30 Matrix Product Operator Symmetries and Non-Invertible Symmetries
A symmetry of a spin chain is usually a group acting site by site. Two generalizations appear in one-dimensional lattice models. The symmetry operators may be matrix product operators rather than tensor products of one-site unitaries, and they may multiply according to fusion rules \(O_aO_b=\sum _cN_{ab}^cO_c\) rather than a group law, so that some of them have no inverse [ 8 , 199 , 17 ] . This chapter introduces both generalizations for a reader who knows matrix product states. Section 30.12 treats invertible symmetries: on-site actions, groups represented by matrix product unitaries, and group operators built from a three-cocycle, whose cohomology class obstructs an on-site form. Section 30.13 defines fusion algebras of matrix product operators and their Perron–Frobenius dimensions, and Section 30.14 presents the non-invertible examples: Fibonacci, Ising, and Kramers–Wannier duality. Section 30.15 derives the integrality consequences for symmetric matrix product states, and Section 30.16 states the local zipper condition. The virtual-level theory, with fusion and action tensors, their gauge freedom, the associator, and the cohomological obstruction, is Chapter 32.
Throughout, \(T_a\) denotes a matrix product operator tensor (Definition 16.1.1) of bond dimension \(\chi _a\), and \(O_a^{(N)}\) its periodic operator on \(N\) sites (Definition 16.1.6),
where the first physical index is the output. We write \(|V^{(N)}(A)\rangle \) for the periodic vector of a matrix product state tensor \(A\). For two operator tensors, \(T_aT_b\) denotes the stacked tensor \((T_aT_b)^{ij}=\sum _mT_a^{im}\otimes T_b^{mj}\) of bond dimension \(\chi _a\chi _b\), whose periodic operator is \(O_a^{(N)}O_b^{(N)}\), and \(T_a\cdot A\) denotes the matrix product state tensor \((T_a\cdot A)^i=\sum _jT_a^{ij}\otimes A^j\), whose periodic vector is \(O_a^{(N)}|V^{(N)}(A)\rangle \). Chain lengths are positive, \(N\geq 1\).
30.1 Arbitrary boundary transport
For \(N\geq 1\), an operator tensor \(T\) and a state tensor \(A\) define
No commutation condition is imposed on \(X\) or \(Y\). Cyclicity of trace identifies \(\psi ^N_{A,Y}\) with the usual boundary parametrization \(\Gamma _N(Y)\) of the MPS ground space.
Write \(R^{ik}=\sum _jP^{ij}\otimes Q^{jk}\) and \((T\cdot A)^i=\sum _jT^{ij}\otimes A^j\). For all boundary matrices and all lengths, including zero,
Expand the product letters over the intermediate physical configuration. For the resulting word matrices \(U,V\), use \((X\otimes Y)(U\otimes V)=XU\otimes YV\) and \(\operatorname{tr}(XU\otimes YV)=\operatorname{tr}(XU)\operatorname{tr}(YV)\).
For the diagram, write \(R=PQ\) and \(C=X\otimes Y\).
The closedness condition of [ 199 , Section 2 ] requires, for every \(X,Y\in M_{\chi }(\mathbb {C})\), a single \(Z\in M_{\chi }(\mathbb {C})\) such that \(O^N_{T,X}O^N_{T,Y}=O^N_{T,Z}\) for every \(N\geq 1\). Compatibility requires, for every operator boundary \(X\in M_{\chi }(\mathbb {C})\) and state boundary \(Y\in M_{D}(\mathbb {C})\), a single \(Z\in M_{D}(\mathbb {C})\) such that \(O^N_{T,X}\psi ^N_{A,Y}=\psi ^N_{A,Z}\) for every \(N\geq 1\). In both statements, the output boundary is chosen before the length. At each positive length, the operator range is therefore closed under multiplication, and every operator preserves the state ground space.
Let \(U,V\) be matrices on \(\mathbb {C}^{D_1}\otimes \mathbb {C}^{D_2}\). They are equal if and only if \(\operatorname{tr}((X\otimes Y)U)=\operatorname{tr}((X\otimes Y)V)\) for all matrices \(X,Y\) on the two factors.
Taking \(X=E_{ji}\) and \(Y=E_{lk}\) identifies the \(((i,k),(j,l))\) entries of \(U\) and \(V\), since \(E_{ji}\otimes E_{lk}=E_{(j,l),(i,k)}\).
Closedness is equivalent to the existence of a linear map \(b:M_{\chi ^2}(\mathbb {C})\to M_{\chi }(\mathbb {C})\) satisfying \(O^N_{TT,C}=O^N_{T,b(C)}\) for every \(C\) and \(N\geq 1\). Compatibility is equivalent to the existence of a linear map \(b:M_{\chi D}(\mathbb {C})\to M_{D}(\mathbb {C})\) satisfying \(\psi ^N_{T\cdot A,C}=\psi ^N_{A,b(C)}\) for every \(C\) and \(N\geq 1\). These are the boundary maps at the start of [ 199 , Appendix A ] .
Matrix units on a product bond space have the form \(E_{ij}\otimes E_{kl}\). Choose an output boundary for each such matrix, simultaneously for all lengths, and extend linearly over this basis. Linearity of the boundary contraction gives the required identities. Conversely, apply the linear map to \(X\otimes Y\) in (4) or (5).
Let \(B\) have bond dimension \(D\), and let \(A_c\) have bond dimension \(D_c\) for each member of a finite index set. A biorthogonal decomposition consists of rectangular matrices \(V_c:\mathbb {C}^D\to \mathbb {C}^{D_c}\) and \(W_c:\mathbb {C}^{D_c}\to \mathbb {C}^D\) satisfying
The index \(c\) may contain a block label and its multiplicity index. These are the local fusion and action equations of [ 199 , Section 2 ] .
Under (6) and (7), each nonempty word \(w\) satisfies
In particular, an exact fusion decomposition of \(PQ\) yields
for \(N\geq 1\), where the second identity uses an exact action decomposition of \(T\cdot A\) into the tensors \(B_c\).
If \(TT\) has an exact biorthogonal decomposition into copies of \(T\), then \(T\) is boundary closed. If \(T\cdot A\) has such a decomposition into copies of \(A\), then \(T\) and \(A\) are boundary compatible. In either case the output boundary is \(Z=\sum _cV_c(X\otimes Y)W_c\).
If in addition \(\sum _cW_cV_c=\mathbb {1}_D\), then \(B^w=\sum _cW_cA_c^wV_c\) also holds for the empty word.
For \(w=\varnothing \) the equality is the additional hypothesis. For nonempty words use (8).
30.2 Reconstruction from arbitrary boundaries
Write \(\mathcal D=\prod _cM_{D_c}(\mathbb {C})\) and \(A^w=(A_c^{i_1}\cdots A_c^{i_n})_c\) for a simultaneous word tuple. The product and scalar operations on \(\mathcal D\) are componentwise.
Let \(A_c\) be individually injective tensors with \(D_c{\gt}0\), no two of which are equivalent by an invertible similarity and a nonzero scalar. Then some \(L{\gt}0\) satisfies \(\operatorname {span}\{ A^w:|w|=L\} =\mathcal D\).
Choose nonzero scalars \(\zeta _c\) and Perron gauges so that \(\zeta _cA_c\) are normal with spectral radius one. Similarity and independent nonzero scalings preserve the exclusion of equivalent blocks. The simultaneous block-separation theorem gives a common positive length \(L\). At that length the invertible componentwise map \((M_c)_c\mapsto (\zeta _c^L M_c)_c\) removes the scalings.
For a linear map \(b:M_{D}(\mathbb {C})\to \mathcal D\), its bilinear trace dual \(\rho :\mathcal D\to M_{D}(\mathbb {C})\) is characterized by
No complex conjugation occurs in this pairing.
Suppose \(b\) satisfies \(\operatorname{tr}(XB^w)=\sum _c\operatorname{tr}(b(X)_cA_c^w)\) for every \(X\) and every nonempty word \(w\). If \(\operatorname {span}\{ A^w:|w|=L\} =\mathcal D\) for some \(L{\gt}0\), its trace dual obeys
The map \(\rho \) need not preserve the ambient identity.
Nondegeneracy of the trace pairing and (11) give the word identity. For length-\(L\) words \(u,v\), concatenation gives \(\rho (A^uA^v)=B^{uv}=B^uB^v=\rho (A^u)\rho (A^v)\). Bilinearity and simultaneous spanning extend this equality to every \(M,N\in \mathcal D\). Length one gives the local-letter identity.
Every idempotent \(P\in M_D(K)\) over a field factors as \(P=WV\), \(VW=I_m\), with \(m=\operatorname {rank}P\). This includes \(m=0\) and imposes no self-adjointness condition.
Choose a basis of \(\operatorname {ran}P\). Let \(W\) include these coordinates in \(K^D\), and let \(V\) take coordinates after applying \(P\). The identity \(P^2=P\) says that \(P\) is the identity on its range, hence \(VW=I_m\) and \(WV=P\).
A multiplicative \(K\)-linear map \(\rho :\prod _c M_{D_c}(K)\to M_D(K)\) admits finite multiplicities \(m_c\) and matrices \(W_{c\mu }:K^{D_c}\to K^D\), \(V_{c\mu }:K^D\to K^{D_c}\) such that
Zero-dimensional factors and zero multiplicities are allowed.
For a nonzero factor, put \(E_{ij}=\rho (e_{c,ij})\) and choose \(E_{00}=CH\) with \(HC=I\). The identities \(E_{ij}E_{kl}=\delta _{jk}E_{il}\) give \((HE_{0i})(E_{j0}C)=\delta _{ij}I\) and \((E_{i0}C)(HE_{0j})=E_{ij}\). Separate the common coordinate into multiplicity indices and expand an arbitrary matrix in matrix units. Distinct factors have annihilating support idempotents, so their rectangular factors are mutually biorthogonal. Summing the factor expansions gives (14).
A length-independent block boundary map with a positive simultaneous spanning length gives an exact biorthogonal decomposition \(B^i=\sum _{c,\mu }W_{c\mu }A_c^iV_{c\mu }\). Consequently, arbitrary-boundary closedness gives such a decomposition of \(TT\), and arbitrary-boundary compatibility gives one of \(T\cdot A\), when the target tensor is the unweighted direct sum of these blocks.
If \(B^iW=WC^i\) and \(VW=I\), the boundary \(X\) of \(C\) is represented by \(WXV\) on \(B\) at every length. Applying this to the coordinate inclusions of the incoming blocks gives, for each pair \(a,b\), exact fusion tensors of \(T_aT_b\), and for each pair \(a,x\), exact action tensors of \(T_a\cdot A_x\), with their respective biorthogonality relations. Only the target block family requires a simultaneous spanning length.
The intertwining identity extends to words, and cyclicity of trace gives
Tensor products of the incoming coordinate inclusions intertwine the stacked or acted-on letters. Compose the original boundary map with \(X\mapsto WXV\) and apply exact reconstruction.
For an unweighted block-diagonal MPO with individually injective, positive-dimensional, pairwise gauge-scalar inequivalent blocks, arbitrary-boundary closedness gives exact biorthogonal fusion tensors for every incoming pair \(a,b\), with finite multiplicities \(N_{ab}^c\):
Here \(W_{ab}^{c\mu }:\mathbb C^{\chi _c}\to \mathbb C^{\chi _a}\otimes \mathbb C^{\chi _b}\) and \(V_{ab}^{c\mu }\) has the reverse direction; when \(c\ne e\), the right side of (17) is the zero rectangular matrix. For an operator and a state in unweighted block-diagonal form, arbitrary-boundary compatibility gives exact biorthogonal action tensors for every incoming pair \(a,x\) if the state blocks satisfy those injectivity, dimension, and separation assumptions. With finite multiplicities \(M_{ax}^y\), they obey
The maps have the analogous directions, with incoming bond space \(\mathbb C^{\chi _a}\otimes \mathbb C^{D_x}\) and outgoing bond space \(\mathbb C^{D_y}\). These are the existence and orthogonality assertions of [ 199 , Appendix A ] .
Derive a common positive simultaneous spanning length for the target blocks, then restrict the length-independent boundary map to each incoming pair and reconstruct its exact local decomposition.
For fixed incoming blocks \(a,b\), collect the synthesis matrices \(W_{ab}^{c\mu }\) as columns of \(S_{ab}\) and the analysis matrices \(V_{ab}^{c\mu }\) as rows of \(H_{ab}\). Their common coordinate space is \(\bigoplus _c(\mathbb C^{N_{ab}^c}\otimes \mathbb C^{\chi _c})\).
Write \(B_{ab}^{ik}=\sum _j T_a^{ij}\otimes T_b^{jk}\) and \(C_{ab}^{ik}=\bigoplus _c(I_{N_{ab}^c}\otimes T_c^{ik})\). Exact biorthogonal decomposition implies
The product \(S_{ab}H_{ab}\) may be a proper, non-self-adjoint idempotent.
Collect the separate biorthogonality equations and sum the exact letter decompositions. Multiply the second identity in (20) by \(S_{ab}\) on the right or by \(H_{ab}\) on the left, then cancel \(H_{ab}S_{ab}=I\).
For positive-dimensional injective blocks, exact biorthogonal pairwise decompositions and a simultaneous left inverse of the labelled one-site target matrices give a complete zipper fusion family with synthesis \(S_{ab}\) and analysis \(H_{ab}\).
Replacing every letter by a common nonempty word preserves an exact biorthogonal decomposition and its rectangular maps. In particular, physical blocking preserves the multiplicities \(N_{ab}^c\) and both \(V_{ab}^{c\mu }\) and \(W_{ab}^{c\mu }\). For positive-dimensional normal blocks with no scalar-gauge duplicates, some common positive blocking gives a complete zipper fusion family with these same maps.
Induction on each nonempty word cancels intermediate analysis-synthesis pairs. Physical blocking commutes with stacking the two MPOs. A common simultaneous word span supplies the labelled block left inverse after blocking, and Definition 30.2.11 applies.
Under the block and arbitrary-boundary closedness assumptions of Theorem 30.2.8, there are exact unblocked fusion maps, finite multiplicities, and a complete zipper family after one positive physical blocking. Its blocks are precisely the blocked source tensors, and its synthesis, analysis, and multiplicities are the original unblocked ones.
Choose the exact decomposition for each incoming pair and apply Theorem 30.2.12 at one common length.
The fusion-symbol conventions of the two sources differ. In [ 199 , Section 2 ] , the unhatted fusion matrix is analysis (our \(V\)) and its hatted partner is synthesis (our \(W\)). Writing \(S_L,S_R\) and \(H_L,H_R\) for the two synthesis and analysis trees, the synthesis-oriented matrix \(P\) of Theorem 21.3.91 satisfies \(S_RP=S_L\). Its inverse \(Q\) satisfies \(H_L=QH_R\) and is the \(F\)-symbol of [ 199 ] when the printed upper indices index rows. Thus the inverse-oriented indexed equation in Theorem 21.3.94 supplies that source’s pentagon. Under the synthesis-basis gauges of Theorem 21.3.92, \(P'=G_R^{-1}PG_L\) and \(Q'=G_L^{-1}QG_R\). The common final-bond identity factor is suppressed in these formulas.
An exact biorthogonal boundary decomposition is a zipper decomposition \(B^i=\sum _{c,\mu }W_{c\mu }A_c^iV_{c\mu }\) with the same analysis and synthesis matrices.
For separated, positive-dimensional injective targets, two exact biorthogonal decompositions of the same tensor over these targets have identical multiplicities.
Every nonempty word satisfies
Subtract (22) for the two decompositions. A common simultaneous word span and nondegeneracy of the trace pairing give \((N_c-N'_c)I_{D_c}=0\). Since \(D_c{\gt}0\), \(N_c=N'_c\).
Two exact biorthogonal decompositions over the same multiplicities and separated positive-dimensional injective target blocks differ by a unique family \(Y_c\in \mathrm{GL}_{N_c}(\mathbb C)\) on the letter support:
An intertwiner between distinct blocks intertwines every simultaneous word tuple. By spanning it intertwines a tuple that is the identity in one block and zero in the other, so the intertwiner vanishes. Theorem 29.8.1.3 now gives the unique invertible multiplicity gauges. No adjoint relation or ambient identity is required.
The multiplicities in exact biorthogonal fusion and action decompositions give, at every positive chain length \(n\),
Both identities concern the original, unblocked tensors.
Apply the nonempty-word trace formula (22). Stacking MPO tensors multiplies their periodic operators, and the periodic vector of an action tensor is the operator applied to the periodic state.
If positive-dimensional target blocks span their product matrix algebra simultaneously at length \(L\), their periodic block vectors are linearly independent at \(L\). On the doubled physical alphabet, the same conclusion gives independent periodic block operators.
A relation \(\sum _c z_c\operatorname{tr}(A_c^w)=0\) for every word of length \(L\) pairs the tuple \((z_cI_{D_c})_c\) to zero against the whole product matrix algebra. Nondegeneracy gives \(z_cI_{D_c}=0\), and \(D_c{\gt}0\) gives \(z_c=0\). Vectorizing operator entries preserves these relations.
Suppose the periodic fusion expansion in (26) holds and the operator blocks are separated, positive-dimensional, and injective. Then
Choose a positive length with independent periodic block operators. Expand both sides of \((O_aO_b)O_c=O_a(O_bO_c)\) and compare coefficients of each \(O_q\).
Suppose the two periodic expansions in (26) hold with natural multiplicities and separated positive-dimensional injective state blocks. Then
Choose a positive length with independent periodic state blocks. Expand the associativity identity
and compare the coefficients of each \(|\psi _y\rangle \). The equality of complex coefficients is an equality of their natural-number multiplicities.
For unweighted block assemblies of separated positive-dimensional injective operator and state blocks, arbitrary-boundary closedness and compatibility produce natural multiplicities \(N_{ab}^c\) and \(M_{ax}^y\) satisfying the periodic expansions (26), fusion associativity (27), and the NIM relation (28). No unit, duality, or commutativity assumption is needed.
Construct the exact pairwise fusion and action decompositions. Trace them and apply the preceding coefficient comparisons to their actual natural-number multiplicities.
30.3 Comparing exact decomposition coordinates
Let \(B\) have two exact biorthogonal decompositions over a target family \((A_c)_c\), with repetitions indexed by maps \(f:I\to C\) and \(g:J\to C\). Suppose the simultaneous target word tuples span the product matrix algebra at one positive length. For every tuple of matrices \((M_c)_c\),
Suppose \(HS=I\), \(\widetilde H\widetilde S=I\), and \(SH=\widetilde S\widetilde H\). Then \(C=\widetilde HS\) and \(D=H\widetilde S\) obey
The common support need not be the ambient identity or self-adjoint.
Substitute \(SH=\widetilde S\widetilde H\) in \(\widetilde S\widetilde HS\) and \(SH\widetilde S\), then cancel the coordinate identities. Left multiplication by the corresponding analysis matrix gives the two inverse identities.
Exact biorthogonal decompositions compose along finite two-stage paths: if the intermediate and final maps are \((V_i,W_i)\) and \((V'_{ij},W'_{ij})\), the composite maps are \(V'_{ij}V_i\) and \(W_iW'_{ij}\). Replacing \(B^a\) by \(PB^aQ\) with \(QP=I\) replaces its maps by \(V_iQ\) and \(PW_i\). Acting with a fixed MPO replaces state maps by \(I\otimes V_i\) and \(I\otimes W_i\); acting on a fixed state replaces operator maps by \(V_i\otimes I\) and \(W_i\otimes I\).
Cancel the intermediate analysis-synthesis pairs in each product. Substitute the exact reconstruction formulas and distribute the finite sums. Multiplicativity of Kronecker products gives the two action identities.
Collect the columns of all \(W_i\) into \(S\) and the rows of all \(V_i\) into \(H\), with coordinate space \(\bigoplus _i\mathbb C^{D_i}\).
The collected maps obey \(HS=I\) and \(SH=\sum _iW_iV_i\). For two exact decompositions over target blocks spanning simultaneously at one positive word length, \(\widetilde HS\) and \(H\widetilde S\) are inverse full coordinate changes, and each carries the other synthesis matrix to its own.
Exact biorthogonal decomposition implies \(V_iB^a=A_i^aV_i\) and \(B^aW_i=W_iA_i^a\). Consequently \(V_i\widetilde W_j\) intertwines \(A_i\) with \(\widetilde A_j\). A bijective reindexing of the finite target copies preserves every decomposition identity.
Multiply the reconstruction formula by the selected analysis or synthesis map and cancel all other copies. Compose the two resulting intertwiners. Reindex the finite reconstruction sum for the last assertion.
Use the source’s fusion analysis and synthesis \(W,\widehat W\), and action analysis and synthesis \(V,\widehat V\). The first paths are \((c,\mu ;y,k)\) with \(\mu {\lt}N_{ab}^c\) and \(k{\lt}M_{cx}^y\); the second are \((z,j;y,i)\) with \(j{\lt}M_{bx}^z\) and \(i{\lt}M_{az}^y\). Let \(\alpha \) identify the incoming right bracketing with the left. The tree maps are
If the pairwise fusion and action maps are exact and biorthogonal, both trees give exact biorthogonal decompositions of \((T_aT_b)\cdot A_x\). Their ambient support idempotents agree whenever the final state blocks have a simultaneous positive word span.
Lift each first-stage decomposition through the other action factor, then compose with the second-stage decomposition. The bond associator puts both trees on the same incoming space. Apply Theorem 30.3.1 to their supports.
Retaining the final bond coordinate, set \(C=H_{\rm seq}S_{\rm fus}\) and \(D=H_{\rm fus}S_{\rm seq}\). The source’s printed L orientation is that of \(C\).
Under the exact-tree and spanning assumptions,
The common-support comparison gives both inverses and both synthesis equations. For the analysis equation, substitute \(S_{\rm fus}H_{\rm fus}=S_{\rm seq}H_{\rm seq}\) into \(H_{\rm seq}S_{\rm fus}H_{\rm fus}\) and cancel \(H_{\rm seq}S_{\rm seq}=I\).
For fixed \(a,b,x,y\), the row and column spaces of \(L\) have indices \((z,i,j)\) and \((c,k,\mu )\), respectively. Group the full coordinates by the final state label and define
Define \(K_{abx}^y\) by the normalized trace of the reverse contraction. Individual entries may vanish.
Assume the pairwise fusion and action maps are exact and biorthogonal. Suppose the state blocks are normal and positive-dimensional, and their word tuples span the product algebra at one length. In grouped final-block coordinates,
Each cross contraction intertwines its final blocks. Distinct final blocks are separated by the simultaneous word span. Within one normal block, the commutant is scalar; its normalized trace gives (40).
Assume exact biorthogonal fusion and action maps are given, and the state blocks are injective, positive-dimensional, and pairwise inequivalent under a virtual gauge and a nonzero scalar. The matrices constructed from these maps satisfy
Zero multiplicity spaces are allowed. In the source index order, (43) is the analysis-tree relation of [ 199 , Section 3 ] . Read the following trees from right to left: red legs have dimensions \(\chi _a,\chi _b,\chi _c\) and black legs have dimensions \(D_x,D_y,D_z\). The node indices are multiplicity labels, with row order \((z,i,j)\) and column order \((c,k,\mu )\). Both sides map \(\mathbb {C}^{\chi _a}\otimes \mathbb {C}^{\chi _b}\otimes \mathbb {C}^{D_x}\) to \(\mathbb {C}^{D_y}\), using the canonical identification of bracketings.
Source index convention.
The coupled pentagon printed in the source reverses both multiplicity pairs in its fusion factor. The typed correction and the analysis-gauge convention are recorded in [ 175 ] . The present construction proves the invertible action comparison. The corrected coupled pentagon is proved in Section 30.11; its general multiplicity-gauge law remains open.
30.4 Canonical parents for adjoint-closed boundary ranges
For an operator tensor \(T\) of bond dimension \(\chi \), write \(\mathcal R_L(T)=\{ O^L_{T,X}:X\in M_{\chi }(\mathbb {C})\} \) and \(\mathcal C(T)=\{ X:XT^{ij}=T^{ij}X\text{ for every }i,j\} \). The coefficient convention is
where the empty product is the virtual identity. For a state tensor \(A\) of bond dimension \(D\), let \(P_L\) be the orthogonal projection onto \(\mathcal S_A^L\) and put \(h_L=I-P_L\). The periodic parent Hamiltonian is \(H_{L,N}=\sum _{i=0}^{N-1}h_L^{(i)}\), where each local term acts on a cyclic window of length \(L\leq N\). These are the canonical parent terms considered in [ 199 , Section 5 and Appendix B ] .
In prefix–suffix coordinates of lengths \(L,K\), every virtual boundary \(X\) satisfies
Empty prefixes and suffixes are allowed. If \(X\in \mathcal C(T)\), simultaneous cyclic rotation of two equal-length physical words leaves their boundary-weighted trace unchanged. Hence, for \(0\leq L\leq N\) and \(i\in \{ 0,\ldots ,N-1\} \), the same cut formula holds in the coordinates of the cyclic window starting at \(i\) and its ordered complement, with \(K=N-L\).
If \(U,V\) are the virtual word matrices on the two intervals, then
Word evaluation factors over concatenation, giving (45). For a one-site cyclic rotation, let \(B\) be the first tensor letter and \(V\) the remaining word matrix. Then \(\operatorname{tr}(XVB)=\operatorname{tr}(BXV)=\operatorname{tr}(XBV)\), since \(BX=XB\). Induction on the number of rotations places any cyclic window first, including one that wraps around the end of the chain, and the same matrix-unit expansion applies.
Let \(\mathcal B\) be a unital \(*\)-subalgebra of operators on the \(L\)-site physical space, and suppose that \(\mathcal S_A^L\) is invariant under \(\mathcal B\). Then \([h_L,B]=0\) for every \(B\in \mathcal B\). This statement also holds at \(L=0\).
For \(v\in (\mathcal S_A^L)^\perp \) and \(w\in \mathcal S_A^L\), \(\langle w,Bv\rangle =\langle B^*w,v\rangle =0\), because \(B^*\in \mathcal B\). Thus the orthogonal complement is invariant too, and its orthogonal projection satisfies \(h_LBv=Bh_Lv\) for every \(v\).
Suppose \(T\) and \(A\) are compatible in the length-independent sense of Definition 30.1.2, and fix \(L{\gt}0\). Then \(\mathcal R_L(T)\) preserves \(\mathcal S_A^L\). If in addition \(\mathcal R_L(T)^*=\mathcal R_L(T)\), the unital \(*\)-algebra generated by this range preserves \(\mathcal S_A^L\), and \([h_L,O^L_{T,Y}]=[P_L,O^L_{T,Y}]=0\) for every virtual boundary \(Y\). Equivalently, \(h_L(O^L_{T,Y}v)=O^L_{T,Y}(h_Lv)\) for every physical vector \(v\), in either the configuration or orthonormal coordinates.
Compatibility gives \(O^L_{T,Y}\mathcal S_A^L\subseteq \mathcal S_A^L\). Adjoint closure gives the same invariance for every adjoint generator. Sums, products, and scalar multiples of the identity preserve this invariant subspace, so the generated unital \(*\)-algebra preserves it. Apply Theorem 30.4.2 to obtain \(h_LO^L_{T,Y}=O^L_{T,Y}h_L\). The same orthogonal reduction gives \(P_LO^L_{T,Y}=O^L_{T,Y}P_L\). The canonical identification with the Hilbert space of configurations gives the stated coordinate forms. Adjoining the ambient identity does not require a represented support projection to equal the ambient identity.
Suppose \(T\) and \(A\) are length-independently compatible, \(L_0{\gt}0\), and \(A\) is \(L_0\)-block injective. Let \(U\in M_{\chi }(\mathbb {C})\) satisfy \(O^{L_0}_{T,U}=I\). For every \(n{\gt}0\), put \(Q_n=O^n_{T,U}\). Then \(Q_n\psi ^n_{A,X}=\psi ^n_{A,X}\) for every \(X\in M_{D}(\mathbb {C})\), \(Q_nv=v\) for every \(v\in \mathcal S_A^n\), and \(Q_nP_n=P_n\). In particular, one-site injectivity and \(O^1_{T,U}=I\) suffice. There is no comparison between \(n\) and \(L_0\), and no adjoint-closure assumption is needed. This is a sufficient unit-support criterion for the normalization used in [ 199 , Appendix B ] .
Write \(\Gamma _k(X)=\psi ^k_{A,X}\). Compatibility chooses a single state boundary \(Z\) such that \(O^k_{T,U}\Gamma _k(X)=\Gamma _k(Z)\) for every \(k{\gt}0\). At \(k=L_0\) this gives \(\Gamma _{L_0}(Z)=O^{L_0}_{T,U}\Gamma _{L_0}(X)=\Gamma _{L_0}(X)\). Theorem 11.5.3.3 implies \(Z=X\). The same equality therefore holds at every positive \(n\). Since \(\mathcal S_A^n=\operatorname {ran}\Gamma _n\), the operator \(Q_n\) fixes the whole support, including every vector \(P_nv\). The one-site case takes \(L_0=1\).
