Tensor Network Theory: A formalization blueprint

20 Mixed States: Renormalization of Matrix Product Operators

Building on the matrix product density operators of Chapter 16, renormalization fixed points and zero-correlation-length conditions characterize mixed-state chains [ 13 , Section 4 ] . Local channels govern the fixed-point equation, the saturation of the area law for mutual information, the structure of simple and commuting fixed points, and the induced boundary theory for two-dimensional PEPS. The general algebraic classification continues in Chapter 21.

20.1 Preliminaries for physical renormalization

The physical renormalization of matrix product density operators rests on channel extensions, projector-controlled positive sums, and physical closures of virtual contractions.

Theorem 20.1.1 Multiplicativity from reflected short contractions
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Let \(A,B\) be complex algebras with involutions, and let \(V:B\to A\) be complex linear and preserve the involutions. Let \(\tau _A:A\to \mathbb {C}\) and \(\tau _B:B\to \mathbb {C}\) be complex linear, with \(\tau _A(a^*a)=0\) implying \(a=0\). Suppose, for every \(x,y,z\in B\), that

\begin{align*} \tau _A(Vx\, Vy) & =\tau _B(xy), \\ \tau _A(Vx\, Vy\, Vz) & =\tau _B(xyz), \\ \tau _A((Vy)^*(Vx)^*Vx\, Vy) & =\tau _B(y^*x^*xy). \end{align*}

Then \(V(xy)=Vx\, Vy\) for every \(x,y\in B\). No finite-dimensionality, positivity, traciality, or unitality of \(V\) is required beyond the stated quadratic faithfulness.

Proof ▶

Put \(d=Vx\, Vy-V(xy)\). Expanding \(\tau _A(d^*d)\) gives four terms. The reflected four-point identity evaluates the first, the three-point identity evaluates the two cross terms, and the two-point identity evaluates the last. After preserving involutions and associating products, their values are all \(\tau _B(y^*x^*xy)\), with coefficients \(1,-1,-1,1\). Hence \(\tau _A(d^*d)=0\), and quadratic faithfulness gives \(d=0\).

This is a finite-moment criterion for an already specified involution on the compared algebras. In a boundary reconstruction, preservation of the oriented involution must be proved separately before applying the criterion; preservation of the physical adjoint alone does not supply it.

Theorem 20.1.2 Tensor extension preserves trace-preserving complete positivity
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Let \(\mathcal S:\operatorname{End}_{\mathbb {C}}(H)\to \operatorname{End}_{\mathbb {C}}(K)\) be trace-preserving and completely positive, and let \(R\) be another finite-dimensional space. Then

\begin{align} \mathcal S\otimes \operatorname{id}_R: \operatorname{End}_{\mathbb {C}}(H\otimes R) & \longrightarrow \operatorname{End}_{\mathbb {C}}(K\otimes R), \notag \\ \operatorname{id}_R\otimes \mathcal S: \operatorname{End}_{\mathbb {C}}(R\otimes H) & \longrightarrow \operatorname{End}_{\mathbb {C}}(R\otimes K) \notag \end{align}

are trace-preserving and completely positive.

Proof ▶

The first assertion is the tensor-extension closure theorem. For the second, let \(\tau _H:R\otimes H\simeq H\otimes R\) and \(\tau _K:K\otimes R\simeq R\otimes K\) be the canonical factor swaps. Then

\begin{align} \operatorname{id}_R\otimes \mathcal S & =\mathcal R_{\tau _K}\circ (\mathcal S\otimes \operatorname{id}_R)\circ \mathcal R_{\tau _H}, \notag \end{align}

where \(\mathcal R_\tau \) denotes reindexing both matrix coordinates along \(\tau \). Both reindexing maps are trace-preserving and completely positive, so closure under composition proves the claim.

Lemma 20.1.3 Compressed sums of completely positive maps
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Let \((P_i)_i\) be finitely many operators on \(H\) and let each \(\Phi _i:\operatorname{End}_{\mathbb {C}}(H)\to \operatorname{End}_{\mathbb {C}}(K)\) be completely positive. Then

\begin{align} X & \mapsto \sum _i\Phi _i(P_iXP_i^\dagger ) \notag \end{align}

is completely positive. No completeness or orthogonality condition on the \(P_i\) is required.

Proof ▶

Composing each Kraus family of \(\Phi _i\) with the corresponding \(P_i\) gives one combined rectangular Kraus family representing the sum.

Lemma 20.1.4 Trace selection by projector-controlled sums
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Let \((P_i)_i\) be finitely many orthogonal projections on \(H\), not necessarily resolving the identity, and let each \(\Phi _i:\operatorname{End}_{\mathbb {C}}(H)\to \operatorname{End}_{\mathbb {C}}(K)\) be trace-preserving and completely positive. Then, for every \(X\),

\begin{align} \operatorname{tr}\Bigl(\sum _i\Phi _i(P_iXP_i)\Bigr) & =\operatorname{tr}\Bigl(\Bigl(\sum _iP_i\Bigr)X\Bigr). \notag \end{align}
Proof ▶

Trace preservation of each \(\Phi _i\) reduces the left side to \(\sum _i\operatorname{tr}(P_iXP_i)\); cyclicity of the trace and idempotence of each projection give \(\operatorname{tr}(P_iXP_i)=\operatorname{tr}(P_iX)\).

The state-preparation map \(\mathcal P_\rho (X)=X\otimes \rho \) from operators on \(A\) to operators on \(A\otimes B\), used in the maps \(\mathcal T_1\) and \(\mathcal S_1\) of [ 13 , Appendix C.2, lines 1527–1533 and 1551–1555 ] , is stated in [ 216 , “State-preparation map” ] .

Definition 20.1.5 Physical closure maps
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For an MPO tensor \(M\), a length \(N\), and a virtual operator \(X\), define the physical operator \(M_N(X)\) by

\begin{align} M_N(X)_{\boldsymbol i,\boldsymbol j} & = \operatorname{tr}\! \left(M^{i_0j_0}M^{i_1j_1}\cdots M^{i_{N-1}j_{N-1}}X\right). \notag \end{align}

This is linear in \(X\). The displayed order chooses the cut of the cyclic virtual contraction immediately before the first site, so that \(X\) follows the last site. The one- and two-site operators are constructed in [ 13 , lines 638–654 and Definition 4.1 ] . When \(M=\mathcal K\), write these operators as \(\mathcal K_N(X)\); the cases \(N=2,3\) occur in [ 13 , Proposition C.7, lines 1510–1516 ] .

Lemma 20.1.6 Periodic closure
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Closing the virtual legs with the identity gives the periodic MPO operator: \(M_N(1)=\rho ^{(N)}(M)\).

Proof ▶

For every pair of physical words \(\sigma ,\tau \),

\begin{align} M_N(1)_{\sigma ,\tau } & =\operatorname{tr}\! \left(M^{\sigma ,\tau }\cdot 1\right) =\operatorname{tr}\! \left(M^{\sigma ,\tau }\right) =\rho ^{(N)}(M)_{\sigma ,\tau }. \notag \end{align}
Theorem 20.1.7 One- and two-site physical closures
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Under the canonical identifications of one-site configurations with physical indices and two-site configurations with pairs of physical indices,

\begin{align} M_1(X)_{i,j} & =\operatorname{tr}(M^{ij}X), \notag \\ M_2(X)_{(i_0,i_1),(j_0,j_1)} & =\operatorname{tr}(M^{i_0j_0}M^{i_1j_1}X). \notag \end{align}
Proof ▶

Under these identifications, the length-one and length-two word evaluations are \(M^{ij}\) and \(M^{i_0j_0}M^{i_1j_1}\), respectively.

Lemma 20.1.8 Three-site physical closure
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The general three-site physical closure has coefficients

\begin{align} M_3(X)_{(i_0,(i_1,i_2)),(j_0,(j_1,j_2))} & =\operatorname{tr}(M^{i_0j_0}M^{i_1j_1}M^{i_2j_2}X). \notag \end{align}

For \(M=\mathcal K\), this is the operator \(\mathcal K_3(X)\) in [ 13 , Proposition C.7, lines 1510–1516 ] .

Proof ▶

The length-three word evaluation is \(M^{i_0j_0}M^{i_1j_1}M^{i_2j_2}\).

20.2 Renormalization fixed points

In the mixed-state renormalization fixed point of [ 13 , Definition 4.1 ] , two local channels extend to periodic chains of arbitrary length by acting on the first one or two sites and leaving the remaining sites unchanged.

Definition 20.2.1 Renormalization fixed point via trace-preserving maps
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An MPO tensor \(M\) is a renormalization fixed point (RFP) if there exist trace-preserving completely positive maps \(\mathcal{S}, \mathcal{T}\) on the physical indices such that \(\mathcal{S}[M_2(X)]=M_1(X)\) and \(\mathcal{T}[M_1(X)]=M_2(X)\) for every virtual operator \(X\), where \(M_1(X)_{ij}=\operatorname{tr}(M^{ij}X)\) and \(M_2(X)_{(i_1i_2)(j_1j_2)}=\operatorname{tr}(M^{i_1j_1}M^{i_2j_2}X)\) are the one- and two-site physical operators obtained by closing one or two tensors with \(X\). In [ 13 , Definition 4.1 ] , this condition is formulated for tensors in canonical form; the zero-correlation-length consequence concerns the physical-trace transfer (Definition 20.6.1) rather than idempotence of the doubled-index transfer map. On the open coefficient tensors the two maps have types:

\begin{tikzcd}[channel, ampersand replacement=\&,
                column sep=10mm, row sep=8mm]
            {\begin{tenkz}[cols=1, west=open, east=open, physical=updown]
                    \tn[skin=mpo]{M}
                \end{tenkz}} \arrow[r, "\mathcal T"] \&
            {\begin{tenkz}[cols=2, west=open, east=open, physical=updown]
                        \tn[skin=mpo]{M} & \tn[skin=mpo]{M}
                    \end{tenkz}} \\
            {\begin{tenkz}[cols=2, west=open, east=open, physical=updown]
                \tn[skin=mpo]{M} & \tn[skin=mpo]{M}
            \end{tenkz}} \arrow[r, "\mathcal S"] \&
            {\begin{tenkz}[cols=1, west=open, east=open, physical=updown]
                        \tn[skin=mpo]{M}
                    \end{tenkz}}
        \end{tikzcd}

Let \(A=(A^i)_{i=0}^{d-1}\) be an MPS tensor, and let \(M(A)^{ij}=A^i\otimes \overline{A^j}\) be its doubled MPO tensor. Then

\begin{align} M(A)\text{ satisfies Definition~ \ref{def:is_rfp_via_ts}} & \quad \Longleftrightarrow \quad \mathcal{E}_A^2=\mathcal{E}_A \notag \\ & \quad \Longleftrightarrow \quad A\text{ has a physical blocking isometry}. \notag \end{align}

More explicitly, if \(V\colon \mathbb {C}^d\to \mathbb {C}^{d^2}\) is the blocking isometry, the refinement channel is given by

\begin{align} \mathcal T(X) & =VXV^\dagger . \notag \end{align}

If \(d{\gt}0\), put \(P=VV^\dagger \) and choose a density matrix \(\rho _0\) on the one-site space. A trace-preserving coarse-graining channel is

\begin{align} \mathcal S(Y) & =V^\dagger YV +\operatorname{tr}\! \bigl((\mathbb {1}-P)Y(\mathbb {1}-P)\bigr)\rho _0. \notag \end{align}

On the range of \(V\), the second term vanishes and this agrees with the source construction \(\mathcal S(Y)=\operatorname{tr}_2(U^\dagger YU)\) after extending \(V\) to a unitary with a fixed pure ancilla. If \(d=0\), both matrix spaces are trivial and the unique zero maps give \(\mathcal S\) and \(\mathcal T\). This is the pure-state specialization stated in [ 13 , lines 668, 675–687 ] .

Proof ▶

The blocking relation \(A^{i_1}A^{i_2}=\sum _jV_{(i_1,i_2),j}A^j\) implies

\begin{align} M_2(X) & =V M_1(X)V^\dagger . \notag \end{align}

For \(d{\gt}0\), the refinement identity follows directly:

\begin{align} \mathcal T(M_1(X)) & =V M_1(X)V^\dagger =M_2(X). \notag \end{align}

For the coarse-graining identity, put \(P=VV^\dagger \). Since \(V^\dagger V=\mathbb {1}\) and \((\mathbb {1}-P)V=0\), substitution gives

\begin{align} \mathcal S(M_2(X)) & =V^\dagger (VM_1(X)V^\dagger )V +\operatorname{tr}\! \bigl((\mathbb {1}-P)(VM_1(X)V^\dagger )(\mathbb {1}-P)\bigr)\rho _0 \notag \\ & =M_1(X)+0 =M_1(X). \notag \end{align}

If \(d=0\), the unique zero channels satisfy both identities. Conversely, trace preservation of \(\mathcal T\) gives idempotence of the physical-trace transfer of \(M(A)\), as in [ 13 , Appendix C, lines 1333–1340 ] . After exchanging the two tensor factors, this matrix is the transfer matrix of \(\mathcal{E}_A\). Faithfulness of the transfer-matrix representation therefore gives \(\mathcal{E}_A^2=\mathcal{E}_A\). The physical-isometry formulation follows from Theorem 17.1.6.

The Fibonacci vacuum-sector support tensor [ 13 , Appendix D, lines 2116–2121 ] has physical labels given by triples \(i,j,k\in \{ 0,1\} \) and virtual labels \(\alpha ,\beta \in \{ 0,1\} \). The fusion weights satisfy

\begin{align} N_{ijk}=0 & \iff (i,j,k)\in \{ (0,0,1),(0,1,0),(1,0,0)\} . \label{eq:cpsv_fib_support} \end{align}

Every weight outside this zero set is positive, and

\begin{align} A^{ijk}_{\alpha \beta } & =\delta _{i,\alpha }\delta _{k,\beta }N_{ijk}. \notag \end{align}

The canonical support tensor takes every nonzero \(N_{ijk}\) to be one.

Definition 20.2.4 Fibonacci transition matrix
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The transition matrix from [ 13 , Appendix D, lines 2146–2149 ] is

\begin{align} B & =\begin{pmatrix} 1 & 1 \\ 1 & 2 \end{pmatrix}. \notag \end{align}
Definition 20.2.5 Fibonacci boundary transition counts
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For \(n\in \mathbb {N}\) and \(\alpha ,\beta \in \{ 0,1\} \), define

\begin{align} x^n_{\alpha \beta } & =(B^n)_{\alpha \beta }. \label{eq:cpsv_fib_counts} \end{align}

These are the transition counts governed by the recurrence in [ 13 , Appendix D, lines 2131–2149 ] .

In the order \((00,01,10,11)\), one has \(x^1=(1,1,1,2)\) and

\begin{align} x^{n+1}_{\alpha 0} & =x^n_{\alpha 0}+x^n_{\alpha 1}, & x^{n+1}_{\alpha 1} & =x^n_{\alpha 0}+2x^n_{\alpha 1}. \notag \end{align}

This is the recurrence in [ 13 , Appendix D, lines 2131–2145 ] .

Proof ▶

Multiply the row indexed by \(\alpha \) in \(B^n\) by the two columns of \(B\).

Definition 20.2.7 Periodic Fibonacci transition count
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Closing the two boundary labels gives the transition count

\begin{align} a_N & =x^N_{00}+x^N_{11}=\operatorname{tr}(B^N). \notag \end{align}

This is the boundary-label closure used in [ 13 , Appendix D, line 2157 ] .

Theorem 20.2.8 Characteristic recurrence for periodic Fibonacci transition counts
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For every \(N\in \mathbb {N}\),

\begin{align} a_{N+2}+a_N & =3a_{N+1}. \notag \end{align}
Proof ▶

Expand \(B^{N+2}=B^{N+1}B\) and \(B^{N+1}=B^NB\). Substitution of \(B=\left(\begin{smallmatrix} 1 & 1 \\ 1 & 2 \end{smallmatrix}\right)\) into the diagonal sums gives \(a_{N+2}+a_N=3a_{N+1}\).

The first two periodic transition counts are \(a_1=3\) and \(a_2=7\).

Proof ▶

Substitute \(x^1=(1,1,1,2)\) into the recurrence once and close the two diagonal boundary labels.

Set \(\tau _+=(1+\sqrt5)/2\) and \(\tau _-=(1-\sqrt5)/2\). For every \(N\in \mathbb {N}\),

\begin{align} a_N & =\tau _+^{2N}+\tau _-^{2N}. \notag \end{align}

This is the transition-count formula in [ 13 , Appendix D, lines 2146–2176 ] .

Proof ▶

Use two-step induction on \(N\). The cases \(N=0\) and \(N=1\) follow by direct calculation. Since \(\tau _\pm ^2=\tau _\pm +1\), each sequence \(\tau _\pm ^{2N}\) satisfies \(\tau _\pm ^{2(N+2)}+\tau _\pm ^{2N}=3\tau _\pm ^{2(N+1)}\). The induction step now follows from the same recurrence for \(a_N\).

Theorem 20.2.11 Periodic Fibonacci transition counts are not geometric
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There are no \(r,s\in \mathbb {N}\) such that \(a_N=rs^{N-1}\) for every \(N{\gt}0\). This is the non-geometricity assertion at [ 13 , Appendix D, line 2125 ] for the transition-count sequence.

Proof ▶

Such a formula would give \(r=a_1=3\) and \(7=a_2=3s\), which is impossible in \(\mathbb {N}\).

Definition 20.2.12 Open-boundary Fibonacci operator
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For \(n{\gt}0\) and \(\alpha ,\beta \in \{ 0,1\} \), define the matrix \(\rho ^{(n)}_{\alpha \beta }(A)\), indexed by physical words \(\sigma \) and \(\tau \), by

\begin{align} \bigl(\rho ^{(n)}_{\alpha \beta }(A)\bigr)_{\sigma ,\tau } & =\begin{cases} (\alpha |A^{\sigma _1}\cdots A^{\sigma _n}|\beta ), & \sigma =\tau , \\ 0, & \sigma \ne \tau . \end{cases}\end{align}

For \(n{\gt}0\) and \(\alpha ,\beta \in \{ 0,1\} \),

\begin{align} \operatorname {rank}\rho ^{(n)}_{\alpha \beta }(A) & =x^n_{\alpha \beta }. \end{align}

This is [ 13 , Appendix D, lines 2127–2130 ] .

Proof ▶

A diagonal entry is nonzero exactly when its physical labels form an allowed path from \(\alpha \) to \(\beta \). Splitting a path at its first physical label shows that the numbers of supported words obey the transition rule determined by \(B\), with the same length-zero initial values as \(x^n_{\alpha \beta }\). Induction therefore identifies the number of nonzero diagonal entries with \(x^n_{\alpha \beta }\). The rank of a diagonal matrix is the number of its nonzero diagonal entries.

Let \(A\) be obtained from any positive choice of fusion weights with the support prescribed in Definition 20.2.3. Set \(\tau _\pm =(1\pm \sqrt5)/2\), as in [ 13 , Appendix D, line 2125 ] . For every \(N{\gt}0\),

\begin{align} \operatorname {rank}\rho ^{(N)}(A) & =a_N=x^N_{00}+x^N_{11} =\tau _+^{2N}+\tau _-^{2N}. \label{eq:cpsv_fib_periodic_rank} \end{align}

This is [ 13 , Appendix D, lines 2122–2125 and 2157–2176 ] .

Proof ▶

The diagonal MPO rank counts physical words with nonzero periodic amplitude. For \(N{\gt}0\), the supports obtained by closing the virtual endpoint at \(0\) and at \(1\) are disjoint, since the first physical bit determines the initial endpoint. Their cardinalities are \(x^N_{00}\) and \(x^N_{11}\) by the open-boundary formula. The golden-ratio identity for \(a_N\) gives the final equality.

Theorem 20.2.15 Fibonacci periodic operator ranks are not geometric
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Let \(A\) be obtained from any positive choice of fusion weights with the support prescribed in Definition 20.2.3. There are no \(r,s\in \mathbb {N}\) such that \(\operatorname {rank}\rho ^{(N)}(A)=rs^{N-1}\) for every \(N{\gt}0\). This is the operator-level conclusion in [ 13 , Appendix D, line 2125 ] .

Proof ▶

The operator rank equals \(a_N\) at every positive length, while \(a_1=3\) and \(a_2=7\). A geometric formula would therefore give \(r=3\) and \(7=3s\), which is impossible in \(\mathbb {N}\).

Theorem 20.2.16 The Fibonacci boundary tensor is not a strong fixed point
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Let \(A\) be obtained from any positive choice of fusion weights with the support prescribed in Definition 20.2.3. Then its canonical diagonal MPO tensor is not a strong renormalization fixed point.

Proof ▶

Suppose otherwise, and let \(P\) be the positive witness for the strong fixed-point relation. Then, for every \(N{\gt}0\), the periodic ranks satisfy

\begin{align} \operatorname {rank}\rho ^{(N)}(A) & =\operatorname {rank}\rho ^{(1)}(A) \bigl(\operatorname {rank}P\bigr)^{N-1}. \label{eq:cpsv_fib_strong_rfp_rank} \end{align}

(8) contradicts the non-geometricity of the Fibonacci periodic ranks.

Definition 20.2.17 Initial-coordinate regroupings
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Let \(R_1\) identify an \((N+1)\)-tuple with its first coordinate and the remaining \(N\)-tuple. Let \(R_2\) identify an \((N+2)\)-tuple with its first two coordinates and the remaining \(N\)-tuple.

Definition 20.2.18 Renormalization maps on a longer ring
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Let \(N\) count the sites that are left unchanged. For physical maps \(\mathcal T:M_d\to M_{d^2}\) and \(\mathcal S:M_{d^2}\to M_d\), define

\begin{align} \widehat{\mathcal T}_N & =\mathcal T\otimes \operatorname{id}_{d^N}, \notag \\ \widehat{\mathcal S}_N & =\mathcal S\otimes \operatorname{id}_{d^N}, \notag \end{align}

using \(R_1\) and \(R_2\). Thus \(N=0\) leaves no spectator site, but the maps still act on a one-site or two-site operator; no empty ring occurs.

Lemma 20.2.19 Regrouping the first physical sites
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For a physical word \(\sigma \) of length \(N+1\),

\begin{align} R_1(\sigma ) & =(\sigma _0,(\sigma _1,\ldots ,\sigma _N)), \notag \\ R_1^{-1}(i,(a_1,\ldots ,a_N)) & =(i,a_1,\ldots ,a_N). \notag \end{align}

For a physical word \(\sigma \) of length \(N+2\),

\begin{align} R_2(\sigma ) & =\bigl((\sigma _0,\sigma _1), (\sigma _2,\ldots ,\sigma _{N+1})\bigr), \notag \\ R_2^{-1}((i,j),(a_1,\ldots ,a_N)) & =(i,j,a_1,\ldots ,a_N). \notag \end{align}
Proof ▶

All four identities hold by definition of the product-index equivalences.

Lemma 20.2.20 Localized renormalization maps are channels
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If \(\mathcal S\) and \(\mathcal T\) are trace-preserving completely positive, then so are \(\widehat{\mathcal S}_N\) and \(\widehat{\mathcal T}_N\) for every \(N\).

Proof ▶

If \((K_j)_j\) are Kraus operators for \(\mathcal T\) with \(\sum _j K_j^\dagger K_j=I_d\), then the localized map has Kraus operators \(K_j\otimes I_{d^N}\), and

\begin{align} \sum _j(K_j\otimes I_{d^N})^\dagger (K_j\otimes I_{d^N}) & =\left(\sum _j K_j^\dagger K_j\right)\otimes I_{d^N} =I_d\otimes I_{d^N}. \notag \end{align}

The two regroupings are unitary conjugations and preserve complete positivity and the trace. The argument for \(\mathcal S\) is identical.

Suppose that \(\mathcal S[M_2(X)]=M_1(X)\) and \(\mathcal T[M_1(X)]=M_2(X)\) for every virtual operator \(X\). Then, for every \(N\) and \(X\),

\begin{align} \widehat{\mathcal S}_N[M_{N+2}(X)] & =M_{N+1}(X), \notag \\ \widehat{\mathcal T}_N[M_{N+1}(X)] & =M_{N+2}(X). \notag \end{align}

In particular, these identities hold for every periodic MPO operator. Thus the renormalization channels act on periodic rings of arbitrary length [ 13 , Appendix C, lines 1333–1341 ] .

Proof ▶

For words \(u,v\) on the \(N\) spectator sites, write \(M^{u,v}\) for their virtual word evaluation and write \([Y]^{(r)}_{u,v}\) for the block of an operator \(Y\) on the first \(r\) sites. Regrouping the first site gives

\begin{align} [M_{N+1}(X)]^{(1)}_{u,v} & =M_1(M^{u,v}X). \notag \end{align}

Therefore

\begin{align} \mathcal T([M_{N+1}(X)]^{(1)}_{u,v}) & =M_2(M^{u,v}X) =[M_{N+2}(X)]^{(2)}_{u,v}. \notag \end{align}

Equality of all blocks proves the refinement identity. Interchanging \(M_1\), \(M_2\) and using \(\mathcal S[M_2(Y)]=M_1(Y)\) proves the coarsening identity. Setting \(X=1\) and using \(M_N(1)=\rho ^{(N)}(M)\) (Lemma 20.1.6) gives the periodic-ring identities

\begin{align} \widehat{\mathcal T}_N[\rho ^{(N+1)}(M)] & =\rho ^{(N+2)}(M), \notag \\ \widehat{\mathcal S}_N[\rho ^{(N+2)}(M)] & =\rho ^{(N+1)}(M). \notag \end{align}
Theorem 20.2.22 One-site positivity at a renormalization fixed point
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Suppose that the one-site and two-site closures of \(M\) are related by the two channels of Definition 20.2.1. Then \(\rho ^{(N)}(M)\succeq 0\) at every positive length if and only if \(\rho ^{(1)}(M)\succeq 0\).

Proof ▶

One direction follows by taking \(N=1\). For the other, apply the localized refinement channel repeatedly. By Theorem 20.2.21, it sends \(\rho ^{(N)}(M)\) to \(\rho ^{(N+1)}(M)\), and complete positivity preserves each matrix inequality.

20.3 Pure-state recovery inside the MPO formalism

Definition 20.3.1 Diagonal pure-state embedding as an MPO
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An MPS tensor \(A=\{ A^i\} _{i=0}^{d-1}\) determines an MPO tensor by placing \(A^i\) on the diagonal in the bra and ket indices:

\begin{align} M^{ij} & =\delta _{ij}A^i. \notag \end{align}

Equivalently, \(M^{ii}=A^i\) and \(M^{ij}=0\) for \(i\ne j\).

For every \(N\), the embedded MPO is diagonal with diagonal \(V^{(N)}(A)\), and hence

\begin{align} \rho ^{(N)}(A^{\mathrm{MPO}}) & =\operatorname {diag}V^{(N)}(A), & \operatorname {rank}\rho ^{(N)}(A^{\mathrm{MPO}}) & =\# \{ \sigma :V^{(N)}(A)_\sigma \ne 0\} . \notag \end{align}
Proof ▶

A ket–bra word evaluation vanishes at the first unequal pair of physical labels. Equal words recover the original MPS word evaluation. The rank formula follows by counting the nonzero entries of a diagonal matrix.

The transfer map of the diagonal MPO associated to \(A\) agrees with the original MPS transfer map: \(\mathcal{E}_{A^{\mathrm{MPO}}}=\mathcal{E}_A\).

Proof ▶

In the double sum defining \(\mathcal{E}_{A^{\mathrm{MPO}}}\), all off-diagonal terms vanish because \(M^{ij}=0\) for \(i\ne j\), while the diagonal terms are exactly \(A^iX(A^i)^\dagger \). Thus only the sum over \(i\) remains, which is the defining formula for \(\mathcal{E}_A\).

For an MPS tensor \(A\), the diagonal MPO embedding has idempotent transfer map if and only if the MPS transfer map is idempotent:

\begin{align} \mathcal{E}_{A^{\mathrm{MPO}}}\circ \mathcal{E}_{A^{\mathrm{MPO}}} =\mathcal{E}_{A^{\mathrm{MPO}}} & \iff \mathcal{E}_A\circ \mathcal{E}_A=\mathcal{E}_A. \notag \end{align}
Proof ▶

Both conditions assert idempotence of the corresponding transfer map. Theorem 20.3.3 identifies those transfer maps, so the two predicates are equivalent.

Theorem 20.3.5 Pure-state recovery of zero correlation length
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For an MPS tensor \(A\), the diagonal MPO embedding has idempotent transfer map if and only if \(A\) has zero correlation length.

Proof ▶

Combine Theorem 20.3.4 with the characterization of zero correlation length by idempotence of the MPS transfer map (Theorem 17.5.20).

20.4 PEPS boundary tensors

For physical dimension \(d\), the local contraction admits separate horizontal virtual dimension \(D_{\mathrm h}\) and vertical virtual dimension \(D_{\mathrm v}\).

Definition 20.4.1 Local PEPS boundary tensor
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Let \(A^s_{l,r,u,b}\) be a rank-five component function, with physical index \(0\leq s{\lt}d\), horizontal virtual indices \(0\leq l,r{\lt}D_{\mathrm h}\), and vertical virtual indices \(0\leq u,b{\lt}D_{\mathrm v}\). The same component function is used at every lattice site. Contracting both its physical leg and its inward vertical leg between a ket copy and a bra copy defines an MPO tensor \(E_A\) with physical dimension \(D_{\mathrm v}\) and bond dimension \(D_{\mathrm h}^2\).

This local ket–bra contraction corresponds to the diagram in [ 13 , lines 721–724 ] . Under the PEPS renormalization hypothesis [ 13 , lines 716–724 ] , this contraction represents the boundary tensor, with the common contracted inward leg denoted by \(b\).

Theorem 20.4.2 Component formula for the local boundary tensor
✓

With \(b\) denoting the contracted inward vertical leg,

\begin{align} (E_A)^{u,u'}_{(l,l'),(r,r')} & =\sum _{s=0}^{d-1}\sum _{b=0}^{D_{\mathrm v}-1} A^s_{l,r,u,b} \overline{A^s_{l',r',u',b}}. \label{eq:peps_local_boundary_tensor_component} \end{align}

The physical coordinates are the remaining ket and bra indices \(u,u'\), and the bond coordinates are \((l,l')\) and \((r,r')\). Legs are ordered as left, right, up, down, physical, with horizontal ket–bra indices grouped into a single bond coordinate.

Proof ▶

Expand the contractions over the common physical and inward vertical indices, and decode the two packed bond coordinates. This gives (9).

Theorem 20.4.3 The local PEPS boundary tensor is an LPDO
✓

The local boundary tensor \(E_A\) is a locally purifiable density operator. One may take ancillary dimension \(dD_{\mathrm v}\) with coordinate \((s,b)\), purifying bond dimension \(D_{\mathrm h}\), and purifying matrices

\begin{align} B^{(u;(s,b))}_{l,r} & = A^s_{l,r,u,b}. \notag \end{align}

Under the PEPS renormalization hypothesis [ 13 , lines 716–724 ] , this contraction represents the boundary tensor. The Gram factorization exhibits \(E_A\) as an LPDO for every rank-five tensor \(A\), independently of any transfer fixed point or renormalization channel.

Proof ▶

Identify each MPO bond coordinate with a pair of horizontal PEPS virtual coordinates. Substituting the displayed purifying matrices into the LPDO contraction and summing over the ancillary pair \((s,b)\) gives exactly (9).

Corollary 20.4.4 The local PEPS boundary tensor is an MPDO
✓

For every nonempty periodic chain, the matrix product operator generated by \(E_A\) is positive semidefinite.

Proof ▶

Apply the general implication from local purification to matrix product density operators.

Definition 20.4.5 Boundary fixed point

The row-to-row transfer operator of a homogeneous PEPS is represented by a strip of local ket-bra transfer tensors. A boundary fixed point is a left or right boundary operator invariant under the corresponding transfer action. The transfer-operator diagram at source lines 709–712 of [ 13 ] depicts the operator from which the fixed point is selected; it does not depict the fixed point itself. On a finite cylinder, [ 12 , Section II.2, Equations (10)–(13) ] defines the positive boundary operators \(\sigma _L,\sigma _R\) and the support isometry \(U\), with \(\rho _\ell =U\sqrt{\sigma _L^T}\sigma _R\sqrt{\sigma _L^T}U^\dagger \). For a long cylinder, [ 234 , Equation (1) and the following paragraph ] identifies \(\sigma _L,\sigma _R\) with eigenvectors for the largest eigenvalue of the transfer operator and notes that topological degeneracy can make the fixed point non-unique. These constructions specify the boundary operators in their respective cylinder settings, but not their passage to the local boundary tensor and channels.

Definition 20.4.6 Algebraic PEPS renormalization fixed-point relation

The PEPS renormalization diagram at source lines 716–720 of [ 13 ] identifies two neighboring tensors with one effective local tensor, up to an isometry on their physical indices. An algebraic definition must specify the domain and codomain of that isometry and the identifications of the external virtual spaces.

Definition 20.4.7 Boundary coarse-graining channel

A coarse-graining channel \(\mathcal S\) acts from two boundary sites to one and satisfies \(\mathcal S[M_2(X)]=M_1(X)\) for every virtual operator \(X\). The coarse-graining map in the diagram at source lines 725–729 of [ 13 ] must be defined on the full two-site boundary algebra and proved completely positive and trace-preserving, not merely on the image selected by the PEPS isometry.

Definition 20.4.8 Boundary refinement channel

A refinement channel \(\mathcal T\) acts from one boundary site to two and satisfies \(\mathcal T[M_1(X)]=M_2(X)\) for every virtual operator \(X\). It is obtained in the diagram at source lines 725–729 of [ 13 ] by inserting the displayed local factor. The factor and its normalization must be specified so that the map on the full one-site boundary algebra is completely positive and trace-preserving.

Suppose a homogeneous PEPS satisfies the neighboring blocking relation at source lines 716–720 of [ 13 ] , and let its transfer fixed points determine the boundary MPO displayed at source lines 721–724. Then that boundary MPO is a renormalization fixed point in the sense of Definition 20.2.1; the maps \(\mathcal S\) and \(\mathcal T\) are those displayed at source lines 725–729.

Proof ▶

The domain and codomain of the physical isometry, the virtual-space identifications, the transition from the finite-cylinder operators \(\sigma _L,\sigma _R\) to the local tensor, and the normalization of the refinement channel are unspecified in [ 13 ] ; complete positivity, trace preservation, and the intertwining identities \(\mathcal S[M_2(X)]=M_1(X)\) and \(\mathcal T[M_1(X)]=M_2(X)\) await complete algebraic formulation [ 136 ] .

20.5 The unnormalized strong fixed-point relation

In the Strong-RFP condition [ 13 , Appendix D, lines 2109–2116 ] , the two-site tensor is obtained by coupling a positive physical matrix to one site followed by a two-site unitary change of basis, without requiring unit trace.

Definition 20.5.1 Strong renormalization fixed-point relation
✓
#

An MPO tensor \(M\) satisfies the strong renormalization fixed-point relation if it admits a matrix \(P\geq 0\) on the physical space and a unitary \(U\) on the two-site physical space such that, for all two-site physical indices \(i=(i_1,i_2)\) and \(j=(j_1,j_2)\),

\begin{align} M^{i_1j_1}M^{i_2j_2} & =\sum _{a,b} U_{i,a}P_{a_2b_2}\overline{U_{j,b}}\, M^{a_1b_1}. \label{eq:mpdo_strong_rfp_tensor} \end{align}

This identity expresses \(M_2=U(M_1\otimes P)U^\dagger \) with \(M\) on the left site and \(P\) on the right, with no virtual change of basis or scalar proportionality, labelled Strong-RFP in [ 13 , Appendix D, lines 2109–2113 ] .

Theorem 20.5.2 Physical closures of the strong fixed-point relation
✓

For fixed matrices \(P\) and \(U\), the tensor identity (10) holds if and only if every virtual matrix \(X\) satisfies

\begin{align} M_2(X) & =U\bigl(M_1(X)\otimes P\bigr)U^\dagger . \label{eq:mpdo_strong_rfp_closure} \end{align}

Hence the strong renormalization fixed-point relation is equivalent to the existence of \(P\geq 0\) and a two-site unitary \(U\) satisfying (11) for every \(X\).

Proof ▶

Multiplying (10) on the right by \(X\) and taking the virtual trace gives, entrywise,

\begin{align} \operatorname{tr}\! \left(M^{i_1j_1}M^{i_2j_2}X\right) & =\sum _{a,b}U_{i,a}P_{a_2b_2}\overline{U_{j,b}} \operatorname{tr}\! \left(M^{a_1b_1}X\right), \notag \end{align}

which is (11). Conversely, subtract the right-hand side of (10). By (11), the trace of the product with every \(X\) vanishes, so nondegeneracy of the trace pairing makes the difference zero.

Definition 20.5.3 First-site preparation shuffle
✓
#

After \(R_1\) separates the first physical coordinate from the \(N\) spectator coordinates, define

\begin{align} \Sigma _N:\bigl((i,u),p\bigr) & \longmapsto \bigl((i,p),u\bigr), \label{eq:mpdo_first_site_preparation_shuffle} \end{align}

where \(i,p\in \{ 0,\ldots ,d-1\} \) and \(u\in \{ 0,\ldots ,d-1\} ^N\). Thus, for a matrix \(Z\) indexed by \(((i,u),p)\),

\begin{align} \bigl(\Sigma _N[Z]\bigr)_{((i,p),u),((j,q),v)} & =Z_{((i,u),p),((j,v),q)}. \label{eq:mpdo_first_site_preparation_shuffle_matrix} \end{align}
Lemma 20.5.4 Localized first-site preparation
✓

Localizing the preparation \(Y\mapsto Y\otimes P\) at the first site gives

\begin{align} (\operatorname {prep}_P\otimes \operatorname{id})[Y] & =\Sigma _N[Y\otimes P]. \label{eq:mpdo_localized_preparation_shuffle} \end{align}
Proof ▶

At row \(((i,p),u)\) and column \(((j,q),v)\), both sides equal \(Y_{(i,u),(j,v)}P_{p,q}\).

Fix matrices \(P\) and \(U\) satisfying (11). For every \(N\geq 0\) and every virtual matrix \(X\), write \(R_1\) and \(R_2\) for the initial-coordinate regroupings of lengths \(N+1\) and \(N+2\). Then

\begin{align} R_2[M_{N+2}(X)] & =(U\otimes \mathbb {1})\, \Sigma _N\! \left(R_1[M_{N+1}(X)]\otimes P\right) (U^\dagger \otimes \mathbb {1}). \label{eq:mpdo_strong_rfp_global_closure} \end{align}

Closing the virtual indices with the identity yields the corresponding formula for the periodic operators \(\rho ^{(k)}(M)\).

Proof ▶

Apply Theorem 20.2.21 to the local map \(Y\mapsto U(Y\otimes P)U^\dagger \) and the identity (11). This gives the localized closure equality. Expanding the regroupings \(R_1\) and \(R_2\), localized unitary conjugation is conjugation by \(U\otimes \mathbb {1}\), while Lemma 20.5.4 gives the middle factor \(\Sigma _N\! \left(R_1[M_{N+1}(X)]\otimes P\right)\). The identity closure from Lemma 20.1.6 gives the periodic formula.

Theorem 20.5.6 Rank invariance under unitary conjugation
✓

If \(V\) is unitary, then

\begin{align} \operatorname {rank}(VAV^\dagger ) & =\operatorname {rank}A. \label{eq:unitary_single_kraus_rank} \end{align}
Proof ▶

Left and right multiplication by invertible matrices preserve rank.

Fix witnesses \(P\geq 0\) and \(U\) for the strong fixed-point relation. For every \(N\geq 0\), the ordinary full periodic MPO matrix ranks satisfy

\begin{align} \operatorname {rank}\rho ^{(N+2)}(M) & =\operatorname {rank}\rho ^{(N+1)}(M)\, \operatorname {rank}P, \label{eq:mpdo_strong_rfp_rank_recurrence} \\ \operatorname {rank}\rho ^{(N+1)}(M) & =\operatorname {rank}\rho ^{(1)}(M)\, (\operatorname {rank}P)^N. \label{eq:mpdo_strong_rfp_rank_geometric} \end{align}

Consequently every strong fixed point admits a single positive witness \(P\) whose matrix rank is the factor in both formulas, without assuming normalization of \(P\) or positivity of the periodic operators.

Proof ▶

Unitary conjugation and relabelling of matrix coordinates preserve rank, while rank is multiplicative under Kronecker products. Applying these facts to (15) gives the recurrence. Induction from chain length one gives the geometric formula. Finally, Theorem 20.5.2 exposes the same positive witness \(P\) for any tensor satisfying the existential strong fixed-point relation.

20.6 Zero correlation length

Definition 20.6.1 Physical-trace transfer
✓

The physical-trace transfer of an MPO tensor \(M\) is the virtual matrix obtained by contracting the ket and bra physical legs of one tensor:

\begin{align} \mathcal T_M & =\sum _i M^{ii}. \notag \end{align}

This is the transfer object appearing in the zero-correlation-length condition of [ 13 , Definition 4.2, lines 735–739 ] .

Definition 20.6.2 Literal physical-trace idempotence
✓
#

An MPO tensor \(M\) has zero correlation length when its physical-trace transfer is idempotent:

\begin{align} \mathcal T_M^2 & = \mathcal T_M. \notag \end{align}

This is the literal fixed-tensor condition of [ 13 , Definition 4.2, lines 735–739 ] .

Theorem 20.6.3 Equation for literal physical-trace idempotence
✓

An MPO tensor satisfies literal physical-trace idempotence if and only if \(\mathcal T_M^2=\mathcal T_M\).

Proof ▶

This is the defining equation.

Definition 20.6.4 Periodic two-point MPDO correlation
✓

For one-site observables \(O_1,O_2\in M_{d}(\mathbb {C})\) and complementary gap lengths \(g_{\mathrm{mid}},g_{\mathrm{wrap}}\geq 0\), set

\begin{align} C_M(O_1,O_2;g_{\mathrm{mid}},g_{\mathrm{wrap}}) & =\operatorname{tr}\! \left( \mathbb E_{O_1}\mathcal T_M^{g_{\mathrm{mid}}} \mathbb E_{O_2}\mathcal T_M^{g_{\mathrm{wrap}}}\right), \label{eq:mpdo_periodic_correlation} \end{align}

where \(\mathbb E_O=\sum _{i,j}O_{ji}M^{ij}\). In the notation of the two-observable formula in [ 13 , lines 490–496 ] , \(g_{\mathrm{mid}}=n_2-n_1-1\), \(g_{\mathrm{wrap}}=N+n_1-n_2-1\), and \(N=g_{\mathrm{mid}}+g_{\mathrm{wrap}}+2\). This unnormalized contraction matches [ 13 , lines 490–496 ] .

Theorem 20.6.5 Zero correlation length removes positive wrapping-gap dependence
✓

Let \(M\) be an MPO tensor satisfying the literal zero-correlation-length condition. Fix \(O_1,O_2\) and a middle gap \(g_{\mathrm{mid}}\geq 0\). For two positive wrapping gaps \(g_{\mathrm{wrap}},g'_{\mathrm{wrap}}{\gt}0\),

\begin{align} C_M(O_1,O_2;g_{\mathrm{mid}},g_{\mathrm{wrap}}) & =C_M(O_1,O_2;g_{\mathrm{mid}},g’_{\mathrm{wrap}}). \label{eq:mpdo_zcl_correlation_positive_wrap_gap_independence} \end{align}

This establishes independence of the periodic correlation under variations of the ring length at fixed observable separation, including adjacent marked sites (\(g_{\mathrm{mid}}=0\)), in the setting of [ 13 , Definition 4.2, lines 735–742 ] . The restriction to strictly positive wrapping gaps is documented in [ 144 ] .

Proof ▶

Idempotence gives \(\mathcal T_M^r=\mathcal T_M\) for every \(r{\gt}0\). Apply this identity to the wrapping power in each side of (20); the middle power is unchanged.

Corollary 20.6.6 Zero correlation length gives positive-gap distance independence
✓

Let \(M\) be an MPO tensor satisfying the literal zero-correlation-length condition. Fix \(O_1,O_2\). For two pairs of positive complementary gaps \(g_{\mathrm{mid}},g_{\mathrm{wrap}}{\gt}0\) and \(g'_{\mathrm{mid}},g'_{\mathrm{wrap}}{\gt}0\),

\begin{align} C_M(O_1,O_2;g_{\mathrm{mid}},g_{\mathrm{wrap}}) & =C_M(O_1,O_2;g’_{\mathrm{mid}},g’_{\mathrm{wrap}}). \label{eq:mpdo_zcl_correlation_positive_gap_independence} \end{align}

For equal gap sums, this establishes correlation independence under varying observable distance on a fixed ring when the observables are nonadjacent on both complementary arcs [ 13 , lines 433–500 ] ; the positive-gap regime is documented in [ 144 ] .

Proof ▶

Idempotence gives \(\mathcal T_M^r=\mathcal T_M\) for every \(r{\gt}0\). Applying this identity to both powers in each instance of (19) proves (21).

Definition 20.6.7 Nonzero up-to-scalar physical-trace relation
✓
#

An MPO tensor satisfies the nonzero up-to-scalar physical-trace relation when, for some real number \(\lambda {\gt}0\), the following conditions hold:

\begin{align} \mathcal T_M & \ne 0, \notag \\ \mathcal T_M^2 & =\lambda \, \mathcal T_M. \notag \end{align}

This scale-invariant condition excludes the zero transfer while remaining invariant under positive rescaling of \(M\), extending the literal \(\lambda =1\) diagram of [ 13 , Definition 4.2 ] [ 25 ] .

Theorem 20.6.8 The nonzero physical-trace relation requires a nonzero bond space
✓

If an MPO tensor satisfies the nonzero up-to-scalar physical-trace relation, then its bond dimension is positive.

Proof ▶

On a zero-dimensional bond space every endomorphism vanishes, contrary to the nonzero physical-trace transfer in Definition 20.6.7.

Theorem 20.6.9 Literal idempotence gives the up-to-scalar physical-trace relation
✓

If \(\mathcal T_M\ne 0\) and \(M\) has literal physical-trace idempotence, then \(M\) satisfies the nonzero up-to-scalar physical-trace relation.

Proof ▶

This is Definition 20.6.7 with \(\lambda =1\).

\begin{align} \mathcal T_M & =\mathcal T_M^2. \notag \end{align}
\begin{tenkz}[rows={wire}, cols=1, west=open, east=open, trace=physical,
            physical=updown]
        \tn[skin=mpo]{M}
    \end{tenkz} \( = \) \begin{tenkz}[rows={wire}, cols=2, west=open, east=open, trace=physical,
            physical=updown]
        \tn[skin=mpo]{M} & \tn[skin=mpo]{M}
    \end{tenkz}

This is the literal identity in [ 13 , Definition 4.2, lines 735–739 ] ; Definition 20.6.7 permits the positive factor \(\lambda \).

Lemma 20.6.10 Physical-trace normalization gives an idempotent transfer
✓

If \(M\) satisfies the nonzero up-to-scalar physical-trace relation, then there exists \(\lambda {\gt}0\) such that \(\lambda ^{-1}\mathcal T_M\) is idempotent.

Proof ▶

Choose \(\lambda {\gt}0\) from the up-to-scalar relation, so that \(\mathcal T_M^2=\lambda \, \mathcal T_M\). Then

\begin{align} (\lambda ^{-1}\mathcal T_M)^2 & =\lambda ^{-2}\mathcal T_M^2 =\lambda ^{-1}\mathcal T_M. \notag \end{align}
Definition 20.6.11 Doubled-index transfer idempotence for MPO tensors
✓
#

An MPO tensor \(M\) satisfies the doubled-index transfer condition when its completely positive transfer map is idempotent:

\begin{align} \mathcal{E}_M\circ \mathcal{E}_M & =\mathcal{E}_M. \notag \end{align}

This is the condition obtained from the doubled-index MPS view. It is not the physical-trace condition of Definition 20.6.2.

Theorem 20.6.12 Doubled-index transfer idempotence iff MPS RFP
✓

An MPO tensor satisfies the doubled-index transfer condition if and only if its doubled-index MPS view is a renormalization fixed point.

Proof ▶

By Lemma 16.2.2, the transfer map of \(M\) agrees with the transfer map of its doubled-index MPS view. Thus \(\mathcal{E}_M\circ \mathcal{E}_M=\mathcal{E}_M\) holds exactly when the transfer map of that doubled-index MPS tensor is idempotent, which is the RFP condition.

Theorem 20.6.13 Renormalization fixed points have idempotent physical-trace transfer
✓

If \(M\) is a renormalization fixed point via trace-preserving maps, then \(\mathcal T_M^2=\mathcal T_M\). This proves the zero-correlation-length component of implication (i)\(\Rightarrow \)(ii) in [ 13 , Theorem 4.9, lines 851–893 ] and [ 13 , Appendix C, lines 1333–1340 ] .

Proof ▶

For every virtual matrix \(X\), the one-site and two-site closures satisfy

\begin{align} \operatorname{tr}M_1(X) & =\operatorname{tr}(\mathcal T_M X), \notag \\ \operatorname{tr}M_2(X) & =\operatorname{tr}(\mathcal T_M^2 X). \notag \end{align}

Write \(\Phi \) for the one-to-two trace-preserving map \(\mathcal T\) of Definition 20.2.1; this is distinct from the physical-trace transfer \(\mathcal T_M\). Then \(\Phi [M_1(X)]=M_2(X)\), and hence

\begin{align} \operatorname{tr}(\mathcal T_M^2 X) & =\operatorname{tr}M_2(X) =\operatorname{tr}\Phi [M_1(X)] =\operatorname{tr}M_1(X) =\operatorname{tr}(\mathcal T_M X). \notag \end{align}

Nondegeneracy of the trace pairing now gives \(\mathcal T_M^2=\mathcal T_M\).

Let \(Z=\operatorname {diag}(1,-1)\) and let \(K\) be the bond-two MPO tensor whose nonzero physical letters are

\begin{align} K^{00} & =\operatorname {diag}(1/2,1/4), & K^{11} & =\operatorname {diag}(1/2,-1/4). \notag \end{align}

For every \(N\geq 1\), its closed operator is

\begin{align} \rho _N(K) & =2^{-N}I+4^{-N}Z^{\otimes N}\geq 0, & \operatorname{tr}\rho _N(K) & =1. \notag \end{align}

Its physical-trace transfer is

\begin{align} \mathcal T_K & =\operatorname {diag}(1,0), & \mathcal T_K^2 & =\mathcal T_K. \notag \end{align}

For every virtual matrix \(X\), the physical closures satisfy

\begin{align} K_1(X) & =\frac{X_{00}}2I+\frac{X_{11}}4Z, \notag \\ K_2(X) & =\frac{X_{00}}4I\otimes I +\frac{X_{11}}{16}Z\otimes Z. \notag \end{align}

Nevertheless, \(K\) is not a renormalization fixed point in the sense of Definition 20.2.1.

This tensor corresponds to the \(p=1/2\) model of [ 208 , lines 709–838 ] conjugated by Hadamard matrices on each physical site. While its physical-trace transfer is idempotent, the one- and two-site physical closures prevent any trace-preserving completely positive coarse-graining channel from satisfying \(\mathcal S[K_2(X)]=K_1(X)\). Canonical form and area-law saturation for \(K\) are established in Theorem 20.6.15.

Proof ▶

Since the two virtual sectors are diagonal, set \(z_0=1\) and \(z_1=-1\). A physical configuration \(\sigma \) has weight

\begin{align} 2^{-N}+4^{-N}\prod _{k=0}^{N-1}z_{\sigma _k}. \notag \end{align}

This proves the closed-operator formula. Each diagonal entry is either \(2^{-N}+4^{-N}\) or \(2^{-N}-4^{-N}\) and is nonnegative. Contracting the physical indices gives \(\mathcal T_K=\operatorname {diag}(1,0)\), whence \(\operatorname{tr}\rho _N(K)=\operatorname{tr}(\mathcal T_K^N)=1\) for \(N\geq 1\) and \(\mathcal T_K^2=\mathcal T_K\).

Direct contraction with a virtual matrix \(X\) gives the two closure formulas. Set \(X_* = \operatorname {diag}(2,8)\). Then

\begin{align} K_2(X_*) & =\frac12(I\otimes I+Z\otimes Z)\geq 0, \notag \\ K_1(X_*) & =I+2Z=\operatorname {diag}(3,-1)\not\geq 0. \notag \end{align}

If the coarse-graining channel \(\mathcal S\) of Definition 20.2.1 existed, complete positivity would give \(\mathcal S[K_2(X_*)]\geq 0\), whereas its intertwining identity would give \(\mathcal S[K_2(X_*)]=K_1(X_*)\). This is a contradiction.

Let \(K\) be the bond-two MPO tensor of Theorem 20.6.14, and let \(A_K\) be its doubled-index MPS tensor, an MPS tensor with four physical symbols. Then \(A_K\) is in literal CPSV canonical form: every letter is the weighted direct sum \(A_K^{(i,j)}=\mu _0A_0^{(i,j)}\oplus \mu _1A_1^{(i,j)}\) for \(i,j\in \{ 0,1\} \), with weights and bond-one normal tensors

\begin{align} \mu _0 & =\frac1{\sqrt2}, & \mu _1 & =\frac1{2\sqrt2}, \notag \\ A_0^{(i,j)} & =\frac{\delta _{ij}}{\sqrt2}, & A_1^{(i,j)} & =(-1)^i\, \frac{\delta _{ij}}{\sqrt2}. \notag \end{align}

Moreover, \(K\) saturates the area law: for every \(N\geq 2\) and every \(1\leq L{\lt}N\), the reduced state of the first \(L\) sites is maximally mixed,

\begin{align} \rho _L^{(N)}(K) & =2^{-L}I, & S_L^{(N)}(K) & =L\log 2. \notag \end{align}

Hence the mutual information \(I_L^{(N)}=S_L^{(N)}(K)+S_{N-L}^{(N)}(K)-S_N^{(N)}(K) =N\log 2-S_N^{(N)}(K)\) is constant in \(L\), giving \(I_1=I_2=\cdots =I_{\lfloor N/2\rfloor }\). Consequently, there is a bond-two MPO tensor whose doubled-index MPS tensor is in literal CPSV canonical form, which generates an MPDO, whose physical-trace transfer is idempotent, which saturates the area law, and which is not a renormalization fixed point in the sense of Definition 20.2.1.

The canonical-form decomposition follows [ 13 , Section 2.3, lines 214–245 ] .

Proof ▶

Every letter of \(A_K\) is diagonal and the block letters are scalars, so the weighted direct sum is the entrywise check

\begin{align} \mu _0A_0^{(i,i)} & =\frac12, & \mu _1A_1^{(i,i)} & =\frac{(-1)^i}4, \notag \end{align}

whose right-hand sides are the two virtual diagonal entries of \(K^{ii}\); the letters with \(i\ne j\) vanish on both sides. Each block satisfies \(\sum _{i,j}A_k^{(i,j)}\, \overline{A_k^{(i,j)}}=1\), hence has identity transfer map and is a normal tensor by Lemma E.1.3. The weighted direct sum of positive-dimensional normal blocks is in literal CPSV canonical form by Definition 7.6.7.

Since \(\operatorname{tr}\rho _N(K)=1\), the normalized state is \(\rho _N(K)\) itself. For \(1\leq L{\lt}N\), the partial trace over the complementary \(N-L\) sites annihilates the summand \(4^{-N}Z^{\otimes N}\) of \(\rho _N(K)=2^{-N}I+4^{-N}Z^{\otimes N}\), since \(\operatorname{tr}Z=0\), and contracts the remaining summand to \(2^{-L}I\). Hence \(\rho _L^{(N)}(K)=2^{-L}I\) and \(S_L^{(N)}(K)=L\log 2\). Substitution in \(I_L^{(N)}=S_L^{(N)}(K)+S_{N-L}^{(N)}(K)-S_N^{(N)}(K)\) gives \(I_L^{(N)}=N\log 2-S_N^{(N)}(K)\), which is independent of \(L\); in particular \(I_L=I_{L+1}\) whenever \(1\leq L{\lt}\lfloor N/2\rfloor \), so \(K\) saturates the area law by Definition 20.8.4.

Theorem 20.6.14 supplies the remaining three properties: \(K\) generates an MPDO, its physical-trace transfer is idempotent, and it is not a renormalization fixed point. Together with canonical form and area-law saturation, this proves the claim.

Theorem 20.6.16 Renormalization fixed points satisfy the up-to-scalar physical-trace relation
✓

If \(M\) is a renormalization fixed point via trace-preserving maps and \(\mathcal T_M\ne 0\), then \(M\) satisfies the nonzero up-to-scalar physical-trace relation.

Proof ▶

Apply Theorem 20.6.13 and take the positive scalar in Definition 20.6.7 to be \(1\).

20.7 Purification fixed points

Definition 20.7.1 Purifying spin–ancilla tensor
✓
#

Given matrices \(A^{(i,k)}\) with a spin index \(i\) and an ancillary index \(k\), the associated MPS tensor on the product physical space is \(\widehat A^{(i,k)}=A^{(i,k)}\). This is the tensor whose finite-chain vector appears in the purification formula of [ 13 , lines 744–751 ] .

Definition 20.7.2 Ancillary trace of a purifying MPS
✓

For a purifying spin–ancilla tensor \(A\), the reduced spin density matrix is defined by

\begin{align} [\rho ^{(N)}_p(A)]_{\sigma ,\tau } & = \sum _{\kappa } \psi _A(\sigma ,\kappa ) \overline{\psi _A(\tau ,\kappa )}, \notag \\ \psi _A(\sigma ,\kappa ) & = \operatorname{tr}\! \left(A^{(\sigma _0,\kappa _0)} A^{(\sigma _1,\kappa _1)} \cdots A^{(\sigma _{N-1},\kappa _{N-1})}\right). \notag \end{align}

This is the coefficient form of the ancillary trace in [ 13 , eq. (4.7), line 751 ] .

Definition 20.7.3 Single-site ancillary trace map
✓
#

For a matrix \(X\) on the spin–ancilla space, the ancillary trace map is

\begin{align} [\operatorname{tr}_a(X)]_{ij} & = \sum _k X_{(i,k),(j,k)}. \notag \end{align}

This is the one-site trace over ancillary degrees of freedom appearing in [ 13 , lines 751 and 761–764 ] .

Theorem 20.7.4 The ancillary trace is trace-preserving completely positive
✓

For every ancillary dimension, the one-site ancillary trace map is trace-preserving and completely positive. This is the structure described immediately after Definition 4.3 in [ 13 , lines 761–764 ] .

Proof ▶

This is Lemma  [ 216 , “The right partial trace is trace-preserving completely positive” ] with \(A\) the spin space and \(B\) the ancillary space.

Definition 20.7.5 Global purification equation
✓

An MPO tensor \(M\) satisfies the global purification equation with a purifying tensor \(A\) if \(\rho ^{(N)}(M)=\rho ^{(N)}_p(A)\) for every positive length \(N\). Equivalently, for every positive length \(N\),

\begin{align} \rho ^{(N)}(M) & = \operatorname{tr}_a \bigl( |\Psi ^{(N)}(A)\rangle \! \langle \Psi ^{(N)}(A)| \bigr), \notag \end{align}

as in [ 13 , line 751 ] .

Definition 20.7.6 Existence of a purifying fixed-point tensor
✓

For an MPO tensor \(M\), require the existence of a spin–ancilla tensor \(A\) such that \(\rho ^{(N)}(M)=\rho ^{(N)}_p(A)\) for every \(N{\gt}0\) and \(\widehat A\) is a pure-state renormalization fixed point. This condition records the density-operator equation of [ 13 , line 751 ] .

Definition 20.7.7 Purification renormalization fixed point
✓
#

An MPO tensor \(M\) is a purification renormalization fixed point if there is a spin–ancilla tensor \(A\) and an identification of the doubled purifying bond space with the bond space of \(M\) such that

\begin{align} M^{ij} & = \left(\sum _k A^{(i,k)}\otimes \overline{A^{(j,k)}}\right)_{e,e}, \notag \end{align}

and \(\widehat A\) is a pure-state renormalization fixed point. This defines a purification renormalization fixed point (PRFP) in the one-site presentation of [ 13 , lines 744–763 ] .

Definition 20.7.8 Nondegenerate purification RFP
✓

An MPO tensor is a nondegenerate purification renormalization fixed point if it is a purification renormalization fixed point and \(\mathcal T_M=\sum _i M^{ii}\ne 0\).

Theorem 20.7.9 A purification RFP is an LPDO
✓

Every purification renormalization fixed point is a local purification density operator.

Proof ▶

Forget the renormalization-fixed-point condition on the purifying tensor.

Theorem 20.7.10 A purification RFP generates MPDOs
✓

Every purification renormalization fixed point generates matrix product density operators.

Proof ▶

Apply Theorem 16.3.3 to the local purification supplied by Theorem 20.7.9.

Theorem 20.7.11 Purification RFP does not imply doubled-index idempotence
✓

There is a purification renormalization fixed point for which the doubled-index transfer-map equation \(\mathcal{E}_M\circ \mathcal{E}_M=\mathcal{E}_M\) fails.

Proof ▶

Take the diagonal purification at \(d=d_K=2\) and \(D=D'=1\) with amplitudes \(A=[\tfrac {1}{\sqrt2},0,0,\tfrac {1}{\sqrt2}]\). The purifying tensor is a pure-state renormalization fixed point, since \(\sum |A|^2=1\) makes its transfer map the identity. The ancilla contraction \(M^{ij}=\sum _k A^{(i,k)} \overline{A^{(j,k)}}\) gives the scalar entries \(M^{00}=M^{11}=\tfrac 12\) (off-diagonal \(0\)), so the induced transfer map is \(\tfrac 12\cdot \operatorname{id}\) and \(\mathcal{E}_M\circ \mathcal{E}_M=\tfrac 14\cdot \operatorname{id}\neq \mathcal{E}_M\). The trace contraction has dropped the leading eigenvalue from \(1\) to \(\tfrac 12\). By contrast, the physical-trace transfer is \(1\) and hence is literally idempotent. Thus this example separates doubled-index idempotence from the paper’s physical-trace condition.

Lemma 20.7.12 Physical-trace transfer of the maximally mixed tensor
✓

For the maximally mixed tensor \(M_{\mathrm w}\), closing the ket and bra physical legs gives \(\mathcal T_{M_{\mathrm w}} =M_{\mathrm w}^{00}+M_{\mathrm w}^{11} =\tfrac 12+\tfrac 12=1\).

Proof ▶

This is the direct computation of the two nonzero diagonal entries of the tensor.

Theorem 20.7.13 The maximally mixed tensor satisfies the nonzero physical-trace relation
✓

The maximally mixed tensor \(M_{\mathrm w}\) satisfies the nonzero up-to-scalar physical-trace relation.

Proof ▶

Lemma 20.7.12 gives \(\mathcal T_{M_{\mathrm w}}=1\). The identity is nonzero and idempotent, so the relation holds with \(\lambda =1\).

Theorem 20.7.14 Fixed local purification: pure RFP iff normalized physical-trace idempotence
✓

Suppose that \(M\) is the ancillary contraction of a fixed spin–ancilla tensor \(A\) through a bond identification \(e\):

\begin{align} M^{ij} & = \left(\sum _k A^{(i,k)}\otimes \overline{A^{(j,k)}}\right)_{e,e}. \notag \end{align}

Then the purification tensor \(\widehat A\) is a pure-state renormalization fixed point if and only if \(\mathcal T_M^2=\mathcal T_M\). This is the tensor-level equivalence between the first two conditions of the purification theorem in [ 13 , lines 744–786 ] .

Proof ▶

Let \(K'\) be the transfer matrix of \(\widehat A\), let \(s\) interchange the two Kronecker factors, and let \(K\) denote the same Kronecker sum in the physical ordering. The local contraction gives

\begin{align} \mathcal T_M & =K_e, \notag \\ K & =(K’)_s. \notag \end{align}

Since both reindexings are bijective and commute with matrix multiplication,

\begin{align} (K’)^2=K’ \quad & \Longleftrightarrow \quad \mathcal T_M^2=\mathcal T_M. \notag \end{align}

Injectivity of the transfer-matrix representation gives

\begin{align} (K’)^2=K’ \quad & \Longleftrightarrow \quad \mathcal{E}_{\widehat A}\circ \mathcal{E}_{\widehat A} =\mathcal{E}_{\widehat A}. \notag \end{align}
Theorem 20.7.15 A purification RFP has idempotent physical-trace transfer
✓

If \(M\) is a purification renormalization fixed point, then

\begin{align} \mathcal T_M^2 & = \mathcal T_M. \notag \end{align}

This establishes the forward implication from PRFP to literal zero correlation length [ 13 , Theorem 4.4 ] .

Proof ▶

Apply the forward implication of Theorem 20.7.14 to the purifying tensor and bond identification in the PRFP presentation.

Theorem 20.7.16 Purification form and physical-trace idempotence characterize PRFP
✓

An MPO tensor is a purification renormalization fixed point if and only if it has a local purification and its physical-trace transfer is idempotent:

\begin{align} \operatorname {PRFP}(M) \quad & \Longleftrightarrow \quad \operatorname {LPDO}(M)\ \text{and}\ \mathcal T_M^2=\mathcal T_M. \notag \end{align}
Proof ▶

The forward direction combines Theorems 20.7.9 and 20.7.15. Conversely, choose the local purifying tensor and bond identification and apply Theorem 20.7.14 to that fixed purification.

