([0,k)\), and the cut matrix at \(k\) has the configurations of the left block as rows and those of the remaining sites as columns; its rank is the Schmidt rank across the cut.
Let \(L,q,D\) be natural numbers and let \(\psi \) be a vector on \(L\) sites of local dimension \(q\). If every internal cut matrix, at \(0{\lt}k{\lt}L\), has rank at most \(D\), then \(\psi \) is an open-boundary matrix product state of bond dimension at most \(D\). In particular, the conclusion holds when every cut matrix has rank at most \(D\).
Suppose first that \(L\geq 2\) and \(D\geq 1\). The two boundary cut matrices have rank at most \(1\leq D\). Let \(V_k\) be the column space of the cut matrix at \(k\), and choose a spanning family \(u_k\) of \(D\) vectors. Slicing at a fixed value of site \(k\) maps \(V_{k+1}\) into \(V_k\). Expressing these slices in the chosen spanning families gives square matrices \(A_k(s)\) and boundary vectors \(v_L,v_R\) with \(\psi (x)=v_L^{\mathsf T}A_0(x_0)\cdots A_{L-1}(x_{L-1})v_R\). Absorb \(v_L^{\mathsf T}\) into the first matrix and \(v_R\) into the last; these are distinct matrices because \(L\geq 2\). Their rectangular dimensions have singleton endpoints and internal dimensions \(D\). If \(L\geq 2\) and \(D=0\), the cut matrix at \(1\) vanishes, hence \(\psi =0\). Set every internal bond dimension to zero and take zero site matrices and \(c=0\). If \(L=0\), take \(c=\psi (\varnothing )\). If \(L=1\), take \(c=1\) and the \(1\times 1\) matrices \(A_0(s)_{0,0}=\psi (s)\). The assertion about all cuts follows by restricting to internal cuts.
Let \(\psi \) be a vector on \(L\) sites of local dimension \(q\). If \(\psi \) is a scalar multiple of a rectangular open-boundary contraction with bond dimensions \(d_0,\ldots ,d_L\), then its cut matrix \(M_k\) satisfies \(\operatorname {rank}M_k\le d_k\) for \(0\le k\le L\). In particular, \(\psi \) is an open-boundary matrix product state of bond dimension at most \(D\) if and only if \(\operatorname {rank}M_k\le D\) at every internal cut \(0{\lt}k{\lt}L\). No normalization is required. The endpoint ranks are at most one; when \(L\le 1\) there are no internal rank conditions, even for \(D=0\). This is the single-cut rank observation used in the truncation-error lower bound of [ 274 ] ; see also the sequential truncation proposition in [ 292 , Part IIa ] .
Split a virtual path at bond \(k\). For each fixed bond index \(\alpha \in \{ 0,\ldots ,d_k-1\} \), the sums over the remaining virtual indices on the two sides are independent. Hence
Absorbing \(c\) into \(U_k\) factors \(M_k\) through \(\mathbb C^{d_k}\), so its rank is at most \(d_k\). This remains valid when \(d_k=0\): the sum is empty and the cut matrix vanishes. At the endpoints, \(d_0=d_L=1\). The converse is Theorem 31.6.2, which includes empty and one-site chains.
Let \(L,q\) be natural numbers and let \(\psi \) be a vector on \(L\) sites of local dimension \(q\). Write \(r_k\) for the rank of its cut matrix at \(k\). For natural numbers \(a,d\) with \(a+d\leq L\), one has
Consequently, if \(a\leq k\leq b\leq L\) and \(r_a,r_b\leq R\), then
If, in addition, \(q\geq 1\) and \(b-a\leq 80w\) for a natural number \(w\), then
These bounds apply without a normalization or nonvanishing assumption on \(\psi \); in particular, the first three bounds also allow \(q=0\). They give the internal-cut estimate used when passing from blocks to sites in [ 292 , Part II, proof of Theorem B ] .
Regard the coefficients at two adjacent cuts as two flattenings of a tensor with factors corresponding to the left sites, one site, and the right sites. A rank factorization of the first flattening through a space of dimension \(r\) gives a factorization of the second through a space of dimension \(qr\): retain the one-site coordinate together with the factorization index. Thus moving one site to the left factor increases the rank by at most a factor \(q\). Transposition gives the same estimate when moving it to the right factor. Iterating proves the first two inequalities, including zero-dimensional factors. Applying them from the nearer endpoint gives the minimum-exponent estimate. Finally, \(\min \{ k-a,b-k\} \leq 40w\) because the two distances sum to \(b-a\leq 80w\). Monotonicity of \(q^n\) for \(q\geq 1\) gives the last bound.
Let \(L,q,D\) be natural numbers and let \(\psi \) be a vector on the chain of \(L\) sites of local dimension \(q\). For each internal cut \(0{\lt}k{\lt}L\), let \(N_k=\dim \mathcal H_{[0,k)}\) and choose an ordered orthonormal basis \(b_{k,0},\ldots ,b_{k,N_k-1}\) of \(\mathcal H_{[0,k)}\). Let \(\Pi _k\) be the orthogonal projection onto the span of its first \(\min \{ D,N_k\} \) vectors, and put \(P_k=\Pi _k\otimes 1\). Define
Then \(\Phi \) is an open-boundary matrix product state with every internal bond dimension at most \(D\), and
Empty products act as the identity, so this includes \(L=0\) and \(L=1\), without a choice of basis at a boundary cut. If \(D\ge N_k\), then \(\Pi _k=1\).
This statement holds for every choice of ordered orthonormal bases. Proposition 7.1 of [ 292 , Part IIa ] is the instance in which \(\psi \) is a unit vector and each basis is an eigenbasis of the reduced state at its cut, ordered by nonincreasing eigenvalue, with any choice of eigenvectors in a repeated-eigenvalue space. That instance, with \(\epsilon _k\) identified as the sum of the discarded eigenvalues, is Theorem 31.6.6.
Each \(P_k\) is an orthogonal projection, hence a contraction. Telescoping gives \(\Phi -\psi =\sum _k P_1\cdots P_{k-1}(P_k-1)\psi \), and \(\| (1-P_k)\psi \| ^2=\epsilon _k\), proving the error bound. At cut \(k\), the vector \(P_k\cdots P_{L-1}\psi \) lies in \(\operatorname {ran}\Pi _k\otimes \mathcal H_{[k,L)}\), so its cut rank is at most \(\min \{ D,N_k\} \le D\). The remaining factors act on the left of that cut and cannot increase this rank. Theorem 31.6.2 gives the stated representation of \(\Phi \).
Let \(L,q,D\) be natural numbers and let \(\psi \) be a unit vector on the chain of \(L\) sites of local dimension \(q\). For each internal cut \(0{\lt}k{\lt}L\), let \(\rho _k\) be the reduced state of \(\psi \) on \(\mathcal H_{[0,k)}\), let \(\Pi _k\) be the projection onto the span of the eigenvectors of \(\rho _k\) belonging to its \(\min \{ D,N_k\} \) largest eigenvalues, counted with multiplicity, and let \(\epsilon _k(D)\) be the sum of the remaining eigenvalues. With \(P_k=\Pi _k\otimes 1\), the vector \(\Phi =P_1P_2\cdots P_{L-1}\psi \) is an open-boundary matrix product state with every internal bond dimension at most \(D\), and
This is Proposition 7.1 of [ 292 , Part IIa ] . Within a repeated eigenvalue the eigenvectors are taken from one fixed orthonormal eigenbasis; every other choice is covered by Theorem 31.6.5.
Each \(\Pi _k\) is an orthogonal projection of rank \(\min \{ D,N_k\} \le D\), and the trace of \((1-\Pi _k)\rho _k\) is \(\operatorname {tr}\rho _k\) minus the sum of the \(\min \{ D,N_k\} \) largest eigenvalues, that is \(\epsilon _k(D)\), since \(\operatorname {tr}\rho _k=\| \psi \| ^2=1\). The estimates of Lemma 31.6.8 hold for any orthogonal projections on the first \(k\) sites: the cut rank of \(\Phi \) at cut \(k\) is at most the rank of \(\Pi _k\), and \(\| \Phi -\psi \| \le \sum _k\sqrt{\operatorname {tr}((1-\Pi _k)\rho _k)}\), because \(\| (1-P_k)\psi \| ^2=\operatorname {tr}((1-\Pi _k)\rho _k)\). Theorem 31.6.2 turns the rank bound into the stated representation, and substituting \(\epsilon _k(D)\) for each trace gives the error bound. The argument is the proof of Theorem 31.6.5, applied to the eigenprojections directly.
Write \(\Phi _0=\psi \) and \(\Phi _j=P_{L-j}\Phi _{j-1}\), so that \(\Phi =\Phi _{L-1}\). For an orthogonal projection \(P\),
and the two terms are orthogonal, since \(P^*=P=P^2\) gives
Hence \(\| \psi -\Phi _j\| ^2\le \| \psi -\Phi _{j-1}\| ^2+\| (1-P_{L-j})\psi \| ^2\), and \(\| (1-P_k)\psi \| ^2=\operatorname {tr}((1-\Pi _k)\rho _k)=\epsilon _k(D)\). Summing over the steps gives the bound.
Let \(\psi \) be a unit vector on \(L\) sites and let \(w\) be a real number. For each cut \(k\), \(1\le k\le L-1\), let \(S_k\) be the entropy of the first \(k\) sites, let \(\Pi _k\) be the spectral projector of their reduced state onto the eigenvalues at least \(e^{-(S_k+w)}\), an operator on the first \(k\) sites, and let \(P_k=\Pi _k\otimes 1\) be its extension by the identity on the remaining sites. Then the regional projector \(\Pi _k\) has rank at most \(e^{S_k+w}\), the mass \(\| (1-P_k)\psi \| ^2\) discarded by \(P_k\) is at most the surprisal tail of the reduced state beyond \(w\), and the vector \(\Phi =P_1P_2\cdots P_{L-1}\psi \) has cut rank at most \(\max \{ 1,e^{S_k+w}\} \) across every cut \(k\) of the chain, the trivial cuts at its ends included; it satisfies
This is the entropy-threshold form used in the proof of Theorem B of [ 292 ] . The prescribed-dimension statement, with the actual discarded masses, is stated separately in Theorem 31.6.5. A common entropy slack and a prescribed number of retained eigenvectors need not give the same projectors; see [ 204 ] .
Write \(M_k(\psi )\) for the cut matrix of \(\psi \) at \(k\), with the configurations of the first \(k\) sites as rows. For an operator \(\Pi \) on the first \(k\) sites, the extension \(\Pi \otimes 1\) acts on it by left multiplication,
so the cut rank of \((\Pi \otimes 1)\psi \) is at most the rank of \(\Pi \); the rank of the extended operator itself, which is the rank of \(\Pi \) times the dimension of the remaining sites, plays no role. The projector on the smallest block is applied last, and the product of the projectors on blocks of size at most \(k\) is one extension of an operator on the first \(k\) sites ending in \(\Pi _k\). The distance follows by induction from \(\psi -P_k\Phi '=(1-P_k)\psi +P_k(\psi -\Phi ')\) and the contraction property of a projector, and \(\| (1-P_k)\psi \| ^2\) is the trace of \(1-\Pi _k\) against the reduced state, the mass of the eigenvalues below the threshold, which is at most the surprisal tail.
Let \(\Omega \) be a gapped ground vector, with gap \(\Delta {\gt}0\), of a finite-range Hamiltonian with term norms at most \(J\ge 0\) on a chain of \(L\ge 0\) sites with local dimension \(q\ge 1\). For any natural number \(k\), let \(X\) be the sites \(i\) with \(0\le i{\lt}k\), let \(\rho _X\) be the reduced state, and put \(s=\sqrt{(1+J/\Delta )B_R}\). For \(w\ge 0\), let \(P\) be the spectral projection of \(\rho _X\) onto eigenvalues at least \(e^{-(C_{\mathrm{int}}+w)}\). Then \(P\) is an orthogonal projection and
The constants are independent of \(L\) and \(k\).