Let \(0\leq L\leq N\) and \(i\in \{ 0,\ldots ,N-1\} \). Suppose an \(L\)-site operator \(B\) satisfies \([B,O^L_{T,Y}]=0\) for every virtual boundary \(Y\). Its placement \(B^{(i)}\) on the cyclic window starting at \(i\) satisfies \([B^{(i)},O^N_{T,X}]=0\) for every \(X\in \mathcal C(T)\).
In window–complement coordinates, \(B^{(i)}=B\otimes I\) by Theorem 20.13.2. Each summand of (45) satisfies
Sum over the two virtual indices and return to the chain coordinates. No commutation condition is required of the local boundaries \(E_{ba}X\).
Suppose \(T\) and \(A\) are compatible, \(0{\lt}L\leq N\), and \(\mathcal R_L(T)^*=\mathcal R_L(T)\). Then, for every cyclic placement \(i\) and every \(X\in \mathcal C(T)\), one has \([h_L^{(i)},O^N_{T,X}]=0\) and \([H_{L,N},O^N_{T,X}]=0\).
For operator tensors \(T_a\) of bond dimensions \(\chi _a\), indexed by \(a\in \{ 0,\ldots ,r-1\} \), define \(T^{ij}=\bigoplus _aT_a^{ij}\) on \(\bigoplus _a\mathbb {C}^{\chi _a}\). Write \(J_a\) for the inclusion of the \(a\)th summand and \(Q_a=J_aJ_a^*\) for its coordinate projection. Pairing the two physical indices identifies this operator tensor with the unweighted direct sum of the corresponding state tensors.
For \(T=\bigoplus _aT_a\), every word matrix is the direct sum of the component word matrices. Each \(Q_a\) commutes with every letter \(T^{ij}\), so \(Q_a\in \mathcal C(T)\), and \(O^N_{T,Q_a}=O^N_{T_a,I}\) for every \(N\geq 0\).
Evaluation of a word in block-diagonal matrices gives \(T^{\sigma ,\tau }=\bigoplus _bT_b^{\sigma ,\tau }\), including the empty word. Also \(Q_aT^{ij}=T^{ij}Q_a=J_aT_a^{ij}J_a^*\). Since \(J_a^*J_a=I\), cyclicity of trace gives
The asserted selector identity follows coefficientwise.
Let \(T=\bigoplus _a T_a\) be an unweighted finite direct sum compatible with \(A\). If \(0{\lt}L\leq N\) and \(\mathcal R_L(T)^*=\mathcal R_L(T)\), then \([H_{L,N},O^N_{T_a,I}]=0\) for every \(a\). Adjoint closure is required only of the entire assembled boundary range; taking adjoints may exchange labels.
For every \(L\geq 0\), the inequality \(d^L{\gt}D^2\) implies \(h_L\ne 0\). If also \(T\) and \(A\) are compatible, \(0{\lt}L\leq N\), and \(\mathcal R_L(T)^*=\mathcal R_L(T)\), this nonzero canonical interaction defines a periodic parent commuting with every \(O^N_{T,X}\) for \(X\in \mathcal C(T)\).
The boundary parametrization gives \(\dim \mathcal S_A^L\leq D^2{\lt}d^L\), so \(\mathcal S_A^L\) is a proper subspace by Lemma 11.2.1.11. If \(h_L=0\), its kernel would be the entire physical space, contradicting \(\ker h_L=\mathcal S_A^L\) from Lemma 12.3.10. This nonzero property is unchanged by the canonical identification of the two coordinate spaces. The commutation assertion is Theorem 30.4.6.
Suppose \(T\) and \(A\) are length-independently compatible, \(L_0,n{\gt}0\), \(A\) is \(L_0\)-block injective, and \(O^{L_0}_{T,U}=I\) for a fixed \(U\in M_{\chi }(\mathbb {C})\). Suppose also \(\mathcal R_n(T)^*=\mathcal R_n(T)\), and put \(Q_n=O^n_{T,U}\). Let \((X_j,Y_j)_{j\in J}\) be a finite family of pairs of virtual boundaries satisfying
Define \(E_n(B)=\sum _{j\in J}O^n_{T,X_j}BO^n_{T,Y_j}\). Then
The set \(J\) may be empty, and the physical and virtual dimensions may be zero, when the stated hypotheses hold. No identity \(Q_n=I\) or relation \(O^n_{T,Y_j}=(O^n_{T,X_j})^*\) is required. These are consequences of the product normalization in [ 199 , Appendix B ] for actual boundary operators.
Theorem 30.4.3 gives \(P_nO^n_{T,Y_j}=O^n_{T,Y_j}P_n\), while Theorem 30.4.4 gives \(Q_nP_n=P_n\). Thus (47) implies
Linearity and \(h_n=I-P_n\) now give \(E_n(h_n)=E_n(I)-E_n(P_n)=Q_n-P_n\), whereas \(I-E_n(P_n)=I-P_n=h_n\).
Under the hypotheses of Theorem 30.4.11, if \(d^n{\gt}D^2\), then \(I-E_n(P_n)\ne 0\). This asserts no nonzeroness of \(E_n(h_n)\): if \(Q_n=P_n\), then \(E_n(h_n)=0\).
For the two-site weak-Hopf average \(E\) of [ 199 , Appendix B ] , write \(\rho =(\phi \otimes \phi )\circ \Delta \) and \(Q=\rho (1)\). Its normalization is \(E(I)=Q\), so for the two-site support projection \(P_2\),
Theorem 30.4.11 gives \(E(P_2)=P_2\) when its positive-length identity, injectivity, adjoint closure, and finite-family normalization hypotheses hold for this representation. The ambient complement then equals \(h_2\), whereas the literal averaged parent is \(Q-P_2\). The dimension inequality proves that \(I-P_2\) is nonzero; it does not prove that \(Q-P_2\) is nonzero. Compatibility alone gives invariance of \(\mathcal S_A^2\). The additional identity and normalization hypotheses must be established for the represented weak-Hopf unit and canonical integral; they are not consequences of invariance alone [ 178 ] .
30.5 Normal blocks and arbitrary-boundary adjoints
For an operator tensor \(T\) of bond dimension \(\chi \), write \(O^N_{T,X}(\sigma ,\tau )=\operatorname{tr}(XT^{\sigma _1\tau _1}\cdots T^{\sigma _N\tau _N})\) and \(O_T^N=O^N_{T,I}\). The physical adjoint tensor is \((T^\sharp )^{ij}=\overline{T^{ji}}\), where the bar denotes entrywise complex conjugation. Thus \((T^\sharp )^{ij}_{\alpha \beta }=\overline{T^{ji}_{\alpha \beta }}\): the physical indices are exchanged, while the virtual indices retain their order. At \(N=0\) the contraction is the scalar \(\operatorname{tr}X\).
The algebraic arbitrary-boundary closedness of [ 199 , Section 2 ] does not supply a physical adjoint operation. The periodic adjoint identity below is an explicit additional hypothesis, consistent with the extra physical symmetry structure considered in [ 199 , Section 5 ] .
30.5.1 From periodic duality to exact similarities
For every \(X\in M_{\chi }(\mathbb {C})\) and \(N\geq 0\),
The \((\sigma ,\tau )\) entry of the left side is \(\overline{\operatorname{tr}(XT^{\tau _1\sigma _1}\cdots T^{\tau _N\sigma _N})}\). Entrywise conjugation preserves matrix multiplication, its order, and the trace, giving the right side. In particular the boundary is \(\overline X\), without a virtual transpose.
Let \(P,Q\) have bond dimensions \(\chi ,\eta \), respectively, and let \(V:\mathbb {C}^\chi \to \mathbb {C}^\eta \), \(W:\mathbb {C}^\eta \to \mathbb {C}^\chi \) satisfy \(VW=I_\eta \), \(WV=I_\chi \), and \(VP^{ij}W=Q^{ij}\) for every \(i,j\). Then \(O^N_{P,X}=O^N_{Q,VXW}\) for every \(X\) and \(N\geq 0\).
Cancelling successive factors \(WV\) extends the letter identity to every word. Equivalently, \(P^w=WQ^wV\), including the empty word because \(WV=I_\chi \). Cyclicity of the rectangular trace gives \(\operatorname{tr}(XWQ^wV)=\operatorname{tr}(VXWQ^w)\).
Let \(T_a\) be operator tensors with bond dimensions \(\chi _a\), and let \(a\mapsto a^\vee \) be a map on their labels. Periodic physical adjoint duality means that, for every label \(a\) and every \(N{\gt}0\),
Equivalently, regarding the physical pair \((i,j)\) as one index, \(T_a^\sharp \) and \(T_{a^\vee }\) have equal periodic matrix product vectors at every positive length.
Suppose (54) holds, \((a^\vee )^\vee =a\), and every \(T_a\), on its paired physical alphabet, is normal with \(\chi _a{\gt}0\). Then \(\chi _a=\chi _{a^\vee }\) for every \(a\). Here normality means that some positive blocking length makes the word matrices span \(M_{\chi _a}(\mathbb {C})\).
Apply the normal-target reduction theorem to the equal periodic families \(T_a^\sharp \) and \(T_{a^\vee }\). It gives \(V_aW_a=I_{\chi _{a^\vee }}\), hence \(\chi _{a^\vee }\leq \chi _a\). Applying the same theorem at \(a^\vee \) gives \(\chi _{(a^\vee )^\vee }\leq \chi _{a^\vee }\). Involutivity proves the reverse inequality. This uses the equality case of [ 221 , Proposition 20 ] ; normality is required for the target in each application.
Under the hypotheses of Theorem 30.5.1.4, for each \(a\) there exist maps \(V_a:\mathbb {C}^{\chi _a}\to \mathbb {C}^{\chi _{a^\vee }}\) and \(W_a:\mathbb {C}^{\chi _{a^\vee }}\to \mathbb {C}^{\chi _a}\) with
The same maps satisfy, for every \(X\in M_{\chi _a}(\mathbb {C})\) and \(N\geq 0\),
No one-site injectivity, canonical normalization, or inequivalence between distinct blocks is required.
A normal-target reduction gives \(V_aW_a=I\) and \(V_a(T_a^\sharp )^{ij}W_a=T_{a^\vee }^{ij}\). Equality of the two dimensions makes the right inverse two-sided, so \(W_aV_a=I\). Multiplying the letter identity by \(W_a\) and \(V_a\) proves (56). Combine (53) with Theorem 30.5.1.2 to obtain (57). The two-sided identities also cover \(N=0\), although the periodic hypothesis only concerns \(N{\gt}0\).
In the following diagrams, a west virtual leg is a matrix row and an east virtual leg is a matrix column. The north physical leg \(i\) is an output, and the south physical leg \(j\) is an input. The first identity contracts \(p,q\) of dimension \(\chi _{a^\vee }\); the second contracts \(\alpha ,\beta \) of dimension \(\chi _a\) and writes \(B=V_a\overline XW_a\).
30.5.2 Literal block sums and canonical parents
Let the labels be \(a=0,\ldots ,r-1\), put \(\chi =\sum _a\chi _a\), and take the literal unweighted block sum \(T^{ij}=\bigoplus _aT_a^{ij}\). Write \(J_a:\mathbb {C}^{\chi _a}\to \bigoplus _b\mathbb {C}^{\chi _b}\) for its coordinate inclusions and \(X_{aa}=J_a^\dagger XJ_a\) for the diagonal blocks of an arbitrary \(X\in M_{\chi }(\mathbb {C})\).
At every length \(N\geq 0\),
Each word in \(T\) is block diagonal with blocks the corresponding words in \(T_a\). Only the diagonal blocks of \(X\) contribute to its trace pairing. The empty word is the direct-sum identity, so the same argument applies at \(N=0\).
For \(Z\in M_{\chi _a}(\mathbb {C})\) define \(\iota _a(Z)=J_aZJ_a^\dagger \). Then \(O^N_{T,\iota _a(Z)}=O^N_{T_a,Z}\) for every \(N\geq 0\). This inserts a full matrix boundary, rather than only a scalar multiple of the identity in that summand.
Given dual labels and maps \(V_a,W_a\) of the dimensions in Theorem 30.5.1.5, define
This conjugate-linear boundary map is independent of the chain length.
A tensor \(T\) is boundary adjoint closed if, for each boundary \(X\), there exists one boundary \(Y\) such that \((O^N_{T,X})^\dagger =O^N_{T,Y}\) for every \(N{\gt}0\). The output boundary is chosen before the length.
Suppose \(a\mapsto a^\vee \) is involutive, the \(T_a\) are normal with positive bond dimensions, and (54) holds. There exist maps \(V_a,W_a\) satisfying (55) and (56) for every \(a\), such that every \(X\) and \(N\geq 0\) satisfy
In particular the literal block sum is boundary adjoint closed.
Choose the exact dual gauges block by block. Taking adjoints in (58), then applying (57), gives
The last equality is linearity in the boundary. Off-diagonal blocks of the input boundary contribute zero; no separate adjoint closure of an individual label is assumed.
Under the hypotheses of Theorem 30.5.2.5, let the literal block sum \(T\) be boundary compatible with a state tensor \(A\). Let \(P_{A,L}\) be the orthogonal projection onto its length-\(L\) arbitrary-boundary state space and let \(H_{A,L,N}\) be the periodic canonical parent formed by all cyclic translates of \(I-P_{A,L}\). For every \(0{\lt}L\leq N\) and every label \(a\),
No normality or injectivity of \(A\) is required.
Theorem 30.5.2.5 gives adjoint closure of the entire boundary range at length \(L\). Compatibility makes \(\mathcal S_A^L\) invariant under that range. Its orthogonal complement is invariant as well, since \(\langle u,Bv\rangle =\langle B^\dagger u,v\rangle =0\) for \(u\in \mathcal S_A^L\) and \(v\in (\mathcal S_A^L)^\perp \). Thus \(I-P_{A,L}\) commutes with each local boundary operator. The summand selector \(J_aJ_a^\dagger \) commutes with every letter of \(T\) and extracts \(O^N_{T_a}\). Cutting at each cyclic window, including wrapping windows, therefore gives commutation with every translated local parent term. Theorem 30.4.9 gives this commutation criterion for the literal block sum. Applying it with the derived adjoint closure proves (61).
These results give a sufficient physical \(*\)-family criterion for canonical-parent commutation. They neither construct a \(C^*\)-weak Hopf algebra, its unit, or its canonical integral, nor identify the canonical interaction with a weak-Hopf average. In the notation of [ 199 , Appendix B ] , a normalized average with \(E(I)=Q\) satisfies \(E(I-P)=Q-E(P)\), whereas the ambient complement is \(I-E(P)\). The two coincide only when \(Q=I\). No nonzeroness or spectral gap assertion for either interaction is made here.
30.5.3 A derived algebraic counterexample
The following example is a direct algebraic construction. It shows why normality, exact boundary multiplication, and compatibility do not replace (54). It is not a counterexample to the physical \(*\)-representation or weak-Hopf assumptions discussed in [ 199 , Section 5 ] .
Take physical dimension \(2\), bond dimension \(1\), and scalar tensor letters \(T^{ij}=P_{ij}\) and \(A^i=\delta _{i0}\), where
Identify each bond boundary with its scalar entry. At one site, \(O^1_{T,x}=xP\) and \(\psi ^1_{A,y}=y|0\rangle \).
Both \(T\), on its paired physical alphabet, and \(A\) are one-site injective, and hence normal.
Each family contains the scalar matrix \(1\), which spans \(M_{1}(\mathbb {C})=\mathbb {C}\). Thus blocking length one suffices. This is normality of the tensor letters; it is not normality of the physical matrix \(P\) as an operator on \(\mathbb {C}^2\).
The stacked operator tensor is exactly \(T\), and its action on the state tensor is exactly \(A\):
Direct multiplication gives \(P^2=P\) and \(P|0\rangle =|0\rangle \). The tensor products of the one-dimensional bond spaces are canonically one-dimensional, so these are the stated letter identities.
The tensor \(T\) is boundary closed and boundary compatible with \(A\). For all scalar boundaries \(x,y\) and every \(N{\gt}0\), the same output boundary \(xy\) satisfies
Every boundary commutes with every virtual tensor letter.
The exact identities (63) give one-copy biorthogonal fusion and action decompositions with both analysis and synthesis maps equal to \(1\). Boundary transport therefore multiplies the two scalar boundaries. Explicitly, contraction gives \(O^N_{T,x}=xP^{\otimes N}\) and \(\psi ^N_{A,y}=y|0\rangle ^{\otimes N}\); idempotence and the fixed-vector identity give (64). All virtual letters and boundaries are scalars, so they commute.
Already at length one,
Thus even the full one-site boundary range is not adjoint closed.
Every matrix \(yP\) has \((1,0)\) entry zero, while \((P^\dagger )_{10}=1\). No output boundary can represent this adjoint, even if it is allowed to depend on the length.
The canonical one-site parent also exhibits the obstruction directly. Since \(\mathcal S_A^1=\mathbb {C}|0\rangle \), its orthogonal complementary projection is
Consequently \([h,P]\ne 0\), despite exact arbitrary-boundary compatibility and commutation of all virtual boundaries with the tensor letters. The missing property is physical adjoint closure: on the singleton label set, periodic physical adjoint duality would require \(P^\dagger =P\) at length one, which fails.
30.6 Adjoint boundaries from star-compatible coalgebras
Let \(H\) be a complex coalgebra with a conjugate-linear involution such that \(\Delta (x^*)=(*\otimes *)\Delta (x)\). This is the coproduct compatibility in the definition of a \(C^*\)-weak Hopf algebra in [ 222 , Definition 5.8 ] . The construction below uses only this coalgebra, a physical linear map, and a dual representation; it requires neither an antipode nor an integral. The involution \(\kappa \) below preserves convolution order and differs from the dual \(C^*\)-algebra involution, which also involves the antipode [ 222 , Equation (5.38) ] .
For \(f\in H^*\), define \(\kappa (f)(x)=\overline{f(x^*)}\). Then \(\kappa \) is conjugate-linear, involutive, and satisfies
Here multiplication is convolution, and \(1\) is the counit.
On a pure tensor, complex conjugation sends \(f(x^*)g(y^*)\) to \(\kappa (f)(x)\kappa (g)(y)\). Extend this identity additively to \(\Delta (x)\) and use the coproduct compatibility. Involutivity makes \(\kappa \) a bijective multiplicative map, so it fixes the unit.
Let \(\phi :H\to M_d(\mathbb C)\) be linear and let \(\psi :H^*\to M_D(\mathbb C)\) be a unital algebra representation. Define \(f_{ij}(x)=\phi (x)_{ij}\) and \(T^{ij}=\psi (f_{ij})\).
Suppose \(\phi (x^*)=\phi (x)^\dagger \). For every pair of physical configurations \(\sigma ,\tau \) of length \(N\geq 0\), put \(f_{\sigma ,\tau }=f_{\sigma _0\tau _0}\cdots f_{\sigma _{N-1}\tau _{N-1}}\), with the empty product equal to \(1\). Then
Star compatibility gives \(\kappa (f_{ij})=f_{ji}\). Induction on \(N\), using multiplicativity and unitality of \(\psi \) and (67), proves both identities.
In the following diagrams, a west virtual leg is a matrix row and an east virtual leg is a matrix column. The north physical leg \(\sigma _n\) is an output and the south physical leg \(\tau _n\) is an input, so the box at site \(n\) is the matrix \(T^{\sigma _n\tau _n}\). The first identity of (68) reads as follows: the open chain of tensor letters is one matrix of the representation, evaluated at the ordered convolution product of the coefficient functionals.
Suppose \(\phi \) preserves the involution and \(\psi \) is injective. For every \(X\in M_D(\mathbb C)\) there exists one \(Y\in M_D(\mathbb C)\) such that
for every \(N\geq 0\). In particular, \(T\) is boundary adjoint closed.
The functional \(\ell _X(f)=\overline{\operatorname {tr}(X\psi (\kappa (f)))}\) is complex linear. Injectivity of \(\psi \) allows it to extend to a linear functional \(\theta \) on \(M_D(\mathbb C)\). The nondegenerate trace pairing provides \(Y\) with \(\theta (M)=\operatorname {tr}(YM)\). Consequently
This proves (69) entrywise. The boundary \(Y\) was chosen before \(N\). At \(N=0\), the identity is \(\operatorname {tr}(Y)=\overline{\operatorname {tr}(X)}\).
Coefficientwise, (69) says \(\operatorname {tr}(YT^{\sigma _0\tau _0}\cdots T^{\sigma _{N-1}\tau _{N-1}}) =\overline{\operatorname {tr}(XT^{\tau _0\sigma _0}\cdots T^{\tau _{N-1}\sigma _{N-1}})}\). Conjugating every factor of the right-hand trace gives the following picture for \(N\geq 1\): the adjoint exchanges the north and south physical legs of every letter and conjugates every entry, with no virtual transpose, and the result is the same ring closed by the single boundary \(Y\).
Under the hypotheses of Theorem 30.6.4, suppose \(T\) is arbitrary-boundary compatible with a state tensor \(A\). For \(L{\gt}0\), the canonical local parent commutes with \(O^L_{T,X}\) for every \(X\). For \(N\geq L\), the periodic canonical parent commutes with \(O^N_{T,X}\) whenever \(X\) commutes with every tensor letter \(T^{ij}\).
Compatibility makes the local state support invariant. Its orthogonal complement is invariant as well, since the entire boundary family is adjoint closed. The complementary orthogonal projector therefore satisfies \([h_L,O^L_{T,X}]=0\) by Theorem 30.4.3. The tensor-letter commutation condition transports this equality through cyclic windows, including those crossing the periodic boundary; Theorem 30.4.6 then gives \([H_{L,N},O^N_{T,X}]=0\).
30.7 Triangular physical padding
Adjoining one physical letter expresses operator multiplication and operator action as products in the same physical alphabet. This is an auxiliary coordinate construction for the fusion and action equations of [ 199 , Section 2 ] .
Let \(I=\{ 0,\ldots ,d-1\} \) and adjoin a letter \(\bullet \). For an operator tensor \(O\) and a state tensor \(A\), define operator tensors \(E(O)\) and \(J(A)\) on \(I\sqcup \{ \bullet \} \) by
The virtual bond spaces are unchanged. Both last physical rows vanish; the last column of \(E(O)\) and every original column of \(J(A)\) vanish.
For operator tensors \(O,P\) and state tensors \(A,B\) on the same original physical alphabet, the products obey
Every equality retains the original ordered tensor product of virtual bond spaces. No positivity of physical or virtual dimensions is needed.
Split the contracted physical index into \(j\in I\) and \(j=\bullet \). In the first two products the last-index summand vanishes, and the remaining sums are \(\sum _j O^{ij}\otimes P^{jk}\) and \(\sum _j O^{ij}\otimes A^j\) in their retained corner or column. With \(J(A)\) on the left, only \(j=\bullet \) can contribute, but the last row of the right factor is zero.
If the matrices \(O^{ij}\) span the full virtual matrix algebra, then the matrices \(E(O)^{ij}\) do so. If the matrices \(A^i\) span that algebra, then the matrices \(J(A)^{ij}\) do so.
Every original letter is a retained padded letter, so the original matrix span is contained in the padded matrix span.
Let \(c\) range over any finite set, possibly empty. Suppose rectangular matrices satisfy \(V_cW_c=\mathbb {1}\) and \(V_cW_b=0\) for \(c\ne b\). If \(O^{ij}=\sum _c W_cT_c^{ij}V_c\), then
If \(B^i=\sum _c W_cA_c^iV_c\), then
Thus both padded decompositions use the same target indices and the same analysis and synthesis matrices, with no ambient completeness requirement.
The equations for \(V_cW_b\) are unchanged. At each retained physical coordinate, reconstruction is the original letter identity; at every other coordinate both sides are zero.
For equal virtual dimensions, a gauge-phase relation between \(E(O)\) and \(E(P)\) implies the same relation between \(O\) and \(P\). A gauge-phase relation between \(J(A)\) and \(J(B)\) implies the same relation between \(A\) and \(B\). In both cases, the invertible virtual matrix and nonzero scalar are unchanged.
Evaluate the scalar-gauge identity at the retained corner for operators, or at the retained last-column entries for states.
Let the common virtual dimension be \(D{\gt}0\). If \(A\) is injective, no invertible \(X\) and nonzero scalar \(\zeta \) satisfy \(J(A)^{ij}=\zeta X E(O)^{ij}X^{-1}\) for every physical pair. If \(O\) is injective on its doubled physical alphabet, no such \(X,\zeta \) satisfy \(E(O)^{ij}=\zeta X J(A)^{ij}X^{-1}\) for every physical pair.
In the first direction, the last column gives \(A^i=0\) for every \(i\). In the second direction, the retained corner gives \(O^{ij}=0\) for every \(i,j\). Each conclusion makes the target letter span zero, contradicting injectivity since the identity matrix has a nonzero diagonal entry when \(D{\gt}0\).
30.8 Mixed orientation of the fusion pentagon
For a complete zipper fusion family, let \(A,B,C\) be the successive coordinate changes along the three-edge path from the fully left to the fully right associated fourfold fusion tree. Let \(D,E\) be the changes along the two-edge path, and let \(Q\) be the reverse of \(A\). Then
These identities hold on the finite multiplicity spaces, including when a multiplicity space is zero-dimensional.
Group the first edge by its spectator label and multiplicity. Each diagonal block of \(AQ\) is the product of the corresponding forward and reverse triple comparisons, tensored with the spectator identity, so \(AQ=I\). The ordinary pentagon is \(CBA=ED\); multiply it by \(Q\) on the right and cancel \(AQ\) to obtain (82).
Let \(N_{ab}^{c}\) be the multiplicities of a complete zipper fusion family, let \(P_{abc}^{g}\) be its forward triple comparison with right-tree rows and left-tree columns, and put \(Q_{abc}^{g}=(P_{abc}^{g})^{-1}\). Superscript tuples denote rows and subscript tuples denote columns. Fix labels \(a,b,c,d,e,f,g,j,i\) and multiplicity indices
Then
Here \(k\) runs over the block labels, while \(\tau ,\mu ,\nu ,\omega \) run respectively over the multiplicity spaces of dimensions \(N_{kj}^{e}\), \(N_{ab}^{k}\), \(N_{kc}^{g}\), and \(N_{fd}^{i}\). Empty multiplicity spaces contribute zero to these sums.
Evaluate \(EDQ=CB\) from (82) at the right-associated row \((j,i,\gamma ,\delta ,\kappa )\) and the left-inner column \((f,g,\sigma ,\lambda ,\rho )\). The spectator identities in the five lifted comparisons remove every intermediate index except \(k,\mu ,\tau ,\nu \) on the left and \(\omega \) on the right. Interchange the independent finite sums over \(\mu \) and \(\tau \) to obtain (83).
For an operator/operator/operator/state quadruple, the coupled action pentagon follows from the identifications of the auxiliary entries \(P\) with the action coefficients \(L\) and of the auxiliary entries \(Q\) with the original fusion coefficients \(F\) in Theorems 30.10.5 and 30.11.1. The source’s coupled pentagon in [ 199 , Section 3 ] reverses both multiplicity pairs of its \(F\) factor; the typed factor is \((F_{abc}^{e})_{f,\mu \nu }^{d,\eta \chi }\) with \(\eta \in \{ 0,\ldots ,N_{ab}^{d}-1\} \), \(\chi \in \{ 0,\ldots ,N_{dc}^{e}-1\} \), \(\mu \in \{ 0,\ldots ,N_{bc}^{f}-1\} \), and \(\nu \in \{ 0,\ldots ,N_{af}^{e}-1\} \).
30.9 A common fusion family for operators and states
Let \(O_a\) have virtual dimension \(\chi _a\), and let \(A_x\) have virtual dimension \(D_x\). The operator labels \(a\) and state labels \(x\) range over separate finite sets. Write \(o(a)\) and \(q(x)\) for their inclusions into the disjoint union \(\Lambda \). The padding of Definition 30.7.1 puts both kinds of tensors on one physical alphabet.
Set \(\Delta _{o(a)}=\chi _a\), \(\Delta _{q(x)}=D_x\), \(T_{o(a)}=E(O_a)\), and \(T_{q(x)}=J(A_x)\). Given original fusion and action multiplicities \(N_{ab}^c\) and \(M_{ax}^y\), define
Every other multiplicity is zero. The auxiliary analysis and synthesis maps \(\widetilde V,\widetilde W\) equal the original fusion maps \(W,\widehat W\) on operator/operator channels and the original action maps \(V,\widehat V\) on operator/state channels. The other channel spaces are empty. In particular, no zero tensor is added as a label to represent products with a state on the left.