Theorem 20.7.17 Nondegenerate PRFP equivalence
✓

An MPO tensor is a nondegenerate purification renormalization fixed point if and only if it is a local purification density operator and

\begin{align} \mathcal T_M & \ne 0, \notag \\ \mathcal T_M^2 & =\mathcal T_M. \notag \end{align}
Proof ▶

Combine Theorem 20.7.16 with the nonzero clause in Definition 20.7.8.

Theorem 20.7.18 A nonzero purification RFP satisfies the up-to-scalar relation
✓

If \(M\) is a purification renormalization fixed point and \(\mathcal T_M\ne 0\), then \(M\) satisfies the nonzero up-to-scalar physical-trace relation.

Proof ▶

Theorem 20.7.15 gives literal idempotence, and the nonzero hypothesis gives the scalar-one case of Definition 20.6.7.

Theorem 20.7.19 A nondegenerate purification RFP satisfies the nonzero physical-trace relation
✓

Every nondegenerate purification renormalization fixed point satisfies the nonzero up-to-scalar physical-trace relation.

Proof ▶

Apply Theorem 20.7.18 to the two clauses of Definition 20.7.8.

Theorem 20.7.20 The tensor purification identity yields the global purification equation
✓

Let \(M\) be the ancilla contraction of a purifying spin–ancilla tensor \(A\) through a bond identification \(e\), so that

\begin{align} M^{ij} & = \left(\sum _{k} A^{(i,k)}\otimes \overline{A^{(j,k)}}\right)_{e,e}. \notag \end{align}

Then at every length \(N\) the matrix product operator equals the ancillary trace of the pure spin–ancilla matrix product state, \(\rho ^{(N)}(M)=\rho ^{(N)}_p(A)\). This is the coefficient form of the purification equation of [ 13 , line 751 ] .

Proof ▶

Applying the mixed-product property \((A\otimes B)(C\otimes D)=(AC)\otimes (BD)\) repeatedly, the length-\(N\) product of the contracted tensor entries distributes over the ancillary index sum:

\begin{align} \prod _{l=0}^{N-1} \left(\sum _{k} A^{(\sigma _l,k)} \otimes \overline{A^{(\tau _l,k)}}\right) & = \sum _{\kappa \colon [N]\to [d_K]} \left(\prod _l A^{(\sigma _l,\kappa _l)}\right) \otimes \overline{ \left(\prod _l A^{(\tau _l,\kappa _l)}\right) }. \notag \end{align}

Tracing this sum and using \(\operatorname{tr}(X\otimes \overline Y)=\operatorname{tr}(X) \overline{\operatorname{tr}(Y)}\) gives the coefficient of the ancillary trace at every \(\sigma ,\tau \). The equation holds at every length, so no positive-length restriction is needed.

Theorem 20.7.21 A local purification gives the global purification equation
✓

For every purification renormalization fixed point \(M\), its purifying tensor \(A\) satisfies \(\rho ^{(N)}(M)=\rho ^{(N)}_p(A)\) for every \(N{\gt}0\), and \(\widehat A\) is a pure-state renormalization fixed point.

Proof ▶

The local ancillary-contraction identity implies equality of the two generated density operators at every length by Theorem 20.7.20.

Theorem 20.7.22 Purification fixed-point equivalence

For an MPO tensor with the one-site purification presentation of [ 13 , lines 744–763 ] , Theorem 4.4 asserts the equivalence of three conditions: the purifying tensor is a pure-state renormalization fixed point, the physical-trace transfer is idempotent, and the generated density operators have the repeated-copy form of [ 13 , lines 765–773 ] .

The equivalence between the first two conditions is Theorem 20.7.16, and Theorem 20.7.21 yields the global purification equation. The repeated-copy formula involves phases indexed by \((j,q)\), while the physical isometry of [ 13 , lines 546–563 ] depends only on \(j\); the physical embedding of the repeated copies is documented in [ 85 ] .

20.8 Saturation of the area law

Definition 20.8.1 Block entropy of an MPDO
✓
#

For a fixed system size \(N\), a block length \(L\le N\), and an MPO tensor \(M\) such that \(\rho ^{(N)}(M)\) is positive semidefinite, let

\begin{align} \sigma ^{(N)}(M) & =\frac{\rho ^{(N)}(M)}{\operatorname{tr}[\rho ^{(N)}(M)]}, \notag \\ \rho _L^{(N)}(M) & =\operatorname{tr}_{N\setminus L}\! [\sigma ^{(N)}(M)] \notag \end{align}

denote the normalized state and the reduced state of the first \(L\) of \(N\) spins. The \(L\)-block entropy is \(S_L^{(N)}(M)=S(\rho _L^{(N)}(M))\).

Theorem 20.8.2 Block entropy from characteristic roots
✓

If the characteristic roots of \(\rho _L^{(N)}(M)\) are the real multiset \(\{ r_j\} _j\), then

\begin{align} S_L^{(N)}(M) & =\sum _j -r_j\log r_j. \notag \end{align}
Proof ▶

The spectral decomposition of the Hermitian reduced state identifies the characteristic roots with its eigenvalues. The von Neumann entropy is the sum of \(-r\log r\) over these eigenvalues, counted with multiplicity.

Definition 20.8.3 Mutual information of an MPDO
✓

For the same fixed system size \(N\), block length \(L\le N\), and positive semidefiniteness of \(\rho ^{(N)}(M)\), the mutual information between a block of \(L\) spins and the rest is \(I_L=S_L^{(N)}(M)+S_{N-L}^{(N)}(M)-S_N^{(N)}(M)\).

Definition 20.8.4 Saturation of the area law
✓
#

An MPO tensor \(M\) that generates an MPDO and whose positive-length finite-chain operators \(\rho ^{(N)}(M)\) all have nonzero trace (so the normalized states are well-defined) saturates the area law if \(I_L=I_{L+1}\) for all \(1\le L{\lt}\lfloor N/2\rfloor \) and all \(N\); that is, the mutual information is constant, \(I_1=I_2=\cdots =I_{\lfloor N/2\rfloor }\). This is [ 13 , Definition 4.6, line 811 ] .

Lemma 20.8.5 Constancy on a finite interval
✓
#

Let \(a,n\in \mathbb N\), and let \(f\) be defined on the integer interval \([0,n]\). If \(f(m)=f(m+1)\) for every \(a\le m{\lt}n\), then \(f(i)=f(j)\) for all \(i,j\in [a,n]\).

Proof ▶

Compose the successive equalities from the smaller index to the larger.

Lemma 20.8.6 Saturation telescopes to a constant mutual information
✓

If an MPO tensor \(M\) saturates the area law, then the mutual informations coincide, \(I_L=I_{L'}\), for all \(1\le L,L'\le \lfloor N/2\rfloor \).

Proof ▶

The defining condition supplies \(I_m=I_{m+1}\) throughout the interval \(1\le m{\lt}\lfloor N/2\rfloor \). Apply Lemma 20.8.5.

Let the \(N\)-site operator generated by \(M\) be positive semidefinite, and let three consecutive regions have lengths \(a\), \(b\), and \(c\), with \(a+b+c\leq N\). After reindexing the reduced state of the first \(a+b+c\) sites as a tripartite state on \(A\otimes B\otimes C\), its four entropies in strong subadditivity are

\begin{align} S(ABC) & =S_{a+b+c}, & S(AB) & =S_{a+b}, \notag \\ S(B) & =S_b, & S(BC) & =S_{b+c}. \notag \end{align}
Proof ▶

Write \(\rho ^{(k)}\) for the first-\(k\)-site reduced state, with \(\cong \) denoting equality up to a permutation of basis indices. Reindexing a matrix does not change its von Neumann entropy, giving \(S(ABC)=S_{a+b+c}\) immediately. Tracing out \(C\) leaves the first \(a+b\) sites, \(\operatorname{tr}_C(\rho _{ABC})\cong \rho ^{(a+b)}\), so \(S(AB)=S_{a+b}\). Tracing out \(A\) and \(C\) leaves the middle \(b\) sites, while tracing out \(A\) leaves the final \(b+c\) sites; translation invariance gives

\begin{align} \operatorname{tr}_{A,C}(\rho _{ABC}) & \cong \rho ^{(b)}, \notag \\ \operatorname{tr}_A(\rho _{ABC}) & \cong \rho ^{(b+c)}. \notag \end{align}

Hence \(S(B)=S_b\) and \(S(BC)=S_{b+c}\).

Theorem 20.8.8 Printed mutual-information proposition

Proposition 4.5 of [ 13 ] asserts that \(I_L\le I_{L+1}\) for \(L{\lt}\lfloor N/2\rfloor \), that mutual information is bounded by \(4\log D\), and that an iterated thermodynamic limit exists.

While monotonicity and the finite-chain bound hold, the thermodynamic-limit clause fails without additional convergence hypotheses: for the parity-sensitive MPDO in Theorem 20.8.13, \(I_L^{(N)}\) alternates between \(0\) (odd \(N\)) and \(h_2(1/3){\gt}0\) (even \(N\)), so the limit as \(N\to \infty \) does not exist.

Proposition 20.8.9 Monotonicity of the mutual information
✓

Let \(M\) generate an MPDO whose finite-chain operator \(\rho ^{(N)}(M)\) is positive semidefinite with nonzero trace. For every block length \(L\) with \(2L+1\le N\), \(I_L\le I_{L+1}\). Since \(1\le L{\lt}\lfloor N/2\rfloor \) implies \(2L+1\le N\), this contains the range in [ 13 , Proposition 4.5, line 801 ] .

Proof ▶

Apply strong subadditivity to the reduced state of the first \(N-L\) spins, split into three contiguous segments of lengths \(1\), \(L\), and \(N-2L-1\). Tracing the appropriate segments yields the four block entropies \(S_{N-L}\), \(S_L\), \(S_{L+1}\), and \(S_{N-L-1}\), where the cyclic invariance of \(\rho ^{(N)}(M)\) identifies the entropy of a contiguous block with that of any block of the same length. Strong subadditivity then gives \(S_{N-L}+S_L\le S_{L+1}+S_{N-L-1}\), which rearranges to \(I_L\le I_{L+1}\) after subtracting \(S_N\).

Definition 20.8.10 Parity-sensitive classical MPDO
✓

Let \(M\) have physical dimension two and bond dimension three, with

\begin{align} M^{00} & =\operatorname{diag}(1,0,0), & M^{11} & =\operatorname{diag}(0,1,-1), \notag \\ M^{01} & =0, & M^{10} & =0. \notag \end{align}

The tensor in Definition 20.8.10 generates the positive operators

\begin{align} \rho ^{(N)} & =|0^N\rangle \! \langle 0^N| +(1+(-1)^N)|1^N\rangle \! \langle 1^N|. \notag \end{align}

Their traces are \(2+(-1)^N\). The all-zero diagonal entry of the normalized one-site reduced state is therefore one for odd \(N\) and \(1/3\) for positive even \(N\). In particular, the normalized periodic one-site reduced states do not converge as \(N\to \infty \).

Thus normalized periodic marginals need not converge under the hypotheses of [ 13 , Proposition 4.5, lines 801–806 ] . The mutual information for this family is analyzed in [ 20 ] .

Proof ▶

A contraction around the virtual loop vanishes unless the bra and ket configurations agree and are both constant. The all-zero configuration receives weight one. The all-one configuration receives the sum of the two virtual-sector weights, namely \(1+(-1)^N\). This gives the displayed diagonal form. Its coefficients are non-negative: the second coefficient is zero for odd \(N\) and two for even \(N\). Hence every positive-length operator is positive semidefinite, and summing its two possible diagonal entries gives the trace \(2+(-1)^N\).

After normalization, the all-zero weight is consequently one at odd lengths and \(1/3\) at positive even lengths. Tracing out all but the first site does not change this entry, since among the configurations beginning with zero only the all-zero configuration has nonzero weight. The two subsequences of one-site marginals therefore have distinct all-zero entries, so the sequence cannot converge.

Proof ▶

At odd \(N\), the normalized state and both of its nonempty marginals are pure, so all three terms in \(I_L^{(N)}=S_L+S_{N-L}-S_N\) vanish. At even \(N\), the full state and both marginals have the same two nonzero eigenvalues \(1/3\) and \(2/3\). Each of their entropies is therefore \(h_2(1/3)\), and hence \(I_L^{(N)}=h_2(1/3)+h_2(1/3)-h_2(1/3)=h_2(1/3)\). The binary entropy is strictly positive at \(1/3\). Thus the odd and even subsequences have distinct constant values.

Theorem 20.8.13 Counterexample to the Proposition 4.5 limit clause
✓

The parity-sensitive tensor generates an MPDO for which the sequence \(K\mapsto I_L^{(L+K+1)}\) has no limit for any fixed \(L\geq 1\), refuting the unrestricted thermodynamic-limit clause of [ 13 , Proposition 4.5 ] .

Proof ▶

The MPDO property follows from positivity of every positive-length periodic operator. The formulas of Theorem 20.8.12 yield two subsequences with distinct values \(0\) and \(h_2(1/3){\gt}0\) at every fixed cut \(L\ge 1\), so no limit exists.

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Map on the second tensor factor” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Independent maps on both tensor factors” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Positivity under a map on the first tensor factor” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Positivity under a map on the second tensor factor” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Positivity under independent maps” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Data processing on the first tensor factor” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Data processing on the second tensor factor” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Data processing for bipartite mutual information” ] .

For \(N=L+K\), split a physical configuration into consecutive intervals of lengths \(L\) and \(K\), flatten each interval to a finite index, and denote the resulting bipartite form of the normalized periodic MPO by \(\sigma ^{(N)}_{L:K}\). The flattened local maps on the two factors are denoted by \(\widehat{\mathcal T}_L\) and \(\widehat{\mathcal S}_K\).

Across the consecutive cut after the first \(L\) sites, the two marginals of \(\sigma ^{(N)}_{L:N-L}\) are the reduced states on \(L\) and \(N-L\) sites, up to the standard finite-index identifications. Consequently, \(I_L(M)\) is the ordinary bipartite mutual information of \(\sigma ^{(N)}_{L:N-L}\).

Proof ▶

The first marginal is the defining partial trace over the last \(N-L\) sites. Periodic translation invariance identifies the second marginal with the reduced state on the first \(N-L\) sites. Entropy is invariant under the finite-index identifications, and retaining the full chain leaves the normalized state unchanged.

Lemma 20.8.16 Renormalization maps transfer one site across a cut
✓

Suppose that \(N=(a+1)+(b+2)=(a+2)+(b+1)\). The local closure equations imply

\begin{align} (\widehat{\mathcal T}_a\otimes \widehat{\mathcal S}_b) (\sigma ^{(N)}_{a+1:b+2}) & =\sigma ^{(N)}_{a+2:b+1}, \notag \\ (\widehat{\mathcal S}_a\otimes \widehat{\mathcal T}_b) (\sigma ^{(N)}_{a+2:b+1}) & =\sigma ^{(N)}_{a+1:b+2}. \notag \end{align}
Proof ▶

Fixing the word on the second interval leaves a physical closure on the first interval, whose virtual boundary is the fixed word evaluation. Apply the appropriate global closure identity to this slice. Fixing the resulting word on the first interval gives the closure on the second interval. Cyclicity of the virtual trace identifies the two cuts of the periodic contraction. The reverse identity is the same argument with \(\mathcal S\) and \(\mathcal T\) interchanged.

Theorem 20.8.17 Conditional RFP mutual-information equality
✓

Let \(M\) be a renormalization fixed point. If its \(N\)-site operator is positive semidefinite and has nonzero trace, then \(I(\sigma ^{(N)}_{a+1:b+2}) =I(\sigma ^{(N)}_{a+2:b+1})\). This formalizes the channel calculation in [ 13 , Appendix C, lines 1333–1341 ] .

Proof ▶

Apply mutual-information data processing to the forward pair of local channels and to the reverse pair. The two transfer identities turn the resulting inequalities into opposite inequalities between the displayed mutual informations.

Lemma 20.8.18 Nonvanishing of positive-length BNT-refined RFP rings
✓

Let \(M\) be in normalized BNT-refined horizontal form, generate positive semidefinite ring operators, and satisfy the local renormalization fixed-point equations. This horizontal hypothesis is stronger than literal CPSV canonical form. Then \(\operatorname{tr}\rho ^{(N)}(M)\neq 0\) for every \(N\geq 1\).

Proof ▶

Normalized BNT-refined horizontal form gives a nonzero sector compression for one positive length. Positivity makes its trace nonzero. The fixed-point equations make the physical-trace transfer idempotent, so the trace of its positive powers is independent of the positive exponent.

Theorem 20.8.19 Trace-normalized renormalization fixed points saturate the area law
✓

Let \(M\) generate positive semidefinite ring operators with \(\operatorname{tr}[\rho ^{(N)}(M)]\neq 0\) for every \(N\geq 1\). If \(M\) satisfies the local renormalization fixed-point equations of Definition 4.1, then \(M\) saturates the area law: \(I_L(M)=I_{L+1}(M)\) whenever \(1\leq L{\lt}\lfloor N/2\rfloor \). The nonvanishing trace condition ensures normalized states are well-defined.

Proof ▶

Write the cut as \((a+1):(b+2)\). The two channel identities and data processing give \(I(\sigma ^{(N)}_{a+2:b+1})\leq I(\sigma ^{(N)}_{a+1:b+2})\) and \(I(\sigma ^{(N)}_{a+1:b+2})\leq I(\sigma ^{(N)}_{a+2:b+1})\). Hence the two quantities are equal. The consecutive-cut identification gives \(I_L(M)=I_{L+1}(M)\).

Corollary 20.8.20 Horizontal renormalization fixed points saturate the area law
✓

Let \(M\) be in normalized BNT-refined horizontal form, generate positive semidefinite ring operators, and satisfy the local renormalization fixed-point equations of Definition 4.1. Then \(M\) saturates the area law.

Proof ▶

Lemma 20.8.18 gives nonzero trace at every positive length. Apply Theorem 20.8.19.

Theorem 20.8.21 Trace-normalized renormalization fixed points have literal ZCL and SAL
✓

Let \(M\) generate positive semidefinite ring operators with \(\operatorname{tr}[\rho ^{(N)}(M)]\neq 0\) for every \(N\geq 1\). If \(M\) satisfies the local renormalization fixed-point equations of Definition 4.1, then \(\mathcal T_M^2=\mathcal T_M\) and \(M\) saturates the area law. This proves the ZCL and SAL forward implications of [ 13 , Appendix C, lines 1333–1341 ] .

Proof ▶

Trace preservation in the local renormalization equations gives \(\mathcal T_M^2=\mathcal T_M\) for the physical-trace transfer. If \(\mathcal T_M=0\), then \(\operatorname{tr}[\rho ^{(1)}(M)]=\operatorname{tr}(\mathcal T_M)=0\), contradicting nonvanishing at length one. Thus the literal idempotence is nontrivial, and Theorem 20.8.19 gives saturation of the area law.

Corollary 20.8.22 Horizontal renormalization fixed points have literal ZCL and SAL
✓

Let \(M\) be in normalized BNT-refined horizontal form, generate positive semidefinite ring operators, and satisfy the local renormalization fixed-point equations of Definition 4.1. Then \(\mathcal T_M^2=\mathcal T_M\) and \(M\) saturates the area law.

Proof ▶

Lemma 20.8.18 gives nonzero trace at every positive length. Apply Theorem 20.8.21.

Lemma 20.8.23 Nonnegativity of block entropies
✓
#

For a normalized positive semidefinite finite-chain operator, every block entropy is non-negative: \(0\le S_m\).

Proof ▶

The reduced state of a block is a density matrix, and the von Neumann entropy of a density matrix is non-negative.

Lemma 20.8.24 Nonnegativity of the mutual information
✓

Let \(M\) generate an MPDO whose finite-chain operator \(\rho ^{(N)}(M)\) is positive semidefinite with nonzero trace. For every block length \(L\le N\), one has \(0\le I_L\).

Proof ▶

Apply strong subadditivity with a trivial middle subsystem (equivalently, subadditivity) to the bipartition of the chain into the first \(L\) and last \(N-L\) spins: \(S_N+S_0\le S_L+S_{N-L}\). Since \(S_0\ge 0\) (Lemma 20.8.23), rearranging gives \(I_L=S_L+S_{N-L}-S_N\ge S_0\ge 0\).

Lemma 20.8.25 Symmetry of the mutual information across the cut
✓

For every block length \(L\le N\), the mutual information of the first \(L\) spins equals that of their complement: \(I_L=I_{N-L}\).

Proof ▶

Both sides equal \(S_L+S_{N-L}-S_N\) by the symmetric definition \(I_L=S_L+S_{N-L}-S_N\), using \(N-(N-L)=L\).

Lemma 20.8.26 Positive rank of a normalized state
✓
#

A positive semidefinite matrix of trace one has positive rank.

Proof ▶

If its rank were zero, every eigenvalue would vanish, contradicting that their sum is the trace, which equals one.

Lemma 20.8.27 Zero entropy in rank one
✓

A positive semidefinite matrix of trace one and rank at most one has zero von Neumann entropy.

Proof ▶

Its rank is positive by Lemma 20.8.26, hence it is exactly one. The rank bound gives \(S\le \log 1=0\), while entropy is non-negative.

Lemma 20.8.28 Entropy of the empty block
✓

For a normalized positive semidefinite finite-chain operator, the block entropy of the empty block vanishes: \(S_0=0\).

Proof ▶

The reduced state of zero spins is one-dimensional, so its rank is at most one. Lemma 20.8.27 gives \(S_0=0\).

Lemma 20.8.29 Empty-block mutual information vanishes
✓

For a normalized positive semidefinite finite-chain operator, the mutual information of the empty block vanishes: \(I_0=0\).

Proof ▶

By definition, \(I_0=S_0+S_N-S_N=S_0\), which is zero by Lemma 20.8.28.

For a block of \(L\) spin–ancilla pairs, regroup

\begin{align} (\mathbb {C}^d\otimes \mathbb {C}^{d_K})^{\otimes L} & \cong (\mathbb {C}^d)^{\otimes L} \otimes (\mathbb {C}^{d_K})^{\otimes L} \notag \end{align}

and trace the ancillary factor. Denote this map by \(\operatorname{Tr}_{\mathrm{anc},L}\). It is the blockwise analog of the one-site ancillary trace in Definition 20.7.3.

Theorem 20.8.31 Block ancillary trace is a channel
✓

The map \(\operatorname{Tr}_{\mathrm{anc},L}\) is trace-preserving and completely positive.

Proof ▶

The reindexing equivalence is a channel, as is the partial trace over the ancillary factor. Their composition is therefore trace-preserving and completely positive.

If \(X\) is an operator on a spin–ancilla block, then for \(i,j\in [d]^L\),

\begin{align} \operatorname{Tr}_{\mathrm{anc},L}(X)_{i,j} & =\sum _{\kappa \in [d_K]^L}X_{(i,\kappa ),(j,\kappa )}. \notag \end{align}

For \(i,j\in [d]^L\) and \(x,y\in [d]^K\), applying the ancillary traces to both blocks across the cut \(L\mid K\) gives

\begin{align} \bigl[(\operatorname{Tr}_{\mathrm{anc},L}\otimes \operatorname{Tr}_{\mathrm{anc},K})(X)\bigr]_{(i,x),(j,y)} & =\sum _{\kappa \in [d_K]^L}\sum _{\lambda \in [d_K]^K} X_{((i,\kappa ),(x,\lambda )),((j,\kappa ),(y,\lambda ))}. \notag \end{align}
Proof ▶

After regrouping the spin and ancillary factors, the definition of the partial trace gives the first coefficient identity. Applying this identity to both tensor factors gives the displayed iterated sum; the two finite sums may be interchanged.

Fix a local-purification representation

\begin{align} M^{ij} & =\left(\sum _{k=0}^{d_K-1} A^{(i,k)}\otimes \overline{A^{(j,k)}}\right)_{e,e}, \notag \end{align}

with purifying MPS tensor \(\widetilde A\) of physical dimension \(d d_K\) and bond dimension \(D'\). For every \(N=L+K\), tracing all ancillary degrees of freedom gives

\begin{align} \rho ^{(N)}(M) & =\operatorname{Tr}_{\mathrm{anc},N} \left(|V^{(N)}(\widetilde A)\rangle \! \langle V^{(N)}(\widetilde A)|\right), \notag \\ \operatorname{tr}\rho ^{(N)}(M) & =\left\lVert V^{(N)}(\widetilde A)\right\rVert ^2. \notag \end{align}

Define the normalized-form purifying operator by

\begin{align} \pi _{\widetilde A}^{(N)} & :=\left\lVert V^{(N)}(\widetilde A)\right\rVert ^{-2} |V^{(N)}(\widetilde A)\rangle \! \langle V^{(N)}(\widetilde A)|, \notag \end{align}

where the inverse scalar is taken with the convention \(0^{-1}=0\). After reindexing across the cut \(L\mid K\),

\begin{align} \sigma ^{(N)}_{L:K}(M) & =\left(\operatorname{Tr}_{\mathrm{anc},L}\otimes \operatorname{Tr}_{\mathrm{anc},K}\right) \left(\left(\pi _{\widetilde A}^{(N)}\right)_{L:K}\right). \notag \end{align}

This identity also holds when the common trace vanishes, in which case both normalized-form operators are zero.

This formalizes the finite-chain channel identity from the purification in [ 245 , equation (4) ] for the local purifications of [ 13 , Section 4.3 ] .

Proof ▶

The coefficient formula for one block gives

\begin{align} & \operatorname{Tr}_{\mathrm{anc},N} \left(|V^{(N)}(\widetilde A)\rangle \! \langle V^{(N)}(\widetilde A)|\right)_{\sigma ,\tau } \notag \\ & \quad =\sum _{\kappa \in [d_K]^N} V^{(N)}(\widetilde A)_{(\sigma ,\kappa )} \overline{V^{(N)}(\widetilde A)_{(\tau ,\kappa )}} =\rho ^{(N)}(M)_{\sigma ,\tau }. \notag \end{align}

Trace preservation gives equality of the two normalizing traces. Splitting \(\kappa \) into its left and right restrictions changes the last sum into the two independent sums in Theorem 20.8.32, which proves the normalized identity across \(L\mid K\).

Let \(M\) be an LPDO. There exist an ancillary dimension \(d_K\), a purifying bond dimension \(D'\), and a local-purification family \(A\), all independent of the cut, such that for every decomposition \(N=L+K\),

\begin{align} \sigma ^{(N)}_{L:K}(M) & =\left(\operatorname{Tr}_{\mathrm{anc},L}\otimes \operatorname{Tr}_{\mathrm{anc},K}\right) \left(\left(\pi _{\widetilde A}^{(N)}\right)_{L:K}\right), \notag \end{align}

where \(\widetilde A\) is the purifying MPS tensor associated with \(A\).

Proof ▶

Choose one local-purification representation of \(M\). For an arbitrary decomposition \(N=L+K\), apply Theorem 20.8.33 to the same purifying tensor.

Theorem 20.8.35 Mutual-information bound for a local-channel image
✓

Let \(M\) be an MPO tensor whose generated \(N\)-site operator is positive semidefinite. Let \(A\) be an MPS tensor of bond dimension \(D'\geq 1\) whose \(N\)-site vector is nonzero. Suppose that, across the cut \(L\mid (N-L)\), the normalized state generated by \(M\) is obtained from the normalized pure state of \(A\) by trace-preserving completely positive maps \(\Phi _L\) and \(\Phi _R\) on the two blocks:

\begin{align} \sigma ^{(N)}_{L:N-L}(M) & =(\Phi _L\otimes \Phi _R) \left(\frac{|V^{(N)}(A)\rangle \! \langle V^{(N)}(A)|}{\lVert V^{(N)}(A)\rVert ^2}\right)_{L:N-L}. \notag \end{align}

Then \(I_L(M)\leq 4\log D'\).

Proof ▶

Write \(\sigma _A^{(N)}\) for the normalized pure state of \(A\) in the \(L\mid (N-L)\) bipartition. Then

\begin{align} I_L(M) & =I\! \left((\Phi _L\otimes \Phi _R)(\sigma _A^{(N)})\right) \leq I(\sigma _A^{(N)}) \leq 4\log D’. \notag \end{align}

The equality is the channel-image hypothesis, the first inequality is data processing, and the last inequality is Proposition 20.10.23.

Fix a local-purification representation with purifying MPS bond dimension \(D'\). If the \(N\)-site operator is positive semidefinite and its purifying pure state is nonzero, then \(I_L(M)\leq 4\log D'\) for every \(L\leq N\).

Consequently, if \(M\) is an LPDO, \(N\geq 1\), and \(\operatorname{tr}\rho ^{(N)}(M)\neq 0\), then its local-purification representation supplies a bond dimension \(D'\) satisfying this estimate. The quantity \(D'\) is the bond dimension of the purifying MPS, not the MPO bond dimension \(D\).

Proof ▶

By Theorem 20.8.33,

\begin{align} I_L(M) & =I\! \left((\operatorname{Tr}_{\mathrm{anc},L}\otimes \operatorname{Tr}_{\mathrm{anc},N-L}) \left(\left(\pi _{\widetilde A}^{(N)}\right)_{L:N-L}\right)\right) \notag \\ & \leq I\! \left(\left(\pi _{\widetilde A}^{(N)}\right)_{L:N-L}\right) \leq 4\log D’. \notag \end{align}

The first inequality is data processing and the second is the pure-state boundary estimate. Nonvanishing of the purifying pure state implies \(D'{\gt}0\). For an LPDO, positivity follows from Theorem 16.3.3, while the trace identity in Theorem 20.8.33 transfers the nonzero-trace hypothesis to the purifying pure state.

Theorem 20.8.37 Rank of diagonal coefficients across a periodic cut
✓

Split a periodic chain into consecutive blocks of lengths \(L\) and \(R\). For words \(x\in \{ 0,\ldots ,d-1\} ^L\) and \(y\in \{ 0,\ldots ,d-1\} ^R\), set

\begin{align} P_{x,y} & = \operatorname{tr}\! \left(M^{x_0x_0}\cdots M^{x_{L-1}x_{L-1}} M^{y_0y_0}\cdots M^{y_{R-1}y_{R-1}}\right). \notag \end{align}

Then the ordinary complex rank of \(P\) satisfies \(\operatorname{rank}_{\mathbb {C}}P\le D^2\).

Proof ▶

For each word, write \(A_x=M^{x_0x_0}\cdots M^{x_{L-1}x_{L-1}}\) and \(B_y=M^{y_0y_0}\cdots M^{y_{R-1}y_{R-1}}\). The identity

\begin{align} P_{x,y} & =\operatorname{tr}(A_xB_y) =\sum _{a,b=0}^{D-1}(A_x)_{ab}(B_y)_{ba} \notag \end{align}

factors \(P\) through the \(D^2\)-dimensional space indexed by pairs \((a,b)\).

Theorem 20.8.38 Rank under faithful scalar extension
✓
#

Let \(K\subseteq L\) be a faithful field extension, let \(\iota :K\hookrightarrow L\) be the inclusion, and let \(A\) be a finite matrix over \(K\). Then \(\operatorname{rank}_{L}\! \left((\iota (A_{ij}))_{ij}\right)=\operatorname{rank}_{K}A\).

Proof ▶

For every finite selection of columns, the selected columns are linearly independent over \(K\) if and only if their scalar extensions are linearly independent over \(L\). Selecting a basis from each column space proves the two rank inequalities.

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Joint probability distribution and marginals” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Entropy and classical mutual information” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Entropy is bounded by the logarithm of the support cardinality” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Classical mutual information is bounded by ordinary rank” ] .

Theorem 20.8.39 Classical estimate for normalized diagonal cut coefficients
✓

Let \(D\geq 1\), and let \(W\) be a real diagonal coefficient matrix across a periodic cut of an MPO with bond dimension \(D\). Suppose its scalar extension to \(\mathbb {C}\) is the cut matrix \(P^{\mathbb {C}}\) from Theorem 20.8.37. If \(Z{\gt}0\) and \(P=Z^{-1}W\) is a joint probability distribution, then \(I(X:Y)_P\leq 2\log D\).

Proof ▶

Normalization by the nonzero scalar \(Z^{-1}\) does not change real rank. Faithful scalar extension does not change rank by Theorem 20.8.38; hence Theorem 20.8.37 gives \(\operatorname{rank}_{\mathbb {R}}P\leq D^2\). Applying [ 216 , “Classical mutual information is bounded by ordinary rank” ] gives \(I(X:Y)_P\leq \log \operatorname{rank}_{\mathbb {R}}P\), and monotonicity of the logarithm gives the result.

Definition 20.8.40 Normalized diagonal distribution at fixed length
✓

For a chain of length \(N=L+R\), call \(\rho ^{(N)}(M)\) diagonal if \(\rho ^{(N)}(M)_{u,v}=0\) whenever \(u\ne v\). Call \(M\) globally diagonal if \(\rho ^{(N)}(M)\) is diagonal for every \(N{\gt}0\). For configurations \(x\) and \(y\) on the two consecutive blocks, define

\begin{align} W_{x,y} & =\operatorname{Re}\rho ^{(L+R)}(M)_{(x,y),(x,y)}, \notag \\ Z & =\sum _{x,y}W_{x,y}, \notag \\ \widehat P & =Z^{-1}W. \notag \end{align}
Lemma 20.8.41 Sum of diagonal coefficients and trace
✓

For every MPO tensor \(M\) and cut lengths \(L,R\), the sum of the real parts of the diagonal coefficients satisfies \(Z=\operatorname{Re}\operatorname{tr}\rho ^{(L+R)}(M)\).

Proof ▶

Pairing each configuration \(\sigma \) on \(L+R\) sites with its unique block split \((x,y)\) on \(L\) and \(R\) sites gives

\begin{align} Z & =\sum _{x,y}W_{x,y} =\sum _\sigma \operatorname{Re}\rho ^{(L+R)}(M)_{\sigma ,\sigma } =\operatorname{Re}\operatorname{tr}\rho ^{(L+R)}(M). \notag \end{align}

Let \(D\geq 1\). Suppose that \(\rho ^{(L+R)}(M)\) is diagonal and positive semidefinite, and that \(Z{\gt}0\). Then \(W_{x,y}\geq 0\), the scalar extension of \(W\) to \(\mathbb {C}\) is the diagonal cut matrix of Theorem 20.8.37, and \(\widehat P\) is a joint probability distribution. Its classical mutual information satisfies \(I(X:Y)_{\widehat P}\leq 2\log D\).

Proof ▶

Positive semidefiniteness makes every diagonal entry real and non-negative, so \(W_{x,y}\geq 0\) and its scalar extension recovers the complex diagonal cut matrix. Since \(Z\) is the sum of the entries of \(W\), \(\sum _{x,y}\widehat P_{x,y} =Z^{-1}\sum _{x,y}W_{x,y}=1\). Thus \(\widehat P\) is a joint probability distribution. Diagonality says that these coefficients constitute the full classical finite-chain state, and Theorem 20.8.39 gives the bound.

Corollary 20.8.43 Classical estimate for a diagonal matrix product density operator
✓

Let \(D\geq 1\), and let \(M\) generate diagonal positive semidefinite operators at every positive chain length. If \(L+R{\gt}0\) and the trace at length \(L+R\) is positive, then the classical mutual information of its normalized diagonal coefficients satisfies \(I(X:Y)\leq 2\log D\).

Proof ▶

Global diagonality and positivity give the fixed-length hypotheses of Theorem 20.8.42. Since the chain operator is diagonal,

\begin{align} Z & =\sum _{x,y}W_{x,y} =\operatorname{Re}\operatorname{tr}\rho ^{(L+R)}(M), \notag \end{align}

so the trace positivity hypothesis supplies the required normalization.

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Positivity of the operator-Schmidt rank” ] .

Let \(M\) be an MPO tensor of operator bond dimension \(D\), and let \(N=L+K\). Opening the two virtual bonds at the consecutive cut gives

\begin{align} \sigma ^{(N)}_{L:K} & =\sum _{a,b=0}^{D-1} X_{ab}\otimes Y_{ab}, \notag \end{align}

and

\begin{align} \operatorname {OSR}(\sigma ^{(N)}_{L:K}) & \leq D^2. \notag \end{align}

For left-block words \(x,x'\) and right-block words \(y,y'\), the factors are

\begin{align} (X_{ab})_{x,x'} & =\operatorname{tr}[\rho ^{(N)}(M)]^{-1} \bigl(M^{x_0x'_0}\cdots M^{x_{L-1}x'_{L-1}}\bigr)_{ab}, \notag \end{align}

and

\begin{align} (Y_{ab})_{y,y'} & =\bigl(M^{y_0y'_0}\cdots M^{y_{K-1}y'_{K-1}}\bigr)_{ba}. \notag \end{align}

This decomposes \(\sigma ^{(N)}_{L:K}\) via the trace identity \(\operatorname{tr}(AB)=\sum _{a,b}A_{ab}B_{ba}\) with the normalization scalar absorbed into the left factor, formalizing the two-virtual-boundary factorization in [ 13 , Proposition 4.5 ] .

Proof ▶

Split each closed virtual word into its left and right products. Expanding the trace over the two exposed virtual indices gives the displayed sum of \(D^2\) product matrices. The minimality property of the operator-Schmidt rank then bounds it by the number of displayed terms.

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Coefficient-space characterization of operator-Schmidt rank” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Operator-Schmidt rank under local isometries” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Support of a bipartite positive operator” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Compression to both marginal supports” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Partial traces under product isometries” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Faithful marginals after simultaneous support compression” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Channel of a faithful bipartite marginal” ] .

20.9 Support compression for entropy functionals

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Isometric conjugation into a larger matrix algebra” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Functional calculus under rectangular isometric conjugation” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Trace preservation under isometric inclusion” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Compression cancels isometric expansion” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Reconstruction from a reference support” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Relative entropy under support compression” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Functional calculus under transpose” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Logarithm of a positive square root” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Logarithm of a real power” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Support-aware vector-state Jensen inequality for the logarithm” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Order-two sandwiched trace functional” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Nonnegativity of the order-two functional” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Faithful cyclic form of the order-two functional” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Relative entropy bounded by the faithful order-two functional” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Order-two sandwiched functional under support compression” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Reduction of the singular order-two comparison to the faithful case” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Relative entropy bounded by the support-restricted order-two functional” ] .

20.10 Rectangular Choi matrices and a range-dimension estimate

The rectangular Choi correspondence [ 244 , Proposition 2.1 ] bounds the order-two Choi functional of a Hilbert–Schmidt contraction by its range dimension, bounding mutual information in terms of operator-Schmidt rank.

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Matrix of a linear map in matrix-unit bases” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Unnormalized rectangular Choi matrix” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Frobenius norm under rectangular Choi reshaping” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Matrix-unit Parseval identity for a rectangular Choi matrix” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Hilbert–Schmidt contraction” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Rectangular Choi norm bounded by the range dimension” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Full-support eigenbasis whitening as a Choi matrix” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Full-support eigenbasis whitened Choi estimate” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Real powers under unitary conjugation” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Real powers of positive tensor products” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Inverse quarter-power from iterated square roots” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Unitary invariance of the order-two functional” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Reindexing invariance of the order-two functional” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Faithful marginal whitening bound” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Marginal-support whitening bound” ] .

For trace-one \(\rho \) and \(\alpha {\gt}1\), the total sandwiched Rényi trace is the quantity inside the logarithm of the sandwiched Rényi divergence [ 6 , Equation (3) ] [ 224 , Definition 2 ] for \(\rho ,\omega \geq 0\) with \(\ker \omega \subseteq \ker \rho \). For singular \(\omega \), negative powers denote the generalized inverse on \(\operatorname{supp}\omega \). The regime \(1{\lt}\alpha \leq 2\) connects the Umegaki relative entropy at \(\alpha \to 1\) to the order-two functional.

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Total sandwiched Rényi trace” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Nonnegativity on the faithful domain” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Order-one sandwiched trace” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Order-two sandwiched trace” ] .

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Mutual information from operator-Schmidt rank” ] .

Theorem 20.10.1 Finite-chain mutual information from the operator bond
✓

Let \(M\) be an MPO tensor of operator bond dimension \(D\). Fix a chain of length \(N\) and a cut with \(0\leq L\leq N\). If the corresponding finite-chain operator is positive semidefinite and has nonzero trace, then

\begin{align} I_L^{(N)} & \leq 2\log D. \notag \end{align}

The bound holds for all cuts \(0\leq L\leq N\) without assuming local purification or canonical form.

Proof ▶

Reindex the normalized chain operator across the consecutive cut. Its trace is one, and its positivity is preserved by this reindexing. Hence

\begin{align} I_L^{(N)} & \leq \log \operatorname {OSR}(\sigma ^{(N)}_{L:N-L}) \leq \log D^2 =2\log D. \notag \end{align}

Nonzero trace makes the normalized operator nonzero, so its operator-Schmidt rank is positive. If \(D=0\), then every finite-chain trace vanishes. Hence \(D{\gt}0\), which justifies the last logarithmic identity.

Theorem 20.10.2 Finite-chain mutual-information estimate for matrix product density operators
✓

Let \(M\) be a matrix product density operator of operator bond dimension \(D\). For every positive chain length \(N\), every cut \(0\leq L\leq N\), and every nonzero finite-chain trace,

\begin{align} I_L^{(N)} & \leq 4\log D. \notag \end{align}

This establishes the finite-chain mutual-information bound invoked in [ 13 , Proposition 4.5 ] .

Proof ▶

Global positivity supplies positivity at the chosen positive chain length. Apply Theorem 20.10.1. The same nonzero-trace argument gives \(D{\gt}0\), hence \(0\leq \log D\) and \(2\log D\leq 4\log D\).

Remark 20.10.3 Boundedness of mutual information
#

The proof of [ 13 , Proposition 4.5 ] invokes the uniform estimate \(I_L\leq 4\log D\) for every MPDO, referencing the purification of local completely positive maps [ 245 ] . For such maps, data processing and the pure-state boundary estimate yield

\begin{align} I(A:B)_{\rho } & \leq I(A:B)_{|\Psi \rangle \! \langle \Psi |} =2S(A)_{|\Psi \rangle \! \langle \Psi |} \leq 2\lvert \partial A\rvert \log D = 4\log D. \notag \end{align}

General positive MPOs need not admit such a local purification.

The two virtual bonds bound the operator-Schmidt rank by \(D^2\) [ 216 , “Coefficient-space characterization of operator-Schmidt rank” ] , even though the ordinary rank of a marginal can grow exponentially (for instance, a product of full-rank single-site density matrices has \(\operatorname{rank}(\rho _L)=(\operatorname{rank}q)^L\) while \(I_L=0\)).

Theorem 20.10.1 provides the uniform bound \(I_L^{(N)}\leq 2\log D\) whenever the finite-chain operator is positive semidefinite with positive trace. For diagonal states, Theorem 20.8.42 gives an independent verification.

While the finite-chain bound \(I_L^{(N)}\leq 2\log D\) holds uniformly, the iterated thermodynamic limit in [ 13 , Proposition 4.5 ] can fail, as demonstrated by Theorem 20.8.11 and documented in [ 20 ] . The channel-image case is treated in Theorem 20.8.35, pure states in Proposition 20.10.23, and locally purified states in Theorem 20.8.36.

Definition 20.10.4 Block entropy and area-law saturation for pure states
✓

For an MPS tensor \(A\), a system size \(N\), and a block length \(L\le N\), let

\begin{align} \sigma ^{(N)}(A) & = \frac{|V^{(N)}(A)\rangle \! \langle V^{(N)}(A)|}{\| V^{(N)}(A)\| ^2}, \notag \\ \rho _L^{(N)}(A) & =\operatorname{tr}_{N\setminus L}\! [\sigma ^{(N)}(A)] \notag \end{align}

denote the normalized state and the reduced state of the first \(L\) spins. The \(L\)-block entropy is \(S_L^{(N)}(A)=S(\rho _L^{(N)}(A))\). The tensor saturates the area law if \(S_L^{(N)}(A)=S_{L+1}^{(N)}(A)\) for all \(1\le L{\lt}\lfloor N/2\rfloor \) and all \(N\). This is [ 13 , Definition 3.13, line 600 ] .

Definition 20.10.5 Purification tensor
✓
#

For an MPS tensor \(A\) on bond space \(\mathbb {C}^D\), define the associated MPO tensor \(M\) on bond space \(\mathbb {C}^{D^2}\) by \(M^{ij}=A^i\otimes \overline{A^j}\). This is the single-ancilla purification tensor of [ 13 ] .

Lemma 20.10.6 Pure state as a purification MPDO
✓

For an MPS tensor \(A\), the pure-state operator \(|V^{(N)}(A)\rangle \! \langle V^{(N)}(A)|\) equals the MPDO generated by the tensor \(M^{ij}=A^i\otimes \overline{A^j}\), acting on a bond space of dimension \(D^2\):

\begin{align} \rho ^{(N)}(A\otimes \bar A) & =|V^{(N)}(A)\rangle \! \langle V^{(N)}(A)|. \notag \end{align}

This is the single-ancilla case of the purification picture of [ 13 ] ; it lets the MPDO block-entropy theory apply to pure-state block entropies.

Proof ▶

The word evaluation of the doubled tensor is the Kronecker product of the word evaluation of \(A\) and its conjugate, \(M^{\sigma ,\tau }=A^\sigma \otimes \overline{A^\tau }\), so its trace factors as \(\operatorname{tr}(M^{\sigma ,\tau }) =\operatorname{tr}(A^\sigma ) \overline{\operatorname{tr}(A^\tau )} =\overline{V^{(N)}(A)_\tau }\, V^{(N)}(A)_\sigma \), the corresponding matrix element of \(|V^{(N)}(A)\rangle \! \langle V^{(N)}(A)|\).

Lemma 20.10.7 Block entropy of the purification tensor
✓

For an MPS tensor \(A\), system size \(N\), and block length \(L\le N\), the MPDO block entropy of the tensor \(M^{ij}=A^i\otimes \overline{A^j}\) agrees with the pure-state block entropy: \(S_L^{(N)}(M)=S_L^{(N)}(A)\).

Proof ▶

Lemma 20.10.6 gives \(\rho ^{(N)}(M)=|V^{(N)}(A)\rangle \! \langle V^{(N)}(A)|\), hence

\begin{align} \sigma ^{(N)}(M) & = \frac{\rho ^{(N)}(M)}{\operatorname{tr}[\rho ^{(N)}(M)]} = \frac{|V^{(N)}(A)\rangle \! \langle V^{(N)}(A)|}{\| V^{(N)}(A)\| ^2} = \sigma ^{(N)}(A). \notag \end{align}

Therefore the reduced block states agree:

\begin{align} \rho _L^{(N)}(M) & = \operatorname{tr}_{N\setminus L}\! [\sigma ^{(N)}(M)] = \operatorname{tr}_{N\setminus L}\! [\sigma ^{(N)}(A)] = \rho _L^{(N)}(A). \notag \end{align}

Thus \(S_L^{(N)}(M) =S(\rho _L^{(N)}(M)) =S(\rho _L^{(N)}(A)) =S_L^{(N)}(A)\).

Lemma 20.10.8 Schmidt symmetry of the block entropy
✓
#

For an MPS tensor \(A\) and a block length \(L\le N\), the block entropies of a block and its complement coincide: \(S_L^{(N)}(A)=S_{N-L}^{(N)}(A)\).

Proof ▶

The reduced state of the first \(L\) spins is \(\rho _L\propto WW^\dagger \), where \(W\) is the matrix of amplitudes \(\langle u\, w|V^{(N)}(A)\rangle \) with \(u\) the first \(L\) spins and \(w\) the remaining \(N-L\). By cyclic invariance of the amplitudes, the reduced state of the complement is \(\propto \overline{W^\dagger W}\). Cyclic invariance of the entropy, \(S(WW^\dagger )=S(W^\dagger W)\), together with invariance of the entropy under entrywise conjugation of a Hermitian matrix, \(S(\overline{W^\dagger W})=S(W^\dagger W)\), gives \(S_L^{(N)}(A)=S_{N-L}^{(N)}(A)\).

Proposition 20.10.9 Pure-state area-law monotonicity
✓

Let \(A\) be an MPS tensor with \(V^{(N)}(A)\neq 0\). For every block length \(L\) with \(2L+1\le N\), covering \(1\le L{\lt}\lfloor N/2\rfloor \), \(S_L^{(N)}(A)\le S_{L+1}^{(N)}(A)\). This is the pure-state area law of [ 13 , Section 3, line 599 ] .

Proof ▶

Apply the block-entropy form of strong subadditivity, the inequality underlying Proposition 20.8.9, to the purification MPDO of \(A\), giving \(S_{N-L}+S_L\le S_{L+1}+S_{N-L-1}\). By the Schmidt symmetry \(S_{N-L}=S_L\) and \(S_{N-L-1}=S_{L+1}\), this reduces to \(S_L\le S_{L+1}\).

Lemma 20.10.10 Operator-Schmidt Gram is a transfer-map power
✓

Let \(A\) be an MPS tensor of bond dimension \(D\). For a length-\(\ell \) configuration \(\sigma \) and a length-\(m\) configuration \(\tau \), write the operator-Schmidt factors as

\begin{align} (L_\ell )_{\sigma ,(a_1,a_2)} & =(A^\sigma )_{a_1a_2}, \notag \\ (R_m)_{(p_1,p_2),\tau } & =(A^\tau )_{p_2p_1}. \notag \end{align}

The \(D^2\times D^2\) Gram matrix of the left factor equals the \(\ell \)-fold transfer map evaluated on a matrix unit:

\begin{align} (L_\ell ^\dagger L_\ell )_{(a_1,a_2),(b_1,b_2)} & = \sum _{\sigma }\overline{(A^\sigma )_{a_1a_2}} (A^\sigma )_{b_1b_2} \notag \\ & = (\mathcal{E}_A^{\, \ell }(|b_2\rangle \! \langle a_2|))_{b_1,a_1}, \notag \end{align}

where the sum runs over length-\(\ell \) configurations \(\sigma \). The Gram of the right factor \(R_m\) of an \(m\)-spin complement satisfies the bond-swapped identity

\begin{align} (R_mR_m^\dagger )_{(p_1,p_2),(q_1,q_2)} & = \sum _{\tau }(A^\tau )_{p_2p_1} \overline{(A^\tau )_{q_2q_1}} \notag \\ & = (\mathcal{E}_A^{\, m}(|p_1\rangle \! \langle q_1|))_{p_2,q_2}, \notag \end{align}

where the sum runs over length-\(m\) configurations \(\tau \).

Proof ▶

The left Gram entry is \(\sum _\sigma \overline{(A^\sigma )_{a_1a_2}}(A^\sigma )_{b_1b_2}\) by definition of \(L_\ell \). Expanding

\begin{align} \mathcal{E}_A^{\, \ell }(|b_2\rangle \! \langle a_2|) & = \sum _\sigma A^\sigma |b_2\rangle \! \langle a_2|(A^\sigma )^\dagger \notag \end{align}

and reading off the \((b_1,a_1)\) entry gives the same sum, since

\begin{align} \bigl( A^\sigma |b_2\rangle \! \langle a_2|(A^\sigma )^\dagger \bigr)_{b_1,a_1} & = (A^\sigma )_{b_1b_2} \overline{(A^\sigma )_{a_1a_2}}. \notag \end{align}

The right-factor formula is the same expansion with the two boundary bonds interchanged: the \((p,q)\) entry of \(R_mR_m^\dagger \) is \(\sum _\tau (A^\tau )_{p_2p_1}\overline{(A^\tau )_{q_2q_1}}\), which is the \((p_2,q_2)\) entry of \(\mathcal{E}_A^{\, m}(|p_1\rangle \! \langle q_1|)\).

Lemma 20.10.11 RFP collapse of the operator-Schmidt Grams
✓

Let \(A\) be a renormalization fixed point. For every \(L\ge 1\) and \(m\ge 1\), the operator-Schmidt Grams of the \(L\)-block and of the \(m\)-site complement are the one-site Grams:

\begin{align} L_L^\dagger L_L & =L_1^\dagger L_1, \notag \\ R_mR_m^\dagger & =R_1R_1^\dagger . \notag \end{align}
Proof ▶

By definition, a renormalization fixed point satisfies \(\mathcal{E}_A^{\, 2}=\mathcal{E}_A\), so \(\mathcal{E}_A^{\, k}=\mathcal{E}_A\) for every \(k\ge 1\). Applying Lemma 20.10.10 to the left and right Gram entries gives the two displayed identities.

Lemma 20.10.12 Pure block entropy as a bond-environment charpoly sum
✓

Let \(A\) be an MPS tensor, let \(L\le N\), put \(m=N-L\), and write \(c=(\operatorname{tr}\rho ^{(N)})^{-1}\). Then the pure block entropy is the charpoly-root entropy sum of the \(D^2\times D^2\) bond environment:

\begin{align} S_L^{(N)}(A) & = \sum _{\lambda \in \operatorname {roots}\chi _{c\, (R_mR_m^\dagger )(L_L^\dagger L_L)}} -\operatorname{Re}(\lambda )\log \operatorname{Re}(\lambda ). \notag \end{align}

The roots are counted with algebraic multiplicity.

Proof ▶

The reduced block state has the exact factorization

\begin{align} \rho _L^{(N)}(A) & = c\, L_L(R_mR_m^\dagger )L_L^\dagger . \notag \end{align}

Cyclic invariance of the charpoly-root entropy sum gives

\begin{align} S(c\, L_L(R_mR_m^\dagger )L_L^\dagger ) & = S(c\, (R_mR_m^\dagger )(L_L^\dagger L_L)), \notag \end{align}

which is the displayed formula.

Theorem 20.10.13 A renormalization fixed point saturates the area law
✓

If an MPS tensor \(A\) is a renormalization fixed point, then it saturates the area law: for every chain length \(N\) and every block length \(1\le L{\lt}\lfloor N/2\rfloor \), the pure-state block entropy is constant in the block size, \(S_L^{(N)}(A)=S_{L+1}^{(N)}(A)\). This strengthens [ 13 , Proposition 3.14, lines 606–608 ] by deducing area-law saturation from transfer-map idempotence alone, without assuming canonical form.

Proof ▶

Write \(c=(\operatorname{tr}\rho ^{(N)})^{-1}\). Lemma 20.10.12 computes the entropy from the bond environment:

\begin{align} S_L^{(N)}(A) & = \sum _{\lambda \in \operatorname {roots}\chi _{c\, (R_{N-L}R_{N-L}^\dagger ) (L_L^\dagger L_L)}} -\operatorname{Re}(\lambda )\log \operatorname{Re}(\lambda ). \notag \end{align}

Since \(1\le L{\lt}\lfloor N/2\rfloor \), the four lengths \(L\), \(L+1\), \(N-L\), and \(N-(L+1)\) are positive. Lemma 20.10.11 gives

\begin{align} L_L^\dagger L_L & =L_1^\dagger L_1, \notag \\ L_{L+1}^\dagger L_{L+1} & =L_1^\dagger L_1, \notag \\ R_{N-L}R_{N-L}^\dagger & =R_1R_1^\dagger , \notag \\ R_{N-(L+1)}R_{N-(L+1)}^\dagger & =R_1R_1^\dagger . \notag \end{align}

Therefore the two bond environments agree:

\begin{align} (R_{N-L}R_{N-L}^\dagger )(L_L^\dagger L_L) & = (R_1R_1^\dagger )(L_1^\dagger L_1) \notag \\ & = (R_{N-(L+1)}R_{N-(L+1)}^\dagger ) (L_{L+1}^\dagger L_{L+1}). \notag \end{align}

The scalar \(c\) depends only on \(N\), so the two charpoly-root entropy sums are equal. Hence \(S_L^{(N)}(A)=S_{L+1}^{(N)}(A)\).

Theorem 20.10.14 A renormalization fixed point has a constant block-entropy chain
✓

If an MPS tensor \(A\) is a renormalization fixed point, then all block entropies in the range \(1\le L\le \lfloor N/2\rfloor \) coincide:

\begin{align} S_1^{(N)}(A) & =S_2^{(N)}(A) =\cdots =S_{\lfloor N/2\rfloor }^{(N)}(A). \notag \end{align}

This formalizes the constant-entropy consequence of area-law saturation [ 13 , Definition 3.13, line 600 ] for fixed points.

Proof ▶

The fixed point saturates the area law (Theorem 20.10.13), so by the telescoping of saturation (Lemma 20.10.21) the block entropies at any two lengths \(1\le L,L'\le \lfloor N/2\rfloor \) agree: \(S_L^{(N)}(A)=S_{L'}^{(N)}(A)\).

Lemma 20.10.15 Operator-Schmidt rank bound
✓
#

For an MPS tensor \(A\) of bond dimension \(D\) and a block length \(L\le N\), the reduced state \(\rho _L^{(N)}(A)\) of the first \(L\) spins has rank at most \(D^2\).

Proof ▶

The reduced state is \(\rho _L\propto WW^\dagger \), where the amplitude matrix

\begin{align} W(u,w) & = \langle u\, w|V^{(N)}(A)\rangle = \operatorname{tr}\! \bigl( A^{u_1}\cdots A^{u_L} A^{w_1}\cdots A^{w_{N-L}} \bigr) \notag \end{align}

factors through the two bond pairs cut by the block boundary. Writing the trace as a sum over the bond index pair \((a,b)\in \{ 1,\ldots ,D\} ^2\) exhibits \(W=L'R'\) with \(L'\) having \(D^2\) columns, so \(\operatorname{rank}\rho _L\leq \operatorname{rank}W\leq D^2\).

Lemma 20.10.16 The reduced pure block state is a density matrix
✓

For an MPS tensor \(A\) with \(V^{(N)}(A)\neq 0\), the reduced state \(\rho _L^{(N)}(A)\) of the first \(L\) spins is a density matrix: it is positive semidefinite and has unit trace.

Proof ▶

Positive semidefiniteness is preserved by the partial trace of the positive semidefinite normalized pure state, and the partial trace preserves the trace, which the normalization fixes to one.

Let \(A\) be an MPS tensor of bond dimension \(D\geq 1\) with \(V^{(N)}(A)\neq 0\). For every block length \(L\le N\), \(S_L^{(N)}(A)\leq 2\log D\), uniformly in \(L\) and \(N\). This is the area law of [ 13 , Section 3, line 599 ] : the block entropy is bounded by a constant independent of the block size.

Proof ▶

The reduced state \(\rho _L^{(N)}(A)\) is a density matrix (Lemma 20.10.16), so its rank is positive by Lemma 20.8.26. Its rank is at most \(D^2\) by Lemma 20.10.15. The rank bound on the entropy gives \(S_L^{(N)}(A)\leq \log (D^2)=2\log D\).

Lemma 20.10.18 Nonnegativity of the pure-state block entropy
✓

For an MPS tensor \(A\) with \(V^{(N)}(A)\neq 0\) and every block length \(L\le N\), the pure-state block entropy is non-negative: \(0\le S_L^{(N)}(A)\).

Proof ▶

The reduced state \(\rho _L^{(N)}(A)\) is a density matrix (Lemma 20.10.16), and the von Neumann entropy of a density matrix is non-negative.

Lemma 20.10.19 Full-block pure-state entropy vanishes
✓
#

For an MPS tensor \(A\) with \(V^{(N)}(A)\neq 0\), the entropy of the whole chain vanishes: \(S_N^{(N)}(A)=0\).

Proof ▶

After reindexing the full block, the normalized operator is the rank-one pure state

\begin{align} \frac{|V^{(N)}(A)\rangle \! \langle V^{(N)}(A)|}{\langle V^{(N)}(A) | V^{(N)}(A) \rangle }. \notag \end{align}

A pure state has von Neumann entropy zero.

Lemma 20.10.20 Empty-block pure-state entropy vanishes
✓

For an MPS tensor \(A\) with \(V^{(N)}(A)\neq 0\), the pure-state block entropy of the empty block vanishes: \(S_0^{(N)}(A)=0\).

Proof ▶

By the Schmidt symmetry \(S_0^{(N)}(A)=S_N^{(N)}(A)\), and the entropy of the full system vanishes for a pure state (Lemma 20.10.19).

Lemma 20.10.21 Saturation telescopes to a constant block entropy
✓

If an MPS tensor \(A\) saturates the area law, then the block entropies coincide for all \(1\le L,L'\le \lfloor N/2\rfloor \): \(S_L^{(N)}(A)=S_{L'}^{(N)}(A)\).

Proof ▶

The defining condition supplies \(S_m^{(N)}(A)=S_{m+1}^{(N)}(A)\) throughout the interval \(1\le m{\lt}\lfloor N/2\rfloor \). Apply Lemma 20.8.5.

Lemma 20.10.22 Pure-state mutual information is twice the block entropy
✓

For an MPS tensor \(A\) with \(V^{(N)}(A)\neq 0\), the mutual information of the purification MPDO equals twice the pure-state block entropy: \(I_L=2S_L^{(N)}(A)\).

Proof ▶

By definition, \(I_L=S_L+S_{N-L}-S_N\) for the generated state. The global entropy of the pure state vanishes (Lemma 20.10.19), and the Schmidt symmetry (Lemma 20.10.8) gives \(S_{N-L}=S_L\), so \(I_L=2S_L\).

Proposition 20.10.23 Pure-state mutual-information bound
✓

Let \(A\) be an MPS tensor of bond dimension \(D\geq 1\) with \(V^{(N)}(A)\neq 0\). For the purification MPDO of \(A\), whose generated operator is the pure state \(|V^{(N)}(A)\rangle \! \langle V^{(N)}(A)|\), the mutual information between a block of \(L\) spins and the rest satisfies \(I_L\leq 4\log D\), uniformly in \(L\) and \(N\).

Proof ▶

For a pure state, \(I_L=2S_L^{(N)}(A)\), since the global entropy \(S_N\) vanishes and a block and its complement share the same Schmidt spectrum. The block-entropy bound \(S_L^{(N)}(A)\leq 2\log D\) (Proposition 20.10.17) then gives \(I_L\leq 4\log D\).

20.11 Isometric enlargements of the physical space

Definition 20.11.1 Doubled physical matrix
✓
#

Let \(V:\mathbb {C}^d\to \mathbb {C}^e\) be a linear map. Its action on the doubled ket–bra index is the matrix \(W:\mathbb {C}^{d^2}\to \mathbb {C}^{e^2}\) with

\begin{align} W_{(i,j),(p,q)} & =V_{i,p}\, \overline{V_{j,q}}. \label{eq:mpdo_doubled_physical_matrix} \end{align}

For an arbitrary finite family of square matrices, isometric physical mixing preserves its transfer map, injectivity, and left-canonical form. Arbitrary physical mixing preserves a common virtual gauge. Let \(\mathcal K=\{ \mathcal K^{pq}\} _{p,q=0}^{d-1}\) be an MPO tensor and set \(\mathcal K_V^{ij}=\sum _{p,q}V_{i,p}\overline{V_{j,q}}\mathcal K^{pq}\). Write \(A^{(p,q)}=\mathcal K^{pq}\) and \(A_V^{(i,j)}=\mathcal K_V^{ij}\) for the associated doubled-index MPS tensors. For every \(V\), the matrix in (24) satisfies \(A_V^\tau =\sum _\sigma W_{\tau ,\sigma }A^\sigma \).

Suppose now that \(V^\dagger V=\mathbb {1}\). Then

\begin{align} W^\dagger W & =\mathbb {1}, \label{eq:mpdo_embedding_w_isometry} \\ \mathcal{E}_{A_V} & =\mathcal{E}_A, \label{eq:mpdo_embedding_transfer} \\ A_V\text{ is injective} & \Longleftrightarrow A\text{ is injective}, & A_V\text{ is normal} & \Longleftrightarrow A\text{ is normal}, \notag \\ \mathcal K_V\text{ is an MPDO} & \Longleftrightarrow \mathcal K\text{ is an MPDO}, & \mathcal K_V\text{ saturates the area law} & \Longleftrightarrow \mathcal K\text{ saturates the area law}, \notag \\ \mathcal T_{\mathcal K_V} & =\mathcal T_{\mathcal K}, & \Pi _{\mathcal K_V} & =V \Pi _{\mathcal K}V^\dagger . \label{eq:mpdo_embedding_trace_support} \end{align}

Here \(\Pi _{\mathcal K}\) is the orthogonal projection onto the joint column span of the physical slices of \(\mathcal K\). Left-canonical normalization of \(A\) implies left-canonical normalization of \(A_V\).

For arbitrary \(V\), positivity of every positive-length periodic operator for \(\mathcal K\) implies the same positivity for \(\mathcal K_V\). Moreover, if two doubled-index tensors are related by one virtual gauge, applying the same \(V\) to their physical indices preserves that gauge.

This isometric invariance applies to the normal-block and per-sector constructions in [ 13 , lines 217–246, 1628–1665, 1740–1782 ] .

Proof ▶

The \((\sigma ,\rho )\) entry of \(W^\dagger W\) factors into the product of the corresponding ket and bra entries of \(V^\dagger V\), which gives (25). Isometric mixing of a Kraus family then yields (26). Conversely, each original matrix is recovered from the mixed family by \(A^\sigma =\sum _\tau \overline{W_{\tau ,\sigma }}A_V^\tau \); this proves the injectivity equivalence. The transfer-map identity and the equivalence between irreducibility of a Kraus family and its transfer map preserve normality without requiring a separate spectral argument.