The eigenvalues retained by \(P\) are at least \(e^{-(C_{\mathrm{int}}+w)}\), and their sum is at most \(\operatorname {Tr}\rho _X=1\), giving the rank bound. Write \(S=S(X)\le C_{\mathrm{int}}\) and \(v=C_{\mathrm{int}}+w-S\ge w\ge 0\). The discarded mass is at most the surprisal tail beyond \(v\) centred at \(S\), because \(S+v=C_{\mathrm{int}}+w\). The marginal tail estimate with the uniform interval budget \(B_R\) gives \(\operatorname {Tr}((1-P)\rho _X)\le 2e^{e/2}e^{-v/(32s)} \le 2e^{e/2}e^{-w/(32s)}\). This is the prefix-cut estimate used in the argument for Theorem B of [ 292 , Part IIa ] .
Let \(\Omega \) be a gapped ground vector, with gap \(\Delta {\gt}0\), of a finite-range Hamiltonian with term norms at most \(J\ge 0\) on the chain of \(L\ge 1\) sites with local dimension \(q\ge 1\). Put \(s=\sqrt{(1+J/\Delta )B_R}\) and \(c_0=\sqrt{2e^{e/2}}\). For every \(0{\lt}\varepsilon \le 1\), there is a normalized open-boundary matrix product state \(\Phi \) with \(\| \Phi -\Omega \| \le \varepsilon \) and bond dimension at most
This is a supplementary accuracy form of the argument for Theorem B in [ 292 , Part IIa ] ; the stated theorem there has error \(1/L\).
The entropy of each left block is at most \(C_{\mathrm{int}}\), and its surprisal tail beyond \(w\) is at most \(c_0^2e^{-w/(32s)}\). Set \(w=64s\log (2Lc_0/\varepsilon )\). Since \(s{\gt}0\) and \(2Lc_0/\varepsilon {\gt}1\), the sequential truncation produces a vector \(\widetilde\Phi \) whose cut ranks are at most \(\lfloor e^{C_{\mathrm{int}}+w}\rfloor \) and for which
Thus \(\widetilde\Phi \ne 0\). Normalize this same vector by setting \(\Phi =\widetilde\Phi /\| \widetilde\Phi \| \). The reverse triangle inequality gives \(\| \Phi -\widetilde\Phi \| =|1-\| \widetilde\Phi \| | \le \| \widetilde\Phi -\Omega \| \), hence \(\| \Phi -\Omega \| \le \varepsilon \). Bounded cut ranks give the matrix product representation, which is preserved by this scalar normalization.
Fix natural numbers \(q\ge 1\) and \(R\), and real numbers \(J\ge 0\) and \(\Delta {\gt}0\). With \(B_{\mathrm{win}}\) and \(C_{0,\mathrm{win}}\) as in Theorem 31.4.5, put
These constants are fixed before the chain length, Hamiltonian, ground vector and accuracy. Let \(H=\sum _Xh_X\) act on a chain of \(L\ge 1\) sites, with self-adjoint terms \(h_X\) of norm at most \(J\), and suppose that every nonzero \(h_X\) has support \(X=[a,a+R+1)\) with \(a+R+1\le L\). Let \(\Omega \) be a unit vector satisfying \(H\Omega =E_0\Omega \) and \(H-E_0\ge \Delta (1-|\Omega \rangle \langle \Omega |)\). For every \(0{\lt}\varepsilon \le 1\), there is a normalized open-boundary matrix product state \(\Phi \) such that \(\| \Phi -\Omega \| \le \varepsilon \) and its bond dimension is at most
This is the prescribed-accuracy consequence of the argument for Theorem B in [ 292 , Part IIa ] , with the consecutive-window constants from Part I, Remark 6.3.
A prefix \([0,k)\) has at most one boundary edge, so Theorem 31.4.5 gives \(S_\Omega ([0,k))\le C\). Restrict the interaction sum to its nonzero terms, preserving its sum \(H\) and the original projector gap. By Theorem 31.1.12, its actual cut budget \(B_k\) satisfies \(1\le B_k\le B_{\mathrm{win}}\). The two-sided marginal tail estimate gives, for \(w\ge 0\),
Indeed, the concentration bound with \(B_k\) is at most its exponential part, and replacing \(B_k\) by \(B_{\mathrm{win}}\) increases that part. Set \(w=64s\log (2Lc_0/\varepsilon )\). Sequential truncation gives a vector \(\widetilde\Phi \) with cut ranks at most \(\lfloor e^{C+w}\rfloor \) and
Thus \(\widetilde\Phi \ne 0\). Its normalization \(\Phi =\widetilde\Phi /\| \widetilde\Phi \| \) has the same cut ranks, and the reverse triangle inequality gives \(\| \Phi -\Omega \| \le \varepsilon \). The cut-rank criterion yields the required matrix product state.
Let \(\Omega \) be a gapped ground vector, with gap \(\Delta {\gt}0\), of a finite-range Hamiltonian with term norms at most \(J\ge 0\) on the chain of \(L\ge 1\) sites with local dimension \(q\ge 1\). Put \(s=\sqrt{(1+J/\Delta )B_R}\), \(c_0=\sqrt{2e^{e/2}}\) and
There is a normalized open-boundary matrix product state \(\Phi \) of bond dimension at most \(D(L)\) with \(\| \Phi -\Omega \| \le 1/L\).
Apply Theorem 31.6.10 with \(\varepsilon =1/L\), which lies in \((0,1]\) because \(L\ge 1\). The identity \(2Lc_0/(1/L)=2L^2c_0\) gives exactly \(D(L)\). Finally, \(\lfloor e^{C_{\mathrm{int}}+w(L)}\rfloor \le e^{C_{\mathrm{int}}}(2c_0)^{64s}L^{128s}\).
Under the Hamiltonian and ground-state hypotheses of Theorem 31.3.8, suppose \(L\ge 1\). Put \(s=\sqrt{(1+J/\Delta )B_R}\) and \(c_0=\sqrt{2e^{e/2}}\). For every \(0{\lt}\varepsilon \le 1\) there is a unit open-boundary matrix product state \(\Phi \) with \(\| \Phi -\Omega \| \le \varepsilon \) and bond dimension at most
This is the prescribed-accuracy form of the proof of Theorem B in [ 292 , Part IIa ] . The source states the case \(\varepsilon =1/L\).
Every prefix entropy is at most \(C_{\mathrm{int}}^{\mathrm{pol}}\). For \(w=64s\log (2Lc_0/\varepsilon )\), the marginal tail beyond \(w\) has square root at most \(\varepsilon /(2L)\). Sequential truncation therefore gives a vector \(\widetilde\Phi \) with all cut ranks at most \(D_\varepsilon \) and
Hence \(\widetilde\Phi \ne 0\). Normalization preserves its cut ranks and increases the error by at most another \(\varepsilon /2\). The cut-rank criterion gives the asserted matrix product state.
Under the Hamiltonian and ground-state hypotheses of Theorem 31.3.8, suppose \(L\ge 2\). Put \(s=\sqrt{(1+J/\Delta )B_R}\), \(u_0=1/(32s)\) and \(c_0=\sqrt{2e^{e/2}}\). Define
There is a unit nonzero open-boundary matrix product state \(\Phi \) of bond dimension at most \(D\) such that
This gives the normalized phase conclusion of [ 292 , Part IIa, Theorem B ] with phase zero and its printed interval constant.
Apply Theorem 31.6.13 with \(\varepsilon =1/L\). To compare the bond dimensions, put \(y=2L^2c_0\) and \(b=32e^{e/2}L^4\). Then \(0{\lt}y\) and \(y^2=8e^{e/2}L^4\le b\), so \(2\log y\le \log b\). Since \(s\ge 0\),
Unit norm implies that the chosen approximant is nonzero.
Under the hypotheses of Theorem 31.6.13, for every \(0{\lt}\varepsilon \le 1\) there is a unit open-boundary matrix product state \(\Phi \) with \(\| \Phi -\Omega \| \le \varepsilon \) whose bond dimension \(D\) satisfies
The case \(\varepsilon =1/L\) is the bond bound \(L^{128s}\) of Theorem B.
Take the state of Theorem 31.6.13, with bond dimension \(D_\varepsilon \) of (93). Put \(y=2Lc_0/\varepsilon {\gt}0\). For \(s\ge 0\) and every \(b\ge y^2\), \(\lfloor e^{C+64s\log y}\rfloor \le e^{C+32s\log b}=e^Cb^{32s}\). With \(b=y^2\) this gives
31.7 Physical coordinates of the terminal chain registers
Fix integers \(L,q,w\ge 1\) with \(L\ge 60w\), put \(t=20w\) and \(m=\lfloor L/t\rfloor -3\), and take the distinct parties \(R_0,\ldots ,R_m,P_1,\ldots ,P_m\). The main sites are \(X=\{ 0,\ldots ,L-1\} \). The owner of \(x{\lt}mt\) is \(P_{\lfloor x/t\rfloor +1}\), and the owner of \(x\ge mt\) is \(R_m\). There is a right auxiliary copy at each stage \(0\le k{\lt}m\) and a left auxiliary copy at each stage \(1\le k{\lt}m\); every copy has all sites of \(X\). Equal centres do not identify these distinct labelled copies. For a right copy let \(a=(k+1)t\) and \((A,B,C)=(R_k,R_{k+1},P_{k+1})\); for a left copy let \(a=kt\) and \((A,B,C)=(R_k,P_{k+1},P_k)\). Its auxiliary site \(x\) is owned by \(A\) on \([a-3w,a-2w)\), by \(B\) on \([a-2w,a-w)\) and by \(C\) elsewhere. Write \(\mathcal A\) for the set of all auxiliary copy-site labels, and \(M_p\subseteq X\) and \(\mathcal A_p\subseteq \mathcal A\) for the main and auxiliary labels at party \(p\). The physical factor at \(p\) has dimension \(d_p=q^{|M_p|}\), whereas every auxiliary factor remains private at its specified owner. The distinction between these factors follows the corrected terminal assertion in [ 79 ] .
The final suffix has length in \([3t,4t)\), every completed main block has at most \(t\) sites, and every remainder party has fewer than \(4t\) main sites. In particular \(d_p\le q^{4t}\) for every party. Moreover \(20m\le L\) and the number of parties is \(2m+1\le 2L\).
Euclidean division gives \(L=(m+3)t+r\) with \(0\le r{\lt}t\). On a fixed completed main fibre, \(x\mapsto x\bmod t\) is injective, since \(\lfloor x/t\rfloor \) is fixed. On every remainder main fibre, \(x\mapsto x-mt\) is injective into the final suffix. These injections give the cardinal bounds, and monotonicity of powers for \(q\ge 1\) gives the dimension estimate. Since \(t\ge 20\) and \(mt\le L\), one has \(20m\le L\); the party-count bound follows.
For every stage \(0\le k{\lt}m\), one has \((k+4)t\le L\). If \(k\ge 1\), one also has \(8w\le kt\).
Since \(k+1\le m\) and \(L=mt+3t+r\) with \(r\ge 0\), \((k+4)t\le mt+3t\le L\). For \(k\ge 1\), \(kt\ge t=20w\ge 8w\).
Let \(\Omega \) be a unit vector on the chain. Initially place the main copy at \(R_0\) and each auxiliary copy at its specified party \(C\). There are \(1+m+\max \{ m-1,0\} \) copies, each held entirely by one party. Take a party’s private memory to be the tensor product of the copies it holds, with their product reference vector. These vectors have norm one. Private maps and changes of tensor-factor order prepare the complete copy reference exactly, with no nonprivate operation.
Each right copy at stage \(k\) is held by \(P_{k+1}\), and each left copy at stage \(k+1\) is held by \(P_{k+1}\). The copies remain distinct even when their holders coincide. Grouping the copies by their holders gives a product across parties; each grouped vector has norm equal to the product of the copy norms, hence one. Theorem 45.13.4.10 splits each party’s private memory into its labelled copies and restores their prescribed order. Every map is private, and its action on the product vector is exact.