Suppose the original matrices are exact biorthogonal decompositions of every \(O_aO_b\) into the \(O_c\) channels and of every \(O_a\cdot A_x\) into the \(A_y\) channels. For every \(u,v\in \Lambda \), the matrices \(\widetilde V_{uv}^{w\mu },\widetilde W_{uv}^{w\mu }\) give an exact biorthogonal decomposition of \(T_uT_v\) into the \(T_w\) channels with multiplicities \(\widetilde N_{uv}^w\).
On an operator/operator pair, pad the original fusion decomposition in the retained corner. On an operator/state pair, pad the original action decomposition in the retained column. Retraction and orthogonality are unchanged, and the sum over targets has precisely the original populated channels. A state-left product is zero and its target-copy index set is empty, so reconstruction is the empty sum.
Let an operator family have any finite label set, and suppose a pairwise product has an exact biorthogonal decomposition into that family. Blocking the incoming tensors and every target tensor by a common positive length preserves the decomposition and both rectangular matrices.
Apply the nonempty-word reconstruction identity to each blocked physical letter. Physical blocking commutes with the operator product, and biorthogonality has no physical indices to change.
Let \(T_c\) be a finite family of algebraically normal operator tensors with positive dimensions \(\Delta _c\). Suppose no two different labels are related by an invertible similarity and a nonzero scalar, and choose a bijection from the label set to a finite ordinal. Some common length \(L{\gt}0\) makes every \(T_c^{[L]}\) injective and admits coefficients \(K_{(c,u,v),(i,j)}\) satisfying
The right side is zero for different labels; for equal labels the virtual coordinates are compared in their common bond space.
Apply the common-block inverse theorem to the family with ordinal labels. Return each row of \(K\) to its original label. No label is summed in (86), so the inverse identity is unchanged by this bijection.
Suppose every \(O_a\) on its doubled physical alphabet and every \(A_x\) is injective, with \(\chi _a,D_x{\gt}0\). Exclude scalar-gauge duplicates separately among the operators and among the states. Then the disjoint-union family has a common positive blocking length, individually injective blocked tensors, and a simultaneous inverse satisfying (86). No simultaneous inverse or joint spanning condition is a premise.
Padding preserves injectivity and the positive virtual dimensions. A scalar-gauge relation within either kind would restrict to an excluded original relation. A relation between the two kinds is impossible by disjoint physical support. Relabel the union by a finite ordinal and apply Theorem 30.9.4.
Under the hypotheses of Theorem 30.9.5, choose one of its lengths \(L\). Thus \(L{\gt}0\), every \(T_c^{[L]}\) is injective, and the family has a simultaneous block inverse. Its physical dimension is \((d+1)^L\).
Assume the individual block hypotheses of Theorem 30.9.5 and the original exact fusion and action decompositions of Theorem 30.9.2. Use the chosen \(L{\gt}0\) to define a complete zipper fusion family on the same disjoint-union label set. Its bond dimensions and multiplicities are \(\Delta _c\) and \(\widetilde N_{uv}^w\); its tensors are precisely \(T_c^{[L]}\). For a product-bond coordinate \(\alpha =(i_u,i_v)\) and a final bond coordinate \(z\), its collected matrices have entries
Here \(\alpha \) denotes the ordered product-bond coordinate. Thus every original fusion and action entry survives unchanged.
Block the exact disjoint-union pair decompositions at the chosen length. Their maps and multiplicities are unchanged, and the derived simultaneous inverse supplies the remaining complete-family data. Apply Definition 30.2.11 with these exact analysis and synthesis matrices.
30.10 Identifying the fusion and action comparisons
Use fusion analysis and synthesis \(W,\widehat W\) and action analysis and synthesis \(V,\widehat V\), as in Definition 30.3.7. Write \(u=((\alpha ,\beta ),\xi )\) for the common incoming bond, where \(\alpha {\lt}\chi _a\), \(\beta {\lt}\chi _b\), and \(\xi {\lt}D_x\), and let \(z{\lt}D_y\). For the paths \((c,\mu ;y,k)\) and \((t,j;y,i)\), respectively,
These formulas hold for arbitrary matrices of the indicated shapes. Empty intermediate bond spaces give empty sums.
Expand each matrix product and separate a product bond into its two coordinates. The Kronecker identity fixes the spectator coordinate. For the sequential tree, its bond associator sends \(((\alpha ,\beta ),\xi )\) to \((\alpha ,(\beta ,\xi ))\), giving the same incoming coordinates as the fusion-then-action tree.
Fix a complete zipper fusion family and final label \(d\) with bond dimension \(n_d{\gt}0\). Let \(P_{abc}^{d}\) be its forward comparison and \(Q_{abc}^{d}=(P_{abc}^{d})^{-1}\). For a left-tree multiplicity \(t\) and a right-tree multiplicity \(q\), let \(H_{\rm L}^{t},H_{\rm R}^{q}\) retain the final bond rows of the corresponding analysis maps, and let \(S_{\rm L}^{t},S_{\rm R}^{q}\) retain their synthesis columns. Then
The fixed-final forward comparison is \(P\otimes I_{n_d}\), so its \((q,t)\) slice gives the first identity. From \(S_{\rm R}(P\otimes I)=S_{\rm L}\) and \(PQ=I\), obtain \(S_{\rm L}(Q\otimes I)=S_{\rm R}\). The fixed-final part of full left-tree biorthogonality gives \(H_{\rm L}S_{\rm L}=I\); hence \(H_{\rm L}S_{\rm R}=Q\otimes I\). Taking its \((t,q)\) slice gives the second identity. Taking traces and dividing by \(n_d\) gives the two coefficient formulas in (90).
For fusion multiplicities \(N\), define the finite index sets
Multiplicity indices are nonnegative integers. For fusion analysis \(W\) and synthesis \(\widehat W\), form the actual contractions
The source-oriented matrix has left-tree rows, right-tree columns, and entries
This is the analysis direction of [ 199 , Section 2 ] .
Suppose the operator blocks have positive bond dimensions, are individually injective, admit the supplied exact fusion decomposition, and their simultaneous one-letter block map has a left inverse. The complete zipper fusion family constructed from these data satisfies
for every \(t\in \mathcal I_{\rm L}(a,b,c;d)\) and \(q\in \mathcal I_{\rm R}(a,b,c;d)\).
Label auxiliary operator blocks by \(o(a)\) and state blocks by \(q(x)\), with bond dimensions \(\chi _a\) and \(D_x\). Give operator/operator channels the original fusion maps and operator/state channels the original action maps; all other multiplicities are zero. Suppose an auxiliary tensor family with these maps has positive bonds, individual injectivity, exact fusion decompositions, and a simultaneous one-letter block left inverse. Its constructed forward comparison obeys
whenever \(i{\lt}M_{az}^{y}\), \(j{\lt}M_{bx}^{z}\), \(k{\lt}M_{cx}^{y}\), and \(\mu {\lt}N_{ab}^{c}\). Thus the auxiliary row \((z,j,i)\) is reordered as \((z,i,j)\) and the auxiliary column \((c,\mu ,k)\) as \((c,k,\mu )\).
The forward trace formula is the contraction of auxiliary right analysis with left synthesis. On these operator/state labels, (89) identifies those maps with \(H_{\rm seq}\) and \(S_{\rm fus}\). Reindex the common incoming bond \(((\alpha ,\beta ),\xi )\) by its flattened coordinate. The trace is unchanged and becomes the defining normalized trace of \(L\) in Definition 30.3.11.
Only virtual maps occur in these coefficient identifications. They therefore apply equally to a commonly blocked auxiliary family with those same maps. Theorem 30.9.5 constructs the common blocking needed for the auxiliary family. Its specialization to the coupled pentagon is Theorem 30.11.2.
30.11 The multiplicity mixed pentagon from the exact source maps
Let an auxiliary tensor family on the disjoint operator/state labels have positive bond dimensions, individual injectivity, and a simultaneous one-letter block left inverse. Suppose the original fusion and action maps give its exact biorthogonal decompositions on the two populated kinds of channels, with every other multiplicity zero. Construct its complete zipper family from these data. On four operator labels, the inverse comparison is the source-oriented fusion matrix:
Here \(Q\) is the inverse of the forward comparison \(P\), with left-tree rows and right-tree columns. The auxiliary physical alphabet may already result from a common blocking; the coefficient depends only on the unchanged virtual maps.
Extract \(Q\) by the normalized trace of left analysis followed by right synthesis. On operator labels these are exactly the two original fusion contractions defining \(F\). The bond dimension and both virtual maps are unchanged, so the expressions agree entry by entry.
Assume the auxiliary tensors, inverse, and exact maps satisfy the hypotheses of Theorem 30.11.1. Let \(a,b,c,e,f\) be operator labels and \(x,y,z,t\) state labels. Fix multiplicities
The normalized-trace matrices of the original maps satisfy
The left sum ranges over operator labels \(d\) and \(n\in \{ 0,\ldots ,M_{dt}^{y}-1\} \), \(\eta \in \{ 0,\ldots ,N_{ab}^{d}-1\} \), \(\chi \in \{ 0,\ldots ,N_{dc}^{e}-1\} \); the right sum ranges over \(l\in \{ 0,\ldots ,M_{fx}^{z}-1\} \). Empty multiplicity spaces are included.
Apply Theorem 30.8.2, whose matrix identity is \(EDQ=CB\), to the auxiliary input \((a,b,c,x)\) and final label \(y\). Auxiliary state-left channels are empty, so the remaining intermediate fusion label is an operator. Replace each forward comparison by its actual action matrix, using row \((z,j,i)\) and column \((d,\eta ,n)\) in the auxiliary coordinates for source row \((z,i,j)\) and column \((d,n,\eta )\). Replace the inverse operator comparison by \(F\) using (94). This gives exactly (95).
Let the operator and state blocks be individually injective, have positive bond dimensions, and have no scalar-gauge duplicates within either family. Any exact biorthogonal fusion and action maps for these blocks satisfy (95) with their original unblocked normalized-trace coefficients.
Pad the physical letters in the upper-left corner and upper-right column. Their disjoint supports give cross-kind scalar-gauge separation, and retained letters preserve individual injectivity. The derived common positive blocking supplies a simultaneous inverse. Exact pairwise reconstruction survives this blocking with the same rectangular maps, so it gives a complete zipper family. Apply Theorem 30.11.2. All coefficient contractions are virtual and thus retain their original values. The auxiliary physical dimension is \((d+1)^L\), and no ambient identity-support premise is needed.
Let \(T=\bigoplus _aO_a\) and \(B=\bigoplus _xA_x\) be the unweighted assembled operator and state tensors. Suppose every pair of operator boundaries \(X,Y\) admits a single boundary \(Z\) such that \(O^n_{T,X}O^n_{T,Y}=O^n_{T,Z}\) for every \(n{\gt}0\). Suppose also that every operator boundary \(X\) and state boundary \(Y\) admits a single state boundary \(Z\) such that \(O^n_{T,X}\psi ^n_{B,Y}=\psi ^n_{B,Z}\) for every \(n{\gt}0\). In both assumptions the output boundary is chosen before the positive length. Assume the individual blocks are injective, their virtual dimensions are positive, and no two distinct blocks within either original family are related by an invertible gauge and a nonzero scalar. Then there exist multiplicities \(N,M\) and exact biorthogonal fusion and action maps whose normalized-trace coefficients satisfy (95).
Apply Theorem 30.2.8 to every operator pair and every operator/state pair. It derives the common word span from individual injectivity and scalar-gauge separation. Choose the finite multiplicity families and their analysis/synthesis maps, retain both exact decomposition assertions, and apply Theorem 30.11.3 to these same maps.
Source index correction and scope.
The coupled pentagon in [ 199 , Section 3 ] prints both multiplicity pairs of the \(F\) factor in reversed order. The row \((d,\eta ,\chi )\) and column \((f,\mu ,\nu )\) in (95) have the corrected ranges of [ 175 ] . Fusion analysis and synthesis are denoted by \(W,\widehat W\), and action analysis and synthesis by \(V,\widehat V\). Thus \(F=Q\) has the left-analysis/right-synthesis orientation, while the action coefficient satisfies
The scalar \(L\) entry is the normalized trace of this contraction. Individual entries may vanish. No unit, duality, gauge-covariance law, or group/coset specialization is asserted here.
30.12 Invertible symmetries
A representation \(u\colon G\to \mathrm{GL}_d(\mathbb {C})\) acts on a chain of \(N\) sites by \(u_g^{\otimes N}\). This is the periodic operator of the bond-dimension-one tensor \(T_g^{ij}=u(g)_{ij}\), so on-site symmetries are the matrix product operator symmetries of bond dimension one [ 199 , Section 4 ] . Invariance of a matrix product state under them is Definition 10.1.2. For a normal tensor the physical action is carried to the bond by Theorem 10.1.12, and the bond operators form a projective representation whose class in \(H^2(G,\mathbb {C}^\times )\) is the invariant of Corollary 10.1.22.
A symmetry need not act site by site to be local. A matrix product unitary (Definition 18.1.2) is a matrix product operator whose periodic operator is unitary at every length \(N{\gt}1\). A finite group is represented by simple injective matrix product unitaries when every \(U_g\) is injective, simple and unitary on every nonempty chain (Definition 19.2.1), and \(U_g^{(N)}U_h^{(N)}=U_{gh}^{(N)}\) and \(U_e^{(N)}=\mathbb {1}\) at every length (Definition 19.2.4). The bond dimensions of \(U_gU_h\) and \(U_{gh}\) need not agree, so the product law holds for the periodic operators and not for the local tensors; comparing the stacked tensor \(U_gU_h\) with \(U_{gh}\) produces fusion tensors whose associativity defines a scalar three-cocycle (Section 19.5).
Every normalized three-cocycle \(\omega \) of a finite group \(G\) (Definition 19.5.10.31) gives matrix product operators \(U_g\) on the chain with site space \(\mathbb {C}[G]\): a left shift by \(g\) on every site, decorated by a diagonal two-site phase gate built from \(\omega \) (Definition 31.8.1). They satisfy \(U_gU_h=U_{gh}\) at every length (Theorem 31.8.3). For the group of order two and its nontrivial cocycle, \(U_s=\prod _iCZ_{i,i+1}Z_i\prod _iX_i\) (Theorem 31.8.2.1), which is not a tensor product of one-site unitaries.
The class of the associator in \(H^3(G,\mathbb {C}^\times )\) is the anomaly. An injective matrix product operator representation with \(U_e=\mathbb {1}\) whose fusion tensors reduce every stacked tensor \(T_gT_h\) exactly to \(T_{gh}\) is on-site, and then its three-cocycle is trivial (Theorem 30.12.4). Hence, for such a representation, a nontrivial class forbids closed fusion. In the examples of Chapter 31 with a nontrivial class, the stacked tensor reduces onto \(T_{gh}\) up to a nilpotent remainder. It also forbids an invariant normal matrix product state (Theorem 32.4.3). The sources argue further that a symmetric local Hamiltonian then cannot have a normal matrix product state as its unique ground state, and that such Hamiltonians are critical or symmetry breaking [ 11 , 199 , 17 ] .
Let \(\{ T_g\} _{g\in G}\) be matrix product operator tensors of a group \(G\) whose doubled-index tensors are injective, with \(U_gU_h=U_{gh}\) and \(U_e=\mathbb {1}\) on every nonempty chain, and let \((F^{\lt}_{g,h},F^{\gt}_{g,h})\) be fusion tensors reducing \(T_gT_h\) onto \(T_{gh}\). Suppose the fusion is closed, \((T_gT_h)^{ij}=F^{\gt}_{g,h}\, T_{gh}^{ij}\, F^{\lt}_{g,h}\) for all \(g,h\) and all physical indices \(i,j\). Then every \(T_g\) has bond dimension one, the representation is on-site, \(U_g=u_g^{\otimes N}\) with \((u_g)_{ij}=T_g^{ij}\), and the anomaly three-cocycle \(\omega \) of the fusion tensors is a coboundary, so its class in \(H^{3}(G,\mathbb {C}^{\times })\) vanishes. The on-site conclusion does not use the product law.
The tensor \(T_e\) is injective with \(\operatorname{tr}T_e^{ij}=\delta _{ij}\) and \(\operatorname{tr}(T_e^{ij}T_e^{kl})=\delta _{ij}\delta _{kl}\), so \(\operatorname{tr}(XY)=\operatorname{tr}X\, \operatorname{tr}Y\) on the whole matrix algebra; testing on two off-diagonal matrix units shows that \(T_e\) has bond dimension one and \(T_e^{ij}=\delta _{ij}\). Closed fusion then gives \((T_gT_{g^{-1}})^{ij}=\delta _{ij}P\) and \((T_{g^{-1}}T_g)^{ij}=\delta _{ij}Q\) with \(\operatorname{tr}P=\operatorname{tr}(F^{\lt}_{g,g^{-1}}F^{\gt}_{g,g^{-1}})\neq 0\). Decomposing the triple product \(T_gT_{g^{-1}}T_g\) in the two ways gives \(P\otimes T_g^{ij}=T_g^{ij}\otimes Q\), hence \(P\otimes X=X\otimes Q\) for every matrix \(X\) by injectivity. If \(T_g\) had bond dimension at least two, testing on \(X=E_{cc}\) with \(c\neq a\) would kill every diagonal entry of \(P\) in the block \(a\), and \(\operatorname{tr}P\) would vanish. With every bond dimension one, the periodic operator is the product of the one-site entries, and the fusion tensors are nonzero scalars \(v(g,h)\). The two fusion trees are then proportional with ratio \(v(gh,k)v(g,h)/(v(g,hk)v(h,k))\), which is \(\omega (g,h,k)\) by Theorem 19.5.1.5; this is the coboundary of \(v^{-1}\). A coboundary has trivial class, so the anomaly class vanishes by Corollary 19.5.1.9.
30.13 Fusion algebras of matrix product operators
A matrix product operator symmetry is given by a finite family of operators satisfying the fusion rule (96) [ 199 ] . The source defines the symmetry by invariance of the states with arbitrary boundary conditions; the statements below use only its consequence for periodic boundary conditions [ 199 , Section 3 ] ; see [ 73 ] .
A finite family \((T_a)_{a\in I}\) of matrix product operator tensors with structure constants \(N_{ab}^c\in \mathbb {N}\) is a fusion algebra if, for all \(a,b\in I\) and \(N\geq 1\),
A label \(e\) is a unit of the structure constants if \(N_{eb}^c=N_{be}^c=\delta _{bc}\) for all \(b,c\). A label \(a\) is invertible with respect to \(e\) if there is a label \(b\) with \(N_{ab}^c=N_{ba}^c=\delta _{ce}\) for all \(c\). Outside the on-site case where \(O_e^{(N)}=\mathbb {1}\), the unit operator is in general a projector \((O_e^{(N)})^2=O_e^{(N)}\) [ 199 , Section 4 ] .
Let \(N_{ab}^c\in \mathbb {N}\) be structure constants on a finite label set \(I\). The fusion matrix of a label \(a\) is the nonnegative integer matrix \(N_a\) with entries \((N_a)_{bc}=N_{ab}^c\) for \(b,c\in I\). The Perron–Frobenius dimension of \(a\) is the spectral radius \(d_a=\rho (N_a)\).
For every label \(a\), the Perron–Frobenius dimension \(d_a\) is an eigenvalue of \(N_a\), and there is a column vector \(v\neq 0\) with nonnegative entries such that \(N_av=d_av\).
This is the Perron–Frobenius theorem for nonnegative matrices; we prove it for any square matrix \(M\) with nonnegative real entries, and write \(\rho =\rho (M)\). Choose a complex eigenvalue \(\mu \) with \(|\mu |=\rho \) and an eigenvector \(u\neq 0\), and let \(|u|\) be the vector of moduli \(|u_i|\). The triangle inequality gives \(M|u|\geq \rho \, |u|\) entrywise. Hence the set \(K\) of vectors \(x\) with nonnegative entries, \(\sum _ix_i=1\) and \(Mx\geq \rho x\) entrywise is nonempty; it is compact and convex. For \(x\in K\) the vector \((M+1)x\) is nonnegative with positive entry sum, and the map \(x\mapsto (M+1)x/\sum _i((M+1)x)_i\) sends \(K\) into itself, because \(M(M+1)x-\rho (M+1)x=(M+1)(Mx-\rho x)\) and \(M+1\) has nonnegative entries. The map is continuous on \(K\). By Brouwer’s fixed-point theorem it has a fixed point \(x\), so \(Mx=sx\) for some real \(s\), and \(x\neq 0\) is nonnegative. From \(x\in K\) we get \(s\geq \rho \), and \(s\) is an eigenvalue of \(M\), so \(s\leq \rho \). Thus \(Mx=\rho x\) and \(\rho \) is an eigenvalue. Applied to \(M=N_a\) this gives the statement.
Let \(a\) be a label, \(\lambda \in \mathbb {R}\), and let \((\delta _b)_{b\in I}\) be real numbers with \(\delta _b{\gt}0\) for all \(b\) and \(\sum _b\delta _bN_{ab}^c=\lambda \, \delta _c\) for all \(c\). Then \(\lambda \) is the Perron–Frobenius dimension \(d_a\). In particular, if positive numbers \(\delta _b\) satisfy
for all \(a\) and \(c\), then \(\delta _a=d_a\) for every label \(a\).
Write \(\delta \) for the row vector with entries \(\delta _b\), so that \(\delta N_a=\lambda \delta \). Since \(\delta \neq 0\), the matrix \(\lambda -N_a\) has a nonzero left null vector, so its determinant vanishes and \(\lambda \) is an eigenvalue of \(N_a\). Let \(\mu \) be any complex eigenvalue of \(N_a\) with eigenvector \(v\neq 0\), and let \(|v|\) be the vector of moduli \(|v_b|\). The triangle inequality gives \(|\mu |\, |v|\leq N_a|v|\) entrywise, and pairing with \(\delta \) gives \(|\mu |\, \delta |v|\leq \delta N_a|v|=\lambda \, \delta |v|\). Here \(\delta |v|{\gt}0\) because every \(\delta _b\) is positive and \(v\neq 0\), so \(|\mu |\leq \lambda \). Thus \(\lambda \) is an eigenvalue of largest modulus, and it is nonnegative, so \(\lambda =\rho (N_a)=d_a\). The second statement is the first with \(\lambda =\delta _a\).
For matrix product operator representations of a weak Hopf algebra whose unit corresponds to a single irreducible representation, the positive dimensions attached to the labels satisfy (97) [ 222 , Section 5 ] , so by Lemma 30.13.5 they are the Perron–Frobenius dimensions. For the Fibonacci and Ising rules below they are the quantum dimensions of the corresponding fusion categories.
30.14 Non-invertible symmetries
A label without an inverse in the sense of Definition 30.13.2 gives an operator that has no inverse within the fusion algebra. In the examples below such operators have a nonzero kernel, so they are not invertible on the chain at all; they are the lattice form of the non-invertible symmetries of Ising and anyon chains [ 1 , 8 , 17 ] .
If \(e\) is a unit of a fusion algebra, then \(N_{ee}^c=\delta _{ec}\) gives \(\bigl(O_e^{(N)}\bigr)^2=O_e^{(N)}\) and \(O_e^{(N)}O_a^{(N)}=O_a^{(N)} O_e^{(N)}=O_a^{(N)}\) for every \(a\). Thus \(O_e^{(N)}\) is an idempotent and the algebra acts on its range; it is the identity only in special cases such as on-site symmetries [ 199 , Section 4 ] . For the Fibonacci operators the unit is the orthogonal projection onto the admissible configurations (Lemma 31.6.1.1), and for the Ising operators it is the orthogonal projection onto the closed fusion paths (Theorem 31.7.1.2).
The Fibonacci labels are \(1\) and \(\tau \), with unit \(1\) and \(\tau \times \tau =1+\tau \). Its fusion matrix \(N_\tau \) in the order \((1,\tau )\) is (142), with characteristic polynomial \(\lambda ^2-\lambda -1\) and eigenvalues \(\varphi =(1+\sqrt5)/2\) and \(-\varphi ^{-1}\). Hence \(d_\tau =\varphi \), the golden ratio, and \(d_1=1\); the row vector \((1,\varphi )\) satisfies (97). The label \(\tau \) is not invertible: \(\tau \times b\) contains \(1\) only for \(b=\tau \), and \(\tau \times \tau \) also contains \(\tau \). The operators of Section 31.6 realize this rule at every length (Theorem 31.6.5.3), and the quantum dimensions entering their F-symbols are those of Definition 31.6.6 [ 8 , Appendix D.1 ] .
The Ising labels are \(1\), \(\psi \) and \(\sigma \), with unit \(1\) and the fusion rules of Section 31.7, of which the only non-invertible one is \(\sigma \times \sigma =1+\psi \). In the order \((1,\psi ,\sigma )\) the fusion matrices are
The label \(\psi \) is invertible and \(N_\psi \) is a permutation matrix, so \(d_\psi =1\). The eigenvalues of \(N_\sigma \) are \(0\) and \(\pm \sqrt2\), so \(d_\sigma =\sqrt2\), and \((1,1,\sqrt2)\) satisfies (97). The operators of Section 31.7 realize these rules at every length (Theorems 31.7.1.6 and 31.7.1.8). The relation \(O_\sigma O_\psi =O_\sigma \) gives \(O_\sigma (O_1-O_\psi )=0\), so \(O_\sigma \) annihilates the range of \(O_1-O_\psi \).
The Kramers–Wannier duality of the transverse-field Ising chain is a matrix product operator of bond dimension two (Definition 31.5.1). With the normalization \(\mathcal D_N=2^{-N/2}K_N\) of Section 31.5, its square is \(\mathcal D_N^2=(\mathbb {1}+\eta )T\), where \(\eta \) is the global spin flip and \(T\) the one-site translation (Corollary 31.5.1.7 and (70)), and its kernel is the odd sector of \(\eta \) (Lemma 31.5.1.6). Aasen, Mong and Fendley keep the dual lattice distinct from the original one and obtain the Ising fusion rule \(\mathcal D_\sigma ^2=1+\mathcal D_\psi \), with the spin flip as \(\mathcal D_\psi \) [ 1 ] . On one periodic chain, identifying the two lattices produces the translation \(T\), so the duality operator is not a member of a fusion algebra of operators on one chain. It is an intertwiner between the Ising chain and its dual [ 214 ] , as discussed in Remark 32.5.4.
30.15 Symmetric matrix product states
A matrix product state is symmetric when each operator of the algebra maps its periodic vectors into their span with length-independent coefficients. For a single normal tensor the coefficients are eigenvalues; for several normal tensors they form matrices. The results of this section show that these coefficients are nonnegative integers compatible with the fusion rules, which already excludes symmetric normal states for the Fibonacci rule. The integrality rests on a property of normal tensors: a length-independent relation between word traces has nonnegative integer coefficients.
A finite family \((A_x)_{x\in K}\) of matrix product state tensors is symmetric under \((T_a)_{a\in I}\) with coefficients \(M_{a,x}^y\in \mathbb {C}\) if, for all \(a\), \(x\) and \(N\geq 1\),
A single tensor \(A\) is symmetric with eigenvalues \(c_a\) if \(O_a^{(N)}|V^{(N)}(A)\rangle =c_a|V^{(N)}(A)\rangle \) for all \(a\) and \(N\geq 1\). The coefficients do not depend on \(N\).
A fusion character with unit \(e\) is a function \(m\) on labels with \(m_e=1\) and \(m_am_b=\sum _cN_{ab}^cm_c\). A nonnegative integer representation on a finite set \(K\) is a family of matrices \(M_{a,x}^y\in \mathbb {N}\) with
Let \(B\) be a matrix product state tensor and \(A\) a word-normal tensor of positive bond dimension, over the same alphabet. If a scalar \(c\in \mathbb {C}\) satisfies \(\operatorname{tr}(B^w)=c\, \operatorname{tr}(A^w)\) for every nonempty word \(w\), then \(c\) is a nonnegative integer.
Normality expresses a diagonal matrix unit as \(E_{jj}=\sum _ux_uA^u\), where all words \(u\) have the same positive length \(\ell \). Define \(Q=\sum _ux_uB^u\). Expanding powers and applying the trace hypothesis to the concatenated words gives, for every \(k\geq 1\),
A constant trace of all positive powers of a fixed finite-dimensional matrix is a nonnegative integer. Indeed, the power sums of its nonzero eigenvalues, counted with algebraic multiplicity, are constant only when every nonzero eigenvalue is one. The constant is their total multiplicity.
Let \(T\) be a matrix product operator tensor and \(A\) a word-normal matrix product state tensor of positive bond dimension, with the same physical alphabet. Suppose there is a single scalar \(c\in \mathbb {C}\) such that, for every \(N\geq 1\),
Then \(c\) is a nonnegative integer.
Garre-Rubio and Schuch [ 200 , Section II.B ] normalize the action of a matrix product unitary on an injective ground state by absorbing a phase into the image tensor. A footnote justifies this: a length-dependent phase of modulus one relating the two states is the \(N\)-th power of one phase.