At length \(N\), the periodic operator of \(\mathcal K_V\) is \(V^{\otimes N}\rho ^{(N)}(\mathcal K)(V^{\otimes N})^\dagger \). This proves positivity for arbitrary \(V\). Under the isometry hypothesis, traces and the mutual informations of every contiguous block agree in the two physical spaces, which gives the MPDO and area-law equivalences in (27). Contracting the two physical indices and using \(V^\dagger V=\mathbb {1}\) gives the equality of the matrices \(\mathcal T\).

Finally, let \(Z_{\mathcal K}\) stack all columns of all physical slices. Directly from the definition, \(Z_{\mathcal K_V}=VZ_{\mathcal K}R\), where \(R\) is the blockwise copy of \(V^\dagger \) and \(RR^\dagger =\mathbb {1}\). Hence \(Z_{\mathcal K_V}Z_{\mathcal K_V}^\dagger =VZ_{\mathcal K}Z_{\mathcal K}^\dagger V^\dagger \), and taking column-support projections proves the last identity in (27). A common virtual similarity distributes termwise through the physical sums, proving the gauge assertion.

20.12 Simple tensors

Definition 20.12.1 Physical-trace transfer of a doubled-index tensor
✓
#

For a doubled-index tensor \(B\) with physical dimension \(d^{2}\), the physical-trace transfer is the bond matrix obtained by closing the ket leg against the bra leg of one tensor:

\begin{align} \mathcal T_{B} & =\sum _{i} B^{\, ii}. \label{eq:rfp_phys_trace} \end{align}

This is the transfer object of the zero-correlation-length condition of [ 13 , Definition 4.2, lines 735–739 ] , applied to one element of a basis of normal tensors.

Lemma 20.12.2 Identification with the tensor-level transfer
✓

The physical-trace transfer of the doubled-index view of an MPO tensor is the physical-trace transfer of the tensor itself.

Proof ▶

If \(M^{\mathrm{dbl}}\) is the doubled-index view of \(M\), then \((M^{\mathrm{dbl}})^{(i,j)}=M^{ij}\), and hence \(\mathcal T_{M^{\mathrm{dbl}}} =\sum _i(M^{\mathrm{dbl}})^{ii} =\sum _i M^{ii} =\mathcal T_M\).

Lemma 20.12.3 Blockwise form of the physical-trace transfer
✓

For a sector decomposition with basis elements \(A_{j}\) and weights \(\mu _{j,q}\), the physical-trace transfer of the direct-sum tensor is the block direct sum of the weighted transfers of the copies:

\begin{align} \mathcal T & =\bigoplus _{j}\bigoplus _{q}\mu _{j,q} \mathcal T_{A_{j}}. \label{eq:rfp_blockwise_transfer} \end{align}
Proof ▶

The diagonal physical sum distributes over the block direct sum:

\begin{align} \mathcal T & =\sum _i S^{ii} =\sum _i\bigoplus _{j,q}\mu _{j,q}A_j^{ii} \notag \\ & =\bigoplus _{j,q}\mu _{j,q}\sum _i A_j^{ii} =\bigoplus _{j,q}\mu _{j,q}\mathcal T_{A_j}. \notag \end{align}

If two doubled-index tensors are related by an invertible gauge and a nonzero phase, then the physical-trace transfer of one is nilpotent if and only if that of the other is nilpotent. Identifying equal bond dimensions does not alter this condition.

Proof ▶

The physical-trace transfer transforms by the same nonzero phase and simultaneous similarity. Powers therefore transform by the corresponding nonzero scalar power and similarity, which preserves whether a power vanishes.

Let \(P\) and \(Q\) be BNT sector presentations of the same doubled-index tensor. Every representative of \(P\) has non-nilpotent physical-trace transfer if and only if every representative of \(Q\) does.

Proof ▶

Match the representatives by Theorem 8.6.1.11, then apply Theorem 20.12.4 to each matched pair.

Definition 20.12.6 Simple tensor
✓

A tensor generating MPDOs is simple if there is a positive physical blocking length \(L\) such that the doubled-index tensor of the \(L\)-site blocking has a BNT sector presentation \(P\) for which every representative \(B_j\) has non-nilpotent physical-trace transfer \(\mathcal T_{B_j}\). This records the standing canonical-block convention of [ 13 , lines 217–246 ] together with the simplicity condition of [ 13 , lines 815–822 ] .

Every representative in \(P\) has a positive number of copies, and every copy has nonzero weight. The blocking length is existential, and presentation independence follows from Theorem 20.12.5. The definition omits the global unit-weight normalization of [ 13 , line 246 ] and does not require a normalized horizontal canonical-form witness.

If \(M\) is simple, then \(\rho ^{(N)}(M)\ne 0\) for some \(N{\gt}0\).

Proof ▶

Choose a representative and one of its copies. Every copy weight over that representative is nonzero, so its power-sum coefficient cannot vanish at every sufficiently large length. At a large length where this coefficient is nonzero, eventual linear independence of the BNT representatives makes the blocked matrix product vector nonzero. The closed-chain blocking identity then gives a nonzero unblocked MPO at a positive length.

Lemma 20.12.8 Scaling law for MPO words
✓

Let \(M\) be an MPO tensor and let \(c\in \mathbb C\). If two physical words \(u,v\) have the same length, then

\begin{align} (cM)^{u,v} & =c^{|u|}M^{u,v}. \notag \end{align}
Proof ▶

Induct on the common word length and collect one factor of \(c\) from each tensor letter.

Let \(P\) be a BNT sector presentation of \(A\) and let \(c\in \mathbb C\setminus \{ 0\} \). Multiplying every copy weight of \(P\) by \(c\) gives a BNT sector presentation of \(cA\) with the same representatives and multiplicities.

Proof ▶

The new copy weights remain nonzero. Normality and eventual linear independence of the representatives are unchanged, and both total matrix product vectors acquire the common factor \(c^N\) at length \(N\).

Theorem 20.12.10 Transport of a normal basis along equal MPV families
✓

If \(A\) and \(A'\) generate the same positive-length MPV family, then every basis of normal tensors for \(A\) is also a basis of normal tensors for \(A'\).

Proof ▶

The basis tensors, their normality, and their eventual linear independence are unchanged. For every \(N{\gt}0\),

\begin{align} |V^{(N)}(A’)\rangle & =|V^{(N)}(A)\rangle \label{eq:bnt_same_mpv_eval} \\ & =\sum _{j=1}^{g} c_j^{(N)}|V^{(N)}(B_j)\rangle , \label{eq:bnt_same_mpv_expansion} \end{align}

where (30) is Definition 2.4.4 and (31) is the spanning identity in Definition 8.1.2. Thus the unchanged coefficients \(c_j^{(N)}\) give the required expansion for \(A'\).

Theorem 20.12.11 Scaling law for closed matrix-product operators
✓

Let \(M\) be an MPO tensor and let \(c\in \mathbb C\). For every chain length \(N\), the closed operator generated by \(cM\) is

\begin{align} \rho ^{(N)}(cM) & =c^N\rho ^{(N)}(M). \notag \end{align}
Proof ▶

Apply Lemma 20.12.8 to the two length-\(N\) physical words, unfold the closed MPO family, and use linearity of the virtual trace.

Theorem 20.12.12 Normalization is invariant under nonzero rescaling
✓

Let \(M\) be an MPO tensor and let \(c\in \mathbb C\) be nonzero. For every chain length \(N\), the normalized density operators agree:

\begin{align} \operatorname{tr}\! \left[\rho ^{(N)}(cM)\right]^{-1}\rho ^{(N)}(cM) & =\operatorname{tr}\! \left[\rho ^{(N)}(M)\right]^{-1}\rho ^{(N)}(M), \notag \end{align}

with the inverse of zero understood to be zero.

Proof ▶

By Theorem 20.12.11, the closed operator and its trace are both multiplied by \(c^N\), and the two nonzero factors cancel in the normalization. When the trace vanishes, both sides are zero by the convention on the inverse of zero.

Definition 20.12.13 Word encoded by a physical-block index
✓
#

A physical index for an \(L\)-site block determines a word by decoding the index into its \(L\) original physical letters and listing them in site order.

Lemma 20.12.14 Length of an encoded physical-block word
✓

The word encoded by an \(L\)-site physical-block index has length \(L\).

Proof ▶

This follows from the fixed-length block-word encoding.

Let \(M\) be an MPO tensor and let \(c\in \mathbb C\). For every blocking length \(L\), one has

\begin{align} (cM)^{[L]} & =c^L M^{[L]}. \notag \end{align}
Proof ▶

Unfold physical blocking and apply Lemma 20.12.8 to the two encoded words; Lemma 20.12.14 gives their length \(L\).

Theorem 20.12.16 Nonnegative rescaling preserves the MPDO condition
✓

Let \(M\) generate positive semidefinite closed operators at every positive length, and let \(r\geq 0\) be real. Then \(rM\) has the same property.

Proof ▶

The length-\(N\) operator is multiplied by the nonnegative scalar \(r^N\).

Theorem 20.12.17 Positive rescaling invariance of the MPDO condition
✓

Let \(M\) be an MPO tensor and let \(r{\gt}0\) be real. Then \(rM\) generates positive semidefinite closed operators at every positive chain length if and only if \(M\) does.

Proof ▶

Apply Theorem 20.12.16 first with \(r\) and then with \(r^{-1}\).

Theorem 20.12.18 Positive rescaling preserves simplicity
✓

Let \(M\) be simple and let \(r{\gt}0\) be real. Then \(rM\) is simple.

Proof ▶

Positive rescaling preserves the MPDO condition. For a blocking length \(L\), it multiplies the blocked tensor by the nonzero scalar \(r^L\). Multiply every copy weight by \(r^L\) and apply Theorem 20.12.9; the representatives and their non-nilpotent physical-trace transfers are unchanged.

Theorem 20.12.19 Positive rescaling invariance of simplicity
✓

Let \(M\) be an MPO tensor and let \(r{\gt}0\) be real. Then \(rM\) is simple if and only if \(M\) is simple.

Proof ▶

Apply the preceding implication first with \(r\) and then with \(r^{-1}\).

Definition 20.12.20 Normalized simplicity in blocked canonical form
✓

A tensor generating MPDOs satisfies this predicate if it has a normalized horizontal basis-of-normal-tensors decomposition whose basis elements all have non-nilpotent physical-trace transfer. This records the horizontal-canonical-form data of the already-blocked tensor \(K\) fixed in  [ 13 , Appendix C.2, line 1628 ] .

This definition fixes the canonical representative and incorporates the global unit-weight convention of  [ 13 , line 246 ] . It instantiates the Appendix C.2 hypothesis on the already-blocked tensor, in contrast to Definition 20.12.6 which quantifies over blocking lengths and presentations.

Lemma 20.12.21 Normalized simple canonical forms are horizontal canonical
✓

A tensor in normalized simple canonical form is in horizontal canonical form.

Proof ▶

The sector decomposition, its basis-of-normal-tensors property, and the block-diagonal gauge directly satisfy the requirements of a horizontal canonical form.

Every tensor in normalized simple canonical form is simple in the sense of Definition 20.12.6.

Proof ▶

Take the blocking length to be one. The canonical bijection between the one-site blocked ket–bra alphabet and the original doubled alphabet relabels the displayed sector decomposition into a BNT presentation of the blocked tensor. Normality and eventual linear independence are preserved by this relabeling, and the global block gauge gives equality of all positive-length closed matrix-product coefficients. Write \(e_1\) for the one-site physical bijection, \(\widehat e=e_1\times e_1\) for its induced bijection of ket–bra pairs, and \(\widehat e^{\, *}A_j\) for the corresponding relabeling of the \(j\)-th representative. Since \(\widehat e(i,i)=(e_1(i),e_1(i))\), reindexing the diagonal sum gives

\begin{align} \mathcal T_{\widehat e^{\, *}A_j} & =\sum _i(\widehat e^{\, *}A_j)^{ii} =\sum _iA_j^{e_1(i),e_1(i)} =\sum _kA_j^{kk} =\mathcal T_{A_j}. \notag \end{align}

The assumed non-nilpotency certificates therefore prove simplicity.

20.13 Cyclic local-embedding coordinates

Definition 20.13.1 Cyclic window-complement coordinates
✓
#

A periodic configuration is identified with the ordered pair consisting of its restriction to the cyclic window \(W_i^L\) and its restriction to the complementary cyclic interval.

Theorem 20.13.2 Local embeddings in window-complement coordinates
✓

In cyclic window-complement coordinates, every local embedding has the form \(E_i^L(B)=B\otimes \mathbb {1}_{\mathrm{comp}}\).

Proof ▶

The matrix entry between \((x,u)\) and \((y,v)\) vanishes unless the complementary configurations agree, \(u=v\). In that case it equals \(B_{x,y}\), which is the corresponding entry of \(B\otimes \mathbb {1}_{\mathrm{comp}}\).

Theorem 20.13.3 Two-site local embeddings in pair coordinates
✓

Under the canonical identification of two-site configurations with ordered pairs, embedding an arbitrary two-site operator \(B\) beginning at site zero gives \(B\), while embedding it beginning at site one gives \(SBS^{-1}\), where \(S(x\otimes y)=y\otimes x\) exchanges the two factors.

Proof ▶

The cyclic windows beginning at sites zero and one read the physical sites in the orders \((0,1)\) and \((1,0)\), respectively. Reindexing by ordered pairs therefore preserves \(B\) in the first case and conjugates it by \(S\) in the second.

20.14 Gibbs states of nearest-neighbor commuting Hamiltonians

A density operator on a periodic chain is a Gibbs state of a nearest-neighbor commuting Hamiltonian if

\begin{align} \rho ^{(N)} & \propto \bigoplus _x n_x \exp \! \left(-\sum _{j=1}^N\tau _j(h^{(x)})\right), \notag \\ n_x & \in \mathbb {N}, \notag \end{align}

where the one-site spaces belonging to distinct labels \(x\) are orthogonal and \([h^{(x)},\tau _1(h^{(x)})]=0\). With the projector-limit convention of [ 13 , Definition 4.8, lines 829–850 ] , this is equivalently

\begin{align} \rho ^{(N)} & \propto \bigoplus _x n_x \prod _{j=1}^N\tau _j(B^{(x)}), \notag \\ B^{(x)} & \geq 0, \notag \end{align}

with commuting neighboring translates. The orthogonal direct sum decomposes the global Hilbert space into mutually orthogonal uniform product sectors [ 13 , Definition 4.8, lines 829–850 ] .

When restricted to a single sector with trivial multiplicity, the two-site bond in Definition 20.14.1 acts on the full two-site space without sector projections.

Definition 20.14.2 Single-bond commuting-form data for an MPDO
✓
#

For a fixed chain length \(N \ge 2\), this consists of one positive semidefinite two-site operator \(B\ge 0\) whose translated copies commute pairwise on the periodic \(N\)-site chain: \([B_{i,i+1},B_{j,j+1}]=0\).

Definition 20.14.3 Single-bond commuting form
✓

An MPO tensor \(M\) has the single-bond commuting-form property if for every \(N \ge 2\) there is a two-site operator \(B\) as in Definition 20.14.2 and a constant \(c{\gt}0\) such that

\begin{align} \rho ^{(N)}(M) & =c\prod _{i=0}^{N-1}B_{i,i+1}. \notag \end{align}

Allowing the bond \(B\) to depend on \(N\) formalizes a chainwise version of the single translation-invariant bond in [ 13 , Appendix C.2, lines 1597–1619 ] ; see [ 118 ] .

Theorem 20.14.4 A commuting-form realization gives one GSNNCH sector
✓

A positive commuting-form bond realizing a finite-chain operator gives the one-sector instance of the explicit GSNNCH decomposition, with sector projection equal to the identity and multiplicity one.

Proof ▶

Take one sector, its one-site projection to be the identity, its multiplicity to be one, and its bond to be the given bond.

Definition 20.14.5 Restriction to an orthogonal physical sector
✓

Let \(P\) be an orthogonal one-site projection and let \(K\) be an MPO tensor fixed by compression with \(P\) on its two physical indices. A physical support restriction consists of a dimension \(e\) and an isometry \(V:\mathbb {C}^e\longrightarrow \mathbb {C}^d\) such that

\begin{align} V^*V & =\mathbb {1}, \notag \\ VV^* & =P, \notag \end{align}

for which the restricted tensor \(K_P=V^*KV\) is injective and its inclusion into the ambient physical space recovers \(K\) exactly.

Suppose that the source BNT projectors have been constructed after the common physical blocking, and let \(\mathcal K_s\) be the normal representative with its common copy weight absorbed. Then \(\mathcal K_s\) admits a physical support restriction to the range of \(P_s\). In particular, for some isometry \(V_s\),

\begin{align} V_sV_s^* & =P_s, \notag \\ \mathcal K_s & =V_s(V_s^*\mathcal K_sV_s)V_s^*, \notag \end{align}

and the restricted tensor \(V_s^*\mathcal K_sV_s\) is injective.

Proof ▶

The projector identity \(P_s\mathcal K_sP_s=\mathcal K_s\) gives an isometric inclusion of its range. The simultaneous one-site spanning condition makes each normal representative injective, and multiplication by its nonzero common weight preserves injectivity. Write \(K_{P_s}=V_s^*\mathcal K_sV_s\). Each ambient matrix slice satisfies

\begin{align} (\mathcal K_s)_{ij} & =\sum _{p,q}(V_s)_{ip} \overline{(V_s)_{jq}}\, (K_{P_s})_{pq}. \notag \end{align}

Hence

\begin{align} \operatorname{span}_{\mathbb {C}}\{ (\mathcal K_s)_{ij}\} _{i,j} & \subseteq \operatorname{span}_{\mathbb {C}}\{ (K_{P_s})_{pq}\} _{p,q}. \notag \end{align}

The left-hand side is the full virtual matrix algebra, so \(K_{P_s}\) is injective. The two isometry identities give the exact reconstruction.

Theorem 20.14.7 Normalized operators under an isometric physical inclusion
✓

Let \(V:\mathbb {C}^d\to \mathbb {C}^e\) satisfy \(V^*V=I\), and let \(K^V\) be obtained from an MPO tensor \(K\) by conjugating each physical matrix by \(V\). The normalized periodic operators satisfy

\begin{align} \sigma ^{(N)}(K^V) & =V^{\otimes N}\sigma ^{(N)}(K)(V^{\otimes N})^*. \notag \end{align}
Proof ▶

Since \((V^{\otimes N})^*V^{\otimes N}=I\), cyclicity of the trace gives

\begin{align} \operatorname{tr}\! \left[ V^{\otimes N}\rho ^{(N)}(K)(V^{\otimes N})^*\right] & =\operatorname{tr}\! \left[\rho ^{(N)}(K)\right]. \notag \end{align}

Therefore the scalar normalization commutes with the congruence:

\begin{align} \sigma ^{(N)}(K^V) & =\frac{V^{\otimes N}\rho ^{(N)}(K)(V^{\otimes N})^*}{\operatorname{tr}[\rho ^{(N)}(K)]} =V^{\otimes N}\sigma ^{(N)}(K)(V^{\otimes N})^*. \notag \end{align}
Theorem 20.14.8 Prefix marginal of a sitewise isometric image
✓

Let \(V:\mathbb {C}^d\to \mathbb {C}^e\) satisfy \(V^*V=I\). If an operator on \(L+K\) sites is conjugated by \(V^{\otimes (L+K)}\), then its first-\(L\)-site marginal is conjugated by \(V^{\otimes L}\).

Proof ▶

Let \(X\) denote the operator before conjugation. Reindex the chain into its first \(L\) and final \(K\) sites. The sitewise matrix becomes \(V^{\otimes L}\otimes V^{\otimes K}\). Since \((V^{\otimes K})^*V^{\otimes K}=I\), the partial trace satisfies

\begin{align} & \operatorname{tr}_K\! \left[ \bigl(V^{\otimes L}\otimes V^{\otimes K}\bigr)X \bigl(V^{\otimes L}\otimes V^{\otimes K}\bigr)^*\right] \notag \\ & \qquad =V^{\otimes L}\operatorname{tr}_K[X](V^{\otimes L})^*. \notag \end{align}
Lemma 20.14.9 Rectangular characteristic-polynomial cyclicity
✓
#

Let \(A\) be an \(e\times d\) matrix and \(B\) a \(d\times e\) matrix, with \(d\leq e\). Then

\begin{align} \chi _{AB}(X) & =X^{e-d}\chi _{BA}(X). \notag \end{align}
Theorem 20.14.10 Characteristic polynomial under an isometric inclusion
✓

Let \(V:\mathbb {C}^d\to \mathbb {C}^e\) satisfy \(V^*V=I_d\), and let \(A\) be a \(d\times d\) matrix. Then \(d\leq e\) and

\begin{align} \chi _{VAV^*}(X) & =X^{e-d}\chi _A(X). \notag \end{align}

Equivalently, the roots of \(\chi _{VAV^*}\) are the roots of \(\chi _A\) together with zero of multiplicity \(e-d\).

Proof ▶

Write \(VAV^*=V(AV^*)\). Characteristic-polynomial cyclicity for rectangular factors gives

\begin{align} \chi _{V(AV^*)}(X) & =X^{e-d}\chi _{(AV^*)V}(X) =X^{e-d}\chi _A(X), \notag \end{align}

where the last equality uses \(V^*V=I_d\). Taking roots of the product gives

\begin{align} \operatorname {roots}(\chi _{VAV^*}) & =\operatorname {roots}(X^{e-d}\chi _A) \\ & =\operatorname {roots}(X^{e-d})+\operatorname {roots}(\chi _A) \\ & =(e-d)\cdot \{ 0\} +\operatorname {roots}(\chi _A). \notag \end{align}

The middle equality applies because \(X^{e-d}\) is nonzero and the monic polynomial \(\chi _A\) is nonzero.

Theorem 20.14.11 Reduced states under an isometric physical inclusion
✓

Let \(V:\mathbb {C}^d\to \mathbb {C}^e\) be an isometry, and let \(K^V\) be obtained from an MPO tensor \(K\) by conjugating each physical matrix by \(V\). For every \(0\leq L\leq N\), the contiguous reduced states satisfy

\begin{align} \rho _L^{(N)}(K^V)=V^{\otimes L}\rho _L^{(N)}(K)(V^{\otimes L})^*. \notag \end{align}
Proof ▶

The normalized periodic operators are related by the sitewise isometric congruence. Splitting the chain into the retained interval and its complement gives

\begin{align} & \operatorname{tr}_{N\setminus L}\! \left[ \bigl(V^{\otimes L}\otimes V^{\otimes (N-L)}\bigr) \sigma ^{(N)}(K) \bigl(V^{\otimes L}\otimes V^{\otimes (N-L)}\bigr)^*\right] \\ & \qquad =V^{\otimes L}\rho _L^{(N)}(K)(V^{\otimes L})^*. \notag \end{align}

Here \((V^{\otimes (N-L)})^*V^{\otimes (N-L)}=I\), so the isometry on the traced factor disappears under the partial trace.

Let \(V:\mathbb {C}^d\to \mathbb {C}^e\) be an isometry, and let \(K^V\) be obtained from an MPO tensor \(K\) by conjugating each physical matrix by \(V\). For every \(N\geq 1\),

\begin{align} \operatorname{tr}\bigl(\sigma ^{(N)}(K^V)\bigr) & =\operatorname{tr}\bigl(\sigma ^{(N)}(K)\bigr). \notag \end{align}

If the periodic operators of \(K^V\) are positive semidefinite, then those of \(K\) are positive semidefinite. Their mutual informations agree at every contiguous cut. Consequently, if \(K^V\) satisfies saturation of the area law, then so does \(K\).

Proof ▶

At length \(N\), Lemma 21.3.48 identifies the changed periodic operator with conjugation by \(V^{\otimes N}\). Since \((V^{\otimes N})^*V^{\otimes N}=\mathbb {1}\), cyclicity of the trace gives the displayed equality, and compression by \((V^{\otimes N})^*\) preserves positivity.

The same trace equality shows that normalized periodic operators obey the same conjugation identity. After a chain is divided into a retained interval and its complement, the isometry on the traced-out factor disappears under the partial trace. The retained marginal is therefore conjugated by the corresponding tensor power of \(V\), so its nonzero spectrum and entropy are unchanged. Thus the mutual informations, and hence the consecutive equalities defining SAL, agree.

Theorem 20.14.13 SAL passes to the physical support restriction
✓

If \(K\) satisfies saturation of the area law and \(K=V K_P V^*\) is a physical support restriction, then the injective restricted tensor \(K_P\) also satisfies saturation of the area law.

Proof ▶

On a chain of every positive length, the sitewise inclusion \(V^{\otimes N}\) is an isometry and

\begin{align} \rho ^{(N)}(K) & =V^{\otimes N}\rho ^{(N)}(K_P)(V^{\otimes N})^*. \notag \end{align}

The trace is therefore unchanged. After a contiguous marginal is taken, the isometry on the traced-out sites disappears, while the isometry on the retained sites remains. Thus every block marginal of \(K\) is an isometric conjugate of the corresponding marginal of \(K_P\). Their nonzero spectra, and hence their entropies and mutual informations, coincide. The consecutive equalities defining SAL for \(K\) consequently give those for \(K_P\).

Theorem 20.14.14 The restricted commuting product has a supported ambient realization
✓

Let \(K=V K_P V^*\) be a physical support restriction of an MPO tensor satisfying SAL. Applying [ 13 , Proposition C.8 ] to the injective tensor \(K_P\) gives a positive two-site bond \(B_P\) whose cyclic translates commute pairwise on every periodic chain of length \(N\geq 2\). Its lift \(B=V^{\otimes 2}B_P(V^{\otimes 2})^*\) is positive, its cyclic translates commute pairwise on every such ambient chain, and \((P\otimes P)B(P\otimes P)=B\). Moreover, for every \(N\geq 2\) one has the exact identity

\begin{align} \rho ^{(N)}(K) & =\prod _{i=0}^{N-1}B_{i,i+1}. \notag \end{align}
Proof ▶

Theorem 20.14.13 gives SAL for the injective restricted tensor, so [ 13 , Proposition C.8 ] supplies its positive bond. Since \(V^*V=\mathbb {1}\), positivity is preserved under conjugation by \(V^{\otimes 2}\). Also, \(V^{\otimes 2}(V^{\otimes 2})^*=P\otimes P\); multiplying the lifted bond by this projection on either side therefore leaves it unchanged.

It remains to prove commutativity after the lift. On a three-site chain, isometric conjugation carries the product of two adjacent restricted bonds to the product of their lifted bonds. The restricted product is Hermitian because its positive factors commute. Its conjugate is therefore Hermitian; since the lifted factors are Hermitian, their product equals the product in the reverse order. The two-site periodic chain is handled by the same argument with the two oppositely oriented bonds. Locality and cyclic translation then give pairwise commutativity for every \(N\geq 2\).

Finally, isometric conjugation preserves every nonempty product of restricted bonds. The image of each restricted bond is the corresponding lifted bond multiplied by the projection onto the range of \(V^{\otimes N}\). The support projections contributed by the first \(N-1\) bonds cover all sites and leave the full commuting product fixed. Hence the range projection disappears, and the restricted finite-chain product identity becomes the asserted ambient identity, still with normalization scalar one.

Definition 20.14.15 Proportionally realized orthogonal commuting sector products
✓

Let \(\{ K_x\} _{x=0}^{g-1}\) be MPO tensors on a common one-site space. A proportionally realized orthogonal commuting sector family consists of pairwise orthogonal one-site projections \(P_x\) and positive two-site operators \(B^{(x)}\) such that

\begin{align} (P_x\otimes P_x)B^{(x)}(P_x\otimes P_x) & =B^{(x)}, \notag \\ {}[\tau _i(B^{(x)}),\tau _j(B^{(x)})]& =0. \notag \end{align}

For every sector \(x\) and every \(N\geq 2\), there is a number \(a_{x,N}{\gt}0\) such that

\begin{align} \rho ^{(N)}(K_x) & =a_{x,N}\prod _{i=0}^{N-1}\tau _i(B^{(x)}). \notag \end{align}

Every sector operator of length \(N\geq 2\) in a proportionally realized orthogonal commuting sector family is positive semidefinite. Consequently, if the one-site operator \(\rho ^{(1)}(K_x)\) is positive semidefinite for every sector \(x\), then every \(K_x\) generates matrix product density operators at all positive lengths.

Proof ▶

For \(N\geq 2\), the sector operator is a positive scalar multiple of a product of commuting positive bonds, hence is positive semidefinite. The one-site hypothesis supplies the only remaining positive chain length.

Definition 20.14.17 Exactly realized orthogonal commuting sector products
✓

Let \(\{ K_x\} _{x=0}^{g-1}\) be MPO tensors on a common one-site space. An orthogonally supported family of commuting sector products consists of pairwise orthogonal one-site projections \(P_x\) and positive two-site operators \(B^{(x)}\) such that

\begin{align} (P_x\otimes P_x)B^{(x)}(P_x\otimes P_x) & =B^{(x)}, \notag \\ {}[\tau _i(B^{(x)}),\tau _j(B^{(x)})]& =0, \notag \end{align}

and, for every \(N\geq 2\),

\begin{align} \rho ^{(N)}(K_x) & =\prod _{i=0}^{N-1}\tau _i(B^{(x)}). \notag \end{align}

Together with natural multiplicities \(n_x\), these objects determine the corresponding finite-chain sector decomposition in Definition 20.14.1.

Definition 20.14.18 Exact sector products as proportionally realized products
✓

Every exactly realized orthogonal commuting sector family determines a proportionally realized orthogonal commuting sector family with the same one-site projections and two-site bonds.

Proof ▶

Take \(a_{x,N}=1\) for every sector \(x\) and every \(N\geq 2\).

Let \(\{ \mathcal K_x\} _{x=0}^{g-1}\) be injective MPO tensors and let \(\{ P_x\} _{x=0}^{g-1}\) be pairwise orthogonal projections. Suppose that every physical slice is absorbed on both sides:

\begin{align} P_x\mathcal K_x[\beta ,\alpha ] & =\mathcal K_x[\beta ,\alpha ] =\mathcal K_x[\beta ,\alpha ]P_x. \notag \end{align}

Write \(\mathcal K_x=V_x\mathcal K_{x,P_x}V_x^*\) for the restriction to the range of \(P_x\). If every \(\mathcal K_{x,P_x}\) admits a physical-sector factorization whose neighboring operators are positive semidefinite, then there are positive bonds \(B^{(x)}\) such that

\begin{align} (P_x\otimes P_x)B^{(x)}(P_x\otimes P_x) & =B^{(x)} \notag \end{align}

and all translates of each \(B^{(x)}\) commute pairwise. For every \(N\geq 2\),

\begin{align} \rho ^{(N)}(\mathcal K_x) & =\prod _{i=0}^{N-1}\tau _i(B^{(x)}). \notag \end{align}

Thus these bonds form an orthogonally supported family of commuting sector products.

Proof ▶

The two-sided equations identify each tensor with its compression to \(\operatorname {ran}(P_x)\) and give an injective restricted tensor. The positive neighboring operators determine the positive commuting bond on this restricted space. Conjugating by \(V_x^{\otimes 2}\) preserves positivity and commutativity, gives the displayed support equation, and transports every nonempty periodic product exactly.

Theorem 20.14.20 SAL supplies orthogonally supported BNT sector products
✓

Suppose that the BNT physical projectors \(P_x\) have been selected and that every common-weight-absorbed representative \(\mathcal K_x\) satisfies SAL. Then there are positive two-site bonds \(B^{(x)}\) such that the projections \(P_x\) are pairwise orthogonal,

\begin{align} (P_x\otimes P_x)B^{(x)}(P_x\otimes P_x) & =B^{(x)}, \notag \end{align}

all cyclic translates of each \(B^{(x)}\) commute pairwise, and, for every \(N\geq 2\),

\begin{align} \rho ^{(N)}(\mathcal K_x) & =\prod _{i=0}^{N-1}\tau _i(B^{(x)}). \notag \end{align}

Thus the absorbed BNT representatives have an orthogonally supported family of commuting sector products with normalization scalar one.

Proof ▶

Restrict \(\mathcal K_x\) isometrically to the range of \(P_x\). The restricted tensor is injective and satisfies SAL, so [ 13 , Proposition C.8 ] gives its positive commuting bond product. Apply Theorem 20.14.14 in every sector. The lifted bond is supported on \(P_x\otimes P_x\) and realizes \(\mathcal K_x\) exactly. The BNT projector construction gives \(P_xP_y=0\) for \(x\ne y\), which completes the sector family.

Suppose that \(\{ K_x\} _{x=0}^{g-1}\) has an orthogonally supported family of commuting sector products and that, for every \(N\geq 2\),

\begin{align} \rho ^{(N)}(M) & =\sum _{x=0}^{g-1}n_x\rho ^{(N)}(K_x), \notag \\ n_x & \in \mathbb {N}. \notag \end{align}

Then \(M\) has the explicit GSNNCH sector form with outer sectors \(x\) and natural multiplicities \(n_x\).

Proof ▶

For each \(N\geq 2\), the represented unnormalized sector sum is

\begin{align} \sum _{x=0}^{g-1}n_x \prod _{i=0}^{N-1}\tau _i(B^{(x)}) & =\sum _{x=0}^{g-1}n_x\rho ^{(N)}(K_x) =\rho ^{(N)}(M). \notag \end{align}

Thus the positive proportionality constant in Definition 20.14.1 is one.

Suppose that \(\{ K_x\} _{x=0}^{g-1}\) has an orthogonally supported family of commuting sector products, and let \(n_x\geq 1\) be natural numbers. For every \(N\geq 2\), let \(c_x(N)\geq 0\) and suppose that

\begin{align} \rho ^{(N)}(M) & =\sum _{x=0}^{g-1}c_x(N)\rho ^{(N)}(K_x). \notag \end{align}

Then \(M\) has the explicit GSNNCH sector form.

Proof ▶

Fix \(N\geq 2\). Replace the bond in sector \(x\) by

\begin{align} \widetilde B^{(x)}_N & =\left(\frac{c_x(N)}{n_x}\right)^{1/N}B^{(x)}. \notag \end{align}

This bond is positive, has the same support, and its translates commute. Its periodic product is

\begin{align} n_x\prod _{i=0}^{N-1}\tau _i(\widetilde B^{(x)}_N) & =c_x(N)\prod _{i=0}^{N-1}\tau _i(B^{(x)}) =c_x(N)\rho ^{(N)}(K_x). \notag \end{align}

Taking \(n_x\) as the sector multiplicity gives the required decomposition, with positive proportionality constant one.

Theorem 20.14.23 Proportional local orthogonal sums preserve SAL
✓

Let \(\{ K_x\} _{x=0}^{g-1}\) be a nonempty finite family of MPO tensors, let \(n_x\) be positive natural numbers, and let \(P_x\) be pairwise orthogonal one-site projections. Suppose that, for every \(N{\gt}0\), there is a number \(c_N{\gt}0\) such that

\begin{align} \rho ^{(N)}(M) & =c_N\sum _{x=0}^{g-1}n_x\rho ^{(N)}(K_x). \notag \end{align}

For \(N\geq 2\) and \(1\leq L\leq N\), write \(\widehat\rho _{x,N,L}\) for the normalized marginal of \(\rho ^{(N)}(K_x)\) on the first \(L\) sites. Assume that

\begin{align} (P_x\otimes \mathbb {1}^{\otimes (L-1)}) \widehat\rho _{x,N,L} & =\widehat\rho _{x,N,L}. \notag \end{align}

If every \(K_x\) satisfies SAL, then \(M\) satisfies SAL.

Proof ▶

For fixed \(N\), put

\begin{align} S_N & =\sum _x n_x\rho ^{(N)}(K_x), \notag \\ p_x & =\frac{c_N n_x\operatorname{tr}(\rho ^{(N)}(K_x))}{\operatorname{tr}(\rho ^{(N)}(M))}. \notag \end{align}

Trace linearity and \(\rho ^{(N)}(M)=c_NS_N\) give

\begin{align} \operatorname{tr}(\rho ^{(N)}(M))^{-1}\rho ^{(N)}(M) & =\operatorname{tr}(S_N)^{-1}S_N =\sum _x p_x\widehat\rho _{x,N,N}. \notag \end{align}

Thus the common positive scalar cancels from the normalized chain and from every marginal.

Put \(Q_x=P_x\otimes \mathbb {1}^{\otimes (L-1)}\). The support identity gives \(Q_x\widehat\rho _{x,N,L}=\widehat\rho _{x,N,L}\), while \(P_xP_y=0\) for \(x\ne y\) gives \(Q_xQ_y=0\). The entropy of a nonempty marginal is therefore

\begin{align} S_L(M) & =\sum _x\bigl(-p_x\log p_x+p_xS_L(K_x)\bigr). \notag \end{align}

Substitution in \(I_L=S_L+S_{N-L}-S_N\) gives

\begin{align} I_L(M) & =-\sum _x p_x\log p_x+\sum _x p_xI_L(K_x). \notag \end{align}

The probabilities depend on \(N\) but not on \(L\). Sectorwise SAL therefore gives \(I_L(M)=I_{L+1}(M)\) throughout the required range.

Theorem 20.14.24 Exact local orthogonal sums preserve SAL
✓

Let \(\{ K_x\} _{x=0}^{g-1}\) be a nonempty finite family of MPO tensors, let \(n_x\) be positive natural numbers, and let \(P_x\) be pairwise orthogonal one-site projections. Suppose that, for every \(N{\gt}0\),

\begin{align} \rho ^{(N)}(M) & =\sum _{x=0}^{g-1}n_x\rho ^{(N)}(K_x). \notag \end{align}

For \(N\geq 2\) and \(1\leq L\leq N\), write \(\widehat\rho _{x,N,L}\) for the normalized marginal of \(\rho ^{(N)}(K_x)\) on the first \(L\) sites. Assume that the sector label is visible on the first retained site:

\begin{align} (P_x\otimes \mathbb {1}^{\otimes (L-1)}) \widehat\rho _{x,N,L} & =\widehat\rho _{x,N,L}. \notag \end{align}

If every \(K_x\) satisfies SAL, then \(M\) satisfies SAL.

This formalizes the conditional final inference in [ 13 , Appendix C.2, lines 1801–1808 ] , where sectorwise SAL is assumed explicitly; see [ 118 ] .

Proof ▶

Take \(c_N=1\) in Theorem 20.14.23.

Theorem 20.14.25 Proportional commuting sector products have normalized-chain support
✓

Let \(\{ K_x\} _{x=0}^{g-1}\) have a proportionally realized orthogonal commuting sector family with one-site projections \(P_x\) and two-site bonds \(B^{(x)}\). Then, for every sector \(x\) and every \(N\geq 2\),

\begin{align} (P_x\otimes \mathbb {1}^{\otimes (N-1)})\widehat\rho _{x,N,N} & =\widehat\rho _{x,N,N}. \notag \end{align}
Proof ▶

Since \(P_x\) is a projection and \(B^{(x)}\) is supported on \(P_x\otimes P_x\),

\begin{align} (P_x\otimes \mathbb {1})B^{(x)} & =B^{(x)}. \notag \end{align}

Thus the first translated bond, and hence the full product, satisfy

\begin{align} (P_x\otimes \mathbb {1}^{\otimes (N-1)})\tau _0(B^{(x)}) & =\tau _0(B^{(x)}), \notag \\ (P_x\otimes \mathbb {1}^{\otimes (N-1)}) \prod _{i=0}^{N-1}\tau _i(B^{(x)}) & =\prod _{i=0}^{N-1}\tau _i(B^{(x)}). \label{eq:gsnnch_prod_p_inv} \end{align}

Multiplying (35) by \(a_{x,N}\) gives

\begin{align} (P_x\otimes \mathbb {1}^{\otimes (N-1)})\rho ^{(N)}(K_x) & =\rho ^{(N)}(K_x). \label{eq:gsnnch_rho_p_inv} \end{align}

Multiplying (36) by the scalar \(\bigl(\operatorname {tr}\rho ^{(N)}(K_x)\bigr)^{-1}\) gives

\begin{align} & (P_x\otimes \mathbb {1}^{\otimes (N-1)}) \left[ \bigl(\operatorname {tr}\rho ^{(N)}(K_x)\bigr)^{-1} \rho ^{(N)}(K_x) \right] \notag \\ & \quad = \bigl(\operatorname {tr}\rho ^{(N)}(K_x)\bigr)^{-1} \rho ^{(N)}(K_x). \notag \end{align}

The scalar multiples on both sides are the normalized chain states. This remains valid when the trace is zero, with the convention \(0^{-1}=0\).

Theorem 20.14.26 Proportional commuting sector products have prefix-marginal support
✓

Let \(\{ K_x\} _{x=0}^{g-1}\) have a proportionally realized orthogonal commuting sector family with one-site projections \(P_x\) and two-site bonds \(B^{(x)}\). Then, for every sector \(x\), every \(N\geq 2\), and every \(1\leq L\leq N\),

\begin{align} (P_x\otimes \mathbb {1}^{\otimes (L-1)})\widehat\rho _{x,N,L} & =\widehat\rho _{x,N,L}. \notag \end{align}
Proof ▶

Write \(\operatorname {Tr}_{L+1,\ldots ,N}\) for the partial trace over the final \(N-L\) sites. By definition,

\begin{align} \widehat\rho _{x,N,L} & =\operatorname {Tr}_{L+1,\ldots ,N} \bigl(\widehat\rho _{x,N,N}\bigr). \notag \end{align}

The first-site action commutes with this partial trace. Therefore Theorem 20.14.25 yields

\begin{align} & (P_x\otimes \mathbb {1}^{\otimes (L-1)})\widehat\rho _{x,N,L} \notag \\ & \quad = \operatorname {Tr}_{L+1,\ldots ,N} \left( (P_x\otimes \mathbb {1}^{\otimes (N-1)}) \widehat\rho _{x,N,N} \right) \notag \\ & \quad = \operatorname {Tr}_{L+1,\ldots ,N} \bigl(\widehat\rho _{x,N,N}\bigr) =\widehat\rho _{x,N,L}. \notag \end{align}
Lemma 20.14.27 Commuting sector products have local marginal support
✓

Suppose that \(K_x\) is the periodic product of translates of a positive two-site operator \(B_x\), and that \(B_x\) is supported on \(P_x\otimes P_x\). If \(N\geq 2\) and \(1\leq L\leq N\), then the normalized marginal of \(K_x\) on the first \(L\) sites satisfies

\begin{align} (P_x\otimes \mathbb {1}^{\otimes (L-1)}) \widehat\rho _{x,N,L} & =\widehat\rho _{x,N,L}. \notag \end{align}
Proof ▶

Apply Theorem 20.14.26 with \(a_{x,N}=1\).

Theorem 20.14.28 Proportional orthogonal commuting sector sums preserve SAL
✓

Let \(K_x\) be a nonempty finite family with a proportionally realized orthogonal commuting sector family, and let \(n_x\) be positive natural numbers. Suppose that, for every \(N{\gt}0\), there is a number \(c_N{\gt}0\) such that

\begin{align} \rho ^{(N)}(M) & =c_N\sum _x n_x\rho ^{(N)}(K_x). \notag \end{align}

If every \(K_x\) satisfies SAL, then \(M\) satisfies SAL.

Proof ▶

Theorem 20.14.26 supplies the support of every nonempty marginal. Applying Theorem 20.14.23, its sector weights contain the outer scalar \(c_N\), while the inner scalars \(a_{x,N}\) have already disappeared under sector normalization.

Corollary 20.14.29 Orthogonal commuting sector sums preserve SAL
✓

Let \(K_x\) be a nonempty finite family, let an orthogonally supported commuting sector family realize the tensors \(K_x\), and let \(n_x\) be positive natural numbers. Suppose that, for every \(N{\gt}0\),

\begin{align} \rho ^{(N)}(M) & =\sum _x n_x\rho ^{(N)}(K_x). \notag \end{align}

If every \(K_x\) satisfies SAL, then \(M\) satisfies SAL.

Proof ▶

Take \(a_{x,N}=c_N=1\) in Theorem 20.14.28.

Let \(K_x\) be a nonempty finite family of injective tensors generating MPDOs. Suppose that there are pairwise orthogonal one-site projections \(P_x\) and fixed translation-invariant positive commuting bonds \(B^{(x)}\), supported on \(P_x\otimes P_x\). For every sector \(x\) and every \(N\geq 2\), suppose that there is a number \(a_{x,N}{\gt}0\) such that

\begin{align} \rho ^{(N)}(K_x) & =a_{x,N}\prod _{i=0}^{N-1}\tau _i(B^{(x)}). \notag \end{align}

Suppose also that every \(K_x\) has source zero correlation length. Let \(n_x\) be positive natural numbers and suppose that, for every \(N{\gt}0\), there is a number \(c_N{\gt}0\) such that

\begin{align} \rho ^{(N)}(M) & =c_N\sum _x n_x\rho ^{(N)}(K_x). \notag \end{align}

Then \(M\) satisfies SAL.

Proof ▶

For each \(x\), the fixed bond \(B^{(x)}\) and the positive proportional product identities form the single-sector commuting-bond hypothesis. Theorem 20.17.57 gives SAL for every \(K_x\). Theorem 20.14.28 then gives SAL for \(M\).

Let \(S\) be a nonempty sector decomposition with representatives \(A_x\), positive copy numbers \(n_x\), and nonzero copy weights. Suppose its total bond dimension equals that of an MPO tensor \(M\), and a block-diagonal gauge reconstructs \(M\) from the tensor associated with \(S\). Suppose also that this tensor has the same matrix product vectors as \(M\) at every positive length, that all copy weights over \(A_x\) have a common value \(\mu _x\), and that the physical-trace transfer of every \(A_x\) is nonnilpotent. Assume that the one-letter tuples \((A_x^i)_x\) span the full product of the representative matrix algebras, and put \(K_x=\mu _xA_x\).

Suppose that the tensors \(K_x\) form a proportionally realized orthogonal commuting sector family and that each one-site operator \(\rho ^{(1)}(K_x)\) is positive semidefinite. If \(M\) has source zero correlation length, then \(M\) satisfies SAL.

This establishes [ 13 , Proposition C.14 ] with the ambient zero-correlation-length and one-site positivity hypotheses made explicit; see [ 118 ] .

Proof ▶

The one-site hypothesis and Theorem 20.14.16 show that every \(K_x\) generates matrix product density operators. The simultaneous one-letter span and the nonzero absorbed weights give one-site injectivity by Theorem 20.14.6. Ambient source zero correlation length descends to every \(K_x\) by Theorem 20.16.2.31. Finally, the supplied positive-length sector-decomposition identity gives \(\rho ^{(N)}(M)=\sum _x n_x\rho ^{(N)}(K_x)\) for every \(N{\gt}0\), so Theorem 20.14.30 applies.

Corollary 20.14.32 Orthogonal BNT sector sums preserve SAL
✓

Let \(M\) have a nonempty basis-of-normal-tensors decomposition with positive copy numbers \(n_x\) and copy-independent weights \(\mu _x\). Put \(K_x=\mu _xA_x\), and suppose that the decomposition generates the same positive-length matrix product vectors as \(M\). If an independently supplied orthogonally supported commuting sector family realizes the tensors \(K_x\), and every \(K_x\) satisfies SAL, then \(M\) satisfies SAL.

Proof ▶

The positive-length canonical-form identity gives \(\rho ^{(N)}(M)=\sum _x n_x\rho ^{(N)}(K_x)\). Apply Corollary 20.14.29.

Corollary 20.14.33 Orthogonal BNT sector products give the GSNNCH form
✓

Let \(M\) be an MPO tensor and let its BNT canonical form have normal representatives \(A_x\), copy numbers \(n_x\), and copy-independent weights \(\mu _x\). Put \(\mathcal K_x=\mu _xA_x\), and assume that this canonical form generates the same matrix product vectors as \(M\) at every positive length. If the representatives \(\mathcal K_x\) have orthogonally supported commuting sector products, then

\begin{align} \rho ^{(N)}(M) & =\sum _x n_x\rho ^{(N)}(\mathcal K_x). \notag \end{align}

Hence the BNT copy numbers \(n_x\) are the natural multiplicities of the explicit GSNNCH form.

Proof ▶

Apply Theorem 20.14.21 to the positive-length BNT decomposition. Its coefficients are exactly the copy numbers \(n_x\) after the common weights have been absorbed.

Corollary 20.14.34 Sectorwise SAL gives the BNT GSNNCH form
✓

Let \(M\) be an MPO tensor and let its BNT canonical form have normal representatives \(A_x\), copy numbers \(n_x\), and copy-independent weights \(\mu _x\). Put \(\mathcal K_x=\mu _xA_x\), and assume that this canonical form generates the same matrix product vectors as \(M\) at every positive length. Equivalently, for every \(N{\gt}0\),

\begin{align} \rho ^{(N)}(M) & =\sum _x n_x\rho ^{(N)}(\mathcal K_x). \notag \end{align}

Under the BNT projector-selection hypotheses, if every \(\mathcal K_x\) satisfies SAL, then \(M\) has the source GSNNCH form. Its outer sectors are the BNT sectors and its natural multiplicities are the copy numbers \(n_x\).

Proof ▶

Theorem 20.14.20 supplies the orthogonally supported commuting sector products. Apply Corollary 20.14.33.

Lemma 20.14.35 Cyclic-shift transport of an embedded local operator
✓

Let \(B\) act on \(L\) consecutive spins of the periodic \(N\)-site chain, embedded at base site \(i\), and let \(r\) denote the cyclic shift of sites. Reindexing both chain configurations by \(r\) carries the embedded operator to its translate at the shifted base site:

\begin{align} \tau _i(B)[\sigma \circ r, \eta \circ r] & =\tau _{r(i)}(B)[\sigma ,\eta ]. \notag \end{align}
Proof ▶

Entrywise from the definitions: the shift carries the window at \(i\) to the window at \(r(i)\), preserves agreement of two configurations outside the window, and preserves the extracted window values.

Lemma 20.14.36 Translates of a sector bond commute pairwise
✓

For every sector \(x\) of an explicit GSNNCH decomposition and every finite chain length \(N\geq 2\), all cyclic translates of the sector bond commute: \([\tau _i(B^{(x)}),\tau _j(B^{(x)})]=0\).

Proof ▶

Translates with disjoint windows commute because they act on disjoint sites, and two length-two windows overlap only when their starting sites coincide or are cyclic neighbors. For the neighboring pairs, applying the transport identity of Lemma 20.14.35 \(p\) times to the neighboring commutation \([\tau _0(B^{(x)}),\tau _1(B^{(x)})]=0\) of Definition 20.14.1 gives \([\tau _p(B^{(x)}),\tau _{p+1}(B^{(x)})]=0\) for every \(p\), which covers all overlapping pairs.

Lemma 20.14.37 Positivity of the sector-bond translates
✓

An operator embedded into the periodic chain from a positive semidefinite local factor is positive semidefinite; in particular every translate \(\tau _i(B^{(x)})\) of a sector bond is positive semidefinite.

Proof ▶

In the coordinates given by the window-plus-complement splitting of the chain, the embedded operator decomposes as

\begin{align} \tau _i(B) & \cong B\otimes \mathbb {1}_{\mathrm{comp}}, \notag \end{align}

where the identity acts on the cyclic complement of the window. A tensor product of positive semidefinite operators is positive semidefinite, and \(B^{(x)}\geq 0\) by Definition 20.14.1.

Each sector product \(\prod _{j=1}^N\tau _j(B^{(x)})\) of an explicit GSNNCH decomposition is positive semidefinite; hence so are the represented operator

\begin{align} \bigoplus _x n_x \prod _{j=1}^N\tau _j(B^{(x)}) \notag \end{align}

and every chain operator equal to a positive multiple of it.

Proof ▶

A product of pairwise commuting positive semidefinite matrices is positive semidefinite: for two commuting factors \(A\) and \(B\), the square root of \(A\) commutes with \(B\), so \(AB=\sqrt A\, B\, \sqrt A\geq 0\), as congruence by \(\sqrt A\) preserves positive semidefiniteness; iterate along the product. Each sector product is such a product by Lemmas 20.14.37 and 20.14.36, and the sum with natural coefficients preserves positivity.

Each sector product of an explicit GSNNCH decomposition is invariant under the cyclic shift of the periodic chain, where spin \(N+1\) is identified with the first; hence so are the represented operator and every chain operator equal to a positive multiple of it [ 13 , lines 838–842 ] .

Proof ▶

By the transport identity of Lemma 20.14.35, the cyclic shift carries each translate \(\tau _j(B^{(x)})\) to \(\tau _{j+1}(B^{(x)})\), so it permutes the factors of each sector product cyclically. All factors commute by Lemma 20.14.36, so the product is unchanged, and so is the sum over sectors.

Lemma 20.14.40 The sector form passes to the trace normalization
✓

If a finite-chain operator of an MPO tensor has the explicit sector form of Definition 20.14.1 and nonzero trace, then its trace normalization has the sector form as well.

Proof ▶

By Lemma 20.14.38 the operator is positive semidefinite, so its nonzero trace is positive and the normalization multiplies the sector sum by a positive constant.

Theorem 20.14.41 Sector form with nonvanishing traces gives GSNNCH
✓

If every finite-chain operator of an MPO tensor has the explicit sector form of Definition 20.14.1 and a nonzero trace, then the normalized finite-chain states are density operators with that sector form, so the tensor generates Gibbs states of a nearest-neighbor commuting Hamiltonian.

Proof ▶

Positivity of each chain operator follows from Lemma 20.14.38, and the normalized state has unit trace and keeps the sector form by Lemma 20.14.40.

20.15 Two-site and positive-length physical blocking

The two-site block is the virtual contraction of two copies of \(K\):

\begin{tenkz}[rows={wire}, cols=1, west=open, east=open]
        \tn[skin=mpo, ports={90:physical:{$(i_1,i_2)$},
        270:physical:{$(j_1,j_2)$}}]{M}
    \end{tenkz}   \(=\)  \begin{tenkz}[rows={wire}, cols=2, west=open, east=open]
        \tn[skin=mpo, ports={90:physical:$i_1$, 270:physical:$j_1$}]{K} &
        \tn[skin=mpo, ports={90:physical:$i_2$, 270:physical:$j_2$}]{K}
    \end{tenkz}

The two ket indices and the two bra indices are grouped into the blocked physical indices, as in [ 13 , Theorem 4.9, lines 851–856 ] .

Definition 20.15.1 Physical blocking of an MPO tensor
✓

For an integer \(L\geq 0\), group \(L\) adjacent physical sites and denote the resulting local tensor by \(M^{[L]}\). It has a length-\(L\) ket word \(I=(i_1,\ldots ,i_L)\) and a length-\(L\) bra word \(J=(j_1,\ldots ,j_L)\) as its physical indices, and

\begin{align} (M^{[L]})^{I,J} & =M^{i_1j_1}\cdots M^{i_Lj_L}. \notag \end{align}

Thus the ket and bra words are grouped separately. For \(L=0\), both words are empty and the unique local matrix is the identity. For \(L{\gt}0\), this is the MPO version of the physical blocking used for the basis of normal tensors in [ 13 , lines 317–345 ] . It is a local tensor, not the closed-chain operator \(O_L(M)\) of [ 13 , lines 962–967 ] .

For every integer \(L\geq 0\), pairing the ket and bra letters site by site gives the canonical identification

\begin{align} \operatorname {Fin}(d^L)\times \operatorname {Fin}(d^L) & \simeq \bigl(\operatorname {Fin}(d)\times \operatorname {Fin}(d)\bigr) ^{\operatorname {Fin}(L)} \simeq \operatorname {Fin}((d^2)^L). \end{align}

Under this identification, the doubled-index MPS tensor of \(M^{[L]}\) is the physical reindexing of the \(L\)-blocked doubled-index MPS tensor of \(M\). In particular, one is injective if and only if the other is.

Proof ▶

Decode the blocked ket and bra words, pair their letters at each site, and compare the two ordered matrix products. For \(L=0\), both words are empty and both matrix products are the identity. Physical reindexing by a bijection preserves the span of the tensor matrices.

Theorem 20.15.3 Blocking commutes with the MPO product
✓

For every integer \(L\geq 0\) and two MPO tensors \(M,N\) with the same physical dimension, let juxtaposition denote the MPO tensor product obtained by contracting the intermediate physical index. Then \((MN)^{[L]}=M^{[L]}N^{[L]}\). For \(L=0\), each blocked tensor is the unique empty-word local matrix, namely the identity, so the equality reduces to the product of two identity local tensors.

Proof ▶

Expand the product tensor and sum over its length-\(L\) intermediate physical word. Reindexing this word by one blocked physical index gives the product of the two blocked tensors. When \(L=0\), the intermediate word is empty and all three blocked tensors are identities.

Theorem 20.15.4 Blocked word evaluation of an MPO tensor
✓

Let \(L\geq 0\), and let \(\sigma =(\sigma _0,\ldots ,\sigma _{m-1})\) and \(\tau =(\tau _0,\ldots ,\tau _{m-1})\) be words of the same length \(m\) in the blocked alphabet, so that each \(\sigma _k\) and each \(\tau _k\) is a word of length \(L\) in \(\{ 0,\ldots ,d-1\} \). Write \(\widetilde\sigma \) and \(\widetilde\tau \) for the concatenations \(\sigma _0\sigma _1\cdots \sigma _{m-1}\) and \(\tau _0\tau _1\cdots \tau _{m-1}\), words of length \(mL\). Then

\begin{align} (M^{[L]})^{\sigma ,\tau } & =M^{\widetilde\sigma ,\widetilde\tau }. \notag \end{align}

This is the counterpart for MPO tensors of Lemma 2.7.2, with the ket and bra words blocked separately.

Proof ▶

Induct on \(m\). For \(m=0\) both sides are the identity. For \(m\geq 1\), split off the first blocked letters \(\sigma _0,\tau _0\): by Definition 20.15.1, \((M^{[L]})^{\sigma _0,\tau _0}=M^{\sigma _0,\tau _0}\), and since \(\sigma _0\) and \(\tau _0\) have the same length \(L\), Lemma 16.1.4 gives \(M^{\sigma _0\widetilde\sigma ',\, \tau _0\widetilde\tau '} =M^{\sigma _0,\tau _0}M^{\widetilde\sigma ',\widetilde\tau '}\) for the remaining words \(\sigma ',\tau '\).

Let \(L\in \mathbb {N}\), and let

\begin{align} \Phi _{N,L}\colon \{ 0,\ldots ,d^L-1\} ^N & \longrightarrow \{ 0,\ldots ,d-1\} ^{NL} \notag \end{align}

concatenate the \(N\) blocked words. For blocked configurations \(\sigma \) and \(\tau \),

\begin{align} \rho ^{(N)}(M^{[L]})_{\sigma ,\tau } & =\rho ^{(NL)}(M)_{\Phi _{N,L}(\sigma ),\Phi _{N,L}(\tau )}. \notag \end{align}

The algebraic identity holds for every \(L\in \mathbb {N}\). For \(L\geq 1\), positivity of the original nonempty chain of length \(NL\) shows that blocking \(L\) adjacent physical sites of an MPDO again gives an MPDO. This is the closed-chain identification implicit when the one-site tensor and its two-site blocking are placed in vertical canonical form in [ 13 , Appendix C.4, lines 1952–2017 ] .

Proof ▶

The word of \(N\) blocked letters \(\sigma =(\sigma _0,\ldots ,\sigma _{N-1})\) has concatenation \(\Phi _{N,L}(\sigma )\), and similarly for \(\tau \); this concatenation is the blocked-configuration bijection of Lemma 2.7.2. By Theorem 20.15.4,

\begin{align} (M^{[L]})^{\sigma ,\tau } & =M^{\Phi _{N,L}(\sigma ),\Phi _{N,L}(\tau )}. \notag \end{align}

Taking the virtual trace gives the equality in the theorem. The map \(\Phi _{N,L}\) is a bijection, and simultaneous reindexing of the rows and columns preserves positive semidefiniteness.

Let a chain consist of a prefix of \(p\) sites, \(m\) complete blocks of length \(L\), and a suffix of \(s\) sites. Write \(M^{\alpha ,\beta }\) for the ordered product of matrices indexed by two equally long physical words, and write \(\widetilde\sigma ,\widetilde\tau \) for the concatenations of blocked words \(\sigma ,\tau \). Then, for matching row and column configurations,

\begin{align} \rho ^{(p+mL+s)}(M)_{i^-\widetilde\sigma i^+,\, j^-\widetilde\tau j^+} & =\operatorname {tr}\! \left( M^{i^-,j^-}\cdot (M^{[L]})^{\sigma ,\tau }\cdot M^{i^+,j^+} \right). \end{align}

This identity retains both residual products, including when the chain length is not divisible by \(L\). It extends the closed-chain blocking identity used in [ 13 , Appendix C.4, lines 1952–2017 ] .

Proof ▶

The concatenations \(\widetilde\sigma ,\widetilde\tau \) are identified with the flattened blocked configurations by Lemma 2.7.2. Applying word concatenation at the two boundaries (Lemma 16.1.4) and then evaluating the middle segment as a word of blocked matrices (Theorem 20.15.4) gives

\begin{align} M^{i^-\widetilde\sigma i^+,\, j^-\widetilde\tau j^+} & = M^{i^-,j^-}\cdot M^{\widetilde\sigma ,\widetilde\tau } \cdot M^{i^+,j^+} \notag \\ & = M^{i^-,j^-}\cdot (M^{[L]})^{\sigma ,\tau } \cdot M^{i^+,j^+}. \notag \end{align}

Taking the virtual trace yields the stated entry identity.

Definition 20.15.7 Two-site blocking of an MPO tensor
✓
#

For an MPO tensor \(K\), its two-site blocking \(K^{[2]}\) has physical indices \((i_0,i_1)\) and \((j_0,j_1)\) and matrices

\begin{align} (K^{[2]})^{(i_0,i_1),(j_0,j_1)} & =K^{i_0j_0}K^{i_1j_1}. \notag \end{align}

This is the blocking used in [ 13 , Theorem 4.9, lines 851–856 ] .

Let \(\varphi :\{ 0,\ldots ,d^2-1\} \to \{ 0,\ldots ,d-1\} ^2\) be the canonical bijection. Then \((K^{[2]})^{i,j} =(K^{[L]})^{\varphi (i),\varphi (j)}\bigm |_{L=2}\). Consequently, for every nonempty chain length \(N\), the closed MPO of \(K^{[2]}\) is obtained from the closed MPO of the general length-two block by applying \(\varphi \) independently at every ket and bra site. In particular, if \(K\) generates matrix product density operators, then so does \(K^{[2]}\).

Proof ▶

Decode a blocked index as an ordered pair. The two local tensors are then the same product \(K^{i_0j_0}K^{i_1j_1}\). Applying this equality at every site gives the closed-chain reindexing, and simultaneous row and column reindexing preserves positive semidefiniteness.

Let \(A_M\) be the doubled-index MPS tensor associated to an MPO tensor \(M\). If \(A_M\) is in literal CPSV canonical form and \(L\geq 1\), then the doubled-index MPS tensor associated to \(M^{[L]}\) is again in literal CPSV canonical form. The same conclusion holds for the concrete two-site blocking \(M^{[2]}\).

Proof ▶

The doubled-index tensor of \(M^{[L]}\) is, under the canonical pairing of ket and bra words, a physical relabeling of \(A_M^{[L]}\):

\begin{align} A_{M^{[L]}} & =\psi _L^*(A_M^{[L]}). \label{eq:mpdo_cpsv_block_tensor_reindex} \end{align}

Theorem 7.6.15 gives literal CPSV canonical form for \(A_M^{[L]}\), and Theorem 7.6.8 carries it across \(\psi _L\). For two-site blocking one takes \(L=2\) and uses the concrete identification of Theorem 20.15.8.

Suppose that \(M\) admits the phase-class grouping with physical isometries of Definition 16.4.92 and the grouped-corner Gram comparison of Definition 16.4.69. Then there are normal tensors \(A_\alpha \), positive multiplicities \(r_\alpha \), positive numbers \(c_{\alpha ,q}\), and a coisometry \(U\) such that the \(A_\alpha \) form a CPSV basis of normal tensors for \(\widetilde M\) and, writing

\begin{align} B_v & =\bigoplus _\alpha \bigoplus _{q=0}^{r_\alpha -1} c_{\alpha ,q}A_\alpha ^v, \label{eq:mpdo_literal_cpsv_vertical_decomposition_block} \end{align}

one has

\begin{align} UU^\dagger & =\mathbb {1}, \notag \\ U\widetilde M_vU^\dagger & =B_v, \notag \\ \widetilde M_v & =U^\dagger B_vU. \label{eq:mpdo_literal_cpsv_vertical_decomposition} \end{align}
Proof ▶

Group the normal vertical corners into phase classes and normalize their physical sector maps. The exact original-sector reconstruction gives positive-length matrix-product-vector equality with the corresponding weighted direct sum. Hence the spectral representatives retain the CPSV basis-of-normal-tensors property for \(\widetilde M\). Flatten the pair \((\alpha ,q)\) into one finite index. Orthogonality of the normalized sector maps gives \(UU^\dagger =\mathbb {1}\); their intertwining identities give the middle equality in (41), and their exact reconstruction gives the last equality.