At every party \(p\), use increasing main-site order to identify configurations on \(M_p\) with the basis of \(\mathbb C^{d_p}\). Denote this identification by \(\chi _p\), and put \(\chi (c)_p=\chi _p(c|_{M_p})\) for a main configuration \(c\). The terminal coordinate map sends a raw configuration \(c\) to \((\chi (c|_X),c|_{\mathcal A})\) and hence sends its basis vector to the corresponding physical and auxiliary product-basis vector. This defines a unitary identification \(T\) from the raw memory with the physical factors followed by all auxiliary factors. At a party with \(M_p=\varnothing \), the physical factor is one-dimensional.
The coordinate map at party \(p\) depends precisely on the main configuration on \(M_p\) and the unchanged auxiliary configuration on \(\mathcal A_p\). For every terminal vector \(\Psi \), with no product or normalization assumption, its physical density after applying \(T\) and discarding all private registers is
where the expression on the right uses the original main and auxiliary sheet coordinates, and \(U_\chi \) is their specified main block change of coordinates.
Restriction to an owner fibre commutes with the main block identification and leaves every auxiliary coordinate unchanged. In product orthonormal bases, the density transforms by the tensor product of the physical and private changes of basis. If \(V\) is the private change of orthonormal basis, then \(V^*V=1\) and \(\operatorname {Tr}_{\rm private}((U_\chi \otimes V) \rho (U_\chi \otimes V)^*)=U_\chi (\operatorname {Tr}_{\mathcal A}\rho )U_\chi ^*\). Applying this identity to \(\rho =|\Psi \rangle \langle \Psi |\) gives the assertion.
The unitary \(T\) is realized by a finite sequence of private operations and changes of tensor-factor order. No nonprivate gate is introduced, and the equality holds on every input vector.
First place the main owner fibres in the prescribed party order, followed by the complete auxiliary list. These are precisely the original labels, each occurring once. At each party apply the local main-block identification, leaving all other factors fixed. An empty main fibre produces its one-dimensional physical factor. The resulting map agrees with \(T\) on every raw product-basis vector and therefore on the whole memory space by linearity.
Retain the chain, parties and labelled copies of Definition 31.7.1, with \(q\ge 1\). Let \(\mathcal C\) be the auxiliary copy family, ordered as in Theorem 31.7.4. For an auxiliary configuration \(a:\mathcal A\to \{ 0,\ldots ,q-1\} \), put \(a_c(x)=a(c,x)\). For an arbitrary chain vector \(\Omega \), define the auxiliary vector by
The empty copy family gives the scalar \(\Xi =1\). Each copy retains its own site labels and retired owners; a copy may be entangled across its owners.
Let \(\mathcal F_{\rm term}\) be the list consisting of the main raw sheet with its prescribed main owner, followed by the raw auxiliary sheets at their prescribed retired owners in this copy order. Write \(v_{\rm ref}\) for the product of their raw copy reference vectors associated with \(\Omega \) in this specified memory. Enumerate the main labels first, followed by every copy-site label in the prescribed copy order. Each original raw label occurs once, and flattening the sheet list gives exactly this register list. Denote by \(\mathcal R\) the main/auxiliary sheet readout transported along that register-list equality.
For every chain vector \(\Omega \),
In the raw site basis, a copy has coefficient \(\Omega (b)\) at the configuration \(b\). The tensor product over the labelled copies therefore has coefficient \(\Omega (b)\prod _{c\in \mathcal C}\Omega (a_c)\) at \((b,a)\) after flattening. The specified sheet readout sends that raw basis vector to the basis vector at \((b,a)\). Its coefficient is consequently \(\Omega (b)\Xi (a)\), as asserted.
If \(\| \Omega \| =1\), then \(\| \Xi \| =1\), including when \(\mathcal C=\varnothing \), and
The tensor norm gives \(\| \Xi \| =\prod _{c\in \mathcal C}\| \Omega \| =1\). Tracing the auxiliary factor of the reference in sheet coordinates gives \(\| \Xi \| ^2|\Omega \rangle \langle \Omega |\).
Let \(\| \Omega \| =1\) and let \(\Psi \) belong to the specified terminal memory, with \(\| \Psi \| \le 1\). For every real \(\varepsilon \) satisfying \(\| \Psi -v_{\rm ref}\| \le \varepsilon \), the main density in the original sheet coordinates obeys
The readout is an isometry, so \(\| \mathcal R\Psi -\Omega \otimes \Xi \| =\| \Psi -v_{\rm ref}\| \le \varepsilon \) and \(\| \mathcal R\Psi \| \le 1\). The absolute pure-density estimate after partial trace bounds the density error by \(2\| \mathcal R\Psi -\Omega \otimes \Xi \| +1-\| \Xi \| ^2\). Substituting \(\| \Xi \| =1\) gives the result.
31.8 Birth, death and exchange of plain sheets
Let \(L,q\ge 1\) be integers, let \(p\in \mathbb R\), and let \(\Omega \) be a unit vector on the chain. A plain sheet has one register \(\mathbb C^q\) per site and an owner assignment \(o\). Write \(\Omega _o\) for \(\Omega \) placed on those registers. Let \(T\) be owned by \(P\), put \(E=\{ x:o(x)\ne P\} \), and suppose \(I_\Omega (T:E)\le L^{-2p}\). For any party \(Q\) define
There is a birth from \(o\) to \(o'\) consisting of private contractions and at most one normalized pair source, involving only \(P,Q\). There is also a death from \(o'\) to \(o\) using private contractions, at most one normalized pair effect and no pair source, again involving only \(P,Q\). Their maps \(\mathcal B,\mathcal D\) satisfy
The information condition for the death is evaluated in its after-death assignment \(o\). In particular, every fixed \(p{\gt}0\) gives the birth and death estimates of [ 292 , Part II ] .
This is Theorem 45.13.4.3 on the chain of \(L\) sites, with the real parameter \(L\ge 0\) and the exponent \(p\). The environment of a sheet is exactly \(E\). The reversed construction uses the information environment after the death.
Let \(L,q\ge 1\) be integers, let \(p\in \mathbb R\), and let \(\Omega \) be a unit vector on the chain. Consider two labelled copies of the sheet with owner assignments \(o_1,o_2\), a set of sites \(Y\), and a party \(P\). Put
Suppose \(I_\Omega (T:E)\le L^{-2p}\). Exchange the two owner assignments on \(Y\) and leave them unchanged outside \(Y\), obtaining \(o_1',o_2'\). There is a contraction \(\mathcal X\) between the corresponding register spaces, consisting of owner-preserving reorderings and private contractions at \(P\), with no shared pair source or effect, such that
Every register retains its party; only its sheet label changes in the reordering. The two copies remain distinct even when their owner assignments agree. For \(p{\gt}0\), this includes the interval exchange of [ 292 , Part II ] .
This is Theorem 45.13.4.4 on the chain of \(L\) sites, with the real parameter \(L\ge 0\) and the exponent \(p\). Its splitting regions are \(T,E\). The returned monomial consists of the register reordering and the private correction at \(P\), and uses no pair resource.
31.9 One-band dissolution
Write \([u,v)_L=\{ x\in \{ 0,\ldots ,L-1\} :u\le x{\lt}v\} \). Fix natural numbers \(L,a,w\) with \(w\ge 1\) and \(8w\le a\), a local dimension \(q\in \mathbb N\), and parties \(A,B,C\). A sheet is specified by an owner for each site. For such a sheet \(F\), write \(F[T\to P]\) for the assignment obtained by giving \(T\) to \(P\), and write \(E(F,P)=\{ x:\text{the owner of }x\text{ in }F\text{ differs from }P\} \). Let \(M_0\) have an arbitrary owner function \(o\), and let \(U_0\) assign every site of a distinct auxiliary copy to \(C\). Set
Exchange the ownership assignments of \(M_0,U_3\) on \(Y\) to define \(M_4,U_4\), respectively; outside \(Y\) retain their assignments. The set \(Y\) is the sample of an open real interval, also when \(w\) is odd. Define the remaining main assignments by
The stage pairs are \((M_0,U_j)\) for \(0\le j\le 3\), then \((M_j,U_4)\) for \(4\le j\le 8\), and remain \((M_8,U_4)\) thereafter. Thus the eight transitions are three auxiliary births, one exchange, two main deaths, one main birth, and one main death. The auxiliary copy remains unchanged after the exchange. Every copy is a distinct occurrence in the list of sheets, including copies with the same geometric centre. These are the half-open integer bands of [ 292 , Part II, Construction con:band ] , with the endpoint and retained-register corrections of [ 79 ] .
Suppose \(o(x)=C\) on \([a-8w,a)_L\). The retired auxiliary assignment is
Moreover \(M_8=M_0[\lbrack a,a+w)_L\to B]\), with no assumption on the original owners in \(\lbrack a,a+2w)_L\). Thus the original main ownership is restored outside the initial band; this assertion concerns the main sheet, not the retained auxiliary registers.
For the exchange identities, assume only \(w\ge 1\), \(8w\le a\), \(o(x)=C\) on \([a-8w,a)_L\), \(A\ne C\) and \(B\ne C\), and put \(Z=E(M_0,C)\cup E(U_3,C)\). The exchange information regions \(T=Z\cap Y\) and \(E=Z\setminus Y\) are exactly
The endpoint assertions do not require the three parties to be distinct; the two inequalities just stated are required for the exchange-region identities.
Before the exchange, the auxiliary owners are \(B,A,C,A,B\) on the consecutive bands with endpoints \(a-6w,a-5w,\ldots ,a-w\), and \(C\) elsewhere. The open window contains \([a-6w,a-4w)_L\) and is contained in \([a-7w,a-3w)_L\), where the original main owner is \(C\). It therefore transfers precisely the two left auxiliary bands to the main sheet and restores \(C\) on the auxiliary throughout the window. The two right auxiliary bands are retained. Substituting the four subsequent main assignments gives the main endpoint. For the information regions, the sites not held by \(C\) on both sheets consist of the two left auxiliary bands, the two right auxiliary bands and \(E(M_0,C)\). The first lie in \(Y\); the latter two sets avoid \(Y\). This gives \(T\) and \(E\).
Assume \(o(x)=C\) on \(\lbrack a-8w,a)_L\) and \(o(x)=A\) on \([a,a+w)_L\); the parties \(A,B,C\) need not be distinct. Let \(q\ge 1\) and let \(\Omega \) be a unit vector on the original chain. Put \(\delta =L^{-12}\). Assume \(I_\Omega (T_j:E_j)\le L^{-24}\) for each row of the following table:
Here \(T,E\) are the exact exchange regions above. In particular \(E(U_0,C)=\varnothing \). All information quantities concern \(\Omega \), not an evolving approximate vector. The environments in rows \(4,5,7\) are evaluated after the corresponding death; row \(6\) uses the sheet before the birth.
Place the chosen adjacent main and auxiliary occurrences between any two fixed lists of spectator sheets. Append any further registers with vector \(\xi \), where \(\lVert \xi \rVert \le 1\). Let \(\Psi _j\) be the tensor product, in this list order, of the reference vectors of all the sheets in stage \(j\), followed by \(\xi \); each sheet reference is formed from the same original \(\Omega \). There are eight circuits \(c_j\) between these register lists with at most one nonprivate gate each, its participants contained in the set in row \(j\). Each gate expansion has at most one monomial, coefficient sum at most one, at most one normalized pair effect and at most one normalized pair source per monomial. Their reference errors satisfy
The exchange circuit \(c_3\) has no nonprivate gate. All spectator occurrences, the retired auxiliary and the further registers are retained at the stated stages and owners.
At the left boundary there is also a single-death version, for arbitrary natural \(L,w\) and parties \(A,B\). Suppose \(M\) is a sheet whose owner is \(A\) on \(T_0=\lbrack 0,w)_L\), and put \(M'=M[T_0\to B]\). For \(q\ge 1\), a unit vector \(\Omega \), and \(I_\Omega (T_0:E(M',B))\le L^{-24}\), there is a circuit from \(M\) to \(M'\) with nonprivate participants in \(\{ A,B\} \) and the same bounds one on gates, monomials, coefficient sum, pair effects and pair sources, with reference error at most \(L^{-12}\). It may be placed among the same arbitrary spectator sheets and further registers. This boundary assertion imposes neither the interior margin hypotheses nor distinctness of \(A,B\), and introduces no left auxiliary copy.