Let \(\mu _1,\ldots ,\mu _n\) be nonzero complex numbers with \(\left|\sum _k\mu _k^L\right|=1\) for every \(L\geq 1\). Then \(n=1\) and \(|\mu _1|=1\).
For \(L\geq 1\), \(\sum _{k,l}(\mu _k\bar\mu _l)^L=\left|\sum _k\mu _k^L\right|^2=1\), so the \(n^2\) nonzero numbers \(\mu _k\bar\mu _l\) have the power sums of the single number \(1\) at every positive exponent. By uniqueness of power sums on a tail they coincide with \(\{ 1\} \) as a multiset, so \(n^2=1\). The case \(L=1\) gives \(|\mu _1|=1\).
Let \(T\) be a matrix product operator tensor, \(A\) a matrix product state tensor, and \(B\) an injective matrix product state tensor of positive bond dimension, all with the same physical alphabet. Suppose that for every \(N\geq 1\)
Then there is \(\lambda \in \mathbb {C}\) with \(|\lambda |=1\) and \(c_N=\lambda ^N\) for every \(N\geq 1\). In particular this holds when \(T\) is a matrix product unitary and \(A\) is injective, as in [ 200 , Section II.B ] .
By Corollary 29.6.4 the left-hand side is the periodic vector of the tensor \(T\cdot A\). Theorem 29.7.2, applied to \(T\cdot A\) and the single normal target \(B\), gives nonzero \(\mu _1,\ldots ,\mu _n\) with \(|V^{(N)}(T\cdot A)\rangle =\left(\sum _k\mu _k^N\right)|V^{(N)}(B)\rangle \) for every \(N\geq 1\). The vector \(|V^{(N)}(B)\rangle \) is nonzero: for \(N=1\) because the letters of \(B\) span the full matrix algebra and so do not all have trace zero, and for \(N\geq 2\) by the nonvanishing of the periodic vectors of an injective tensor. Hence \(c_N=\sum _k\mu _k^N\), and Theorem 30.15.5 finishes the proof.
Let \((A_y)_{y\in K}\) be normal tensors of positive bond dimension with pairwise non-isomorphic word modules, let \(B\) be a tensor on the same physical alphabet, and let \(c_y\in \mathbb {C}\) satisfy \(\operatorname{tr}(B^w)=\sum _yc_y\operatorname{tr}(A_y^w)\) for every nonempty word \(w\). Then every \(c_y\) is a nonnegative integer.
The word modules of the \(A_y\) are simple and pairwise non-isomorphic, so by density the words of one positive length \(\ell \) act on \(\bigoplus _y\mathbb {C}^{D_y}\) as the full block-diagonal algebra. Fix \(y_0\) and an index \(j\); there are coefficients \(x_u\), over words \(u\) of length \(\ell \), with
Define \(Q=\sum _ux_uB^u\). Expanding powers and applying the trace relation to the concatenated nonempty words gives, for every \(k\geq 1\),
Let \(\lambda _i\) be the nonzero eigenvalues of \(Q\), counted with algebraic multiplicity. Since \(\operatorname{tr}(Q^k) = \sum _i \lambda _i^k = c_{y_0}\) for all \(k\geq 1\), every \(\lambda _i\) equals \(1\), so \(c_{y_0}\) is their total algebraic multiplicity and lies in \(\mathbb {N}\). This extends the power-sum argument of Theorem 30.15.3 to multiple blocks.
Let \((A_x)_{x\in K}\) be normal tensors of positive bond dimension whose periodic vectors are linearly independent at some length \(N_0\geq 1\), symmetric under a fusion algebra with coefficients \(M_{a,x}^y\). Then every \(M_{a,x}^y\) is a nonnegative integer and (100) holds. This is the integrality and associativity of the action multiplicities in [ 199 , Section 3 ] .
Fix \(a\) and \(x\). The word traces of \(T_a\cdot A_x\) are \(\sum _yM_{a,x}^y\operatorname{tr}(A_y^w)\) on nonempty words \(w\). The word modules of the \(A_y\) are simple and pairwise non-isomorphic, since isomorphic word modules have equal periodic vectors. An element of the augmentation ideal of the word algebra acts on the block \(y_0\) as a matrix unit and annihilates the other blocks; its powers have constant trace \(M_{a,x}^{y_0}\) on \(T_a\cdot A_x\), so \(M_{a,x}^{y_0}\) is a nonnegative integer (Theorem 30.15.7). Applying (96) and (99) twice to \(O_a^{(N_0)}O_b^{(N_0)}|V^{(N_0)}(A_x)\rangle \) and comparing coefficients of the independent vectors gives (100).
If a normal tensor of positive bond dimension is symmetric under a fusion algebra with eigenvalues \(c_a\) and \(c_e=1\), then \(c_a\in \mathbb {N}\) for every \(a\) and \(a\mapsto c_a\) is a fusion character.
If the structure constants admit no fusion character with values in \(\mathbb {N}\), no normal tensor of positive bond dimension is symmetric with \(c_e=1\). This obstruction depends only on the fusion ring; Theorem 32.4.3 gives the cohomological obstruction for group-like algebras with a nontrivial three-cocycle.
Theorem 30.15.9 produces a fusion character with values in \(\mathbb {N}\) from any such tensor.
A fusion character with values in \(\mathbb {N}\) is \(1\) on every invertible label, so an invertible label fixes the periodic vectors of a single symmetric normal tensor with \(c_e=1\). For a family as in Theorem 30.15.8 on which \(O_e^{(N)}\) fixes every periodic vector, each invertible label \(g\) permutes the blocks: there is a bijection \(x\mapsto g\cdot x\) of the block labels with \(O_g^{(N)}|V^{(N)}(A_x)\rangle =|V^{(N)}(A_{g\cdot x})\rangle \) for all \(N\geq 1\). This is the permutation action of [ 199 , Section 4 ] .
From \(m_am_b=m_e=1\) in \(\mathbb {N}\) one gets \(m_a=1\). For the family, the multiplicity matrices satisfy \(M_aM_b=M_bM_a=M_e=\mathbb {1}\) with nonnegative integer entries, so each row of \(M_a\) is a standard basis vector, and the two relations make the resulting map of blocks a bijection.
Let \(G\) be a finite group and \(X\) a finite set of block labels. Suppose the nonnegative integer multiplicities satisfy \(M_{gh,x}^y=\sum _z M_{h,x}^zM_{g,z}^y\) and \(M_{e,x}^y=\delta _{y,x}\). There is a unique action of \(G\) on \(X\) such that \(M_{g,x}^y=\delta _{y,g\cdot x}\). This is the permutation representation of [ 199 , Section 4 ] .
For each \(g\), the nonnegative integer matrices \(M_g\) and \(M_{g^{-1}}\) are mutual inverses, so \(M_g\) is a permutation matrix. Write its permutation as \(\pi _g\), with \(M_{g,x}^y=\delta _{y,\pi _g(x)}\). The unit identity gives \(\pi _e(x)=x\). Multiplication gives \(M_{gh,x}^{\pi _g(\pi _h(x))}=1\), hence \(\pi _{gh}(x)=\pi _g(\pi _h(x))\). These equations define the action. For each \(x\), the unique \(y\) with \(M_{g,x}^y=1\) determines \(\pi _g(x)\), so no other action has the same multiplicities.
Let a finite group of periodic matrix product operators satisfy \(O_g^{(N)}O_h^{(N)}=O_{gh}^{(N)}\) for every \(N\geq 1\). Let \(A_x\) be a finite family of normal tensors of positive bond dimension whose periodic vectors are linearly independent at one positive length. Suppose that, for coefficients independent of \(N\),
and that \(O_e^{(N)}\) fixes every block vector. There is one group action on the block labels such that \(M_{g,x}^y=\delta _{y,g\cdot x}\) and, for every \(g,x\) and \(N\geq 1\),
The symmetry coefficients are nonnegative integers and satisfy the multiplication law by Theorem 30.15.8. Comparing the coefficients of the linearly independent block vectors under the identity operator gives \(M_{e,x}^y=\delta _{y,x}\). Theorem 30.15.12 gives the group action. Substituting its coefficient formula into (105) gives (106).
The Fibonacci operators of Section 31.6 form a fusion algebra with unit \(1\) and \(\tau \times \tau =1+\tau \); the two normal states with \(\tau \cdot x_1=x_\tau \) and \(\tau \cdot x_\tau =x_1+x_\tau \) form a symmetric family whose action is the regular representation [ 199 , Section 6 ] . Since \(m^2=1+m\) has no solution in \(\mathbb {N}\), no single normal tensor \(A\) satisfies \(O_1^{(N)}|V^{(N)}(A)\rangle =|V^{(N)}(A)\rangle \) and \(O_\tau ^{(N)}|V^{(N)}(A)\rangle =c|V^{(N)}(A)\rangle \) for all \(N\geq 1\) (Theorem 31.6.5.6).
Let \(M\) be a nonnegative integer representation of the Fibonacci ring on a set \(K\) of blocks with \(M_{1,x}^y=\delta _{xy}\). If \(K\) has one element, no such \(M\) exists. If \(K\) has two elements, then after labelling the blocks by \(1\) and \(\tau \) one has \(M_a=N_a\) for both labels, that is \(\tau \cdot x_1=x_\tau \) and \(\tau \cdot x_\tau =x_1+x_\tau \). Consequently a nonempty symmetric family of at most two normal tensors as in Theorem 30.15.8, on which the unit acts trivially, has exactly two blocks transforming in this way. The unrestricted direct-sum classification follows below; the unique indecomposable summand is this regular two-block representation [ 199 , Section 6 ] .
Relation (100) at \(a=b=\tau \) with \(\tau \times \tau =1+\tau \) gives \(M_\tau ^2=\mathbb {1}+M_\tau \). On one block this is \(m^2=1+m\), which has no solution in \(\mathbb {N}\). On two blocks write \(M_\tau =\begin{pmatrix} a & b \\ c & d \end{pmatrix}\). The diagonal equations give \(a^2\leq 1+a\) and \(d^2\leq 1+d\), so \(a,d\in \{ 0,1\} \) and \(bc=1\), hence \(b=c=1\). The off-diagonal equation \(b=(a+d)b\) gives \(a+d=1\), so \(M_\tau \) is \(N_\tau \) or its conjugate by the transposition of the two blocks. For the family, the coefficients form such a representation by Theorem 30.15.8.
Let \(T\) be a matrix indexed by a finite set \(K\), with entries in \(\mathbb {N}\), satisfying \(T^2=I+T\). Set \(R=\{ x\in K:T_{xx}=0\} \) and \(F=\begin{pmatrix} 0 & 1 \\ 1 & 1 \end{pmatrix}\). There is a bijection \(\sigma :K\longrightarrow R\times \{ 0,1\} \) for which
In particular, \(T\) is symmetric. Every unital nonnegative integer representation of the Fibonacci fusion ring is therefore a direct sum of regular representations. This gives the decomposition underlying the two-block action of [ 199 , Section 6 ] ; the correction adding the missing indecomposability hypothesis is recorded in [ 165 ] .
The diagonal equation gives \(T_{xx}\in \{ 0,1\} \) and \(\sum _{z\ne x}T_{xz}T_{zx}=1\). Thus \(x\) has a unique partner \(y\ne x\) with \(T_{xy}=T_{yx}=1\). For \(z\notin \{ x,y\} \), \(T_{xz}T_{zx}=0\) and the \((z,x)\) equation gives \(T_{zy}\leq T_{zx}\). Hence \(T_{xz}T_{zy}=0\), and the \((x,y)\) equation reduces to \(T_{xx}+T_{yy}=1\). Orient the pair by \(T_{xx}=0\), \(T_{yy}=1\). The \((x,z)\) and \((y,z)\) equations imply \(T_{yz}\leq T_{xz}\) and \(T_{xz}+T_{yz}\leq T_{yz}\), respectively; hence \(T_{xz}=T_{yz}=0\). The partner operation is an involution, because \(x\) is the only possible partner of \(y\). Its pairs partition \(K\), proving (107). In a unital Fibonacci representation the fusion relation at \(a=b=\tau \) is precisely \(T^2=I+T\).
Let \(O_1,O_\tau \) be a Fibonacci matrix product operator algebra and \((A_x)_{x\in K}\) a finite family of normal tensors of positive bond dimensions. Suppose its periodic vectors are invariant with length-independent coefficients \(M_{a,x}^y\), and linearly independent at a positive length \(N_0\). Assume that \(O_1^{(N_0)}\) fixes each of those vectors. Set \(R=\{ x\in K:M_{\tau ,x}^x=0\} \). There is a bijection \(\sigma :K\longrightarrow R\times \{ 0,1\} \) such that
In particular, \(|K|=2|R|\) is even. This applies to arbitrary finite \(K\), including the empty family, and to the Fibonacci operators of Section 31.6 [ 199 , Sections 3 and 6 ] .
The symmetry and normality hypotheses give natural-number coefficients forming a representation of the fusion ring. Linear independence at \(N_0\) compares \(O_1^{(N_0)}|V^{(N_0)}(A_x)\rangle \) with \(|V^{(N_0)}(A_x)\rangle \), and forces \(M_{1,x}^y=\delta _{xy}\). The direct-sum theorem then gives (108). Its representatives have zero diagonal coefficient, so the displayed bijection gives the cardinality formula.
A nonempty finite indecomposable nonnegative integer representation of the Fibonacci ring, with the unit acting as the identity, has exactly two blocks. Here indecomposability means that \(M_\tau \) cannot be permuted into block-triangular form with two nonempty diagonal blocks. The blocks can be labelled \(x_1,x_\tau \) so that \(\tau \cdot x_1=x_\tau \) and \(\tau \cdot x_\tau =x_1+x_\tau \) [ 199 , Section 6 ] .
Each isolated pair in (107) is a nonempty invariant subset. Indecomposability makes it all of \(K\), and the two-block classification identifies the action with the regular one.
Index the three simple objects of the Ising category by \(0\), \(1\) and \(2\), corresponding respectively to \(1\), \(\psi \) and \(\sigma \). The blocks are the matrix product operator tensors \(A_1\), \(A_\psi \) and \(\tfrac 1{\sqrt2}A_\sigma \) of Definition 31.7.4, of bond dimensions \(3\), \(3\) and \(4\); the factor \(\tfrac 1{\sqrt2}\) undoes the scaling of \(A_\sigma \) there. The structure constants \(N_{ab}^c\) are those of the Ising fusion ring: \(N_{1b}^c=N_{b1}^c=\delta _{bc}\), \(\psi \times \psi =1\), \(\psi \times \sigma =\sigma \times \psi =\sigma \) and \(\sigma \times \sigma =1+\psi \), that is, \(N_{ab}^c=1\) exactly for these products and \(N_{ab}^c=0\) otherwise [ 8 ] .
The blocks of Definition 30.15.19 form a fusion algebra with unit \(1\) and these structure constants [ 8 ] . A fusion character in \(\mathbb {N}\) would satisfy \(m_\psi ^2=1\), hence \(m_\psi =1\), and then \(m_\sigma ^2=1+m_\psi =2\), which has no solution in \(\mathbb {N}\). So no normal tensor of positive bond dimension is symmetric under the Ising algebra with the unit acting trivially.
The labels of \(su(2)_4\) are \(0,\tfrac 12,1,\tfrac 32,2\), with fusion rules \(j_1\times j_2=\sum j\) over \(j=|j_1-j_2|,|j_1-j_2|+1,\ldots ,\min (j_1+j_2,4-j_1-j_2)\). The labels of \(\mathrm{Rep}(S_3)\) are \(1,\pi ,\psi \), with \(\pi \times \pi =1+\pi +\psi \), \(\psi \times \psi =1\) and \(\psi \times \pi =\pi \times \psi =\pi \). The labels \(1,\pi ,\psi \) are assigned to the integer labels \(0,1,2\) of \(su(2)_4\) [ 199 , Section 6 ] .
The label \(0\) is the unit of \(su(2)_4\) and \(1\) is the unit of \(\mathrm{Rep}(S_3)\). The assignment \(1,\pi ,\psi \mapsto 0,1,2\) identifies \(\mathrm{Rep}(S_3)\) with the fusion subring of integer labels of \(su(2)_4\): the fusion rules agree, and products of integer labels contain no half-integer label [ 199 , Section 6 ] .
Compare the finitely many structure constants.
The following actions on blocks, with the unit acting as the identity, satisfy (100).
For \(su(2)_4\): the fusion rules on five blocks, one per label; and the module \(\mathcal M_{TY}\) on blocks \(x,y,z,s\), where \(0\) and \(2\) fix every block, \(\tfrac 12\) and \(\tfrac 32\) send \(x,y,z\) to \(s\) and \(s\) to \(x+y+z\), and \(1\) sends \(x\) to \(y+z\), \(y\) to \(x+z\), \(z\) to \(x+y\) and \(s\) to \(2s\).
For \(\mathrm{Rep}(S_3)\): on one block \(s\), \(\pi \cdot s=2s\) and \(\psi \cdot s=s\) (the subgroup \(\mathbb {Z}_1\)); on blocks \(x,y\), \(\pi \cdot x=\pi \cdot y=x+y\) and \(\psi \) exchanging \(x\) and \(y\) (\(\mathbb {Z}_2\)); on blocks \(x,y,z\), \(\pi \cdot x=y+z\), \(\pi \cdot y=x+z\), \(\pi \cdot z=x+y\) and \(\psi \) fixing every block (\(\mathbb {Z}_3\)); and the fusion rules on three blocks (\(S_3\)).
These are the phases listed in [ 199 , Section 6 ] , except that the source prints the \(\mathbb {Z}_3\) action with \(\psi \) exchanging \(y\) and \(z\); that action does not satisfy (100), since \(\pi \cdot (\pi \cdot y)=x+2y+z\) while \((1+\pi +\psi )\cdot y=x+y+2z\) [ 161 ] . That the lists are complete is not treated here beyond one block (Theorem 30.15.25; [ 162 ] ).
Each identity (100) is a finite check on nonnegative integer matrices.
Under the identification of \(\mathrm{Rep}(S_3)\) with the integer labels of \(su(2)_4\), the integer labels do not mix the blocks \(\{ x,y,z\} \) and \(\{ s\} \) of \(\mathcal M_{TY}\); they act on \(\{ x,y,z\} \) as in the \(\mathbb {Z}_3\) phase and on \(\{ s\} \) as in the \(\mathbb {Z}_1\) phase. They do not mix the blocks \(\tfrac 12,\tfrac 32\) of the first \(su(2)_4\) phase with the other blocks, and act on them as in the \(\mathbb {Z}_2\) phase [ 199 , Section 6 ] .
Compare the entries of the actions.
The only fusion character of \(\mathrm{Rep}(S_3)\) with values in \(\mathbb {N}\) is \((m_1,m_\pi ,m_\psi )=(1,2,1)\), the \(\mathbb {Z}_1\) phase; \(su(2)_4\) has no fusion character with values in \(\mathbb {N}\).
For \(\mathrm{Rep}(S_3)\), \(m_\psi ^2=m_1=1\) gives \(m_\psi =1\), and \(m_\pi ^2=1+m_\pi +m_\psi \) then gives \(m_\pi =2\); conversely \((1,2,1)\) satisfies all relations. For \(su(2)_4\), \(m_2^2=1\) gives \(m_2=1\), \(m_1^2=2+m_1\) gives \(m_1=2\), and then \(m_{1/2}^2=m_0+m_1=3\) has no solution in \(\mathbb {N}\).
The operators \(1,U,U^\dagger \) of Section 31.10 form a group-like fusion algebra in which every label is invertible. The fusion ring does not detect the nontrivial three-cocycle class \([\omega ]\neq 1\in H^3(\mathbb {Z}_3,\mathbb {C}^\times )\) of this representation; the obstruction to invariant normal states comes from Theorem 32.4.3.
The obstruction of Corollary 30.15.10 concerns a single normal tensor. A superposition of the periodic vectors of several normal tensors can still be an eigenvector of every operator. When the algebra is that of a fusion category, such a superposition with positive weights exists for every module [ 199 , Section 5 ] ; it is the boundary state compatible with a two-dimensional bulk carrying the operators as virtual symmetries. The fusion category enters only through its fusion ring.
Structure constants \(N_{ab}^c\in \mathbb {N}\) on a finite label set \(I\) form a fusion ring with unit \(e\) and duality \(a\mapsto a^*\) if they are associative, \(\sum _xN_{ab}^xN_{xc}^f=\sum _xN_{bc}^xN_{ax}^f\) for all \(a,b,c,f\), the label \(e\) is a unit in the sense of Definition 30.13.2, the duality is an involution, \(N_{ab}^e=\delta _{b,a^*}\), and \(N_{b^*a^*}^{c^*}=N_{ab}^c\). These are the identity element and dual elements of the fusion category of a physical symmetry [ 199 , Section 5 ] .
For a fusion ring there are positive numbers \(r_b\) with \(\sum _br_bN_{ab}^c=d_a\, r_c\) for all labels \(a\) and \(c\), where \(d_a\) is the Perron–Frobenius dimension of \(a\), and \(d_a{\gt}0\) for every \(a\).
The coefficient of \(c\) in \((b\times b^*)\times c\) is at least \(N_{bb^*}^eN_{ec}^c=1\), and by associativity it equals the coefficient of \(c\) in \(b\times (b^*\times c)\); so for all \(b,c\) some label \(a\) has \(N_{ba}^c{\gt}0\). Hence the matrix \(P_{bc}=\sum _aN_{ba}^c\) of right multiplication by the sum of all labels has positive entries. By the Perron–Frobenius argument of Theorem 30.13.4, which applies to every nonnegative square matrix, used for the transpose of \(P\), there is a nonzero row vector \(r\geq 0\) with \(rP=\rho r\), and positivity of \(P\) forces every \(r_c{\gt}0\). An eigenvector of a positive matrix with positive entries spans its eigenspace: if \(wP=\rho w\) and \(t=\min _c w_c/r_c\), then \(w-tr\) is a nonnegative eigenvector with a vanishing entry, and positivity of \(P\) forces \(w=tr\). Left multiplication by \(a\), the matrix \(N_a\), commutes with \(P\) by associativity, so \(rN_a\) is again an eigenvector of \(P\) for \(\rho \) and \(rN_a=t_ar\). By Lemma 30.13.5, \(t_a=d_a\). Finally \(d_ar_a=\sum _br_bN_{ab}^a\geq r_eN_{ae}^a=r_e{\gt}0\).
Let \(N\) be a fusion ring with unit \(e\) and let \(M_{a,x}^y\) be a nonnegative integer representation of it on a finite set \(K\) with \(M_{e,x}^y=\delta _{xy}\). Then there are positive numbers \(v_x\) with
for all labels \(a\) and all \(y\in K\). If \(K\) is nonempty, \(d_a\) is the spectral radius of the matrix \(M_a\). No indecomposability of the representation and no commutativity of the fusion ring is needed.
Let \(r\) be as in Theorem 30.15.28 and \(S=\sum _br_bM_b\). By (100), \(M_bM_a=\sum _cN_{ab}^cM_c\), so \(SM_a=\sum _c\left(\sum _br_bN_{ab}^c\right)M_c=d_aS\). The column sums \(v_y=\sum _xS_{xy}\) therefore satisfy (109), and \(v_y\geq r_eM_{e,y}^y=r_e{\gt}0\). A positive left eigenvector of the nonnegative matrix \(M_a\) has the spectral radius as its eigenvalue, by the argument of Lemma 30.13.5.
Let \((A_x)_{x\in K}\), with \(K\) nonempty, be normal tensors of positive bond dimension whose periodic vectors are linearly independent at some length \(N_0\geq 1\), symmetric under a fusion algebra whose structure constants form a fusion ring with unit \(e\), and suppose \(M_{e,x}^y=\delta _{xy}\). Then there are positive numbers \(v_x\) such that for every label \(a\) and every \(N\geq 1\),
with \(d_a{\gt}0\), and \(|\psi ^{(N_0)}\rangle \neq 0\). This is the symmetric boundary state of [ 199 , Section 5 ] , whose eigenvalue \(r_a\) is the spectral radius of \(M_a\).
By Theorem 30.15.8 the coefficients \(M_{a,x}^y\) form a nonnegative integer representation. Take \(v\) from Theorem 30.15.29. Then \(O_a^{(N)}|\psi ^{(N)}\rangle =\sum _xv_x\sum _yM_{a,x}^y|V^{(N)}(A_y)\rangle =\sum _y\left(\sum _xv_xM_{a,x}^y\right)|V^{(N)}(A_y)\rangle =d_a|\psi ^{(N)}\rangle \). Since the periodic vectors are linearly independent at length \(N_0\) and \(v\neq 0\), \(|\psi ^{(N_0)}\rangle \neq 0\).
The Fibonacci structure constants form a fusion ring with unit \(1\) and both labels self-dual. For the family of Example 30.15.14, \(M_\tau =N_\tau \) and \(v=(1,\varphi )\), so \(|\psi ^{(N)}\rangle =|V^{(N)}(A_1)\rangle +\varphi |V^{(N)}(A_\tau )\rangle \) satisfies \(O_1^{(N)}|\psi ^{(N)}\rangle =|\psi ^{(N)}\rangle \) and \(O_\tau ^{(N)}|\psi ^{(N)}\rangle =\varphi |\psi ^{(N)}\rangle \) for every \(N\geq 1\). The eigenvalue \(d_\tau =\varphi \) is not an integer. At \(N=1\) the vector \(|\psi ^{(1)}\rangle \) vanishes, since the traces of the one-site matrices are \(0,0\) on the trivial letter and \(1,-\varphi ^{-1}\) on \(\tau \); the eigenvector equations carry information only for \(N\geq 2\).
30.16 The zipper condition
The fusion rule (96) is an identity of periodic operators. Its local form, the zipper condition, asks for maps \(X_{ab,\mu }^c\colon \mathbb {C}^{\chi _c}\to \mathbb {C}^{\chi _a}\otimes \mathbb {C}^{\chi _b}\) and left inverses \(X_{ab,\mu }^{c+}\), for \(\mu =1,\ldots ,N_{ab}^c\), with \(X_{ab,\nu }^{d+}X_{ab,\mu }^c=\delta _{cd}\delta _{\mu \nu }\mathbb {1}_{\chi _c}\) and
for all physical indices \(i,k\) [ 8 ] .
A fusion tensor can then be slid through the product of two operators one site at a time. If in addition the product is reconstructed on the span of the zipper maps, \((T_aT_b)^{ik}=\sum _{c,\mu }X_{ab,\mu }^cT_c^{ik}X_{ab,\mu }^{c+}\), as required in Definition 21.3.85, then closing the chain gives (96) at every length. Its pictorial form, in which an operator is pulled through a region of a two-dimensional tensor network, is the pulling-through condition of topologically ordered projected entangled pair states [ 8 , 17 ] . The zipper identities appear as (116) and (117) in Definition 21.3.85.
The converse fails: equality of periodic operators does not imply a sitewise intertwiner (Remark 29.1.2), and the group operators of the nontrivial three-cocycle of the group of order two satisfy only one of the two identities [ 199 , Section 6 ] . Chapter 32 therefore obtains fusion and action tensors from equality of periodic traces through reductions (Definitions 32.1.1 and 32.1.3), and shows that fusion tensors with vanishing remainder, the situation of the zipper condition, are unique up to invertible multiplicity matrices (Theorem 32.2.2).
30.17 Mixed interpolation and endpoint supports
Let \(D_0,D_1\geq 1\) and let \(A_p^{ij}\), with \(1\leq i,j\leq D_p\), be arbitrary injective endpoint tensors in physical-support coordinates. Write \(V=\mathbb {C}^{D_0}\oplus \mathbb {C}^{D_1}\) and \(D=D_0+D_1\), and let \(I_0,I_1\) be the disjoint index sets of the two standard bases. The interpolation of [ 199 , Section 5 ] retains the original endpoint tensors in the two diagonal sectors of \(V\otimes V\).
Embed each endpoint matrix into its diagonal block of \(\operatorname{End}(V)\) and put
The combined physical index is \(\mu =(i,j)\); the inserted weight acts on only the outgoing virtual bond. In particular, no inverse of \(W(\gamma )\) is used to define the tensor at either endpoint. In the diagram, \(W_\gamma \) denotes \(W(\gamma )\).
The unweighted letters span \(\operatorname{End}(V)\). The tensor \(A(\gamma )\) depends continuously on \(\gamma \in \mathbb {R}\) and is injective for \(0{\lt}\gamma {\lt}1\).
Endpoint injectivity supplies every matrix in each diagonal block. The mixed letters supply every off-diagonal matrix unit, so all matrix units belong to the span. Right multiplication in (116) rescales letters in the two column sectors by \(1-\gamma \) and \(\gamma \). Both scalars are nonzero in the open interval, preserving the span. Matrix multiplication gives continuity.