For a matrix product density operator, either literal CPSV canonical form or normalized BNT-refined horizontal form supplies both hypotheses of Theorem 20.15.10. Each canonical form and positivity are preserved by two-site blocking. Applying the theorem to \(M\) and \(M^{[2]}\) therefore gives their vertical decompositions simultaneously.

Lemma 20.15.11 Two-site blocking preserves normalized BNT-refined horizontal form
✓

If an MPO tensor \(K\) is in normalized BNT-refined horizontal form, then its two-site blocking \(K^{[2]}\) is again in that form.

Proof ▶

Block every normal representative in the horizontal sector decomposition by two sites and square each copy weight. Positive blocking preserves irreducibility, left-canonical normalization, eventual linear independence of the representative states, and inequivalence of distinct representatives. Normalized self-overlap is preserved by \(O_{A_j^{[2]}A_j^{[2]}}(N)=O_{A_jA_j}(2N)\longrightarrow 1\). Hence the blocked sector decomposition is again a BNT canonical form. If \(\varphi \) is the canonical bijection between a pair of ket–bra indices and a length-two word in the doubled alphabet, then \((K^{[2]})^{\mathrm{MPS}}=\varphi ^*\! \left(\operatorname {block}_2(K^{\mathrm{MPS}})\right)\). Thus \(\varphi \) only relabels the physical basis. Finally, if \(X\) is the original block-diagonal virtual gauge and \(S\) its sector tensor, word evaluation gives \(((K^{[2]})^{\mathrm{MPS}})_i=X(\varphi ^*(S^{[2]}))_iX^{-1}\). Therefore this blocked decomposition and the same copy gauges witness normalized BNT-refined horizontal form for \(K^{[2]}\).

Theorem 20.15.12 One-site and two-site vertical canonical forms
✓

Let \(K\) be an MPO tensor in normalized BNT-refined horizontal form that generates matrix product density operators. Then both \(K\) and \(K^{[2]}\) satisfy the vertical canonical-form conditions of Definition 16.4.6. This is the initial canonical-form step in [ 13 , Appendix C.4, lines 1951–1956 ] .

Proof ▶

By Theorem 20.15.8 and Lemma 20.15.11, \(K^{[2]}\) is in normalized BNT-refined horizontal form and generates matrix product density operators. Apply Theorem 16.4.105 first to \(K\) and then to \(K^{[2]}\).

Let the vertical sectors be labelled by \(\alpha \), with simple matrix algebra \(M_{d_\alpha }\) and positive diagonal multiplicity matrix

\begin{align} \mu _\alpha & =\operatorname{diag}(\mu _{\alpha ,0},\ldots ,\mu _{\alpha ,r_\alpha -1}). \notag \end{align}

Write \(m_\alpha =\operatorname{tr}(\mu _\alpha )\). The normalized embedding and the left partial trace are

\begin{align} R_\mu \! \left(\bigoplus _\alpha X_\alpha \right) & =\bigoplus _\alpha \frac{\mu _\alpha }{m_\alpha }\otimes X_\alpha , \notag \\ \widetilde R_\mu \! \left(\bigoplus _\alpha Y_\alpha \right) & =\bigoplus _\alpha \operatorname{tr}_{\mathrm{mult}}(Y_\alpha ). \notag \end{align}

On a weighted sector, \(\widetilde R_\mu (\lambda _\alpha \mu _\alpha \otimes X_\alpha ) =\lambda _\alpha m_\alpha X_\alpha \). Thus the partial trace is the canonical extension to the full block matrix space of the inverse map displayed in [ 13 , Appendix C.4, lines 1957–1971 ] .

Theorem 20.15.14 Complete positivity of the normalized vertical-sector maps
✓

Let \((d_\alpha )_\alpha \) and \((r_\alpha )_\alpha \) be finite families of dimensions with \(r_\alpha {\gt}0\), and suppose that every diagonal entry of \(\mu _\alpha \) is positive. Then the normalized embedding

\begin{align} R_\mu \colon \bigoplus _\alpha M_{d_\alpha }(\mathbb {C}) & \longrightarrow \bigoplus _\alpha M_{r_\alpha d_\alpha }(\mathbb {C}), \notag \\ R_\mu ((X_\alpha )_\alpha ) & =\left(\frac{\mu _\alpha }{m_\alpha }\otimes X_\alpha \right)_\alpha \notag \end{align}

is a direct-sum Kraus map. Without any condition on the multiplicities, the map

\begin{align} \widetilde R\colon \bigoplus _\alpha M_{r_\alpha d_\alpha }(\mathbb {C}) & \longrightarrow \bigoplus _\alpha M_{d_\alpha }(\mathbb {C}), \notag \\ \widetilde R((Y_\alpha )_\alpha ) & =(\operatorname{tr}_{\mathrm{mult}}(Y_\alpha ))_\alpha \notag \end{align}

is a direct-sum Kraus map. Its restriction to the weighted sectors is the retraction in [ 13 , Appendix C.4, lines 1961–1970 ] .

Proof ▶

Exchange the two coordinates within each sector by \(w(\alpha ,q,i)=(\alpha ,i,q)\). Let \(R_w\) be the corresponding matrix reindexing. For the normalized embedding, set \(\rho _\alpha =m_\alpha ^{-1}\mu _\alpha \). The hypotheses give \(\rho _\alpha \succeq 0\) and \(\operatorname{tr}(\rho _\alpha )=1\). Let \(\mathcal P\) be the orthogonally controlled preparation of these density matrices. Thus

\begin{align} [\mathcal P(Z)]_{\langle \alpha ,(i,q)\rangle , \langle \beta ,(j,s)\rangle } & = \begin{cases} Z_{\langle \alpha ,i\rangle ,\langle \alpha ,j\rangle } \rho _\alpha (q,s), & \alpha =\beta , \\ 0, & \alpha \ne \beta . \end{cases} \notag \end{align}

The preparation Kraus operators resolve the identity in each sector, so \(\mathcal P\) is trace-preserving and completely positive. Reindexing by \(w^{-1}\) changes \(X_\alpha \otimes \rho _\alpha \) into \(\rho _\alpha \otimes X_\alpha \). Consequently, the full-matrix extension satisfies

\begin{align} [\widehat R_\mu (Z)]_{\langle \alpha ,(q,i)\rangle , \langle \beta ,(s,j)\rangle } & = \begin{cases} \rho _\alpha (q,s) Z_{\langle \alpha ,i\rangle ,\langle \alpha ,j\rangle }, & \alpha =\beta , \\ 0, & \alpha \ne \beta , \end{cases} \notag \\ \widehat R_\mu & =R_{w^{-1}}\circ \mathcal P. \notag \end{align}

This proves complete positivity of the normalized embedding.

Now let \(\mathcal C_{\operatorname{tr}}\) be the controlled partial trace over the \(\mathbb {C}^{r_\alpha }\) factors. For a matrix \(Y\) on \(\bigoplus _\alpha (\mathbb {C}^{r_\alpha }\otimes \mathbb {C}^{d_\alpha })\), the full-matrix extension satisfies

\begin{align} [\widehat{\widetilde R}(Y)]_{\langle \alpha ,i\rangle , \langle \beta ,j\rangle } & = \begin{cases} \sum _{q=0}^{r_\alpha -1} Y_{\langle \alpha ,(q,i)\rangle ,\langle \alpha ,(q,j)\rangle }, & \alpha =\beta , \\ 0, & \alpha \ne \beta . \end{cases} \notag \end{align}

The diagonal case is the ordinary right partial trace after applying \(R_w\), and the off-diagonal case vanishes under the orthogonal sector control. Hence \(\widehat{\widetilde R}=\mathcal C_{\operatorname{tr}}\circ R_w\). Equivalence reindexing and the controlled dependent partial trace are trace-preserving completely positive maps, so their composition has a Kraus representation.

Lemma 20.15.15 Retraction of the normalized vertical-sector embedding
✓

Suppose that every multiplicity space is nonzero and every diagonal entry of \(\mu _\alpha \) is positive. Then \(m_\alpha \ne 0\) for every \(\alpha \), and \(\widetilde R_\mu \circ R_\mu =\operatorname{id}\).

Proof ▶

Positivity of the diagonal entries and nonemptiness of the multiplicity space give \(m_\alpha =\sum _q\mu _{\alpha ,q}{\gt}0\). The Kronecker-product identity for the left partial trace then gives

\begin{align} \operatorname{tr}_{\mathrm{mult}} \left(m_\alpha ^{-1}\mu _\alpha \otimes X_\alpha \right) & =m_\alpha ^{-1}\operatorname{tr}(\mu _\alpha )X_\alpha =X_\alpha . \notag \end{align}

For vertical BNT tensors \(M_\alpha \) with simple matrix algebras \(M_{d_\alpha }\) and a family of complex scalars \((c_\alpha )_\alpha \), define

\begin{align} V_c(X) & =\bigoplus _\alpha c_\alpha M_\alpha (X), \notag \\ M_\alpha (X) & =\sum _{a,b}X_{ba}M_{\alpha ,ab}. \notag \end{align}

For each \(L\geq 0\), let

\begin{align} C_L(V_c) & =\operatorname{span}_{\mathbb {C}}\left\{ V_c(X_1)\cdots V_c(X_L): X_1,\ldots ,X_L\in M_D\right\} \subseteq \prod _\alpha M_{d_\alpha }. \notag \end{align}

Write \(V_m\) for the specialization obtained by taking \(c_\alpha =m_\alpha =\operatorname{tr}(\mu _\alpha )\).

Lemma 20.15.17 Contraction against a matrix unit
✓

Let \(M=(M_{ab})_{a,b=0}^{D-1}\) be a matrix-product tensor whose physical index is identified with the ordered pair \((a,b)\). Then \(M(E_{ba})=M_{ab}\).

Lemma 20.15.18 Contraction in the encoded product coordinate
✓

If \(r\in \{ 0,\ldots ,D^2-1\} \) encodes the ordered pair \((\lfloor r/D\rfloor ,r\bmod D)\), then \(M\! \left(E_{(r\bmod D),\lfloor r/D\rfloor }\right)=M_r\).

Definition 20.15.19 Sectorwise scaling equivalence
✓
#

For scalars \(c_\alpha \ne 0\), the map

\begin{align} \varphi _c\colon \prod _\alpha M_{d_\alpha } & \longrightarrow \prod _\alpha M_{d_\alpha }, \notag \\ (X_\alpha )_\alpha & \longmapsto (c_\alpha X_\alpha )_\alpha \notag \end{align}

is a linear equivalence.

Lemma 20.15.20 Weighted contraction of matrix-unit words
✓

For a word \(w=((a_1,b_1),\ldots ,(a_L,b_L))\),

\begin{align} V_c(E_{b_1a_1})\cdots V_c(E_{b_La_L}) & =\bigoplus _\alpha c_\alpha ^L M_\alpha ^w. \notag \end{align}
Lemma 20.15.21 Transfer of simultaneous word spanning
✓

Fix \(L\geq 0\) and suppose that every \(c_\alpha \) is nonzero. If the simultaneous word tuples \((M_\alpha ^w)_\alpha \) of length \(L\) span \(\prod _\alpha M_{d_\alpha }\), then \(C_L(V_c)=\prod _\alpha M_{d_\alpha }\).

Theorem 20.15.22 Nonzero-weight vertical bond contractions generate the sector algebra
✓

Suppose that \((M_\alpha )_\alpha \) is a basis of normal tensors and that \((c_\alpha )_\alpha \) is any family of nonzero complex scalars. Then there is a positive integer \(L\) such that \(C_L(V_c)=\prod _\alpha M_{d_\alpha }\).

Proof ▶

Choose \(L{\gt}0\) for which the simultaneous word tuples \((M_\alpha ^w)_\alpha \) span \(\prod _\alpha M_{d_\alpha }\). Since every \(c_\alpha \) is nonzero, so is \(c_\alpha ^L\). Apply Lemma 20.15.21.

Suppose that \((M_\alpha )_\alpha \) is a basis of normal tensors, every multiplicity space is nonzero, and every diagonal entry of \(\mu _\alpha \) is positive. Then there is a positive integer \(L\) such that \(C_L(V_m)=\prod _\alpha M_{d_\alpha }=:\mathcal A_1\). This is the spanning assertion used in [ 13 , Appendix C.4, lines 1980–1990 ] .

Proof ▶

Since every multiplicity space is nonzero and every diagonal entry is positive, \(m_\alpha =\sum _{q=0}^{\operatorname{mult}(\alpha )-1}\mu _{\alpha ,q}{\gt}0\). Apply Theorem 20.15.22 to the nonzero family \(c_\alpha =m_\alpha =\operatorname{tr}(\mu _\alpha )\).

Theorem 20.15.24 Fixed spanning contraction products determine an endomorphism
✓

Let \(F\) be a linear endomorphism of \(\prod _\alpha M_{d_\alpha }\). Suppose that \(C_L(V_c)\) is the whole sector algebra and, for every choice of bond matrices \(X_1,\ldots ,X_L\),

\begin{align} F(V_c(X_1)\cdots V_c(X_L)) & =V_c(X_1)\cdots V_c(X_L). \notag \end{align}

Then \(F\) is the identity.

Proof ▶

Since the displayed products span the domain, every \(Y\in \prod _\alpha M_{d_\alpha }\) has the form \(Y=\sum _i\lambda _iV_c(X_1^{(i)})\cdots V_c(X_L^{(i)})\). Hence

\begin{align} F(Y) & =\sum _i\lambda _i F\! \left(V_c(X_1^{(i)})\cdots V_c(X_L^{(i)})\right) =\sum _i\lambda _i V_c(X_1^{(i)})\cdots V_c(X_L^{(i)}) =Y. \notag \end{align}

Thus \(F\) is the identity.

Definition 20.15.25 Products of fixed points
✓
#

Let \(F\) be a linear endomorphism of \(\mathcal A=\prod _\alpha M_{d_\alpha }\), and write \(\mathcal F=\{ X\in \mathcal A:F(X)=X\} \). For \(L\geq 0\), define

\begin{align} C_L(\mathcal F) & =\operatorname{span}_{\mathbb {C}}\{ X_1\cdots X_L:X_1,\ldots ,X_L\in \mathcal F\} . \notag \end{align}

This is the product space used in the dimension argument of [ 13 , Appendix C.4, lines 1980–1993 ] .

Theorem 20.15.26 Density blocks of a faithful fixed family bound products
✓

Let \(\mathcal A=\prod _\alpha M_{d_\alpha }\), and let \(F:\mathcal A\to \mathcal A\) be positive and trace preserving. Suppose that the trace adjoint \(F^*\) satisfies the Schwarz inequality and that \(F\) fixes a family \(\rho =(\rho _\alpha )_\alpha \) for which every \(\rho _\alpha \) is positive definite. If \(\mathcal F=\operatorname{Fix}(F)\), then, for every \(L{\gt}0\), \(\dim C_L(\mathcal F)\leq \dim \mathcal F\).

Proof ▶

Extend \(F\) to the full matrix algebra by diagonal compression followed by block-diagonal embedding, and choose a numbered basis of the ambient space. The extension is positive and trace preserving, its trace adjoint satisfies the Schwarz inequality, and the embedded family \(\rho \) is a positive definite fixed point. The fixed points therefore have the form

\begin{align} U\left(\bigoplus _k\sigma _k\otimes X_k\right)U^*, \qquad X_k & \in M_{h_k}(\mathbb {C}), \notag \end{align}

where \(\operatorname{tr}(\sigma _k)=1\). The parametrization \((X_k)_k\mapsto \bigoplus _k\sigma _k\otimes X_k\) is injective, since its left partial trace is \((X_k)_k\). Every product of \(L\) fixed points lies in the range of

\begin{align} (Y_k)_k & \longmapsto U\left(\bigoplus _k\sigma _k^L\otimes Y_k\right)U^*. \notag \end{align}

Thus the span of these products has dimension at most \(\sum _k h_k^2\), which is the dimension of the fixed-point space of the extension. Writing \(\mathcal E\) for the fixed-point space of the full-matrix extension, the injective block-diagonal embedding and diagonal compression give the dimension chain

\begin{align} \dim C_L(\mathcal F) & \leq \dim C_L(\mathcal E) \leq \dim \mathcal E \leq \dim \mathcal F. \notag \end{align}
Theorem 20.15.27 Fixed contractions and the dimension of their fixed-point space
✓

Let \(F\) be a linear endomorphism of \(\mathcal A=\prod _\alpha M_{d_\alpha }\). Suppose that the following three conditions hold, with the second required for every bond matrix \(X\):

\begin{align} C_L(V_c) & =\mathcal A, \notag \\ F(V_c(X)) & =V_c(X), \notag \\ \dim C_L(\mathcal F) & \leq \dim \mathcal F, \qquad \mathcal F=\{ Y\in \mathcal A:F(Y)=Y\} . \notag \end{align}

Then \(F=\operatorname{id}_{\mathcal A}\).

This is the finite-dimensional conclusion in [ 13 , Appendix C.4, lines 1980–1993 ] . It does not assume that the products \(V_c(X_1)\cdots V_c(X_L)\) are fixed.

Proof ▶

Since every \(V_c(X)\) belongs to \(\mathcal F\), every product occurring in \(C_L(V_c)\) belongs to \(C_L(\mathcal F)\). Hence

\begin{align} \mathcal A=C_L(V_c) & \subseteq C_L(\mathcal F)\subseteq \mathcal A, \notag \end{align}

so \(C_L(\mathcal F)=\mathcal A\). Therefore

\begin{align} \dim \mathcal A=\dim C_L(\mathcal F) & \leq \dim \mathcal F\leq \dim \mathcal A. \notag \end{align}

Thus \(\mathcal F=\mathcal A\), and \(F\) is the identity.

Theorem 20.15.28 Faithful fixed family in a finite product
✓

Let \(F\) be a positive trace-preserving endomorphism of \(\mathcal A=\prod _\alpha M_{d_\alpha }\). Suppose that each \(V_j\) is fixed by \(F\) and, for some \(L{\gt}0\), the identity belongs to

\begin{align} \operatorname{span}_{\mathbb {C}} \{ V_{j_1}\cdots V_{j_L}:j_1,\ldots ,j_L\in J\} . \notag \end{align}

Then there is a fixed family \(\rho =(\rho _\alpha )_\alpha \) such that every \(\rho _\alpha \) is positive definite.

This provides the intermediate step for the fixed-point argument in [ 13 , Appendix C.4, lines 1980–1993 ] .

Proof ▶

Extend \(F\) to the full matrix algebra by diagonal compression followed by block-diagonal embedding. This extension is positive and trace preserving. Block-diagonal embedding preserves the identity and every product \(V_{j_1}\cdots V_{j_L}\), so Theorem 20.15.66 gives a positive-definite fixed point \(\widehat\rho \) of the extension. Fixed points of the extension are block diagonal. Thus

\begin{align} \widehat\rho & =\bigoplus _\alpha \rho _\alpha , \notag \\ F(\rho ) & =\rho . \notag \end{align}

Every diagonal block \(\rho _\alpha \) of the positive-definite matrix \(\widehat\rho \) is positive definite.

Theorem 20.15.29 Identity criterion from fixed contractions
✓

Let \(F\) be a positive trace-preserving endomorphism of \(\mathcal A=\prod _\alpha M_{d_\alpha }\) whose trace adjoint satisfies the Schwarz inequality. Suppose that, for some \(L{\gt}0\), \(C_L(V_c)=\mathcal A\) and \(F(V_c(X))=V_c(X)\) for every bond matrix \(X\). Then \(F=\operatorname{id}_{\mathcal A}\). No product \(V_c(X_1)\cdots V_c(X_L)\) is assumed to be fixed.

This is the implication used for each transported square composite in [ 13 , Appendix C.4, lines 1980–1995 ] .

Proof ▶

The fixed contractions and their positive-length product span give a positive-definite fixed family \(\rho =(\rho _\alpha )_\alpha \). Hence Theorem 20.15.26 gives \(\dim C_L(\mathcal F)\leq \dim \mathcal F\), where \(\mathcal F=\operatorname{Fix}(F)\). Since \(C_L(V_c)=\mathcal A\) and \(V_c(X)\in \mathcal F\), Theorem 20.15.27 gives \(F=\operatorname{id}_{\mathcal A}\).

Retain the coordinates \((\alpha ,a,i)\), where \(\alpha \) labels a simple sector, \(a\) labels a diagonal entry of \(\mu _\alpha \), and \(0\leq i{\lt}d_\alpha \). The family \((Y_\alpha )_\alpha \) is represented on this space by \(\bigoplus _\alpha Y_\alpha \). Write \(\iota \) for this inclusion, \(\pi \) for extraction of the diagonal summands, and \(P=\iota \pi \). Composing \(\iota \) and \(\pi \) with \(R_\mu \) and \(\widetilde R_\mu \) defines their retained-coordinate forms.

Lemma 20.15.31 Extraction after vertical-sector inclusion
✓

The diagonal-summand extraction is a left inverse of the inclusion: \(\pi \iota =\operatorname{id}\).

Proof ▶

Restricting \(\bigoplus _\beta Y_\beta \) to the rows and columns with sector label \(\alpha \) gives \(Y_\alpha \).

Lemma 20.15.32 Entries retained by the vertical-sector projection
✓

For every retained-coordinate matrix \(Z\), \(P(Z)_{(\alpha ,a,i),(\alpha ,b,j)} =Z_{(\alpha ,a,i),(\alpha ,b,j)}\).

Proof ▶

Both indices lie in the same extracted diagonal summand.

Lemma 20.15.33 Entries removed by the vertical-sector projection
✓

If \(\alpha \neq \beta \), then \(P(Z)_{(\alpha ,a,i),(\beta ,b,j)}=0\).

Proof ▶

The two indices belong to distinct diagonal summands.

Lemma 20.15.34 Idempotence of the vertical-sector projection
✓

The projection onto the vertical-sector diagonal summands is idempotent: \(P^2=P\).

Proof ▶

The identity \(\pi \iota =\operatorname{id}\) gives \(P^2=\iota \pi \iota \pi =\iota \pi \).

Lemma 20.15.35 Retraction in retained vertical-sector coordinates
✓

Suppose that every multiplicity space is nonzero and every diagonal entry of \(\mu _\alpha \) is positive. Then the retained-coordinate partial trace is a left inverse of the normalized retained-coordinate embedding.

Proof ▶

First extract the diagonal summands, then apply \(\widetilde R_\mu R_\mu =\operatorname{id}\).

Lemma 20.15.36 Weighted vertical contraction in retained coordinates
✓

For every horizontal bond matrix \(X\), contraction of \(\bigoplus _\alpha \mu _\alpha \otimes M_\alpha \) gives \(\bigoplus _\alpha \mu _\alpha \otimes M_\alpha (X)\).

Proof ▶

Flattening the index triple \((\alpha ,a,i)\) gives the entry formula

\begin{align} B(X)_{(\alpha ,a,i),(\beta ,b,j)} & =\delta _{\alpha \beta }\delta _{ab} \mu _{\alpha ,a}M_\alpha (X)_{ij}. \notag \end{align}
Definition 20.15.37 Bond-matrix contraction of a vertical tensor
✓
#

Let \(A\) be a tensor whose physical label is a pair \((a,b)\) of horizontal bond indices. For a bond matrix \(X\), define

\begin{align} A(X) & =\sum _{a,b}X_{ba}A_{ab}. \notag \end{align}

The order of the entries of \(X\) is chosen so that \(A(X)_{ij}=\operatorname{tr}(M^{ij}X)\) when \(A_{ab,ij}=M^{ij}_{ab}\).

Lemma 20.15.38 Contraction under fixed left and right multiplication
✓

Let \(L\) and \(K\) be fixed matrices of compatible sizes. Then \(\left((a,b)\mapsto L A_{ab}K\right)(X)=L A(X)K\).

Proof ▶

Distributivity of matrix multiplication over finite sums gives

\begin{align} \sum _{a,b}X_{ba}\left(LA_{ab}K\right) & =L\left(\sum _{a,b}X_{ba}A_{ab}\right)K. \notag \end{align}
Lemma 20.15.39 Contraction of a weighted block sum
✓

For a weighted block-diagonal tensor \(A=\bigoplus _\alpha \mu _\alpha A_\alpha \), one has \(A(X)=\bigoplus _\alpha \mu _\alpha A_\alpha (X)\).

Proof ▶

Since each tensor letter is block diagonal,

\begin{align} \sum _{a,b}X_{ba} \left(\bigoplus _\alpha \mu _\alpha A_\alpha \right)_{ab} & =\bigoplus _\alpha \mu _\alpha \sum _{a,b}X_{ba}(A_\alpha )_{ab} =\bigoplus _\alpha \mu _\alpha A_\alpha (X). \notag \end{align}
Lemma 20.15.40 Vertical contraction and physical closure
✓

For the vertically viewed tensor \(\widetilde M_{ab,ij}=M^{ij}_{ab}\), bond-matrix contraction is the one-site physical closure: \(\widetilde M(X)=M(X)\).

Proof ▶

For every pair of physical indices,

\begin{align} \widetilde M(X)_{ij} & =\sum _{a,b}X_{ba}M^{ij}_{ab} =\operatorname{tr}(M^{ij}X) =M(X)_{ij}. \notag \end{align}
Lemma 20.15.41 Contraction of the assembled vertical tensor
✓

The contraction of the assembled vertical tensor is the weighted block diagonal of the sector contractions:

\begin{align} \left(\bigoplus _\alpha \mu _\alpha \otimes M_\alpha \right)(X) & =\bigoplus _\alpha \mu _\alpha \otimes M_\alpha (X). \notag \end{align}
Proof ▶

Applying Lemma 20.15.39 to the block form \(\bigoplus _\alpha \mu _\alpha \otimes M_\alpha \) of the assembled tensor gives

\begin{align} \left(\bigoplus _\alpha \mu _\alpha \otimes M_\alpha \right)(X) & =\bigoplus _\alpha \mu _\alpha \otimes M_\alpha (X). \notag \end{align}
Lemma 20.15.42 Contraction of a letterwise forward identity
✓

Let \(B_{ab}\) be an arbitrary vertical tensor. If \(U\widetilde M_{ab}U^\dagger =B_{ab}\) for every pair \((a,b)\), then, for every bond matrix \(X\), \(U M(X)U^\dagger =B(X)\).

Proof ▶

By the definition of bond-matrix contraction,

\begin{align} U M(X)U^\dagger & =U\left(\sum _{a,b}X_{ba}\widetilde M_{ab}\right)U^\dagger =\sum _{a,b}X_{ba} \left(U\widetilde M_{ab}U^\dagger \right) =\sum _{a,b}X_{ba}B_{ab} =B(X). \notag \end{align}
Lemma 20.15.43 Contraction of a letterwise reconstruction identity
✓

Let \(B_{ab}\) be an arbitrary vertical tensor. If \(\widetilde M_{ab}=U^\dagger B_{ab}U\) for every pair \((a,b)\), then, for every bond matrix \(X\), \(M(X)=U^\dagger B(X)U\).

Proof ▶

Contracting the letterwise identity gives

\begin{align} M(X) & =\sum _{a,b}X_{ba}\widetilde M_{ab} =\sum _{a,b}X_{ba}\left(U^\dagger B_{ab}U\right) =U^\dagger \left(\sum _{a,b}X_{ba}B_{ab}\right)U =U^\dagger B(X)U. \notag \end{align}

Suppose that

\begin{align} U\widetilde M_{ab}U^\dagger & =\left(\bigoplus _\alpha \mu _\alpha \otimes M_\alpha \right)_{ab} \notag \end{align}

is a one-site vertical canonical-form identity. Contracting against an arbitrary bond matrix \(X\) gives

\begin{align} U M(X)U^\dagger & =\bigoplus _\alpha \mu _\alpha \otimes M_\alpha (X). \notag \end{align}

If the reverse letterwise identity is also given, then

\begin{align} M(X) & =U^\dagger \left(\bigoplus _\alpha \mu _\alpha \otimes M_\alpha (X)\right)U. \notag \end{align}

These are the contracted canonical-form identities used in [ 13 , Appendix C.4, lines 1955–1979 ] .

Proof ▶

Since \(A(X)_{ij}=\sum _{a,b}X_{ba}A_{ab,ij}\) and \(\widetilde M_{ab,ij}=M^{ij}_{ab}\), one has \(M(X)=\sum _{a,b}X_{ba}\widetilde M_{ab}\). Distributivity of fixed left and right multiplication over finite sums gives

\begin{align} U\left(\sum _{a,b}X_{ba}\widetilde M_{ab}\right)U^\dagger & =\sum _{a,b}X_{ba} \left(U\widetilde M_{ab}U^\dagger \right). \notag \end{align}

Substituting the forward hypothesis into this equality gives

\begin{align} U M(X)U^\dagger & =\sum _{a,b}X_{ba} \left(\bigoplus _\alpha \mu _\alpha \otimes M_\alpha \right)_{ab} =\left(\bigoplus _\alpha \mu _\alpha \otimes M_\alpha \right)(X). \notag \end{align}

Applied blockwise, the same calculation gives

\begin{align} \left(\bigoplus _\alpha \mu _\alpha \otimes M_\alpha \right)(X) & =\bigoplus _\alpha \mu _\alpha \otimes M_\alpha (X). \notag \end{align}

If the reverse letterwise identity is given, the same calculation yields

\begin{align} M(X) & =\sum _{a,b}X_{ba}\widetilde M_{ab} \notag \\ & =U^\dagger \left(\sum _{a,b}X_{ba} \left(\bigoplus _\alpha \mu _\alpha \otimes M_\alpha \right)_{ab}\right)U \notag \\ & =U^\dagger \left(\bigoplus _\alpha \mu _\alpha \otimes M_\alpha (X)\right)U. \notag \end{align}
Definition 20.15.45 Four-site physical closure
✓
#

For a virtual matrix \(X\), the four-site physical closure of \(K\) is the operator \(K_4(X)\) whose matrix coefficients are

\begin{align} K_4(X)_{(i_0,(i_1,(i_2,i_3))),(j_0,(j_1,(j_2,j_3)))} & =\operatorname{tr}\! \left(K^{i_0j_0}K^{i_1j_1}K^{i_2j_2}K^{i_3j_3}X\right). \notag \end{align}
Lemma 20.15.46 Coordinates of the four-site regrouping
✓

The canonical four-coordinate regrouping and its inverse satisfy

\begin{align} R_4(\sigma ) & =(\sigma _0,(\sigma _1,(\sigma _2,\sigma _3))), \notag \\ R_4^{-1}(i_0,(i_1,(i_2,i_3))) & =(i_0,i_1,i_2,i_3). \notag \end{align}
Proof ▶

Both identities follow from the definition of the canonical right-associated regrouping.

Theorem 20.15.47 General and right-associated four-site closures
✓

Under the canonical right-associated identification of four-site configurations with quadruples of physical indices,

\begin{align} K_4(X)_{(i_0,(i_1,(i_2,i_3))),(j_0,(j_1,(j_2,j_3)))} & =\operatorname{tr}\! \left(K^{i_0j_0}K^{i_1j_1}K^{i_2j_2}K^{i_3j_3}X\right). \notag \end{align}
Proof ▶

Expand the general four-site closure in the right-associated coordinates.

After identifying one blocked physical index with two original indices, \((K^{[2]})_1(X)=K_2(X)\).

Proof ▶

Expand one blocked tensor matrix and decode its two physical indices.

Definition 20.15.49 Physical maps in vertical canonical coordinates
✓

Let \(U_1\) and \(U_2\) be the physical coordinate changes in vertical canonical forms of \(M\) and its two-site blocking, respectively. Let \(J\) be the canonical relabelling from matrices indexed by pairs of one-site physical indices to matrices indexed by one blocked physical index. For the refinement and coarse-graining maps \(T\) and \(S\), define

\begin{align} T_{\mathrm v}(Z) & =U_2 J\! \left(T(U_1^\dagger ZU_1)\right)U_2^\dagger , \notag \\ S_{\mathrm v}(W) & =U_1 S\! \left(J^{-1}(U_2^\dagger WU_2)\right)U_1^\dagger . \notag \end{align}

These are the physical maps after absorbing the two vertical coordinate changes, as in [ 13 , Appendix C.4, lines 1955–1979 ] . They are intermediate maps on the retained physical coordinate spaces; the normalized sector maps \(R_1,R_2,\widetilde R_1,\widetilde R_2\) have not yet been composed with them.

For a bond matrix \(X\), write \(\mathcal M^{(1)}(X)\) and \(\mathcal M^{(2)}(X)\) for the one-site and two-site physical closures, respectively, and write

\begin{align} B_1(X) & =\bigoplus _\alpha \mu _\alpha \otimes M_\alpha (X), \notag \\ B_2(X) & =\bigoplus _\beta \nu _\beta \otimes A_\beta (X) \notag \end{align}

for the contracted one-site and two-site vertical canonical forms. If

\begin{align} T(\mathcal M^{(1)}(X)) & =\mathcal M^{(2)}(X), \notag \\ S(\mathcal M^{(2)}(X)) & =\mathcal M^{(1)}(X), \notag \end{align}

then

\begin{align} T_{\mathrm v}(B_1(X)) & =B_2(X), \notag \\ S_{\mathrm v}(B_2(X)) & =B_1(X). \notag \end{align}

These are the physical-coordinate identities which, after composition with \(R_1,R_2,\widetilde R_1,\widetilde R_2\), give the two displayed identities for \(\widetilde T\) and \(\widetilde S\) in [ 13 , Appendix C.4, lines 1955–1979 ] .

Proof ▶

The reverse one-site canonical-form identity gives \(U_1^\dagger B_1(X)U_1=\mathcal M^{(1)}(X)\). Applying \(T\), relabelling its two-site output by \(J\), and using the forward blocked canonical-form identity gives

\begin{align} T_{\mathrm v}(B_1(X)) & =U_2J(T(\mathcal M^{(1)}(X)))U_2^\dagger =U_2J(\mathcal M^{(2)}(X))U_2^\dagger =B_2(X). \notag \end{align}

The reverse blocked canonical-form identity and the equation for \(S\) give, in the other direction,

\begin{align} S_{\mathrm v}(B_2(X)) & =U_1S(\mathcal M^{(2)}(X))U_1^\dagger =U_1\mathcal M^{(1)}(X)U_1^\dagger =B_1(X). \notag \end{align}
Definition 20.15.51 Refinement and coarse-graining on vertical sectors
✓

Define maps between the one-site and two-site simple-sector algebras by

\begin{align} \widetilde T & =\widetilde R_2T_{\mathrm v}R_1, \notag \\ \widetilde S & =\widetilde R_1S_{\mathrm v}R_2. \notag \end{align}

The partial trace and diagonal-summand extraction define these maps on the full matrix algebras; on the weighted block-diagonal image they match the normalized maps in [ 13 , Appendix C.4, lines 1972–1979 ] .

Definition 20.15.52 Positive vertical-sector families and total trace
✓

A vertical-sector family \(X=(X_\alpha )_\alpha \) is positive when every \(X_\alpha \) is positive semidefinite. Its total sector trace is

\begin{align} \operatorname {Tr}_{\mathrm{sec}}(X) & =\sum _\alpha \operatorname{tr}(X_\alpha ). \notag \end{align}

Suppose that every multiplicity space is nonzero and every diagonal entry of \(\mu _\alpha \) is positive. The normalized embedding \(R_\mu \) sends a positive sector family to a positive retained matrix and satisfies \(\operatorname{tr}(R_\mu (X))=\operatorname {Tr}_{\mathrm{sec}}(X)\). Conversely, the sectorwise partial trace sends a positive retained matrix to a positive sector family and satisfies \(\operatorname {Tr}_{\mathrm{sec}}(\widetilde R_\mu (Z))=\operatorname{tr}(Z)\). These trace identities follow by summing the traces of the diagonal sectors; deleting the off-diagonal sector entries does not change the trace.

Proof ▶

A positive diagonal weight matrix has positive trace, and its Kronecker product with each positive \(X_\alpha \) is positive. Partial trace preserves positivity. The two trace formulas follow from \(\operatorname{tr}(A\otimes B)=\operatorname{tr}(A)\operatorname{tr}(B)\) and the normalization by \(\operatorname{tr}(\mu _\alpha )\).

Lemma 20.15.54 Normalized embedding of multiplicity-trace-scaled sectors
✓

Suppose that every multiplicity space is nonzero and every diagonal entry of \(\mu _\alpha \) is positive. For \(m_\alpha =\operatorname{tr}(\mu _\alpha )\),

\begin{align} R_\mu \! \left(\bigoplus _\alpha m_\alpha X_\alpha \right) & =\bigoplus _\alpha \mu _\alpha \otimes X_\alpha . \notag \end{align}
Proof ▶

In each sector,

\begin{align} R_\mu (m_\alpha X_\alpha ) & =m_\alpha ^{-1}m_\alpha (\mu _\alpha \otimes X_\alpha ) =\mu _\alpha \otimes X_\alpha . \notag \end{align}
Lemma 20.15.55 Partial trace of weighted vertical sectors
✓

For \(m_\alpha =\operatorname{tr}(\mu _\alpha )\),

\begin{align} \widetilde R_\mu \! \left(\bigoplus _\alpha \mu _\alpha \otimes X_\alpha \right) & =\bigoplus _\alpha m_\alpha X_\alpha . \notag \end{align}
Proof ▶

Taking the partial trace over the multiplicity factor gives

\begin{align} \widetilde R_\mu (\mu _\alpha \otimes X_\alpha ) & =\operatorname{tr}(\mu _\alpha )X_\alpha =m_\alpha X_\alpha . \notag \end{align}

Let \(U:\mathbb {C}^n\to \mathbb {C}^r\) satisfy \(UU^\dagger =1\). If \(Z\geq 0\), then

\begin{align} \operatorname{tr}(UZU^\dagger ) & \leq \operatorname{tr}(Z), \notag \\ \operatorname{tr}(UZU^\dagger )=\operatorname{tr}(Z) & \Longleftrightarrow U^\dagger UZ=Z. \notag \end{align}

For every \(W\in \mathbb {C}^{r\times r}\), one also has \(\operatorname{tr}(U^\dagger WU)=\operatorname{tr}(W)\).

Proof ▶

Put \(P=U^\dagger U\). The matrices \(P\) and \(1-P\) are orthogonal projections, and

\begin{align} \operatorname{tr}(UZU^\dagger ) & =\operatorname{tr}(PZ), \notag \\ \operatorname{tr}(Z)-\operatorname{tr}(PZ) & =\operatorname{tr}((1-P)Z)\geq 0. \notag \end{align}

The last trace vanishes precisely when \((1-P)Z=0\). The formula for \(W\) follows by cyclicity of trace and \(UU^\dagger =1\).

Definition 20.15.57 Matrices before active-sector compression
✓

Let \(Z_T(X)\) be the matrix obtained by applying the normalized one-site embedding, expanding by \(U_1^\dagger \), applying \(T\), and relabelling the two-site indices, before compression by \(U_2\). Define \(Z_S(Y)\) in the reverse direction, before compression by \(U_1\).

Suppose that the physical maps are completely positive and trace preserving and \(U_iU_i^\dagger =1\). For positive sector families \(X\in \mathcal A_1\) and \(Y\in \mathcal A_2\), the matrices \(Z_T(X)\) and \(Z_S(Y)\) are positive and

\begin{align} \operatorname{tr}(Z_T(X)) & =\operatorname {Tr}_{\mathrm{sec}}(X), \notag \\ \operatorname{tr}(Z_S(Y)) & =\operatorname {Tr}_{\mathrm{sec}}(Y). \notag \end{align}

After the final compression and sectorwise partial trace,

\begin{align} \operatorname {Tr}_{\mathrm{sec}}(\widetilde T(X)) & =\operatorname{tr}(U_2Z_T(X)U_2^\dagger ), \notag \\ \operatorname {Tr}_{\mathrm{sec}}(\widetilde S(Y)) & =\operatorname{tr}(U_1Z_S(Y)U_1^\dagger ). \notag \end{align}
Proof ▶

Positivity follows successively from the normalized embedding, expansion by an adjoint, the physical map, relabelling, and partial trace. The trace identities follow from Lemma 20.15.56, Lemma 20.15.58, and trace preservation of the physical maps.

Suppose that the multiplicity spaces are nonzero, their diagonal weights are positive, the physical maps \(T\) and \(S\) are completely positive and trace preserving, and the vertical coordinate maps satisfy \(U_iU_i^\dagger =1\). Then \(\widetilde T\) and \(\widetilde S\) preserve pointwise positive semidefiniteness. For pointwise positive families \(X\in \mathcal A_1\) and \(Y\in \mathcal A_2\), their total sector traces obey

\begin{align} \operatorname {Tr}_{\mathrm{sec}}(\widetilde T(X)) & \leq \operatorname {Tr}_{\mathrm{sec}}(X), \notag \\ \operatorname {Tr}_{\mathrm{sec}}(\widetilde S(Y)) & \leq \operatorname {Tr}_{\mathrm{sec}}(Y). \notag \end{align}

The trace loss vanishes precisely when

\begin{align} U_2^\dagger U_2 Z_T(X) & =Z_T(X), \notag \\ U_1^\dagger U_1 Z_S(Y) & =Z_S(Y), \notag \end{align}

respectively.

The condition on vanishing trace loss characterizes when the transported maps preserve the total sector trace.

Proof ▶

The normalized diagonal embedding and the sectorwise partial trace preserve positivity. Before the final compression, trace preservation of the physical map and \(U_iU_i^\dagger =1\) give the original sector trace. For a positive matrix \(Z\) and a coisometry \(U\), put \(P=U^\dagger U\). Then

\begin{align} \operatorname{tr}(UZU^\dagger ) & =\operatorname{tr}(PZ) \leq \operatorname{tr}(Z). \notag \end{align}

Since \(1-P\) is an orthogonal projection, equality is equivalent to \(\operatorname{tr}((1-P)Z)=0\), hence to \((1-P)Z=0\).

Lemma 20.15.60 Two-site support after refinement
✓

For a bond matrix \(X\), set \(V_1(X)=\bigoplus _\alpha m_\alpha M_\alpha (X)\). Suppose that both vertical canonical forms satisfy their exact reconstruction identities, the one-site multiplicity spaces are nonzero, their diagonal weights are positive, \(T(\mathcal M^{(1)}(X))=\mathcal M^{(2)}(X)\), and \(U_2U_2^\dagger =1\). Then \(U_2^\dagger U_2 Z_T(V_1(X))=Z_T(V_1(X))\). This is the refinement support identity used in [ 13 , Appendix C.4, lines 1955–1980 ] .

Proof ▶

Let \(\mathcal R^{-1}\) relabel a matrix indexed by two one-site indices as a matrix indexed by the blocked two-site index. Then

\begin{align} Z_T(V_1(X)) & =\mathcal R^{-1}\! \left[T\! \left(U_1^\dagger B_1(X)U_1\right)\right] \notag \\ & =\mathcal R^{-1}\! \left[T\! \left(\mathcal M^{(1)}(X)\right)\right] \notag \\ & =\mathcal R^{-1}\! \left[\mathcal M^{(2)}(X)\right] \notag \\ & =U_2^\dagger B_2(X)U_2, \notag \end{align}

where \(Z_T(V_1(X))=\mathcal R^{-1}[T(U_1^\dagger B_1(X)U_1)]\) is the normalized embedding of \(V_1(X)\), \(U_1^\dagger B_1(X) U_1 = \mathcal M^{(1)}(X)\) and \(\mathcal R^{-1}[\mathcal M^{(2)}(X)] = U_2^\dagger B_2(X) U_2\) are the two reconstruction identities, and \(T(\mathcal M^{(1)}(X)) = \mathcal M^{(2)}(X)\) is the refinement identity. Therefore

\begin{align} U_2^\dagger U_2Z_T(V_1(X)) & =U_2^\dagger (U_2U_2^\dagger )B_2(X)U_2 =Z_T(V_1(X)). \notag \end{align}
Lemma 20.15.61 One-site support after coarse-graining
✓

For a bond matrix \(X\), set \(V_2(X)=\bigoplus _\beta n_\beta A_\beta (X)\). Suppose that both vertical canonical forms satisfy their exact reconstruction identities, the two-site multiplicity spaces are nonzero, their diagonal weights are positive, \(S(\mathcal M^{(2)}(X))=\mathcal M^{(1)}(X)\), and \(U_1U_1^\dagger =1\). Then \(U_1^\dagger U_1 Z_S(V_2(X))=Z_S(V_2(X))\). This is the coarse-graining support identity used in [ 13 , Appendix C.4, lines 1955–1980 ] .

Proof ▶

Let \(\mathcal R\) decode a matrix indexed by the blocked two-site index as a matrix indexed by two one-site indices. Then

\begin{align} Z_S(V_2(X)) & =S\! \left(\mathcal R\! \left[U_2^\dagger B_2(X)U_2\right]\right) \notag \\ & =S\! \left(\mathcal M^{(2)}(X)\right) \notag \\ & =\mathcal M^{(1)}(X) \notag \\ & =U_1^\dagger B_1(X)U_1, \notag \end{align}

where \(Z_S(V_2(X))=S(\mathcal R[U_2^\dagger B_2(X)U_2])\) is the normalized embedding of \(V_2(X)\), \(\mathcal R[U_2^\dagger B_2(X) U_2] = \mathcal M^{(2)}(X)\) is the blocked-index relabelling identity, \(S(\mathcal M^{(2)}(X)) = \mathcal M^{(1)}(X)\) is the coarse-graining identity, and \(\mathcal M^{(1)}(X) = U_1^\dagger B_1(X) U_1\) is the one-site reconstruction. Therefore

\begin{align} U_1^\dagger U_1Z_S(V_2(X)) & =U_1^\dagger (U_1U_1^\dagger )B_1(X)U_1 =Z_S(V_2(X)). \notag \end{align}
Lemma 20.15.62 Trace preservation on one-site canonical-form contractions
✓

Under the hypotheses of Lemma 20.15.60, suppose in addition that \(U_1U_1^\dagger =1\) and that \(T\) is completely positive and trace preserving. Then \(\operatorname {Tr}_{\mathrm{sec}}(\widetilde T(V_1(X)))=\operatorname {Tr}_{\mathrm{sec}}(V_1(X))\).

Proof ▶

Cyclicity of trace and the support identity of Lemma 20.15.60 give

\begin{align} \operatorname {Tr}_{\mathrm{sec}}(\widetilde T(V_1(X))) & =\operatorname{tr}(U_2^\dagger U_2Z_T(V_1(X))) =\operatorname{tr}(Z_T(V_1(X))) =\operatorname {Tr}_{\mathrm{sec}}(V_1(X)). \notag \end{align}
Lemma 20.15.63 Trace preservation on two-site canonical-form contractions
✓

Under the hypotheses of Lemma 20.15.61, suppose in addition that \(U_2U_2^\dagger =1\) and that \(S\) is completely positive and trace preserving. Then \(\operatorname {Tr}_{\mathrm{sec}}(\widetilde S(V_2(X)))=\operatorname {Tr}_{\mathrm{sec}}(V_2(X))\).

Proof ▶

Cyclicity of trace and the support identity of Lemma 20.15.61 give

\begin{align} \operatorname {Tr}_{\mathrm{sec}}(\widetilde S(V_2(X))) & =\operatorname{tr}(U_1^\dagger U_1Z_S(V_2(X))) =\operatorname{tr}(Z_S(V_2(X))) =\operatorname {Tr}_{\mathrm{sec}}(V_2(X)). \notag \end{align}

Suppose that every multiplicity space for \(\mu _\alpha \) and \(\nu _\beta \) is nonzero, every diagonal entry of these two matrices is positive, and

\begin{align} T_{\mathrm v}\! \left(\bigoplus _\alpha \mu _\alpha \otimes X_\alpha \right) & =\bigoplus _\beta \nu _\beta \otimes Y_\beta , \notag \\ S_{\mathrm v}\! \left(\bigoplus _\beta \nu _\beta \otimes Y_\beta \right) & =\bigoplus _\alpha \mu _\alpha \otimes X_\alpha . \notag \end{align}

Writing \(m_\alpha =\operatorname{tr}(\mu _\alpha )\) and \(n_\beta =\operatorname{tr}(\nu _\beta )\), one has

\begin{align} \widetilde T\! \left(\bigoplus _\alpha m_\alpha X_\alpha \right) & =\bigoplus _\beta n_\beta Y_\beta , \notag \\ \widetilde S\! \left(\bigoplus _\beta n_\beta Y_\beta \right) & =\bigoplus _\alpha m_\alpha X_\alpha . \notag \end{align}

In particular, take \(X_\alpha =M_\alpha (X)\) and \(Y_\beta =A_\beta (X)\) from the contractions of the one-site and two-site vertical canonical forms. The physical closure identities for \(T\) and \(S\) then imply the two hypotheses above, so the same conclusions hold for these source-generated sector operators.

Proof ▶

Since \(\widetilde T=\widetilde R_2T_{\mathrm v}R_1\), one has

\begin{align} \widetilde T\! \left(\bigoplus _\alpha m_\alpha X_\alpha \right) & =\widetilde R_2\! \left(T_{\mathrm v}\! \left(\bigoplus _\alpha \mu _\alpha \otimes X_\alpha \right)\right) =\widetilde R_2\! \left(\bigoplus _\beta \nu _\beta \otimes Y_\beta \right) =\bigoplus _\beta n_\beta Y_\beta . \notag \end{align}

Likewise, \(\widetilde S=\widetilde R_1S_{\mathrm v}R_2\) gives

\begin{align} \widetilde S\! \left(\bigoplus _\beta n_\beta Y_\beta \right) & =\widetilde R_1\! \left(S_{\mathrm v}\! \left(\bigoplus _\beta \nu _\beta \otimes Y_\beta \right)\right) =\widetilde R_1\! \left(\bigoplus _\alpha \mu _\alpha \otimes X_\alpha \right) =\bigoplus _\alpha m_\alpha X_\alpha . \notag \end{align}

For every bond matrix \(X\), set

\begin{align} V_1(X) & =\bigoplus _\alpha m_\alpha M_\alpha (X), \notag \\ V_2(X) & =\bigoplus _\beta n_\beta A_\beta (X). \notag \end{align}

Under the hypotheses of Theorem 20.15.64, the transported composites satisfy

\begin{align} (\widetilde S\circ \widetilde T)(V_1(X)) & =V_1(X), \notag \\ (\widetilde T\circ \widetilde S)(V_2(X)) & =V_2(X). \notag \end{align}

Thus the one-site and two-site contraction families lie in the respective fixed-point spaces [ 13 , Appendix C.4, lines 1974–1980 ] .

Proof ▶

Theorem 20.15.64 gives \(\widetilde T(V_1(X))=V_2(X)\) and \(\widetilde S(V_2(X))=V_1(X)\). Hence

\begin{align} (\widetilde S\circ \widetilde T)(V_1(X)) & =\widetilde S(V_2(X))=V_1(X), \notag \\ (\widetilde T\circ \widetilde S)(V_2(X)) & =\widetilde T(V_1(X))=V_2(X). \notag \end{align}
Theorem 20.15.66 Faithful fixed point from fixed product generators
✓

Let \(\mathcal M\) be a finite full matrix algebra over \(\mathbb C\), and let \(F:\mathcal M\to \mathcal M\) be positive and trace nonincreasing. Suppose that a family \((V_j)_{j\in J}\) consists of fixed points of \(F\) and that, for some \(L{\gt}0\), the identity belongs to the linear span of the products \(V_{j_1}\cdots V_{j_L}\) in \(\mathcal M\). Then \(F\) has a positive-definite fixed point. This is the local full-matrix intermediate implication used in [ 13 , Appendix C.4, lines 1980–1995 ] ; it is not stated there as a separate theorem.

Proof ▶

Boundedness of the forward orbits gives the mean-ergodic projection \(P\). Set \(\rho =P(\mathbf1)\) and let \(Q\) be the support projection of \(\rho \). For every \(j\), the maximal-support property of \(\rho \) gives \(QV_jQ=V_j\). Since \(Q\) is a projection, this implies \(QV_j=V_j=V_jQ\). By induction, for every \(k\geq 1\),

\begin{align} Q\cdot V_{j_1}\cdots V_{j_k}\cdot Q & =V_{j_1}\cdots V_{j_k}. \notag \end{align}

The product-span hypothesis and linearity then give \(Q\mathbf1Q=\mathbf1\). Since \(Q^2=Q\), one has \(Q=Q^2=Q\mathbf1Q=\mathbf1\). Thus \(\rho \) is positive definite, and the construction of \(P\) gives \(F(\rho )=\rho \).

Theorem 20.15.67 Trace preservation from fixed product generators
✓

Let \(\mathcal M\) be a finite full matrix algebra over \(\mathbb C\), and let \(F:\mathcal M\to \mathcal M\) be positive and trace nonincreasing. Suppose that \(F(V_j)=V_j\) for every \(j\in J\). Put \(\mathcal V=\operatorname{span}_{\mathbb {C}}\{ V_j:j\in J\} \) and, in the notation of [ 13 , Appendix C.4 ] , define

\begin{align} C_L(\mathcal V) & =\operatorname{span}_{\mathbb {C}}\{ v_1\cdots v_L:v_1,\ldots ,v_L\in \mathcal V\} . \notag \end{align}

If \(\mathbf1\in C_L(\mathcal V)\) for some \(L{\gt}0\), then \(F\) is trace preserving.

Proof ▶

Multilinearity gives

\begin{align} C_L(\mathcal V) & =\operatorname{span}_{\mathbb {C}}\{ V_{j_1}\cdots V_{j_L}:j_1,\ldots ,j_L\in J\} . \notag \end{align}

By Theorem 20.15.66, there is a positive-definite matrix \(\rho \) such that \(F(\rho )=\rho \). Let \(F^*\) be the trace-pairing adjoint and set \(\Delta =\mathbf1-F^*(\mathbf1)\). For every positive semidefinite \(X\), trace nonincrease gives \(\operatorname{tr}(\Delta X)=\operatorname{tr}(X)-\operatorname{tr}(F(X))\geq 0\). Positivity of \(F^*\) and self-duality of the positive semidefinite cone therefore give \(\Delta \geq 0\). The fixed-point equation gives \(\operatorname{tr}(\rho \Delta )=0\), so positive definiteness of \(\rho \) forces \(\Delta =0\). Thus \(F^*(\mathbf1)=\mathbf1\), which is equivalent to trace preservation.

Theorem 20.15.68 Trace transfer through the canonical full-matrix extension
✓

Let \(\mathcal A=\bigoplus _{\alpha \in I}\mathcal M_{d_\alpha \times d_\alpha }\), let \(\iota :\mathcal A\to \operatorname{End}(\bigoplus _\alpha \mathbb C^{d_\alpha })\) be the block-diagonal embedding, and let \(\pi \) be diagonal compression. For a linear map \(F:\mathcal A\to \mathcal A\), set \(\widehat F=\iota \circ F\circ \pi \). Then:

  1. if \(F\) is trace nonincreasing on positive elements of \(\mathcal A\), then \(\widehat F\) is trace nonincreasing;

  2. if \(\widehat F\) is trace preserving, then \(F\) preserves the total trace on \(\mathcal A\).

Proof ▶

If \(Y\geq 0\), then \(\pi (Y)\geq 0\), and the trace identities for diagonal compression and block-diagonal embedding give

\begin{align} \operatorname{tr}(\widehat F(Y)) & =\operatorname{tr}_{\mathcal A}(F(\pi (Y))) \leq \operatorname{tr}_{\mathcal A}(\pi (Y)) =\operatorname{tr}(Y). \notag \end{align}

This proves the first assertion. For \(X\in \mathcal A\), the identity \(\pi \circ \iota =\operatorname{id}_{\mathcal A}\) gives, whenever \(\widehat F\) is trace preserving,

\begin{align} \operatorname{tr}_{\mathcal A}(F(X)) & =\operatorname{tr}(\widehat F(\iota (X))) =\operatorname{tr}(\iota (X)) =\operatorname{tr}_{\mathcal A}(X). \notag \end{align}
Theorem 20.15.69 Trace preservation on a finite sum from fixed products
✓

Let \(\mathcal A=\bigoplus _{\alpha \in I}\mathcal M_{d_\alpha \times d_\alpha }\) be a finite sum of full matrix algebras, with total trace \(\operatorname{tr}_{\mathcal A}(X)=\sum _{\alpha \in I}\operatorname{tr}(X_\alpha )\). Let \(F:\mathcal A\to \mathcal A\) be positive and trace nonincreasing. Suppose that \(F(V_j)=V_j\) for every \(j\in J\). With \(\mathcal V=\operatorname{span}_{\mathbb {C}}\{ V_j:j\in J\} \), put

\begin{align} C_L(\mathcal V) & =\operatorname{span}_{\mathbb {C}}\{ v_1\cdots v_L:v_1,\ldots ,v_L\in \mathcal V\} . \notag \end{align}

If \(\mathbf1_{\mathcal A}\in C_L(\mathcal V)\) for some \(L{\gt}0\), then \(F\) preserves the total trace on \(\mathcal A\).

Proof ▶

Multilinearity first gives

\begin{align} C_L(\mathcal V) & =\operatorname{span}_{\mathbb {C}}\{ V_{j_1}\cdots V_{j_L}:j_1,\ldots ,j_L\in J\} . \notag \end{align}

Let \(\iota :\mathcal A\to \operatorname{End}(\bigoplus _\alpha \mathbb C^{d_\alpha })\) be the block-diagonal embedding and let \(\widehat F\) be the canonical full-matrix extension. These maps satisfy

\begin{align} \iota (XY) & =\iota (X)\iota (Y), \notag \\ \iota (\mathbf1_{\mathcal A}) & =\mathbf1, \notag \\ \widehat F(\iota (X)) & =\iota (F(X)). \notag \end{align}

The extension is positive and trace nonincreasing. The matrices \(\iota (V_j)\) are fixed by \(\widehat F\), and the displayed identities carry the product-span hypothesis to the full matrix algebra. Theorem 20.15.67 makes \(\widehat F\) trace preserving. Restricting to block-diagonal matrices proves preservation of \(\operatorname{tr}_{\mathcal A}\) by \(F\).

Theorem 20.15.70 Trace sandwich on finite sums of matrix algebras
✓

Let \(\mathcal A\) and \(\mathcal B\) be finite sums of full matrix algebras, and let \(T:\mathcal A\to \mathcal B\) and \(S:\mathcal B\to \mathcal A\) be linear maps. Suppose that \(T\) is positive, both maps are trace nonincreasing, and \(S\circ T\) is trace preserving. Then \(T\) is trace preserving.

Proof ▶

For every positive \(X\in \mathcal A\), positivity of \(T\) and the two trace-nonincreasing inequalities give

\begin{align} \operatorname{tr}_{\mathcal A}(X) & =\operatorname{tr}_{\mathcal A}(S(T(X))) \leq \operatorname{tr}_{\mathcal B}(T(X)) \leq \operatorname{tr}_{\mathcal A}(X). \notag \end{align}

Hence the middle term equals the endpoints. Equality extends from the positive cone to Hermitian matrices by positive and negative parts. For arbitrary \(X\), put

\begin{align} H_1 & =X+X^\dagger , \notag \\ H_2 & =\mathrm{i}(X-X^\dagger ), \notag \\ X & =\frac12(H_1-\mathrm{i}H_2). \notag \end{align}

Both \(H_1\) and \(H_2\) are Hermitian, so linearity proves trace preservation for every \(X\).

Theorem 20.15.71 Trace preservation of the transported vertical-sector maps
✓

Suppose that every one-site and two-site multiplicity space is nonzero and every corresponding diagonal weight is positive. Let \(\widetilde M^{(1)}\) and \(\widetilde M^{(2)}\) be the vertical tensors of \(M\) and its two-site blocking, and let \(B_1\) and \(B_2\) be their assembled one-site and two-site canonical forms. Assume that both canonical forms are bases of normal tensors and that, for every vertical letter \(\ell \),

\begin{align} U_i\widetilde M^{(i)}_\ell U_i^\dagger & =(B_i)_\ell , \notag \\ \widetilde M^{(i)}_\ell & =U_i^\dagger (B_i)_\ell U_i, \notag \\ U_iU_i^\dagger & =\mathbf1 \qquad (i=1,2). \notag \end{align}

Assume in addition that the physical maps \(T\) and \(S\) are completely positive and trace preserving and that, for every horizontal bond matrix \(Z\), the two physical-coordinate identities hold:

\begin{align} T(\mathcal M^{(1)}(Z)) & =\mathcal M^{(2)}(Z), \notag \\ S(\mathcal M^{(2)}(Z)) & =\mathcal M^{(1)}(Z). \notag \end{align}

Then each transported map and both square composites preserve the appropriate total sector trace. For the individual maps,

\begin{align} \sum _\beta \operatorname{tr}(\widetilde T(X)_\beta ) & =\sum _\alpha \operatorname{tr}(X_\alpha ), \notag \\ \sum _\alpha \operatorname{tr}(\widetilde S(Y)_\alpha ) & =\sum _\beta \operatorname{tr}(Y_\beta ). \notag \end{align}

For the square composites,

\begin{align} \sum _\alpha \operatorname{tr}((\widetilde S\widetilde T)(X)_\alpha ) & =\sum _\alpha \operatorname{tr}(X_\alpha ), \notag \\ \sum _\beta \operatorname{tr}((\widetilde T\widetilde S)(Y)_\beta ) & =\sum _\beta \operatorname{tr}(Y_\beta ). \notag \end{align}

Neither of the stronger range inclusions is assumed:

\begin{align} T(R_1(\mathcal A_1)) & \subseteq R_2(\mathcal A_2), \notag \\ S(R_2(\mathcal A_2)) & \subseteq R_1(\mathcal A_1). \notag \end{align}
Proof ▶

Each transported map is positive and trace nonincreasing, and hence so are the square composites \(\widetilde S\widetilde T\) and \(\widetilde T\widetilde S\). The fixed-generator lemma and the product-spanning theorem give the hypotheses of Theorem 20.15.69 for both composites. Thus both preserve the corresponding total trace.

For positive \(X\in \mathcal A_1\), one has

\begin{align} \operatorname{tr}_{\mathcal A_1}(X) & =\operatorname{tr}_{\mathcal A_1} ((\widetilde S\widetilde T)(X)) \leq \operatorname{tr}_{\mathcal A_2}(\widetilde T(X)) \leq \operatorname{tr}_{\mathcal A_1}(X). \notag \end{align}

Theorem 20.15.70 therefore makes \(\widetilde T\) trace preserving. Applying the same theorem to \(\widetilde S\) and \(\widetilde T\widetilde S\) proves the assertion for \(\widetilde S\).

Lemma 20.15.72 Complete positivity of refinement in vertical coordinates
✓

If the physical refinement map \(T\) is completely positive, then the transported map \(T_{\mathrm v}\) in vertical canonical coordinates is completely positive.

Proof ▶

By Definition 20.15.49,

\begin{align} T_{\mathrm v}(Z) & =U_2J\! \left(T(U_1^\dagger ZU_1)\right)U_2^\dagger . \notag \end{align}

The two single-operator conjugations and the reindexing \(J\) are completely positive, so the assertion follows by composition.

Lemma 20.15.73 Complete positivity of coarse-graining in vertical coordinates
✓

If the physical coarse-graining map \(S\) is completely positive, then the transported map \(S_{\mathrm v}\) in vertical canonical coordinates is completely positive.

Proof ▶

By Definition 20.15.49,

\begin{align} S_{\mathrm v}(W) & =U_1S\! \left(J^{-1}(U_2^\dagger WU_2)\right)U_1^\dagger . \notag \end{align}

Again, single-operator conjugation, reindexing, and composition preserve complete positivity.

Lemma 20.15.74 Retained-coordinate block-diagonal inclusion
✓

Let \(\iota \) be block-diagonal inclusion of the weighted vertical-sector block family into its full matrix algebra, and let \(W\) be the canonical reindexing to retained physical coordinates. Then the retained-coordinate inclusion is \(\iota _{\mathrm v}=W\circ \iota \).

Proof ▶

This is the defining relation between the direct-sum and retained coordinates.

Lemma 20.15.75 Retained-coordinate diagonal-block extraction
✓

Let \(\pi \) be diagonal-block extraction to the weighted vertical-sector block family, and let \(W\) be the canonical reindexing to retained physical coordinates. Then the retained-coordinate extraction is \(\pi _{\mathrm v}=\pi \circ W^{-1}\).

Proof ▶

This is the inverse defining relation between the retained and direct-sum coordinates.

Lemma 20.15.76 Full-matrix factorization of transported refinement
✓

Write \(\widehat R_1\) for normalized state preparation, \(\widehat{\widetilde R}_2\) for controlled partial trace, and \(W_i\) for retained-coordinate reindexing. The full-matrix extension of the transported refinement map is

\begin{align} \widehat{\widetilde T} & =\widehat{\widetilde R}_2\circ W_2^{-1}\circ T_{\mathrm v}\circ W_1\circ \widehat R_1. \label{eq:rfp_refinement_extension} \end{align}
Proof ▶

Substitute the inclusion and extraction identities of Lemma 20.15.74 and Lemma 20.15.75 into \(\widetilde T=\widetilde R_2T_{\mathrm v}R_1\).