Apply the birth and death estimates at \(p=12\). Every modified band is owned by the departing party in its sheet. Apply the birth estimate to rows \(0,1,2,6\) and its reversed death estimate to rows \(4,5,7\), with the environments displayed in the table. For a death, changing the owner back in its after-death sheet recovers the original sheet. The exchange estimate applies to row \(3\), giving a private circuit with error \(4\delta \). The register realizations use at most one pair source and at most one pair effect per monomial; the exchange uses neither. Placing these circuits beside spectator sheets and further registers does not increase their resource bounds or their errors: the spectator references and \(\xi \) have norm at most one. The same death argument gives the boundary version.
31.10 Ownership and labelled copies during the chain sweep
The assignments follow the sweep construction in [ 292 , Part II ] , with the interval and retained-register correction of [ 79 ] . The objects below are owner assignments and ordered lists of sheets.
Let \(L,w,q\in \mathbb N\), \(X=\{ 0,\ldots ,L-1\} \) and \(t=20w\). Put \(m=\max \{ \lfloor L/t\rfloor -3,0\} \) when \(w{\gt}0\), and \(m=0\) when \(w=0\). Use the distinct parties \(R_0,\ldots ,R_m\) and \(P_1,\ldots ,P_m\) and the labelled auxiliary copies of Definition 31.7.1. For \(0\le k\le m\), let \(M_k\) be the sheet whose owner is \(P_{\lfloor x/t\rfloor +1}\) at \(x{\lt}kt\) and \(R_k\) at \(x\ge kt\). The first case is empty when \(t=0\).
For \(0\le k{\lt}m\), set \(a=kt\), \(b=(k+1)t\) and define
Starting from \(M_k\), give \(T_k^R\) to \(R_{k+1}\), then \(T_k^P\) to \(P_{k+1}\), obtaining sheets \(M_k^{(1)},M_k^{(2)}\). Define \(M_k^{(L)}\) by giving \(H_k^-\) in \(M_k^{(2)}\) to \(P_{k+1}\), and define \(M_k^{(R)}\) by giving \(H_k^+\) in \(M_k^{(L)}\) to \(R_{k+1}\).
For \(k{\gt}0\), also form the main endpoint \(\widehat M_k^{(L)}\) of the assignments of Definition 31.9.1, with initial main sheet \(M_k^{(2)}\), centre \(a\) and \((A,B,C)=(R_k,P_{k+1},P_k)\). For \(k=0\), instead put \(\widehat M_0^{(L)}=M_0^{(L)}\); no party \(P_0\) or left auxiliary copy is introduced. Form \(\widehat M_k^{(R)}\) from initial main sheet \(\widehat M_k^{(L)}\), centre \(b\) and \((A,B,C)=(R_k,R_{k+1},P_{k+1})\) by the same one-band assignments. All integer-ended intervals are half-open, with the correction of [ 79 ] .
The initial sheet assigns the entire main sheet to \(R_0\), and \(M_m\) has the terminal main ownership of Definition 31.7.1. Suppose \(w\ge 1\) and \(0\le k{\lt}m\). Each birth target is held by \(R_k\) immediately before that birth. Its environment outside \(R_k\) is
For \(k{\gt}0\), the owners in \(M_k^{(2)}\) on the three intervals \(\lbrack a-8w,a)_L\), \(\lbrack a,a+w)_L\) and \(\lbrack a+w,a+2w)_L\) are respectively \(P_k,R_k,P_{k+1}\). In \(M_k^{(L)}\), the owners on \(\lbrack b-8w,b)_L\), \(\lbrack b,b+w)_L\) and \([b+w,b+2w)_L\) are respectively \(P_{k+1},R_k,R_{k+1}\). When \(m{\gt}0\), the environment at the first stage for the direct death, evaluated after that death, is \(E(M_0^{(L)},P_1)=[t,L)_L\). The four specified owner changes give \(M_k^{(R)}=M_{k+1}\). If \(L\ge 3t\), the one-band main endpoints satisfy \(\widehat M_k^{(L)}=M_k^{(L)}\) and \(\widehat M_k^{(R)}=M_k^{(R)}=M_{k+1}\).
Membership in a completed block fixes the quotient \(\lfloor x/t\rfloor \). Neither birth changes an earlier completed block. The first target lies beyond \(b+w\), and the second lies between \(a+w\) and \(b\); substituting their owner assignments gives the two environments. The intervals required for the left flank lie in the preceding completed block, and those for the right flank lie in the new block. The prescribed margins permit the one-band endpoint identity at each interior band. At \(k=0\) the left endpoint is its direct owner change by definition. Checking the completed prefix, the new block and the remaining suffix gives \(M_k^{(R)}=M_{k+1}\).
Suppose \(w\ge 1\). Denote the right copy at stage \(k\) by \(\rho _k\), for \(0\le k{\lt}m\), and the left copy used at stage \(j+1\) by \(\lambda _j\), for \(0\le j{\lt}m-1\). The retired right auxiliary comes from the initial main sheet \(\widehat M_k^{(L)}\) and has centre \(b=(k+1)t\). It assigns \([b-3w,b-2w)_L\) to \(R_k\), \([b-2w,b-w)_L\) to \(R_{k+1}\), and the remaining sites to \(P_{k+1}\). The retired left auxiliary \(\lambda _j\) is formed from \(M_{j+1}^{(2)}\) and has centre \(c=(j+1)t\). It assigns \([c-3w,c-2w)_L\) to \(R_{j+1}\), \([c-2w,c-w)_L\) to \(P_{j+2}\), and the remaining sites to \(P_{j+1}\). These are exactly the auxiliary owner functions of Definition 31.7.1, at the same original copy labels. In particular \(\rho _j\) and \(\lambda _j\) remain distinct when their centres coincide.
Use the derived flanks for the right band and for the positive-stage left band. The one-band auxiliary endpoint retains its two right-hand strips. The left margins ensure that natural subtraction in these intervals equals integer subtraction, giving the stated owner functions without changing either copy label.
Retain the initial ordered list \(\mathcal C\) of all auxiliary copy labels. Its order is fixed throughout. The activation stage is \(s(\rho _j)=j\) and \(s(\lambda _j)=j+1\). Let \(U_c^\infty \) be the retired sheet of copy \(c\), and let \(U_c^0\) be the sheet assigning that copy entirely to its initial holder, namely \(P_{j+1}\) for either \(c=\rho _j\) or \(c=\lambda _j\). Before stage \(k\), set
At \(k{\gt}0\) the selected left label is \(\lambda _{k-1}\). After the left transfer, replace exactly that occurrence by \(U_{\lambda _{k-1}}^\infty \) and take main sheet \(\widehat M_k^{(L)}\); denote the resulting ordered list by \(\mathcal F_k^L\). At \(k=0\) replace no auxiliary occurrence. After the right transfer replace exactly \(\rho _k\) by \(U_{\rho _k}^\infty \) and take main sheet \(\widehat M_k^{(R)}\), obtaining \(\mathcal F_k^R\).
For all natural \(L,w,q\), \(\mathcal F_0\) is the initial main sheet followed by the original unused copies, and \(\mathcal F_m\) is exactly the specified terminal list with all original auxiliary owners. Every copy has activation stage less than \(m\). Before a positive-stage left transfer, its selected copy is unused; after the left transfer, the current right copy is still unused. At \(k=0\) every auxiliary is unchanged by the left transfer. At \(k{\gt}0\) only \(\lambda _{k-1}\) changes in that transfer, and only \(\rho _k\) changes in the subsequent right transfer. All other occurrences retain their sheets and their relative order. For every \(k{\lt}m\), one has \(\mathcal F_k^R=\mathcal F_{k+1}\). Selecting any copy \(c\) gives a permutation of \(\mathcal F_k\) in which the selected sheet and the main sheet are first, followed by the other copies in their original order with \(c\) omitted.
Initially no activation stage is negative. Before the last boundary every copy’s activation stage has been passed, so the retired-sheet identities give the terminal auxiliary list. Comparing the two activation times \(j\) and \(j+1\) shows that the left update changes precisely \(\lambda _{k-1}\) and that the right update changes precisely \(\rho _k\). The main endpoint identity and these single-label updates give the next entire list. For any stage or copy, \(m{\gt}0\) implies \(w\ge 1\) and \(L\ge 3t\); thus the endpoint comparisons require no extra hypothesis here. Removing a selected label from the fixed list and placing it first preserves all other occurrences and their order.
For a stage \(0\le k{\lt}m\) with \(k{\gt}0\), let \(\mathcal L_{k,r}\) consist of the \(r\)th left-band pair from Definition 31.9.1, with original label \(\lambda _{k-1}\), followed by all other copies in their original order and their sheets before stage \(k\). Let \(\mathcal R_{k,r}\) be the analogous right-band list with selected label \(\rho _k\), whose spectators have their sheets after the left transfer. In each list the main sheet precedes the selected auxiliary.
There are nineteen boundaries \(\mathcal B_{k,0},\ldots ,\mathcal B_{k,18}\) for eighteen consecutive steps. They begin with \(\mathcal F_k\), followed by the first and second birth sheets with the auxiliary family \(U^{{\lt}k}\) unchanged, at boundaries \(1\) and \(2\). For \(3\le j{\lt}10\) and \(k{\gt}0\), use \(\mathcal B_{k,j}=\mathcal L_{k,j-2}\). At boundary \(10\) use \(\mathcal F_k^L\). At the first stage use \(\mathcal B_{0,j}=\mathcal F_0^L\) for \(3\le j\le 10\): boundary \(3\) is the direct death and the following seven steps leave the sheet list unchanged. For \(11\le j{\lt}18\) use \(\mathcal B_{k,j}=\mathcal R_{k,j-10}\). At and beyond boundary \(18\) use \(\mathcal F_k^R\).
Put \(N=18m\). For a natural index \(n\), define
The first three boundaries have respectively main sheets \(M_k,M_k^{(1)},M_k^{(2)}\), with their original ordered auxiliary family. At a positive stage, \(\mathcal B_{k,2}\) is a permutation of \(\mathcal L_{k,0}\), and \(\mathcal L_{k,8}\) is a permutation of \(\mathcal F_k^L=\mathcal B_{k,10}\). Likewise \(\mathcal B_{k,10}\) is a permutation of \(\mathcal R_{k,0}\), and \(\mathcal R_{k,8}\) is a permutation of \(\mathcal F_k^R=\mathcal B_{k,18}\). These permutations select the original copy label and preserve the order of all spectator labels; no distinctness of sheet values is required. At \(k=0\) the transition from boundary \(2\) to boundary \(3\) changes the main owner on \([0,w)_L\) from \(R_0\) to \(P_1\) and changes no auxiliary. Boundaries \(3,\ldots ,10\) are equal. For every \(k{\lt}m\), \(\mathcal B_{k,18}=\mathcal F_{k+1}\), and \(\mathcal B_{k,j}=\mathcal F_k^R\) for every \(j\ge 18\).
The interior boundaries are the specified one-band sheets. Before its activation the selected label still carries its initial constant-owner sheet. Selecting that label therefore gives the correct band entrance. At its exit, replacing that one label by its retired sheet and restoring the original order gives the stated permutation. For the first left transfer the defining direct death replaces the entire eight-step band, with seven repeated boundaries afterwards. The next-stage identity identifies the eighteenth boundary.
For every \(0\le k\le m\), \(\mathcal G_{18k}=\mathcal F_k\). For every \(k{\lt}m\) and \(0\le j\le 18\),
In particular the two consecutive lists at step \(j{\lt}18\) are \(\mathcal B_{k,j}\) and \(\mathcal B_{k,j+1}\), including the last step of every stage. The sequence starts at the original initial list and equals the terminal list for every \(n\ge 18m\). If \(m=0\), the initial and terminal lists coincide and the entire sequence is constant. If \(m=1\), there is one eighteen-step stage, with its direct first left death, seven unchanged-sheet steps and one right auxiliary copy, followed by the stationary terminal tail.