For a tensor \(B\) and an inserted matrix \(W\), define
For the unweighted tensor in (115), set \(\mathcal S'_\gamma =\mathcal S'_{A,W(\gamma )}\) and \(h_\gamma =I-\Pi _{\mathcal S'_\gamma }\), including at \(\gamma =0,1\).
If \(B\) is injective and \(W\neq 0\), then \(\Gamma _{B,W}\) is injective and \(\dim \mathcal S'_{B,W}=D^2\). Invertibility of \(W\) is unnecessary.
The products \(B^iWB^j\) span the full matrix algebra by Lemmas 2.5.4 and C.1.5: injectivity of \(B\) extends their span to every \(RWS\), and if \(W_{ab}\neq 0\), then \(|i\rangle \langle a|W|b\rangle \langle j| =W_{ab}|i\rangle \langle j|\) supplies every matrix unit. If \(\Gamma _{B,W}(X)=0\), the linear functional \(Y\mapsto \operatorname{tr}(YX)\) therefore vanishes on all matrices. Nondegeneracy of the trace pairing gives \(X=0\), and injectivity gives the dimension.
The spaces \(\mathcal S'_\gamma \) have dimension \(D^2\) for every real \(\gamma \), and their orthogonal projectors are continuous. For \(0{\lt}\gamma {\lt}1\), the space \(\mathcal S'_\gamma \) equals the canonical two-site MPS support of \(A(\gamma )\). Consequently \(h_\gamma \) extends the canonical local parent interaction continuously to both endpoints. In particular, its interior limit at \(p=0,1\) is \(I-\Pi _{\mathcal S'_p}\).
Since both endpoint bond dimensions are positive, \(W(\gamma )\neq 0\) for every real \(\gamma \). Theorems 30.17.2 and 30.17.4 give injectivity of \(\Gamma _\gamma \). Its entries are continuous, and the inverse-Gram expression
is continuous by Lemma 11.13.1. In the open interval, \(W(\gamma )\) is invertible. The boundary substitution \(X\mapsto W(\gamma )X\) identifies \(\operatorname{tr}(A^iW(\gamma )A^jW(\gamma )X)\) with (117), giving the equality of supports.
30.17.1 Local sectors at the first endpoint
Put \(P_0=I_{D_0}\oplus 0\). On the two-site physical space, let \(R_k\) and \(C_k\) be the diagonal projections onto configurations whose row and column register, respectively, at site \(k\in \{ 0,1\} \) lies in \(I_0\).
For every inserted matrix \(W\) and boundary matrix \(X\),
Hence \(\mathcal S'_{A,W}\) is invariant under both outer sector projections.
Left multiplication by \(P_0\) selects the physical row sector of each letter, while right multiplication selects its column sector. Move the former insertion around the trace: \(\operatorname{tr}(P_0A^iWA^jX)=\operatorname{tr}(A^iWA^jXP_0)\). The latter identity is \(\operatorname{tr}(A^iWA^jP_0X)\) directly. Both expressions have the form of an extended boundary vector.
Every \(v\in \mathcal S'_0\) satisfies \(C_0v=v\) and \(R_1v=v\).
In \(\operatorname{tr}(A^iP_0A^jX)\), a first letter with column in \(I_1\) satisfies \(A^iP_0=0\), and a second letter with row in \(I_1\) satisfies \(P_0A^j=0\). All such physical coefficients vanish.
The maps \(R_0,C_1\) are self-adjoint and commute with \(\Pi _{\mathcal S'_{A,W}}\).
Their diagonal entries are zero or one, so they are self-adjoint. If a self-adjoint map \(Q\) preserves a subspace \(S\), it also preserves \(S^\perp \): \(\langle Qv,w\rangle =\langle v,Qw\rangle =0\) for \(v\in S^\perp \) and \(w\in S\). Uniqueness of orthogonal projection gives \(Q\Pi _S=\Pi _SQ\). Apply this to the derived outer-sector invariance.
Let \(B_0\) equal \(A_0\) on the physical sector \(I_0\times I_0\) and vanish on the other three physical sectors. Let \(V_0:\mathbb {C}^{D_0}\to V\) be the coordinate inclusion.
The tensor \(B_0\) is injective whenever \(A_0\) is injective, and \(V_0V_0^*=P_0\), \(V_0^*A^iV_0=B_0^i\). For every endpoint boundary matrix \(X\),
Consequently \(G_2(B_0)\subseteq \mathcal S'_0\).
Every letter of \(A_0\) occurs in \(B_0\), so its span remains full. Coordinate compression selects the first diagonal virtual block. Substituting \(P_0=V_0V_0^*\) and moving the last factor around the trace gives
This is (120), and every vector in \(G_2(B_0)\) has such a boundary representation.
The image of \(\mathcal S'_0\) under \(R_0C_1\) is exactly \(G_2(B_0)\).
Applying both outer projections replaces \(X\) by \(P_0XP_0\). Since \(P_0=V_0V_0^*\), this boundary equals \(V_0(V_0^*XV_0)V_0^*\) and (120) places the resulting vector in \(G_2(B_0)\). Conversely, \(V_0^*V_0=I\) implies \(P_0(V_0XV_0^*)P_0=V_0XV_0^*\), so every canonical endpoint vector is the outer-corner image of its padded-boundary vector.
30.17.2 Exact action on the mixed interpolation
Let \(E_p=\mathbb {C}^{D_p}\) and \(K_p=\mathbb {C}^{\chi _p}\) for \(p\in \{ 0,1\} \), with arbitrary nonnegative dimensions. All indices refer to standard bases numbered from zero. Set \(E=E_0\oplus E_1\), \(K=K_0\oplus K_1\), and \(D=D_0+D_1\). Take tensors \(A_p\) with physical space \(E_p\otimes E_p\) and bond space \(E_p\), and operator tensors \(T_p\) with the same physical space and bond space \(K_p\). Fix a common multiplicity \(m\geq 0\) and maps \(V_{p,\mu }:K_p\otimes E_p\to E_p\) and \(W_{p,\mu }:E_p\to K_p\otimes E_p\), indexed by \(0\leq \mu {\lt}m\). The hypotheses on their action are exactly
Here \((T\cdot A)^x=\sum _y T^{xy}\otimes A^y\), with the operator bond first. The maps are biorthogonal analysis and synthesis; no adjoint relation between them is assumed. The mixed tensor is \(A^{rs}(\gamma )=A^{rs}H_\gamma \), where \(H_\gamma =(1-\gamma )\mathbb {1}_{E_0}\oplus \gamma \mathbb {1}_{E_1}\) and \(A^{rs}\) is the diagonal embedding of \(A_p^{rs}\) when \(r,s\in E_p\), and the matrix unit \(|r\rangle \langle s|\) when their sectors differ. Thus this is the same interpolation as Definition 30.17.1, without an injectivity assumption.
Define \(V_\mu :K\otimes E\to E\) and \(W_\mu :E\to K\otimes E\) by the corresponding maps \(V_{p,\mu },W_{p,\mu }\) on \(K_p\otimes E_p\) and \(E_p\). All other entries vanish. In particular, \(V_\mu \) annihilates \(K_0\otimes E_1\) and \(K_1\otimes E_0\), and \(W_\mu \) has zero components in these spaces. The physical coordinate order is \((r,s)\), and the acted bond order is \((\alpha ,i)\), with \(\alpha \in K\) and \(i\in E\); each direct sum is ordered with sector zero before sector one.
Define \(T_{\mathrm{mix}}\), independently of \(\gamma \), as follows. For \(r,k\in E_p\), \(s,l\in E_q\), \(\alpha \in K_p\), and \(\beta \in K_q\), its entries are
Every entry with unmatched physical or operator-bond sectors is zero. This is the mixed operator construction of [ 199 , Section 5 ] , with every multiplicity contraction displayed explicitly.
For \(p\ne q\), the single internal wire in the right-hand diagram sums \(\mu \). Matrix row indices are on the left of the displayed products; \(W_{p,\mu }\) has row \((\alpha ,k)\) and column \(r\), whereas \(V_{q,\mu }\) has row \(s\) and column \((\beta ,l)\).
Before imposing (122), the mixed analysis-synthesis product is \(V_\mu W_\nu =(V_{0,\mu }W_{0,\nu })\oplus (V_{1,\mu }W_{1,\nu })\). Consequently \(V_\mu W_\nu =\delta _{\mu \nu }\mathbb {1}_E\) under that hypothesis. For every real \(\gamma \),
More generally, for any tensor \(B\), operator tensor \(T\), and square matrix \(H\) on the bond of \(B\), \((T\cdot (BH))^x=(T\cdot B)^x(\mathbb {1}\otimes H)\). If \(H\) is diagonal with entries \(h_i\), its lifted weight is diagonal with entry \(h_i\) at the acted coordinate \((\alpha ,i)\).
Expand each product over the four spaces \(K_p\otimes E_q\). Only the matching spaces \(p=q\) contribute, giving the two diagonal products. On the support of \(V_\mu \), its row and state-bond column belong to the same sector, so both sides of (127) multiply its entry by the same scalar, either \(1-\gamma \) or \(\gamma \). Finally distribute the physical-index sum and use \((T^{xy}\otimes B^y)(\mathbb {1}\otimes H)=T^{xy}\otimes (B^yH)\).
Under (122) and (123), the constructed operator acts on the actual mixed interpolation by an exact biorthogonal decomposition into \(m\) copies of that same tensor. For every \(\gamma \in \mathbb {R}\),
In particular this holds at \(\gamma =0,1\). No injectivity, nonzero-weight, or identity \(\sum _\mu W_\mu V_\mu =\mathbb {1}_{K\otimes E}\) is required.
First omit the weight \(H_\gamma \) and expand one coefficient of the action as \(\sum _{k,l}(T_{\mathrm{mix}}^{(r,s),(k,l)})_{\alpha \beta } A^{kl}_{ij}\). If all physical indices lie in one sector, use (123). If \(r,s\) lie in different sectors, \(A^{kl}_{ij}=\delta _{ki}\delta _{lj}\), and (126) gives \(\sum _\mu (W_\mu )_{(\alpha ,i),r}(V_\mu )_{s,(\beta ,j)}\). All unmatched cases vanish on both sides. Thus \((T_{\mathrm{mix}}\cdot A)^{rs}=\sum _\mu W_\mu A^{rs}V_\mu \). Multiply on the right by \(\mathbb {1}_K\otimes H_\gamma \) and apply (127):
The same theorem gives the biorthogonality. No inverse of \(H_\gamma \) occurs.
In the next diagram \(\rho =(r,s)\) is the outgoing physical pair. The vertical contraction in the left-hand diagram sums the incoming physical pair \((k,l)\). On the right, the two internal bonds are the row and column of \(A(\gamma )\), and the displayed sum is over the common multiplicity. There is no scalar normalization in the local identity.
Under (122) and (123), fix arbitrary boundaries \(X\in \operatorname{End}(K)\) and \(Y\in \operatorname{End}(E)\). The single boundary
satisfies \(O^N_{T_{\mathrm{mix}},X}\psi ^N_{A(\gamma ),Y} =\psi ^N_{A(\gamma ),Z(X,Y)}\) for every real \(\gamma \) and every \(N{\gt}0\). In particular, the output boundary is independent of both the positive chain length and the interpolation parameter.
In a nonempty product, each adjacent pair \(V_\mu W_\nu \) removes unequal multiplicities. Hence \((T_{\mathrm{mix}}\cdot A(\gamma ))^w =\sum _\mu W_\mu A(\gamma )^wV_\mu \) for \(|w|{\gt}0\). Move \(V_\mu \) through the trace with boundary \(X\otimes Y\), and combine the resulting terms by linearity in the state boundary. This gives (129).
Under (122) and (123), every \(\gamma \in \mathbb {R}\) and \(N{\gt}0\) satisfy
The vector is allowed to be zero; if it is nonzero, its eigenvalue is \(m\). In particular, a multiplicity-one action fixes it.
Apply trace transport to a nonempty word with identity boundary. Each transported boundary is \(V_\mu W_\mu =\mathbb {1}_E\), so the \(m\) summands have the same trace. This gives the coefficient of (130) for every physical configuration.
At length zero the acted trace is taken over \(K\otimes E\); biorthogonality alone does not identify it with \(m\) copies of the trace on \(E\). The positive-length restriction therefore remains essential. Fusion closure of a family of mixed operators, a common gauge for its \(L\)-symbols and \(F\)-symbols, closure under physical adjoints, Hamiltonian symmetry, and symmetric-phase classification are separate assertions. None is a premise of the exact action proved here.
30.17.3 Fusion of the mixed operator family
For \(p\in \{ 0,1\} \), let \(E_p=\mathbb {C}^{D_p}\) with \(D_p{\gt}0\), and let \(A_p\) be an injective tensor with physical space \(E_p\otimes E_p\) and bond space \(E_p\). Fix a common finite label set \(a,b,c\in I\), nonnegative fusion multiplicities \(N_{ab}^c\), and nonnegative action multiplicities \(m_a\). At each end of the interpolation take operator tensors \(T_{p,a}\) with bond spaces \(K_{p,a}=\mathbb {C}^{\chi _{p,a}}\). The dimensions \(D_0,D_1\) and all the operator-bond dimensions may differ. Write the exact fusion and action decompositions as
Here \(V^F_{p,ab;c\mu }:K_{p,a}\otimes K_{p,b}\to K_{p,c}\), \(W^F_{p,ab;c\mu }:K_{p,c}\to K_{p,a}\otimes K_{p,b}\), \(V^A_{p,a;i}:K_{p,a}\otimes E_p\to E_p\), and \(W^A_{p,a;i}:E_p\to K_{p,a}\otimes E_p\) are biorthogonal maps: \(V^F_{p,ab;c\mu }W^F_{p,ab;d\nu }\) is the identity for \((c,\mu )=(d,\nu )\) and zero otherwise, and \(V^A_{p,a;i}W^A_{p,a;j}=\delta _{ij}\mathbb {1}_{E_p}\). The product convention is \((T_aT_b)^{\rho \sigma }=\sum _\tau T_a^{\rho \tau }\otimes T_b^{\tau \sigma }\), with the \(a\) bond before the \(b\) bond. No synthesis map is assumed to be an adjoint.
For a fixed pair \(a,b\), put \(P_{ab}=\{ (i,j):0\leq i{\lt}m_a,\ 0\leq j{\lt}m_b\} \) and \(Q_{ab}=\{ (c,k,\mu ):c\in I,\ 0\leq k{\lt}m_c,\ 0\leq \mu {\lt}N_{ab}^c\} \). Use the association \((K_{p,a}\otimes K_{p,b})\otimes E_p\) for all two-operator action maps. Let \(S_{p,ij},H_{p,ij}\) denote the sequential synthesis and analysis maps, and \(R_{p,ck\mu },Q_{p,ck\mu }\) the fusion-then-action maps. Their entries are
The actual comparison matrix \(L_p\), with rows \(P_{ab}\) and columns \(Q_{ab}\), is determined by \(H_{p,ij}R_{p,ck\mu }=(L_p)_{ij,ck\mu }\mathbb {1}_{E_p}\). Its entries are equivalently the trace of this product divided by \(D_p\). This fixes the orientation of the \(L\)-symbols without choosing a new change of basis.
Under (131) and (132), the individual comparison relations are
Suppose the actual matrices agree, \(L_0=L_1\), for the selected pair \(a,b\). Then every rectangular matrix \(X:E_1\to E_0\) satisfies
Injectivity and \(D_p{\gt}0\) give a positive simultaneous word span for the single target block \(A_p\). The two exact action decompositions therefore have the same support. Comparing their full analysis and synthesis maps gives (135). Substitute the analysis relation at \(p=1\), interchange the two finite sums, and use the synthesis relation at \(p=0\):
No inverse of \(L_p\) enters this contraction.
Set \(K_a=K_{0,a}\oplus K_{1,a}\) for every label \(a\). Define \(\widetilde V_{ab;c\mu }:K_a\otimes K_b\to K_c\) by \(V^F_{p,ab;c\mu }\) on \(K_{p,a}\otimes K_{p,b}\), with output in \(K_{p,c}\). It vanishes on \(K_{0,a}\otimes K_{1,b}\) and \(K_{1,a}\otimes K_{0,b}\). Define \(\widetilde W_{ab;c\mu }:K_c\to K_a\otimes K_b\) by \(W^F_{p,ab;c\mu }\) into the same matching sectors, with all other entries zero. Order each direct sum with sector zero first, and each product with the \(a\) coordinate first.
For arbitrary outgoing labels \(c,d\) and copies \(\mu ,\nu \),
This identity is rectangular when \(\dim K_c\ne \dim K_d\). For a matrix \(M:K_d\to K_c\) with corners \(M_{pq}:K_{q,d}\to K_{p,c}\), the \((pp,qq)\) corner of \(\widetilde W_{ab;c\mu }M\widetilde V_{ab;d\nu }\) is \(W^F_{p,ab;c\mu }M_{pq}V^F_{q,ab;d\nu }\) for all \(p,q\in \{ 0,1\} \). Every corner with an unmatched incoming or outgoing pair is zero. In particular the mixed maps inherit biorthogonality.
Expand over the direct-sum coordinates. A nonzero factor forces the two incoming sectors and its outgoing sector to agree. The product therefore retains precisely the two diagonal products in (137); a sandwich retains precisely the four stated corners. Relabelling the finite bases changes none of these contractions.
Let \(T_a\) be the fixed mixed operator of Definition 30.17.2.2, using the action maps for label \(a\). Under the hypotheses of Theorem 30.17.3.1, including \(L_0=L_1\) for the selected pair \(a,b\), its product has the exact decomposition
Together with (137), this is a biorthogonal decomposition into the labelled tensors \(T_c\), with the original multiplicities \(N_{ab}^c\).
Write \(\rho =(r,s)\) and \(\sigma =(k,l)\). When all four physical indices belong to \(E_p\), (131) gives (138). For \(r,k\in E_p\) and \(s,l\in E_q\) with \(p\ne q\), take \(X=|r\rangle \langle s|\) in (136). The resulting scalar identity is
The sums here are over standard-basis indices of the indicated spaces. Expanding (133) and (134) and commuting scalar factors gives exactly (140). Reverse the two ends for \(p=1,q=0\). Every remaining sector is zero by the definitions. Theorem 30.17.3.3 supplies biorthogonality.
Under the same hypotheses for \(a,b\), fix arbitrary \(X\in \operatorname{End}(K_a)\) and \(Y\in \operatorname{End}(K_b)\). For each channel \((c,\mu )\) set
These boundaries are independent of the chain length. For every \(n{\gt}0\), the arbitrary-boundary operators satisfy
The sum ranges over the labelled family; it does not identify the target tensors for different labels.
In a nonempty product of (138), every adjacent analysis-synthesis pair removes unequal channels. Thus \((T_aT_b)^w=\sum _{c,\mu }\widetilde W_{ab;c\mu }T_c^w \widetilde V_{ab;c\mu }\) for \(|w|{\gt}0\). The boundary of the product is \(X\otimes Y\). Cyclicity of the rectangular trace gives \(\operatorname{tr}((X\otimes Y)\widetilde W_{ab;c\mu }T_c^w \widetilde V_{ab;c\mu })=\operatorname{tr}(Z_{c\mu }(X,Y)T_c^w)\). Sum over the channels and physical configurations.
If \(L_0=L_1\) for every pair \(a,b\), then the fixed mixed family satisfies, for every \(n{\gt}0\),
Zero multiplicities are allowed.
Take identity boundaries. Biorthogonality gives \(Z_{c\mu }(\mathbb {1},\mathbb {1})=\mathbb {1}_{K_c}\), so the \(N_{ab}^c\) copies of \(T_c\) in (142) have identical traces.
The restriction \(n{\gt}0\) is essential: an empty word is the identity on \(K_a\otimes K_b\), whereas \(\sum _{c,\mu }\widetilde W_{ab;c\mu }\widetilde V_{ab;c\mu }\) vanishes on the unmatched sectors and need not be the ambient identity. The equality \(L_0=L_1\) is an assumption about the chosen actual comparison matrices. It does not follow here from equivalence of \(L\)-symbols under changes of basis; this restriction relative to the source’s gauge alignment of equivalent \(L\)-symbol classes is recorded in [ 175 ] . No common \(F\)-symbols are needed for (138) or (143). The construction in [ 199 , Section 5 ] also asks for common \(F\)-symbols when asserting coherent recoupling. Inheritance of the actual mixed \(L\)-symbols, coherent \(F\)-symbols, injectivity of the mixed operator, closure under physical adjoints, Hamiltonian symmetry, and the full symmetric-phase classification are separate assertions.
30.17.4 Three-site injectivity of the mixed operator
Let \(E_p=\mathbb {C}^{D_p}\) and \(K_p=\mathbb {C}^{\chi _p}\) for \(p\in \{ 0,1\} \), with \(D_0,D_1{\gt}0\). Take operator tensors \(T_p\) with physical space \(E_p\otimes E_p\) and bond space \(K_p\), and a common multiplicity \(m{\gt}0\). Suppose the maps \(V_{p,\mu }:K_p\otimes E_p\to E_p\) and \(W_{p,\mu }:E_p\to K_p\otimes E_p\) satisfy \(V_{p,\mu }W_{p,\nu }=\delta _{\mu \nu }\mathbb {1}_{E_p}\). Let \(T\) be the mixed operator of Definition 30.17.2.2, on \(K=K_0\oplus K_1\). The distinction between this three-site conclusion and the source’s one-site assertion is recorded in [ 73 ] . Its diagonal letters are the embedded letters of \(T_0,T_1\); in a crossed physical sector \(p\ne q\) its coefficients are
All unmatched sectors vanish. Write \(\mathcal S_L\) for the complex span of products of exactly \(L\) letters of \(T\). Thus \(\mathcal S_{L+M}=\mathcal S_L\mathcal S_M\), where the product on the right denotes the span of all matrix products.
If both \(T_0\) and \(T_1\) are injective, then \(\mathcal S_3=\operatorname{End}(K)\). In particular, \(T\) is normal, with blocking length three.
For \(X:E_1\to E_0\) and any \(0\leq \nu {\lt}m\), biorthogonality gives
Choose a nonzero matrix unit \(X=|r\rangle \langle s|\). The matrix inside parentheses in (145) is nonzero. One of its coefficients is therefore a nonzero coefficient \(C_{uv}\) of a crossed letter \(C\) of \(T\), by (144). Exchanging \(0\) and \(1\) gives a nonzero letter in the other crossed corner as well.
Injectivity of \(T_p\) puts every matrix unit supported on \(K_p\times K_p\) in \(\mathcal S_1\). For a crossed letter with \(u\in K_p\), \(v\in K_q\), \(p\ne q\), and \(C_{uv}\ne 0\), every \(a\in K_p\), \(b\in K_q\) satisfies
For \(a,b\) in the same sector, \(E_{ab}=E_{ab}E_{bb}E_{bb}\in \mathcal S_3\). Hence every matrix unit belongs to \(\mathcal S_3\).
In the first diagram \(i\in E_0\) and \(j\in E_1\) are the open row and column indices. The four internal bonds range, from left to right, over \(K_0\otimes E_0\), \(E_0\), \(E_1\), and \(K_1\otimes E_1\). The displayed sum contracts the common multiplicity; \(\nu \) is fixed.
For (146), the middle box is a fixed letter \(C\). The two internal matrix indices are summed. The outer matrix units force those indices to be \(u\) and \(v\), respectively.
Let \(A\) be an injective tensor of physical dimension \(D^2\) and bond dimension \(D\), and let \(T\) be an injective operator tensor of the same physical dimension and positive bond dimension \(\chi \). If an exact biorthogonal action decomposition has \(m\geq 0\) copies of \(A\), so that \((T\cdot A)^x=\sum _{\mu =0}^{m-1}W_\mu A^xV_\mu \), then \(m{\gt}0\).
The \(D^2\) matrices \(A^y\) span the \(D^2\)-dimensional space \(\operatorname{End}(\mathbb {C}^D)\), so they are linearly independent. If \(m=0\), the action equation gives \(\sum _y T^{xy}_{\alpha \beta }A^y=0\) for every \(x,\alpha ,\beta \). Linear independence makes every coefficient \(T^{xy}_{\alpha \beta }\) zero. Its letters then span only zero, contradicting injectivity since \(\chi {\gt}0\).
Let \(D_0,D_1{\gt}0\) and \(\chi _0{\gt}0\). Suppose both \(T_0,T_1\) are injective, \(A_0\) is injective of physical dimension \(D_0^2\) and bond dimension \(D_0\), and \(A_1\) has physical dimension \(D_1^2\) and bond dimension \(D_1\). Suppose both exact actions \((T_p\cdot A_p)^x=\sum _{\mu =0}^{m-1}W_{p,\mu }A_p^xV_{p,\mu }\) have biorthogonal analysis and synthesis with common multiplicity \(m\geq 0\). Then the mixed operator is injective after blocking three sites.
The operator construction and the one-site injectivity discussion occur in [ 199 , Section 5 ] . Theorems 30.17.4.1 and 30.17.4.3 establish a three-site conclusion. The first uses only the two injective operator tensors and biorthogonality with positive multiplicity; the second derives that positivity from exact action on a square-physical injective tensor.
30.17.5 Common symbols along the mixed interpolation
The construction in [ 199 , Section 5 ] uses chosen fusion and action maps with \(L_0=L_1\) and \(F_0=F_1\). Their mixed maps retain these common coefficients. For \(L\), this holds throughout the interpolation, including \(\gamma =0,1\).
Fix a finite label set \(I\), nonnegative multiplicities \(N_{ab}^c,m_a\), and spaces \(E_p=\mathbb {C}^{D_p}\) and \(K_{p,a}=\mathbb {C}^{\chi _{p,a}}\), for \(p\in \{ 0,1\} \). All dimensions may vanish and are independent between the two ends and between labels. Take arbitrary maps \(V^A_{p,a;i}:K_{p,a}\otimes E_p\to E_p\), \(W^A_{p,a;i}:E_p\to K_{p,a}\otimes E_p\), \(V^F_{p,ab;c\mu }:K_{p,a}\otimes K_{p,b}\to K_{p,c}\), and \(W^F_{p,ab;c\mu }:K_{p,c}\to K_{p,a}\otimes K_{p,b}\). Their mixed maps are those of Definitions 30.17.2.1 and 30.17.3.2: every virtual leg independently chooses its direct-sum sector, and a map vanishes unless all its sectors agree. Tildes denote these mixed maps. For \(M\in \operatorname{End}(\mathbb {C}^n)\) write \(\tau _n(M)=n^{-1}\operatorname{tr}(M)\) when \(n{\gt}0\), and set \(\tau _0(M)=0\).
Let \(B_{j,p}=\mathbb {C}^{n_{j,p}}\), \(U_p=\mathbb {C}^{d_p}\), and \(Z_p=\mathbb {C}^{e_p}\), for \(j=1,2,3\) and \(p=0,1\). Given maps \(H_p:(B_{1,p}\otimes B_{2,p})\otimes B_{3,p}\to U_p\) and \(S_p:Z_p\to (B_{1,p}\otimes B_{2,p})\otimes B_{3,p}\), their matching-sector extensions \(\widetilde H,\widetilde S\) agree with \(H_p,S_p\) when all four indices have sector \(p\), and vanish otherwise. Each direct-sum basis lists sector zero first. The three incoming coordinates are ordered as \(((\alpha ,\beta ),\gamma )\), with the usual product-basis ordering.
The matching-sector extensions satisfy the rectangular identity
When \(Z_p=U_p\) for \(p=0,1\), this gives
Here the inverse at zero is zero. For every \(n\geq 0\) and \(M\in \operatorname{End}(\mathbb {C}^n)\), \(n\tau _n(M)=\operatorname{tr}(M)\).
Expand the product over the three independent sector choices. A nonzero summand requires all three contracted sectors and both external sectors to agree, proving (147). Summing its diagonal gives (148). For \(n{\gt}0\), \(n\tau _n(M)=\operatorname{tr}(M)\) by cancellation; for \(n=0\), both sides are zero. Substitute this identity in (148) and normalize to obtain (149).
For fixed \(a,b\), the sequential analysis and fusion-then-action synthesis maps, in the order \((K_{p,a}\otimes K_{p,b})\otimes E_p\), are
Identify the parenthesizations in the first line. Set \((L_p)_{ij,ck\mu }=\tau _{D_p}(H_{p,ij}R_{p,ck\mu })\) and define \(\widetilde L\) from the corresponding mixed maps. Thus rows are sequential paths and columns are fusion-then-action paths; there is a single state block. Then
The inverse at zero in (152) is defined to be zero. If \(L_0=L_1\), then \(\widetilde L=L_0\), including when \(D_0+D_1=0\).