Lemma 20.15.77 Full-matrix factorization of transported coarse-graining
✓

Write \(\widehat R_2\) for normalized state preparation, \(\widehat{\widetilde R}_1\) for controlled partial trace, and \(W_i\) for retained-coordinate reindexing. The full-matrix extension of the transported coarse-graining map is

\begin{align} \widehat{\widetilde S} & =\widehat{\widetilde R}_1\circ W_1^{-1}\circ S_{\mathrm v}\circ W_2\circ \widehat R_2. \label{eq:rfp_coarse_extension} \end{align}
Proof ▶

Substitute the inclusion and extraction identities of Lemma 20.15.74 and Lemma 20.15.75 into \(\widetilde S=\widetilde R_1S_{\mathrm v}R_2\).

Under the hypotheses of Theorem 20.15.71, the maps

\begin{align} \widetilde T & :\mathcal A_1\longrightarrow \mathcal A_2, \notag \\ \widetilde S & :\mathcal A_2\longrightarrow \mathcal A_1 \notag \end{align}

are completely positive. The trace adjoints of the two square composites satisfy the Schwarz inequality in every simple summand.

Proof ▶

Let \(\iota _i\) and \(\pi _i\) be block-diagonal inclusion and diagonal-block extraction, respectively, and let \(W_i\) denote the canonical reindexing from the weighted vertical-sector coordinates to the retained physical coordinates. The full-matrix extension of the transported refinement map has the factorization (48). Here \(\widehat R_1\) is normalized state preparation, \(\widehat{\widetilde R}_2\) is controlled partial trace, and

\begin{align} T_{\mathrm v}(Z) & =U_2J\! \left(T(U_1^\dagger ZU_1)\right)U_2^\dagger . \notag \end{align}

Every factor is completely positive. The analogous identities

\begin{align} S_{\mathrm v}(W) & =U_1S\! \left(J^{-1}(U_2^\dagger WU_2)\right)U_1^\dagger \notag \end{align}

and (49) prove complete positivity of \(\widetilde S\). These factorizations are exact on the full matrix algebras: \(\pi _iW_i^{-1}\) is precisely extraction of the retained diagonal sector blocks. Thus no range inclusion is used.

Composition gives complete positivity of \(\widetilde S\widetilde T\) and \(\widetilde T\widetilde S\). Theorem 20.15.71 gives trace preservation of these two composites. Their trace adjoints are therefore unital completely positive maps, and the Kadison–Schwarz inequality applies in each simple summand.

Theorem 20.15.79 Transported vertical-sector composites are identities
✓

Under the hypotheses of Theorem 20.15.71, the transported maps satisfy

\begin{align} \widetilde S\circ \widetilde T & =\operatorname{id}_{\mathcal A_1}, \label{eq:mpdo_vsector_ST_id} \\ \widetilde T\circ \widetilde S & =\operatorname{id}_{\mathcal A_2}. \label{eq:mpdo_vsector_TS_id} \end{align}

Thus \(\widetilde T\) and \(\widetilde S\) are mutually inverse. This is the identity-composition conclusion of [ 13 , Appendix C.4, lines 1974–1995 ] .

Proof ▶

For each square composite \(F\), positivity follows from positivity of the two transported maps. Theorem 20.15.71 and Theorem 20.15.78 give trace preservation and the Schwarz inequality for \(F^*\), respectively. Lemma 20.15.65 gives \(F(V_i(X))=V_i(X)\) for every bond matrix \(X\). Theorem 20.15.23 gives a positive integer \(L_i\) such that \(C_{L_i}(V_i)=\mathcal A_i\). Applying Theorem 20.15.29 first to \(F=\widetilde S\circ \widetilde T\) and then to \(F=\widetilde T\circ \widetilde S\) proves (50) and (51).

Theorem 20.15.80 Unitary relabelling of transported vertical sectors
✓

Under the hypotheses of Theorem  20.15.79, write

\begin{align} \mathcal A_1 & =\prod _{\alpha }M_{D^{(1)}_\alpha }(\mathbb {C}), & \mathcal A_2 & =\prod _{\beta }M_{D^{(2)}_\beta }(\mathbb {C}). \notag \end{align}

There are an equivalence \(\sigma \) of the two sector index sets, equalities \(D^{(1)}_\alpha =D^{(2)}_{\sigma (\alpha )}\), and unitaries \(V_\alpha \in M_{D^{(2)}_{\sigma (\alpha )}}(\mathbb {C})\) such that

\begin{align} \widetilde T(0,\ldots ,0,X,0,\ldots ,0) & =(0,\ldots ,0,V_\alpha \, \iota _\alpha (X)\, V_\alpha ^*,0,\ldots ,0), \notag \end{align}

where the nonzero entry on the right is in position \(\sigma (\alpha )\), and

\begin{align} \widetilde S(0,\ldots ,0,Y,0,\ldots ,0) & =(0,\ldots ,0,\iota _\alpha ^{-1} (V_\alpha ^*YV_\alpha ),0,\ldots ,0), \notag \end{align}

where the entries on the left and right are in positions \(\sigma (\alpha )\) and \(\alpha \), respectively. These identities hold for every \(X\in M_{D^{(1)}_\alpha }(\mathbb {C})\) and \(Y\in M_{D^{(2)}_{\sigma (\alpha )}}(\mathbb {C})\). Here \(\iota _\alpha \) is the reindexing induced by the displayed dimension equality. These are the mutually inverse unitary formulas of [ 13 , Appendix C.4, line 1997 ] . They make no assertion about the multiplicities, weights, or coefficient identity at lines 2001–2008.

Proof ▶

The two basis-of-normal-tensors decompositions have positive matrix dimensions. The transported maps are completely positive and preserve the total block trace, and Theorem 20.15.79 gives both inverse laws. Apply Theorem  [ 216 , “Unitary action of an invertible CPTP map” ] to this pair. Its equivalence of summands, dimension equalities, and unitary matrices give the two displayed formulas without changing the chosen relabelling.

Theorem 20.15.81 Coefficient comparison for transported vertical sectors
✓

Under the hypotheses and with the notation of Theorem  20.15.80, let \(\mu _\alpha \) and \(\nu _\beta \) be the positive diagonal multiplicity matrices in the one-site and two-site vertical canonical forms, and set \(m_\alpha =\operatorname{tr}(\mu _\alpha )\) and \(n_\beta =\operatorname{tr}(\nu _\beta )\). For every horizontal bond matrix \(X\), every sector \(\alpha \), and every tensor letter \(a\),

\begin{align} A^{(2)}_{\sigma (\alpha )}(X) & =\frac{m_\alpha }{n_{\sigma (\alpha )}} V_\alpha \iota _\alpha (A^{(1)}_\alpha (X))V_\alpha ^*, \label{eq:mpdo_vertical_coeff_comp_matrix} \\ A^{(2)}_{\sigma (\alpha ),a} & =\frac{m_\alpha }{n_{\sigma (\alpha )}} V_\alpha \, \iota _\alpha (A^{(1)}_{\alpha ,a})V_\alpha ^*. \label{eq:mpdo_vertical_coeff_comp_letter} \end{align}

This is the coefficient identity in [ 13 , Appendix C.4, lines 2001–2008 ] . It compares the traces of the multiplicity matrices; it does not assert equality of their dimensions or of their individual diagonal entries.

Proof ▶

Decompose the weighted contraction family into its individual matrix summands. At the summand paired with \(\alpha \), the unitary formula gives

\begin{align} m_\alpha V_\alpha \iota _\alpha (A^{(1)}_\alpha (X))V_\alpha ^* & =n_{\sigma (\alpha )}A^{(2)}_{\sigma (\alpha )}(X). \notag \end{align}

Positivity of \(\nu _{\sigma (\alpha )}\) makes \(n_{\sigma (\alpha )}\) nonzero, so division gives (52). Taking \(X\) to be a matrix unit gives (53).

Under the hypotheses and with the sector correspondence of Theorem  20.15.81, let \(B\) be the vertical reading of the two-site blocking, and write \(O_L(A)=\operatorname{Tr}_{\mathrm{bond}}(A_{i_1}\cdots A_{i_L})\) for the length-\(L\) closed-chain operator. If \(L{\gt}0\), then the same equivalence \(\sigma \), dimension identifications, and unitaries appearing in the tensor-letter identity satisfy

\begin{align} O_L(B) & =\sum _\alpha \left(\frac{m_\alpha }{n_{\sigma (\alpha )}}\right)^L \operatorname{tr}\! \left(\nu _{\sigma (\alpha )}^L\right) O_L\! \left(A^{(1)}_\alpha \right), \label{eq:mpdo_blocked_vertical_op_reparam} \\ O_L(B) & =\sum _{\alpha ,\beta } \operatorname{tr}(\mu _\alpha ^L) \operatorname{tr}(\mu _\beta ^L) O_L\! \left(A^{(1)}_\alpha \right) O_L\! \left(A^{(1)}_\beta \right). \label{eq:mpdo_blocked_vertical_op_product} \end{align}

These are the two representations in [ 13 , Appendix C.4, lines 2011–2018 ] .

In [ 13 , Appendix C.4, line 2013 ] , the exponent is printed as \(m_\gamma ^L/n_\gamma \); the tensor scaling requires \((m_\gamma /n_\gamma )^L\) (see [ 153 ] ).

Proof ▶

The two-site vertical canonical form first gives \(O_L(B)=\sum _\delta \operatorname{tr}(\nu _\delta ^L) O_L(A^{(2)}_\delta )\). Reindex this sum by \(\delta =\sigma (\alpha )\). The tensor-letter identity from Theorem 20.15.81 multiplies every letter of \(A^{(1)}_\alpha \) by \(m_\alpha /n_{\sigma (\alpha )}\). Along a chain of length \(L\) this scalar therefore occurs to the power \(L\); unitary conjugation and the bond-index identification leave the closing trace unchanged. This proves (54).

For (55), the vertical reading of a two-site block is the product tensor of two copies of the one-site vertical reading. Closed chains turn this tensor product into multiplication of operators. Expand each copy by the one-site vertical canonical form, \(O_L(\widetilde M)=\sum _\alpha \operatorname{tr}(\mu _\alpha ^L)O_L(A^{(1)}_\alpha )\), and distribute the product of the two finite sums.

Suppose that the vertical reading of \(M\) is reconstructed from a retained tensor \(A\) by a coisometry \(U\). The two-site blocking is then reconstructed from the product of two copies of \(A\) by the Kronecker square of \(U\). Moreover, if \(M\) is in normalized BNT-refined horizontal form and generates positive operators, this retained product tensor has invariant-projector closure and has no nontrivial periodic vectors. No full-support assumption is imposed on the retained bond space.

Proof ▶

The Kronecker square of a coisometry is again a coisometry. Expanding a blocked vertical letter gives the product of the two one-site reconstructions and hence the asserted exact compression formula. Normalized BNT-refined horizontal form and positivity are preserved by two-site blocking. Invariant-projector closure descends to an exact reducing compression, while a periodic vector in the compression would embed isometrically as a periodic vector of the blocked vertical tensor.

In the retained coordinates, the product tensor is the orthogonal direct sum over ordered pairs of BNT copies. Its summand indexed by \(((\alpha ,q),(\beta ,r))\) is \(\mu _{\alpha ,q}\mu _{\beta ,r}(M_\alpha M_\beta )\). Every such summand has invariant-projector closure and has no nontrivial periodic vectors. This includes zero-dimensional summands and requires no nonvanishing assumption on the displayed scalar.

Proof ▶

The canonical inclusion of a dependent direct-sum block is an isometry. After transporting this inclusion through the retained-coordinate equivalence, it intertwines the chosen summand with the full retained product tensor on both sides. Its range projection therefore commutes with every tensor letter. Invariant-projector closure descends by exact compression, and any periodic vector of the summand would embed as a periodic vector of the full retained product.

Theorem 20.15.85 Normal-corner decomposition of a retained copy pair
✓

For every ordered pair of retained BNT copies, the weighted product tensor has an exact orthogonal decomposition into positive multiples of normal tensors. The corresponding corner isometries are retained, intertwine in both directions, and reconstruct every tensor letter. The active family is allowed to be empty; in particular, no normal block is introduced for a zero-dimensional or identically zero copy-pair tensor.

Proof ▶

Apply the canonical-form sufficient condition to the invariant-projector closure and periodic-exclusion properties of Theorem 20.15.84. Its spectral construction discards precisely the corners on which every letter vanishes and retains the isometry of every nonzero corner.

A retained-product spectral family records, simultaneously for every ordered pair of retained BNT copies, all nonzero normal corners, their positive spectral coefficients, and their local isometries. Its active labels form the dependent union of the local corner families; this union is enumerated by a single finite type. The local isometries and their inclusions remain part of the data, and their range projections can be formed when needed.

Let \(M^{(2)}\) be the two-site blocking of \(M\) and write \(A=\widetilde{M^{(2)}}\). The grouped vertical product hypotheses require the phase-class grouping with physical reducing isometries and the pairwise grouped-corner Gram comparison for both \(M\) and \(M^{(2)}\). They require in addition the following three properties of \(A\):

  1. Every orthogonal projection \(P\) satisfying \(PA^v=PA^vP\) for all \(v\) also satisfies \(A^vP=PA^vP\) for all \(v\).

  2. Each irreducible isometric corner \(B\) with a positive definite eigenmatrix \(\rho \) satisfying \(\mathcal E_B(\rho )=r\rho \), \(r{\gt}0\), has no peripheral eigenvalue other than \(r\).

  3. For every matrix \(P\), if \(PA^vP\ne 0\) for some letter \(v\), then its sector compression is nonzero at some finite chain length: \(\mathcal C_N(M^{(2)},P)\ne 0\) for some \(N\).

Both normalized BNT-refined horizontal form and literal CPSV canonical form, together with positivity of the generated operators, supply these hypotheses independently.

Suppose that the one-site vertical tensor has the stated exact coisometric reconstruction, and that \(M\) has the grouped vertical product hypotheses. Then simultaneous retained-product spectral data exist. In copy coordinates, the assembled vertical tensor is the direct sum of the weighted simple blocks. The canonical inclusion of each copy is an isometry, intertwines in both directions, and its compression selects exactly that weighted block. Likewise, the canonical inclusion of a copy pair, followed by its local corner isometry, is an isometry into the retained product bond space and intertwines in both directions. Composing once more with the adjoint of the squared vertical coisometry gives an isometry into the bond space of the blocked vertical tensor. Under the exact coisometric reconstruction, these ambient inclusions intertwine each active weighted corner with the blocked vertical tensor in both directions. In particular, if \(J_j\) is the ambient inclusion of an active corner, then \(J_j^\dagger (\widetilde{M^{(2)}})^iJ_j=\lambda _jA_j^i\). These explicit composite inclusions retain the range projections required for the sector-weight comparison.

Proof ▶

In copy coordinates the assembled tensor is block diagonal. The canonical dependent-sum inclusion is an isometry, and the two block-diagonal intertwining identities give its forward, adjoint, and compression formulas. Choose the exact normal-corner decomposition of every copy-pair tensor. The canonical copy-pair inclusions are isometries and select the weighted diagonal blocks of the retained product tensor. Composition with each local isometry gives the retained inclusion and both intertwining identities. Finally, write the blocked vertical tensor as \(T=W^\dagger CW\) and the ambient inclusion as \(J=W^\dagger R\). The coisometry identity \(WW^\dagger =1\) transports both retained intertwining identities from \(C\) to \(T\); the compression identity then follows from \(J^\dagger J=1\). For any blocked BNT label, choose its first multiplicity copy. Composing its canonical inclusion with the adjoint reconstruction coisometry gives an isometric reference corner of the blocked vertical tensor. Transport along an equality of bond dimensions preserves its isometry and exact compression formula.

Enumerate the dependent family of active corners by a single finite label set. The resulting coefficients are positive, the blocks are normal, and the inclusion ranges are pairwise orthogonal. For every tensor letter,

\begin{align} C^i & =\sum _j W_j(\lambda _j A_j^i)W_j^\dagger , \notag \\ W_j^\dagger W_l & =\delta _{jl}, \notag \\ C^iW_j & =W_j(\lambda _jA_j^i), \notag \\ W_j^\dagger C^i & =(\lambda _jA_j^i)W_j^\dagger . \notag \end{align}

Each compression \(W_j^\dagger C^iW_j\) is \(\lambda _jA_j^i\), and \(C\) has the same positive-length closed chains as the finite direct sum \(\bigoplus _j\lambda _jA_j\).

Proof ▶

First reconstruct the retained product as the sum of its canonical copy-pair blocks. Substitute the exact local spectral reconstruction in every pair, distribute the two inclusion maps across the finite sums, and identify the iterated sum with the dependent active-label sum. Finally transport this sum through the active-label enumeration. Isometry, orthogonality, intertwining, and compression are inherited by composition; the closed-chain equality follows from the exact isometric reconstruction. This is the active-corner decomposition in [ 13 , Appendix C.4, lines 2020–2029 ] .

Suppose that the one-site vertical tensor has the stated exact coisometric reconstruction, and let \((A^{(2)}_\gamma )_\gamma \) be a basis of normal tensors for the blocked vertical tensor. For every active product corner \(A_j\) there are a label \(\gamma (j)\), an equality of bond dimensions, an invertible matrix \(X_j\), and a scalar \(\zeta _j\) of modulus one such that, after transporting the blocked tensor along the dimension equality,

\begin{align} A_j^i & =\zeta _jX_jA^{(2),i}_{\gamma (j)}X_j^{-1}. \notag \end{align}

The choices may be made simultaneously, giving one-way coverage of the active product corners [ 21 ] . Here fixed-pair support follows from exact squared reconstruction and the canonical direct-sum corner, with a zero pair contributing an empty active family [ 84 ] .

Proof ▶

The squared coisometric reconstruction gives equality of all positive-length closed chains between the blocked vertical tensor and the retained product. Transport the blocked basis of normal tensors along this equality. Proposition 2.7, applied to the flattened positive normal decomposition, then covers each active corner by a blocked BNT tensor up to an invertible gauge and a unit-modulus phase. Classical choice makes these comparisons simultaneous.

Assume that every blocked BNT label has positive multiplicity and that the blocked vertical tensor has the exact coisometric reconstruction \(T=U_2^\dagger C_2U_2\). Let \(E_{\gamma ,0}\) be the canonical inclusion of the first copy of label \(\gamma \), and put \(F_\gamma =U_2^\dagger E_{\gamma ,0}\). Then \(F_\gamma \) is an isometry, intertwines \(T\) with the distinguished weighted BNT copy in both directions, and compresses \(T\) to that copy exactly. For an active product corner covered by \(\gamma \), transport \(F_\gamma \) along the stated equality of bond dimensions. The transported map remains an isometry and obeys the corresponding transported compression identity.

Proof ▶

The copy inclusion is isometric and selects one diagonal block of the assembled tensor. Inserting \(T=U_2^\dagger C_2U_2\) and \(U_2U_2^\dagger =1\) gives both intertwining identities and compression. Transport along equality of bond dimensions preserves these equations.

Assume that \(M\) generates matrix product density operators and that the one-site and blocked vertical tensors admit exact coisometric reconstructions. Assume positive multiplicities and weights for the blocked BNT and normality of its representatives. Suppose moreover that every projection with a nonzero two-sided corner of the blocked vertical tensor has a nonzero finite-chain sector compression. Then every active product corner \(j\) satisfies \(0{\lt}\lambda _j\zeta _j\).

Proof ▶

Compare the active corner with the distinguished positive-weight copy of its blocked BNT representative. The active coefficient is nonzero because \(\lambda _j{\gt}0\) and \(|\zeta _j|=1\). The assumed separation property supplies a nonzero finite-chain compression, so the sector-weight comparison gives \(\lambda _j\zeta _j{\gt}0\).

Suppose that \(M\) generates positive operators and has the grouped vertical product hypotheses. Assume exact coisometric reconstructions of its one-site and blocked vertical tensors, positive multiplicities and weights for the blocked BNT, and normality of its BNT representatives. For every active product corner \(j\), one has \(0{\lt}\lambda _j\zeta _j\).

Proof ▶

The sector-compression separation hypothesis supplies a nonzero finite-chain compression for each active corner. Apply Theorem 20.15.92 with this separation property.

Under the hypotheses of Theorem 20.15.93, for every active product corner \(j\) there is a real number \(\omega _j{\gt}0\) such that

\begin{align} X_j^\dagger X_j & =\omega _j\mathbb {1}, \notag \\ \omega _j^{-1/2}X_j & \in \mathrm{U}(D_j). \notag \end{align}

This is the gauge normalization used in [ 13 , Appendix C.4, lines 2025–2029 ] .

Proof ▶

Apply the Figure 8 comparison to the active corner and the distinguished blocked reference corner. Both coefficients are positive, and the two-site Gram comparison identifies their Gram-dressed normal tensors. Normal-tensor rigidity then makes \(X_j^\dagger X_j\) a positive real multiple of the identity. Division by the positive square root gives a unitary matrix.

Definition 20.15.95 Original-label corner family
✓

An original-label corner family for the retained product records, for every active corner of each copy pair, an original one-site BNT label, a positive coefficient, and an isometric inclusion into the raw product bond space. Distinct corners belonging to one copy pair have orthogonal ranges. Each inclusion intertwines the raw product tensor with the stated positive multiple of its original BNT representative, and the resulting corners reconstruct every tensor letter exactly.

A copy pair with no active corner is represented by an empty family [ 84 ] .

Let the active product corners be covered by blocked BNT representatives, let the blocked representatives be identified with the original BNT by the trace-ratio unitary conjugacies, and suppose that the active gauge–phase coefficients are positive. If \(X_j^\dagger X_j=\omega _j\mathbb {1}\) with \(\omega _j{\gt}0\), then every retained copy pair has an original-label corner family. Its coefficient at an active corner is

\begin{align} \frac{\lambda _j\zeta _j}{w_{\alpha ,q}w_{\beta ,r}} \frac{\operatorname{tr}D_{\gamma (j)}}{\operatorname{tr}D^{(2)}_{\sigma (\gamma (j))}}, \notag \end{align}

which is positive. The normalized inclusions are isometries with pairwise orthogonal ranges, intertwine the raw product tensor with these positive multiples of the original BNT representatives, and reconstruct every raw product letter exactly.

For copy pairs with empty active support, exact weighted reconstruction and positivity of the outer copy weight imply that the corresponding raw product vanishes [ 84 ] .

Proof ▶

Transport each local inclusion first by the normalized active comparison gauge and then by the unitary identifying the blocked representative with its original one-site label. The first normalization preserves isometry and orthogonality; the second unitary transport does likewise. The two conjugacy equations give the stated coefficient and intertwining identity. Positivity follows from the active gauge–phase coefficient, the two positive multiplicity traces, and the positive outer copy weight. Conjugating each corner term through the two transports recovers its local spectral term. Summing these identities gives the weighted reconstruction, and cancellation of the nonzero outer weight gives the raw reconstruction.

Theorem 20.15.97 Fusion coisometries from original-label corners
✓

Given an original-label corner family, choose the distinguished retained copy of every BNT label. For fixed labels \(\alpha ,\beta \), let the multiplicity of \(\gamma \) be the number of active corners of the distinguished copy pair whose original label is \(\gamma \), and put the corresponding positive corner coefficients on the diagonal of \(\chi _{\alpha ,\beta ,\gamma }\). The block row of the adjoints of the corner inclusions, regrouped by these label fibers, defines a fusion coisometry. It satisfies

\begin{align} \chi _{\alpha ,\beta ,\gamma ;r} & {\gt}0, \notag \\ U_{\alpha ,\beta }U_{\alpha ,\beta }^\dagger & =1, \notag \\ U_{\alpha ,\beta }(M_\alpha M_\beta )^{ij} U_{\alpha ,\beta }^\dagger & =\bigoplus _\gamma \chi _{\alpha ,\beta ,\gamma }\otimes M_\gamma ^{ij}, \notag \end{align}

together with the exact reconstruction

\begin{align} (M_\alpha M_\beta )^{ij} & =U_{\alpha ,\beta }^\dagger \left(\bigoplus _\gamma \chi _{\alpha ,\beta ,\gamma }\otimes M_\gamma ^{ij}\right) U_{\alpha ,\beta }. \notag \end{align}

Empty label fibers contribute zero-dimensional diagonal blocks, yielding the decomposition of [ 13 , Appendix C.4, lines 2020–2029 ] . Here only active product corners are retained [ 21 ] , with fixed-pair support handled by empty families [ 84 ] and the retained-row map acting as a coisometry onto the active direct sum [ 125 ] .

Proof ▶

For each distinguished copy pair, form the block row from the adjoints of its pairwise orthogonal isometric corner inclusions. The block-row identity makes this map a coisometry. Its forward conjugation is block diagonal over the active corners, while the corner reconstruction gives the reverse identity. Regrouping the active-corner sum by the original label turns each label fiber into the diagonal matrix whose entries are precisely the positive corner coefficients. These identities are valid without separate cases when a fiber or the whole active family is empty.

Theorem 20.15.98 Fusion coisometries from normalized product corners
✓

Suppose that every active product corner has positive gauge–phase coefficient and that its gauge Gram matrix is a positive scalar multiple of the identity. Given the trace-ratio unitary correspondence between the one-site and two-site vertical sectors, there are positive diagonal matrices \(\chi _{\alpha ,\beta ,\gamma }\) and coisometries \(U_{\alpha ,\beta }\) satisfying the forward fusion identity and exact reconstruction for every product tensor \(M_\alpha M_\beta \). This yields the active-corner construction of [ 13 , Appendix C.4, lines 2020–2029 ] , retaining active product corners [ 21 ] , handling fixed-pair support [ 84 ] , and using coisometric fusion onto the active subspace [ 125 ] .

Proof ▶

The positive coefficients and normalized gauges give an original-label corner family. Apply the block-row construction of Theorem 20.15.97 to its orthogonal isometric inclusions.

Under the one-site and two-site vertical basis-of-normal-tensors decompositions and the two completely positive, trace-preserving physical-closure transport identities, assume that the one-site tensor has grouped vertical product inputs and defines a matrix product density operator. Then there are positive diagonal multiplicity matrices \(\chi _{\alpha ,\beta ,\gamma }\) and matrices \(U_{\alpha ,\beta }\) such that every diagonal entry is positive and

\begin{align} U_{\alpha ,\beta }U_{\alpha ,\beta }^{\dagger } & =1, \notag \\ U_{\alpha ,\beta }(M_\alpha M_\beta )^{ij} U_{\alpha ,\beta }^{\dagger } & =\bigoplus _\gamma \chi _{\alpha ,\beta ,\gamma }\otimes M_\gamma ^{ij}, \notag \end{align}

while the exact reconstruction is

\begin{align} (M_\alpha M_\beta )^{ij} & =U_{\alpha ,\beta }^{\dagger } \left(\bigoplus _\gamma \chi _{\alpha ,\beta ,\gamma }\otimes M_\gamma ^{ij}\right) U_{\alpha ,\beta }. \notag \end{align}

This establishes the positive fusion decomposition of [ 13 , Appendix C.4, lines 2020–2029 ] , accounting for active product corners [ 21 ] , fixed-pair support [ 84 ] , and coisometric fusion [ 125 ] .

Proof ▶

First decompose every retained copy-pair tensor into its active normal corners and compare these corners with the two-site vertical basis. Positivity of matrix product density operators makes every resulting scalar positive, while the Gram comparison normalizes each gauge to a unitary. The inverse vertical-sector transport then returns the corners to the original one-site labels. Their orthogonal isometric inclusions form the rows of \(U_{\alpha ,\beta }\). Grouping these rows by the original label gives the positive diagonal matrices \(\chi _{\alpha ,\beta ,\gamma }\); corner intertwining and corner reconstruction give the two displayed identities.

Let \(M\) generate matrix product density operators and have grouped vertical product inputs. Suppose that its one-site and two-site vertical tensors have exact coisometric weighted reconstructions with positive multiplicities and weights, and that the two-site representatives form a basis of normal tensors. Suppose also that a sector bijection \(\sigma \) identifies the bond dimensions and that, after this identification, the unitary matrices \(V_\alpha \) satisfy \(A_{2,\sigma (\alpha )}^v= \frac{\operatorname{tr}(\mu _{1,\alpha })}{\operatorname{tr}(\mu _{2,\sigma (\alpha )})} V_\alpha A_{1,\alpha }^vV_\alpha ^\dagger \) for every vertical letter \(v\). Then there are positive diagonal matrices \(\chi _{\alpha ,\beta ,\gamma }\) and matrices \(U_{\alpha ,\beta }\) such that

\begin{align} U_{\alpha ,\beta }U_{\alpha ,\beta }^{\dagger } & =1, \notag \\ U_{\alpha ,\beta }(M_\alpha M_\beta )^{ij} U_{\alpha ,\beta }^{\dagger } & =\bigoplus _\gamma \chi _{\alpha ,\beta ,\gamma }\otimes M_\gamma ^{ij}, \notag \\ (M_\alpha M_\beta )^{ij} & =U_{\alpha ,\beta }^{\dagger } \left(\bigoplus _\gamma \chi _{\alpha ,\beta ,\gamma }\otimes M_\gamma ^{ij}\right) U_{\alpha ,\beta }. \notag \end{align}

Every diagonal entry of \(\chi _{\alpha ,\beta ,\gamma }\) is positive. This establishes the positive fusion decomposition of [ 13 , Appendix C.4, lines 2020–2029 ] , with active corners and coisometric fusion following [ 21 , 84 , 125 ] .

Proof ▶

The grouped vertical product hypotheses give simultaneous spectra for all retained product corners. Compare each active corner with the blocked vertical BNT. Sector separation makes its coefficient positive, and the blocked Gram comparison normalizes its gauge to a unitary. Transporting these corners through the one-site–two-site sector correspondence gives positive original-label corners; their adjoints form the rows of the coisometries \(U_{\alpha ,\beta }\) and yield both displayed identities.

Theorem 20.15.101 Idempotent trace scalars from blocked representations
✓

Fix one-site and two-site vertical canonical decompositions whose sectors are identified by the transported unitary relabelling. Suppose that the product tensors have positive diagonal fusion matrices \(\chi _{\alpha ,\beta ,\gamma }\) and exact forward and reverse coisometric fusion identities. If the blocked operator has the two simultaneous representations of Theorem 20.15.82, then

\begin{align} m_\gamma & =\sum _{\alpha ,\beta } \operatorname{tr}(\chi _{\alpha ,\beta ,\gamma })m_\alpha m_\beta . \notag \end{align}

This is the idempotent coefficient identity in [ 13 , Appendix C.4, lines 2030–2042 ] .

Proof ▶

For every sufficiently large \(L\), expand the product of one-site sector operators with the fusion identity. Eventual linear independence of the BNT operators and the two blocked representations then identify, for every \(\gamma \), the two positive power sums

\begin{align} \operatorname{tr}\! \left[ \left(\frac{m_\gamma }{n_{\sigma (\gamma )}} \nu _{\sigma (\gamma )}\right)^L\right] & = \sum _{\alpha ,\beta } \operatorname{tr}\! \left[ \left(\mu _\alpha \otimes \mu _\beta \otimes \chi _{\alpha ,\beta ,\gamma }\right)^L\right]. \notag \end{align}

The eventual power-sum comparison identifies the two multisets of positive entries. Summing this multiset equality and cancelling \(n_{\sigma (\gamma )}\) gives the displayed length-one identity.

Theorem 20.15.102 Positive fusion decomposition of vertical products
✓

Let \(M\) be in normalized BNT-refined horizontal form, generate matrix product density operators, and satisfy the renormalization fixed-point condition of Definition 20.2.1. Then one may choose a vertical basis of normal tensors \(\{ M_\alpha \} _\alpha \) for which there are positive diagonal matrices \(\chi _{\alpha ,\beta ,\gamma }\) and matrices \(U_{\alpha ,\beta }\). Every diagonal entry of \(\chi _{\alpha ,\beta ,\gamma }\) is positive, and

\begin{align} U_{\alpha ,\beta }U_{\alpha ,\beta }^{\dagger } & =1, \notag \\ U_{\alpha ,\beta }(M_\alpha M_\beta )^{ij} U_{\alpha ,\beta }^{\dagger } & =\bigoplus _\gamma \chi _{\alpha ,\beta ,\gamma }\otimes M_\gamma ^{ij}, \notag \\ (M_\alpha M_\beta )^{ij} & =U_{\alpha ,\beta }^{\dagger } \left(\bigoplus _\gamma \chi _{\alpha ,\beta ,\gamma }\otimes M_\gamma ^{ij}\right) U_{\alpha ,\beta }. \notag \end{align}

Thus the renormalization fixed-point and matrix-product-density-operator assumptions, together with normalized BNT-refined horizontal form, imply the positive fusion decomposition of [ 13 , Appendix C.4, lines 2020–2029 ] on the active corners [ 21 , 84 , 125 ] .

Proof ▶

Apply the proved normalized BNT-refined specialization of Proposition 4.13 to \(M\) and to its two-site blocking. In each case, retain the CPSV basis-of-normal-tensors assertion, the positive multiplicity matrices, and both coisometric decomposition identities. Unpack the two completely positive, trace-preserving maps in the renormalization fixed-point condition. Theorem 20.15.99 then supplies the positive diagonal family, the row coisometries, the forward fusion identity, and exact reconstruction for the chosen one-site vertical basis.

Theorem 20.15.103 Two-site closure of the two-site blocking
✓

After identifying two blocked physical indices with four original indices, one has \((K^{[2]})_2(X)=K_4(X)\).

Proof ▶

Expand the two blocked tensor matrices and reassociate their product.

20.16 Simple local structure from SAL and ZCL

20.16.1 Simple canonical-form weights

Lemma 20.16.1.1 Blockwise zero-correlation-length equation
✓

Suppose a tensor satisfying the literal zero-correlation-length equation is gauge equivalent, through block-diagonal copy gauges, to a sector decomposition. Every copy satisfies

\begin{align} (\mu _{j,q}\mathcal T_{A_j})^2 & =\mu _{j,q}\mathcal T_{A_j}. \label{eq:rfp_block_zcl} \end{align}

This is the block equation in [ 13 , Appendix C.2, lines 1652–1657 ] .

Proof ▶

Write \(\mathcal T_M=G\mathcal T_SG^{-1}\), where \(G\) is the induced block-diagonal gauge. The equation \(\mathcal T_M^2=\mathcal T_M\) therefore becomes \(\mathcal T_S^2=\mathcal T_S\) after conjugation by \(G^{-1}\). Restriction to the \((j,q)\)-th diagonal block gives (56).

Theorem 20.16.1.2 Copy independence for a non-nilpotent sector decomposition
✓

Let a tensor satisfying the literal zero-correlation-length equation be gauge equivalent, through block-diagonal copy gauges, to a sector decomposition whose basis elements all have non-nilpotent physical-trace transfer. Then the weights do not depend on the copy index: \(\mu _{j,q}=\mu _{j}\) [ 13 , Appendix C.2, lines 1646–1661 ] .

Proof ▶

Literal zero correlation length states \(\mathcal T_M^{2}=\mathcal T_M\). If \(\mathcal T_M=X\mathcal T_SX^{-1}\) is the block-diagonal gauge to the transfer of the sector decomposition, then conjugation gives \(\mathcal T_S^{2}=\mathcal T_S\). By Lemmas 20.12.2 and 20.12.3, the identity descends to every copy:

\begin{align} \mu _{j,q}^{2}\mathcal T_{A_j}^{2} & =\mu _{j,q}\mathcal T_{A_j}, \notag \\ \mathcal T_{A_j}^{2} & =\frac{1}{\mu _{j,q}}\mathcal T_{A_j}. \notag \end{align}

The left side does not depend on \(q\), and \(\mathcal T_{A_j}\ne 0\) because it is not nilpotent, so \(1/\mu _{j,q}\) is independent of \(q\), which gives \(\mu _{j,q}=\mu _{j,q'}\).

Corollary 20.16.1.3 Simple canonical-form tensors with zero correlation length
✓

A simple canonical-form tensor (Definition 20.12.20) with zero correlation length has non-nilpotent basis transfers and weights independent of the copy index.

Proof ▶

Apply Theorem 20.16.1.2 to the witness supplied by the simple canonical-form predicate.

Lemma 20.16.1.4 Scale-invariant blockwise zero-correlation-length equation
✓

Suppose a tensor with scale-invariant source zero correlation length is gauge equivalent, through block-diagonal copy gauges, to a sector decomposition. There is a scalar \(\lambda {\gt}0\) such that every copy satisfies

\begin{align} (\mu _{j,q}\mathcal T_{A_j})^2 & =\lambda \mu _{j,q}\mathcal T_{A_j}. \notag \end{align}
Proof ▶

Conjugate the scale-invariant physical-trace equation through the induced block-diagonal gauge and restrict it to the \((j,q)\)-th diagonal block.

Theorem 20.16.1.5 Scale-invariant copy-independence generalization
✓

More generally, suppose that, for some \(\lambda {\gt}0\), the nonzero physical-trace transfer satisfies

\begin{align} \mathcal T_M^2 & =\lambda \mathcal T_M. \notag \end{align}

Under the same canonical-form and non-nilpotency conditions, the weights remain independent of the copy index for every positive scaling factor \(\lambda \).

Proof ▶

The weighted block equation gives \(\mathcal T_{A_j}^2=(\lambda /\mu _{j,q})\mathcal T_{A_j}\). Comparing two copy indices and using \(\lambda \ne 0\) and \(\mathcal T_{A_j}\ne 0\) gives \(\mu _{j,q}=\mu _{j,q'}\).

Corollary 20.16.1.6 Simple canonical-form tensors with scale-invariant zero correlation length
✓

A simple canonical-form tensor with scale-invariant source zero correlation length has non-nilpotent basis transfers and weights independent of the copy index.

Proof ▶

Apply Theorem 20.16.1.5 to the witness supplied by the simple canonical-form predicate.

Definition 20.16.1.7 Common sector weight and absorbed representative
✓

Suppose the weights over each representative do not depend on the copy index. Choose the common weight \(\mu _j\) from any copy over \(j\) and absorb it into the representative:

\begin{align} \mathcal K_j & =\mu _j A_j. \notag \end{align}

This is the convention of [ 13 , Appendix C.2, equation CFK, lines 1660–1665 ] .

Lemma 20.16.1.8 Every copy has the common weight
✓

For every copy \(q\) over \(j\), one has \(\mu _{j,q}=\mu _j\).

Proof ▶

Compare the \(q\)-th copy with the distinguished copy used to define \(\mu _j\).

Theorem 20.16.1.9 Coefficient after common-weight absorption
✓

Let \(r_j\) be the number of horizontal copies of representative \(j\). Then its coefficient on a chain of length \(N\) is

\begin{align} \sum _q\mu _{j,q}^{N} & =r_j\mu _j^{N}. \notag \end{align}

Thus the natural multiplicity is the horizontal copy count \(r_j\).

Proof ▶

Every term in the copy sum equals \(\mu _j^N\), and there are \(r_j\) terms.

Theorem 20.16.1.10 Nonvanishing of the common-weight coefficient
✓

The common weight is nonzero, and hence for every chain length \(N\),

\begin{align} q_j=\sum _q\mu _{j,q}^{N} & =r_j\mu _j^{N}\ne 0. \notag \end{align}

This establishes the coefficient nonvanishing used for the factorization \(m_j=q_j\widetilde m_j\) in [ 13 , Appendix C.2, lines 1714–1718 ] .

Proof ▶

The distinguished copy weight is nonzero by the sector data. Since \(r_j{\gt}0\), both factors in \(r_j\mu _j^N\) are nonzero.

Suppose the weights over each representative are independent of the copy index, and none of the physical-trace transfers \(\mathcal B_j=\sum _i A_j^{ii}\) is nilpotent. There is one positive tail length \(L\) such that, for every representative \(A_j\), some virtual indices \(\alpha ,\beta \) satisfy \(\widetilde m_j=[\mathcal B_j^L]_{\alpha ,\beta }\ne 0\). At total chain length \(L+3\), the corresponding copy coefficient is \(q_j=\sum _q\mu _{j,q}^{L+3}\ne 0\). Thus the three-site closing matrix satisfies

\begin{align} R_j & =q_j\mathcal B_j^L, \notag \\ (R_j)_{\alpha ,\beta } & =q_j\widetilde m_j\ne 0. \notag \end{align}

This is the traced-tail selection made in [ 13 , Appendix C.2, lines 1714–1718 ] .

Proof ▶

Since \(\mathcal B_j\) is not nilpotent, every positive power of \(\mathcal B_j\) is nonzero; in particular, one common positive power has a nonzero entry for every \(j\). The preceding theorem supplies the nonzero coefficient at length \(L+3\). Therefore its product with the selected entry of \(\mathcal B_j^L\) is nonzero.

Theorem 20.16.1.12 Canonical form with natural multiplicities
✓

After absorbing the common weight, the matrix product vector of the direct-sum tensor is

\begin{align} \mathcal V_N(S) & =\sum _j r_j\mathcal V_N(\mathcal K_j). \notag \end{align}

This is equation CFK of [ 13 , Appendix C.2, lines 1660–1665 ] ; the same multiplicities occur in equation sigmaNKj of [ 13 , Appendix C.2, lines 1756–1759 ] .

Proof ▶

Expand the direct-sum tensor by representatives, use Theorem 20.16.1.9, and absorb \(\mu _j^N\) into the length-\(N\) matrix product vector of \(A_j\).

Definition 20.16.1.13 Three-site family closure and outer inverse contraction
✓

Let \((\mathcal K_s)_s\) be a finite family of MPO tensors, with \(\mathcal K_s^{ij}\in M_{D_s}(\mathbb {C})\), and let \(R_s\in M_{D_s}(\mathbb {C})\). A three-site operator is a family closure when

\begin{align} \rho _{i_1i_2i_3,j_1j_2j_3} & =\sum _s\operatorname{tr}\! \left(\mathcal K_s^{i_1j_1}\mathcal K_s^{i_2j_2} \mathcal K_s^{i_3j_3}R_s\right). \notag \end{align}

Given a simultaneous left inverse \(C\) as in Theorem 21.3.84, contracting \(C\) against the first and third physical sites of \(\rho \) defines the outer inverse contraction

\begin{align} (\Gamma _{x,y})_{i_2j_2} & =\sum _{i_1,j_1,i_3,j_3} C_{x,(i_1,j_1)}C_{y,(i_3,j_3)} \rho _{(i_1,i_2,i_3),(j_1,j_2,j_3)}. \notag \end{align}

The closure is the sector-sum form of the displayed equation for \(\sigma _3^{(N)}\) in [ 13 , Appendix C.2, lines 1343–1348 ] , used with the block-canonical tensor in the Case II calculation at [ 13 , Appendix C.2, lines 1726–1732 ] . The outer contraction is the sector-family form of the Case I contraction in [ 13 , Appendix C.2, lines 1415–1438 ] ; the same construction is used with sector projectors at lines 1719–1725.

Suppose that the doubled-index tensor has the horizontal BNT representation \(S\), the copy weights over each representative agree, the physical-trace transfers \(\mathcal B_j=\sum _iA_j^{ii}\) are not nilpotent, and the original tensor satisfies SAL. After identifying length-three configurations with ordered triples, the normalized three-site marginal of the four-site state is the family closure

\begin{align} (\sigma ^{(4)}_3)_{i_1i_2i_3,j_1j_2j_3} & =\sum _j\operatorname{tr}\! \left(A_j^{i_1j_1}A_j^{i_2j_2}A_j^{i_3j_3}\widehat R_j\right), \notag \end{align}

where

\begin{align} \widehat R_j & =\operatorname{tr}(\rho ^{(4)})^{-1}q_j\mathcal B_j, \notag \\ q_j & =\sum _q\mu _{j,q}^{4}. \notag \end{align}

Every \(\widehat R_j\) is nonzero. More generally, a tail of length \(L\) gives \(\widehat R_j=\operatorname{tr}(\rho ^{(L+3)})^{-1}q_j\mathcal B_j^L\). This is the normalized traced-tail expansion used in [ 13 , Appendix C.2, lines 1714–1732 ] .

Proof ▶

Equality of the positive-length matrix-product-vector families expands every matrix entry of the original operator as the sum of the BNT entries with coefficients \(q_j\). Summing the diagonal physical configurations of the tail gives \(\mathcal B_j^L\). The global normalization multiplies every closing matrix by \(\operatorname{tr}(\rho ^{(L+3)})^{-1}\). At \(L=1\), SAL makes this scalar nonzero, copy independence makes \(q_j\) nonzero, and nonnilpotence makes \(\mathcal B_j\) nonzero.

Theorem 20.16.1.15 Collapse of the outer inverse contraction
✓

Let \(x=(s,\alpha _1,\beta _1)\) and \(y=(t,\alpha _3,\beta _3)\). For a three-site family closure and a simultaneous left inverse, the outer inverse contraction vanishes when \(s\ne t\). When \(s=t\), it is \((\mathcal K_s^{i_2j_2})_{\beta _1,\alpha _3} (R_s)_{\beta _3,\alpha _1}\). In particular, the contraction retains precisely one entry of the middle physical slice and one entry of the closing matrix, with the orientation shown above. This is the sector-family form of the Case I contraction in [ 13 , Appendix C.2, lines 1415–1438 ] . The basis-of-normal-tensors inverse is constructed at lines 1666–1676 and the resulting contraction is used in the Case II calculation at lines 1719–1732 of the same appendix. The closing entry \(R_s(\beta _3,\alpha _1)\) is the corrected tail-index orientation of the display at lines 1422–1438, recorded in [ 169 ] .

Proof ▶

Expand the family closure and interchange the finite sector and physical sums. For \(x=(x_s,x_\alpha ,x_\beta )\), the inverse identity is

\begin{align} \sum _{i,j} C_{x,(i,j)}\mathcal K_s^{ij} & = \begin{cases} E_{x_\alpha ,x_\beta }, & x_s=s, \\ 0, & x_s\ne s. \end{cases} \notag \end{align}

Hence distinct labels give zero. For equal labels, the remaining trace is

\begin{align} \operatorname{tr}\! \left(E_{\alpha _1,\beta _1}\mathcal K_s^{i_2j_2} E_{\alpha _3,\beta _3}R_s\right) & =(\mathcal K_s^{i_2j_2})_{\beta _1,\alpha _3} (R_s)_{\beta _3,\alpha _1}. \notag \end{align}
Corollary 20.16.1.16 Three-site collapse from the one-letter span
✓

Under the one-letter product-algebra spanning hypothesis, there is a simultaneous left inverse for which every three-site family closure has the preceding diagonal-sector contraction and vanishing off-diagonal contractions.

Proof ▶

Choose the simultaneous left inverse from Theorem 21.3.84 and apply Theorem 20.16.1.15.

20.16.2 Markov decomposition and inverse-map sector factorization

For the simple MPDO case in Appendix C.2 of [ 13 ] , the hypothesis of saturation of the area law is used locally through the equality case of strong subadditivity for a normalized three-site reduced state.

Definition 20.16.2.1 Local \(\eta \)-structure for a three-site reduced state
✓
#

For a three-site density operator \(\rho _{ABC}\), the local \(\eta \)-structure is the quantum Markov decomposition on the middle subsystem \(B\) produced by equality in strong subadditivity. Concretely, after a unitary change of basis on \(B\), one has a finite direct-sum decomposition

\begin{align} B & =\bigoplus _k(b_1^{(k)}\otimes b_2^{(k)}), \notag \\ \rho _{ABC} & =\bigoplus _k \rho _{A b_1}^{(k)}\otimes \rho _{b_2 C}^{(k)}. \notag \end{align}
Definition 20.16.2.2 Canonical projections of a Hayashi decomposition
✓

Let \(B=\bigoplus _k(b_1^{(k)}\otimes b_2^{(k)})\) be the middle-site decomposition, and let \(E_k\) be the coordinate projection onto its \(k\)-th summand. In the original physical basis, define \(Q_k=U_B^*E_kU_B\). These are the projectors introduced in [ 13 , Appendix C.2, lines 1364–1368 ] ; the unitary implements the basis change described in [ 13 , Appendix C.2, lines 1437–1440 ] .

Each \(Q_k\) is an orthogonal projection, distinct summands are mutually orthogonal, and the family resolves the identity:

\begin{align} Q_kQ_\ell & =0 \quad \text{if } k\ne \ell , \notag \\ \sum _k Q_k & =\mathbb {1}. \notag \end{align}

The first two assertions follow from the orthogonal direct-sum decomposition in [ 13 , Appendix C.2, lines 1364–1368 ] ; the resolution of the identity is stated in [ 13 , Appendix C.2, lines 1693–1697 ] .

Proof ▶

The coordinate projections satisfy

\begin{align} E_k^* & =E_k, \notag \\ E_k^2 & =E_k, \notag \\ \sum _k E_k & =\mathbb {1}. \notag \end{align}

Reindexing the direct sum and conjugating by \(U_B\) preserve these identities. Hence each \(Q_k=U_B^*E_kU_B\) is a star projection and therefore an orthogonal projection, while \(\sum _k Q_k=U_B^*(\sum _kE_k)U_B=\mathbb {1}\). Finally, multiplying the resolution on both sides by \(Q_k\) gives

\begin{align} \sum _\ell Q_kQ_\ell Q_k & =Q_k, \notag \\ Q_kQ_\ell Q_k & =(Q_\ell Q_k)^*(Q_\ell Q_k)\geq 0. \notag \end{align}

The \(\ell =k\) term already equals \(Q_k\), so every term with \(\ell \ne k\) vanishes. Thus \((Q_\ell Q_k)^*(Q_\ell Q_k)=0\), hence \(Q_\ell Q_k=0\). Taking adjoints gives \(Q_kQ_\ell =0\) for \(\ell \ne k\).

Definition 20.16.2.4 Markov factors of a simultaneous inverse
✓

Let \(C_x\) and \(C_y\) be two rows of a simultaneous left inverse, and choose a Hayashi decomposition of the three-site operator. In its \(k\)-th Markov sector, set

\begin{align} A_x^{(k)}(l,l’) & =\sum _{i_1,j_1} C_{x,(i_1,j_1)} \rho _{A b_1;(i_1,l),(j_1,l')}^{(k)}, \notag \\ B_y^{(k)}(r,r’) & =\sum _{i_3,j_3} C_{y,(i_3,j_3)} \rho _{b_2 C;(r,i_3),(r',j_3)}^{(k)}. \notag \end{align}

These are the two factors obtained in the projected contraction of  [ 13 , Appendix C.2, lines 1719–1725 ] .

Theorem 20.16.2.5 Outer inverse contraction in Markov coordinates
✓

Let \(\Gamma _{x,y}\) denote the outer inverse contraction. In the basis of the chosen Hayashi decomposition,

\begin{align} {[U_B\Gamma _{x,y}U_B^\dagger ]}_{(k,l,r),(k',l',r')} & = \begin{cases} p_k A_x^{(k)}(l,l’)B_y^{(k)}(r,r’), & k=k’, \\ 0, & k\ne k’. \end{cases} \notag \end{align}

In particular, the probability \(p_k\) remains explicit. This identity requires neither a nonvanishing condition on \(p_k\) nor assumptions of saturated area law or zero correlation length.

Proof ▶

Expand the two matrix products and the outer inverse contraction. The Hayashi block decomposition makes the middle-site contraction zero for \(k\ne k'\). For \(k=k'\), the remaining four outer sums separate into the product defining \(A_x^{(k)}\) and \(B_y^{(k)}\), with the common factor \(p_k\).

Theorem 20.16.2.6 Entrywise BNT–Markov identity
✓

Let \(x=(s,\alpha _1,\beta _1)\) and \(y=(t,\alpha _3,\beta _3)\). Comparing the two expressions for the same outer inverse contraction gives

\begin{align} & \begin{cases} p_k A_x^{(k)}(l,l’)B_y^{(k)}(r,r’), & k=k’, \\ 0, & k\ne k’ \end{cases} \notag \\ & \quad = \begin{cases} {(R_s)}_{\beta _3,\alpha _1} [U_B\kappa ^{(s)}_{\beta _1,\alpha _3}U_B^\dagger ]_{(k,l,r),(k',l',r')}, & s=t, \\ 0, & s\ne t. \end{cases} \notag \end{align}

Here \(\kappa ^{(s)}_{\beta _1,\alpha _3}(i,j) ={(\mathcal K_s^{ij})}_{\beta _1,\alpha _3}\). This is the entrywise identity used in  [ 13 , Appendix C.2, lines 1719–1732 ] , retaining both the normal-sector and Markov-sector off-diagonal entries.

The closing entry \({(R_s)}_{\beta _3,\alpha _1}\) is the corrected tail-index orientation of the display at lines 1422–1438, recorded in [ 169 ] .

Proof ▶

The preceding theorem identifies the left side with the transformed outer inverse contraction. The collapse theorem identifies the contraction with zero when \(s\ne t\) and with \({(R_s)}_{\beta _3,\alpha _1} \kappa ^{(s)}_{\beta _1,\alpha _3}\) when \(s=t\). Conjugating this matrix by \(U_B\) gives the right side.

Theorem 20.16.2.7 Off-diagonal Markov blocks of a BNT sector
✓

Fix a normal sector \(s\) and virtual indices \(\alpha _1,\beta _3\) for which \({(R_s)}_{\beta _3,\alpha _1}\ne 0\). Then, for every \(\beta _1,\alpha _3\) and every pair of distinct Markov sectors \(k\ne k'\), one has

\begin{align} [U_B\kappa ^{(s)}_{\beta _1,\alpha _3}U_B^\dagger ]_{(k,l,r),(k',l',r')} & =0. \notag \end{align}

Thus each physical slice of the \(s\)-th normal tensor is block diagonal in the Markov decomposition. This is equation Qks in  [ 13 , Appendix C.2, lines 1682–1688 and 1730–1735 ] .

The nonzero closing entry uses the corrected orientation \({(R_s)}_{\beta _3,\alpha _1}\) recorded in [ 169 ] .

Proof ▶

In the entrywise BNT–Markov identity, take equal normal-sector labels and distinct Markov-sector labels. The left side vanishes, while the right side is the selected closing entry times the displayed block. Cancel the nonzero closing entry.

Definition 20.16.2.8 Diagonal BNT block in a Markov sector
✓

For a normal sector \(s\) and a Markov sector \(k\), let

\begin{align} O_s^{(k)}(\beta ,\alpha ) & = [U_B\kappa ^{(s)}_{\beta ,\alpha }U_B^\dagger ]_{k,k}. \notag \end{align}

The assertion \(O_s^{(k)}\ne 0\) means that this block is nonzero for at least one pair of virtual indices \(\beta ,\alpha \).

Theorem 20.16.2.9 Existence of a normal-sector label
✓

If \(p_k\ne 0\), then there is a normal sector \(s\) for which \(O_s^{(k)}\ne 0\).

This is the existence part of equation QkKjs in [ 13 , Appendix C.2, lines 1733–1737 ] . Restricting to \(p_k\ne 0\) is the literal version of the source’s preceding removal of summands for which \(Q_k\sigma _3^{(N)}Q_k=0\).

Proof ▶

Choose nonzero diagonal entries of the trace-one left and right states in sector \(k\). The corresponding diagonal entry of the Hayashi decomposition is nonzero because \(p_k\ne 0\). Expanding the same entry by the three-site normal-sector family therefore leaves at least one nonzero summand, whose middle tensor has \(O_s^{(k)}\ne 0\).

Suppose, in addition, that every closing matrix \(R_s\) is nonzero. If \(p_k\ne 0\), there is a unique normal sector \(j_k\) for which \(O_{j_k}^{(k)}\ne 0\).

This is the cancellation argument in equation QkKjs. The stated nonzero-closing-matrix condition isolates the step obtained in the source from simplicity and the common-weight choice at [ 13 , Appendix C.2, lines 1714–1718 ] . Its derivation from those preceding hypotheses is Theorem 20.16.1.14.

Proof ▶

Assume that sectors \(s\ne t\) both have nonzero \(k\)-blocks. A diagonal instance of the BNT–Markov identity for \(s\) gives a nonzero left factor. A mixed instance with normal-sector labels \(s,t\) forces the right factor selected from \(t\) to vanish. A diagonal instance for \(t\) then has zero left-hand side and a nonzero right-hand side, a contradiction.

Definition 20.16.2.11 Normal-sector projections on the active support
✓

Under the hypotheses of Theorem 20.16.2.10, define

\begin{align} P_s & =\sum _{\substack {k:p_k\ne 0 \\ j_k=s}}Q_k, \notag \\ P_{\mathrm{act}} & =\sum _{k:p_k\ne 0}Q_k. \notag \end{align}

This is equation Pis, restricted to the positive-weight Markov support retained here.

Theorem 20.16.2.12 Orthogonality and resolution on the active support
✓

Every \(P_s\) is an orthogonal projection, distinct \(P_s\) are mutually orthogonal, and \(\sum _s P_s=P_{\mathrm{act}}\).

Proof ▶

Each \(P_s\) is a sum of mutually orthogonal Markov-sector projections. Distinct labels have disjoint sums. Finally, summing over \(s\) counts each positive-weight Markov sector exactly once.

Let \(1\leq m\leq \lfloor N/2\rfloor \), and divide the chain into four consecutive regions \(A,B,C,D\) of lengths \(m-1,1,N-m-1,1\). If the tensor saturates the area law, then its marginal on \(ABC\) satisfies \(S(ABC)+S(B)=S(AB)+S(BC)\). Indeed, this is the entropy form of \(I_1=I_m\). Taking \(m=2\) gives the regions of lengths \(1,1,N-3\), and then taking \(N=4\) shows that the three-site reduced state of the four-site chain satisfies equality in strong subadditivity.

Conversely, suppose the tensor generates positive semidefinite periodic operators and their traces are nonzero at every positive chain length. If the displayed equality holds for every \(N\) and every \(1\leq m\leq \lfloor N/2\rfloor \), then the tensor saturates the area law. This is the choice of regions used in [ 13 , Appendix C.2, lines 1760–1780 ] . The endpoint corrects the strict inequality printed at source line 1771: Definition 4.6 and the concluding comparison both require \(m=\lfloor N/2\rfloor \). This local correction is recorded in [ 169 ] .

Proof ▶

By saturation, \(I_1=I_m\). Expanding the two mutual informations and cancelling the entropy of the full chain gives \(S_{N-1}+S_1=S_m+S_{N-m}\), which is the stated equality for the regions \(A,B,C\). Conversely, this equality gives \(I_1=I_m\). If it holds for every admissible \(m\), comparing the cases \(m=L\) and \(m=L+1\) gives \(I_L=I_{L+1}\) and hence saturation of the area law.

Theorem 20.16.2.14 All-cut quantum Markov structure implies SAL
✓

Suppose that the periodic operators are positive semidefinite and have nonzero trace at every positive chain length. For every \(N\) and every \(1\leq m\leq \lfloor N/2\rfloor \), divide the chain into four consecutive regions of lengths \(m-1,1,N-m-1,1\). If the marginal on the first three regions admits a quantum Markov decomposition on its one-site middle system, then the tensor saturates the area law.

Proof ▶

The quantum Markov decomposition gives equality in strong subadditivity at every admissible cut: \(S(\rho _{ABC})+S(\rho _B)=S(\rho _{AB})+S(\rho _{BC})\). These equalities at every admissible cut imply saturation of the area law by Theorem 20.16.2.13.

Theorem 20.16.2.15 SAL implies local \(\eta \)-structure
✓

If a normalized three-site reduced state satisfies the equality case of strong subadditivity — the local entropy consequence of saturation of the area law for a simple MPDO — then it admits the local \(\eta \)-structure of Definition 20.16.2.1.

Proof ▶

This follows from the characterization of states saturating strong subadditivity  [ 205 ] . Petz recovery with a product reference and the Koashi–Imoto decomposition yield the direct-sum decomposition into tensor products on the middle system, giving the local \(\eta \)-structure of Definition 20.16.2.1.

Lemma 20.16.2.16 Partial trace along a right tensor factor
✓

Suppose that \(C\simeq C'\otimes E\). The partial trace over \(E\) is given entrywise by

\begin{align} (\operatorname{tr}_E X)_{(a,c'),(a',d')} & =\sum _e X_{(a,c',e),(a',d',e)}. \notag \end{align}

It preserves positivity and trace.

Proof ▶

Reindex \(C\) as \(C'\otimes E\) and apply the ordinary right partial trace. Its entry formula gives the displayed sum. Positivity follows by tracing a positive matrix, and invariance of the full trace under reindexing gives trace preservation.

Theorem 20.16.2.17 Right marginals preserve a quantum Markov decomposition
✓

Suppose that \(C\simeq C'\otimes E\) and

\begin{align} \rho _{ABC} & =\bigoplus _k p_k\rho _{A b_1}^{(k)} \otimes \rho _{b_2 C}^{(k)} \notag \end{align}

is a quantum Markov decomposition on \(B\). Then the marginal \(\rho _{ABC'}=\operatorname{tr}_E(\rho _{ABC})\) has the decomposition

\begin{align} \rho _{ABC'} & =\bigoplus _k p_k\rho _{A b_1}^{(k)} \otimes \operatorname{tr}_E\! \left(\rho _{b_2 C}^{(k)}\right). \notag \end{align}
Proof ▶

The middle-system decomposition, its unitary change of basis, and the probabilities \(p_k\) are unchanged. Partial trace preserves positivity and trace, so each \(\operatorname{tr}_E(\rho _{b_2 C}^{(k)})\) is a density operator. Applying \(\operatorname{tr}_E\) to the block-diagonal identity gives the displayed formula.

Lemma 20.16.2.18 Tracing a terminal block
✓

Let \(a,b,c,N\in \mathbb N\) satisfy \(a+b+c\leq N\). For configurations \(u,v\) on the first \(a+b\) sites,

\begin{align} \sum _y \sigma _{a+b+c}^{(N)}(K)_{u\mathbin \Vert y,\, v\mathbin \Vert y} & =\sigma _{a+b}^{(N)}(K)_{u,v}, \notag \end{align}

where the sum ranges over configurations on the last \(c\) sites. The same identity holds after replacing an arithmetically equal block length by its canonical identification.

Proof ▶

Expand both reduced states as partial traces of the normalized periodic state. The left-hand side first traces the complement of the \((a+b+c)\)-site block and then its last \(c\) sites; combining the two sums gives the partial trace onto the first \(a+b\) sites.

Let \(K\) satisfy saturation of the area law and let \(N\geq 4\). If \(\sigma _3^{(N)}(K)\) is obtained from the normalized \(N\)-site periodic state by tracing out all but its first three sites, then \(\sigma _3^{(N)}(K)\) admits a quantum Markov decomposition on its middle site. This is the three-site marginal result proved in [ 13 , Appendix C.2, lines 1351–1371 ] . The decomposition may depend on \(N\).

Proof ▶

Divide the first \(N-1\) sites into consecutive regions of lengths \(1\), \(1\), and \(N-3\). Let \(\rho ^{\mathrm{flat}}_{ABC}\) denote this marginal in the corresponding index set \(\{ 0,\ldots ,d^1{-}1\} \times \{ 0,\ldots ,d^1{-}1\} \times \{ 0,\ldots ,d^{N-3}{-}1\} \). By Theorem 20.16.2.13,

\begin{align} S(\rho ^{\mathrm{flat}}_{ABC})+S(\rho ^{\mathrm{flat}}_B) & =S(\rho ^{\mathrm{flat}}_{AB})+S(\rho ^{\mathrm{flat}}_{BC}). \notag \end{align}

The first two singleton blocks have the canonical identification \(e_{\mathrm{site}}:\{ 0,\ldots ,d{-}1\} \simeq \{ 0,\ldots ,d^1{-}1\} \), and reindexing these factors preserves the displayed equality. Positivity and unit trace follow from the normalized reduced state, so the Hayashi characterization gives a quantum Markov decomposition of the \((N-1)\)-site marginal. Finally split the third region as \(C\simeq c\otimes E\), where \(c\) is its first site and \(E\) contains the remaining \(N-4\) sites. Theorem 20.16.2.17 gives the same middle-site direct sum after tracing out \(E\). The contiguous-block reduction gives

\begin{align} \sigma _3^{(N)}(K) & =\operatorname{tr}_{4,\ldots ,N-1} \left[\sigma _{N-1}^{(N)}(K)\right], \notag \end{align}

which identifies the resulting operator with \(\sigma _3^{(N)}(K)\).

Theorem 20.16.2.20 Four-site SAL marginals have Hayashi decompositions
✓

Let \(K\) satisfy saturation of the area law. If \(\sigma _3^{(4)}(K)\) is obtained from its normalized four-site periodic state by tracing out the fourth site, then \(\sigma _3^{(4)}(K)\) admits a quantum Markov decomposition on its middle site.

Proof ▶

This is the case \(N=4\) of Theorem 20.16.2.19.

Suppose that the common blocking has been performed, so that the BNT representatives have a simultaneous one-letter span. For the normalized three-site marginal \(\sigma _3^{(4)}\), there are a simultaneous inverse \(C\) and a Hayashi decomposition such that every Markov sector \(k\) with \(p_k\ne 0\) has a unique BNT label \(j_k\). Consequently,

\begin{align} P_s & =\sum _{\substack {k:p_k\ne 0 \\ j_k=s}}Q_k. \notag \end{align}

Each \(P_s\) is an orthogonal projection, \(P_sP_t=0\) for \(s\ne t\), and \(\sum _sP_s=P_{\mathrm{act}}\). No independent nonzero-closing-matrix hypothesis is required. This is the four-site specialization of equations QkKjs and Pis in [ 13 , Appendix C.2, lines 1714–1737 ] . The Hayashi decomposition uses the forward equality characterization of strong subadditivity recorded in the corresponding theorem in the companion quantum-channel volume  [ 216 , “Hayashi SSA-equality characterization” ] ; no additional analytic assumption is introduced here.