For \(j{\lt}18\), division of \(18k+j\) by \(18\) gives quotient \(k\) and remainder \(j\). At \(j=18\), the eighteenth local boundary is \(\mathcal F_{k+1}\); the next quotient and zero remainder give that same list, or the terminal branch if \(k+1=m\). This also identifies every complete stage boundary. Beyond \(18m\) the sequence is constant by definition. If \(m=0\), the initial and terminal identities apply to the same boundary.
31.11 Participants and conditional circuits of the chain stages
Use the parties, labelled copies and ordered lists of Definitions 31.7.1, 31.10.4 and 31.10.6. Thus \(t=20w\), there are \(m\) stages, and stage \(k\) has boundaries \(\mathcal B_{k,0},\ldots ,\mathcal B_{k,18}\). These are the prescribed stages of [ 292 , Part II, the sweep construction ] , with the retained-copy correction of [ 79 ] .
Write \(\Pi _j(A,B,C)\) for the participant set in row \(j\) of the table in Theorem 31.9.3. For \(0\le k{\lt}m\) and \(0\le j{\lt}18\), prescribe
Let \(\mathrm{Occ}(p)=\{ (k,j):p\in \mathcal S_{k,j}\} \), let \(J(p)\) be its set of stage indices, and set \(N_{\rm pos}(p)=|\mathrm{Occ}(p)|\). Define \(\mathcal A(R_r)=\{ \max \{ r-1,0\} ,r\} \) and \(\mathcal A(P_{r+1})=\{ r,r+1\} \). The number \(N_{\rm pos}(p)\) counts prescribed positions, including positions whose realized operation may be private.
Membership in the prescribed sets implies
Consequently \(J(p)\subseteq \mathcal A(p)\) and \(|J(p)|\le 2\). The position count is
This is the position count in the sweep construction of [ 292 , Part II ] .
Every row of a band uses only its three specified parties. Thus the possible stage roles are \(R_k,R_{k+1},P_{k+1}\) and, only for \(k{\gt}0\), \(P_k\). Comparing these labels gives (115) and (116). Projecting \(\mathrm{Occ}(p)\) to its stage coordinate gives \(J(p)\). Each fibre has at most eighteen elements, so \(|\mathrm{Occ}(p)|\le 18|J(p)|\le 36\); summing these fibres gives (117). No predecessor is formed at stage zero.
Suppose \(q\ge 1\), \(w\ge 1\) and \(0\le k{\lt}m\). Let \(\Omega \) be a unit vector on the original chain and put \(\delta =L^{-12}\). Assume the two before-birth bounds
At \(k=0\), assume also the after-death bound
For \(k{\gt}0\), assume each of the eight information inequalities in the table of Theorem 31.9.3, with
For every \(k\), assume the eight inequalities in that table with
In each table the auxiliary starts entirely at its specified party \(C\). All nineteen premises concern the original \(\Omega \): the boundary premise is conditional on \(k=0\), and the eight left premises on \(k{\gt}0\). In particular rows \(4,5,7\) use their after-death environments, and row \(6\) uses its before-birth environment.
Let \(\psi (\mathcal F)\) denote the tensor product of the sheet references formed from \(\Omega \) in the order of the list \(\mathcal F\). There exist circuits \(c_{k,j}:\mathcal H_{\mathcal B_{k,j}}\to \mathcal H_{\mathcal B_{k,j+1}}\), for \(0\le j{\lt}18\), each with at most one nonprivate gate, whose participants lie in \(\mathcal S_{k,j}\), and
Each original nonprivate gate has at most one recorded monomial, absolute coefficient sum at most one, and at most one normalized pair source and one normalized pair effect per monomial. At stage zero, position \(2\) joins the boundaries of the direct death into \(P_1\); positions \(3,\ldots ,9\) are identity circuits, with zero error and no nonprivate gate. Every original auxiliary label and the order of all spectator occurrences are retained.
The two birth targets are held by \(R_k\) in their before-birth sheets. Apply the birth estimate with (118) and (119). The derived band flanks and margins permit the two substitutions (121) and (122) in the one-band theorem. Select the original copy \(\lambda _{k-1}\) only for \(k{\gt}0\), and select \(\rho _k\) on the right. The entrance and exit permutations identify these band circuits with the prescribed boundaries, restoring the original spectator order within the same operation position. At \(k=0\), the boundary death uses (120); the seven subsequent boundaries agree. Tensoring with spectator references preserves the bounds, since their norms are at most one. Widening each ordinary error \(\delta \) to \(4\delta \) gives (123).
Let \(q\ge 1\) and let \(\Omega \) be any original chain vector. Write \(\delta _L=L^{-12}\) for \(L{\gt}0\) and \(\delta _0=0\). Suppose each given circuit \(c_{k,j}\) between the successive boundary lists is a bounded change from \(\psi (\mathcal B_{k,j})\) to \(\psi (\mathcal B_{k,j+1})\), with participants in \(\mathcal S_{k,j}\), bounds \(r=K=1\) and error \(4\delta _L\), and has pair-source bound one. At \(k=0\) and \(3\le j{\lt}10\), require the identity circuit, zero reference error and zero nonprivate count, as in the local conclusion. Put \(N=18m\). On the chronological lists \(\mathcal G_n\), define
The boundary identities of Theorem 31.10.8 identify the displayed source and target spaces. For \(N=0\), take \(C\) to be the identity. It maps the memory of the initial list \(\mathcal F_0\) to that of the exact terminal list \(\mathcal F_m\).
In Definition 31.11.4, let \(N(C)\) count nonprivate occurrences and let \(n_p(C)\) count those involving party \(p\). Then
Every original nonprivate gate retains the recorded monomial, coefficient-sum, pair-effect and pair-source bounds one. If \(\| \Omega \| =1\), then, with \(\Psi =C\psi (\mathcal F_0)\),
The tail \(d_n\) for \(n\ge 18m\) is the identity. When a first stage exists, its positions \(3,\ldots ,9\) are identities. If \(m=0\), the middle is the identity on the common initial and terminal list. If \(m=1\), it has one eighteen-position stage with the direct left-death boundaries, seven identities and one right auxiliary copy.
The count identities for chronological composition sum the position counts. There is at most one nonprivate occurrence per position, and an occurrence involving \(p\) lies in a position counted by \(N_{\rm pos}(p)\). Thus Theorem 31.11.2 gives (127). The recorded expansion at each occurrence is unchanged by composition or by the boundary identifications, preserving its four bounds one. Put \(x_0=\psi (\mathcal G_0)\) and \(x_{n+1}=d_nx_n\). The circuits are contractions, so \(\| x_N\| \le \| x_0\| =1\) and
The initial and terminal boundary identities give (128). The remaining assertions use the specified identity slots and stationary terminal lists.
Place \(R_i\) at level \(\ell (R_i)=i\) and \(P_{j+1}\) at \(\ell (P_{j+1})=j\). Retain all parties, including \(R_m\) and the parties with scalar main output. For a tagged star or sample link \(e\), write \(s(e),t(e)\) for its two oriented party endpoints. Let \(\partial _r\) be the links with exactly one endpoint in \(\{ p:\ell (p){\lt}r\} \). Every crossing link retains its original gate and kind tag.
Write \(\operatorname {part}(g)\) for the participant set of a gate. Every pair of parties in one \(\mathcal S_{k,j}\) has level distance at most two, and each finite subset of \(\mathcal S_{k,j}\) has at most eight elements. Each nonprivate gate \(g\) of the middle circuit has a stage and position with
Consequently \(|\operatorname {part}(g)|\le 40\), and \(|\ell (p)-\ell (q)|\le 2\) whenever \(p,q\in \operatorname {part}(g)\).
The explicit roles at stage \(k\) have levels between \(\max \{ k-1,0\} \) and \(k+1\), giving the distance bound. They lie in a window of at most four levels, \([\max \{ k-1,0\} ,k+3)\), with at most one remainder party and one completed party at each level, giving the coarse bound eight. Each local gate has the required stage support. Transporting its participant set through the boundary identifications and chronological composition gives (129). Apply the two stage bounds to this same support witness, and use \(8\le 40\). When \(m=0\), there is no nonprivate gate to which a stage need be assigned.
Let \(W\) be an original circuit on these parties such that any two participants of one nonprivate gate have level distance at most two. Consider a tagged distributed link family on these parties. Suppose each party is incident to at most \(d\) links and that the two endpoints of every link participate in a common original nonprivate gate of \(W\). Then, for every natural prefix index \(r\),
The endpoint prefixes \(r=0\) and \(r{\gt}m\) have no crossing links. For the middle circuit \(C\), its derived support supplies the required gate distance. Thus the common-original-gate and degree conclusions of distributed compression at \(d=3120\) imply
Here \(3120=2\cdot 40\cdot 39\) is the degree bound in Theorem 45.48.19 at \(b=40\), from [ 287 , Theorem 5.2 ] . This gives a coarse bound for the routing argument of [ 292 , Part II, proof of Theorem B ] .
A crossing link with endpoint levels differing by at most two has both endpoints in \(\mathcal N_r=\{ p:\max \{ r-2,0\} \le \ell (p){\lt}r+2\} \). Mapping a party to its level offset and its remainder/completed type injects \(\mathcal N_r\) into four levels times two types, so \(|\mathcal N_r|\le 8\). Every crossing link belongs to the incident link set of its first endpoint. The union bound therefore gives
This counts the full link tags; parallel links stay distinct and a loop never crosses a prefix. Every party level is at most \(m\), proving the endpoint assertions. For \(C\), apply Theorem 31.11.7 to the common original gate and substitute \(d=3120\).
31.12 Conditional preparation and ranks in the original chain coordinates
Retain the parties, original copy labels, stage boundaries and placement of Definitions 31.7.1, 31.10.6, 31.11.1 and 31.11.6. For an original circuit \(W\), let \(N(W)\) count its nonprivate occurrences and \(n_a(W)\) those involving party \(a\); write \(\operatorname {part}(g)\) for the participant set of a gate. Write \(F_S(v)\) for the coefficient matrix of a party tensor \(v\) across \(S\mid S^c\), and \(M_k(v)\) for the original-site cut matrix of Definition 31.6.1.
Let \(L,w,q\) be natural numbers with \(L{\gt}0\) and \(q\ge 1\), and let \(\Omega \) be a unit vector on the original chain. Suppose the circuits \(c_{k,j}\) satisfy exactly the local conditions in Definition 31.11.4: they are bounded changes between the prescribed boundary references, with participants in \(\mathcal S_{k,j}\), bounds \(r=K=1\), error \(4L^{-12}\) and pair-source bound one; the seven first-stage padding positions are identities with zero error and zero nonprivate count. Put \(N=18m\) and \(\varepsilon =4NL^{-12}\).
Let \(\mathcal F_0\) be the original ordered initial sheet list. Its sheets have constant owner; let \(h(F)\) be the owner of site zero in sheet \(F\). For each party \(a\), define \(H_a\) as the tensor product, in the original order, of the sheet spaces with \(h(F)=a\), and let \(x_a\) be the product of their \(\Omega \)-reference vectors. Then \(\| x_a\| =1\), including an empty product. From the constructed product input \(X=\bigotimes _a x_a\) there is an original circuit \(C\) to the terminal physical factors followed by all retained private registers. The physical factor at \(a\) has dimension \(d_a=q^{|M_a|}\). Its output \(\Psi =CX\) satisfies
Each original nonprivate gate has at most one recorded monomial, absolute coefficient sum at most one, and at most one normalized pair source and one normalized pair effect per monomial. Every nonprivate gate \(g\) of this same \(C\) has a stage and position with
In particular its arity is at most \(40\) and its participant levels have pairwise distance at most two.
Let \(J\) be the prescribed identification of the terminal sheet stack with its raw register list, and let \(T\) be the private terminal regrouping. Put \(Y=J^{-1}T^{-1}\Psi \). With the sheet readout \(\mathcal R\) and copy-labelled vector \(\Xi \) of Definition 31.7.8, one has
The prescribed owner-grouping isometry \(A_{\rm aux}\) identifies the private memory with the Euclidean space of the original auxiliary copy-site configurations, so that memory is finite-dimensional. Write \(V\) for the readout of \(\Psi \) in the prescribed physical coordinates and the fixed standard private orthonormal basis, and put \(\rho =\operatorname {Tr}_{\rm private}|V\rangle \langle V|\). For the fixed main-block coordinate map \(U_\chi \),
All auxiliary copy-site labels remain at their specified private owners. The vector \(\Xi \) is the product over original copies, including the scalar \(1\) for an empty copy family; it need not factor over its final parties. This is the conditional preparation step in [ 292 , Part II ] , with [ 79 ] .