Expanding (150) over the internal direct-sum coordinate gives zero unless all three incoming legs and the outgoing leg have the same sector \(p\). On that sector, the expansion is exactly \(H_{p,ij}\) or \(R_{p,ck\mu }\). Theorem 30.17.5.2 therefore gives (151) and, after taking normalized traces, (152). If \(L_0=L_1\) and \(D_0+D_1{\gt}0\), cancel the total dimension. If \(D_0+D_1=0\), both spaces are zero and all three normalized-trace matrices vanish.
Put \(C_{ij,ck\mu }=\widetilde H_{ij}\widetilde R_{ck\mu }\). The three contracted legs in this comparison are the \(a\) bond, the \(b\) bond, and the state bond, in that order.
The mixed action and fusion maps contain no \(\gamma \). Whenever the chosen maps give the action decomposition of Theorem 30.17.2.4, they therefore give this same \(\widetilde L\) on \(A(\gamma )\) for every real \(\gamma \). In particular, common coefficients persist on \([0,1]\) without injectivity of the mixed state at either end.
Fix \(a,b,c,d\in I\). Let \(q=(e,\mu ,\nu )\) run over left fusion paths, with \(0\leq \mu {\lt}N_{ab}^e\) and \(0\leq \nu {\lt}N_{ec}^d\), and let \(t=(f,\lambda ,\sigma )\) run over right fusion paths, with \(0\leq \lambda {\lt}N_{bc}^f\) and \(0\leq \sigma {\lt}N_{af}^d\). On \((K_{p,a}\otimes K_{p,b})\otimes K_{p,c}\) set
The right trees use the same associativity identification as the left trees. The matrix has left-analysis rows \((e,\mu ,\nu )\) and right-synthesis columns \((f,\lambda ,\sigma )\), as in [ 199 , Section 2 ] . Define the mixed trees and \(\widetilde F\) by the same formulas with mixed fusion maps. In the ordered direct-sum bases, an entry of a mixed fusion analysis or synthesis map equals its \(p\) entry when its three sectors all equal \(p\), and is zero otherwise.
For the arbitrary chosen maps above,
The inverse at zero is defined to be zero. If \(F_0=F_1\), then \(\widetilde F=F_0\), including when both final bonds are zero.
Each contraction in (153) forces all three incoming sectors to equal the outgoing sector. Thus the mixed trees agree with the corresponding trees at \(p=0,1\) on the two matching sectors and vanish elsewhere. Theorem 30.17.5.2 gives (155); its normalized-trace identity and (154) give (156). When the final total dimension is positive, equality follows by cancellation; when it is zero, \(F_0,F_1,\widetilde F\) all vanish.
Suppose \(F_0=F_1=F\) and that, for both \(p=0,1\) and every left fusion path \(q\), the chosen maps satisfy the analysis relation \(H^\ell _{p,q}=\sum _t(F_p)_{q,t}H^r_{p,t}\). Then
Equality of the chosen normalized-trace matrices is assumed; choosing such maps from gauge-equivalent symbol classes is a separate question. The coefficient identities require neither biorthogonality nor injectivity. The recoupling theorem additionally assumes the two analysis relations at the ends of the interpolation; equality of \(F_0,F_1\) alone does not supply those relations. These statements do not assert injectivity of the mixed operator or symmetric-phase classification.
30.17.6 Comparison at the first endpoint
Let \(P'=\Pi _{\mathcal S'_0}\), \(P=\Pi _{G_2(B_0)}\), and \(h'=I-P'\), \(h=I-P\). Then
These comparisons hold for arbitrary endpoint tensors; injectivity is unnecessary for the local statements.
The diagonal sector selectors are commuting orthogonal projections. By Theorem 30.17.1.4, the outer selectors also commute with \(P'\). Their product \(R_0C_1P'\) is therefore an orthogonal projection whose range is \(G_2(B_0)\) by Theorem 30.17.1.7, giving the first identity. The inclusion \(G_2(B_0)\subseteq \mathcal S'_0\) from Theorem 30.17.1.6 yields \(h'\leq h\), and \(h'\geq 0\) because it is an orthogonal projection. For commuting orthogonal projections \(Q,T\),
Applying this twice yields the upper comparison. Finally, Theorem 30.17.1.3 gives \(\mathcal S'_0\subseteq \operatorname {range}C_0\) and \(\mathcal S'_0\subseteq \operatorname {range}R_1\), which imply (159) by taking complementary projections.
Exchange the summands of \(\mathbb {C}^{D_0}\oplus \mathbb {C}^{D_1}\), and exchange them in each physical register. Let \(U_N\) be the resulting coefficient-space isometry from the reversed pair to the original pair on \(N\) sites. Let \(B_1\) be the physical relabeling of the first embedding of the reversed pair. Thus \(B_1\) equals \(A_1\) on \(I_1\times I_1\) and vanishes on the other physical sectors.
Put \(h'_1=I-\Pi _{\mathcal S'_1}\) and \(h_1=I-\Pi _{G_2(B_1)}\). The second endpoint support and interaction are the images of the first endpoint support and interaction of the reversed pair under \(U_2\). Moreover, \(B_1\) is injective if \(A_1\) is injective, and
If \(A_1\) is injective, its first embedding in the reversed pair is injective by Theorem 30.17.1.6. Relabeling its physical letters preserves their span, so \(B_1\) is injective. If \(\Phi \) denotes the simultaneous virtual basis exchange, each mixed letter of the reversed pair is \(\Phi (A^{ij})\), and its first-endpoint insertion is \(\Phi (W(1))\). Hence preservation of products and trace gives
The boundary exchange is bijective, so the supports are isometric images. Isometries transport orthogonal projections, while physical relabeling transports the canonical boundary spaces of \(B_1\). Each first-sector selector for the reversed pair becomes the complementary selector for the original pair. Conjugate (158) and (159) to obtain (161).
Let \(H'_{p,N}\) be the periodic sum of the actual extended interaction at \(p\in \{ 0,1\} \), and let \(K_{p,N}\) be the canonical nearest-neighbor parent Hamiltonian of the embedded tensor \(B_p\). For every \(N\geq 2\),
If \(A_p\) is injective and \(D_p{\gt}0\), this kernel is exactly the one-dimensional span of its embedded periodic MPS. A positive gap \(\delta _p\) of \(K_{p,N}\) transfers to a gap \(\delta _p/3\) of \(H'_{p,N}\). Consequently, if both endpoint tensors are injective, with \(D_0,D_1{\gt}0\), there is \(\delta {\gt}0\) such that both endpoint Hamiltonians have gap at least \(\delta \) on every periodic chain of length at least two. Only the two endpoint parameters are quantified in this conclusion.
A missing outer row sector on one edge is an inner row sector of the previous edge; a missing outer column sector is an inner column sector of the next edge. Cyclic extension preserves order by Theorem 12.8.1.47, so the local comparisons give
Summing counts each extended term three times, also when \(N=2\). Positivity and Lemma 12.8.38 give equal kernels and transfer the canonical gap with factor \(1/3\). When \(A_p\) is injective and \(D_p{\gt}0\), the embedded tensor \(B_p\) is one-site injective. Theorems 11.11.2.1 and 11.11.2.5 identify its canonical kernel as the one-dimensional periodic MPS span. Apply Theorem 12.10.13 to the constant family \(B_p\) over a one-point parameter space to obtain a positive canonical gap independent of the chain length. Taking the smaller of the two transferred bounds gives the common endpoint bound.
30.17.7 Extended boundary spaces on open intervals
For \(N\geq 1\), put
The empty product is \(I\). For \(N=2\), this agrees with (117).
If \(A\) is injective and \(W\neq 0\), then the extended products span the full matrix algebra at every \(N\geq 1\). Consequently \(\Gamma '_{W,N}\) is injective and \(\dim \mathcal S'_{W,N}=D^2\). Continuous families of injective \(A\) and nonzero \(W\) give continuous boundary maps and orthogonal support projections. If both endpoint tensors are injective and \(D_0,D_1{\gt}0\), then for the actual mixed tensor and insertion \(W(\gamma )\), the dimension is \((D_0+D_1)^2\) and the projections are continuous through both endpoints, at every fixed positive length.
The one-letter assertion is injectivity of \(A\). If the length-\(N\) extended products span all matrices, then their products on the left by \(A^iW\) span all \(RWS\). A nonzero entry \(W_{ab}\) yields every matrix unit through \(|i\rangle \langle a|W|b\rangle \langle j|=W_{ab}|i\rangle \langle j|\). Induction proves the span assertion even if \(W\) is singular or nilpotent. The nondegenerate trace pairing proves injectivity and the dimension. Entries of the boundary map are continuous finite products; its inverse-Gram formula gives continuity of its orthogonal range projector. For the mixed family, the mixed-letter span and nonvanishing of \(W(\gamma )\) give the required hypotheses.
Suppose \(A\) is injective and \(W\neq 0\). For \(L\geq 2\),
Fixing the last or first letter changes the boundary to \(WA^jX\) or \(XA^iW\), respectively, proving one inclusion. For the converse, write the right and left restrictions of a vector as \(\Gamma '_{W,L}(Y_i)\) and \(\Gamma '_{W,L}(Z_j)\). On the common interior, injectivity gives
The two-sided span supplies matrices \(R_j\) satisfying \(\sum _jR_jWA^j=I\). Thus \(Y_i=XA^iW\), where \(X=\sum _jR_jZ_j\). The first-site recursion reconstructs the vector as \(\Gamma '_{W,L+1}(X)\). No inverse of \(W\) is used.
Let \(h'_W=I-\Pi _{\mathcal S'_{W,2}}\) and let \(H'^{\mathrm{open}}_{W,N}=\sum _{i=1}^{N-1}h'_{W,i,i+1}\). If \(A\) is injective, \(W\neq 0\), and \(N\geq 2\), then
If both endpoint tensors are injective and \(D_0,D_1{\gt}0\), the mixed interpolation has open kernels of dimension \((D_0+D_1)^2\), and their orthogonal projections are continuous at every fixed \(N\geq 2\), including at \(\gamma =0,1\).
Each summand is positive, so zero total energy is equivalent to membership in every local kernel. In coordinates, extending a local interaction by the identity means applying it to every exterior configuration fiber. Thus the kernel conditions are exactly that all two-site contiguous restrictions lie in \(\mathcal S'_{W,2}\). Iterating the previous intersection theorem gives \(\mathcal S'_{W,N}\). Conversely, the first-site and last-site recursions show that every contiguous restriction of an extended boundary vector belongs to its corresponding extended support. The rank and continuity statements follow from the boundary-map theorem.
30.17.8 Joint extended boundary spaces
Let \(\{ A_x^i\} _{i=0}^{d-1}\subseteq M_{D_x}(\mathbb {C})\) be a finite family of tensor blocks indexed by \(x\), all with the same physical alphabet, and let \(W_x\in M_{D_x}(\mathbb {C})\). For \(N\geq 1\), define
The boundary domain is \(\prod _xM_{D_x}(\mathbb {C})\). This is the joint extended boundary space for the block construction of [ 199 , Section 5 ] .
Suppose \(\operatorname{span}_{\mathbb {C}}\{ (A_x^i)_x:0\leq i{\lt}d\} =\prod _xM_{D_x}(\mathbb {C})\) and \(W_x\neq 0\) for every \(x\). Then \(\Gamma '_{W,N}\) is injective for every \(N\geq 1\), the tuples of inserted products span \(\prod _xM_{D_x}(\mathbb {C})\), and \(\dim \mathcal S'_{W,N}=\sum _xD_x^2\). At fixed \(N\), the boundary map varies continuously with the tensor entries and insertions. The physical block columns need not be orthogonal.
Simultaneous spanning and the nondegenerate product trace pairing give injectivity at \(N=1\). Each block is injective, so there are matrices \(R_{x,j}\) satisfying \(\sum _jR_{x,j}W_xA_x^j=I\). If \(\Gamma '_{W,N+1}(X)=0\), fixing the last letter and applying injectivity at \(N\) gives \(W_xA_x^jX_x=0\) for every \(j,x\). Thus \(X_x=\sum _jR_{x,j}W_xA_x^jX_x=0\). Induction proves injectivity, and trace duality proves simultaneous spanning by inserted products. The dimension follows from injectivity. Each coefficient in (170) is a finite sum of products of matrix entries, giving continuity.
Under the hypotheses of Theorem 30.17.8.2, for \(L\geq 2\),
Every positive-length contiguous restriction of a vector in \(\mathcal S'_{W,N}\) lies in the corresponding shorter extended support.
Fixing the first or last letter changes \(X_x\) to \(X_xA_x^iW_x\) or \(W_xA_x^jX_x\), respectively. Conversely, let \(Y_{i,x}\) and \(Z_{j,x}\) be boundary tuples for the first and last restrictions of a vector. Joint injectivity on the common interior gives \(W_xA_x^jY_{i,x}=Z_{j,x}A_x^iW_x\) for every \(i,j,x\). Define \(X_x=\sum _jR_{x,j}Z_{j,x}\). Then \(Y_{i,x}=X_xA_x^iW_x\), reconstructing the vector as \(\Gamma '_{W,L+1}(X)\). Iterating the two endpoint restriction formulas proves closure under contiguous restrictions.
Under the hypotheses of Theorem 30.17.8.2, put \(h'_W=I-\Pi _{\mathcal S'_{W,2}}\) and \(H'^{\mathrm{open}}_{W,N}=\sum _{i=0}^{N-2}h'_{W,i,i+1}\). For \(N\geq 2\),
Along a continuous family satisfying these hypotheses, the orthogonal projector onto this kernel is continuous at each fixed \(N\geq 2\).
Positivity identifies the kernel of the sum with the simultaneous local kernels. These are exactly the constraints that every two-site contiguous restriction lies in \(\mathcal S'_{W,2}\). Iterating the joint restriction intersection proves equality with \(\mathcal S'_{W,N}\); closure under contiguous restrictions proves the reverse inclusion. Injectivity gives the dimension, and the inverse-Gram formula gives continuity of the orthogonal range projector.
30.17.9 The mixed family with shared endpoint alphabets
Let \(x\in \{ 0,\ldots ,r{-}1\} \) label corresponding blocks of two tensor families \(\{ (A_x^0)^i\} _{i\in \{ 0,\ldots ,d_0{-}1\} }\) and \(\{ (A_x^1)^j\} _{j\in \{ 0,\ldots ,d_1{-}1\} }\), with respective bond dimensions \(D_x^0,D_x^1\). Set \(E_x=\mathbb {C}^{D_x^0}\oplus \mathbb {C}^{D_x^1}\) and \(D_x=D_x^0+D_x^1\). Each endpoint has one physical alphabet shared by all its blocks. The mixed construction of [ 199 , Section 5 ] uses the disjoint union
Write these four kinds of physical letters as \((00,i)\), \((01,x,a,b)\), \((10,x,a,b)\) and \((11,j)\). Only the two cross sectors carry a block label.
Let \(V_{x,p}:\mathbb {C}^{D_x^p}\to E_x\) be the coordinate inclusions and \(E_{x;ab}^{pq}=V_{x,p}|a\rangle \! \langle b|V_{x,q}^*\) the rectangular matrix units embedded in \(\operatorname{End}(E_x)\). Define the letters of \(C_x\) by
Cross letters bearing a label different from \(x\) give the zero matrix in block \(x\). For \(\gamma \in \mathbb {R}\), set
The full tensor is \(A^\mu (\gamma )=\bigoplus _xA_x^\mu (\gamma )\). Its physical dimension is \(d=d_0+d_1+2\sum _xD_x^0D_x^1\). Let \(B_x^\mu =(A_x^0)^i\) when \(\mu =(00,i)\), and \(B_x^\mu =0\) in the other three physical sectors.
The physical index \(\mu \) in the following identity belongs to \(\mathcal I\); the block label \(x\) is fixed on both sides.
Let \((B_x)_x\) have simultaneous one-site span \(\operatorname{span}_{\mathbb {C}}\{ (B_x^i)_x:i\in \{ 0,\ldots ,d{-}1\} \} =\prod _xM_{n_x}(\mathbb {C})\). If \(U_x:\mathbb {C}^{n_x}\to \mathbb {C}^{m_x}\) and \(V_x:\mathbb {C}^{m_x}\to \mathbb {C}^{n_x}\) satisfy \(U_xV_x=I_{m_x}\), then \((U_xB_x^iV_x)_x\) has simultaneous one-site span \(\prod _xM_{m_x}(\mathbb {C})\). If instead \(R_x,W_x\in M_{n_x}(\mathbb {C})\) satisfy \(R_xW_x=I_{n_x}\), then \((B_x^iW_x)_x\) has simultaneous one-site span \(\prod _xM_{n_x}(\mathbb {C})\).
For a target tuple \((X_x)_x\), expand \((V_xX_xU_x)_x\) using the common coefficients of the original family, then compress:
For the second assertion expand \((X_xR_x)_x\) and multiply on the right by \(W_x\):
At one site each word is a single letter, so these are precisely the asserted one-site spans.
Suppose that for \(p=0,1\),
Then the mixed base has simultaneous one-site span
For \(0{\lt}\gamma {\lt}1\), the family \((A_x(\gamma ))_x\) has the same simultaneous one-site span. Its letters depend continuously on \(\gamma \in \mathbb {R}\).
Decompose an arbitrary tuple \(Z=(Z_x)_x\) into its four virtual corners. By (181), there are common coefficients \(c_i^p\) with \(Z_x^{pp}=\sum _i c_i^p(A_x^p)^i\) for every \(x\). The letters \((01,x,a,b)\) and \((10,x,a,b)\) supply the entries of \(Z_x^{01}\) and \(Z_x^{10}\) independently for every \(x\). Thus the same coefficient vector over \(\mathcal I\) gives \(Z_x=\sum _\mu c_\mu C_x^\mu \) simultaneously in all blocks. For \(0{\lt}\gamma {\lt}1\), every \(W_x(\gamma )\) is invertible. Applying (182) to \((Z_xW_x(\gamma )^{-1})_x\) proves the span of \((A_x(\gamma ))_x\). Formula (178) is affine in \(\gamma \), proving continuity.
For every \(x\) and every physical letter \(\mu \), the first virtual compression is \(V_{x,0}^*C_x^\mu V_{x,0}=B_x^\mu \). Under (181), the extended first family \((B_x)_x\) has simultaneous one-site span \(\prod _xM_{D_x^0}(\mathbb {C})\).
For \(N\geq 1\), let the joint extended boundary map be
The domain is \(\prod _xM_{D_x}(\mathbb {C})\). Set \(h'_\gamma =I-\Pi _{\mathcal S'_{\gamma ,2}}\) and \(H'^{\mathrm{open}}_{\gamma ,N}=\sum _{i=0}^{N-2}h'_{\gamma ,i,i+1}\).
Let \((B_x)_x\) be any block family and \(W_x\) any square insertion matrices of the matching sizes. At every length \(N\geq 1\),
If every \(W_x\) is invertible, the two boundary maps have the same range. In particular, for \(0{\lt}\gamma {\lt}1\),
These assertions require no simultaneous span assumption.
Associativity regroups the alternating product and gives (186) after taking traces and summing over \(x\). Invertibility makes \((X_x)_x\mapsto (W_xX_x)_x\) a bijection, with inverse \((Y_x)_x\mapsto (W_x^{-1}Y_x)_x\), proving equality of ranges. For the mixed family, \(W_x(\gamma )\) is invertible in the open interval. The joint canonical boundary range is \(\sum _xG_N(A_x(\gamma ))\) by Definition 12.10.1.1.
For arbitrary endpoint families, the maps \(\gamma \mapsto \Gamma '_{\gamma ,N}\) are continuous at fixed \(N\). Suppose (181) holds and \(D_x^0,D_x^1{\gt}0\) for every \(x\). Then \(W_x(\gamma )\) is continuous and nonzero on \(\mathbb {R}\). For every \(\gamma \in \mathbb {R}\) and \(N\geq 1\), the map \(\Gamma '_{\gamma ,N}\) is injective and \(\dim \mathcal S'_{\gamma ,N}=\sum _x(D_x^0+D_x^1)^2\). For \(N\geq 2\),
For fixed \(N\geq 1\), the orthogonal projector onto \(\mathcal S'_{\gamma ,N}\) is continuous on \(\mathbb {R}\). For fixed \(N\geq 2\), the orthogonal projector onto \(\ker H'^{\mathrm{open}}_{\gamma ,N}\) is continuous on \(\mathbb {R}\), including at \(\gamma =0,1\).
Theorem 30.17.9.3 supplies simultaneous spanning of \((C_x)_x\). Since \(D_x^0,D_x^1{\gt}0\), the matrix \(W_x(\gamma )\) could vanish only if both \(1-\gamma =0\) and \(\gamma =0\), which is impossible. Theorem 30.17.8.2 therefore applies to (183) at every real parameter. Theorem 30.17.8.4 gives (188), its dimension, and continuity of the kernel projector. The tensor family \(C_x\) is constant and \(W_x(\gamma )\) is continuous, so the boundary maps are continuous. Injectivity and the inverse-Gram formula give continuity of their orthogonal range projectors at every positive fixed length.
30.17.10 Joint rectangular columns at a singular endpoint
Use the mixed family \(C_x\) and the shared physical alphabet \(\mathcal I\) of Definition 30.17.9.1. Write \(D_x=D_x^0+D_x^1\) and \(V_x=V_{x,0}\). The two spaces of boundary coordinates are
Define \(L:\mathbb {C}^{\mathcal B_L}\to \mathbb {C}^{\mathcal I}\) and \(R:\mathbb {C}^{\mathcal B_R}\to \mathbb {C}^{\mathcal I}\) by
Both matrices use the single common physical alphabet \(\mathcal I\).
Suppose that each endpoint family has simultaneous one-site span, as in (181). Then \(L\) and \(R\) are injective. Their polar decompositions satisfy
The factors \(P_L=(L^*L)^{1/2}\) and \(P_R=(R^*R)^{1/2}\) act on the full joint boundary spaces. The assertions include the empty family.
For any simultaneously spanning family \(B_x\), its one-site coefficient map has columns \(B_x^i[a,b]\) and is injective by nondegeneracy of the joint trace pairing. Apply this to \(C_x\). The columns of \(L\) are the columns indexed by \((x,a,V_xb)\), while the columns of \(R\) are indexed by \((x,V_xc,e)\). Both indexing maps are injective, so these column subfamilies remain independent. The polar decomposition of each injective matrix gives the stated identities and positive factors.
For arbitrary labels \(x,y\), including \(x\ne y\),
If the two exterior rows of \(L\) are in the first virtual sector, then
In particular, simultaneous spanning does not make these matrices block diagonal in \(x\).
Expand matrix multiplication. When the two exterior rows are in the first sector, only the shared \(00\) physical alphabet contributes, and its rectangular entries are exactly those of \(A_x^0\) and \(A_y^0\).
Let \(\iota :\{ 0,\ldots ,d_0{-}1\} \to \mathcal I\) be the shared \(00\) physical inclusion. For a word \(w=(k_1,\ldots ,k_n)\) over \(\{ 0,\ldots ,d_0{-}1\} \), set \(A_x^0(w)=(A_x^0)^{k_1}\cdots (A_x^0)^{k_n}\). Then
This identity requires no spanning assumption. The two exterior indices \(a,e\in \{ 0,\ldots ,D_x{-}1\} \) are unrestricted.
Substitute \(W_x(0)=V_xV_x^*\) between neighboring letters. Every interior compression is \(V_x^*C_x^{\iota (k)}V_x=(A_x^0)^k\). Associativity leaves \(C_x^iV_x\) at the first site and \(V_x^*C_x^j\) at the last; expanding their product gives the formula.
30.17.11 Joint compression at the two boundary sites
Retain \(C_x\), \(V_x\), \(L=U_LP_L\), and \(R=U_RP_R\) from Section 30.17.10. Write \(D_x=D_x^0+D_x^1\) and let \(\iota _0:\{ 0,\ldots ,d_0{-}1\} \to \mathcal I\) denote the shared first physical alphabet. The spaces \(\mathbb {C}^{\mathcal B_L}\) and \(\mathbb {C}^{\mathcal B_R}\) include all block labels jointly.
For arbitrary nonnegative exterior dimensions \(E_x\), set \(\mathcal B_L(E)=\coprod _x(\{ 0,\ldots ,E_x{-}1\} \times \{ 0,\ldots ,D_x^0{-}1\} )\) and \(\mathcal B_R(E)=\coprod _x(\{ 0,\ldots ,D_x^0{-}1\} \times \{ 0,\ldots ,E_x{-}1\} )\). Define two linear maps by
Their ranges are the respective one-sided core supports.
For \(X_x\in M_{D_x}(\mathbb {C})\), define
Only the adjacent bulk site is restricted to the shared alphabet; it retains all \(d_0\) coordinates.
In the virtual sum \(\mathbb {C}^{D_x^0}\oplus \mathbb {C}^{D_x^1}\), the letter \(C_x^{\iota _0(i)}\) is \(\operatorname {diag}((A_x^0)^i,0)\). Multiplication by the first coordinate inclusion gives both identities.
With \(E_x=D_x\), the actual maps satisfy
No spanning or positive-dimension hypothesis is required.
Substitute the virtual inclusion identities and expand the trace:
The second equality uses cyclicity of the trace. These are (202) and (203) in coordinates.
The maps \((X_x)_x\mapsto (V_x^*X_x)_x\) and \((X_x)_x\mapsto (X_xV_x)_x\) are surjective onto their respective rectangular boundary spaces. The assertion includes empty label sets and zero-dimensional fibers.
Given \(Y_x\in \mathbb {C}^{D_x^0\times D_x}\), choose \(X_x=V_xY_x\). Given \(Z_x\in \mathbb {C}^{D_x\times D_x^0}\), choose \(X_x=Z_xV_x^*\). Both claims follow from \(V_x^*V_x=I\).
Define \(\widehat B_L=(U_L^*\otimes I_{d_0})B_L\) and \(\widehat B_R=(I_{d_0}\otimes U_R^*)B_R\).
Suppose both endpoint families span their block algebras simultaneously at one site. Then
The matrices \(P_L,P_R\) retain all cross-label entries.
Under the simultaneous spanning hypotheses,
Neither equality changes an interior tensor or assumes that the polar frame fills its ambient physical alphabet.
The coefficient identities give the forward inclusions. The reverse inclusions follow by choosing the padded square boundaries from Theorem 30.17.11.5.
For a chain of length at least three, the first and last constraints act on distinct edges. At length two they are descriptions of a single edge, whose kernel must be transformed by both boundary changes at once. No sum of edge operators is asserted here.
Equip all coefficient spaces with their Euclidean inner products. Set \(S_L=\operatorname {ran}\widehat B_L\), \(S_R=\operatorname {ran}\widehat B_R\), \(T_{L,E}=\operatorname {ran}\Phi _{L,E}\), and \(T_{R,E}=\operatorname {ran}\Phi _{R,E}\). Under simultaneous one-site spanning, define the invertible maps \(e_L=P_L^{-1}\otimes I_{d_0}\) and \(e_R=I_{d_0}\otimes P_R^{-1}\). Their inverses are \(P_L\otimes I_{d_0}\) and \(I_{d_0}\otimes P_R\).
With \(E_x=D_x\), one has \(e_L(S_L)=T_{L,D}\) and \(e_R(S_R)=T_{R,D}\).
The underlying coefficient vectors are unchanged when their Euclidean norms are specified, so the two range equalities apply directly.
For either boundary, let \(e(S)=T\) be the corresponding normalization and write \(h_S=\Pi _{S^\perp }\), \(h_T=\Pi _{T^\perp }\). For an invertible map \(f\), define its canonical deformation by \(\mathcal D_f(h)=\Pi _{(f^{-1}(\ker h))^\perp }\). Then \(\mathcal D_{e^{-1}}(h_S)=h_T\) and \(\mathcal D_e(h_T)=h_S\).
Since \(\ker h_S=S\) and \(\ker h_T=T\), the two pulled-back kernels are \(e(S)=T\) and \(e^{-1}(T)=S\). Orthogonal projection onto their complements gives the asserted equalities.
For finite-dimensional complex Hilbert spaces \(E,F\), an isometry \(U:E\to F\), and an operator \(H:F\to F\), define \(K=U^*HU\) on \(E\).
Suppose that \(UU^*H=HUU^*\). Then
No surjectivity or self-adjointness assumption is needed.
Use \(U^*U=I\) and the commutation hypothesis to obtain \(UK=UU^*HU=HU\) and \(KU^*=U^*HUU^*=U^*H\). Injectivity of \(U\) gives \(\ker K=U^{-1}(\ker H)\). The second intertwining identity sends \(\ker H\) into \(\ker K\), while \(v=U^*(Uv)\) gives the reverse inclusion in \(U^*(\ker H)\). If \(v\perp \ker K\) and \(w\in \ker H\), then \(\langle w,Uv\rangle =\langle U^*w,v\rangle =0\).