Proof ▶

The canonical ordered-triple reindexing is the submatrix convention of the SAL-to-Hayashi theorem. Choose the simultaneous inverse from the one-letter span and the Hayashi decomposition from SAL. By Theorem 20.16.1.14, the same marginal is a BNT family closure whose closing matrices are all nonzero. The generic uniqueness and projector theorems now give the unique labels, orthogonality, mutual disjointness, and resolution of the active support.

Definition 20.16.2.22 Sitewise physical action and BNT coefficients
✓

For a one-site matrix \(V\), write \(V^{\otimes N}\) in the configuration basis as

\begin{align} (V^{\otimes N})_{s,t} & =\prod _{n=1}^{N}V_{s_n,t_n}. \notag \end{align}

If the copies of the \(j\)-th normal tensor have common coefficient \(\mu _j\), set \(\mathcal K_j=\mu _j A_j\).

Under the hypotheses of Theorem 20.16.2.21, the resulting projectors satisfy \(P_sA_iP_t=0\) whenever \(s\ne t\) or \(i\ne s\). For the matching label, they satisfy \(P_iA_iP_i=A_i\). Consequently, \(\sum _sP_sA_iP_s=A_i\), which is the local diagonal decomposition required for the sector entropy argument. Equivalently, compressing the physical legs of \(A_i\) by \(P_s\) retains \(A_i\) for \(s=i\) and gives the zero local tensor otherwise. This is the local projection relation in [ 13 , Appendix C.2, lines 1680–1755 ] .

The Markov summands of zero Hayashi weight are retained in the ambient decomposition. They annihilate every normal-sector physical slice, so the displayed local identities do not require the stronger assertion \(\sum _sP_s=\mathbb {1}\) outside the active support.

Proof ▶

Distinct Hayashi sectors give zero off-diagonal corners. On an active diagonal sector, uniqueness of the BNT label kills every normal tensor except the matching one. A zero-weight diagonal sector also kills every physical slice: otherwise the nonzero closing matrix would make the corresponding three-site Markov block nonzero. Summing these statements over the Hayashi sectors gives the asserted \(P_sA_iP_t\) identities.

Definition 20.16.2.24 Completion on the zero-weight Markov sectors
✓

Fix a BNT label \(s_0\). Each positive-weight Markov sector retains its unique BNT label, while every zero-weight Markov sector is assigned the label \(s_0\). If \(\widehat S_s\) is the set of Markov sectors with completed label \(s\), define

\begin{align} \widehat P_s & =\sum _{k\in \widehat S_s}Q_k. \notag \end{align}

Let \(K\) be simple, in biCF, and satisfy SAL. Assume in addition that the common blocking has been performed, the copy weights over each BNT representative agree, and the representatives have a simultaneous one-site span. There is a distinguished BNT label \(s_0\) such that the completed projectors are orthogonal and, for distinct labels \(s\) and \(t\),

\begin{align} \widehat P_s\widehat P_t & =0, \notag \\ \sum _s\widehat P_s & =\mathbb {1}. \notag \end{align}

For every physical slice of the \(i\)-th BNT representative, whenever \(s\ne t\) or \(i\ne s\),

\begin{align} \widehat P_sK_i^{\beta \alpha }\widehat P_t & =0. \notag \end{align}

This is the copy-independent-weight specialization of the separating-projector lemma in [ 13 , Appendix C.2, lines 1680–1737 ] .

Proof ▶

A unit-modulus BNT weight supplies the label \(s_0\). The Markov-sector projections \(Q_k\) are mutually orthogonal and sum to the identity, so partitioning all labels by \(\widehat S_s\) proves orthogonality and the identity resolution. If \(p_k=0\), then \(Q_kK_i^{\beta \alpha }Q_k=0\) for every \(i,\beta ,\alpha \). If \(p_k\ne 0\), then \(Q_kK_i^{\beta \alpha }Q_k=0\) whenever the BNT label of sector \(k\) is not \(i\). For distinct Markov sectors, \(Q_kK_i^{\beta \alpha }Q_l=0\) whenever \(k\ne l\). Hence, whenever \(s\ne t\) or \(i\ne s\),

\begin{align} \widehat P_sK_i^{\beta \alpha }\widehat P_t & =\sum _{k\in \widehat S_s}\sum _{l\in \widehat S_t} Q_kK_i^{\beta \alpha }Q_l =0, \notag \end{align}

since every summand vanishes by one of the three preceding cases.

Theorem 20.16.2.26 Separating projectors for a simple tensor satisfying ZCL and SAL
✓

Let \(K\) be a simple tensor in block-injective canonical form which satisfies ZCL and SAL. For the representatives \(\mathcal K_i\) of its BNT, there are orthogonal projectors \(P_s\) such that

\begin{align} \sum _sP_s & =\mathbb {1}, \notag \\ P_sK_i^{\beta \alpha }P_t & =0 \quad \text{whenever }s\ne t\text{ or }i\ne s. \notag \end{align}

This is the separating-projector lemma in [ 13 , Appendix C.2, lines 1626–1691 ] .

Proof ▶

Write the horizontal canonical form as \(K=G(\bigoplus _{j,q}\mu _{j,q}\mathcal K_j)G^{-1}\). Restricting the ZCL equation to the \((j,q)\)-th block and using the non-nilpotence supplied by simplicity gives \(\mu _{j,q}=\mu _{j,q'}\) for all \(j,q,q'\). The block-diagonal gauge preserves every positive-length periodic state, so the canonical-form tensor and \(K\) generate the same such states. The preceding copy-independent-weight theorem now supplies the projectors.

For every nonempty periodic chain and every normal-sector label \(s\),

\begin{align} P_s^{\otimes N} \sigma ^{(N)}(K)\, P_s^{\otimes N} & =n_s\, \sigma ^{(N)}(\mathcal K_s), \qquad N\geq 1. \label{eq:rfp_positive_compression} \end{align}

This is equation sigmaNKj in [ 13 , Appendix C.2, lines 1756–1759 ] .

Here and throughout the MPDO discussion, a periodic chain has positive length.

Proof ▶

Sitewise multiplication by \(P_s\) is the periodic MPO obtained by changing every local physical matrix by \(P_s\). The preceding theorem replaces each normal representative by itself when its label is \(s\) and by the zero tensor otherwise. For \(N\geq 1\), the latter has zero periodic MPO. The surviving coefficient is \(n_s\mu _s^N\), which is precisely \(n_s\) times the MPO of the representative with \(\mu _s\) absorbed locally.

Under the hypotheses of Theorem 20.16.2.27, every absorbed BNT element \(\mathcal K_s\) generates positive semidefinite operators on all nonempty periodic chains. Indeed, \(P_s^{\otimes N}\sigma ^{(N)}(K)P_s^{\otimes N}\geq 0\) and \(n_s{\gt}0\), so (67) gives \(\sigma ^{(N)}(\mathcal K_s)\geq 0\). This is the first positivity conclusion in  [ 13 , Appendix C.2, lines 1753–1759 ] .

Proof ▶

Congruence by the Hermitian projection \(P_s^{\otimes N}\) preserves positive semidefiniteness. Multiplication by the inverse of the positive integer \(n_s\) then gives positivity of the sector operator.

Suppose the weights over each BNT representative are copy-independent. For \(\mathcal K_s=\mu _sA_s\) and \(\mathcal B_s=\mathcal T_{A_s}\), one has

\begin{align} \mathcal T_{\mathcal K_s} & =\mu _s\mathcal B_s. \notag \end{align}
Proof ▶

Substitute \(\mathcal K_s=\mu _sA_s\) into the defining diagonal sum for the physical-trace transfer and factor out the scalar \(\mu _s\).

Let \(K\) be gauge equivalent to the weighted direct sum of BNT representatives \(A_s\), with copy weights \(\mu _{s,q}\). If its physical-trace transfer is literally idempotent, then every weighted copy satisfies

\begin{align} \mathcal T_{\mu _{s,q}A_s}^{2} & =\mathcal T_{\mu _{s,q}A_s}. \notag \end{align}

If the copy weights over \(A_s\) agree and \(\mathcal K_s=\mu _sA_s\), then

\begin{align} \mathcal T_{\mathcal K_s}^{2} & =\mathcal T_{\mathcal K_s}. \notag \end{align}
Proof ▶

Conjugating \(\mathcal T_K^2=\mathcal T_K\) by the block-diagonal gauge gives the same identity for the weighted direct sum. Its diagonal block indexed by \((s,q)\) is \(\mathcal T_{\mu _{s,q}A_s}^{2} =\mathcal T_{\mu _{s,q}A_s}\). When the weights are copy-independent, \(\mathcal T_{\mathcal K_s}=\mu _s\mathcal T_{A_s}\) is that block for any copy over \(s\).

Let \(K\) be a simple tensor in its chosen canonical form and suppose that \(K\) has scale-invariant source zero correlation length. Then the copy weights over each normal representative \(A_s\) agree. For every \(A_s\) with non-nilpotent physical-trace transfer \(\mathcal B_s\), absorb the common weight and write \(\mathcal K_s=\mu _sA_s\). Each absorbed BNT representative \(\mathcal K_s\) has scale-invariant source zero correlation length. More precisely, \(\mathcal T_{\mathcal K_s}=\mu _s\mathcal B_s\ne 0\) and, for some \(\lambda {\gt}0\),

\begin{align} \mathcal T_{\mathcal K_s}^{2} & =\lambda \mathcal T_{\mathcal K_s}. \notag \end{align}

This is the final zero-correlation-length conclusion in [ 13 , Appendix C.2, line 1781 ] .

Proof ▶

Corollary 20.16.1.6 gives the common weight on every copy. Lemma 20.16.1.4 then gives the displayed quadratic identity. The common weight is nonzero, and nonnilpotence of \(\mathcal B_s\) implies \(\mathcal B_s\ne 0\), so the absorbed transfer is nonzero.

Remark 20.16.2.32 Sectorwise hypotheses in the canonical BNT application

In the canonical absorbed BNT presentation, ambient source zero correlation length supplies source zero correlation length for every absorbed representative by Theorem 20.16.2.31. The standing biCF one-letter span and the nonzero common weights give one-site injectivity by Theorem 20.14.6.

The positive commuting-bond realization begins at length two. It therefore proves positivity of \(\rho ^{(N)}(K_x)\) for all \(N\geq 2\), while positivity of \(\rho ^{(1)}(K_x)\) remains the only separate sector-positivity hypothesis. Theorem 20.14.31 combines these facts and proves SAL at every original cut, without a normality hypothesis on the absorbed sectors. The printed GSNNCH-only proposition remains incomplete because it omits ambient source zero correlation length; an arbitrary GSNNCH presentation need not inherit this tensor-level property.

Let \(M\) generate matrix product density operators and have source zero correlation length. Then, for every \(N\geq 1\), \(\operatorname{tr}(\sigma ^{(N)}(M)){\gt}0\). In particular, after a common blocking has made the simultaneous BNT word span full at one letter, the absorbed BNT elements selected in Theorem 20.16.2.31 have a well-defined normalized state at every physical chain length. This is the biCF hypothesis imposed at the start of Case II in the source; its relation with finite physical blocking is recorded in [ 108 ] . This supplies the strict form of the sector normalization used in [ 13 , Appendix C.2, lines 1760–1780 ] .

Proof ▶

Write the physical-trace transfer as \(\mathcal T_M=\lambda E\), where \(\lambda {\gt}0\) and \(E\) is a nonzero idempotent. A nonzero idempotent on a finite-dimensional complex vector space has nonzero trace, while \(E^N=E\) for \(N\geq 1\). Hence

\begin{align} \operatorname{tr}(\sigma ^{(N)}(M)) & =\operatorname{tr}(\mathcal T_M^N) =\lambda ^N\operatorname{tr}(E) \ne 0. \notag \end{align}

Positivity of the density operator then makes this trace strictly positive.

Let \(K\) saturate the area law and have zero correlation length, and let its horizontal BNT canonical form, up to block-diagonal gauge, have normal representatives \(A_s\), common copy weights \(\mu _s\), and copy numbers \(n_s\). Assume that the physical-trace transfer of every \(A_s\) is nonnilpotent. After a common blocking, assume explicitly that the simultaneous one-letter word tuples of the \(A_s\) span the direct sum of their full matrix algebras. Put \(\mathcal K_s=\mu _sA_s\).

For every nonempty chain, define

\begin{align} p_s^{(N)} & = \frac{n_s\, \operatorname{tr}\! \left(\sigma ^{(N)}(\mathcal K_s)\right)}{\operatorname{tr}\! \left(\sigma ^{(N)}(K)\right)}. \notag \end{align}

Then \(p_s^{(N)}{\gt}0\), and every nonempty prefix marginal has the same sector decomposition with these probabilities. Translation invariance identifies the other contiguous blocks of the same length. Consequently, every absorbed representative \(\mathcal K_s\) saturates the area law.

The one-letter simultaneous span is the block-injective canonical-form hypothesis imposed at the start of Case II in [ 13 , line 1628 ] . Its relation with finite physical blocking is recorded in [ 108 ] . The entropy conclusion is the argument of [ 13 , Appendix C.2, lines 1748–1781 ] .

Proof ▶

The BNT projections carry every normalized marginal on mutually annihilating supports, so the preceding support form of entropy additivity gives

\begin{align} S_L(K) & =H\! \left(p^{(N)}\right) +\sum _s p_s^{(N)}S_L(\mathcal K_s), \qquad 1\leq L\leq N. \notag \end{align}

The four marginals entering strong subadditivity have the same probabilities. Substitution in the equality for \(K\) cancels all four Shannon terms. Strong subadditivity gives the corresponding inequality in each sector, and strict positivity of every \(p_s^{(N)}\) forces every such inequality to be an equality. Comparing the equalities for block lengths \(L\) and \(L+1\) proves saturation for \(\mathcal K_s\).

Let \(K\) be an MPDO tensor in biCF, written up to a block-diagonal gauge as a weighted BNT direct sum whose BNT representatives have nonnilpotent physical-trace transfers. Suppose that the weights over each BNT label are copy-independent, \(\mu _{s,q}=\mu _{s,q'}\), and that \(K\) saturates the area law and satisfies literal zero correlation length, \(\mathcal T_K^2=\mathcal T_K\). For every BNT label \(s\), set \(\mathcal K_s=\mu _sA_s\). Then \(\mathcal K_s\) is one-site injective, generates positive semidefinite operators on every nonempty periodic chain, saturates the area law, and satisfies

\begin{align} \mathcal T_{\mathcal K_s}^{2} & =\mathcal T_{\mathcal K_s}. \notag \end{align}
Proof ▶

The block-diagonal gauge identifies the MPV families of \(K\) and its weighted BNT direct sum. Saturation gives \(\operatorname{tr}(\sigma ^{(1)}(K)){\gt}0\). Since \(\operatorname{tr}(\sigma ^{(1)}(K))=\operatorname{tr}(\mathcal T_K)\), one has \(\mathcal T_K\ne 0\). Together with \(\mathcal T_K^2=\mathcal T_K\), this gives scale-invariant source zero correlation length with scalar \(1\). The one-letter BNT span gives injectivity, the sector compression gives positivity, and the sector entropy decomposition gives saturation of the area law. Theorem 20.16.2.30 supplies the final literal idempotence identity.

Definition 20.16.2.36 Injective inverse map for a simple MPO tensor
✓

A simple MPO tensor \(K\) is called injective if its doubled-index MPS tensor is injective. For such a tensor, the chosen decomposition map of the doubled-index MPS furnishes a concrete inverse tensor \(K^{-1}\) together with right- and left-physical realization maps that turn virtual bond insertions back into local physical operators.

Theorem 20.16.2.37 Inverse-map identities for an injective simple MPO tensor
✓

For an injective simple MPO tensor, contracting \(K^{-1}\) with \(K\) recovers the matrix units on the virtual bond space. Likewise, every right virtual insertion admits a physical realization, this realization is multiplicative, and the analogous left-insertion statement also holds.

For an injective simple tensor, contracting \(K^{-1}\) with \(K\) through the physical index identifies the corresponding virtual legs. In components, this is the matrix-unit identity

\begin{align} \sum _p(K^{-1})^{\alpha ,\beta }_p(K^p)_{\alpha ',\beta '} & =\delta _{\alpha ,\alpha '}\delta _{\beta ,\beta '}. \label{eq:rfp_inverse_matrix_units} \end{align}

Its two Kronecker factors are the two bare cups:

\begin{tenkz}[rows={ket,bra}, cols=1]
        \tn[skin=box, ports={180:virtual, 0:virtual}]{K^{-1}} \\
        \tn[skin=box, ports={180:virtual, 0:virtual}]{K}
    \end{tenkz} \( = \) \begin{tenkz}[rows={wire,wire}, cols=1, west=open, east=cup, bonds=none]
        \tn[skin=none]{} \\ \tn[skin=none]{}
    \end{tenkz} \( \otimes \) \begin{tenkz}[rows={wire,wire}, cols=1, west=cup, east=open, bonds=none]
        \tn[skin=none]{} \\ \tn[skin=none]{}
    \end{tenkz}

This is the identity in [ 13 , Appendix C.2, lines 1376–1380 ] .

Applying this inverse map to the doubled physical index and closing its virtual legs against a further copy of \(K\) recovers \(K\):

\begin{tenkz}[rows={ket,ket,bra}, cols=1, west=cup, east=cup, bonds=none]
        \tn[skin=box, ports={90:physical:$p$}]{K} \\
        \tn[skin=box, name=Kinv, ports={270:physical}]{K^{-1}} \\
        \tn[skin=box, name=Kbot,
            ports={90:physical, 180:virtual, 0:virtual}]{K}
        \tnwire{Kinv.270}{Kbot.90}
    \end{tenkz} \( = \) \begin{tenkz}[cols=1, west=open, east=open]
        \tn[skin=box, ports={90:physical:$p$}]{K}
    \end{tenkz}

This is the single-block identity in [ 13 , Appendix C.2, lines 1671–1676 ] .

Definition 20.16.2.38 Normalized fourth-site virtual tail
✓

Let \(\mathcal K\) be an MPO tensor and set \(Z_4=\operatorname{tr}[\rho ^{(4)}(\mathcal K)]\). Its normalized fourth-site virtual tail is

\begin{align} R_4 & :=Z_4^{-1}\mathcal T_{\mathcal K} =\operatorname{tr}[\rho ^{(4)}(\mathcal K)]^{-1} \sum _{i_4=0}^{d-1}\mathcal K^{i_4i_4}. \label{eq:rfp_normalized_tail} \end{align}

Thus the contraction of the fourth ket and bra indices is incorporated into the virtual closing matrix. This is the \(N=4\) specialization of the normalization convention and three-site marginal in [ 13 , lines 792–793 and 1343–1348 ] .

Theorem 20.16.2.39 Three-site marginal closed by the normalized fourth-site tail
✓

Let \(u=(i_1,i_2,i_3)\) and \(v=(j_1,j_2,j_3)\) be physical words of length three. The corresponding entry of the first-three-site marginal of the normalized four-site periodic operator is

\begin{align} \sigma _3^{(4)}(\mathcal K)_{u,v} & =\operatorname{tr}\! \left(\mathcal K^{u,v}R_4\right) =\operatorname{tr}\! \left(\mathcal K^{i_1j_1}\mathcal K^{i_2j_2} \mathcal K^{i_3j_3}R_4\right). \label{eq:rfp_three_site_marginal} \end{align}
\begin{tenkz}[cols=4, boundary=periodic]
        \tn[label pos=135, ports={90:physical:$i_1$, 270:physical:$j_1$}]{\mathcal K} &
        \tn[label pos=135, ports={90:physical:$i_2$, 270:physical:$j_2$}]{\mathcal K} &
        \tn[label pos=135, ports={90:physical:$i_3$, 270:physical:$j_3$}]{\mathcal K} &
        \tn[skin=ring]{R_4}
    \end{tenkz}
Figure 20.1 Tracing the fourth site of the normalized four-site periodic MPO leaves the physical legs of sites \(1,2,3\) open and replaces the fourth site by the virtual closing operator \(R_4=\operatorname{tr}[\rho ^{(4)}(\mathcal K)]^{-1} \sum _{i_4}\mathcal K^{i_4 i_4}\); compare the normalization convention and three-site marginal in [ 13 , lines 792–793 and 1343–1348 ] .
Proof ▶

Expanding the partial trace over the fourth site and factoring each length-four word at its last letter gives

\begin{align} \sigma _3^{(4)}(\mathcal K)_{u,v} & =Z_4^{-1}\sum _{i_4=0}^{d-1} \operatorname{tr}\! \left(\mathcal K^{u,v}\mathcal K^{i_4i_4}\right). \notag \end{align}

Linearity of the trace and (69) now yield

\begin{align} Z_4^{-1}\sum _{i_4=0}^{d-1} \operatorname{tr}\! \left(\mathcal K^{u,v}\mathcal K^{i_4i_4}\right) & =\operatorname{tr}\! \left(\mathcal K^{u,v} \left(Z_4^{-1}\sum _{i_4=0}^{d-1}\mathcal K^{i_4i_4}\right)\right) =\operatorname{tr}\! \left(\mathcal K^{u,v}R_4\right). \notag \end{align}
Theorem 20.16.2.40 Non-vanishing of the normalized fourth-site tail
✓

If \(Z_4=\operatorname{tr}[\rho ^{(4)}(\mathcal K)]\ne 0\), then \(R_4\ne 0\).

Proof ▶

If \(R_4=0\), then the tail formula makes every entry of \(\sigma _3^{(4)}(\mathcal K)\) vanish, so \(\operatorname{tr}[\sigma _3^{(4)}(\mathcal K)]=0\). On the other hand, \(Z_4\ne 0\) implies \(\operatorname{tr}[\sigma _3^{(4)}(\mathcal K)]=1\), a contradiction.

Theorem 20.16.2.41 A nonzero entry of the normalized fourth-site tail
✓

If \(Z_4\ne 0\), there exist virtual indices \(\beta \) and \(\alpha \) such that \((R_4)_{\beta ,\alpha }\ne 0\). These are the indices selected before the sector factorization in [ 13 , Appendix C.2, lines 1431–1437 ] .

Proof ▶

If every matrix entry of \(R_4\) vanished, then \(R_4\) would be the zero matrix, contrary to the preceding theorem.

Definition 20.16.2.42 Three-site inverse-map contraction
✓

Let \(\mathcal K\) be an injective simple MPO tensor, and let \(R\in M_{D}(\mathbb {C})\) be the virtual contraction of the sites following a three-site word. For virtual indices \(\alpha _1,\beta _1,\alpha _3,\beta _3\), define

\begin{align} C_{\alpha _1,\beta _1,\alpha _3,\beta _3}(p_2;R) & := \sum _{p_1,p_3} (\mathcal K^{-1})^{\alpha _1,\beta _1}_{p_1} (\mathcal K^{-1})^{\alpha _3,\beta _3}_{p_3} \operatorname{tr}\! \left(\mathcal K^{p_1}\mathcal K^{p_2}\mathcal K^{p_3}R\right). \label{eq:rfp_inverse_contraction} \end{align}

This is the contraction used in the proof of [ 13 , Appendix C.2, lines 1415–1438 ] .

Theorem 20.16.2.43 Evaluation of the three-site inverse-map contraction
✓

For every middle physical index \(p_2\),

\begin{align} C_{\alpha _1,\beta _1,\alpha _3,\beta _3}(p_2;R) & =\mathcal K^{p_2}_{\beta _1,\alpha _3} R_{\beta _3,\alpha _1}. \label{eq:rfp_inverse_contraction_eval} \end{align}
\(\Bigl(\) \begin{tenkz}[cols=1, size=s]
            \tn[label pos=n, ports={180:virtual:$\alpha_1$,
                        0:virtual:$\beta_1$, 270:physical:$p_1$}]{\mathcal K^{-1}}
        \end{tenkz}\(\; \otimes \; \mathbb {1}\; \otimes \; \)\begin{tenkz}[cols=1, size=s]
            \tn[label pos=n, ports={180:virtual:$\alpha_3$,
                        0:virtual:$\beta_3$, 270:physical:$p_3$}]{\mathcal K^{-1}}
        \end{tenkz} \(\Bigr)\) \begin{tenkz}[cols=4, boundary=periodic, size=s]
            \tn[label pos=s, ports={90:physical:$p_1$}]{\mathcal K} &
            \tn[label pos=s, ports={90:physical:$p_2$}]{\mathcal K} &
            \tn[label pos=s, ports={90:physical:$p_3$}]{\mathcal K} &
            \tn[skin=ring]{R}
        \end{tenkz} \( = \) \begin{tenkz}[cols=1, size=s]
            \tn[label pos=s, ports={180:virtual:$\beta_1$,
                        0:virtual:$\alpha_3$, 90:physical:$p_2$}]{\mathcal K}
        \end{tenkz} \( \otimes \) \begin{tenkz}[cols=1, size=s]
            \tn[skin=ring, ports={180:virtual:$\beta_3$,
                        0:virtual:$\alpha_1$}]{R}
        \end{tenkz}
Figure 20.2 Applying \(\mathcal K^{-1}\) at the first and third sites collapses the three-site contraction to \(\mathcal K^{p_2}_{\beta _1,\alpha _3}R_{\beta _3,\alpha _1}\), where \(p_2=(i_2,j_2)\) is the doubled physical index; compare [ 13 , Appendix C.2, lines 1415–1438 ] .
Proof ▶

Move the two finite sums through the trace. By the inverse-map identity

\begin{align} \sum _p(\mathcal K^{-1})^{\alpha ,\beta }_p\, \mathcal K^p & =E_{\alpha ,\beta }, \notag \end{align}

which is the matrix form of (68), the double sum collapses to

\begin{align} \operatorname{tr}\! \left(E_{\alpha _1,\beta _1}\mathcal K^{p_2} E_{\alpha _3,\beta _3}R\right) & =\mathcal K^{p_2}_{\beta _1,\alpha _3} R_{\beta _3,\alpha _1}. \notag \end{align}
Definition 20.16.2.44 Three-site closure against a virtual tail
✓
#

Let \(\mathcal K\) be an MPO tensor and let \(R\in M_{D}(\mathbb {C})\). A tripartite operator \(\rho \) is the three-site closure of \(\mathcal K\) against \(R\) if

\begin{align} \rho _{i_1i_2i_3,j_1j_2j_3} & =\operatorname{tr}\! \left(\mathcal K^{i_1j_1}\mathcal K^{i_2j_2} \mathcal K^{i_3j_3}R\right). \label{eq:rfp_three_site_closure} \end{align}

This is the algebraic form of the three-site reduced operator in [ 13 , Appendix C.2, lines 1422–1433 ] .

Definition 20.16.2.45 Physical slice and Hayashi inverse factors
✓

Fix virtual indices \(\beta ,\alpha \) and set \(\kappa _{\beta ,\alpha }(i,j)=\mathcal K^{ij}_{\beta ,\alpha }\). For a Hayashi sector \(k\), define the two inverse factors

\begin{align} A^{(k)}_{\alpha _1,\beta _1}(l,l’) & := \sum _{i_1,j_1} (\mathcal K^{-1})^{\alpha _1,\beta _1}_{(i_1,j_1)} (\rho _{A b_1}^{(k)})_{(i_1,l),(j_1,l')}, \notag \\ B^{(k)}_{\alpha _3,\beta _3}(r,r’) & := \sum _{i_3,j_3} (\mathcal K^{-1})^{\alpha _3,\beta _3}_{(i_3,j_3)} (\rho _{b_2 C}^{(k)})_{(r,i_3),(r',j_3)}. \notag \end{align}

These are the two factors in the sectorwise inverse-map calculation of [ 13 , Appendix C.2, lines 1407–1428 ] .

Let \(\mathcal K\) be injective and let \(\rho \) be its three-site closure against \(R\). Applying the inverse tensor at the two outer sites collapses the closure to one entry of the middle physical slice and one entry of the tail:

\begin{align} & \sum _{i_1,j_1,i_3,j_3} (\mathcal K^{-1})^{\alpha _1,\beta _1}_{(i_1,j_1)} (\mathcal K^{-1})^{\alpha _3,\beta _3}_{(i_3,j_3)} \rho _{i_1i_2i_3,j_1j_2j_3} \notag \\ & \qquad =\mathcal K^{i_2j_2}_{\beta _1,\alpha _3} R_{\beta _3,\alpha _1}. \label{eq:rfp_outer_collapse} \end{align}

Consequently, for any matrix \(U\) on the middle site,

\begin{align} & R_{\beta _3,\alpha _1} (U\kappa _{\beta _1,\alpha _3}U^\dagger )_{b,b'} \notag \\ & \qquad =\sum _{i_1,j_1,i_3,j_3} (\mathcal K^{-1})^{\alpha _1,\beta _1}_{(i_1,j_1)} (\mathcal K^{-1})^{\alpha _3,\beta _3}_{(i_3,j_3)} \sum _{i_2,j_2} U_{b,i_2} \rho _{i_1i_2i_3,j_1j_2j_3} \overline{U_{b',j_2}}. \label{eq:rfp_conjugated_slice} \end{align}
Proof ▶

Substituting the three-site closure relation  (73) converts the left-hand side of (74) to \(C_{\alpha _1,\beta _1,\alpha _3,\beta _3}((i_2,j_2);R)\). Theorem 20.16.2.43 then gives

\begin{align} C_{\alpha _1,\beta _1,\alpha _3,\beta _3}((i_2,j_2);R) & =\mathcal K^{i_2j_2}_{\beta _1,\alpha _3} R_{\beta _3,\alpha _1}, \notag \end{align}

which is (74). Identity (75) follows by expanding the matrix product entrywise,

\begin{align} (U\kappa _{\beta _1,\alpha _3}U^\dagger )_{b,b'} & =\sum _{i_2,j_2} U_{b,i_2} \kappa _{\beta _1,\alpha _3}(i_2,j_2) \overline{U_{b',j_2}}, \notag \end{align}

multiplying by \(R_{\beta _3,\alpha _1}\), substituting

\begin{align} R_{\beta _3,\alpha _1} \kappa _{\beta _1,\alpha _3}(i_2,j_2) & =\sum _{i_1,j_1,i_3,j_3} (\mathcal K^{-1})^{\alpha _1,\beta _1}_{(i_1,j_1)} (\mathcal K^{-1})^{\alpha _3,\beta _3}_{(i_3,j_3)} \rho _{i_1i_2i_3,j_1j_2j_3}, \notag \end{align}

and reordering the finite sums.

Theorem 20.16.2.47 Sectorwise inverse-map comparison
✓

Suppose that \(\mathcal K\) is injective, \(\rho \) is its three-site closure against \(R\), and a Hayashi decomposition of \(\rho \) has been chosen. Write

\begin{align} \widetilde\kappa ^{(k)}_{\beta _1,\alpha _3} ((l,r),(l’,r’)) & := \left[U_B\kappa _{\beta _1,\alpha _3}U_B^\dagger \right]_{(k,l,r),(k,l',r')}. \notag \end{align}

Then every diagonal sector satisfies

\begin{align} R_{\beta _3,\alpha _1} \widetilde\kappa ^{(k)}_{\beta _1,\alpha _3} ((l,r),(l’,r’)) & =p_k A^{(k)}_{\alpha _1,\beta _1}(l,l’) B^{(k)}_{\alpha _3,\beta _3}(r,r’). \label{eq:rfp_sector_comparison} \end{align}

The probability \(p_k\) remains explicit because both sector density operators are normalized. No zero-correlation-length or non-vanishing hypothesis is used in this comparison.

For fixed \(k,\alpha _1,\beta _3\), the identity (76) reads coefficientwise as follows.

\(R_{\beta _3,\alpha _1}\, \) \begin{tenkz}[cols=1]
        \tn[skin=mpo, ports={90:physical:$(l{,}r)$, 270:physical:$(l'{,}r')$,
        180:virtual:$\beta_1$, 0:virtual:$\alpha_3$}]{\widetilde\kappa^{(k)}}
    \end{tenkz} \( = \) \(p_k\, A^{(k)}_{\alpha _1,\beta _1}(l,l') B^{(k)}_{\alpha _3,\beta _3}(r,r')\).
Proof ▶

At fixed indices \((k,l,r)\) and \((k,l',r')\), the Hayashi block equality is

\begin{align} & \sum _{i_2,j_2} [U_B]_{(k,l,r),i_2} \rho _{i_1i_2i_3,j_1j_2j_3} \overline{[U_B]_{(k,l',r'),j_2}} \notag \\ & \qquad =p_k(\rho _{A b_1}^{(k)})_{(i_1,l),(j_1,l')} (\rho _{b_2 C}^{(k)})_{(r,i_3),(r',j_3)}. \notag \end{align}

For each \(i_2,j_2\), the preceding theorem gives

\begin{align} & \sum _{i_1,j_1,i_3,j_3} (\mathcal K^{-1})^{\alpha _1,\beta _1}_{(i_1,j_1)} (\mathcal K^{-1})^{\alpha _3,\beta _3}_{(i_3,j_3)} \rho _{i_1i_2i_3,j_1j_2j_3} \notag \\ & \qquad =\mathcal K^{i_2j_2}_{\beta _1,\alpha _3} R_{\beta _3,\alpha _1}. \label{eq:rfp_inverse_outer_contraction_rho} \end{align}

Apply

\begin{align} \sum _{i_1,j_1,i_3,j_3} & (\mathcal K^{-1})^{\alpha _1,\beta _1}_{(i_1,j_1)} (\mathcal K^{-1})^{\alpha _3,\beta _3}_{(i_3,j_3)}\, (-) \notag \end{align}

to the Hayashi block equality. Substituting (77) and interchanging the finite sums gives

\begin{align} & \sum _{i_1,j_1,i_3,j_3} (\mathcal K^{-1})^{\alpha _1,\beta _1}_{(i_1,j_1)} (\mathcal K^{-1})^{\alpha _3,\beta _3}_{(i_3,j_3)} \notag \\ & \qquad {}\times \left(\sum _{i_2,j_2} [U_B]_{(k,l,r),i_2} \rho _{i_1i_2i_3,j_1j_2j_3} \overline{[U_B]_{(k,l',r'),j_2}}\right) \notag \\ & \qquad =\sum _{i_2,j_2} [U_B]_{(k,l,r),i_2} \mathcal K^{i_2j_2}_{\beta _1,\alpha _3} R_{\beta _3,\alpha _1} \overline{[U_B]_{(k,l',r'),j_2}}. \notag \end{align}

The right-hand side is

\begin{align} & R_{\beta _3,\alpha _1} \sum _{i_2,j_2} [U_B]_{(k,l,r),i_2} \kappa _{\beta _1,\alpha _3}(i_2,j_2) \overline{[U_B]_{(k,l',r'),j_2}} \notag \\ & \qquad =R_{\beta _3,\alpha _1} \widetilde\kappa ^{(k)}_{\beta _1,\alpha _3} ((l,r),(l’,r’)). \notag \end{align}

The contraction of the right-hand side of the Hayashi block equality is \(p_k A^{(k)}_{\alpha _1,\beta _1}(l,l') B^{(k)}_{\alpha _3,\beta _3}(r,r')\). Since the Hayashi block equality holds, equating the two contractions gives (76).

Theorem 20.16.2.48 The four-site marginal is a three-site closure
✓

Carried onto the tripartite site index, the three-site marginal of the normalized four-site chain is the three-site closure of \(\mathcal K\) against the normalized fourth-site tail \(R_4\).

Proof ▶

The entry formula (70) for \(\sigma _3^{(4)}(\mathcal K)\), carried onto the tripartite site index \((i_1,i_2,i_3)\), gives

\begin{align} \rho _{i_1i_2i_3,j_1j_2j_3} & =\operatorname{tr}\! \left(\mathcal K^{i_1j_1}\mathcal K^{i_2j_2} \mathcal K^{i_3j_3}R_4\right), \notag \end{align}

which is the three-site closure condition (73) against \(R_4\).

Theorem 20.16.2.49 Vanishing of the off-diagonal Hayashi sectors
✓

In the setting of Theorem 20.16.2.47, for all \(k\ne k'\), every off-diagonal sector satisfies

\begin{align} R_{\beta _3,\alpha _1} \left[U_B\kappa _{\beta _1,\alpha _3}U_B^\dagger \right]_{(k,l,r),(k',l',r')} & =0. \label{eq:rfp_offdiagonal_vanishing} \end{align}

Together with the diagonal comparison this gives the direct-sum structure of the factorized tensor: the direct sum over sectors is inherited from the splitting of the middle site.

Proof ▶

For \(b\) in sector \(k\) and \(b'\) in sector \(k'\) with \(k\ne k'\), the Hayashi block equality at off-diagonal indices gives

\begin{align} \sum _{i_2,j_2}(U_B)_{b,i_2} \rho _{i_1i_2i_3,j_1j_2j_3} \overline{(U_B)_{b',j_2}} & =0. \notag \end{align}

Substituting this vanishing into the expansion of Theorem 20.16.2.46 gives (78).

Definition 20.16.2.50 Sector tensors
✓

Fix outer virtual indices \(\alpha _1,\beta _3\) and a Hayashi sector \(k\). The sector tensors are

\begin{align} (l_k)_{\beta _1} & :=R_{\beta _3,\alpha _1}^{-1}\, p_k A^{(k)}_{\alpha _1,\beta _1}, \notag \\ (r_k)_{\alpha _3} & :=B^{(k)}_{\alpha _3,\beta _3}. \notag \end{align}

These are the tensors of the factorization displayed in [ 13 , Appendix C.2, lines 1435–1448 ] .

Lemma 20.16.2.51 Zero-weight left sector tensor
✓

If \(p_k=0\), then \((l_k)_\beta =0\) for every virtual index \(\beta \). Consequently, \(\eta _{h,k}=0\) for every sector \(h\).

Proof ▶

The scalar weight \(p_k\) is a factor of every matrix entry of \((l_k)_\beta \). Each neighboring operator entering sector \(k\) contains \((l_k)_\beta \) as its target factor.

Theorem 20.16.2.52 Sector factorization of an injective simple tensor
✓

Suppose that \(\mathcal K\) is injective, \(\rho \) is its three-site closure against \(R\), a Hayashi decomposition of \(\rho \) has been chosen, and the outer indices satisfy \(R_{\beta _3,\alpha _1}\ne 0\). Then for all virtual indices \(\beta _1,\alpha _3\),

\begin{align} U_B\, \kappa _{\beta _1,\alpha _3}\, U_B^\dagger & =\bigoplus _k (l_k)_{\beta _1}\otimes (r_k)_{\alpha _3}. \label{eq:rfp_sector_factorization} \end{align}

The direct sum refers to the physical indices and is inherited from the splitting of the middle site. This is the factorization displayed at [ 13 , Appendix C.2, lines 1435–1448 ] .

In the middle-site basis selected by \(U_B\), the same factorization (79) is displayed as

\begin{tenkz}[rows={op,op,op}, cols=2]
        \tn[skin=pill, wide=2, ports={90@1:physical, 90@2:physical}]{U_B} \\
        \tn[skin=box, wide=2, ports={180:virtual, 0:virtual}]{\kappa_{\beta_1,\alpha_3}} \\
        \tn[skin=pill, wide=2, ports={270@1:physical, 270@2:physical}]{U_B^\dagger}
    \end{tenkz} \( = \bigoplus _k\) \begin{tenkz}[cols=1, west=open]
        \tn[skin=box, ports={90:physical, 270:physical}]{l_k}
    \end{tenkz} \( \otimes \) \begin{tenkz}[cols=1, east=open]
        \tn[skin=box, ports={90:physical, 270:physical}]{r_k}
    \end{tenkz}
Proof ▶

On a diagonal sector, the sectorwise comparison gives \(R_{\beta _3,\alpha _1}\widetilde\kappa ^{(k)} =p_kA^{(k)}B^{(k)}\), and dividing by the nonzero entry \(R_{\beta _3,\alpha _1}\) produces \((l_k)_{\beta _1}\otimes (r_k)_{\alpha _3}\). On an off-diagonal sector, the product with \(R_{\beta _3,\alpha _1}\) vanishes, and since \(R_{\beta _3,\alpha _1}\ne 0\) the sector itself vanishes.

Let \(\mathcal K\) be injective with nonzero four-site trace, let \(\rho \) be a three-site closure of \(\mathcal K\) against the normalized fourth-site tail \(R_4\), and choose a Hayashi decomposition of \(\rho \). Then there exist sector tensors \(l_k\) and \(r_k\) such that, for all virtual indices \(\beta _1,\alpha _3\),

\begin{align} U_B\, \kappa _{\beta _1,\alpha _3}\, U_B^\dagger & =\bigoplus _k (l_k)_{\beta _1}\otimes (r_k)_{\alpha _3}. \notag \end{align}

The neighboring operators \(\eta _{k,h}\) are formed from these tensors in Definition 20.16.3.1; the remaining steps of [ 13 , Appendix C.2, Lemma C.4 ] prove the all-length identity and primitivity.

Proof ▶

A nonzero four-site trace supplies outer indices with \((R_4)_{\beta _3,\alpha _1}\ne 0\), and the sector factorization applies.

20.16.3 Neighboring operators and commuting bond products

Definition 20.16.3.1 Neighboring operators
✓
#

Fix outer virtual indices \(\alpha _1,\beta _3\) with the chosen Hayashi decomposition, and let \(l_k,r_k\) be the sector tensors of Definition 20.16.2.50. For each pair of sectors \((k,h)\), the neighboring operator contracts the right sector tensor of one site with the left sector tensor of the following site over the virtual bond they share:

\begin{align} \eta _{k,h} & =\sum _{\gamma }(r_k)_{\gamma }\otimes (l_h)_{\gamma }. \notag \end{align}

It acts on the neighboring bond space \(B_k^{R}\otimes B_h^{L}\). This is the operator displayed in [ 13 , Appendix C.2, lines 1441–1445 ] .

Theorem 20.16.3.2 Neighboring bond contraction
✓

In the setting of Theorem 20.16.2.52, for all sectors \(k,h\) and virtual indices \(\beta _1,\alpha _3\), contracting the shared virtual bond of two neighboring factorized slices leaves the neighboring operator between the outer sector tensors:

\begin{align} & \sum _{\gamma } \left[U_B\kappa _{\beta _1,\gamma }U_B^\dagger \right]_{(k,l_1,r_1),(k,l_1',r_1')} \left[U_B\kappa _{\gamma ,\alpha _3}U_B^\dagger \right]_{(h,l_2,r_2),(h,l_2',r_2')} \notag \\ & \quad = \left[(l_k)_{\beta _1}\right]_{l_1,l_1'} \left[\eta _{k,h}\right]_{(r_1,l_2),(r_1',l_2')} \left[(r_h)_{\alpha _3}\right]_{r_2,r_2'}. \notag \end{align}

This is the single-bond step of the identity forming \(\bigotimes _{n}\eta _{k_n,k_{n+1}}\) from the factorized chain in [ 13 , Appendix C.2, lines 1446–1449 ] .

Proof ▶

Substituting the sector factorization (Theorem 20.16.2.52) into each slice, the outer sector tensors decouple from the bond sum, and the inner sum over the shared bond \(\gamma \) reads

\begin{align} \sum _{\gamma } [(r_k)_{\gamma }]_{r_1,r_1'} [(l_h)_{\gamma }]_{l_2,l_2'} & = [\eta _{k,h}]_{(r_1,l_2),(r_1',l_2')}, \notag \end{align}

by definition of the neighboring operator.

A physical-sector factorization of an MPO tensor \(\mathcal{K}\) consists of a finite decomposition

\begin{align} \mathbb {C}^d & \simeq \bigoplus _k(B_k^L\otimes B_k^R), \notag \end{align}

whose left and right factors are nonzero, an isometry \(U\) on the physical space, and matrix families \((l_k)_\beta \) and \((r_k)_\alpha \) such that every physical slice satisfies

\begin{align} U\kappa _{\beta ,\alpha }U^\dagger & =\bigoplus _k(l_k)_\beta \otimes (r_k)_\alpha . \notag \end{align}

No positivity, trace factorization, or quantum-Markov decomposition is included in this datum. This is the factorization displayed in [ 13 , Appendix C.2, lines 1381–1388 ] .

Definition 20.16.3.4 Algebraic neighboring contraction
✓

For sectors \(k,h\), contract the common virtual index of the right and left sector tensors:

\begin{align} \eta _{k,h} & =\sum _a(r_k)_a\otimes (l_h)_a. \notag \end{align}

This is an operator on \(B_k^R\otimes B_h^L\). Positivity is not part of this definition; it is a separate hypothesis in Proposition C.7.

For a virtual matrix \(P\), define

\begin{align} \eta _{k,h}(P) & =\sum _{\delta ,\gamma }P_{\delta ,\gamma } (r_k)_\delta \otimes (l_h)_\gamma . \notag \end{align}

The ordinary neighboring contraction is the case \(P=I\).

Definition 20.16.3.6 Virtual-matrix transport of a physical-sector factorization
✓

Let \(K\) and \(L\) have virtual dimensions \(D\) and \(E\), respectively. Suppose that matrices \(X\in M_{E\times D}(\mathbb {C})\) and \(Y\in M_{D\times E}(\mathbb {C})\) satisfy the following identity for every physical index \(i\):

\begin{align} L^i & =XK^iY. \notag \end{align}

Every physical-sector factorization of \(K\) induces one of \(L\) with the same physical decomposition. Its virtual tensor families are

\begin{align} (l_k^L)_\beta & =\sum _\gamma X_{\beta ,\gamma }(l_k^K)_\gamma , & (r_k^L)_\alpha & =\sum _\delta Y_{\delta ,\alpha }(r_k^K)_\delta . \notag \end{align}

This construction abstracts the virtual corner in [ 13 , Section 2.3, lines 195–219 ] and the physical-sector factorization in [ 13 , Appendix C.2, lines 1381–1439 ] .

Theorem 20.16.3.7 Neighboring operators under virtual-matrix transport
✓

The neighboring operators of the transported factorization satisfy

\begin{align} \eta ^L_{k,h} & =\eta ^K_{k,h}(YX). \notag \end{align}

This identity combines the virtual corner in [ 13 , Section 2.3, lines 195–219 ] with the neighboring contraction in [ 13 , Appendix C.2, lines 1441–1450 ] .

Proof ▶

Replace each left factor by \(\sum _\gamma X_{\beta ,\gamma }(l_k)_\gamma \) and each right factor by \(\sum _\delta Y_{\delta ,\alpha }(r_k)_\delta \). Contracting the common virtual index gives

\begin{align} \sum _\beta Y_{\delta ,\beta }X_{\beta ,\gamma } & =(YX)_{\delta ,\gamma }, \notag \end{align}

which proves the neighboring-operator identity.

Definition 20.16.3.8 Virtual compression of a physical-sector factorization
✓

Let \(K\) and \(L\) have virtual dimensions \(D\) and \(E\), respectively, and suppose that a rectangular matrix \(V\in M_{D\times E}(\mathbb {C})\) satisfies the following identity for every physical index \(i\):

\begin{align} L^i & =V^\dagger K^iV. \notag \end{align}

Every physical-sector factorization of \(K\) induces one of \(L\) with the same physical decomposition. This construction combines the virtual corner in [ 13 , Section 2.3, lines 195–219 ] with the physical-sector factorization in [ 13 , Appendix C.2, lines 1381–1439 ] .

Theorem 20.16.3.9 Range projection of a matrix-block inclusion
✓

For the canonical inclusion \(V_s\) of a matrix block, \(V_sV_s^\dagger \) is the projection onto that block.

Proof ▶

Compute the entries of the inclusion and its conjugate transpose.

Let \(A=\bigoplus _t \mu _t A_t\) be a weighted block-diagonal tensor in flattened virtual coordinates. For every block \(s\), the canonical inclusion \(V_s\) of that block satisfies

\begin{align} V_s^\dagger V_s & =1, \notag \\ V_sV_s^\dagger & =P_s, \notag \\ V_s^\dagger A^iV_s & =\mu _s A_s^i. \notag \end{align}

Here \(P_s\) is the corresponding block projection, transported to the flattened coordinates. Moreover,

\begin{align} A^iV_s & =V_s(\mu _sA_s^i), \notag \\ V_s^\dagger A^i & =(\mu _sA_s^i)V_s^\dagger . \notag \end{align}

This is the exact blockwise virtual-corner identity from [ 13 , Section 2.3, equation II_Aiplusk1, lines 195–219 ] , providing the virtual corner structure used in Appendix C.2.

Proof ▶

Let \(E_s\) be the canonical inclusion of the \(s\)-th summand in the dependent direct sum, let \(Q_s\) be the corresponding unflattened block projection, and let \(e\) flatten the direct-sum coordinates. Thus \(V_s\) is the reindexing of \(E_s\), while \(P_s\) is the reindexing of \(Q_s\). Multiplicativity of reindexing transports

\begin{align} E_s^\dagger E_s & =1, \notag \\ E_sE_s^\dagger & =Q_s \notag \end{align}

to the two corresponding identities for \(V_s\). If \(B_t^i=\mu _tA_t^i\), block diagonality gives

\begin{align} A^iV_s & =V_sB_s^i, \notag \\ V_s^\dagger A^i & =B_s^iV_s^\dagger . \notag \end{align}

Therefore

\begin{align} V_s^\dagger A^iV_s & =V_s^\dagger V_sB_s^i =B_s^i =\mu _sA_s^i. \notag \end{align}

The neighboring operators of the factorization obtained by virtual compression satisfy

\begin{align} \eta ^L_{k,h} & =\eta ^K_{k,h}(VV^\dagger ). \notag \end{align}

This identity combines the virtual corner in [ 13 , Section 2.3, lines 195–219 ] with the neighboring contraction in [ 13 , Appendix C.2, lines 1441–1450 ] .

Proof ▶

Apply the virtual-matrix transport identity with \(X=V^\dagger \) and \(Y=V\).

Suppose that two MPO tensors of the same virtual dimension differ by an invertible virtual gauge \(X\). The induced factorization is precisely the virtual-matrix transport by \(X\) and \(X^{-1}\). Thus every physical-sector factorization of the first tensor induces one of the second tensor with the same physical decomposition and the same neighboring operators. In particular, positive semidefiniteness of all neighboring operators is invariant under the gauge.

Proof ▶

Specialize the virtual-matrix neighboring identity to a gauge and its inverse. Their product is the identity matrix, and contraction through the identity matrix is the ordinary neighboring operator.

Definition 20.16.3.13 One-site matrix spaces of sector sets
✓

For a sector \(k\) and physical matrix indices \(x,y\) in its summand, let \(A_{k;x,y}\in M_{D}(\mathbb {C})\) be the corresponding entry of the sector-coordinate tensor. For a set \(S\) of sectors, define

\begin{align} \mathcal{A}_S & =\operatorname{span}\{ A_{k;x,y}:k\in S\} . \notag \end{align}

These are the matrix spaces associated with the physical projections in [ 13 , Appendix C.2, lines 1463–1467 ] .

Let \(S\) and \(C\) be sets of sectors. If \(\eta _{k,h}=0\) for every \(k\in S\) and \(h\in C\), then \(XY=0\) for every \(X\in \mathcal{A}_S\) and \(Y\in \mathcal{A}_C\). This is the directed local-orthogonality implication used in [ 13 , Appendix C.2, lines 1463–1470 ] .

Proof ▶

Expand two generating matrices in sector coordinates. Their product has entries

\begin{align} \sum _{\gamma } (l_k)_\beta (r_k)_\gamma (l_h)_\gamma (r_h)_\alpha . \notag \end{align}

The middle contraction is a matrix entry of \(\eta _{k,h}\) and therefore vanishes. Bilinearity extends the conclusion from the generators to the two linear spans.

Definition 20.16.3.15 Vertex rephasing of the sector tensors
✓

Let \(z_k\in \mathbb {C}\) satisfy \(|z_k|=1\) for every sector. Replacing

\begin{align} (l_k)_a & \longmapsto z_k(l_k)_a, \notag \\ (r_k)_a & \longmapsto z_k^{-1}(r_k)_a \notag \end{align}

leaves every physical-slice factorization unchanged.

Vertex rephasing transforms the neighboring operators by \(\eta _{k,h}\longmapsto z_k^{-1}z_h\, \eta _{k,h}\). It leaves every sector virtual matrix unchanged, preserves the nonzero neighboring support, and leaves every complete cyclic product of neighboring operators unchanged. These are the rephasing identities used in [ 13 , Appendix C.2, lines 1434–1450 ] .

Let \(S\) be a set of active sectors in a physical-sector factorization, and suppose that \((l_k)_\beta =0\) for every \(k\notin S\) and every \(\beta \). Retain every physical summand and define

\begin{align} \widehat l_k & =l_k, \notag \\ \widehat r_k & = \begin{cases} r_k, & k\in S, \\ 0, & k\notin S. \end{cases} \notag \end{align}

Then \(\widehat l_k\otimes \widehat r_k=l_k\otimes r_k\) for every \(k\), so the physical-slice factorization is unchanged. The neighboring operators become

\begin{align} \widehat\eta _{k,h} & = \begin{cases} \eta _{k,h}, & k\in S, \\ 0, & k\notin S. \end{cases} \notag \end{align}

This is the reparameterization freedom in the factorization and neighboring contraction of [ 13 , Appendix C.2, lines 1434–1445 ] .

Definition 20.16.3.18 Inverse-map physical-sector factorization
✓

Let \(\mathcal{K}\) be injective, let \(\rho \) be its three-site closure against a virtual tail \(R\), and choose a Hayashi decomposition of \(\rho \). Fix outer indices such that \(R_{\beta _3,\alpha _1}\ne 0\). The inverse-map tensors \(l_k,r_k\), together with the Hayashi physical decomposition and unitary, determine a physical-sector factorization of \(\mathcal{K}\).

The left and right factor spaces are nonzero because the corresponding Hayashi density matrices have trace one; their nonzero dimensions are conclusions rather than hypotheses. This gives the factorization in [ 13 , Appendix C.2, equations AppUkU=rl and formK, lines 1383–1387 and 1434–1439 ] .

Theorem 20.16.3.19 Identification of the neighboring operators
✓

For all sectors \(k,h\), the neighboring contraction of the resulting physical-sector factorization is the inverse-map operator

\begin{align} \eta _{k,h} & =\sum _\gamma (r_k)_\gamma \otimes (l_h)_\gamma . \notag \end{align}

This is equation etarl in [ 13 , Appendix C.2, lines 1441–1445 ] .

Definition 20.16.3.20 Zero-weight inverse-map reparameterization
✓

In the inverse-map factorization, retain every physical sector and its factor spaces, and set

\begin{align} \widehat l_k & =l_k, \notag \\ \widehat r_k & = \begin{cases} r_k, & p_k\ne 0, \\ 0, & p_k=0. \end{cases} \notag \end{align}

The physical-slice factorization is unchanged. This treats the zero-weight freedom left by the Hayashi decomposition used in [ 13 , Appendix C.2, lines 1415–1445 ] .

The neighboring operators of the reparameterized factorization are

\begin{align} \widehat\eta _{k,h} & = \begin{cases} \eta _{k,h}, & p_k\ne 0, \\ 0, & p_k=0. \end{cases} \notag \end{align}

Thus a zero-weight sector has no outgoing support edge. Since \(p_h=0\) also gives \(l_h=0\), it has no incoming support edge either.

Proof ▶

The neighboring contraction uses \(r_k\) at its source and \(l_h\) at its target. The first assertion follows from the definition of \(\widehat r_k\), and the last assertion follows from Lemma 20.16.2.51.

Corollary 20.16.3.22 SAL gives a raw physical-sector factorization
✓

Every injective MPO tensor satisfying SAL admits a physical-sector factorization. This is only the raw algebraic factorization from Lemma C.4 and equations formK and etarl; coherent positivity of the neighboring operators, recurrence, and primitivity are not part of this conclusion.

Let \(N\geq 1\). For a cyclic sector configuration \(k=(k_0,\ldots ,k_{N-1})\), write

\begin{align} I_k & =\prod _{n=0}^{N-1}(B_{k_n}^L\times B_{k_n}^R). \notag \end{align}

Applying the one-site sector decomposition at every site gives a bijection

\begin{align} \Phi _N:\{ 0,\ldots ,d{-}1\} ^{\, N} & \longrightarrow \coprod _{k_0,\ldots ,k_{N-1}}I_k. \notag \end{align}

On \(I_k\), define the cyclic neighboring product by

\begin{align} \Omega _k(x,y) & =\prod _{n=0}^{N-1} \eta _{k_n,k_{n+1}} ((x_n^R,x_{n+1}^L),(y_n^R,y_{n+1}^L)), \notag \end{align}

where site labels are read modulo \(N\).

Suppose that the physical-sector factorization is given. For every \(N\geq 1\), the physically transformed MPO is block diagonal in the cyclic sector configurations, and

\begin{align} \operatorname{reindex}_{\Phi _N}(M_N(\widetilde{\mathcal{K}})) & =\bigoplus _{k_0,\ldots ,k_{N-1}}\Omega _k. \notag \end{align}

This establishes the all-length algebraic decomposition of [ 13 , Appendix C.2, lines 1435–1450 ] under the displayed physical-sector factorization.

Proof ▶

Fix a sector configuration \(k\) and entries \(x,y\in I_k\). Expanding the closed horizontal contraction gives

\begin{align} \sum _g\prod _n (l_{k_n})_{g_n}(x_n^L,y_n^L) (r_{k_n})_{g_{n+1}}(x_n^R,y_n^R). \notag \end{align}

Cyclically shifting the summation variables and collecting the factors with the same horizontal index turns this expression into \(\Omega _k(x,y)\). If the row and column sector configurations differ, one transformed physical slice lies between distinct direct summands and vanishes. Thus all off-diagonal sector blocks vanish.

Every injective MPO tensor satisfying SAL admits a physical-sector factorization such that, for every \(N\geq 1\) and every cyclic sector configuration \(k=(k_0,\ldots ,k_{N-1})\) with \(k_N=k_0\),

\begin{align} \bigotimes _{n=0}^{N-1}\eta _{k_n,k_{n+1}} & \geq 0. \notag \end{align}

This establishes the projected-chain inequality of [ 13 , Appendix C.2, Lemma C.4, lines 1446–1450 ] .

Proof ▶

Choose the raw physical-sector factorization supplied by SAL. The physical basis change sends the positive \(N\)-site MPO to a positive congruence. Each cyclic neighboring product is a diagonal sector compression of this congruence and is therefore positive semidefinite.

For an arbitrary virtual matrix \(X\), define the outer boundary operator on \(B_k^L\otimes B_h^R\) by

\begin{align} B_{k,h}(X) & =\sum _{a,b}X_{b,a}\, (l_k)_a\otimes (r_h)_b. \notag \end{align}

The map \(X\mapsto B_{k,h}(X)\) is complex-linear. No positivity of \(X\) or \(B_{k,h}(X)\) is assumed.

First pass to the physical basis selected by \(U\), so that each slice is written in the sector coordinates of Definition 20.16.3.3. Form the two-site closure of this sector-coordinate tensor, restrict it to the physical sectors \((k,h)\), and reindex its physical factors by

\begin{align} ((L_k,R_k),(L_h,R_h)) & \longmapsto ((L_k,R_h),(R_k,L_h)). \notag \end{align}

Denote the resulting matrix by \(\mathcal{K}_{2;k,h}(X)\).

For every virtual matrix \(X\) and every sector pair \((k,h)\),

\begin{align} \mathcal{K}_{2;k,h}(X) & =B_{k,h}(X)\otimes \eta _{k,h}. \notag \end{align}
Proof ▶

At the regrouped matrix entry indexed by \(((\lambda _k,\rho _h),(\rho _k,\lambda _h))\) and \(((\lambda '_k,\rho '_h),(\rho '_k,\lambda '_h))\), the virtual trace expands as the scalar

\begin{align} \sum _{a,b,c}X_{b,a} [(l_k)_a]_{\lambda _k,\lambda '_k} [(r_k)_c]_{\rho _k,\rho '_k} [(l_h)_c]_{\lambda _h,\lambda '_h} [(r_h)_b]_{\rho _h,\rho '_h}. \notag \end{align}

Commuting scalar factors and collecting the sums over \((a,b)\) and \(c\) gives respectively \(B_{k,h}(X)\) and \(\eta _{k,h}\).

First pass to the physical basis selected by \(U\) and form the three-site closure of the resulting sector-coordinate tensor. Restrict this closure to the sectors \((k,l,h)\) and reindex its physical factors by

\begin{align} ((L_k,R_k),((L_l,R_l),(L_h,R_h))) & \longmapsto ((L_k,R_h),((R_k,L_l),(R_l,L_h))). \notag \end{align}

Denote the resulting matrix by \(\mathcal{K}_{3;k,l,h}(X)\).

For every virtual matrix \(X\) and fixed sectors \((k,l,h)\),

\begin{align} \mathcal{K}_{3;k,l,h}(X) & =B_{k,h}(X)\otimes (\eta _{k,l}\otimes \eta _{l,h}). \notag \end{align}
\begin{tenkz}[rows={wire}, cols=6, west=none, east=none]
            \tn[skin=pill, wide=6,
                ports={90@1:physical:$L_k$, 90@2:physical:$R_h$,
                        90@3:physical:$R_k$, 90@4:physical:$L_l$,
                        90@5:physical:$R_l$, 90@6:physical:$L_h$,
                        270@1:physical:$L_k$, 270@2:physical:$R_h$,
                        270@3:physical:$R_k$, 270@4:physical:$L_l$,
                        270@5:physical:$R_l$, 270@6:physical:$L_h$}]
            {{\cal K}_{3;k,l,h}(X)}
        \end{tenkz} \(\; =\; \) \begin{tenkz}[rows={wire}, cols=3, west=none, east=none]
            \tn[label pos=225, ports={90:physical:$L_k$, 270:physical:$L_k$}]{l_k} &
            \tn[skin=ring]{X} &
            \tn[label pos=225, ports={90:physical:$R_h$, 270:physical:$R_h$}]{r_h}
        \end{tenkz} \(\; \otimes \; \) \begin{tenkz}[rows={wire}, cols=2, west=none, east=none]
            \tn[label pos=225, ports={90:physical:$R_k$, 270:physical:$R_k$}]{r_k} &
            \tn[label pos=225, ports={90:physical:$L_l$, 270:physical:$L_l$}]{l_l}
        \end{tenkz} \(\; \otimes \; \) \begin{tenkz}[rows={wire}, cols=2, west=none, east=none]
            \tn[label pos=225, ports={90:physical:$R_l$, 270:physical:$R_l$}]{r_l} &
            \tn[label pos=225, ports={90:physical:$L_h$, 270:physical:$L_h$}]{l_h}
        \end{tenkz}
Proof ▶

At the regrouped matrix entry indexed by \(((\lambda _k,\rho _h),((\rho _k,\lambda _l),(\rho _l,\lambda _h)))\) and its primed counterpart, the left-hand side is the scalar

\begin{align} \sum _{a,b,c,e}X_{b,a} [(l_k)_a]_{\lambda _k,\lambda '_k} [(r_k)_c]_{\rho _k,\rho '_k} [(l_l)_c]_{\lambda _l,\lambda '_l} [(r_l)_e]_{\rho _l,\rho '_l} [(l_h)_e]_{\lambda _h,\lambda '_h} [(r_h)_b]_{\rho _h,\rho '_h}. \notag \end{align}

Reordering the four finite sums separates the \((a,b)\) boundary contraction from the neighboring contractions indexed by \(c\) and \(e\), which gives the three factors on the right-hand side.

Definition 20.16.3.31 Three-site neighboring operator
✓

For every outer-sector pair \((k,h)\), define

\begin{align} \Omega _{k,h} & =\bigoplus _l (\eta _{k,l}\otimes \eta _{l,h}). \notag \end{align}

This is the direct sum of the two neighboring contractions appearing in the three-site closure factorization [ 13 , Appendix C.2, lines 1510–1516 ] .

\begin{align} \mathfrak R_2(\mathcal{K}_2(X))_{k,h} & =a_kb_hB_{k,h}(X). \notag \end{align}
\begin{tenkz}[rows={wire}, cols=2, west=none, east=none]
                \tn[skin=pill, wide=2,
                    ports={90@1:physical:$L_k$, 90@2:physical:$R_h$,
                            270@1:physical:$L_k$, 270@2:physical:$R_h$}]
                {\mathfrak R_2({\cal K}_2(X))_{k,h}}
            \end{tenkz} \(\; =\; a_kb_h\; \) \begin{tenkz}[rows={wire}, cols=3, west=none, east=none]
                \tn[label pos=225, ports={90:physical:$L_k$, 270:physical:$L_k$}]{l_k} &
                \tn[skin=ring]{X} &
                \tn[label pos=225, ports={90:physical:$R_h$, 270:physical:$R_h$}]{r_h}
            \end{tenkz}
\begin{align} \mathfrak R_3(\mathcal{K}_3(X))_{k,l,h} & =B_{k,h}(X)\otimes \eta _{k,l}\otimes \eta _{l,h}. \notag \end{align}
Figure 20.3 First each slice is conjugated by \(U\) and expressed in the corresponding sector coordinates. After restriction to fixed sectors and the displayed regroupings, the arbitrary-\(X\) two- and three-site closures separate into the boundary factor and respectively one or two neighboring contractions, following [ 13 , lines 638–655 and Appendix C.2, lines 1435–1448 ] .