Compose the constructed private initialization, the given family’s chronological middle, and the private terminal regrouping. The two ends have no nonprivate occurrence; each such occurrence of the composite is the same occurrence of the middle with the same participant set. Its support and bounds therefore give (132) and (133). The initialization is exact and the terminal regrouping is an isometry, so pulling back by \(J^{-1}T^{-1}\) gives the middle output. The terminal reference identity and its derived auxiliary norm give (134). The private layout is finite-dimensional through the grouping by auxiliary owner. The physical marginal theorem is invariant under the choice of private orthonormal basis, so the terminal density-error estimate gives (135) in the stated physical coordinates.
For arbitrary natural \(L,w\), any finite party set \(A\) contained in one prescribed \(\mathcal S_{k,j}\) satisfies \(|A|\le 3\). Consequently every nonprivate gate of the circuit constructed in Theorem 31.12.1 has at most three parties.
The two births and first boundary death have at most two parties, the padding sets are empty, and every band row uses a subset of its three designated roles. Coincident roles decrease the count. Applying this finite-set bound to (133) gives the last assertion.
Let \(\sigma \) be the distributed operator contraction with input and output alphabet \(X_a\) at each party, all finite. Retain its tagged link alphabets \(D_e\) and endpoint tensors \(A_a\). Let \(\omega \in \bigotimes _a\mathbb C^{X_a}\) be a unit vector and suppose \(\| \sigma -|\omega \rangle \langle \omega |\| _1\le \epsilon {\lt}1\). There exist one product-basis input \(z\) and one nonzero column \(v=\sigma |z\rangle \). With the same identity bonds, its coefficients are
For \(\widehat v=v/\| v\| \), one has \(\| \widehat v\| =1\) and some real \(\theta \) satisfies \(\| \widehat v-e^{i\theta }\omega \| \le 2\epsilon \). The same \(z,v\) satisfy, for every party subset \(S\),
The cut product contains one alphabet for each tagged crossing edge, retaining parallel links and allowing empty alphabets. The column selection is that of [ 287 , Lemma 8.1 ] .
Apply column selection to the endpoint tensors of \(\sigma \). Fixing \(z_a\) locally gives this same column on the same graph and alphabets. The identity-bond factorization therefore bounds its rank at every cut. Since \(v\ne 0\), multiplication by the nonzero scalar \(\| v\| ^{-1}\) preserves each matrix rank, giving (137). The vector statement gives the unit norm and phase-error bound.
Let \(i\) range over an arbitrary index set \(I\), with sizes \(s_i\ge 2\) and natural lengths and widths \(L_i,w_i\). Let \(\mathcal C_i\) be given distributed constructions on the parties of these chains, with no messages in their recorded monomial expansions; write \(W_i\) for their original circuits and \(\rho _i\) for their unrenormalized physical densities. The index map \(i\mapsto L_i\) need not be injective. Fix natural \(a,b,\chi \) with \(a\le b\) and \(8(2b(a-1))\le \chi \). Fix natural \(n,d,r,u,v\) and real \(C_N,C_D,C_K,C_S\), independent of \(i\). Subtraction in \(a-1\) is truncated at zero. For each member, all parties \(j\) and all original nonprivate gates \(g\) satisfy the following resource bounds:
For each \(i\) there is a natural number \(K_i\) bounding the number of recorded monomials at every original nonprivate gate, with \(K_i\le C_Ks_i^u\). Every recorded monomial has at most \(r\) pair effects, and at every original nonprivate gate the moduli of the recorded coefficients sum to at most \(C_Ss_i^v\). Let \(\omega _i\) be unit vectors in the physical output spaces, and let \(\eta _i\in \mathbb R\) satisfy
Assume also that any two participants of one original nonprivate gate of \(W_i\) have level distance at most two. These hypotheses concern every member of the family. For circuits constructed in Theorem 31.12.1, the geometric conclusion follows from its derived stage support.
For every real \(p{\gt}0\), there exist \(C_p\ge 0\) and an integer \(\alpha {\gt}0\), chosen before all \(i\), such that every member has a tagged distributed operator network \(\sigma _i\) satisfying
The alphabet bound in (140) holds for every tagged link \(e\). Every party meets at most \(2b(a-1)\) links, and the two endpoints of each link participate in one common original nonprivate gate of this same \(W_i\). Consequently every level prefix has at most \(\chi \) tagged crossing links. Set \(B_i=\max \{ 1,\lceil C_ps_i^\alpha \rceil _+\} \), a natural number. Every star or sample alphabet has size at most \(B_i\).
Only for a member with \(\epsilon _i{\lt}1\), choose one product-basis input \(z_i\) and a nonzero column \(v_i=\sigma _i|z_i\rangle \). This is the same input-fixed endpoint network, with \(\| \widehat v_i\| =1\) and \(\| \widehat v_i-e^{i\theta _i}\omega _i\| \le 2\epsilon _i\) for some real \(\theta _i\). For every natural prefix index \(t\), put \(S_t=\{ j:\ell (j){\lt}t\} \). The same column satisfies
The constants precede every family member, its network, the member’s condition \(\epsilon _i{\lt}1\), the useful column and all cuts. This is the conditional compression and column step of [ 287 , Theorem 5.2, Remark 5.3 and Lemma 8.1 ] .
Apply Theorem 45.48.17 to the whole family, retaining its sampled tensors and tagged alphabets. Its density estimates and trace bounds give (139) and (140). The degree bound \(2b(a-1)\) and the common-original-gate witnesses concern this same network. Theorem 31.11.8 gives at most \(8(2b(a-1))\le \chi \) crossings for each prefix. For each link, round its uniform alphabet bound upwards to \(B_i\). Since \(B_i\ge 1\), the crossing product is at most \(B_i^{|\partial S_t|}\le B_i^{\chi }\). After fixing a member with \(\epsilon _i{\lt}1\), apply Theorem 31.12.3 once to its network. Its one choice of \(z_i,v_i\) has the input-fixed tensors and works for all prefixes, giving (141) and (142).
Let \(L,w,q\) be arbitrary natural numbers, with the same owner and block-coordinate definitions, including the zero-width convention. Let \(\psi \) be any vector on the physical party factors \(\bigotimes _a\mathbb C^{d_a}\), where \(d_a=q^{|M_a|}\). Define the original-site vector exactly by
For every natural \(a\), put \(S_a=\{ b:\ell (b){\lt}a\} \). If \(a\le m\), then
The last prefix \(S_{m+1}\) includes every party, including \(R_m\), and
Scalar physical factors remain in these products. The prefix \(S_m\) ends at site \(mt\); the final remainder is included by \(S_{m+1}\). These are the original block coordinates in [ 292 , Part II, proof of Theorem B ] .
For \(a\le m\), the owner satisfies \(\ell (\operatorname {owner}(x)){\lt}a\) exactly when \(x{\lt}at\). On each side, restricting that owner map and applying the block encoding gives a bijection between site configurations and the corresponding party configurations, including empty owner fibres. Encoding after gluing the two site configurations is the same as gluing their two encoded party configurations. Thus \(M_{at}(\Phi )\) is \(F_{S_a}(\psi )\) with its rows and columns separately reindexed by these bijections, giving (144). Every party level is less than \(m+1\), so the same argument for all sites gives (145). No auxiliary coordinate is changed by these physical configuration bijections.
In (143), suppose \(q\ge 1\), \(w\ge 1\), \(L\ge 60w\) and \(R\in \mathbb N\) with \(R\ge 1\). Suppose the physical party tensor has the prefix bounds
for every integer \(1\le a\le m\). Then every original-site cut \(0\le k\le L\) satisfies
The vector \(\psi \) is arbitrary; no norm or nonzero premise is needed.
The coordinate equalities give the same bound \(R\) at cuts \(at\), for \(1\le a\le m\). The endpoint cuts at \(0,L\) have rank at most one, hence at most \(R\). A cut below \(mt\) lies between two adjacent completed-block boundaries, separated by \(t=20w\). A cut at or beyond \(mt\) lies in the final interval \([mt,L]\), of length less than \(4t=80w\). Apply Theorem 31.6.4 using the rank bound \(R\) at both ends of the appropriate interval. This gives (147). If \(m=0\), the prefix assumption is empty and this final interval is the entire chain.
31.13 Physical information estimates and the chain preparation
Use the chain Hamiltonians and gapped ground vectors of Definition 31.1.1, the corrected one-band assignments of Definition 31.9.1, and the labelled stage history of Definition 31.10.6. All intervals below are half-open lattice intervals; the real exchange window remains open. The copy labels, their order and their retained owners are those of [ 79 ] . Write \(I_\Omega (T:E)\) for mutual information in the same original chain vector \(\Omega \) throughout. For a circuit \(C\), write \(N(C)\) for its number of nonprivate occurrences, \(n_p(C)\) for the number involving \(p\), and \(\operatorname {part}(g)\) for a gate’s participant set. The prescribed placement is \(\ell (R_i)=i\) and \(\ell (P_{j+1})=j\).
Let \(L,a,w,q\) be natural numbers, \(w\ge 1\) and \(8w\le a\). Let the original main owner be \(C\) on \(\lbrack a-8w,a)_L\), \(A\) on \(\lbrack a,a+w)_L\) and \(B\) on \([a+w,a+2w)_L\), with \(A\ne C\) and \(B\ne C\). No owner is prescribed outside these intervals, and \(A=B\) is allowed. For all eight pairs \((T_j,E_j)\) in the table of Theorem 31.9.3,
In particular the exchange uses \(E=Z\setminus Y\) and not the complement of \(Y\); the death rows use their after-death sheets.
Fix \(q\ge 1\), \(R\in \mathbb N\), \(J\in \mathbb R\) and \(\Delta {\gt}0\). There are \(D_{24}{\gt}0\) and \(L_0\ge 1\), depending only on these fixed parameters, such that the following holds for every \(L\ge L_0\), every Hamiltonian of range \(R\) and strength bound \(J\) with gapped ground vector \(\Omega \) and energy \(E_0\), every choice of parties, and all the ownership data just stated. If \(D_{24}\log L\le w\), then
The choice of \(D_{24},L_0\) precedes all chain, vector, width and ownership data. This is the logarithmic-separation argument for [ 292 , Part II, the band dissolution lemma ] , with the stated lattice convention and exponent \(24\).
In a sheet, \(E(F,P)\) consists exactly of sites not owned by \(P\). After the first main death the owner is \(A\) on \([a-5w,a+w)_L\), and after the second it is \(B\) on \([a-6w,a+2w)_L\). The left parts of these intervals inherit the auxiliary owner through the open exchange window; the right parts use only the stated \(A\) and \(B\) flanks. These two complete owner windows give the margins for the next three moves. The auxiliary births give their margins directly, and the first has empty environment. The exact exchange regions in Theorem 31.9.2 give its margin; the main endpoint gives the last margin. This proves (148). Each \(T_j\) is one lattice interval, including the exchange target. Apply the logarithmic-separation estimate of [ 292 , Part II, the lemma on information at logarithmic separation ] with exponent \(24\) and one interval. It chooses uniform constants before any of the remaining data and proves (149) for the original \(\Omega \).
For arbitrary natural \(L,q\), let \(w\ge 1\) and \(0\le k{\lt}m\). Put \(a=kt\) and \(b=(k+1)t\), where \(t=20w\). The target and environment pairs are
At \(k=0\), the direct death has target \([0,w)_L\) and after-death environment \(E(M_0^{(L)},P_1)=[t,L)_L\). Every such target is separated from its stated environment by at least \(w\).