Suppose that \(UU^*H=HUU^*\) and that \(\delta \in \mathbb {R}\) satisfies \(\delta \lVert w\rVert \le \lVert Hw\rVert \) for every \(w\in (\ker H)^\perp \). Then \(\delta \lVert v\rVert \le \lVert Kv\rVert \) for every \(v\in (\ker K)^\perp \). The assertion includes zero-dimensional domain or codomain.
For \(v\perp \ker K\), apply the given estimate to \(Uv\) and use \(HUv=UKv\). Since \(U\) preserves norms, \(\delta \lVert v\rVert =\delta \lVert Uv\rVert \le \lVert HUv\rVert =\lVert Kv\rVert \).
30.17.12 The actual support in the joint boundary frame
Retain the shared alphabet \(\mathcal I\), the enlarged dimensions \(D_x=D_x^0+D_x^1\), and the full joint matrices \(L,R\) from Definition 30.17.10.1. At parameter zero, write \(S=\operatorname {ran}\Gamma '_2\), where
The actual local parent interaction is \(h=I-P_S\).
Put \(F=L\otimes R\) and \(U=U_L\otimes U_R\), with rows indexed by the two physical letters. Both have the full column space \(\mathbb {C}^{\mathcal B_L\times \mathcal B_R}\). For a family of virtual boundaries, define
The diagonal labels in \(g(X)\) arise from the internal trace; the ambient column space still contains every ordered pair of labels.
Without a spanning or positive-dimension hypothesis,
Neither physical site is cropped, and the block columns may overlap.
The empty interior word gives \((C_x^iV_xV_x^*C_x^j)_{ae}=\sum _bL_{i;(x,a,b)}R_{j;(x,b,e)}\). Multiplying by \((X_x)_{ea}\) and summing \(x,a,e\) turns (214) into (216). Polar reconstruction gives \(L\otimes R=(U_L\otimes U_R)(P_L\otimes P_R)\) and both range inclusions. Empty sums give the same identities when labels or first endpoint fibers are empty.
The open virtual legs in the following identity are \(a,e\in \{ 0,\ldots ,D_x{-}1\} \); the block label \(x\) is fixed. The left contractions have dimension \(D_x\), while the right contracted leg is \(b\in \{ 0,\ldots ,D_x^0{-}1\} \).
Let \(S\subseteq E\) be subspaces of a finite-dimensional complex Hilbert space, and set \(h=I-P_S\), \(Q=P_E\). Then
Equivalently, \(h-(I-Q)\) is positive, so the quadratic form of \(I-Q\) is bounded by that of \(h\) on every vector.
Projection onto \(E\) fixes \(S\), giving \(QP_S=P_S\); taking adjoints gives \(P_SQ=P_S\). Thus \(Q\) commutes with \(h\). The projection order \(P_S\le Q\) gives \(I-Q\le h\). If \(v\in E^\perp \), then \(P_Sv=0\) and \(hv=v\). Finally \(\operatorname {Re}\langle (I-Q)v,v\rangle =\| (I-Q)v\| ^2\), which proves the squared-norm bound.
Let \(Q=P_{\operatorname {ran}U}\) on the entire two-site physical Hilbert space.
For the actual support \(S\) in (214), \(QP_S=P_S\), \(Qh=hQ\), and \(I-Q\le h\). The interaction equals the identity on \((\operatorname {ran}U)^\perp \), and every physical vector satisfies \(\| (I-Q)v\| ^2\le \operatorname {Re}\langle hv,v\rangle \). These conclusions require no injectivity hypothesis.
Apply the supported-parent projection result to the derived inclusion \(S\subseteq \operatorname {ran}U\).
Let \(U\) be a rectangular isometry between finite-dimensional complex Hilbert spaces and suppose \(S\subseteq \operatorname {ran}U\). Then \(P_{\operatorname {ran}U}=UU^*\), \(U(U^*S)=S\), and
The projection \(UU^*\) commutes with \(I-P_S\). Every norm-gap lower bound for \(I-P_S\) on \(S^\perp \) holds with the same constant for its compression on \((U^*S)^\perp \).
The identities \(U^*U=I\) and \(S\subseteq \operatorname {ran}U\) give \(U(U^*S)=S\). Orthogonal projection onto an isometric image satisfies \(P_{U(U^*S)}=UP_{U^*S}U^*\). Multiply by \(U^*\) and \(U\) to obtain the compressed projector. Taking its complement gives the interaction and its kernel. The established commutator permits gap restriction through the isometry.
Suppose both endpoint families have simultaneous one-site span. Then \(U=U_L\otimes U_R\) is an isometry, \(Q=UU^*\), and the actual two-site interaction satisfies
At length two, this is one local term with both boundary frames.
The joint polar identities give \(U^*U=(U_L^*U_L)\otimes (U_R^*U_R)=I\). Apply supported isometric compression to \(S\subseteq \operatorname {ran}U\).
30.17.13 The common core for every ordered pair of blocks
Write \(A_x=A_x^0\) and \(D_x=D_x^0\) in this subsection. The exterior multiplicities \(E_x,F_x\) are arbitrary nonnegative integers. The shared physical alphabet remains \(\{ 0,\ldots ,d_0{-}1\} \) throughout the interior.
Let \(I_q,S_q\) be finite families of finite sets, and let \(P_q\) be orthogonal projections on \(\mathbb {C}^{I_q}\). Then \(\bigoplus _q(P_q\otimes I_{S_q})\) is an orthogonal projection. If \(P\) is an orthogonal projection and \(U:\mathcal H\to \bigoplus _q\mathbb {C}^{I_q\times S_q}\) is unitary with \(v\in \ker P\) exactly when \((Uv)_{q,s}\in \ker P_q\) for every \(q,s\), then \(UPU^{-1}=\bigoplus _q(P_q\otimes I_{S_q})\). Empty label sets and empty spectator fibers are allowed.
The inner product is the sum of the fiber inner products, so symmetry and idempotence hold on each fiber. The two conjugated projections have the same kernel, hence the same range, the orthogonal complement of that kernel. Orthogonal projections with the same range are equal.
Define \(L_x:\mathbb {C}^{D_x}\to \mathbb {C}^{D_x\times d_0}\) and \(R_x:\mathbb {C}^{D_x}\to \mathbb {C}^{d_0\times D_x}\) by
Put \(S_{L,x}=\operatorname {ran}L_x\), \(S_{R,x}=\operatorname {ran}R_x\), and let \(p_{L,x}=\Pi _{S_{L,x}^{\perp }}\), \(p_{R,x}=\Pi _{S_{R,x}^{\perp }}\).
On the first edge, the unitary coordinate regrouping is \(((x,a,b),i)\mapsto (x,(b,i),a)\). On the last edge, it is \((i,(x,c,e))\mapsto (x,(i,c),e)\).
Under the respective regroupings,
In the first identity a rectangular boundary \(Y_x\) supplies \(u_c=Y_x[c,a]\) at each fixed \(x,a\). Conversely, choose such a vector independently for each \(x,a\) and assemble these columns into \(Y_x\). The last identity uses the rows \(u_b=Z_x[e,b]\) in the same way. Neither construction selects a label or an exterior value from an empty set.
The projections onto the orthogonal complements of \(\operatorname {ran}\Phi _{L,E}\) and \(\operatorname {ran}\Phi _{R,E}\) become respectively \(\bigoplus _x(p_{L,x}\otimes I_{E_x})\) and \(\bigoplus _x(p_{R,x}\otimes I_{E_x})\) under the edge regroupings.
Their kernels are exactly the ranges in Theorem 30.17.13.4; apply Theorem 30.17.13.1.
For \(m\geq 1\) interior sites, put \(I_{x,y,m}=\{ 0,\ldots ,D_x{-}1\} \times \operatorname {Cfg}(d_0,m)\times \{ 0,\ldots ,D_y{-}1\} \). The normalized chain coordinates and their unitary regrouping are
Denote the induced unitary by \(U_{E,F,m}\). Its fiber at \((x,y),(a,e)\) is given by
All ordered pairs occur, including \(x\ne y\).
The first placement separates \(((x,a,b),\sigma _1)\) from the remaining physical word and right boundary. The last separates \((\sigma _m,(y,c,e))\) from the left boundary and preceding word. The middle placement separates \(\sigma \) from both boundaries. On \(I_{x,y,m}\) the same placements separate \((b,\sigma _1)\), \((\sigma _m,c)\), and \(\sigma \), respectively, retaining the remaining core coordinates as spectators.
Let \(A_{\mathrm{joint}}=\bigoplus _z A_z\) on the original shared physical alphabet, with all block weights equal to one. Its two-site parent interaction is denoted by \(h_{\mathrm{joint}}\). Define
The middle interaction is joint even when \(x\ne y\); it is not a parent interaction chosen from one boundary label. The full physical alphabet, including any unused directions, remains in every core.
At \(m=1\), the middle sum vanishes. The total length is three and the first and last edges are distinct.
No two-site window fits inside a single middle site, so the middle sum is indexed by the empty set.
The first edge identity fixes \(x,a\) and leaves the right boundary unchanged. The last fixes \(y,e\) and leaves the left boundary unchanged. The middle placement evaluates the same joint open-chain operator on \(\sigma \) in both coordinate systems. Add these three identities.
For arbitrary \(E_x,F_x\geq 0\) and \(m\geq 1\),
Thus the choices \(E=F=D^0\) and \(E=F=D^0+D^1\) use the same concrete family \(G_{x,y,m}\). Empty labels, zero dimensions, and distinct boundary labels are included.
Evaluate both sides at an arbitrary \((x,y),(b,\sigma ,c),(a,e)\) and use Theorem 30.17.13.10.
Suppose \(D_x^0{\gt}0\) for every label, \(D_x^1\geq 0\), and \(\delta \geq 0\). Set \(D=D^0\) and \(\widetilde D=D^0+D^1\). For each \(m\geq 1\),
Each side quantifies over its entire indicated kernel complement.
The coordinate unitaries preserve norms, kernels and their orthogonal complements. Apply (231) on each side and then Theorem 30.17.14.16 to the common family \(G_{x,y,m}\). The exterior fibers are nonempty because \(D_x^0{\gt}0\).
30.17.14 Dependent finite spectator coordinates
Let \(Q\) be finite, let \(J_q\) be finite for each \(q\in Q\), and set \(E_q=\mathbb {C}^{J_q}\) and \(E=\mathbb {C}^{\coprod _{q\in Q}J_q}\), with Euclidean inner products. For \(v\in E\), its restriction \(v_q\in E_q\) is given by \(v_q(i)=v(q,i)\). A family of complex linear maps \(F_q:E_q\to E_q\) defines \(F_\Sigma :E\to E\) by
The finite sets may be empty.
For \(q\in Q\) and \(u\in E_q\), the extension \(\iota _qu\in E\) has restriction \(u\) at \(q\) and zero at every other label. Thus \((\iota _qu)_q=u\) and \((\iota _qu)_r=0\) for \(r\ne q\).
For finite \(Q\), finite \(J_q\), and \(v,w\in E\),
Expand each inner product as the sum of its scalar coordinates and group the coordinates with the same label \(q\).
For finite \(Q\), finite \(J_q\), any complex linear family \((F_q)\), \(q\in Q\), \(u\in E_q\), and \(v\in E\),
All restrictions outside \(q\) vanish. The sums for the norm and inner product therefore have only the term indexed by \(q\). The operator identity follows from \(F_r0=0\) at every \(r\ne q\).
For finite \(Q\), finite \(J_q\), and a complex linear family \((F_q)\), \(v\in \ker F_\Sigma \) if and only if \(v_q\in \ker F_q\) for every \(q\in Q\).
The equation \(F_\Sigma v=0\) is equivalent to \(F_qv_q=0\) at every label.
For finite \(Q\), finite \(J_q\), and a complex linear family \((F_q)\), \(v\in (\ker F_\Sigma )^\perp \) if and only if \(v_q\in (\ker F_q)^\perp \) for every \(q\in Q\).
If \(v\perp \ker F_\Sigma \), test against \(\iota _qu\) for \(u\in \ker F_q\), obtaining \(0=\langle \iota _qu,v\rangle =\langle u,v_q\rangle \). Conversely, for \(w\in \ker F_\Sigma \), each summand in \(\langle w,v\rangle =\sum _q\langle w_q,v_q\rangle \) vanishes.
Let \(Q\) and every \(J_q\) be finite, let each \(F_q\) be complex linear, and let \(\delta \geq 0\). If \(\delta \| u\| \leq \| F_qu\| \) for all \(q\in Q\) and \(u\in (\ker F_q)^\perp \), then \(\delta \| v\| \leq \| F_\Sigma v\| \) for every \(v\in (\ker F_\Sigma )^\perp \).
Sum the inequalities \(\delta ^2\| v_q\| ^2\leq \| F_qv_q\| ^2\) and take nonnegative square roots.
Let \(Q\) and every \(J_q\) be finite, let each \(F_q\) be complex linear, and let \(\delta \geq 0\). Then
No nonemptiness, positivity, or symmetry assumption is imposed.
The reverse implication is Theorem 30.17.14.7. For the forward implication, apply the bound to \(\iota _qu\), using \(\| \iota _qu\| =\| u\| \) and \(\| F_\Sigma \iota _qu\| =\| F_qu\| \).
Let \(Q\) be a finite set, and let \(I_q\) and \(S_q\) be finite sets for each \(q\in Q\). Write \(\mathcal H_q=\mathbb {C}^{I_q}\) and \(\mathcal H_S=\mathbb {C}^{\coprod _{q\in Q}(I_q\times S_q)}\), with their Euclidean inner products. For \(v\in \mathcal H_S\), \(q\in Q\), and \(s\in S_q\), define \(v_{q,s}\in \mathcal H_q\) by \(v_{q,s}(i)=v(q,i,s)\). Given complex linear operators \(G_q:\mathcal H_q\to \mathcal H_q\), define \(H_S:\mathcal H_S\to \mathcal H_S\) by
No set in this definition is required to be nonempty.
For the finite sets and operators in Definition 30.17.14.9, every \(v\in \mathcal H_S\) satisfies
By (237), \(H_Sv=0\) if and only if \(G_qv_{q,s}=0\) for every \(q\) and \(s\).
For the finite sets and operators in Definition 30.17.14.9, every \(v\in \mathcal H_S\) satisfies
For the forward implication, extend any \(u\in \ker G_q\) by zero outside the coordinate \((q,s)\). The resulting vector \(\widetilde u\) belongs to \(\ker H_S\) and satisfies \(\langle \widetilde u,v\rangle =\langle u,v_{q,s}\rangle \). For the reverse implication, sum \(\langle u,v\rangle =\sum _{q\in Q}\sum _{s\in S_q} \langle u_{q,s},v_{q,s}\rangle =0\) for \(u\in \ker H_S\).
For finite \(Q\), finite \(I_q,S_q\), and every \(v\in \mathcal H_S\),
Expand \(\| v\| ^2=\sum _{q,i,s}|v(q,i,s)|^2\) and exchange the finite sums over \(i\in I_q\) and \(s\in S_q\).
Let \(Q\), \(I_q\), and \(S_q\) be finite, let each \(G_q\) be complex linear, and let \(\delta \geq 0\). Suppose \(\delta \| u\| \leq \| G_qu\| \) for every \(q\in Q\) and \(u\in (\ker G_q)^\perp \). Then \(\delta \| v\| \leq \| H_Sv\| \) for every \(v\in (\ker H_S)^\perp \). The sets \(Q\), \(I_q\), and \(S_q\) may be empty.
For \(v\in (\ker H_S)^\perp \), the hypotheses and (240) give
Taking nonnegative square roots proves the claim.
Let \(Q\) and each \(I_q\) be finite, let each \(S_q\) be finite and nonempty, let each \(G_q\) be complex linear, and let \(\delta \geq 0\). Then
The label set \(Q\) may be empty; no positivity or symmetry is assumed.
The reverse implication is Theorem 30.17.14.13. For the forward implication, fix \(q\in Q\) and choose \(s\in S_q\). Extend \(u\in (\ker G_q)^\perp \) by zero outside \((q,s)\) to obtain \(v\in (\ker H_S)^\perp \). Then \(\| v\| =\| u\| \) and \(\| H_Sv\| =\| G_qu\| \).
Let \(Q\) and each \(I_q\) be finite. Let \(S_q\) and \(T_q\) be finite and nonempty for every \(q\in Q\), let each \(G_q\) be complex linear, and let \(\delta \geq 0\). Form \(H_S\) and \(H_T\) from this same family \((G_q)_{q\in Q}\). Then
There is no restriction on the relative cardinalities of \(S_q\) and \(T_q\), and no positivity, symmetry, or nonemptiness of \(Q\) is assumed.
Both statements are equivalent to \(\delta \| u\| \leq \| G_qu\| \) for all \(q\in Q\) and \(u\in (\ker G_q)^\perp \).
Let \(r,d_0,N\in \mathbb {N}\), and let \(D_x^0,D_x^1\in \mathbb {N}\) for \(0\leq x{\lt}r\), with \(D_x^0{\gt}0\). For every ordered pair \((x,y)\), put
For any family of complex linear operators \(G_{x,y}:\mathbb {C}^{I_{x,y}}\to \mathbb {C}^{I_{x,y}}\) and any \(\delta \geq 0\), the operators \(H_S\) and \(H_T\) defined by this same family satisfy
Every ordered pair is retained, including \(x\ne y\). The case \(r=0\) is allowed, and no positivity of \(D_x^1\) or of \(G_{x,y}\) is required.
Each \(S_{x,y}\) is nonempty because \(D_x^0,D_y^0{\gt}0\). The inequalities \(D_x^0+D_x^1\geq D_x^0{\gt}0\) and \(D_y^0+D_y^1\geq D_y^0{\gt}0\) imply that \(T_{x,y}\) is nonempty. Apply Theorem 30.17.14.15 with label set \(\{ 0,\ldots ,r-1\} ^2\).
30.17.15 The degenerate mixed endpoint on a ring
Use the common physical alphabet \(\mathcal I\), mixed letters \(C_x^\mu \), and embedded first family \(B_x\) of Definition 30.17.9.1. Put \(P_x=W_x(0)\) and let \(\Gamma '_2\) be the joint extended map in (183). All sums over \(x\) retain the physical overlaps of the original endpoint blocks.
Let \(r(\mu ),c(\mu )\in \{ 0,1\} \) indicate whether the row and column phase of \(\mu \) are zero. Their values on \(00,01,10,11\) are respectively \((r,c)=(1,1),(1,0),(0,1),(0,0)\). On an \(N\)-site configuration set \((R_i v)_\sigma =r(\sigma _i)v_\sigma \) and \((C_i v)_\sigma =c(\sigma _i)v_\sigma \). Define \(S=\operatorname {ran}\Gamma '_2\) and \(h'=I-\Pi _S\).
Left and right virtual projection give \(P_xC_x^\mu =r(\mu )C_x^\mu \) and \(C_x^\mu P_x=c(\mu )C_x^\mu \). For arbitrary insertions \(W_x\) and virtual boundaries \(X_x\), write \(\Gamma '_{2,W}(X)_{\mu \nu }=\sum _x\operatorname{tr}(C_x^\mu W_xC_x^\nu X_x)\). The outer phase actions are
At \(W_x=P_x\), the inner phases satisfy \(C_0\Gamma '_2(X)=R_1\Gamma '_2(X)=\Gamma '_2(X)\).
Each mixed letter occupies its indicated virtual corner. Multiplication by \(P_x\) therefore selects its row or column phase. Cyclicity of the trace moves the first row projection to the right of \(X_x\); the last column projection multiplies \(X_x\) on the left. The internal insertion \(P_x\) already fixes the first column and last row phases.
The phase selectors are commuting orthogonal projections. Each of \(R_0,R_1,C_0,C_1\) preserves \(S\), commutes with \(\Pi _S\), and commutes with \(h'\).
The diagonal coefficients are real and idempotent. The two boundary actions in (248) preserve the range, and the two inner actions fix it. For a self-adjoint map \(T\) preserving a subspace \(S\), the identity \(\langle Tu,w\rangle =\langle u,Tw\rangle \) also makes \(S^\perp \) invariant. Thus \(T\Pi _S=\Pi _ST\).
Let \(G=\sum _x\mathcal G_2(B_x)\) be the full joint canonical support. Then \(R_0C_1S=G\subseteq S\) and \(\Pi _G=R_0C_1\Pi _S\).
If \(V_x:\mathbb {C}^{D_x^0}\to E_x\) is the first coordinate inclusion, then \(P_x=V_xV_x^*\) and
The outer selectors replace \(X_x\) by \(P_xX_xP_x\) \(=V_x(V_x^*X_xV_x)V_x^*\), and every tuple \(Y_x\) occurs this way. Hence their image is precisely \(G\). The commuting product \(R_0C_1\Pi _S\) is the orthogonal projection onto that image.
For \(a,b\in \{ 0,1\} \), set \(R_0^{(0)}=R_0\), \(R_0^{(1)}=I-R_0\), \(C_1^{(0)}=C_1\), and \(C_1^{(1)}=I-C_1\). Let \(T_{ab}=R_0^{(a)}C_1^{(b)}\) and \(S_{ab}=T_{ab}S\). The corresponding two-site physical phase pairs are \((00,00),(00,01),(10,00),(10,01)\).
Put \(P_x^{(0)}=P_x\) and \(P_x^{(1)}=I-P_x\). For arbitrary insertions,
The \(T_{ab}\) are orthogonal projections with sum \(I\) and \(T_{ab}T_{cd}=0\) for \((a,b)\ne (c,d)\). At the first endpoint, \(S=\bigoplus _{a,b}S_{ab}\) is an orthogonal sum and \(S_{00}=G\).
Subtract the outer boundary actions from the identity to obtain the complementary actions. Their products give (250). The binary diagonal phase indicators imply \(\sum _{a,b}T_{ab}=I\) and the vanishing of distinct products. Every \(T_{ab}\) preserves \(S\), so their images sum to \(S\); self-adjointness and the vanishing products make these images orthogonal. The canonical-corner identity gives \(S_{00}=G\).
With \(k=I-\Pi _G\), the actual endpoint satisfies
The inclusion \(G\subseteq S\) reverses the complementary projection order. For commuting orthogonal projections \(P,Q\), \(I-PQ\le (I-P)+(I-Q)\) because \((I-P)(I-Q)\ge 0\). Apply this twice to \(\Pi _G=R_0C_1\Pi _S\). The fixed inner phases give \(\Pi _S\le C_0,R_1\), which proves (252).
On an \(N\)-site ring let \(E_N=\sum _{i\in \{ 0,\ldots ,N{-}1\} }((I-R_i)+(I-C_i))\). For a configuration \(\sigma \), let \(n(\sigma )\) count the failed row and column phase conditions. Let \(Q_N\) be the diagonal projection onto configurations for which every letter has phase \(00\). Thus \((Q_Nv)_\sigma =v_\sigma \) if \(n(\sigma )=0\), and zero otherwise.
Let \(H'_N=\sum _{i\in \{ 0,\ldots ,N{-}1\} }h'_{i,i+1}\), with cyclic indices. For every \(N\ge 2\),
Each diagonal summand contributes one precisely when its condition fails. An inactive configuration has \(n(\sigma )\ge 1\), proving \(I-Q_N\le E_N\). Sum the first-column and second-row inequalities in (252). The cyclic shift permutes \(\{ 0,\ldots ,N{-}1\} \), so each column and each row appears exactly once. This yields \(E_N\le 2H'_N\). At \(N=2\) the two directed translates remain distinct summands in \(H'_N\).
Let \(K_N=\sum _i k_{i,i+1}\) be the full joint canonical parent. For every \(N\ge 2\),
Translate and sum (251). Cyclic reindexing turns the two outer penalties into \(E_N\). Every site phase reduces every translated interaction, so \(E_N\) commutes with \(H'_N\). Its kernel projection \(Q_N\) therefore commutes as well. Since \(0\le K_N-H'_N\le E_N\) and \(E_NQ_N=0\), positivity forces \((K_N-H'_N)Q_N=0\). If \(H'_Nv=0\), then \(I-Q_N\le 2H'_N\) forces \(Q_Nv=v\), and hence \(K_Nv=0\). Conversely \(H'_N\le K_N\) implies \(\ker K_N\subseteq \ker H'_N\).
Suppose that both endpoint families have simultaneous one-site span and \(D_x^0{\gt}0\) for every block. Then for every \(N\ge 2\), \(|V^{(N)}(A_x(0))\rangle =|V^{(N)}(B_x)\rangle \) and \(\ker H'_N=\operatorname{span}_{\mathbb {C}}\{ |V^{(N)}(A_x(0))\rangle :x\in \{ 0,\ldots ,r{-}1\} \} \). There is a \(\delta {\gt}0\), independent of \(N\), such that every \(v\perp \ker H'_N\) satisfies
Here \(\delta \) is one gap for the full joint canonical parent.
Simultaneous spanning is preserved by the first virtual compression. The joint canonical parent theorem gives the stated component span and one positive gap \(\delta \) for \(K_N\). Since \(A_x^\mu (0)P_x=A_x^\mu (0)\), compression by \(V_x^*\) and \(V_x\) preserves every positive-length word trace and gives \(B_x\). Write \(v=x+y\), where \(x=Q_Nv\) and \(y=(I-Q_N)v\). These components are orthogonal, and \(x\perp \ker K_N\) because \(Q_N\) fixes the common kernel. Using (256) and (254),
Cauchy–Schwarz gives (257). If the common physical alphabet is empty, the positive-length chain space is zero, and both conclusions hold directly. Empty block families require no separate nonemptiness assumption.
30.17.16 Exchanging the two periodic endpoints
The second endpoint follows from the first by exchanging the two sector labels. This exchange acts on the shared endpoint alphabets and on every rectangular alphabet at once, so all overlaps between block columns are preserved.
Write \(\mathcal I\) for the joint alphabet of \((A_0,A_1)\) and \(\widetilde{\mathcal I}\) for that of the reversed pair \((A_1,A_0)\). Define \(e:\mathcal I\longrightarrow \widetilde{\mathcal I}\) by
Both rectangular indices retain their order. Let \(s_x:\mathbb C^{D_0^x}\oplus \mathbb C^{D_1^x} \longrightarrow \mathbb C^{D_1^x}\oplus \mathbb C^{D_0^x}\) exchange the virtual summands, and put \(\Phi _x(X)=s_xXs_x^{-1}\). The physical configuration isometry goes from the reversed chain space to the original one: \((U_Nv)_\sigma =v_{e\circ \sigma }\).
A tilde denotes the reversed pair. For every \(\gamma \in \mathbb R\), every block \(x\), and every physical letter \(\mu \),
Consequently,
These identities require no spanning or dimension assumptions.
Inspect the four physical summands. An endpoint letter stays in its corresponding virtual corner after both labels are exchanged; a rectangular matrix unit keeps its row and column indices. Exchanging the two diagonal weights replaces \(\gamma \) by \(1-\gamma \). In each summand of the joint boundary trace, the whole product is conjugated by \(s_x\), so its trace is unchanged. Every reversed virtual boundary is \(\Phi _xX_x\) for a unique \(X_x\), which proves the support equality. Orthogonal projection onto an isometric image is conjugated by the same isometry, giving the parent interaction identity.
For every \(N\ge 0\) and every real \(\gamma \),
The same identity holds for an arbitrary common linear combination of the component vectors, with its coefficient vector unchanged.
Relabeling physical letters commutes with restriction to each cyclic window and with extension by the spectator identity. It therefore conjugates every translated interaction, and summing gives the first identity. This argument includes both oriented terms when \(N=2\). For a component MPS, induction on the word length conjugates its complete matrix product by \(s_x\). Trace invariance gives the second identity, including the empty word. Summing over \(x\) retains every cross-label overlap.
Suppose that both endpoint families have simultaneous one-site span and \(D_1^x{\gt}0\) for every block. For every \(N\ge 2\),
There is a \(\delta _1{\gt}0\), independent of \(N\), such that \(\| H'_N(1)v\| \ge \delta _1\| v\| \) whenever \(v\perp \ker H'_N(1)\). Positivity of the first endpoint dimensions is unnecessary here.
If also \(D_0^x{\gt}0\) for every block, the actual component-span identity holds at both endpoints, and one \(\delta _*{\gt}0\) satisfies
Empty block families and zero physical alphabets are permitted. The statement concerns the two endpoints only.
Apply Theorem 30.17.15.11 to \((A_1,A_0)\). Its required positive dimensions are precisely \(D_1^x\). Conjugacy sends the reversed kernel to the original kernel; it also sends the reversed component span to the actual span in (264). If \(v\) is orthogonal to the original kernel, then \(U_N^{-1}v\) is orthogonal to the reversed kernel: for every reversed kernel vector \(z\), \(\langle z,U_N^{-1}v\rangle =\langle U_Nz,v\rangle =0\). Apply the reversed gap bound and use preservation of both norms. Finally choose \(\delta _*=\min (\delta _0,\delta _1)\) from the two common joint-parent endpoint bounds. No interior parameter enters this argument.