Suppose that every neighboring operator is positive semidefinite and that there are real numbers \(a_k,b_h\) such that

\begin{align} \operatorname{tr}(\eta _{k,h}) & =a_kb_h, \notag \\ \sum _k a_kb_k & =1. \notag \end{align}

These are precisely the remaining hypotheses used in the construction of Proposition C.7 after the physical-sector factorization has been fixed [ 13 , Appendix C.2, lines 1389–1403 ] .

Let \(V:\mathbb {C}^d\to \mathbb {C}^e\) satisfy \(V^\dagger V=\mathbb {1}_d\) and \(VV^\dagger =\mathbb {1}_e\), and define \({\cal K}^V_{\beta ,\alpha } =V{\cal K}_{\beta ,\alpha }V^\dagger \). Then \({\cal K}\) admits a physical-sector factorization with

\begin{align} \eta _{k,h} & \geq 0, \notag \\ \operatorname{tr}(\eta _{k,h}) & =a_kb_h, \notag \\ \sum _k a_kb_k & =1. \notag \end{align}

if and only if \({\cal K}^V\) admits one. The same sector spaces, tensors \(l_k,r_k\), neighboring operators \(\eta _{k,h}\), and numbers \(a_k,b_h\) may be used on both sides. This invariance is project-derived; the data being transported are those of [ 13 , Theorem 4.9(iv) and Appendix C.2, lines 1381–1450 ] , but the equivalence itself is not stated there.

Proof ▶

The two one-sided unitary identities give \(d\leq e\) and \(e\leq d\), respectively, so \(d=e\). If the physical isometry for \({\cal K}\) is \(U\), use \(UV^\dagger \) for \({\cal K}^V\); then \((UV^\dagger ){\cal K}^V_{\beta ,\alpha }(UV^\dagger )^\dagger =U{\cal K}_{\beta ,\alpha }U^\dagger \). Conversely, if the isometry for \({\cal K}^V\) is \(U'\), use \(U'V\) for \({\cal K}\). In both directions the tensors \(l_k,r_k\) are unchanged, so \(\eta _{k,h}=\sum _\gamma (r_k)_\gamma \otimes (l_h)_\gamma \) is unchanged. The positivity, trace, and normalization identities therefore remain the same identities.

Suppose that two MPO tensors of the same physical and virtual dimensions differ by an invertible virtual gauge. One admits a physical-sector factorization with neighboring data \(\eta _{k,h}\), \(a_k\), and \(b_h\) if and only if the other does. The same neighboring operators and the same numbers \(a_k,b_h\) may be used on both sides.

Let \(V_F:\mathbb {C}^{d_F}\to \mathbb {C}^d\) and \(V_G:\mathbb {C}^{d_G}\to \mathbb {C}^d\) be two isometric inclusions with the same range projection \(P\):

\begin{align} V_F^\dagger V_F & =\mathbb {1}_{d_F}, & V_G^\dagger V_G & =\mathbb {1}_{d_G}, \notag \\ V_FV_F^\dagger & =P, & V_GV_G^\dagger & =P. \label{eq:mpdo_support_coordinate_ranges} \end{align}

Set \(Q=V_F^\dagger V_G\). Then

\begin{align} Q^\dagger Q & =\mathbb {1}_{d_G}, & QQ^\dagger & =\mathbb {1}_{d_F}, \notag \\ Q\bigl(V_G^\dagger {\cal K}V_G\bigr)Q^\dagger & =V_F^\dagger {\cal K}V_F. \label{eq:mpdo_support_coordinate_tensor} \end{align}

Consequently, the restrictions of \({\cal K}\) along \(V_F\) and \(V_G\) admit neighboring trace factorizations simultaneously.

Both equivalences are project-derived and are not stated in [ 13 ] . The gauge transformation is the one discussed in Section 2.3, lines 187–195; the support-restriction setting is that of Appendix C.2, lines 1680–1691 and 1733–1770.

Proof ▶

For the virtual gauge \(L^i=XK^iX^{-1}\), write \(\eta ^K_{k,h}(M)\) for the neighboring contraction with \(M\) inserted between the transported virtual factors. Their composition is \(X^{-1}X\), and hence

\begin{align} \eta ^L_{k,h} & =\eta ^K_{k,h}(X^{-1}X) =\eta ^K_{k,h}(\mathbb {1}) =\eta ^K_{k,h}. \notag \end{align}

The families \(a_k\) and \(b_h\) are retained literally, together with their positivity, trace, and normalization identities. The reverse implication uses the inverse gauge.

For the support coordinates, (88) gives

\begin{align} Q^\dagger Q & =V_G^\dagger (V_FV_F^\dagger )V_G =V_G^\dagger PV_G =\mathbb {1}_{d_G}, \notag \\ QQ^\dagger & =V_F^\dagger (V_GV_G^\dagger )V_F =V_F^\dagger PV_F =\mathbb {1}_{d_F}, \notag \\ QV_G^\dagger & =V_F^\dagger (V_GV_G^\dagger ) =V_F^\dagger P =V_F^\dagger . \notag \end{align}

The last identity gives (89) by composition of physical coordinate changes. The unitary-between invariance above, with the resulting equivalence reversed, proves the claim.

Assume the neighboring-operator trace factorization of Definition 20.16.3.32. Then, for every outer-sector pair \((k,h)\),

\begin{align} \operatorname{tr}(\Omega _{k,h}) & =\sum _l\operatorname{tr}(\eta _{k,l})\operatorname{tr}(\eta _{l,h}) =a_kb_h. \notag \end{align}

This is the normalization used in the coarse-graining channel of [ 13 , Appendix C.2 ] , lines 1547–1555.

Proof ▶

The trace of a direct sum is the sum of the traces of its blocks, and the trace of a tensor product is the product of the traces. Hence

\begin{align} \operatorname{tr}(\Omega _{k,h}) & =\sum _l(a_kb_l)(a_lb_h) =a_kb_h\sum _l a_lb_l =a_kb_h. \notag \end{align}
Lemma 20.16.3.36 Restricting finite sums to nonzero weights
✓
#

Let \(I\) be finite, let \(p_i\) be weights in a type with zero, and let \(f_i\) take values in a commutative additive monoid. If \(f_i=0\) whenever \(p_i=0\), then

\begin{align} \sum _{i\in I}f_i & =\sum _{\substack {i\in I \\ p_i\ne 0}}f_i. \notag \end{align}
Proof ▶

Split the full sum according to whether \(p_i\) vanishes. Every term in the zero-weight part vanishes by hypothesis.

The corresponding generic result is proved in the companion quantum-channel volume  [ 216 , “Cyclic trace identity for rectangular powers” ] .

Let \(M\) be an MPO tensor admitting a physical-sector factorization whose neighboring operators satisfy the trace factorization of Definition 20.16.3.32. Closing the physical legs of the factorized slices writes the physical-trace transfer as a rectangular product

\begin{align} \mathcal T_M & =LQ, & L_{\beta ,k} & =\operatorname{tr}\bigl((l_k)_\beta \bigr), & Q_{k,\alpha } & =\operatorname{tr}\bigl((r_k)_\alpha \bigr), \notag \end{align}

whose opposite product is the rank-one coefficient matrix

\begin{align} (QL)_{k,h} & =\operatorname{tr}(\eta _{k,h})=a_kb_h. \notag \end{align}

Consequently every positive power of the physical-trace transfer and every nonempty closed chain has unit trace:

\begin{align} \operatorname{tr}\bigl(\mathcal T_M^{\, N}\bigr) & =1, & \operatorname{tr}\rho ^{(N)}(M) & =1, & N & \geq 1. \notag \end{align}

In particular, a tensor whose closed chains do not all have unit trace admits no physical-sector factorization with positive neighboring operators and normalized rank-one trace coefficients. The normalization \(\operatorname{tr}(T)=1\) invoked in [ 13 , Appendix C.2, line 1498 ] is therefore a constraint on the tensor rather than a convention, and the ambient normalization at [ 13 , Appendix C.2, lines 1755–1759 ] constrains only the weighted sum over the representatives of a basis of normal tensors, not each representative separately.

Proof ▶

Closing the physical legs of each factorized slice and using unitary invariance of the trace expresses each entry of the physical-trace transfer as \(\sum _k\operatorname{tr}((l_k)_\beta )\operatorname{tr}((r_k)_\alpha )\), which is the rectangular product \(LQ\). The entries of the opposite product are the contractions

\begin{align} (QL)_{k,h} & =\sum _\alpha \operatorname{tr}\bigl((r_k)_\alpha \bigr)\operatorname{tr}\bigl((l_h)_\alpha \bigr) =\operatorname{tr}(\eta _{k,h})=a_kb_h. \notag \end{align}

Cyclic invariance of the trace gives \(\operatorname{tr}((LQ)^N)=\operatorname{tr}((QL)^N)\) for every \(N\geq 1\), and every positive power of the rank-one matrix \((a_kb_h)_{k,h}\) with \(\sum _ka_kb_k=1\) equals the matrix itself, of trace one. The closed chain of length \(N\) has trace \(\operatorname{tr}(\mathcal T_M^{\, N})\).

For every virtual matrix \(X\),

\begin{align} \operatorname{tr}_{R_k\otimes L_h}\! \left(\mathcal{K}_{2;k,h}(X)\right) & =\operatorname{tr}(\eta _{k,h})B_{k,h}(X) =a_kb_h B_{k,h}(X). \notag \end{align}

Similarly,

\begin{align} \operatorname{tr}_{(R_k\otimes L_l)\otimes (R_l\otimes L_h)} \! \left(\mathcal{K}_{3;k,l,h}(X)\right) & =\operatorname{tr}(\eta _{k,l})\operatorname{tr}(\eta _{l,h})B_{k,h}(X), \notag \end{align}

and summing the scalar coefficient over \(l\) gives \(a_kb_h\).

Proof ▶

The partial trace of \(A\otimes B\) is \(\operatorname{tr}(B)A\). The two-site identity follows immediately. For three sites, the coefficient is

\begin{align} \sum _l (a_kb_l)(a_lb_h) & =a_k\left(\sum _l a_lb_l\right)b_h =a_kb_h. \notag \end{align}

The two- and three-site physical spaces are reindexed by their canonical direct sums over sector pairs and triples, with each summand further regrouped into its boundary and neighboring factors. Write \(\mathfrak G_2\) and \(\mathfrak G_3\) for these reindexings of matrices.

After the canonical regrouping of all physical-sector indices, the full closures are

\begin{align} \mathfrak G_2(\mathcal{K}_2(X)) & =\bigoplus _{k,h}B_{k,h}(X)\otimes \eta _{k,h}, \notag \\ \mathfrak G_3(\mathcal{K}_3(X)) & =\bigoplus _{k,l,h}B_{k,h}(X)\otimes (\eta _{k,l}\otimes \eta _{l,h}). \notag \end{align}

Every matrix entry between distinct sector tuples vanishes.

Proof ▶

On a diagonal sector tuple these are the fixed-sector factorizations. For distinct sector labels \(k\ne p\), the block structure of the sector-coordinate tensor gives \([U\kappa _{\beta ,\alpha }U^\dagger ]_{k,p}=0\). Consequently, if \((k,h)\ne (p,q)\) or \((k,l,h)\ne (p,m,q)\), respectively, then

\begin{align} [\mathfrak G_2(\mathcal{K}_2(X))]_{(k,h),(p,q)} & =0, \notag \\ {}[\mathfrak G_3(\mathcal{K}_3(X))]_{(k,l,h),(p,m,q)} & =0. \notag \end{align}
Definition 20.16.3.41 Two-site sector bond
✓

In the two-site sector coordinates, define

\begin{align} B_{\mathrm{sector}} & =\bigoplus _{k,h} \left(\mathbb {1}_{B_k^L\otimes B_h^R}\otimes \eta _{k,h}\right). \notag \end{align}

Thus the outer factors carry the identity, while the neighboring factors carry the operator \(\eta _{k,h}\). This is the local bond in [ 13 , Appendix C.2, Proposition C.8, lines 1581–1593 ] .

Theorem 20.16.3.42 Positivity of the two-site sector bond
✓

Suppose that \(\eta _{k,h}\) is positive semidefinite for every pair of sectors. Then \(B_{\mathrm{sector}}\) is positive semidefinite. The positivity premise is the conclusion at [ 13 , Appendix C.2, lines 1446–1450 ] .

Proof ▶

Each summand \(\mathbb {1}_{B_k^L\otimes B_h^R}\otimes \eta _{k,h}\) is positive semidefinite. Positivity is preserved by finite block diagonals and by the reindexing from the regrouped direct sum to the two-site sector coordinates.

Definition 20.16.3.43 Two-site bond in physical coordinates
✓

Let \(V_2\) be the two-site tensor product of the project’s coordinate map, so that \(V_2XV_2^\dagger \) expresses a physical operator \(X\) in sector coordinates. Thus \(V_2=U_{\mathrm{paper}}^\dagger \) in the convention of [ 13 , Appendix C.2, lines 1581–1583 ] . Define

\begin{align} B_{\mathrm{physical}} & =V_2^\dagger B_{\mathrm{sector}}V_2, \notag \end{align}

and identify pairs of physical indices with functions \(\{ 0,1\} \to \{ 0,\ldots ,d-1\} \). This is the physical two-site bond in [ 13 , Appendix C.2, Proposition C.8, lines 1581–1593 ] .

Under the canonical identification of two-site configurations with ordered pairs, the translates beginning at sites zero and one are respectively \(B_{01}=B_{\mathrm{physical}}\) and \(B_{10}=S B_{\mathrm{physical}}S^{-1}\), where \(S(x\otimes y)=y\otimes x\) exchanges the two physical factors.

Proof ▶

Apply Theorem 20.13.3 to \(B_{\mathrm{physical}}\). Its pair-coordinate matrix is the operator in Definition 20.16.3.43, so the two generic identities give the stated formulas.

Suppose that \(\eta _{k,h}\) is positive semidefinite for every pair of sectors. Then \(B_{\mathrm{physical}}\) is positive semidefinite, both with pair indices and with two-site configuration indices.

Proof ▶

Apply positivity of \(B_{\mathrm{sector}}\) to the congruence \(V_2^\dagger B_{\mathrm{sector}}V_2\). Reindexing the resulting matrix by two-site configurations preserves positivity.

Definition 20.16.3.46 Three-site lifts of a two-site operator
✓

Let \(B\) be an operator on two copies of a finite-dimensional space \(H\). On the right-associated space \(H\otimes (H\otimes H)\), define

\begin{align} B_{01} & =\alpha (B\otimes \mathbb {1}_H)\alpha ^{-1}, & B_{12} & =\mathbb {1}_H\otimes B, \notag \end{align}

where \(\alpha :(H\otimes H)\otimes H\to H\otimes (H\otimes H)\) is the canonical associator.

Under the canonical identification of three-site configurations with \(H\otimes (H\otimes H)\), the translates of the physical bond beginning at sites \(0\) and \(1\) are respectively \((B_{\mathrm{physical}})_{01}=B_{01}\) and \((B_{\mathrm{physical}})_{12}=B_{12}\).

Proof ▶

An entry of the first translate vanishes unless the third indices agree; its remaining entry is that of \(B_{\mathrm{physical}}\). Similarly, an entry of the second translate vanishes unless the first indices agree. These are precisely the matrix entries of \(B_{01}\) and \(B_{12}\).

Theorem 20.16.3.48 Commutativity on a fixed sector triple
✓

Fix sectors \((k,l,h)\). On the regrouped sector space, set

\begin{align} C_{01}^{k,l,h} & =\mathbb {1}_{B_k^L\otimes B_h^R}\otimes \left(\eta _{k,l}\otimes \mathbb {1}_{B_l^R\otimes B_h^L}\right), \notag \\ C_{12}^{k,l,h} & =\mathbb {1}_{B_k^L\otimes B_h^R}\otimes \left(\mathbb {1}_{B_k^R\otimes B_l^L}\otimes \eta _{l,h}\right). \notag \end{align}

Then \(C_{01}^{k,l,h}C_{12}^{k,l,h} =C_{12}^{k,l,h}C_{01}^{k,l,h}\). This is the fixed-sector calculation in [ 13 , Appendix C.2, Proposition C.8, lines 1589–1593 ] .

On the sector triple \((k,l,h)\), the two operators act on distinct neighboring factors, while the outer factors \(B_k^L\) and \(B_h^R\) remain unchanged. Their commutativity is therefore the local identity \(\eta _{k,l}^{(12)}\eta _{l,h}^{(23)} =\eta _{l,h}^{(23)}\eta _{k,l}^{(12)}\).

Proof ▶

The operators \(\eta _{k,l}\) and \(\eta _{l,h}\) act on the distinct factors \(B_k^R\otimes B_l^L\) and \(B_l^R\otimes B_h^L\), respectively. The claim follows from the mixed-product identity for tensor products.

Theorem 20.16.3.49 Commutativity of adjacent physical bonds
✓

The two translates of the physical bond on three sites commute:

\begin{align} (B_{\mathrm{physical}})_{01}(B_{\mathrm{physical}})_{12} & =(B_{\mathrm{physical}})_{12}(B_{\mathrm{physical}})_{01}. \notag \end{align}

This is the adjacent-bond calculation in [ 13 , Appendix C.2, Proposition C.8, lines 1589–1593 ] .

Proof ▶

Regroup the three-site sector coordinates into the direct sum over triples \((k,l,h)\). The two bonds become block diagonal, with blocks \(C_{01}^{k,l,h}\) and \(C_{12}^{k,l,h}\), which commute by Theorem 20.16.3.48. Conjugating by the three-fold physical coordinate unitary preserves the equality. The three-site translation identities then give the displayed physical commutator.

Theorem 20.16.3.50 Agreement outside a cyclic window
✓
#

Let \(W_i^L=\{ i,i+1,\ldots ,i+L-1\} \) be a cyclic window of length \(L\leq N\). Two configurations agree outside \(W_i^L\) precisely when their values agree at every site not contained in \(W_i^L\).

Proof ▶

Replacing the entries in \(W_i^L\) does not affect any complementary site. Conversely, if the two configurations agree on the complement, replacing the window of the first by the window of the second reconstructs the second configuration.

Theorem 20.16.3.51 Multiplicativity of cyclic local embeddings
✓
#

Let \(E_i^L\) embed an operator on \(L\) consecutive sites into an \(N\)-site periodic chain at the cyclic window beginning at \(i\). Then \(E_i^L(BC)=E_i^L(B)E_i^L(C)\).

Proof ▶

Identify a periodic configuration with its restriction to \(W_i^L\) and its restriction to the cyclic complement. In these coordinates, \(E_i^L(B)=B\otimes \mathbb {1}\), so the assertion is the mixed-product identity.

Theorem 20.16.3.52 Commutativity on disjoint cyclic windows
✓

Let \(L\leq N\), and let \(W_i^L\) and \(W_j^L\) be disjoint cyclic windows in an \(N\)-site periodic chain. For arbitrary operators \(B\) and \(C\) on \(L\) sites, \(E_i^L(B)E_j^L(C)=E_j^L(C)E_i^L(B)\).

Proof ▶

Apply both sides to a chain amplitude. The first order of application is a double sum over replacements on \(W_i^L\) and \(W_j^L\). Since the windows are disjoint, each replacement leaves the other restricted configuration unchanged, and the two replacements commute. Interchanging the two finite sums gives the reverse order.

Theorem 20.16.3.53 Adjacent physical bonds on periodic chains
✓

Let \(N\geq 3\). For every site \(i\in \mathbb {Z}/N\mathbb {Z}\), including \(i=N-1\), the adjacent translates of the physical bond commute:

\begin{align} (B_{\mathrm{physical}})_{i,i+1} (B_{\mathrm{physical}})_{i+1,i+2} & = (B_{\mathrm{physical}})_{i+1,i+2} (B_{\mathrm{physical}})_{i,i+1}. \notag \end{align}

This is the periodic-chain form of the adjacent-bond calculation in [ 13 , Appendix C.2, Proposition C.8, lines 1571–1593 ] . The case \(N=2\) is treated separately below, because its two translated bonds have the same support with opposite cyclic order.

Proof ▶

Enclose the two bonds in the cyclic three-site window beginning at \(i\). In these coordinates they are the bonds beginning at sites \(0\) and \(1\), respectively. Embedding an operator into a fixed cyclic window preserves products, so the assertion follows from Theorem 20.16.3.49.

On the periodic chain of length two, the translates beginning at sites zero and one read the physical sites in the opposite cyclic orders \((0,1)\) and \((1,0)\). Nevertheless they commute: \(B_{01}B_{10}=B_{10}B_{01}\). This establishes the translated-bond commutativity of [ 13 , Appendix C.2, Proposition C.8 ] at length two.

Proof ▶

Fix sectors \((k,h)\) and regroup the two physical sites as \((L_k\otimes R_h)\otimes (R_k\otimes L_h)\). The translate in the order \((0,1)\) is \(\mathbb {1}_{L_k\otimes R_h}\otimes \eta _{k,h}\), while the translate in the order \((1,0)\) is \(\eta _{h,k}^{\mathrm{op}}\otimes \mathbb {1}_{R_k\otimes L_h}\), where \(\eta _{h,k}^{\mathrm{op}}\) denotes the same matrix after exchanging the factors \(R_h\) and \(L_k\). These operators act on complementary factors and commute. Taking the direct sum over \((k,h)\) and conjugating by the two-fold physical coordinate unitary proves the claim.

Theorem 20.16.3.55 Disjoint physical bonds on periodic chains
✓

Let \(N\geq 2\), and suppose that the cyclic bonds beginning at \(i\) and \(j\) have disjoint two-site supports. Then their physical bond operators commute: \((B_{\mathrm{physical}})_{i,i+1} (B_{\mathrm{physical}})_{j,j+1} =(B_{\mathrm{physical}})_{j,j+1} (B_{\mathrm{physical}})_{i,i+1}\). This is the locality part of the pairwise commutation assertion in [ 13 , Appendix C.2, Proposition C.8, lines 1571–1593 ] .

Proof ▶

This is Theorem 20.16.3.52 applied to the same physical bond operator in both windows. No positivity or additional property of the sector factorization is needed for this locality step.

Theorem 20.16.3.56 Pairwise commutativity of the physical bonds
✓

Suppose that the physical-sector factorization is given. For every periodic chain of length \(N\geq 2\) and every pair of sites \(i,j\in \mathbb {Z}/N\mathbb {Z}\), the corresponding translates of the physical bond commute:

\begin{align} (B_{\mathrm{physical}})_{i,i+1} (B_{\mathrm{physical}})_{j,j+1} & = (B_{\mathrm{physical}})_{j,j+1} (B_{\mathrm{physical}})_{i,i+1}. \notag \end{align}

This is the pairwise commutation assertion in [ 13 , Appendix C.2, Proposition C.8, lines 1571–1593 ] , conditional here on the physical-sector factorization constructed in the preceding results.

Proof ▶

For \(N=2\), equal translates commute trivially, while the two distinct translates commute by Theorem 20.16.3.54. Let \(N\geq 3\). If the two cyclic supports are disjoint, apply Theorem 20.16.3.55. Otherwise, Lemma 12.1.12 shows that the two starting sites either coincide or are cyclic neighbors. The coincident case is immediate, and the two neighboring orientations follow from Theorem 20.16.3.53 and its symmetric equality.

Theorem 20.16.3.57 Exact product of physical-sector bonds
✓

Suppose that \(K\) is equipped with a physical-sector factorization \(F\). Let \(B_i\) denote the cyclic translate beginning at site \(i\) of the physical two-site bond determined by \(F\). For every \(N\geq 2\), the \(N\)-site periodic operator is

\begin{align} \rho _N & =B_0B_1\cdots B_{N-1}. \notag \end{align}

No positivity, zero-correlation-length, injectivity, or normalization hypothesis is required. This is the product identity in [ 13 , Appendix C.2, Proposition C.8, lines 1581–1593 ] , conditional here on the given physical-sector factorization.

Proof ▶

For a fixed cyclic sector sequence, contraction of the virtual index between the right tensor at site \(i\) and the left tensor at site \(i+1\) produces \(\eta _{k_i,k_{i+1}}\). Taking the virtual trace therefore gives the cyclic product of these neighboring operators. The translated sector bonds give the same ordered product. Conjugating by the tensor power of the one-site coordinate unitary gives the stated physical identity. For \(N=2\), the second translate has the opposite cyclic order; the two factors are the ordinary and crossed bonds.

Theorem 20.16.3.58 Unit scalar in the physical-sector product
✓

Under the physical-sector factorization \(F\) of the preceding theorem, for every \(N\geq 2\) there is a real number \(c{\gt}0\) such that \(\rho _N=c\, B_0B_1\cdots B_{N-1}\). Here the bonds are the canonical bonds determined by \(F\), and one may take \(c=1\). No positivity hypothesis on the neighboring operators \(\eta _{k,h}\) is required.

Proof ▶

Take \(c=1\) in Theorem 20.16.3.57.

Theorem 20.16.3.59 Positive translation-invariant bond datum
✓

Suppose that every neighboring operator \(\eta _{k,h}\) is positive semidefinite. Then the physical bond is positive semidefinite and all of its cyclic translates commute on every periodic chain of length at least two. Thus it determines a single translation-invariant positive bond datum.

Proof ▶

Positivity is Theorem 20.16.3.45; pairwise commutativity is Theorem 20.16.3.56.

Theorem 20.16.3.60 \(\eta \)-local structure from a positive physical-sector factorization
✓

Suppose that a physical-sector factorization of \(K\) is given and that every neighboring operator \(\eta _{k,h}\) is positive semidefinite. Then the physical two-site bond determines an \(\eta \)-local structure for \(K\). Its translated copies commute pairwise, and for every \(N\geq 2\), \(\rho _N=B_0B_1\cdots B_{N-1}\). If the virtual dimension of \(K\) is positive, then \(K\) itself is a fixed tensor representation of this product family, with the same virtual dimension. Thus the positive normalization scalar may be chosen to be \(1\). This is Proposition C.8 conditional on the coherently positive physical-sector factorization that the source derives from SAL.

Proof ▶

Theorem 20.16.3.59 gives the positive translation-invariant bond and its pairwise commuting translates. Theorem 20.16.3.57 realizes every finite-chain operator with normalization scalar \(1\).

Corollary 20.16.3.61 \(\eta \)-local structure from SAL
✓

Every injective MPO tensor satisfying SAL admits an \(\eta \)-local structure. Thus there is a single positive two-site bond whose cyclic translates commute pairwise and whose ordered product is the finite-chain density operator at every length \(N\geq 2\), with normalization scalar one. This is the conclusion of Proposition C.8.

Proof ▶

Theorem 20.16.4.41 supplies the positive physical-sector factorization. Apply Theorem 20.16.3.60.

Let \(K\) be injective and satisfy SAL, and suppose that its doubled-index matrix-product tensor is normal. There is a positive physical-sector factorization whose selected two-site bond \(B\) has \(K\) itself as a normal fixed tensor representation. Its virtual dimension is the virtual dimension of \(K\), and for every \(N\geq 2\), \(\rho _N(K)=B_0B_1\cdots B_{N-1}\). In particular, the scalar is one, providing the normal fixed tensor representation selected in Proposition C.8 of [ 13 ] .

Proof ▶

SAL implies that the virtual dimension is positive. The positive physical-sector factorization is supplied by Theorem 20.16.4.41. For its selected bond, use \(K\) as the fixed tensor. The exact product identity is Theorem 20.16.3.57, and normality is the given hypothesis on the doubled-index tensor.

20.16.4 Closed-sector contractions and coherent rephasing

Definition 20.16.4.1 Closed sector tensors
✓

Tracing the two physical legs of a sector tensor leaves a vector over the virtual bond:

\begin{align} |l_k)_{\gamma } & :=\operatorname{tr}\left[(l_k)_{\gamma }\right], \notag \\ (r_k|_{\gamma } & :=\operatorname{tr}\left[(r_k)_{\gamma }\right]. \notag \end{align}

These are the closed tensors of [ 13 , Appendix C.2, lines 1473–1477 ] .

Definition 20.16.4.2 Closed-sector pairing operator
✓

For sector tensors \((l_k)_\beta \) and \((r_k)_\alpha \), close their physical legs and set

\begin{align} S & :=\sum _k |l_k)(r_k|. \label{eq:rfp_pairing_operator} \end{align}

This is the pairing operator displayed in [ 13 , Appendix C.2, lines 1473–1493 ] .

Theorem 20.16.4.3 Sector trace pairing
✓

For all sectors \(k,h\), the trace of the neighboring operator is the pairing of the closed sector tensors: \(T_{k,h}=\operatorname{tr}(\eta _{k,h})=(r_k|l_h)\). This is [ 13 , Appendix C.2, lines 1452–1455 and 1478–1481 ] .

Proof ▶

Expanding the definition of the neighboring operator and applying \(\operatorname{tr}(A\otimes B)=\operatorname{tr}(A) \operatorname{tr}(B)\) gives

\begin{align} \operatorname{tr}(\eta _{k,h}) & =\sum _{\gamma }\operatorname{tr}((r_k)_{\gamma }\otimes (l_h)_{\gamma }) =\sum _{\gamma }\operatorname{tr}[(r_k)_{\gamma }]\, \operatorname{tr}[(l_h)_{\gamma }] =(r_k|l_h). \notag \end{align}
Definition 20.16.4.4 Concrete closed-sector trace matrix
✓

For the inverse-map sector tensors, define the complex matrix \(T_{k,h}:=(r_k|l_h)\). Equivalently, \(T_{k,h}=\operatorname{tr}(\eta _{k,h})\). This is the trace matrix in [ 13 , Appendix C.2, lines 1478–1481 ] .

Theorem 20.16.4.5 Closed-sector form of the physical-trace transfer
✓

More generally, any sector factorization \(U_B\kappa _{\beta ,\alpha }U_B^\dagger =\bigoplus _k(l_k)_\beta \otimes (r_k)_\alpha \) gives the closed-sector pairing operator

\begin{align} \mathcal T_{\cal K} & =\sum _k |l_k)(r_k|. \label{eq:rfp_trace_transfer} \end{align}

This identifies the transfer matrix of Definition 20.6.1 with the operator on the left-hand side of the zero-correlation-length identity in [ 13 , Appendix C.2, lines 1489–1493 ] .

Proof ▶

Trace the sector factorization over the physical index. Unitary invariance gives \(\operatorname{tr}(U_B\kappa _{\beta ,\alpha }U_B^\dagger ) =\operatorname{tr}(\kappa _{\beta ,\alpha })\). The trace of the block diagonal is the sum of the block traces. In each sector,

\begin{align} \operatorname{tr}((l_k)_\beta \otimes (r_k)_\alpha ) & =\operatorname{tr}[(l_k)_\beta ]\, \operatorname{tr}[(r_k)_\alpha ] =[|l_k)(r_k|]_{\beta ,\alpha }. \notag \end{align}

Summing over \(k\) gives (92).

Let \({\cal K}\) be injective. Let \(R\) and \(\rho \) give a three-site closure of \({\cal K}\), choose a Hayashi decomposition of \(\rho \), and fix virtual indices \(\alpha _1,\beta _3\) such that \(R_{\beta _3,\alpha _1}\ne 0\). For the corresponding closed sector tensors, \(\mathcal T_{\cal K}=\sum _k |l_k)(r_k|\).

Proof ▶

The inverse-map sector tensors satisfy the sector factorization of Theorem 20.16.2.52. Apply Theorem 20.16.4.5.

Let \({\cal K}\) be injective. Let \(R\) and \(\rho \) give a three-site closure of \({\cal K}\), choose a Hayashi decomposition of \(\rho \), and fix virtual indices \(\alpha _1,\beta _3\) such that \(R_{\beta _3,\alpha _1}\ne 0\). Form the corresponding closed sector tensors \(|l_k)\) and \((r_k|\). If \({\cal K}\) satisfies the positive-real up-to-scalar physical-trace relation, set \(S:=\sum _k |l_k)(r_k|\). Then there is a real number \(\lambda {\gt}0\) such that

\begin{align} S^2 & =\lambda S, \label{eq:rfp_pairing_quasi_idempotent} \\ (\lambda ^{-1}S)^2 & =\lambda ^{-1}S. \notag \end{align}

If \({\cal K}\) satisfies the paper’s literal source zero-correlation-length identity \(\mathcal T_{\cal K}^2=\mathcal T_{\cal K}\), then the raw pairing operator itself satisfies \(S^2=S\). This is the display preceding [ 13 , Appendix C.2, Lemma C.5 ] . Identity (93) records the broader relation invariant under positive real rescaling; the paper’s identity is its \(\lambda =1\) specialization.

Proof ▶

Substitute \(S=\mathcal T_{\cal K}\) from Corollary 20.16.4.6 into the defining relation \(\mathcal T_{\cal K}^2=\lambda \mathcal T_{\cal K}\), and then apply Lemma 20.6.10 to obtain (93) and its normalized form. Under literal idempotence, the same substitution gives \(S^2=S\) directly.

Theorem 20.16.4.8 Normalized closed-sector trace relations
✓

Under the hypotheses of Theorem 20.16.4.7, suppose that \({\cal K}\) satisfies the positive-real up-to-scalar physical-trace relation. There is a real number \(\lambda {\gt}0\) such that, for \(\widehat T:=\lambda ^{-1}T\), one has

\begin{align} \widehat T^2 & =\widehat T^3. \label{eq:rfp_trace_square_cube} \end{align}

For every positive integer \(N\), one also has

\begin{align} \operatorname{tr}(\widehat T^N) & =\operatorname{tr}(\widehat T). \label{eq:rfp_trace_powers} \end{align}

For \(\lambda =1\), this gives the trace-power display in [ 13 , Appendix C.2, lines 1490–1497 ] .

Proof ▶

Let \(L\) be the matrix whose \(h\)th column is \(|l_h)\), and let \(Q\) be the matrix whose \(k\)th row is \((r_k|\). Then \(S=LQ\) and \(T=QL\). Place the normalization scalar on \(L\). Since \(\lambda ^{-1}LQ\) is idempotent, associativity gives

\begin{align} (Q\lambda ^{-1}L)^2 & =Q(\lambda ^{-1}LQ)\lambda ^{-1}L =Q(\lambda ^{-1}LQ)^2\lambda ^{-1}L =(Q\lambda ^{-1}L)^3. \notag \end{align}

Cyclicity of trace and the idempotence of \(\lambda ^{-1}LQ\) give

\begin{align} \operatorname{tr}(Q\lambda ^{-1}L) & =\operatorname{tr}(\lambda ^{-1}LQ) =\operatorname{tr}((\lambda ^{-1}LQ)^2) =\operatorname{tr}((Q\lambda ^{-1}L)^2). \notag \end{align}

By (94), \(\widehat T^N=\widehat T^2\) for every \(N\geq 2\), which proves (95).

Definition 20.16.4.9 Explicit neighboring \(\eta \)-operator data
✓

Fix a Hayashi decomposition \(h_\eta \). An explicit neighboring \(\eta \)-family is a dependent family \((\eta _{k,h})\) indexed by sector pairs, where \(\eta _{k,h}\) acts on the neighboring bond space \(B_k^{R} \otimes B_h^{L}\). Requiring positivity for each pair gives the corresponding positive \(\eta \)-data.

Definition 20.16.4.10 Neighboring operators from sector tensors
✓

Let \((l_k)_a\) and \((r_k)_a\) be sector tensors indexed by the horizontal virtual index \(a\). For neighboring sectors \(k,h\), define an operator on \(B_k^R\otimes B_h^L\) by

\begin{align} \eta _{k,h}((x_R,x_L),(y_R,y_L)) & =\sum _a (r_k)_a(x_R,y_R)(l_h)_a(x_L,y_L). \label{eq:rfp_eta_entries} \end{align}

Thus \(\eta _{k,h}=r_k l_h\) is the contraction over the shared horizontal index in [ 13 , Appendix C.2, equation (etarl) ] . Positivity is not part of this definition.

Lemma 20.16.4.11 Entries of the neighboring operators
✓

For every pair of sectors and every pair of matrix indices, the entry of \(\eta _{k,h}\) is the contraction displayed in (96).

Proof ▶

This is immediate from the definition of \(\eta _{k,h}\).

Neighboring right and left sector tensors meet in the bond operator \(\eta _{k,h}=r_k l_h\):

\begin{tenkz}[rows={wire}, cols=2, west=none, east=none]
        \tn[skin=pill, wide=2,
            ports={90@1:physical:$x_R$, 90@2:physical:$x_L$,
                    270@1:physical:$y_R$, 270@2:physical:$y_L$}]{\eta_{k,h}}
    \end{tenkz} \( = \) \begin{tenkz}[rows={wire}, cols=2, west=none, east=none]
        \tn[label pos=w, ports={90:physical:$x_R$, 270:physical:$y_R$}]{r_k} &
        \tn[label pos=e, ports={90:physical:$x_L$, 270:physical:$y_L$}]{l_h}
        \tnmark[form=label, label pos=n]{midway (1,1) and (1,2)}{$a$}
    \end{tenkz}

This is the contraction in [ 13 , Appendix C.2, lines 1441–1445 ] .

Theorem 20.16.4.12 Cyclic contraction of the sector tensors
✓

Let \(N\geq 1\) and let \(k_0,\ldots ,k_{N-1}\) be a cyclic sequence of sectors. Fix matrix indices in the left and right factor of every sector, and abbreviate

\begin{align} L_n(a) & =(l_{k_n})_a(x_n^L,y_n^L), \notag \\ R_n(a) & =(r_{k_n})_a(x_n^R,y_n^R). \notag \end{align}

With all site labels read modulo \(N\),

\begin{align} \sum _{g_0,\ldots ,g_{N-1}} \prod _{n=0}^{N-1}L_n(g_n)R_n(g_{n+1}) & =\prod _{n=0}^{N-1} \eta _{k_n,k_{n+1}} ((x_n^R,x_{n+1}^L),(y_n^R,y_{n+1}^L)). \label{eq:rfp_cyclic_contraction} \end{align}

This is the entrywise cyclic contraction at [ 13 , Appendix C.2, lines 1446–1450 ] .

Proof ▶

Expand the product of the sums defining the neighboring operators and set \(g'_n=g_{n+1}\). Cyclic invariance of the finite product and commutativity of scalar multiplication give

\begin{align} \sum _{g_0,\ldots ,g_{N-1}} \prod _{n=0}^{N-1}L_n(g_n)R_n(g_{n+1}) & =\sum _{g'_0,\ldots ,g'_{N-1}} \prod _{n=0}^{N-1}R_n(g’_n)L_{n+1}(g’_n) \notag \\ & =\prod _{n=0}^{N-1}\sum _a R_n(a)L_{n+1}(a). \notag \end{align}

The last expression is the product of the corresponding entries of \(\eta _{k_n,k_{n+1}}\), as in (97).

Theorem 20.16.4.13 Closed sector word as neighboring contractions
✓

Under the hypotheses of the preceding theorem, define \(M_n(a,b)=L_n(a)R_n(b)\). Then

\begin{align} \operatorname{tr}(M_0M_1\cdots M_{N-1}) & =\prod _{n=0}^{N-1} \eta _{k_n,k_{n+1}} ((x_n^R,x_{n+1}^L),(y_n^R,y_{n+1}^L)). \label{eq:rfp_sector_word} \end{align}
\begin{align} \operatorname{tr}(M_{k_0}\cdots M_{k_{N-1}}) & =\operatorname{tr}(\eta _{k_0,k_1}\otimes \cdots \otimes \eta _{k_{N-1},k_0}). \notag \end{align}
Figure 20.4 Closing the horizontal indices of the factorized sector tensors pairs each right factor with the left factor at the next site. The cycle therefore becomes the product of the neighboring operators \(\eta _{k_n,k_{n+1}}\); compare [ 13 , Appendix C.2, lines 1446–1450 ] .
Proof ▶

Expanding the trace of the matrix word gives

\begin{align} \operatorname{tr}(M_0M_1\cdots M_{N-1}) & =\sum _{g_0,\ldots ,g_{N-1}} \prod _{n=0}^{N-1}M_n(g_n,g_{n+1}). \notag \end{align}

Substituting \(M_n(a,b)=L_n(a)R_n(b)\) gives the cyclic sum in (97); applying that identity yields (98).

Definition 20.16.4.14 Sector-adapted chain coordinates
✓

For a sector configuration \(k=(k_0,\ldots ,k_{N-1})\), let

\begin{align} I_k & =\prod _{n=0}^{N-1} \bigl(\{ 0,\ldots ,d_L(k_n)-1\} \times \{ 0,\ldots ,d_R(k_n)-1\} \bigr). \notag \end{align}

Applying the one-site Hayashi decomposition at every site gives a bijection

\begin{align} \Phi _N:\{ 0,\ldots ,d-1\} ^N & \longrightarrow \coprod _{k_0,\ldots ,k_{N-1}} I_k. \notag \end{align}

We write \(\operatorname{reindex}_{\Phi _N}(M)\) for the matrix obtained by transporting both indices of \(M\) along this bijection.

Definition 20.16.4.15 Physical conjugation of an MPO tensor
✓
#

Let \(U\) be a matrix on the physical space. The physical conjugation of \({\cal K}\) by \(U\) is the tensor \(\widetilde{\cal K}\) defined by

\begin{align} \widetilde\kappa _{\beta ,\alpha }^{\, ij} & =(U\kappa _{\beta ,\alpha }U^\dagger )_{ij}. \notag \end{align}

Its horizontal bond indices are unchanged. When \(U\) is unitary, this is the corresponding physical basis change.

Definition 20.16.4.16 Cyclic tensor product of neighboring operators
✓

Let \(N\geq 1\) and let \(k\) be a sector configuration. Define the matrix \(\Omega _k\) on \(I_k\) by

\begin{align} \Omega _k(x,y) & =\prod _{n=0}^{N-1} \eta _{k_n,k_{n+1}} ((x_n^R,x_{n+1}^L),(y_n^R,y_{n+1}^L)). \label{eq:rfp_cyclic_eta_product} \end{align}

Thus \(\Omega _k=\eta _{k_0,k_1}\otimes \cdots \otimes \eta _{k_{N-1},k_0}\) after the neighboring tensor factors are ordered cyclically.

Theorem 20.16.4.17 A fixed sector block is the cyclic neighboring product
✓

Suppose that the physical slices in the Hayashi basis satisfy

\begin{align} U_B\kappa _{\beta ,\alpha }U_B^\dagger & =\bigoplus _q(l_q)_\beta \otimes (r_q)_\alpha . \notag \end{align}

Let \(\eta _{q,h}=r_q l_h\). For every \(N\geq 1\) and every sector configuration \(k\), the corresponding diagonal block of \(\operatorname{reindex}_{\Phi _N}(M_N(\widetilde{\cal K}))\) is \(\Omega _k\).

Proof ▶

Fix \(x,y\in I_k\) and expand the closed horizontal trace of the MPO word. The sector factorization writes each local entry as a product of entries of \(l_{k_n}\) and \(r_{k_n}\). Set

\begin{align} M_n(\beta ,\alpha ) & =(l_{k_n})_\beta (x_n^L,y_n^L) (r_{k_n})_\alpha (x_n^R,y_n^R). \notag \end{align}

Then

\begin{align} \bigl[\operatorname{reindex}_{\Phi _N} (M_N(\widetilde{\cal K}))\bigr]_{(k,x),(k,y)} & =\operatorname{tr}(M_0M_1\cdots M_{N-1}) \notag \\ & =\prod _{n=0}^{N-1}\eta _{k_n,k_{n+1}} ((x_n^R,x_{n+1}^L),(y_n^R,y_{n+1}^L)) \label{eq:mpdo_m_trace_to_eta_prod} \\ & =\Omega _k(x,y). \notag \end{align}

where (100) is Theorem 20.16.4.13 and the final identification is (99).

Under the same sector factorization hypothesis, for every \(N\geq 1\),

\begin{align} \operatorname{reindex}_{\Phi _N} (M_N(\widetilde{\cal K})) & =\bigoplus _{k_0,\ldots ,k_{N-1}} \eta _{k_0,k_1}\otimes \eta _{k_1,k_2}\otimes \cdots \otimes \eta _{k_{N-1},k_0}. \label{eq:rfp_sector_decomposition} \end{align}

This is the algebraic sector decomposition in [ 13 , Appendix C.2, lines 1446–1450 ] . It does not assert that the individual neighboring operators are positive.

Proof ▶

If the row and column sector configurations coincide, the corresponding block is Theorem 20.16.4.17. If they differ, choose a site \(n\) at which their labels \(k_n\) and \(h_n\) are unequal. Block diagonality gives \([U_B\kappa _{\beta ,\alpha }U_B^\dagger ] _{(k_n, \cdot ),(h_n, \cdot )}=0\) for every pair of horizontal indices. This local factor occurs in every cyclic horizontal-index product, so every summand in the closed trace is zero, proving (101).

Let \(A\) and \(B\) be nonzero complex square matrices whose Kronecker product \(A\otimes B\) is positive semidefinite. Then there is a scalar \(c\ne 0\) with \(cA\ge 0\) and \(c^{-1}B\ge 0\). Since \((cA)\otimes (c^{-1}B)=A\otimes B\), the rescaled factors represent the same product.

Proof ▶

On a product vector \(x\otimes y\) the quadratic form of \(A\otimes B\) factors, so \((x^\dagger A\, x)(y^\dagger B\, y)\ge 0\) for all vectors \(x\) and \(y\). By polarization a complex matrix is determined by its quadratic form; since \(A\) and \(B\) are nonzero there are vectors with \(a=v_0^\dagger A\, v_0\ne 0\) and \(c=w_0^\dagger B\, w_0\ne 0\). Every value \(x^\dagger (cA)\, x=(x^\dagger A\, x)\, c\) is non-negative, and over the complex numbers a non-negative quadratic form already forces the matrix to be Hermitian, hence positive semidefinite. For the second factor, \(ac{\gt}0\) and \(a\, (y^\dagger B\, y)\ge 0\) give \(c^{-1}(y^\dagger B\, y)=(a\, (y^\dagger B\, y))(ac)^{-1}\ge 0\).

Lemma 20.16.4.20 A matrix and its negative cannot both be positive
✓

If \(X\) and \(-X\) are positive semidefinite complex matrices, then \(X=0\).

Proof ▶

The quadratic form of \(X\) is both non-negative and nonpositive, hence vanishes identically. Polarization gives \(X=0\).

Definition 20.16.4.21 Finite Kronecker product
✓
#

For square matrices \(A_n\) indexed by \(n=0,\ldots ,N-1\), possibly with different index types, their finite Kronecker product is the matrix with entries

\begin{align} \left(\bigotimes _{n=0}^{N-1}A_n\right)_{x,y} & =\prod _{n=0}^{N-1}(A_n)_{x_n,y_n}. \notag \end{align}
Lemma 20.16.4.22 Elementary finite Kronecker identities
✓

A finite Kronecker product of nonzero matrices is nonzero. Replacing one factor \(A_i\) by \(cA_i\) multiplies the whole finite product by \(c\).

Proof ▶

Choose a nonzero entry in each factor and evaluate the product at the resulting row and column. The rescaling identity follows immediately from the entry formula in Definition 20.16.4.21.

Let \(M\ne 0\). If \(c_1,c_2\ne 0\) and both \(c_1M\) and \(c_2M\) are positive semidefinite, then \(c_1=t c_2\) for some positive real number \(t\). Every complex scalar of unit modulus is nonzero. In particular, every nonzero scalar \(c\) has a unit-modulus part \(u=c/|c|\), positivity of \(cM\) implies positivity of \(uM\), and there is at most one such unit scalar when \(M\ne 0\).

Proof ▶

Hermiticity of \(c_1M\) and \(c_2M\) gives \(c_2\overline{c_1}=c_1\overline{c_2}\), so \(c_1/c_2\) is real. It cannot be negative: otherwise \(c_1M\) and its negative would both be positive semidefinite, forcing \(c_1M=0\). Thus the quotient is positive. Multiplication by \(|c|^{-1}{\gt}0\) replaces \(c\) by its unit-modulus part without changing positivity. Two admissible unit scalars differ by a positive real number of modulus one, and are therefore equal.

Let \(N\geq 1\), and let \(A_0,\ldots ,A_{N-1}\) be nonzero complex square matrices, with possibly different dimensions. If their finite Kronecker product is positive semidefinite, then there are nonzero scalars \(c_0,\ldots ,c_{N-1}\) such that

\begin{align} \prod _{n=0}^{N-1}c_n & =1, \notag \\ c_nA_n & \geq 0 \quad (0\leq n{\lt}N). \notag \end{align}
Proof ▶

The assertion is proved by induction on \(N\). Separate the first factor from the remaining Kronecker product and apply Theorem 20.16.4.19. Absorb the inverse of the first rescaling coefficient into one factor of the tail, then apply the induction hypothesis. The resulting coefficients are nonzero, their product is one, and every rescaled factor is positive semidefinite.

Lemma 20.16.4.25 One-sided product obstruction in a full matrix algebra
✓

Let \(\mathcal A_1,\mathcal A_2\subseteq M_{D}(\mathbb {C})\) be nonzero linear subspaces. If \(XY=0\) for every \(X\in \mathcal A_1\) and \(Y\in \mathcal A_2\), then \(\mathcal A_1+\mathcal A_2\ne M_{D}(\mathbb {C})\). No vanishing condition on products in the reverse order is required. This is the matrix-algebra obstruction used in [ 13 , Appendix C.2, lines 1465–1470 ] .

Proof ▶

Choose nonzero matrices \(X\in \mathcal A_1\) and \(Y\in \mathcal A_2\), together with nonzero entries \(X_{ip}\) and \(Y_{qj}\). If the two subspaces spanned the full matrix algebra, write the matrix unit \(E_{pq}=E_1+E_2\) with \(E_1\in \mathcal A_1\) and \(E_2\in \mathcal A_2\). The one-sided product hypothesis gives

\begin{align} XE_{pq}Y & =X(E_1Y)+(XE_2)Y=0. \notag \end{align}

Its \((i,j)\) entry is \(X_{ip}Y_{qj}\ne 0\), a contradiction.

Definition 20.16.4.26 Nonzero sector support and recurrence
✓

The nonzero support graph of a neighboring-operator family has a directed edge \(k\to h\) precisely when \(\eta _{k,h}\ne 0\). Its support is recurrent when every such edge belongs to a directed cycle, equivalently when \(h\) can reach \(k\) whenever \(k\to h\) is an edge.

In sector coordinates, let \(A_{k;x,y}\) be the virtual matrix obtained from the \((x,y)\) entry within sector \(k\). The sector-coordinate family contains all transformed physical matrices, while the virtual-matrix family consists of all matrices \(A_{k;x,y}\).

Let \({\cal K}\) be injective and let

\begin{align} U\kappa _{\beta ,\alpha }U^\dagger & =\bigoplus _k(l_k)_\beta \otimes (r_k)_\alpha \notag \end{align}

be a physical-sector factorization. Then the virtual matrices \(A_{k;x,y}\) obtained from all within-sector physical entries span the full virtual matrix algebra \(M_{D}(\mathbb {C})\).

Proof ▶

Since \(U\) is unitary, every original physical matrix of \({\cal K}\) is a linear combination of the matrices in the transformed physical coordinates. The off-diagonal sector entries in those coordinates vanish, while each diagonal sector entry is one of the matrices \(A_{k;x,y}\). Injectivity says that the original physical matrices span \(M_{D}(\mathbb {C})\), and the conclusion follows.

For a physical-sector factorization, let \(A_{k;x,y}\in M_{D}(\mathbb {C})\) be the virtual matrix obtained from the physical matrix entry \((x,y)\) within sector \(k\). Suppose that all such matrices span \(M_{D}(\mathbb {C})\) and that both endpoint sectors of every nonzero neighboring operator contain a nonzero matrix of this form. Then every nonzero \(\eta _{k,h}\) admits a two-edge return: there is a sector \(j\) for which

\begin{align} \eta _{h,j} & \ne 0, \notag \\ \eta _{j,k} & \ne 0. \notag \end{align}

In particular, the nonzero neighboring support is recurrent.

Proof ▶

A nonzero entry of \(\eta _{k,h}\), together with nonzero sector matrices at \(k\) and \(h\), gives matrices \(A\) from sector \(k\) and \(B\) from sector \(h\) with \(AB\ne 0\). By nondegeneracy of the trace pairing, choose \(Y\) with \(\operatorname{tr}(ABY)\ne 0\). Expanding \(Y\) in the spanning family, some sector matrix \(C\) from a sector \(j\) satisfies \(\operatorname{tr}(ABC)\ne 0\). Cyclicity of the trace gives \(BC\ne 0\) and \(CA\ne 0\). The sector multiplication identity then forces \(\eta _{h,j}\ne 0\) and \(\eta _{j,k}\ne 0\).

A vertex \(h\) is reachable from \(k\) in the nonzero sector support if and only if there is a finite directed walk from \(k\) to \(h\). Consequently, the support is recurrent if and only if every directed edge admits a directed return walk.

Proof ▶

A walk gives an element of the reflexive transitive closure by induction on its edges. Conversely, append the final edge at each induction step in the reflexive transitive closure.

Every nonempty closed directed walk of length \(N\) determines a cyclic family of vertices \(v_0,\ldots ,v_{N-1}\). Each \(v_n\to v_{n+1}\) is an edge, where \(v_N=v_0\), and for any edge weights in a commutative monoid, \(\operatorname {wt}(w)=\prod _{n=0}^{N-1}\kappa _{v_n,v_{n+1}}\).

Proof ▶

Enumerate the sources of the successive edges. The last edge ends at the initial vertex because the walk is closed. The product identity follows by induction on the number of edges.

Theorem 20.16.4.32 Closed-walk criterion for vertex phases
✓

Let \(E\) be a directed relation on a set \(V\), and suppose that every edge \(a\to b\) admits a directed return walk from \(b\) to \(a\). Let \(G\) be a group and assign a weight \(\kappa _{a,b}\in G\) to each ordered pair of vertices. If the product of the edge weights along every closed directed walk is one, then there are vertex weights \(z_a\in G\) such that \(\kappa _{a,b}=z_a^{-1}z_b\) whenever \(a\to b\) is an edge. This is the graph-theoretic coboundary step needed to make the phase choices in [ 13 , Appendix C.2, lines 1446–1450 ] coherent across a recurrent support component.

Proof ▶

Reachability is an equivalence relation because every edge has a return walk. Choose one vertex in each reachability class and, for every vertex \(a\), choose a walk from the class representative to \(a\). Define \(z_a\) as the product of the edge weights along this walk. If two such walks have the same endpoints, append a common return walk; the two resulting closed walks have weight one, so the original walk weights agree. Comparing the chosen walk to \(b\) with the chosen walk to \(a\) followed by the edge \(a\to b\) gives \(z_b=z_a\kappa _{a,b}\).

Definition 20.16.4.33 Horizontal bond fiber of a sector cycle
✓

For a cyclic sector assignment \((k_n)_{n\in \mathbb Z/N\mathbb Z}\), the horizontal bond fiber at \(n\) is

\begin{align} H_n & =B^R_{k_n}\times B^L_{k_{n+1}}. \notag \end{align}

Shifting the left component by one site identifies \(\prod _n H_n\) with the vertex-indexed sector fiber used in the cyclic neighboring-operator product.

Lemma 20.16.4.34 A cyclic block is a finite Kronecker product
✓

Reindexing a cyclic neighboring-operator block along its horizontal bond fiber gives the finite Kronecker product \(\bigotimes _{n=0}^{N-1}\eta _{k_n,k_{n+1}}\).

Proof ▶

Expand both sides entrywise. The shifted left component of the bond fiber at site \(n+1\) is precisely the left index paired with the right component at site \(n\).

Let \(N\geq 1\), and fix a cyclic sector assignment \(k_0,\ldots ,k_{N-1}\) such that every operator \(\eta _{k_n,k_{n+1}}\) is nonzero. If the corresponding cyclic tensor product is positive semidefinite, then there are nonzero scalars \(c_n\) satisfying

\begin{align} \prod _{n=0}^{N-1}c_n & =1, \notag \\ c_n\eta _{k_n,k_{n+1}} & \geq 0 \quad (0\leq n{\lt}N). \notag \end{align}

This establishes a coherent positive rescaling along a single fixed cycle.

Proof ▶

Reindex the cyclic sector block by the shared horizontal-bond indices. Its matrix entries then become the finite Kronecker product of the consecutive neighboring operators. Apply Theorem 20.16.4.24.

Let \({\cal K}\) be an injective MPDO, let \(R\) give a three-site closure, and fix an \(\eta \)-structure and a nonzero tail entry. Let \(N\geq 1\). For a cyclic sector assignment \(k_0,\ldots ,k_{N-1}\), suppose that every concrete operator \(\eta _{k_n,k_{n+1}}\) obtained from these data is nonzero. Then there are nonzero scalars \(c_n\) such that

\begin{align} \prod _{n=0}^{N-1}c_n & =1, \notag \\ c_n\eta _{k_n,k_{n+1}} & \geq 0 \quad (0\leq n{\lt}N). \notag \end{align}

This is the specialization of Theorem 20.16.4.35 to the inverse-map sector operators; positivity of the cyclic product follows from the MPDO property.

Proof ▶

The fixed-sector cyclic product is positive semidefinite by Theorem 20.16.4.38. Apply Theorem 20.16.4.35.

Theorem 20.16.4.37 The conjugated chain is a congruence
✓

For every matrix \(U\) on the physical space and every \(N\ge 1\),

\begin{align} \rho ^{(N)}(\widetilde{\cal K}) & =U^{\otimes N} \rho ^{(N)}({\cal K}) (U^{\otimes N})^\dagger . \notag \end{align}

In particular \(\rho ^{(N)}(\widetilde{\cal K})\ge 0\) whenever \(\rho ^{(N)}({\cal K})\ge 0\).

Proof ▶

Expand the closed trace over bond configurations \(g\) (with \(g_{N+1}=g_1\)), and each conjugated local entry over its two physical indices:

\begin{align} [\rho ^{(N)}(\widetilde{\cal K})]_{\sigma ,\tau } & =\sum _{g}\prod _{n=1}^{N} \widetilde\kappa _{g_n,g_{n+1}}^{\, \sigma _n\tau _n} \notag \\ & =\sum _{g}\prod _{n=1}^{N}\sum _{p_n,q_n} U_{\sigma _n p_n} \kappa _{g_n,g_{n+1}}^{\, p_n q_n} \overline{U_{\tau _n q_n}}. \notag \end{align}

Distributing the site product over the physical sums factors the two \(U\)-products out of the bond sum, which leaves the matrix entry of \(U^{\otimes N}\rho ^{(N)}({\cal K})(U^{\otimes N})^\dagger \). Positivity is preserved by any congruence.

Let \({\cal K}\) be an MPDO whose transformed physical slices satisfy the sector factorization hypothesis. Then for every \(N\ge 1\) and every cyclic sector assignment \(k_1,\ldots ,k_N\) with \(k_{N+1}=k_1\),

\begin{align} 0 & \leq [Q_{k_1}\otimes \cdots \otimes Q_{k_N}]\, \tilde\sigma [Q_{k_1}\otimes \cdots \otimes Q_{k_N}] \notag \\ & =\bigotimes _{n=1}^{N}\eta _{k_n,k_{n+1}}. \notag \end{align}

This is the positivity half of the display at [ 13 , Appendix C.2, lines 1446–1450 ] .

Proof ▶

The cyclic tensor product \(\Omega _k\) of Definition 20.16.4.16 is a diagonal sector block of the basis-conjugated chain by Theorem 20.16.4.17. The conjugated chain is positive semidefinite by Theorem 20.16.4.37 and the MPDO property, and a principal submatrix of a positive semidefinite matrix is positive semidefinite.

Let \({\cal K}\) be an injective MPDO with the chosen Hayashi decomposition and a nonzero tail entry. Then for all sectors \(k,h\):

  1. \(\eta _{k,k}\ge 0\);

  2. \(\eta _{k,h}\otimes \eta _{h,k}\ge 0\);

  3. if \(\eta _{k,h}\ne 0\) and \(\eta _{h,k}\ne 0\), there is a scalar \(c\ne 0\) with \(c\, \eta _{k,h}\ge 0\), \(c^{-1}\eta _{h,k}\ge 0\), and \((c\, \eta _{k,h})\otimes (c^{-1}\eta _{h,k})=\eta _{k,h}\otimes \eta _{h,k}\).

Proof ▶

The chain of length one projected to the sector \(k\) is \(\eta _{k,k}\) up to the exchange of its two tensor factors, and the chain of length two projected to \((k,h)\) is \(\eta _{k,h}\otimes \eta _{h,k}\), both positive by Theorem 20.16.4.38. The third item, including the Kronecker-product-preserving equality, is Theorem 20.16.4.19.

Let \((\eta _{k,h})\) be a neighboring-operator family for which every nonempty cyclic tensor product is positive semidefinite. Suppose, in addition, that every nonzero edge \(k\to h\) admits a directed return path from \(h\) to \(k\). Then there are unit complex numbers \(z_k\) such that \(z_k^{-1}z_h\, \eta _{k,h}\geq 0\) for all \(k\) and \(h\). Consequently, if the neighboring operators arise from the inverse-map physical-sector factorization of an injective MPDO and its nonzero support is recurrent, the sector tensors admit a reciprocal rephasing for which all neighboring operators are positive semidefinite. This factorization determines the positive commuting nearest-neighbor product structure of Proposition C.8.

This is a scope-restricted result. Recurrence is not a hypothesis of Lemma C.4 in [ 13 , Appendix C.2, lines 1406–1450 ] . Its derivation for the zero-weight reparameterized inverse-map factorization is treated in Theorem 20.16.4.41 and recorded in [ 169 ] .

Proof ▶

For a nonzero edge, choose a directed return path and close it with the edge. Positive rescaling of the corresponding cyclic tensor product supplies a scalar that makes the edge operator positive; retain only its unit-modulus part. On any closed directed walk, positive rescaling of the associated cyclic tensor product gives phases whose product is one. Uniqueness of the unit phase identifies them edge by edge with the chosen phases. Hence the chosen edge phases have product one around every closed walk. The closed-walk criterion gives \(\kappa _{k,h}=z_k^{-1}z_h\) on every nonzero edge. Zero edge operators are already positive semidefinite. Finally, reciprocal rephasing of the left and right sector tensors multiplies each neighboring operator by this phase and preserves the physical-slice factorization. The conditional \(\eta \)-local construction then gives the positive commuting product data.

Proof ▶

First set the right tensor to zero in every zero-weight sector. The left tensor already vanishes there, so this does not alter the factorization and removes every support edge incident to such a sector. Every remaining endpoint has positive weight. If all virtual matrices in a positive-weight sector vanished, then the corresponding middle-site block of the three-site closure would vanish; this contradicts its Hayashi expression as a nonzero weight times two trace-one sector states. Thus every endpoint of a nonzero edge contains a nonzero virtual matrix. Injectivity supplies spanning by all sector virtual matrices, and triangle closure gives recurrence. The projected chain identity makes every cyclic Kronecker product positive semidefinite. Apply Theorem 20.16.4.40 to obtain the coherent vertex rephasing.

In the setting of Theorem 20.16.4.39, assume in addition that the nonzero neighboring operators occur in symmetric pairs: \(\eta _{k,h}=0\) forces \(\eta _{h,k}=0\). Then there is a positive semidefinite family \(\eta '_{k,h}\) with \(\eta '_{k,k}=\eta _{k,k}\) and, for every pair of sectors, scalars \(c_{k,h}\ne 0\) with \(\eta '_{k,h}=c_{k,h} \eta _{k,h}\) and \(\eta '_{h,k}=c_{k,h}^{-1} \eta _{h,k}\). In particular every two-site block \(\eta '_{k,h}\otimes \eta '_{h,k}=\eta _{k,h}\otimes \eta _{h,k}\) of the sector-adapted decomposition is unchanged.

The source asserts at [ 13 , Appendix C.2, lines 1446–1450 ] that the \(\eta \)’s can be chosen positive semidefinite, without the symmetric-support hypothesis. That hypothesis excludes a scalar obstruction: a nonzero neighboring operator whose reverse pair vanishes is constrained only by cycles through at least three sectors, and a coherent choice for the whole family can then fail.

Proof ▶

The diagonal operators are positive by Theorem 20.16.4.39, and their scalar is taken to be one. For a pair of distinct sectors, either both neighboring operators vanish and any nonzero scalar works, or both are nonzero by symmetric support and Theorem 20.16.4.39 supplies the reciprocal pair of scalars. Choosing the scalar once per unordered pair makes the two assignments reciprocal, and the block-preserving equality of Theorem 20.16.4.19 applied to that scalar gives \(\eta '_{k,h}\otimes \eta '_{h,k}=\eta _{k,h}\otimes \eta _{h,k}\).

20.16.5 Normalized preparations and controlled partial traces

Every explicit neighboring \(\eta \)-family determines a sector-by-sector trace matrix. We give both its complex-valued form and the real-part version, which is the direct data for the real Perron–Frobenius matrix \(T\) used in the rank-one step.