For fixed \(q\ge 1\), \(R\in \mathbb N\), \(J\in \mathbb R\) and \(\Delta {\gt}0\), there are \(D_{24}{\gt}0\) and \(L_0\ge 1\) before all chain, Hamiltonian, ground-vector, width and stage data, such that \(L\ge L_0\) and \(w\ge D_{24}\log L\), with \(w\ge 1\), imply \(I_\Omega (T:E)\le L^{-24}\) for both birth pairs and, at \(k=0\), for the direct-death pair. Here \(\Omega \) is any gapped ground vector of the given Hamiltonian. These are the three main-sheet estimates in [ 292 , Part II, proof of the sweep proposition ] .
The stage ownership gives (150) and the first after-death environment. Their interval endpoints give \(|x-y|\ge w\) directly. Apply the same physical logarithmic-separation estimate with exponent \(24\) and one interval to each target. No estimate is applied to a vector produced during the sweep.
Fix \(q\ge 1\), \(R\in \mathbb N\), \(J\in \mathbb R\) and \(\Delta {\gt}0\). There are \(D_{24}{\gt}0\) and \(L_0\ge 1\) such that, for every \(L\ge L_0\), every corresponding gapped ground vector \(\Omega \) and every natural \(w\ge 1\) with \(D_{24}\log L\le w\), each stage \(k{\lt}m\) admits eighteen circuits between its prescribed successive boundaries. For each \(0\le j{\lt}18\), \(c_{k,j}\) is a bounded change on \(\mathcal S_{k,j}\) with bounds \(r=K=1\), pair-source bound one, at most one nonprivate occurrence, and reference error at most \(4L^{-12}\). At \(k=0\) the positions \(3,\ldots ,9\) are the identity circuits, have zero error and have no nonprivate occurrence. Thus these circuits satisfy the entire local conclusion of Theorem 31.11.3, including the original copy labels and spectator order. No information estimate or circuit is an additional physical premise. This gives the local circuits of [ 292 , Part II, the sweep construction and the sweep proposition ] .
Take the maximum of the two information constants and the maximum of their length cutoffs. Since \(\log L\ge 0\), this common width meets both original conditions. The existence of \(k{\lt}m\) forces \(4t\le L\) and hence the required margin \(3t\le L\). The flanks permit the band estimate at \((a,A,B,C)=(kt,R_k,P_{k+1},P_k)\) only for \(k{\gt}0\), and at \(((k+1)t,R_k,R_{k+1},P_{k+1})\) at every stage. Rewrite the right band’s main entrance by its endpoint identity. Together with the two births and the exceptional first death, these supply precisely the nineteen information hypotheses of Theorem 31.11.3. The ground-state hypothesis supplies \(\| \Omega \| =1\). The resulting circuits retain the seven identity positions; no predecessor \(P_0\) or left copy is introduced at stage zero.
Fix \(q\ge 1\), \(R\in \mathbb N\), \(J\in \mathbb R\) and \(\Delta {\gt}0\). There are \(D\ge 1\), \(K{\gt}0\), \(s\in \mathbb N\) and \(L_0\ge 1\), before all further physical data, with the following property. For every \(L\ge L_0\), Hamiltonian of these parameters, gapped ground vector \(\Omega \) with energy \(E_0\), put \(w=\lceil D\log L\rceil _+\) and \(N=18m\). The constructed initial party vectors \(x_p\) have norm one. Their product input \(X=\bigotimes _p x_p\) admits a circuit \(C\) to the specified terminal physical factors and all retained private auxiliary registers, with output \(\Psi =CX\). For every party \(p\) the same \(C\) has the stated lifetime bound. Every original nonprivate gate \(g\) has a stage \(k{\lt}m\) and position \(j{\lt}18\) such that
Every original nonprivate gate has at most one recorded monomial, absolute coefficient sum at most one, and at most one normalized pair effect and one normalized pair source per monomial. In particular its arity is also at most \(40\), and any two participants have level distance at most two. The geometric and dimension conclusions are
Use the inverse terminal regrouping to form \(Y\), the sheet readout \(\mathcal R\), and the standard physical/private readout \(V\) as in Theorem 31.12.1. Put \(\rho =\operatorname {Tr}_{\rm private}|V\rangle \langle V|\) and \(\varepsilon =4NL^{-12}\). Then
The vector \(\Xi \) is the product over the distinct original copies, including the empty product. It need not be a product over parties. Only the main factors have dimensions \(d_p\); all auxiliary registers remain private at their owners. This is the preparation assertion of [ 292 , Part II, the sweep proposition and the density estimate in the proof of Theorem B ] , with [ 79 ] .
Enlarge the physical local constant to \(D=\max \{ D_{24},1\} \). Enlarge the length cutoff to at least \(120\) and the uniform logarithmic threshold at which \(60D\log L\le L/2\). Then \(w{\lt}D\log L+1\) gives \(60w\le L\), and \(D\log L\ge 1\) gives \(w\ge 1\). One may take \(K=q^{80}\) and \(s=\lceil 80D\log q\rceil _+\), since
This retains the ceiling correction also at \(q=1\). Choose the physical local circuits at every stage and apply Theorem 31.12.1. This constructs the private initialization, chronological middle and final private regrouping with the same output and marginal. Its derived stage support, together with Theorem 31.12.2, gives arity three. The block geometry gives the party, count and dimension bounds. Since \(18m\le L\), \(\varepsilon \le 4L^{-11}\le 26L^{-11}\); the marginal bound is at most \(2\varepsilon \). No normalization of \(\Psi \) is made.
Let \(L{\gt}0\), \(q\ge 1\) and \(w\in \mathbb N\). Given an original vector \(\Omega \), the initial party spaces \(H_p\) and their unit vectors \(x_p\) from the grouped initial list, and a circuit \(C\) from their product layout to the specified terminal layout, take the distributed construction with initial spaces \(H_p\), initial vectors \(x_p\), circuit \(C\), physical dimensions \(q^{|M_p|}\), the prescribed party order, and the full private auxiliary layout. The input is exactly \(X=\bigotimes _p x_p\) and its physical density is the standard readout of \(CX\) followed by the partial trace. The party \(R_0\) exists even if \(m=0\); parties with scalar main outputs and the final remainder \(R_m\) are retained. The definition imposes no resource or approximation bound on \(C\). The input and output factors follow [ 292 , Part II, the sweep proposition ] , with [ 79 ] .
For fixed \(q\ge 1\), \(R\in \mathbb N\), \(J\in \mathbb R\) and \(\Delta {\gt}0\), there are \(D\ge 1\), \(K{\gt}0\), \(s\in \mathbb N\) and \(L_0\ge 2\) before every physical instance. Let \(\iota \) consist of all tuples \((L,H,\Omega ,E_0,\mathrm{pos})\) with \(L\ge L_0\), \(H\) a Hamiltonian of the fixed parameters and \(\Omega \) a gapped ground vector at energy \(E_0\). For every \(i\in \iota \), set \(w_i=\lceil D\log L_i\rceil _+\). One can choose the unit initial vectors and the circuit \(C_i\) together, obtaining the construction of Definition 31.13.5 for all \(i\). With \(\omega _i=U_{\chi _i}\Omega _i\), these same constructions satisfy
Every gate has monomial bound one, every recorded monomial has at most one pair effect, and the coefficient moduli at each gate sum to at most one. Its original participants have pairwise level distance at most two. The target density is the coordinate reindexing of \(|\Omega _i\rangle \langle \Omega _i|\) by \(\chi _i\). Thus all premises of Theorem 31.12.4 hold with arity \(3\), lifetime \(40\), crossing parameter \(1600\), size \(L_i\), gate-count parameters \((n,C_N)=(1,2)\), physical-dimension parameters \((d,C_D)=(s,K)\), \(r=1\), \(u=v=0\), \(C_K=C_S=1\) and \(\eta _i=52L_i^{-11}\), using the uniform compression theorem of [ 287 , Theorem 5.2 ] . No one Hamiltonian or ground vector is selected to represent a length.
Enlarge the physical cutoff to \(\max \{ L_0,2\} \) and choose the preparation witnesses over the entire admissible tuple set. Retain the derived arity-three bound of these same circuits. Record them without changing the circuit, input, private layout or standard marginal. The pair-effect and coefficient-sum bounds are the expansion bound \((1,1)\) of the preparation. The main-coordinate map is an isometry, and its pure density equals the reindexing entry by entry. Hence the physical preparation estimates give (155) and every stated compression premise for this same family.
31.14 Polynomial bounds and the physical approximation
Let \(q\ge 1\), \(D\ge 1\), \(C_p\ge 0\), a natural \(\chi \), and \(\alpha \in \mathbb N\) with \(\alpha {\gt}0\). For \(L\ge 2\) and \(w=\lceil D\log L\rceil _+\), put \(A_L=\max \{ 1,\lceil C_pL^\alpha \rceil _+\} \) and \(n=\max \{ 1,\lceil 40D\log q\rceil _++\chi \alpha \} \). Then
Both the exponent and the prefactor are independent of \(L\). The inequality includes \(q=1\), \(C_p=0\) and \(\chi =0\).
The ceiling estimates give \(A_L\le (C_p+1)L^\alpha \) and \(w\le D\log L+1\). Nonnegativity of \(\log q\) and \(\log L\) yields \(q^{40w}\le q^{40}L^{\lceil 40D\log q\rceil _+}\). Raise the alphabet estimate to the natural power \(\chi \), multiply the bounds and increase the exponent to \(n\). If \(\chi =0\), the alphabet factor is \(1\) and \(n\ge 1\) still holds. No division by \(\log q\) occurs. This is the polynomial estimate in [ 292 , Part II, end of the proof of Theorem B ] , retaining both additive ceiling corrections.
Retain \(q,D,C_p,\alpha ,\chi ,L,w,A_L,n\) from Theorem 31.14.1 and assume \(60w\le L\). Let \(\psi \) be a unit vector in the physical party space. Suppose its coefficient flattening satisfies \(\operatorname {rank}F_{S_r}(\psi )\le A_L^{\chi }\) for every \(1\le r\le m\), where \(S_r=\{ p:\ell (p){\lt}r\} \). Write \(\chi _{\rm cfg}\) for the fixed main-configuration equivalence. Define the inverse main-coordinate vector \(\Phi (x)=\psi (\chi _{\rm cfg}(x))\) and \(B=q^{40w}A_L^{\chi }\). Then \(\| \Phi \| =1\), every original-site cut \(0\le k\le L\) satisfies \(\operatorname {rank}M_k(\Phi )\le B\), and \(\Phi \) is an open-boundary MPS of bond \(B\). The polynomial bound (156) holds and \(n\ge 1\). The prefix-rank bounds are hypotheses here; for the protocol vector they are proved in Theorem 31.14.3. It is the block-to-site passage in [ 292 , Part II, end of the proof of Theorem B ] .
Positivity of \(D\log L\) gives \(w\ge 1\), and \(A_L^{\chi }\ge 1\). The coordinate equivalence preserves the norm. Apply Theorem 31.12.6 with \(R=A_L^{\chi }\). It retains scalar physical parties and the nonempty final remainder, and bounds every original-site cut by \(q^{40w}R\), including when \(m=0\). Theorem 31.6.2 constructs an MPS representation of this very \(\Phi \). Apply Theorem 31.14.1 to its bond.
Fix \(q\in \mathbb N\) with \(q\ge 1\), \(R\in \mathbb N\), \(J\in \mathbb R\) and \(\Delta {\gt}0\). There are \(C{\gt}0\) and \(n\in \mathbb N\) with \(n{\gt}0\), depending only on these fixed parameters, such that the following holds for every \(L\ge 2\), every Hamiltonian of range \(R\) and strength bound \(J\), and every gapped ground vector \(\Omega \) at energy \(E_0\). There are \(B\in \mathbb N\) and a vector \(\Phi \) on the original chain with
such that \(\Phi \) is an open-boundary MPS of bond \(B\), and some \(\theta \in \mathbb R\) satisfies
This is [ 292 , Theorem B ] , with a unit approximant and a positive natural polynomial exponent. Neither information estimates, circuit data nor rank bounds are hypotheses of this theorem.