30.17.17 Open gaps from changes at the two boundary sites
For \(p\in \{ 0,1\} \), let \(A_p\) consist of \(D_p^2\) matrices in \(M_{D_p}(\mathbb {C})\), where \(D_p\geq 0\). These are the given endpoint tensors in their square physical-support coordinates. The mixed physical space at length \(N\) is \((\mathbb {C}^{(D_0+D_1)^2})^{\otimes N}\). Write \(H'^{\mathrm{open}}_{\gamma ,N}\) for the nonwrapping sum of the extended two-site interaction of Definition 30.17.3. A norm gap \(\eta \) above the kernel of a positive operator \(H\) means \(\eta \| v\| \leq \| Hv\| \) for every \(v\perp \ker H\).
Let \(Q_N\) select the configurations for which every column register except the last and every row register except the first lies in the first sector. For \(N\geq 2\), set \(H_N=H'^{\mathrm{open}}_{0,N}\). This endpoint Hamiltonian satisfies
The active coordinates retain two unrestricted exterior registers, two first-sector inner boundary registers, and \(N-2\) bulk sites. Let \(J_N\) denote zero extension from these coordinates and \(K_N=J_N^*H_NJ_N\). Then \(J_N^*J_N=I\), \(J_NJ_N^*=Q_N\), and \(J_N(\ker K_N)=\ker H_N\). A gap \(\eta \geq 0\) of \(K_N\) gives a gap \(\min \{ \eta ,1/2\} \) of \(H_N\).
Sum the inner row and column penalties over all nonwrapping bonds. Each violated register contributes one, while each interaction bounds the two penalties assigned to it. This gives (266). Every row and column selector reduces each overlapping interaction, so their active product also commutes with the sum. The orthogonal decomposition \(v=J_Nx+y\), \(Q_Ny=0\), gives
Positivity converts the active norm gap into its quadratic-form lower bound. The inactive estimate excludes inactive ground vectors and gives the stated gap comparison.
Suppose \(A_0\) is one-site injective and \(N\geq 3\). Changing the physical coordinates at only the first and last active sites yields an invertible map \(F_N\). There are constants \(B,C{\gt}0\), independent of \(N\), such that \(\| F_Nv\| \leq B\| v\| \) and \(\| F_N^{-1}v\| \leq C\| v\| \). Each actual compressed local kernel is carried by \(F_N\) to the corresponding normalized local kernel. The normalized Hamiltonian acts on the interior coordinates independently of the two free exterior registers.
The \(D_0^2\) endpoint letters form a basis of \(M_{D_0}\), so their physical coefficient matrix is invertible. Its inverse changes each diagonal boundary letter into a matrix unit, leaving the mixed boundary letters and all interior \(A_0\) letters unchanged. The first and last normalized local ranges are respectively \(Y\mapsto A_0^qY\) and \(Y\mapsto YA_0^q\). Their exterior columns and rows are independent spectators. The coordinate inclusions of these smaller edges have range projections equal to products of the reducing sector selectors. Thus cropping a boundary range equals pulling it back under the inclusion, and its complement projection is the actual compressed interaction. Extending either fixed boundary change by exterior identities leaves its operator norm bound unchanged; composing the two changes gives \(B\) and \(C\) independent of the number of bulk sites.
If both given endpoint tensors are one-site injective, there exist \(W\geq 3\) and \(\delta {\gt}0\) such that, for \(p\in \{ 0,1\} \), \(N\geq W\), and \(v\perp \ker H'^{\mathrm{open}}_{p,N}\),
The kernels are the actual extended open kernels with free exterior registers.
For orthogonal projections \(P_i\) and an invertible \(F\), let \(Q_i\) project onto \((F^{-1}\ker P_i)^\perp \). Positive forward and inverse norm bounds \(B,C\) give
Hence a gap \(\eta \) of \(\sum _iP_i\) gives a gap \(\eta /(B^2C^2)\) of \(\sum _iQ_i\). If \(D_0=0\), the active space is zero. Otherwise first take the second-sector dimension to be zero. The actual interaction is then the ordinary injective \(A_0\) parent interaction, whose open gap is uniform at all sufficiently large lengths. Normalize its two boundaries, replace its free exterior registers by the enlarged registers, and undo the boundary normalization. The middle step preserves the gap exactly, since the same interior operator acts independently on each exterior fiber. Both normalization losses are independent of volume. Apply the inactive-sector bound and then exchange the endpoint sectors. The smaller of the two positive constants and the larger starting length give the conclusion.
30.17.18 A uniform gap along the closed mixed interpolation
Consider the mixed interpolation of [ 199 , Section 5 ] . For each \(p\in \{ 0,1\} \), take any \(D_p{\gt}0\) and endpoint tensor \(A_p=(A_p^i)_{i=0}^{D_p^2-1}\) whose letters span \(M_{D_p}(\mathbb {C})\). Thus the hypotheses are one-site injectivity and the stated square physical alphabets. Write \(A(\gamma )\) for their mixed interpolation on physical dimension \((D_0+D_1)^2\), and write \(H'_{\gamma ,N}\) and \(H'^{\mathrm{open}}_{\gamma ,N}\) for the periodic and nonwrapping sums of its extended two-site interaction, respectively. All bounds below concern these given tensors; the constants may depend on them.
At every fixed \(N\geq 2\), the actual open Hamiltonian and its kernel projector depend continuously on \(\gamma \in \mathbb {R}\). If it has gap \(\eta {\gt}0\) at \(\gamma _0\), then every \(\eta '{\lt}\eta \) is a lower norm bound on the kernel complement of each Hamiltonian in a neighborhood of \(\gamma _0\). For each fixed volume and each compact parameter set, there is a positive gap bound uniform on that set; the bound may depend on both. For \(0{\lt}\gamma {\lt}1\), the actual open Hamiltonian equals the canonical open parent of \(A(\gamma )\).
Extension by exterior identities and a fixed permutation of the physical coordinates preserve operator continuity. Summing the finitely many nonwrapping terms gives continuity of the open sum. Its exact kernel is the extended boundary range, whose projector is continuous. Apply the operator-and-kernel perturbation estimate and then compactness. In the interior the extended local projection equals the canonical one, so the two open sums coincide.
At each endpoint, the actual weighted periodic vector equals the corresponding embedded endpoint vector for every positive length. For \(N\geq 2\) and \(\gamma \in [0,1]\), the actual vector \(|V^{(N)}(A(\gamma ))\rangle \) is nonzero and
This one-dimensional kernel has a continuous orthogonal projector on \([0,1]\). For each fixed \(N\geq 2\), a positive periodic gap works throughout the closed parameter interval.
At zero, every weighted letter is right-absorbed by the first virtual corner. Compressing a nonempty product into that corner preserves its trace and gives the embedded endpoint product. Sector exchange gives the identity at one. Endpoint injectivity proves nonvanishing there, while interior injectivity proves it for \(0{\lt}\gamma {\lt}1\). The endpoint kernel comparisons and the canonical interior kernel identify the stated line. The map from a scalar to its multiple of the actual periodic vector is continuous and injective. Its range projector is therefore continuous. Apply the compact finite-dimensional gap theorem to the continuous periodic Hamiltonian and this exact kernel projector.
There is \(\delta {\gt}0\), depending only on the given endpoints and independent of \(\gamma \in [0,1]\) and \(N\geq 2\), such that every \(v\perp \ker H'_{\gamma ,N}\) satisfies
At either endpoint, its derived eventual open gap gives a window with \(m\geq 2\) local terms and \(m+1\) sites whose gap \(\eta \) satisfies \(1{\lt}m\eta \). In the interior, injectivity gives such a strict canonical open window, and the actual open operator is the same. Choose \(1/m{\lt}\eta '{\lt}\eta \) before applying fixed-window continuity. For nearby interior parameters, Knabe’s estimate gives the positive periodic bound
at every \(N\geq 2m\). At either endpoint use its independently derived periodic gap \(\delta _E{\gt}0\). Thus \(\min \{ \delta _K,\delta _E\} \) is a common bound on a neighborhood in the closed interval. A finite subcover gives one positive constant and one common lower length threshold. Finally, each of the finitely many shorter rings has a positive bound uniform in the parameter by the actual periodic kernel-line continuity. Taking the minimum of these constants proves the assertion.
This conclusion concerns the spectral gap of the specified mixed tensor path in square physical-support coordinates. A reduction from arbitrary original physical alphabets, covariance under a common MPO symmetry throughout the path, and the corresponding symmetric-phase classification are separate assertions.
30.18 Physical isometries and periodic gaps
The physical-support reduction in [ 199 , Section 5 ] restricts each endpoint to the subspace spanned by its tensor. To compare Hamiltonians before and after an isometric inclusion, the unused physical space must have positive energy. Let \(E:\mathbb {C}^d\to \mathbb {C}^m\) satisfy \(E^\dagger E=I\), put \(Q=EE^\dagger \), \(T=E\otimes E\), and \(W_N=E^{\otimes N}\). For a positive two-site interaction \(h\), use the extension of Definition 10.4.17:
For \(N\geq 2\), write \(h_i\), \(h'_i\), and \(B_i\) for the respective translates on sites \(i,i+1\) modulo \(N\), and put \(H_N=\sum _{i=0}^{N-1}h_i\), \(H'_N=\sum _{i=0}^{N-1}h'_i\), and \(P_N=\sum _{i=0}^{N-1}B_i\). Neither the \(h_i\) nor the \(h'_i\) are assumed to commute.
The conjugated term \(C=ThT^\dagger \) in (273) has components
The north legs are output indices \(\alpha _0,\alpha _1\) and the south legs are input indices \(\beta _0,\beta _1\), each of dimension \(m\). The four internal legs have dimension \(d\); the lower tensors are \(E^\dagger \), so their coefficients are complex conjugated as in (274).
30.18.1 Commuting support penalties
For any one-site matrix \(R\) and \(N\geq 2\), all periodic translates of \(R\otimes R\) commute. Thus the translates of \(I-Q\otimes Q\) commute. The commutation assertion requires neither \(R\) to be a projection nor \(E\) to be an isometry when \(Q=EE^\dagger \).
A translate is the tensor product of \(R\) on its two cyclic sites and \(I\) elsewhere. At each site, the factors from any two translates belong to \(\{ R,I\} \) and commute. Multiplication of tensor products gives commutation on the chain. Taking complements preserves it. The same argument includes \(N=2\), when both translates cover the whole ring.
If \(E^\dagger E=I\), \(h\geq 0\), and \(N\geq 2\), then \(h'\geq 0\) and
The interaction \(B\) is the isometric extension of zero and is an orthogonal projection. Apply the exact kernel transport for commuting projections to the zero interaction and \(B\); the original zero Hamiltonian has the whole chain as its kernel. This gives (275). The commuting-projection spectral bound gives \(\operatorname {spec}P_N\subseteq \{ 0\} \cup [1,\infty )\), hence \(\langle P_Ny,y\rangle \geq \| y\| ^2\) on its kernel complement. Positivity of \(h\) gives \(0\leq B\leq h'\) and \(P_N\leq H'_N\). Comparing quadratic forms proves (276). Only the auxiliary penalties \(B_i\) have been required to commute.
30.18.2 Orthogonal decomposition along an isometry
Let \(U:\mathcal E\to \mathcal F\) be an isometry between finite-dimensional complex inner-product spaces. Suppose \(K\) and \(L\) are linear operators on \(\mathcal E\) and \(\mathcal F\), respectively, with \(LU=UK\). Write \(q_L(v)=\operatorname {Re}\langle Lv,v\rangle \) and \(q_K(x)=\operatorname {Re}\langle Kx,x\rangle \). Every \(v\in \mathcal F\) has the orthogonal decomposition
If \(c{\gt}0\) and \(c\| y\| ^2\leq q_L(y)\) whenever \(U^\dagger y=0\), then \(\ker L=U(\ker K)\). No symmetry or positivity assumption on \(L\) or \(K\) is needed.
If \(Lv=0\), use (277). Then \(Ly=-UKx\), so orthogonality gives \(q_L(y)=0\). The strict lower bound forces \(y=0\). Thus \(v=Ux\), and \(UKx=Lv=0\) implies \(Kx=0\) by injectivity of \(U\). Conversely, \(Kx=0\) gives \(LUx=UKx=0\).
Suppose \(L\) is self-adjoint, \(\delta ,c\in \mathbb {R}\), and
Then \(\min \{ \delta ,c\} \| v\| ^2\leq q_L(v)\) for \(v\perp \ker L\). Neither constant is required to be nonnegative.
For \(v\perp \ker L\), the vector \(x=U^\dagger v\) lies in \((\ker K)^\perp \), because \(U(\ker K)\subseteq \ker L\). Intertwining gives \(\langle LUx,y\rangle =0\) in (277). Self-adjointness gives \(\langle Ly,Ux\rangle =0\) as well. Therefore
The last equality is (278).
Suppose \(K,L\geq 0\), \(\delta \geq 0\), and \(\delta \| x\| \leq \| Kx\| \) for \(x\perp \ker K\). If \(c\| y\| ^2\leq q_L(y)\) whenever \(U^\dagger y=0\), then \(\min \{ \delta ,c\} \| v\| \leq \| Lv\| \) for \(v\perp \ker L\). No sign assumption on \(c\) is required.
For a positive operator, the norm-gap hypothesis with \(\delta \geq 0\) gives \(q_K(x)\geq \delta \| x\| ^2\) on the kernel complement. Apply Theorem 30.18.2.2 and the bound \(q_L(v)\leq \| Lv\| \| v\| \). When \(v\neq 0\), division by \(\| v\| \) gives the assertion; for \(v=0\) it is immediate.
30.18.3 Periodic ground spaces and gap bounds
For \(E^\dagger E=I\), \(h\geq 0\), and \(N\geq 2\),
In particular, if \(\ker H_N=\operatorname{span}_{\mathbb {C}}\{ \psi \} \), then \(\ker H'_N=\operatorname{span}_{\mathbb {C}}\{ W_N\psi \} \). This holds even for \(\psi =0\); a nonzero ground vector is not a hypothesis.
Suppose \(E^\dagger E=I\), \(h\geq 0\), and \(N\geq 2\). A quadratic-form bound \(\delta \| x\| ^2\leq \operatorname {Re}\langle H_Nx,x\rangle \) on \((\ker H_N)^\perp \) gives
If \(\delta \geq 0\), a norm gap \(\delta \| x\| \leq \| H_Nx\| \) on \((\ker H_N)^\perp \) gives \(\min \{ \delta ,1\} \| v\| \leq \| H'_Nv\| \) on \((\ker H'_N)^\perp \). Finally, spectral separation \(\operatorname {spec}H_N\subseteq \{ 0\} \cup [\delta ,\infty )\) gives
The quadratic-form and spectral assertions allow arbitrary real \(\delta \). None of these assertions requires \(0\) to be an eigenvalue.
Positivity of \(h\) and \(h'\) makes both periodic sums positive. Combine \(H'_NW_N=W_NH_N\) with (276) and apply the abstract quadratic-form or norm theorem with \(U=W_N\) and \(c=1\). For the spectral assertion, finite-dimensional spectral separation first gives the quadratic-form bound on \((\ker H_N)^\perp \). Transfer it by (280) and apply the converse spectral implication to the positive operator \(H'_N\).
In particular, a positive bound \(\delta \) uniform in \(N\geq 2\) remains uniform after physical inclusion, with constant \(\min \{ \delta ,1\} \). For canonical two-site parent interactions, Theorem 10.4.21 identifies \(h'\) with the parent interaction of the physically included tensor. Thus the gap estimate applies when restoring a larger physical alphabet after a support reduction. Constructing the endpoint support coordinates, proving covariance under a common MPO symmetry along an interpolation, and classifying phases with degenerate ground spaces remain separate mathematical assertions.
30.19 Mixed paths in arbitrary physical alphabets
Let \(A_p=(A_p^i)_{i=0}^{d_p-1}\) have bond dimension \(D_p\), for \(p=0,1\), and put \(D=D_0+D_1\). The physical dimensions \(d_p\) need not equal \(D_p^2\). Read \(A_p\) as a matrix \(\mathscr A_p:\mathbb {C}^{D_p^2}\to \mathbb {C}^{d_p}\) and take its polar factorization \(\mathscr A_p=F_pP_p\). Let \(B_p\) be the tensor formed from the rows of \(P_p\), with physical dimension \(D_p^2\) and bond dimension \(D_p\), as in Definition 35.1.3.1. Thus \(A_p=F_pB_p\), where multiplication denotes physical mixing. This realizes the physical-support reduction preceding the mixed interpolation in [ 199 , Section 5 ] .
30.19.1 Polar support and full endpoint embeddings
If \(A_p\) is one-site injective, then \(B_p\) is one-site injective.
Every letter \(A_p^i=\sum _k(F_p)_{ik}B_p^k\) belongs to the span of the letters of \(B_p\). Since the letters of \(A_p\) span \(M_{D_p}(\mathbb {C})\), the letters of \(B_p\) span that algebra as well.
Let \(I_p:\mathbb {C}^{D_p^2}\to \mathbb {C}^{D^2}\) include the \(p\)th diagonal physical sector, and put \(\mathcal H=\mathbb {C}^{D^2}\oplus \mathbb {C}^{d_0}\oplus \mathbb {C}^{d_1}\) and \(Jw=(w,0,0)\). The full original physical spaces enter \(\mathcal H\) through the maps of Definition 10.4.26:
When \(A_p\) is injective, Theorems 35.1.3.6 and 10.4.27 give \(F_p^\dagger F_p=I\) and \(E_p^\dagger E_p=I\). The original unused directions are retained in the separate \(\mathbb {C}^{d_p}\) summands. The disjoint coordinate sectors also give \(E_0^\dagger E_1=0\), by Theorem 10.4.1.11. These assertions require no symmetry of the endpoint tensors.
Let \(\mathcal B(\gamma )\) be the mixed interpolation of \(B_0,B_1\) from Definition 30.17.1. Define
Its physical dimension is \(D^2+d_0+d_1\) and its bond dimension is \(D\).
For arbitrary \(A_0,A_1\), the tensor \(\widetilde A(\gamma )\) is continuous for \(\gamma \in \mathbb {R}\). If both tensors are one-site injective, then \(\widetilde A(\gamma )\) is injective for \(0{\lt}\gamma {\lt}1\).
The mixed tensor depends continuously on \(\gamma \), and physical mixing by the fixed matrix \(J\) is continuous. Injectivity of \(B_0,B_1\) gives interior injectivity of \(\mathcal B(\gamma )\). Since \(J^\dagger J=I\), applying \(J^\dagger \) to the physical letters recovers \(\mathcal B(\gamma )\) and preserves their full span.
Extending a square-alphabet tensor by zero into its diagonal physical sector is exactly physical mixing by \(I_p\). In particular, the auxiliary small-bond tensors \(\widehat B_p=I_pB_p\) satisfy \(J\widehat B_p=E_pA_p\) whenever \(A_p\) is injective. For every \(N{\gt}0\), injectivity of the corresponding endpoint gives
The equality at \(p\) requires injectivity only of \(A_p\).
The coordinate inclusion agrees with the original tensor on its sector and vanishes elsewhere. The identities \(E_pF_p=JI_p\) and \(A_p=F_pB_p\) give \(E_pA_p=JI_pB_p=J\widehat B_p\). The mixed endpoint tensors have block forms
The off-diagonal blocks do not contribute to the trace of any nonempty word. Hence their periodic vectors equal those of \(\widehat B_0\) and \(\widehat B_1\), respectively. Physical mixing by \(J\) acts on every physical index of these vector equalities and gives (284).
The off-diagonal blocks in (285) are retained by the actual tensor path. The endpoint identities (284) compare periodic vectors; they do not identify the raw bond-\(D\) tensors with the bond-\(D_p\) original tensors.
30.19.2 The continuous positive interaction
For any local matrix \(a\) on \((\mathbb {C}^d)^{\otimes R}\), with \(R\leq N\), its action on a cyclic window agrees with the operator defined by applying \(a\) to that window and fixing the exterior configuration. Their periodic sums therefore agree. In particular, for \(R=2\) and \(N\geq 2\), the sum of the Euclidean local operators is the operator with configuration-basis matrix \(\sum _{i=0}^{N-1}a_i\). No positivity or projection assumption on \(a\) is needed.
For a configuration \(\sigma \), let \(\sigma |_i\) be its ordered cyclic window and let \(\sigma [i\leftarrow \tau ]\) replace that window by \(\tau \). Both local operators have the coefficient formula
The cyclic window and its complement partition the sites, so their coordinate permutation extracts and replaces precisely these indices. Sum (286) over the cyclic origins.
For any square-alphabet tensors \(C_0,C_1\), let \(h_{C_0,C_1}(\gamma )\) be the configuration-basis matrix of \(I-\Pi _{\mathcal S'_\gamma }\) for their extended mixed two-site support. It represents exactly that Euclidean operator. Set \(h_\gamma =h_{B_0,B_1}(\gamma )\), \(T=J\otimes J\), and define
The periodic sums are defined for \(N\geq 2\).
For arbitrary \(C_0,C_1\) and real \(\gamma \), \(h_{C_0,C_1}(\gamma )\geq 0\); for arbitrary \(A_0,A_1\), \(\widetilde h_\gamma \geq 0\). If \(D_0,D_1{\gt}0\) and \(C_0,C_1\) are injective, then \(h_{C_0,C_1}(\gamma )\) is continuous on \(\mathbb {R}\). Thus, if \(D_0,D_1{\gt}0\) and \(A_0,A_1\) are one-site injective, \(\widetilde h_\gamma \) is continuous on \(\mathbb {R}\), including at \(0\) and \(1\).
The complement of an orthogonal projection is positive. Passing to matrix coordinates preserves positivity and continuity in finite dimension. Under the stated injectivity hypotheses, the positive polar tensors are injective, so the continuous-support theorem applies to \(h_\gamma \). Since \(T\) is fixed, (287) is an affine continuous function of \(h_\gamma \). Positivity of the isometric extension gives \(\widetilde h_\gamma \geq 0\).
For arbitrary original tensors \(A_0,A_1\) and \(0{\lt}\gamma {\lt}1\), \(\widetilde h_\gamma \) equals the canonical two-site parent interaction of \(\widetilde A(\gamma )\).
In the open interval the insertion in the mixed tensor is invertible, so its extended two-site support is the canonical one. The canonical parent of a tensor physically included by \(J\) is its isometric interaction extension. Apply these two identities.
30.19.3 Ground lines and a volume-uniform gap
Suppose \(D_0,D_1{\gt}0\) and \(A_0,A_1\) are one-site injective. For every \(\gamma \in [0,1]\) and \(N\geq 2\), the vector \(|V^{(N)}(\widetilde A(\gamma ))\rangle \) is nonzero, and
The support-coordinate theorem gives the nonzero periodic vector of \(\mathcal B(\gamma )\) and its exact ground line. The coordinate identity identifies its Euclidean Hamiltonian with \(H_{\gamma ,N}\). Isometric kernel transport gives \(\ker \widetilde H_{\gamma ,N}=J^{\otimes N}(\ker H_{\gamma ,N})\). Physical mixing takes the support-coordinate vector to \(|V^{(N)}(\widetilde A(\gamma ))\rangle \). Since \(J^{\otimes N}\) is an isometry, this vector remains nonzero. Its span has dimension one.
If \(D_0,D_1{\gt}0\) and \(A_0,A_1\) are one-site injective, there is a constant \(0{\lt}\varepsilon \leq 1\), depending only on these tensors, such that for every \(\gamma \in [0,1]\), every \(N\geq 2\), and every \(v\perp \ker \widetilde H_{\gamma ,N}\),
Apply the uniform mixed-path gap theorem to the derived injective tensors \(B_0,B_1\), which have square physical alphabets. It gives \(\delta {\gt}0\), independent of \(\gamma \in [0,1]\) and \(N\geq 2\), with \(\delta \| x\| \leq \| H_{\gamma ,N}x\| \) on the kernel complement. The coordinate identity transfers precisely this bound to the matrix Hamiltonian. Each \(h_\gamma \) is positive, so Theorem 30.18.3.2 applies to the fixed inclusion \(J\) and gives (289) with \(\varepsilon =\min \{ \delta ,1\} {\gt}0\). Both constants are obtained from the endpoint tensors; a support-path gap is not an assumption.
The resulting continuous positive interactions connect the exact periodic endpoint vectors in the orthogonal full embeddings (282), with a uniform gap including \(N=2\). The endpoint interactions use the extended limiting supports; canonical-parent equality has been asserted only in the open interval. Attaching paths to canonical endpoint interactions, proving covariance under a common MPO symmetry, and the phase classification with degenerate ground spaces are separate assertions; this scope restriction relative to the symmetric path of [ 199 , Section 5 ] is recorded in [ 73 ] .
30.20 Attaching the canonical parents
Let \(A_p\) be one-site injective tensors of positive bond dimension \(D_p\) and arbitrary physical dimension \(d_p\), for \(p\in \{ 0,1\} \). Write \(A_p=U_pB_p\) for their physical polar decompositions, where \(B_p\) has physical dimension \(D_p^2\), and put \(D=D_0+D_1\). The common physical space is
Let \(J:\mathbb {C}^{D^2}\to \mathcal H\) be the inclusion of the first summand. Let \(E_p:\mathbb {C}^{d_p}\to \mathcal H\) be the full physical isometries satisfying \(E_pA_p=J\widehat B_p\), where \(\widehat B_p\) extends \(B_p\) by zero outside the \(p\)th diagonal physical sector.
For the unweighted mixed tensor \(B\) and the virtual summand projections \(P_p\), define
The actual limiting interaction on \(\mathcal H^{\otimes 2}\) is
Its distinction from the canonical parent \(k_p=I-\Pi _{\mathcal S^2_{E_pA_p}}\) is essential: their local kernels need not have the same dimension. Their periodic kernels do agree. This section proves the ordered attachment underlying the affine parent-Hamiltonian comparison in [ 199 , Section 5 ] . It does not impose or establish commutation with a common matrix product operator.
For each \(p\in \{ 0,1\} \), \(h_p\leq k_p\).
Let \(V_p:\mathbb {C}^{D_p}\to \mathbb {C}^D\) include the virtual summand, so \(P_p=V_pV_p^\dagger \) and \(V_p^\dagger B^iV_p=\widehat B_p^i\). For every boundary matrix \(X\in M_{D_p}(\mathbb {C})\), cyclicity of the trace gives
Hence \(\mathcal S^2_{\widehat B_p}\subseteq S'_p\). Orthogonal projection onto a smaller subspace is smaller in operator order, so taking complements gives \(h'_p\leq I-\Pi _{\mathcal S^2_{\widehat B_p}}\). Isometric inclusion with the unit penalty on the unused space preserves this inequality. The identity \(E_pA_p=J\widehat B_p\) identifies its right side with \(k_p\).
For \(p\in \{ 0,1\} \) and \(0\leq t\leq 1\), set
For \(p\in \{ 0,1\} \), \(c_p(0)=h_p\), \(c_p(1)=k_p\), and \(c_p\) is continuous. Every \(c_p(t)\) with \(0\leq t\leq 1\) is positive and has operator norm at most one.
The endpoint values and continuity are immediate from the affine formula. Both \(h_p\) and \(k_p\) are orthogonal-projection complements, hence lie between \(0\) and \(I\), and a convex combination of two such operators again lies between \(0\) and \(I\).
Write \(H_{p,N}\), \(K_{p,N}\), and \(C_{p,N}(t)\) for the periodic sums of \(h_p\), \(k_p\), and \(c_p(t)\), respectively. For every \(N\geq 2\),
There exists \(0{\lt}\delta \leq 1\), independent of \(p,t,N\), such that, for every \(v\perp \ker C_{p,N}(t)\),
The same lower gap bound that applies to the mixed path may be used for both attachments.
The mixed path at parameter \(p\) has exactly the nonzero periodic vector \(|\psi _{E_pA_p,N}\rangle \) as its ground-state representative. Injectivity of \(E_pA_p\) identifies the kernel of its canonical parent with the same line. Thus \(\ker H_{p,N}=\ker K_{p,N}\).
The local order gives \(H_{p,N}\leq K_{p,N}\) and \(H_{p,N}\leq C_{p,N}(t)\). Every common zero vector is killed by the affine sum; positivity gives the opposite kernel inclusion. Hence all three kernels agree, including for the two-site ring.
Let \(\delta \) be a uniform gap of the actual mixed path. In finite dimension, positivity gives, for every \(v\perp \ker H_{p,N}\),
Operator order and Cauchy–Schwarz then give
Cancel \(\| v\| \) when \(v\ne 0\); the case \(v=0\) is immediate. No new loss in the lower gap bound occurs.
The reverse of the first attachment and the second attachment join the mixed path to the two canonical parents. The common MPO covariance and fusion requirements in the definition of symmetric phase remain separate; these attachments alone do not establish the symmetric classification. This scope restriction is recorded in [ 73 ] .