Take the entire admissible physical family from Theorem 31.13.6, with its derived arity-three bound. Apply Theorem 31.12.4 to this whole family with \(a=3\), \(b=40\), \(\chi =1600\) and accuracy exponent \(5\). The numerical conditions follow from \(3\le 40\) and \(8(2\cdot 40(3-1))=1280\le 1600\). Its uniform \(C_p\ge 0\) and natural \(\alpha {\gt}0\) precede every member. Its own sampled network has degree at most \(160\), common-original-gate witnesses, at most \(1280\) crossings, and the resulting upper bound \(1600\) used for its column ranks. Fix
These constants precede all \(L,H,\Omega ,E_0\).
For \(L\ge L_0\), select the member of the family given by the chain, Hamiltonian, ground vector and energy. Put \(\epsilon =L^{-5}+52L^{-11}\). For every \(L\ge 2\), \(52L^{-11}\le L^{-5}\), \(\epsilon {\lt}1\) and \(2\epsilon \le 4L^{-5}\le L^{-1}\). The operator network therefore has one nonzero product-basis column \(v\), chosen before all cuts, whose normalization \(u=v/\| v\| \) has unit norm and phase error at most \(2\epsilon \) from \(U_{\chi _{\rm cfg}}\Omega \), where \(\chi _{\rm cfg}\) is the main-configuration equivalence. Fixing the physical input changes only the local tensors; the same graph and its tagged alphabets remain. Every alphabet has dimension at most \(A_L=\max \{ 1,\lceil C_pL^\alpha \rceil _+\} \), so this same \(u\) has all prefix ranks at most \(A_L^{1600}\). Normalization does not change those ranks. Apply Theorem 31.14.2 to \(u\). It gives the original-site vector \(\Phi (x)=u(\chi _{\rm cfg}(x))\) with bond \(B=q^{40w}A_L^{1600}\) and \(B\le C_{\rm large}L^n\le CL^n\). The coordinate isometry gives, for the same phase,
If \(2\le L{\lt}L_0\), instead take \(\Phi =\Omega \) and \(B=q^{L_0}\). Each cut rank is at most its row-configuration cardinality, hence at most \(q^{L_0}\). The internal-cut rank theorem gives an exact MPS representation. Its phase error is zero, and \(B\le C\le CL^n\). In both cases norm one implies \(\Phi \ne 0\). Thus the single uniform choice (159) proves (157) and (158).
31.14.1 Sharper crossings for the sampled physical network
Consider a family on the chain parties with the polynomial count, physical-dimension, monomial and coefficient-sum hypotheses of Theorem 45.48.17. Suppose its original circuits have arity at most three and lifetime at most forty. Let \(\omega _i\) be unit physical vectors with \(\| \rho _i-|\omega _i\rangle \langle \omega _i|\| _1\le \eta _i\). Suppose any two participants of one original nonprivate gate have placement distance at most two. The real size \(L_i\ge 2\) may be independent of the natural chain length and width used to specify the party set.
For each \(p{\gt}0\) there are \(C_p\ge 0\) and natural \(\alpha {\gt}0\), before all members, and for every member one sampled network with both density estimates, retained trace bounds, polynomial alphabets and common-original-gate witnesses in (368)–(369). On this same tagged network every party has degree at most \(160\), and every natural prefix index \(r\) satisfies
Here \(\partial _r\) consists of the links crossing \(\{ j:\ell (j){\lt}r\} \). These are auxiliary preparation hypotheses for the crossing step in [ 292 , Part II, proof of Theorem B ] .
Apply Theorem 45.48.17 with \(a=3\) and \(b=40\). It retains the network and gives \(2\cdot 40(3-1)=160\) incident links per party. Its common-original-gate witnesses and the original gate’s distance bound put the endpoints of each crossing link in \(\{ j:\max \{ r-2,0\} \le \ell (j){\lt}r+2\} \). There are at most four levels and two party types at each level. Theorem 31.11.8 therefore gives \(|\partial _r|\le 8\cdot 160=1280\). This counts the original tags, including parallel links, and retains scalar-output parties and the final remainder \(R_m\). The empty endpoint prefixes and zero-stage cases are included.
Fix \(q\in \mathbb N\) with \(q\ge 1\), \(R\in \mathbb N\), \(J\in \mathbb R\) and \(\Delta {\gt}0\). There are \(D\ge 1\), \(K{\gt}0\), \(s\in \mathbb N\) and \(L_0\ge 2\) before all physical instances. Let \(\iota \) be the entire set of admissible tuples \((L,H,\Omega ,E_0,\mathrm{pos})\) with \(L\ge L_0\), Hamiltonian parameters \(q,R,J\), and gapped ground vector \(\Omega \) of gap \(\Delta \) at energy \(E_0\). Set \(w_i=\lceil D\log L_i\rceil _+\). There are unit initial party vectors and circuits \(C_i\) for all \(i\in \iota \) giving the constructions of Definition 31.13.5 and retaining every resource, target-density and width conclusion of Theorem 31.13.6. Their arity is at most three. In particular, for the same original circuits,
where \(\omega _i=U_{\chi _i}\Omega _i\) is the unit main-coordinate vector. Monomial and coefficient-sum bounds are one, original-gate participant distances are at most two, and \(w_i\ge 1\), \(60w_i\le L_i\).
There are \(C_p\ge 0\) and natural \(\alpha {\gt}0\), before every member of this entire family, such that each member has one sampled network \(\sigma _i\) satisfying
The incidence and prefix bounds hold at every party and every natural prefix index of this same network. Every link’s endpoints participate in a common original gate of \(C_i\). The input, circuit, physical coordinate map and unnormalized density are those of the constructed preparation. Only the main registers are physical: every auxiliary copy remains private at its specified retained copy-site owner, as in [ 79 ] . No information, circuit, arity or crossing bound is an additional physical premise. This supplies the sampled-network crossing estimate in [ 292 , Part II, proof of Theorem B ] .
In the physical preparation family retain the derived arity-three bound of the same chosen circuits. The arity follows from their stage support and the participant table; it is independent of the lifetime bound. All members are present before sampling constants are selected. Apply Theorem 31.14.1.1 at \(p=5\), with count parameters \((n,C_N)=(1,2)\), physical-dimension parameters \((d,C_D)=(s,K)\), \(r=1\), \(u=v=0\), \(C_K=C_S=1\) and \(\eta _i=52L_i^{-11}\). Retain its witnesses and all original preparation conclusions. This gives (162) on the same tensor entries and tagged alphabets.
31.15 The qutrit family for entropy scaling
The following family is the state introduced in [ 274 ] , arXiv:0705.0292v2, at the start of the examples.
Let \(N\) be a positive integer and let \(0\le p\le 1\). On \(2N\) qutrits define
The coefficient labels are a flag \(\star \) and the binary words \(x\) of length \(N\). Their half-chain words are \(w_\star =(2,\ldots ,2)\) and \(w_x=x\), and their squared coefficients are \(\lambda _\star =1-p\) and \(\lambda _x=p/2^N\). Splitting a chain configuration after its first \(N\) sites gives its two half-chain configurations. The source’s family takes \(p=p_N=1/N\).
The vectors \(e_i=|w_i\rangle \) are a real orthonormal family, as are \(|w_i\rangle |w_i\rangle \). Thus the matrix \(B\) with columns \(e_i\) satisfies \(B^\dagger B=1\) and \(B^\dagger =B^{\mathsf T}\).
The binary words are distinct, and no binary word equals the flag word when \(N{\gt}0\). Apply orthonormality of the computational basis and of its doubled configurations.
The weights \(\lambda _i\) are nonnegative and sum to one, and \(\| \psi _{2N}(p)\| =1\). In particular, \(\| \psi _{2N}(1/N)\| =1\).
There are \(2^N\) binary words, so \(\sum _i\lambda _i=1-p+2^N(p/2^N)=1\). Orthonormality in (163) gives the asserted norm. For \(N\ge 1\), one has \(0{\lt}1/N\le 1\).
Write the state in the two half-chain coordinates, and let \(C_{a,b}=\langle a,b\mid \psi _{2N}(p)\rangle \). Its left marginal is \(\rho =\operatorname {Tr}_{\mathrm{right}} |\psi _{2N}(p)\rangle \! \langle \psi _{2N}(p)|=CC^\dagger \).
Numbering the sites in each half from zero identifies \(C\) with the coefficient matrix of the actual chain cut after its first \(N\) sites. Under the same relabelling on the left half, \(\rho \) is the regional state of these first \(N\) sites.
Restrict a configuration to the first half and to the second half, subtracting \(N\) from the site indices of the latter. This is the same decomposition as the two half-chain coordinates. Relabel the cut matrix accordingly. Its product with its adjoint gives the asserted marginal.
With \(B\) as above, \(C=B\operatorname {diag}(\sqrt{\lambda _i})B^\dagger \).
Split each doubled word in (163) at the middle cut. Its two factors are both \(e_i\), with coefficient \(\sqrt{\lambda _i}\). Since the vectors \(e_i\) are real, their transpose equals their adjoint in the coefficient matrix.
The left marginal satisfies \(\rho =B\operatorname {diag}(\lambda _i)B^\dagger \).
Substitute the Schmidt factorization into \(CC^\dagger \), use \(B^\dagger B=1\), and square the nonnegative square roots of the weights.
The characteristic polynomial of the middle marginal, and therefore of the actual first-\(N\)-site regional state, is
Thus its squared Schmidt coefficients are \(1-p\), one copy of \(p/2^N\) for each binary word, and the remaining zeros. This statement includes zero weights at \(p=0\) and \(p=1\), and applies to \(p=1/N\).
The injective map from the labels to the half-chain words gives \(1+2^N\le 3^N\). Apply the rectangular determinant identity to \(B\operatorname {diag}(\lambda _i)B^\dagger \) and \(\operatorname {diag}(\lambda _i)B^\dagger B =\operatorname {diag}(\lambda _i)\). The remaining \(3^N-1-2^N\) dimensions contribute zero eigenvalues. The diagonal entries give the flag factor and the \(2^N\) equal binary factors in (164).
31.15.1 Entropy of arbitrary regions
All entropies in this subsection use natural logarithms. Write \(H_2(p)=-p\log p-(1-p)\log (1-p)\), with \(0\log 0=0\).
Let \(N{\gt}0\), \(0\le p\le 1\), and let \(A\) be a proper subset of the \(2N\) sites. If \(\rho _A(p)\) is the reduced state of \(|\psi _{2N}(p)\rangle \) on \(A\), then
The defining sum gives \(|\psi _{2N}(p)\rangle =\sqrt{1-p}|\psi _{2N}(0)\rangle +\sqrt p|\psi _{2N}(1)\rangle \). Choose a site outside \(A\). The flag has letter \(2\) at that site, whereas every binary word has letter \(0\) or \(1\). Thus the partial trace of each cross term between the flag and binary states is zero. Squaring the two coefficients gives (165), also at \(p=0,1\).
Let \(N{\gt}0\), \(0\le p\le 1\), and let \(A\) be any subset of the \(2N\) sites. Then
The empty and full regions both have entropy zero. This bounds the entropy of the state in [ 274 ] without a connectedness assumption on \(A\).
The marginal of the flag state has rank at most one and hence entropy zero. The binary state is a sum of \(2^N\) computational-basis product vectors across \(A\mid A^c\). Its coefficient matrix therefore factors through a space of dimension \(2^N\), so \(\operatorname {rank}\rho _A(1)\le 2^N\) and \(S(\rho _A(1))\le \log (2^N)=N\log 2\). For a proper region, use (165) and the entropy inequalities for positive matrices \(S(X+Y)\le S(X)+S(Y)\) and \(S(c\rho )=cS(\rho )-c\log c\) when \(\operatorname {tr}\rho =1\). These give (166). For the full region, purity gives entropy zero; its asserted upper bound is nonnegative. For the empty region, the normalized marginal has rank at most one and again entropy zero.
For \(N{\gt}0\) and every region \(A\), the source’s choice \(p_N=1/N\) satisfies \(S(\rho _A(p_N))\le 2\log 2\), or two bits.
Substitute \(p_N=1/N\) into (166). Since \(H_2(p_N)\le \log 2\) and \(p_N N=1\), the right-hand side is at most \(2\log 2\).