Definition 20.16.5.2 Rank-one factorization of neighboring-operator traces
✓

Let \((\eta _{k,h})\) be a positive neighboring-operator family. A rank-one trace factorization consists of real families \((a_k)\) and \((b_h)\) such that

\begin{align} \operatorname{tr}(\eta _{k,h}) & = a_kb_h, \notag \\ \sum _l a_lb_l & = 1. \notag \end{align}

These identities occur in [ 13 , Appendix C.2, lines 1395–1402 ] .

Definition 20.16.5.3 Direct-sum neighboring operator
✓

For sectors \(k,h\), define the positive-operator candidate

\begin{align} \Omega _{k,h} & =\bigoplus _l(\eta _{k,l}\otimes \eta _{l,h}). \notag \end{align}

The summand indexed by \(l\) acts on \((B_k^R\otimes B_l^L)\otimes (B_l^R\otimes B_h^L)\). This is the operator adjoined by \(\mathcal T_{k,h}\) in [ 13 , Appendix C.2, lines 1527–1535 ] .

Theorem 20.16.5.4 Positivity of finite dependent block diagonals
✓
#

Let \((A_i)_{i\in I}\) be a finite family of positive semidefinite matrices, where the size of \(A_i\) may depend on \(i\). Then the block-diagonal matrix \(\bigoplus _{i\in I}A_i\) is positive semidefinite.

Proof ▶

Write each \(A_i=B_i^*B_i\) using its positive square root. The dependent block diagonal then satisfies \(\bigoplus _i A_i=(\bigoplus _i B_i)^*(\bigoplus _i B_i)\).

Theorem 20.16.5.5 Positivity of the direct-sum neighboring operator
✓

Every operator \(\Omega _{k,h}\) is positive semidefinite.

Proof ▶

For every \(l\), positivity is preserved by the Kronecker product: \(\eta _{k,l}\succeq 0\) and \(\eta _{l,h}\succeq 0\) imply \(\eta _{k,l}\otimes \eta _{l,h}\succeq 0\). Apply Theorem 20.16.5.4 to the family \((\eta _{k,l}\otimes \eta _{l,h})_l\).

Theorem 20.16.5.6 Trace of the direct-sum neighboring operator
✓

The trace is

\begin{align} \operatorname{tr}(\Omega _{k,h}) & =\sum _l\operatorname{tr}(\eta _{k,l})\operatorname{tr}(\eta _{l,h}). \notag \end{align}

Under the rank-one trace factorization, this becomes

\begin{align} \operatorname{tr}(\Omega _{k,h}) & =a_kb_h\sum _l a_lb_l=a_kb_h. \notag \end{align}

This is the trace calculation in [ 13 , Appendix C.2, lines 1531–1535 ] .

Proof ▶

The direct-sum and Kronecker trace identities give

\begin{align} \operatorname{tr}(\Omega _{k,h}) & =\sum _l\operatorname{tr}(\eta _{k,l}\otimes \eta _{l,h}) =\sum _l\operatorname{tr}(\eta _{k,l})\operatorname{tr}(\eta _{l,h}). \notag \end{align}

Substitute \(\operatorname{tr}(\eta _{k,h})=a_kb_h\) and \(\sum _l a_lb_l=1\).

Every product \(a_kb_h\) is non-negative. If \(a_kb_h=0\), then \(\eta _{k,h}=0\) and \(\Omega _{k,h}=0\).

Proof ▶

Since \(\eta _{k,h}\succeq 0\), its trace is non-negative, and hence \(a_kb_h=\operatorname{tr}(\eta _{k,h})\geq 0\). If \(a_kb_h=0\), then \(\eta _{k,h}\succeq 0\) and \(\operatorname{tr}(\eta _{k,h})=a_kb_h=0\), which imply \(\eta _{k,h}=0\). The same implication gives \(\Omega _{k,h}=0\) because \(\Omega _{k,h}\succeq 0\) and \(\operatorname{tr}(\Omega _{k,h})=a_kb_h=0\).

Definition 20.16.5.8 Normalized active neighboring operators
✓

With the convention \(0^{-1}=0\), define for every pair \((k,h)\)

\begin{align} \widehat\eta _{k,h} & =(a_kb_h)^{-1}\eta _{k,h}, \notag \\ \widehat\Omega _{k,h} & =(a_kb_h)^{-1}\Omega _{k,h}. \notag \end{align}

These operators are normalized when the pair is active, namely when \(a_kb_h\ne 0\).

Theorem 20.16.5.9 Positivity of normalized neighboring operators
✓

For every pair \((k,h)\), the operators \(\widehat\eta _{k,h}\) and \(\widehat\Omega _{k,h}\) are positive semidefinite.

Proof ▶

By Theorem 20.16.5.7, \(a_kb_h\geq 0\), and hence \((a_kb_h)^{-1}\geq 0\). Since \(\eta _{k,h}\succeq 0\) and \(\Omega _{k,h}\succeq 0\), multiplication by \((a_kb_h)^{-1}\) gives \(\widehat\eta _{k,h}\succeq 0\) and \(\widehat\Omega _{k,h}\succeq 0\).

If \(a_kb_h\ne 0\), then \(\widehat\eta _{k,h}\) and \(\widehat\Omega _{k,h}\) have trace one. Consequently the maps

\begin{align} X & \longmapsto X\otimes \widehat\eta _{k,h}, \notag \\ X & \longmapsto X\otimes \widehat\Omega _{k,h} \notag \end{align}

are trace-preserving and completely positive. These are the individual preparations \(\mathcal S_{k,h}\) and \(\mathcal T_{k,h}\) in [ 13 , Appendix C.2, lines 1527–1535 and 1551–1555 ] .

Proof ▶

On an active pair, \(\operatorname{tr}(\widehat\eta _{k,h}) =(a_kb_h)^{-1}\operatorname{tr}(\eta _{k,h}) =(a_kb_h)^{-1}a_kb_h=1\). Likewise, \(\operatorname{tr}(\widehat\Omega _{k,h})=1\) follows from \(\operatorname{tr}(\Omega _{k,h})=a_kb_h\). Apply Lemma  [ 216 , “State preparation is trace-preserving completely positive” ] to each operator.

Lemma 20.16.5.11 Trace-one matrices have nonempty index spaces
✓
#

If a matrix indexed by a finite type has trace one, then its index type is nonempty.

Proof ▶

A matrix on an empty index space has trace zero, contrary to the hypothesis.

Lemma 20.16.5.12 Nonemptiness of the Hayashi sector factors
✓

Every left and right factor in a Hayashi sector is nonzero-dimensional.

Proof ▶

A matrix on an empty index space has trace zero. Hence \(\operatorname{tr}(\rho _k^R)=1\) implies \(\dim (B_k^R\otimes C){\gt}0\), which implies \(\dim B_k^R{\gt}0\), and the same argument applied to \(\rho _k^L\) gives \(d_k^L{\gt}0\).

Lemma 20.16.5.13 Existence of a Hayashi sector
✓

The set of Hayashi sectors is nonempty.

Proof ▶

The sector-weight identity \(\sum _k p_k=1\) implies \(m{\gt}0\).

Lemma 20.16.5.14 Nonemptiness of the neighboring auxiliary spaces
✓

For every pair of sectors \((k,h)\), the spaces carrying \(\eta _{k,h}\) and \(\Omega _{k,h}\) are nonzero-dimensional.

Proof ▶

The tensor product carrying \(\eta _{k,h}\) is nonzero-dimensional by Lemma 20.16.5.12. Choosing an intermediate sector \(l\) by Lemma 20.16.5.13 then supplies an element of the direct-sum space carrying \(\Omega _{k,h}\).

Definition 20.16.5.15 Faithful uniform density matrix
✓
#

On a nonzero finite-dimensional space \(H\), define

\begin{align} \tau _H & =\frac{1}{\dim H}I_H. \notag \end{align}
Theorem 20.16.5.16 The uniform density matrix is faithful and normalized
✓

The matrix \(\tau _H\) is positive definite and has trace one.

Proof ▶

Since \(\dim H{\gt}0\), the scalar \((\dim H)^{-1}\) is positive. Thus \(\tau _H\) is positive definite, and \(\operatorname{tr}(\tau _H)=(\dim H)^{-1}\dim H=1\).

For every sector pair define

\begin{align} \overline\eta _{k,h} & = \begin{cases} \widehat\eta _{k,h}, & a_kb_h\ne 0, \\ \tau _{B_k^R\otimes B_h^L}, & a_kb_h=0, \end{cases} \notag \\ \overline{\mathcal S}_{k,h}(X) & =X\otimes \overline\eta _{k,h}. \notag \end{align}

On an active pair this is precisely the preparation \(\mathcal S_{k,h}\) of [ 13 , Appendix C.2, lines 1551–1555 ] ; the second branch gives a normalized extension on a pair where the displayed source quotient is undefined.

For every pair \((k,h)\), the operator \(\overline\eta _{k,h}\) is positive semidefinite with trace one. Hence \(\overline{\mathcal S}_{k,h}\) is trace-preserving and completely positive. If \(a_kb_h\ne 0\), then both the density matrix and the preparation equal their normalized active forms.

Proof ▶

The two branches give

\begin{align} a_kb_h\ne 0 & \Longrightarrow \overline\eta _{k,h}=\widehat\eta _{k,h}\succeq 0, \quad \operatorname{tr}(\overline\eta _{k,h})=1, \notag \\ a_kb_h=0 & \Longrightarrow \overline\eta _{k,h}=\tau _{B_k^R\otimes B_h^L}\succ 0, \quad \operatorname{tr}(\overline\eta _{k,h})=1. \notag \end{align}

The state-preparation result applies in either case.

For every sector pair define

\begin{align} \mathcal H^{\Omega }_{k,h} & = \bigoplus _l (B_k^R\otimes B_l^L)\otimes (B_l^R\otimes B_h^L), \notag \\ \overline\Omega _{k,h} & = \begin{cases} \widehat\Omega _{k,h}, & a_kb_h\ne 0, \\ \tau _{\mathcal H^{\Omega }_{k,h}}, & a_kb_h=0, \end{cases} \notag \\ \overline{\mathcal T}_{k,h}(X) & =X\otimes \overline\Omega _{k,h}. \notag \end{align}

Thus \(\mathcal H^{\Omega }_{k,h}\) is the carrier space, whereas \(\Omega _{k,h}\), \(\widehat\Omega _{k,h}\), and \(\overline\Omega _{k,h}\) are operators on it: respectively the unnormalized neighboring operator, its normalization on an active pair, and its completed density on an arbitrary pair. On an active pair this is precisely the preparation \(\mathcal T_{k,h}\) of [ 13 , Appendix C.2, lines 1527–1535 ] ; the inactive branch is a normalized extension.

For every pair \((k,h)\), the operator \(\overline\Omega _{k,h}\) is positive semidefinite with trace one. Hence \(\overline{\mathcal T}_{k,h}\) is trace-preserving and completely positive. On every active pair it equals the normalized active preparation.

Proof ▶

The two branches give

\begin{align} a_kb_h\ne 0 & \Longrightarrow \overline\Omega _{k,h}=\widehat\Omega _{k,h}\succeq 0, \quad \operatorname{tr}(\overline\Omega _{k,h})=1, \notag \\ a_kb_h=0 & \Longrightarrow \overline\Omega _{k,h}=\tau _{\mathcal H^{\Omega }_{k,h}}\succ 0, \quad \operatorname{tr}(\overline\Omega _{k,h})=1. \notag \end{align}

The state-preparation result therefore applies to \(\overline{\mathcal T}_{k,h}\).

Definition 20.16.5.21 Globally controlled neighboring-state preparation
✓

Let \(H=\bigoplus _{k,h}H_{k,h}\). Orthogonally controlling the completed preparations over the sector pairs gives a map

\begin{align} \overline{\mathcal S}_1(X) & =\sum _{k,h,a}\widetilde A_{k,h,a}X \widetilde A_{k,h,a}^{\dagger }, \notag \end{align}

where \((A_{k,h,a})_a\) is a Kraus family for \(\overline{\mathcal S}_{k,h}\) and the tilde denotes its extension by zero outside \(H_{k,h}\). Thus the map discards inter-sector coherences and applies the completed preparation in each diagonal sector. On active sectors this is the sector-control formula for \(\mathcal S_1\) in [ 13 , Appendix C.2, lines 1548–1555 ] .

Theorem 20.16.5.22 Diagonal-sector action of the completed neighboring preparation
✓

If \(X_{k,h}\) is the \((k,h)\) diagonal block of \(X\), then

\begin{align} [\overline{\mathcal S}_1(X)]_{k,h} & =\overline{\mathcal S}_{k,h}(X_{k,h}) =X_{k,h}\otimes \overline\eta _{k,h}. \notag \end{align}
Proof ▶

The diagonal-block formula and invariance under Kraus-index relabeling give

\begin{align} [\overline{\mathcal S}_1(X)]_{k,h} & =\Phi _{\widetilde A_{k,h}}(X_{k,h}) =\Phi _{A_{k,h}}(X_{k,h}), \notag \\ \Phi _{A_{k,h}}(X_{k,h}) & =X_{k,h}\otimes \overline\eta _{k,h}. \notag \end{align}
Theorem 20.16.5.23 The globally controlled neighboring-state preparation is trace-preserving completely positive
✓

The map \(\overline{\mathcal S}_1\) is trace-preserving and completely positive.

Proof ▶

If \((A_{k,h,a})_a\) is the sectorwise Kraus family, then

\begin{align} \sum _{k,h,a}\widetilde A_{k,h,a}^{\dagger }\widetilde A_{k,h,a} & =\bigoplus _{k,h}\left(\sum _a A_{k,h,a}^{\dagger }A_{k,h,a}\right) =\bigoplus _{k,h}I_{H_{k,h}}=I_H. \notag \end{align}

Thus the controlled Kraus family is trace-preserving.

Definition 20.16.5.24 Globally controlled direct-sum preparation
✓

Orthogonally controlling the completed direct-sum preparations gives

\begin{align} \overline{\mathcal T}_1(X) & =\sum _{k,h,a}\widetilde B_{k,h,a}X \widetilde B_{k,h,a}^{\dagger }, \notag \end{align}

where \((B_{k,h,a})_a\) is a Kraus family for \(\overline{\mathcal T}_{k,h}\). This map discards inter-sector coherences and, on active sectors, is the sector-control formula for \(\mathcal T_1\) in [ 13 , Appendix C.2, lines 1523–1535 ] .

Theorem 20.16.5.25 Diagonal-sector action of the completed direct-sum preparation
✓

If \(X_{k,h}\) is the \((k,h)\) diagonal block of \(X\), then

\begin{align} [\overline{\mathcal T}_1(X)]_{k,h} & =\overline{\mathcal T}_{k,h}(X_{k,h}) =X_{k,h}\otimes \overline\Omega _{k,h}. \notag \end{align}
Proof ▶

The diagonal-block formula and invariance under Kraus-index relabeling give

\begin{align} [\overline{\mathcal T}_1(X)]_{k,h} & =\Phi _{\widetilde B_{k,h}}(X_{k,h}) =\Phi _{B_{k,h}}(X_{k,h}), \notag \\ \Phi _{B_{k,h}}(X_{k,h}) & =X_{k,h}\otimes \overline\Omega _{k,h}. \notag \end{align}
Theorem 20.16.5.26 The globally controlled direct-sum preparation is trace-preserving completely positive
✓

The map \(\overline{\mathcal T}_1\) is trace-preserving and completely positive.

Proof ▶

For the sectorwise Kraus family \((B_{k,h,a})_a\),

\begin{align} \sum _{k,h,a}\widetilde B_{k,h,a}^{\dagger }\widetilde B_{k,h,a} & =\bigoplus _{k,h}\left(\sum _a B_{k,h,a}^{\dagger }B_{k,h,a}\right) =\bigoplus _{k,h}I_{H_{k,h}}=I_H. \notag \end{align}

The orthogonal-control theorem now gives the claim.

Remark 20.16.5.27 Scope of the completed preparation
#

The conclusions above begin with the rank-one trace factorization \(\operatorname{tr}(\eta _{k,h})=a_kb_h\) and \(\sum _l a_lb_l=1\). Deriving this factorization for the inverse-map neighboring operators from saturation of the area law and zero correlation length is the Perron–Frobenius step asserted in [ 13 , Appendix C.2, lines 1404–1410 and 1484–1498 ] . Theorem 20.16.8.71 shows that the Case-II representativewise reuse of this factorization in Proposition C.12 is false under the complete standing hypotheses; it does not refute Lemma C.5 on the normal Case-I surface (see [ 24 ] ). The completed maps therefore provide the global controlled preparation once that factorization is supplied, with the regrouping maps, shift maps, and closure identities developed in subsequent sections to complete the two-map statement of [ 13 , Appendix C.2, lines 1510–1517 ] .

The generic controlled dependent partial trace, its diagonal blocks, and its trace-preserving completely positive property are developed in the companion volume  [ 216 , “Controlled dependent partial trace”, “Diagonal blocks of the controlled dependent partial trace”, “The controlled dependent partial trace is trace-preserving completely positive” ] .

In sector-adapted coordinates, regroup two sites by

\begin{align} ((l_k,r_k),(l_h,r_h)) & \longmapsto ((l_k,r_h),(r_k,l_h)). \notag \end{align}

Globally this gives the dependent-sum equivalence

\begin{align} \left(\bigoplus _k L_k\otimes R_k\right)^{\! \otimes 2} & \simeq \bigoplus _{k,h}(L_k\otimes R_h)\otimes (R_k\otimes L_h). \notag \end{align}

The forward equivalence prepares the neighboring factors \(R_k\otimes L_h\) for the partial trace in \(\mathcal T_0\); its inverse is the shift \(\mathcal S_2\). These are the reorderings in [ 13 , Appendix C.2, lines 1521–1522 and 1555–1559 ] .

Definition 20.16.5.29 The two-site partial-trace map \(\mathcal T_0\)
✓

Define \(\mathcal T_0\) by the two-site regrouping followed, in each pair \((k,h)\), by the partial trace over \(R_k\otimes L_h\). Its output is indexed by the retained outer factors \(L_k\otimes R_h\). Thus, writing \(R_{\Phi _2}\) for the regrouping reindexing,

\begin{align} \mathcal T_0 & =\operatorname{CTr}_{(R_k\otimes L_h)_{k,h}}\circ R_{\Phi _2}. \label{eq:rfp_t0_factorization} \end{align}
Theorem 20.16.5.30 \(\mathcal T_0\) is trace-preserving completely positive
✓

The map \(\mathcal T_0\) is trace-preserving and completely positive.

Proof ▶

By (106), \(\mathcal T_0\) is the composition of the controlled dependent partial trace with reindexing along the two-site equivalence. The first map is trace-preserving and completely positive by Theorem  [ 216 , “The controlled dependent partial trace is trace-preserving completely positive” ] , and the second by Theorem  [ 216 , “Equivalence reindexing is trace-preserving completely positive” ] . Their composition is therefore trace-preserving and completely positive.

The map \(\mathcal S_2\) is matrix reindexing along the inverse two-site equivalence. Thus

\begin{align} ((l_k,r_h),(r_k,l_h)) & \longmapsto ((l_k,r_k),(l_h,r_h)). \notag \end{align}
Theorem 20.16.5.32 \(\mathcal S_2\) is trace-preserving completely positive
✓

The shift \(\mathcal S_2\) is trace-preserving and completely positive.

Proof ▶

If \(\Phi _2\) is the two-site regrouping, then \(\mathcal S_2=R_{\Phi _2^{-1}}\). It is therefore trace-preserving and completely positive by Theorem  [ 216 , “Equivalence reindexing is trace-preserving completely positive” ] .

Regroup three sites by

\begin{align} ((l_k,r_k),((l_l,r_l),(l_h,r_h))) & \longmapsto ((l_k,r_h),((r_k,l_l),(r_l,l_h))). \notag \end{align}

Equivalently,

\begin{align} \left(\bigoplus _k L_k\otimes R_k\right)^{\! \otimes 3} & \simeq \bigoplus _{k,h}(L_k\otimes R_h)\otimes \left[\bigoplus _l (R_k\otimes L_l)\otimes (R_l\otimes L_h)\right]. \notag \end{align}

The forward equivalence prepares the four middle subspins for \(\mathcal S_0\); its inverse is the shift \(\mathcal T_2\) in [ 13 , Appendix C.2, lines 1535–1540 and 1547 ] .

Definition 20.16.5.34 The three-site partial-trace map \(\mathcal S_0\)
✓

Define \(\mathcal S_0\) by the three-site regrouping followed, for every outer pair \((k,h)\), by the partial trace over

\begin{align} \bigoplus _l(R_k\otimes L_l)\otimes (R_l\otimes L_h). \notag \end{align}

Thus, writing \(R_{\Phi _3}\) for the regrouping reindexing,

\begin{align} \mathcal S_0 & =\operatorname{CTr}_{\left(\bigoplus _l(R_k\otimes L_l)\otimes (R_l\otimes L_h)\right)_{k,h}}\circ R_{\Phi _3}. \label{eq:rfp_s0_factorization} \end{align}
Theorem 20.16.5.35 \(\mathcal S_0\) is trace-preserving completely positive
✓

The map \(\mathcal S_0\) is trace-preserving and completely positive.

Proof ▶

By (107), \(\mathcal S_0\) is the composition of the controlled dependent partial trace with reindexing along the three-site equivalence. The controlled trace and equivalence reindexing are trace-preserving and completely positive by Theorems  [ 216 , “The controlled dependent partial trace is trace-preserving completely positive” ] and  [ 216 , “Equivalence reindexing is trace-preserving completely positive” ] , respectively. Their composition has the same property.

Definition 20.16.5.36 The three-site shift \(\mathcal T_2\)
✓

The map \(\mathcal T_2\) is matrix reindexing along the inverse three-site equivalence. On each summand it sends

\begin{align} ((l_k,r_h),((r_k,l_l),(r_l,l_h))) & \longmapsto ((l_k,r_k),((l_l,r_l),(l_h,r_h))). \notag \end{align}
Theorem 20.16.5.37 \(\mathcal T_2\) is trace-preserving completely positive
✓

The shift \(\mathcal T_2\) is trace-preserving and completely positive.

Proof ▶

If \(\Phi _3\) is the three-site regrouping, then \(\mathcal T_2=R_{\Phi _3^{-1}}\). It is therefore trace-preserving and completely positive by Theorem  [ 216 , “Equivalence reindexing is trace-preserving completely positive” ] .

Definition 20.16.5.38 Fiberwise partial-trace maps
✓

For fixed sectors \((k,h)\), define the fiberwise form of \(\mathcal T_0\) by regrouping two sites and tracing \(R_k\otimes L_h\). For fixed \((k,l,h)\), define the fiberwise form of \(\mathcal S_0\) by regrouping three sites and tracing \((R_k\otimes L_l)\otimes (R_l\otimes L_h)\).

Theorem 20.16.5.39 The fiberwise partial traces are trace-preserving completely positive
✓

Every fiberwise form of \(\mathcal T_0\) and \(\mathcal S_0\) is trace-preserving and completely positive.

Proof ▶

The fiberwise forms factor as

\begin{align} \mathcal T_0^{(k,h)} & =\operatorname{tr}_{R_k\otimes L_h}\circ R_{\phi _{k,h}}, \notag \\ \mathcal S_0^{(k,l,h)} & =\operatorname{tr}_{(R_k\otimes L_l)\otimes (R_l\otimes L_h)} \circ R_{\phi _{k,l,h}}, \notag \end{align}

where \(\phi _{k,h}\) is the two-site equivalence of Definition 20.16.5.28 on the \((k,h)\) sector, \(\phi _{k,l,h}\) is the three-site equivalence of Definition 20.16.5.33 on the \((k,l,h)\) sector, and \(R_\phi \) denotes equivalence reindexing. Both factors in each composition are trace-preserving and completely positive, so the composition is as well.

On fixed sector pairs, define \(\mathcal S_2\) and \(\mathcal T_2\) by the same inverse regroupings as the corresponding global shifts.

Theorem 20.16.5.41 The fiberwise shifts are trace-preserving completely positive
✓

Every fiberwise shift is trace-preserving and completely positive.

Proof ▶

The shifts \(\mathcal S_2^{(k,h)}\) and \(\mathcal T_2^{(k,h)}\) are reindexings along the inverse two-site and three-site equivalences of Definitions 20.16.5.28 and 20.16.5.33, respectively. They are therefore trace-preserving and completely positive by Theorem  [ 216 , “Equivalence reindexing is trace-preserving completely positive” ] .

To record the domains and codomains, set

\begin{align} \mathcal H^{\Omega }_{k,h} & =\bigoplus _l (B_k^R\otimes B_l^L)\otimes (B_l^R\otimes B_h^L), \notag \end{align}

and introduce the matrix algebras

\begin{align} \mathcal A_2 & =\operatorname{End}\! \left(\left[\bigoplus _j(B_j^L\otimes B_j^R)\right]^{\! \otimes 2}\right), & \mathcal A_{\partial } & =\operatorname{End}\! \left(\bigoplus _{k,h}B_k^L\otimes B_h^R\right), \notag \\ \mathcal A_{\eta } & =\operatorname{End}\! \left(\bigoplus _{k,h}\bigl[(B_k^L\otimes B_h^R)\otimes (B_k^R\otimes B_h^L)\bigr]\right), & \mathcal A_{\Omega } & =\operatorname{End}\! \left(\bigoplus _{k,h}\bigl[(B_k^L\otimes B_h^R)\otimes \mathcal H^{\Omega }_{k,h}\bigr]\right), \notag \\ \mathcal A_3 & =\operatorname{End}\! \left(\left[\bigoplus _j(B_j^L\otimes B_j^R)\right]^{\! \otimes 3}\right). \notag \end{align}

Thus the global maps have types

\begin{align} \mathcal T_0 & :\mathcal A_2\to \mathcal A_{\partial }, \notag \\ \mathcal S_2 & :\mathcal A_{\eta }\to \mathcal A_2, \notag \\ \mathcal S_0 & :\mathcal A_3\to \mathcal A_{\partial }, \notag \\ \mathcal T_2 & :\mathcal A_{\Omega }\to \mathcal A_3. \notag \end{align}

The controlled maps \(\mathcal T_0\) and \(\mathcal S_0\) discard coherences between distinct outer-sector pairs. For fixed \((k,h)\), the global map \(\mathcal S_0\) traces the entire carrier \(\mathcal H^{\Omega }_{k,h}\), including its direct sum over \(l\). The shifts \(\mathcal S_2\) and \(\mathcal T_2\) are global reindexings, with all displayed tensor factors present at their inputs [ 13 , Appendix C.2, lines 1521–1559 ] .

For the fiberwise maps, write

\begin{align} \mathcal A_2^{k,h} & =\operatorname{End}\! \left((B_k^L\otimes B_k^R)\otimes (B_h^L\otimes B_h^R)\right), & \mathcal A_{\partial }^{k,h} & =\operatorname{End}(B_k^L\otimes B_h^R), \notag \\ \mathcal A_{\eta }^{k,h} & =\operatorname{End}\! \left((B_k^L\otimes B_h^R)\otimes (B_k^R\otimes B_h^L)\right), & \mathcal A_{\Omega }^{k,h} & =\operatorname{End}\! \left((B_k^L\otimes B_h^R)\otimes \mathcal H^{\Omega }_{k,h}\right), \notag \\ \mathcal A_3^{k,l,h} & =\operatorname{End}\! \left((B_k^L\otimes B_k^R)\otimes (B_l^L\otimes B_l^R) \otimes (B_h^L\otimes B_h^R)\right), \notag \\ \mathcal A_3^{k,\bullet ,h} & =\operatorname{End}\! \left(\bigoplus _l \bigl[(B_k^L\otimes B_k^R)\otimes (B_l^L\otimes B_l^R) \otimes (B_h^L\otimes B_h^R)\bigr]\right). \notag \end{align}

The map \(\mathcal S_0^{(k,l,h)}\) fixes the middle sector \(l\) before taking the partial trace; it is therefore distinct from the fixed-\((k,h)\) restriction of the global controlled map \(\mathcal S_0\). The four fiberwise types are

\begin{tikzcd}[channel, column sep=16mm, row sep=6mm]
    \mathcal A_2^{k,h} \arrow[r, "\mathcal T_0^{(k,h)}"] &
    \mathcal A_{\partial}^{k,h} \\
    \mathcal A_{\eta}^{k,h} \arrow[r, "\mathcal S_2^{(k,h)}"] &
    \mathcal A_2^{k,h} \\
    \mathcal A_3^{k,l,h} \arrow[r, "\mathcal S_0^{(k,l,h)}"] &
    \mathcal A_{\partial}^{k,h} \\
    \mathcal A_{\Omega}^{k,h} \arrow[r, "\mathcal T_2^{(k,h)}"] &
    \mathcal A_3^{k,\bullet,h}
\end{tikzcd}

20.16.6 Primitivity and rank-one trace matrices

Definition 20.16.6.1 Explicit \(\eta \)-data from the sector tensors
✓

If every neighboring operator \(\eta _{k,h}\) of Definition 20.16.3.1 is positive semidefinite, the family constitutes explicit neighboring \(\eta \)-data. The source obtains the positivity from the projected chain identity: writing \(\tilde\sigma = U^{\dagger \otimes N} \sigma ^{(N)}({\cal K})\, U^{\otimes N}\) for the \(N\)-site operator in the sector basis and \(Q_k\) for the projector onto the \(k\)-th sector of the physical splitting, every cyclic sector assignment \(k_1,\ldots ,k_N\) (with \(k_{N+1}=k_1\)) satisfies

\begin{align} 0 & \leq [Q_{k_1}\otimes \cdots \otimes Q_{k_N}] \tilde\sigma [Q_{k_1}\otimes \cdots \otimes Q_{k_N}] =\bigotimes _{n=1}^{N}\eta _{k_n,k_{n+1}}, \notag \end{align}

and the sector tensors can be chosen so that each factor is positive semidefinite [ 13 , Appendix C.2, lines 1446–1450 ] . The all-length sector identity is Theorem 20.16.4.18, with positive semidefiniteness assumed for the chosen representatives here. Theorem 20.16.4.39 provides the diagonal and paired positivity, and Theorem 20.16.4.42 a rescaled positive family under symmetric support.

Theorem 20.16.6.2 Trace matrix of the sector-tensor \(\eta \)-data
✓

Under the hypotheses of Definition 20.16.6.1, the trace matrix of the explicit \(\eta \)-data is the pairing of the closed sector tensors:

\begin{align} T_{k,h} & =\operatorname{tr}(\eta _{k,h})=(r_k|l_h). \notag \end{align}
Proof ▶

Immediate from Theorem 20.16.4.3 and the definition of the trace matrix.

Theorem 20.16.6.3 Primitivity from returns of lengths two and three
✓

Let \(T\) be a non-negative irreducible matrix on a finite index set. If \((T^2)_{k,k}{\gt}0\) and \((T^3)_{k,k}{\gt}0\) for every index \(k\), then \(T\) is primitive.

Proof ▶

Choose a positive path between every ordered pair of indices, and let \(L\) be the sum of the chosen path lengths. Every chosen length is at most \(L\). For a chosen path of length \(m\), write the difference \(2L+2-m\) as \(2a+3b\) with \(a,b\geq 0\). Appending these returns at the terminal index gives a positive path of common length \(2L+2\) between every ordered pair.

For sector weights \(p_k\), let \(I_*=\{ k:p_k\ne 0\} \). The one-site matrices and their spaces on \(I_*\) are

\begin{align} A_{k;x,y}, \notag \\ {\cal A}_S & =\operatorname{span}\{ A_{k;x,y}:k\in S\} , \qquad S\subseteq I_*. \notag \end{align}

The real trace matrix on this index set is

\begin{align} T^*_{k,h} & =\operatorname{Re}\operatorname{tr}(\eta _{k,h}), \qquad k,h\in I_*. \notag \end{align}

Only the trace matrix is restricted: the physical direct sum still contains every zero-weight summand.

For every sector entry, the one-site matrix used in the directed-cut argument equals the virtual matrix used in the spanning argument. If all sector virtual matrices span \(M_{D}(\mathbb {C})\) and the matrices in every zero-weight sector vanish, then \(\operatorname{span}\{ A_{k;x,y}:k\in I_*\} =M_{D}(\mathbb {C})\).

Suppose that the active one-site matrices span \(M_{D}(\mathbb {C})\) and each active sector contains a nonzero such matrix. For every \(S\subseteq I_*\), \({\cal A}_S+{\cal A}_{I_*\setminus S}=M_{D}(\mathbb {C})\), and both spaces are nonzero when the corresponding sector sets are nonempty. If \(\eta _{k,h}=0\) for \(k\in S\) and \(h\in C\), then \({\cal A}_S{\cal A}_C=0\).

Suppose that the active one-site matrices span \(M_{D}(\mathbb {C})\) and each active sector contains a nonzero such matrix. Then for every \(k,h\in I_*\) there is a directed walk

\begin{align} k=k_0\longrightarrow k_1\longrightarrow \cdots \longrightarrow k_m=h, \notag \end{align}

such that \(\eta _{k_j,k_{j+1}}\ne 0\). In particular, every active sector has an outgoing nonzero neighboring operator.

\begin{align} P_j\mathcal K_iP_{j^\prime } & =0\quad \text{unless }i=j=j^\prime . \notag \end{align}
\begin{tenkz}[rows={op,op,op}, cols=1, physical=updown]
            \tn[skin=mpo]{P_j} \\
            \tn[skin=mpo,
                ports={180:virtual, 0:virtual}]{\noexpand\mathcal K_i} \\
            \tn[skin=mpo]{P_{j^\prime}}
        \end{tenkz} \( = 0\quad \text{unless }i=j=j^\prime \)
Figure 20.5 The local-orthogonality contraction of [ 13 , Appendix C.2, lines 1457–1470 ] . After decomposing the sector trace matrix into primitive components, the source assumes that two components occur, obtains two locally orthogonal summands, and chooses orthogonal projectors \(P_1\) and \(P_2\). The displayed identity gives the cross contractions \(P_1{\cal K}P_2=P_2{\cal K}P_1=0\), and the corresponding two-site contraction also vanishes. For \({\cal A}_i=\operatorname{span}\{ \operatorname{tr}(XP_i{\cal K}P_i):X\} \), these vanishings and injectivity imply \({\cal A}_1+{\cal A}_2=M_{D}(\mathbb {C})\) and \({\cal A}_1{\cal A}_2=0\), a contradiction. Theorem 20.16.6.7 does not construct \(P_1\) or \(P_2\): an arbitrary reachability cut \(I_*=S\sqcup C\) supplies only \({\cal A}_S{\cal A}_C=0\). The common final step is the same one-sided obstruction: two nonzero matrix spaces cannot sum to \(M_{D}(\mathbb {C})\) while their ordered products vanish.

If every neighboring operator is positive semidefinite, then \(T^*\) is entrywise non-negative and \(T^*_{k,h}{\gt}0\Longleftrightarrow \eta _{k,h}\ne 0\).

Suppose that the active one-site matrices span \(M_{D}(\mathbb {C})\) and each active sector contains a nonzero such matrix. For every \(k\in I_*\) there is an \(h\in I_*\) such that

\begin{align} \eta _{k,h} & \ne 0, \notag \\ \eta _{h,k} & \ne 0. \notag \end{align}

If the neighboring operators are positive semidefinite, then \((T^{*2})_{k,k}{\gt}0\).

Theorem 20.16.6.10 Irreducibility of the active trace matrix
✓

Suppose that the neighboring operators are positive semidefinite, the active one-site matrices span \(M_{D}(\mathbb {C})\), and each active sector contains a nonzero such matrix. Then the non-negative matrix \(T^*\) is irreducible.

Suppose that the neighboring operators are positive semidefinite, the active one-site matrices span \(M_{D}(\mathbb {C})\), each active sector contains a nonzero such matrix, and every nonzero edge closes through a third active sector. Then \((T^{*3})_{k,k}{\gt}0\) for every \(k\in I_*\). Together with the length-two returns and irreducibility, this implies that \(T^*\) is primitive.

Proof ▶

Triangle closure supplies a positive closed walk of length three through each active sector. Combine these walks with the length-two returns and apply Theorem 20.16.6.3.

Let \({\cal K}\) be an injective tensor generating MPDOs, let \(R\) close a three-site state \(\rho \), and choose a Hayashi decomposition with weights \(p_k\). Fix outer indices for which the corresponding entry of \(R\) is nonzero, and let \(F\) be the zero-weight reparameterized inverse-map factorization. There are coherent sector phases for which all neighboring operators are positive semidefinite and the active one-site matrices span \(M_{D}(\mathbb {C})\). Every active sector contains a nonzero virtual matrix, every virtual matrix in a zero-weight sector vanishes, every nonzero neighboring edge closes through a third active sector, every inactive left tensor vanishes, and \(I_*\) is nonempty.

Proof ▶

Choose the coherent positive phases. Injectivity gives the full virtual matrix span, while zero-weight reparameterization removes the inactive summands from the active span. A nonzero virtual matrix exists in every active sector, and the neighboring-support recurrence gives the three-edge return. Rephasing preserves the nonzero neighboring edges, so this return persists after the coherent rephasing. Inactive left tensors vanish by construction. Finally, \(\sum _kp_k=1\) gives a nonempty active sector.

Let \({\cal K}\) be an injective tensor that generates MPDOs and satisfies SAL, and choose the positive semidefinite neighboring operators of Theorem 20.16.6.12. Restrict the sector index to the positive-weight summands of the Hayashi decomposition. Then positive semidefiniteness makes every neighboring trace real and non-negative, and the matrix

\begin{align} T^*_{k,h} & =\operatorname{Re}\operatorname{tr}(\eta _{k,h}) \notag \end{align}

is primitive. Zero-weight summands remain in the physical direct sum but are not indices of \(T^*\).

Proof ▶

Theorem 20.16.2.20 supplies the four-site Hayashi decomposition, and Theorem 20.16.2.41 supplies nonzero outer indices for the normalized four-site tail. Its reduced block state gives the required three-site closure; form the zero-weight reparameterized inverse-map factorization. Then Theorem 20.16.6.12 supplies one rephased factorization with positive neighboring operators, full active span, nonzero active virtual matrices, and the three-edge return condition. Apply Theorem 20.16.6.11 to conclude that the active trace matrix is primitive.

Let \({\cal K}\) be injective and suppose that it satisfies SAL and source zero correlation length. Then there are a physical-sector factorization, weights \(p_k\geq 0\) with \(\sum _k p_k=1\), and positive semidefinite neighboring operators \(\eta _{k,h}\) such that the active trace matrix

\begin{align} T^*_{k,h} & =\operatorname{Re}\operatorname{tr}(\eta _{k,h}), \qquad k,h\in I_*:=\{ j:p_j\ne 0\} , \notag \end{align}

is primitive. There is also a real number \(\lambda {\gt}0\) for which, upon setting \(\widehat T^*:=\lambda ^{-1}T^*\), one has \((\widehat T^*)^2=(\widehat T^*)^3\). For every positive integer \(N\), \(\operatorname{tr}((\widehat T^*)^N)=\operatorname{tr}(\widehat T^*)\). Thus the primitivity and the two normalized identities concern the same active, positively rephased trace matrix.

Proof ▶

Theorem 20.16.6.12 gives one rephased factorization with positive neighboring operators and vanishing left tensors on the zero-weight sectors. Apply Theorem 20.16.6.11 to obtain primitivity of its active trace matrix. Lemma 20.6.10 supplies normalized idempotence of the physical-trace transfer, from which the same active trace matrix satisfies the square–cube identity and the positive-power trace identities.

Lemma 20.16.6.15 SAL makes the physical-trace transfer nonzero
✓

If an MPO tensor \({\cal K}\) satisfies SAL, then its physical-trace transfer is nonzero:

\begin{align} \mathcal T_{\cal K} & \ne 0. \notag \end{align}
Proof ▶

The SAL normalization at one site gives a nonzero trace for the one-site periodic operator. Lemma 16.4.56 identifies this trace with that of \(\mathcal T_{\cal K}\), which therefore cannot vanish.

Theorem 20.16.6.16 SAL and literal idempotence imply source zero correlation length
✓

If \({\cal K}\) satisfies SAL and

\begin{align} \mathcal T_{\cal K}^2 & =\mathcal T_{\cal K}, \notag \end{align}

then \({\cal K}\) has source zero correlation length.

Proof ▶

The preceding lemma gives \(\mathcal T_{\cal K}\ne 0\). Apply Theorem 20.6.9.

Let \({\cal K}\) be injective and satisfy SAL and the literal identity

\begin{align} \mathcal T_{\cal K}^2 & =\mathcal T_{\cal K}. \notag \end{align}

Then \({\cal K}\) admits a physical-sector factorization, nonnegative weights of sum one, and positive semidefinite neighboring operators for which the active trace matrix \(T^*\) is primitive. For some \(\lambda {\gt}0\), the normalized matrix \(\widehat T^*=\lambda ^{-1}T^*\) satisfies \((\widehat T^*)^2=(\widehat T^*)^3\) and, for every positive integer \(N\),

\begin{align} \operatorname{tr}((\widehat T^*)^N) & =\operatorname{tr}(\widehat T^*). \notag \end{align}
Proof ▶

SAL makes the one-site periodic trace nonzero, and hence \(\mathcal T_{\cal K}\ne 0\). Theorem 20.16.6.16 therefore gives source zero correlation length. Apply Theorem 20.16.6.14.

There is a tensor of bond dimension two with four one-dimensional physical sectors and weights \(p_k\) such that the following statements hold simultaneously: the tensor is injective and has source zero correlation length; its physical-trace transfer is idempotent; for every \(k\in \{ 0,1,2,3\} \), the weights satisfy

\begin{align} p_k & =\frac14, \notag \\ 0 & \leq p_k, \notag \\ \sum _{k=0}^{3}p_k & =1; \notag \end{align}

its sector virtual matrices span \(M_{2}(\mathbb {C})\); every neighboring operator is positive semidefinite; and its active trace matrix is primitive and has trace one. Nevertheless, if \(S=LQ\) is the physical-trace transfer and \(T=QL\) is the active trace matrix, then \(Q(1-S)L=T-T^2\ne 0\). In particular, full virtual-matrix spanning does not by itself imply that the active trace matrix is idempotent.

Proof ▶

Take

\begin{align} L & =\begin{pmatrix} \frac14 & \frac14 & \frac14 & \frac14 \\ 1 & -1 & 1 & -1 \end{pmatrix}, \notag \\ Q & =\begin{pmatrix} 1 & \frac18 \\ 1 & \frac18 \\ 1 & -\frac18 \\ 1 & -\frac18 \end{pmatrix}. \notag \end{align}

For each \(k\), the \(k\)th sector virtual matrix is the outer product of the \(k\)th column of \(L\) with the \(k\)th row of \(Q\). Their four coordinate functions are proportional to the Walsh functions \(1,x,y,xy\) on four points. More explicitly, the matrix whose columns are their coordinates in the order \((00,01,10,11)\) has determinant \(-1/64\). Hence they form a basis of \(M_{2}(\mathbb {C})\). Placing them on the diagonal physical entries gives an injective tensor and a physical-sector factorization with scalar sectors.

Direct multiplication gives

\begin{align} LQ & =\begin{pmatrix} 1 & 0 \\ 0 & 0 \end{pmatrix}, \notag \\ QL & =\begin{pmatrix} \frac38 & \frac18 & \frac38 & \frac18 \\ \frac38 & \frac18 & \frac38 & \frac18 \\ \frac18 & \frac38 & \frac18 & \frac38 \\ \frac18 & \frac38 & \frac18 & \frac38 \end{pmatrix}. \notag \end{align}

Thus \(LQ\) is idempotent, whereas every entry of \(QL\) is strictly positive, so \(QL\) is primitive. Its trace is one. Since each sector is one-dimensional, the neighboring operators are the scalar matrices \(\eta _{k,h}=\begin{pmatrix} (QL)_{k,h} \end{pmatrix}\succeq 0\).

The \((0,1)\) entry of \((QL)^2\) is \(1/4\), while the corresponding entry of \(QL\) is \(1/8\). Hence \(QL\) is not idempotent, and associativity gives \(Q(1-LQ)L=QL-(QL)^2\ne 0\).

The tensor in Theorem 20.16.6.18 also admits a physical-sector factorization with one sector. Write each physical label as a pair \((x,y)\in \{ 0,1\} ^2\) and put \(Z=\operatorname {diag}(1,-1)\). The left and right factors are

\begin{align} l_0 & =\frac14 I, & l_1 & =Z, \notag \\ r_0 & =I, & r_1 & =\frac18 Z. \notag \end{align}

Its sole neighboring operator is

\begin{align} \eta & =I\otimes \frac14 I+\frac18 Z\otimes Z =\operatorname {diag}\left(\frac38,\frac18,\frac18,\frac38\right). \notag \end{align}

In particular, \(\eta \) is positive semidefinite and \(\operatorname{tr}(\eta )=1\). Taking \(a=b=1\) gives the normalized rank-one trace factorization. Thus the four sectors selected by the inverse-map construction are nonminimal; their non-rank-one trace matrix is not an obstruction to the existence of another physical-sector factorization for this tensor.

Proof ▶

Reindex the four physical basis vectors by parity and quotient. The diagonal entries of the tensor then factor as \((l_\beta )_{x,x}(r_\alpha )_{y,y}\), and all off-diagonal entries vanish. Contracting the common virtual label gives the displayed expression for \(\eta \). Its four diagonal entries prove positivity and trace one.

Let \(\eta _{k,h}\) be the neighboring operators of a physical-sector factorization, and define

\begin{align} C_{k,h} & =\operatorname{tr}(\eta _{k,h}), \notag \\ \Theta _{k,h} & =\bigoplus _{l,m} \eta _{k,l}\otimes \eta _{l,m}\otimes \eta _{m,h}. \notag \end{align}

Then

\begin{align} \operatorname{tr}(\Theta _{k,h}) & =(C^3)_{k,h}. \notag \end{align}

Suppose that, for every fixed pair \((k,h)\), there is either a trace-preserving linear map from the four-site middle algebra to the two-site middle algebra which sends \(\Theta _{k,h}\) to \(\eta _{k,h}\), or a trace-preserving linear map in the reverse direction which sends \(\eta _{k,h}\) to \(\Theta _{k,h}\). If the same direction is chosen for all pairs, then

\begin{align} C & =C^3. \notag \end{align}
Proof ▶

Multiplicativity of the trace on tensor products and additivity on direct sums give

\begin{align} \operatorname{tr}(\Theta _{k,h}) & =\sum _{l,m}C_{k,l}C_{l,m}C_{m,h} =(C^3)_{k,h}. \notag \end{align}

Trace preservation identifies this quantity with \(\operatorname{tr}(\eta _{k,h})=C_{k,h}\) in either direction. The entrywise identities give \(C=C^3\).

Let \(K\) be an MPO tensor. For every chain length \(N\), the self-overlap of the doubled-index MPS family equals the Hilbert–Schmidt trace of the closed operator:

\begin{align} O_{K^{\mathrm{MPS}}K^{\mathrm{MPS}}}(N) & =\operatorname{tr}\! \left(\rho ^{(N)}(K)\, \rho ^{(N)}(K)^\dagger \right). \notag \end{align}

This is a project derivation preparing the Lemma C.5 route of [ 13 , Appendix C.2, lines 1473–1499 ] ; the pure-state analogue is the normalized-MPV self-overlap lemma of [ 13 , lines 1080–1100 ] . It is not a statement of that source. Until a trace normalization is established, the right-hand side is the raw squared Hilbert–Schmidt norm of the MPO family, not a normalized-state purity.

Proof ▶

Both sides are sums over physical configurations. Expanding the trace of the product gives the Frobenius inner product

\begin{align} \operatorname{tr}\! \left(\rho ^{(N)}(K)\, \rho ^{(N)}(K)^\dagger \right) & =\sum _{\sigma ,\tau } \rho ^{(N)}(K)_{\sigma ,\tau }\, \overline{\rho ^{(N)}(K)_{\sigma ,\tau }} \notag \end{align}

over pairs \((\sigma ,\tau )\) of ket and bra configurations, while the overlap sums \(V^{(N)}(K^{\mathrm{MPS}})_\rho \, \overline{V^{(N)}(K^{\mathrm{MPS}})_\rho }\) over doubled-index words \(\rho \). The product encoding of Definition 16.1.2 reindexes each configuration pair \((\sigma ,\tau )\) as the doubled-index word \(n\mapsto (\sigma _n,\tau _n)\), and decoding each doubled index as a ket–bra pair identifies the summands: \(V^{(N)}(K^{\mathrm{MPS}})_{(\sigma ,\tau )} =\rho ^{(N)}(K)_{\sigma ,\tau }\).

Corollary 20.16.6.22 Self-overlap as the trace of the square for an MPDO
✓

If \(K\) generates MPDOs and \(N\geq 1\), then

\begin{align} O_{K^{\mathrm{MPS}}K^{\mathrm{MPS}}}(N) & =\operatorname{tr}\! \left(\rho ^{(N)}(K)\, \rho ^{(N)}(K)\right). \notag \end{align}
Proof ▶

Positivity on the nonempty chain makes \(\rho ^{(N)}(K)\) positive semidefinite, hence Hermitian. Substituting \(\rho ^{(N)}(K)^\dagger =\rho ^{(N)}(K)\) into Theorem 20.16.6.21 gives the identity.

Corollary 20.16.6.23 Real part of the self-overlap is the squared Frobenius norm
✓

For every MPO tensor \(K\) and every chain length \(N\),

\begin{align} \operatorname{Re}O_{K^{\mathrm{MPS}}K^{\mathrm{MPS}}}(N) & =\| \rho ^{(N)}(K)\| _F^2 =\sum _{\sigma ,\tau } \left|\rho ^{(N)}(K)_{\sigma ,\tau }\right|^2. \notag \end{align}
Proof ▶

Cyclicity of the trace rewrites the Hilbert–Schmidt trace as \(\operatorname{tr}\! \left(\rho ^{(N)}(K)^\dagger \rho ^{(N)}(K)\right)\), whose real part is the sum of the squared absolute entries.

Let \(N\geq 1\) and let \(k=(k_0,\ldots ,k_{N-1})\) be a cyclic sector configuration of a physical-sector factorization. The trace of the cyclic neighboring product factors into the product of the neighboring traces, and so does the trace of its square:

\begin{align} \operatorname{tr}(\Omega _k) & =\prod _{n=0}^{N-1}\operatorname{tr}\! \left(\eta _{k_n,k_{n+1}}\right), \notag \\ \operatorname{tr}\! \left(\Omega _k^2\right) & =\prod _{n=0}^{N-1} \operatorname{tr}\! \left(\eta _{k_n,k_{n+1}}^2\right), \notag \end{align}

with site labels read modulo \(N\). These are the coefficient-extraction identities for the cyclic direct-sum form of [ 13 , Appendix C.2, lines 1580–1593 ] .

Proof ▶

The fiber bijection of Definition 20.16.3.23 identifies the diagonal entries of \(\Omega _k\) with tuples of diagonal entries of the neighboring factors. Hence

\begin{align} \operatorname{tr}(\Omega _k) & =\sum _x\prod _{n=0}^{N-1} \eta _{k_n,k_{n+1}}(x_n,x_n) =\prod _{n=0}^{N-1}\sum _{x_n} \eta _{k_n,k_{n+1}}(x_n,x_n), \notag \end{align}

expanding the product of sums. For the square, write \(\operatorname{tr}(\Omega _k^2)=\sum _{x,y}\Omega _k(x,y)\, \Omega _k(y,x)\); the same reindexing and expansion turn the inner sums into the diagonal entries of \(\eta _{k_n,k_{n+1}}^2\).

Let \({\cal K}\) be an MPO tensor with a physical-sector factorization and sector weights \(p_k\), and suppose that every neighboring operator \(\eta _{k,h}\) is positive semidefinite. On the active sector set \(I_*\), define the trace-squared matrix

\begin{align} S^*_{k,h} & :=\operatorname{Re}\operatorname{tr}\! \left(\eta _{k,h}^2\right), \qquad k,h\in I_*. \notag \end{align}

Then, entrywise,

\begin{align} 0 & \leq S^*_{k,h}\leq \left(T^*_{k,h}\right)^2. \notag \end{align}

This matrix is a project derivation preparing the Case-I route toward [ 13 , Appendix C.2, Lemma C.5, lines 1473–1499 ] ; it is not a matrix defined in that source.

Proof ▶

Hermiticity of \(\eta _{k,h}\) gives \(\eta _{k,h}^2=\eta _{k,h}\, \eta _{k,h}^\dagger \), which is positive semidefinite, so its trace is a non-negative real number. The upper bound is the corresponding theorem in the companion quantum-channel volume  [ 216 , “Forward Lorentz-cone trace inequality” ] applied to \(\eta _{k,h}\).

Let \({\cal K}\) be an MPO tensor with a physical-sector factorization and sector weights \(p_k\). Suppose that every neighboring operator is positive semidefinite, that the physical-trace transfer is literally idempotent,

\begin{align} \mathcal T_{\cal K}^2 & =\mathcal T_{\cal K}, \notag \end{align}

as in [ 13 , Definition 4.2, lines 735–741 ] , and that the left tensor of every zero-weight sector vanishes. Then the active trace matrix stabilizes after the second power:

\begin{align} \left(T^*\right)^2 & =\left(T^*\right)^3. \notag \end{align}

If, in addition, the active one-site matrices span \(M_{D}(\mathbb {C})\), each active sector contains a nonzero such matrix, every nonzero neighboring operator closes through a third active sector, and there is at least one active sector, then \((T^*)^2\) is strictly positive entrywise.

These are matrix-algebra components of the Case-I argument under the assumptions of [ 13 , Appendix C.2, lines 1374–1381 ] , for the factorization supplied by [ 13 , Appendix C.2, Lemma C.4, lines 1406–1471 ] and the zero-correlation-length step of [ 13 , Appendix C.2, Lemma C.5, lines 1473–1499 ] . They are project derivations, not statements of that source.

Proof ▶

On the active sectors, collect the left and right sector-tensor traces into rectangular matrices \(L\) and \(Q\) with

\begin{align} L_{\beta ,h} & =\operatorname{tr}\! \left((l_h)_\beta \right), & Q_{k,\alpha } & =\operatorname{tr}\! \left((r_k)_\alpha \right). \notag \end{align}

The left tensor vanishes on every zero-weight sector, so the rectangular product \(LQ\) is the full physical-trace transfer, and literal zero correlation length makes \(LQ\) idempotent. Associativity then gives

\begin{align} (QL)^2 & =Q(LQ)L=Q(LQ)(LQ)L=(QL)^3. \notag \end{align}

Positivity of the neighboring operators makes their traces real, and expanding the products identifies \(QL\) with the complexification of \(T^*\); injectivity of the real-to-complex inclusion gives \((T^*)^2=(T^*)^3\).

Under the additional hypotheses, Theorem 20.16.6.11 makes \(T^*\) primitive: some power \(m\geq 1\) has strictly positive entries. Stabilization gives \((T^*)^{2m}=(T^*)^2\), so

\begin{align} \left((T^*)^2\right)_{k,h} & =\sum _j\left((T^*)^m\right)_{k,j} \left((T^*)^m\right)_{j,h}{\gt}0, \notag \end{align}

which is the positivity argument of Theorem 20.16.6.55.

Lemma 20.16.6.27 Indicator-path expansion of a matrix power
✓
#

Let \(S\) be a square matrix with entries in a commutative semiring, indexed by a finite set \(I\), and let \(N\geq 0\). Then, for \(a,b\in I\),

\begin{align} \left(S^N\right)_{a,b} & =\sum _{\substack {v:\{ 0,\ldots ,N\} \to I \\ v_0=a,\ v_N=b}} \ \prod _{i=0}^{N-1}S_{v_i,v_{i+1}}, \notag \end{align}

the sum, over length-\(N\) walks \(v\) in \(I\) from \(a\) to \(b\), of the product of matrix entries along the walk. This is an elementary combinatorial identity used to derive the cyclic-product form of \(\operatorname{tr}(S^N)\) in the Case-I route.

Proof ▶

Induction on \(N\): the base case is the identity-matrix entry \(\delta _{a,b}\), indexed by the unique length-\(0\) walk; the inductive step expands \(\left(S^{N+1}\right)_{a,b} =\sum _c\left(S^N\right)_{a,c}S_{c,b}\) and reindexes the walk-and-endpoint pair \((v,c)\) as the length-\((N+1)\) walk obtained by appending \(c\) to \(v\).

Theorem 20.16.6.28 Trace of a matrix power as a sum over cyclic products
✓

Let \(S\) be a square matrix with entries in a commutative semiring, indexed by a finite set \(I\), and let \(N\geq 1\). Then

\begin{align} \operatorname{tr}\! \left(S^N\right) & =\sum _{k:\{ 0,\ldots ,N-1\} \to I} \ \prod _{i=0}^{N-1}S_{k_i,k_{i+1}}, \notag \end{align}

with indices read modulo \(N\), the sum over labelings \(k\) of the \(N\) cyclic positions of the product of matrix entries along the cycle. Applied to the trace-squared matrix \(S^*\) of Lemma 20.16.6.25, this is the combinatorial identity used to express the self-overlap \(O_{{\cal K}^{\mathrm{MPS}}{\cal K}^{\mathrm{MPS}}}(N)\) in terms of \(\operatorname{tr}\! \left((S^*)^N\right)\).

Proof ▶

Expand \(\operatorname{tr}(S^N)=\sum _a\left(S^N\right)_{a,a}\) by Lemma 20.16.6.27, collapse the sum over the shared endpoint \(a=v_0=v_N\), and reindex the resulting closed length-\(N\) walks \(v\) (with \(v_0=v_N\)) as cyclic labelings \(k:\{ 0,\ldots ,N-1\} \to I\) by dropping the repeated final coordinate.

Lemma 20.16.6.29 Trace invariance under the physical basis change
✓

Let \(K\) be an MPO tensor and \(U\) an isometry on the physical space, \(U^\dagger U=1\). Then

\begin{align} \operatorname{tr}\! \left(\rho ^{(N)}(\widetilde K)\, \rho ^{(N)}(\widetilde K)\right) & =\operatorname{tr}\! \left(\rho ^{(N)}(K)\, \rho ^{(N)}(K)\right), \notag \end{align}

where \(\widetilde K\) is \(K\) conjugated by \(U\) at every physical site. This is a project derivation preparing the Case-I route of [ 13 , Appendix C.2, lines 1434–1448 ] (the basis change defining \(\sigma _{\mathrm{tilde}}\)); it is not a claim from that source.

Proof ▶

The sitewise product matrix \(W_{\sigma ,\sigma '}=\prod _n U(\sigma _n,\sigma '_n)\) satisfies \(W^\dagger W=1\) because \(U\) does: expanding \(W^\dagger W\) as a sum over intermediate configurations and using \(\sum _x\overline{U(x,a)}\, U(x,b) =\delta _{a,b}\) site by site gives the identity. Since \(\rho ^{(N)}(\widetilde K)=W\, \rho ^{(N)}(K)\, W^\dagger \), cyclicity of the trace and \(W^\dagger W=1\) cancel the \(W\)’s from \(\operatorname{tr}\! \left(W\rho ^{(N)}(K)\rho ^{(N)}(K)W^\dagger \right)\).

Let \({\cal K}\) be an MPO tensor with a physical-sector factorization and sector weights \(p_k\), such that the left tensor of every zero-weight sector vanishes. Then, for \(N\geq 1\), the sum over all sector labelings of the cyclic trace-square product reduces to the sum over active-sector labelings:

\begin{align} \sum _{k:\{ 0,\ldots ,N-1\} \to I}\ \prod _{i=0}^{N-1} \operatorname{tr}\! \left(\eta _{k_i,k_{i+1}}^2\right) & =\sum _{k:\{ 0,\ldots ,N-1\} \to I_*}\ \prod _{i=0}^{N-1} \operatorname{tr}\! \left(\eta _{k_i,k_{i+1}}^2\right). \notag \end{align}

This reconciles the full sector index set \(I\) with the active sector set \(I_*\).

Proof ▶

A neighboring operator with an inactive target sector vanishes, because the left tensor of that sector vanishes identically. Hence any cyclic labeling touching an inactive sector has a vanishing factor (that sector is the target of some edge in the cycle), so its product is zero. The active-sector sum is therefore exactly the full-sector sum, restricted to a labeling-by-labeling bijection with the inactive terms discarded.

Let \({\cal K}\) be an MPO tensor with a physical-sector factorization and sector weights \(p_k\), such that every neighboring operator is positive semidefinite and the left tensor of every zero-weight sector vanishes. Then, for \(N\geq 1\),

\begin{align} O_{{\cal K}^{\mathrm{MPS}}{\cal K}^{\mathrm{MPS}}}(N) & =\operatorname{tr}\! \left((S^*)^N\right). \notag \end{align}

This is a project derivation completing the first step of the Case-I route toward [ 13 , Appendix C.2, Lemma C.5, lines 1473–1499 ] ; it is not a statement of that source.

Proof ▶

Write \(\rho =\rho ^{(N)}({\cal K})\), \(\widetilde\rho =\rho ^{(N)}(\widetilde{\cal K})\) for the physically conjugated MPO, and \(\Omega _k\) for the cyclic neighboring product of Theorem 20.16.6.24. The overlap unwinds into a chain of trace identities:

\begin{align} O_{{\cal K}^{\mathrm{MPS}}{\cal K}^{\mathrm{MPS}}}(N) & =\operatorname{tr}(\rho \, \rho ) & & \text{Theorem~ \ref{thm:mpdo_doubled_overlap_hilbert_schmidt}} \notag \\ & =\operatorname{tr}(\widetilde\rho \, \widetilde\rho ) & & \text{Lemma~ \ref{lem:mpdo_trace_conjugate_physical_invariant}} \notag \\ & =\operatorname{tr}\! \left(\Bigl(\bigoplus _{k}\Omega _k\Bigr)^{\! 2}\right) & & \text{block-diagonal product realization} \notag \\ & =\sum _{k:\{ 0,\ldots ,N-1\} \to I}\operatorname{tr}\! \left(\Omega _k^2\right) & & \text{trace of a block-diagonal matrix} \notag \\ & =\sum _{k:\{ 0,\ldots ,N-1\} \to I}\ \prod _{i=0}^{N-1} \operatorname{tr}\! \left(\eta _{k_i,k_{i+1}}^2\right) & & \text{Theorem~ \ref{thm:mpdo_cyclic_neighboring_trace_products}} \notag \\ & =\sum _{k:\{ 0,\ldots ,N-1\} \to I_*}\ \prod _{i=0}^{N-1} \operatorname{tr}\! \left(\eta _{k_i,k_{i+1}}^2\right) & & \text{Lemma~ \ref{lem:mpdo_sum_prod_traceSq_active}} \notag \\ & =\sum _{k:\{ 0,\ldots ,N-1\} \to I_*}\ \prod _{i=0}^{N-1}S^*_{k_i,k_{i+1}} & & \text{Hermiticity, }\operatorname{tr}(A)=\operatorname{Re}\operatorname{tr}(A)\text{ for }A=A^\dagger \notag \\ & =\operatorname{tr}\! \left((S^*)^N\right) & & \text{Theorem~ \ref{thm:mpdo_trace_pow_cyclic_product}} \notag \end{align}

The third step combines the block-diagonal product realization of the sector-coordinate MPO with the reindexing invariance of trace-of-square. The sixth step uses Hermiticity of \(\eta _{k,h}\) to identify its complex trace-square with the real entry \(S^*_{k,h}=\operatorname{Re}\operatorname{tr}(\eta _{k,h}^2)\).

Theorem 20.16.6.32 Trace invariance under squared diagonal similarity
✓

Let \(I\) be a finite index set, let \(S\in \mathbb R^{I\times I}\), and let \(v\in \mathbb R^I\) satisfy \(v_i{\gt}0\) for every \(i\in I\). Put

\begin{align} D & =\operatorname{diag}(v_i^2). \notag \end{align}

Then, for every \(N\geq 0\),

\begin{align} \operatorname{tr}\! \left((D^{-1}SD)^N\right) & =\operatorname{tr}(S^N). \notag \end{align}

This project lemma isolates the diagonal-conjugation calculation used in the Case-I argument. It is not a separately stated result of [ 13 ] .

Proof ▶

Every diagonal entry of \(D\) is nonzero, so \(D\) is invertible. Induction on \(N\) gives

\begin{align} (D^{-1}SD)^N & =D^{-1}S^ND. \notag \end{align}

Cyclicity of trace and \(DD^{-1}=1\) then give the claimed equality.

Theorem 20.16.6.33 Trace-power decay below a stochastic Hadamard square
✓

Let \(I\) be a finite set with at least two elements, and let \(P,S\in \mathbb R^{I\times I}\). Suppose that \(P\) is primitive and row-stochastic, and that, for all \(i,j\in I\),

\begin{align} 0\leq S_{i,j} & \leq (P\odot P)_{i,j}=P_{i,j}^2. \notag \end{align}

Then, as \(N\to \infty \),

\begin{align} \operatorname{tr}(S^N) & \longrightarrow 0. \notag \end{align}

This project matrix-theoretic lemma is used in the Case-I argument. It is not a separately stated result of [ 13 ] .

Proof ▶

Entrywise non-negativity gives \(\operatorname{tr}(S^N)\geq 0\). Entrywise domination is preserved by matrix powers, and hence

\begin{align} \operatorname{tr}(S^N) & \leq \operatorname{tr}\! \left((P\odot P)^N\right). \notag \end{align}

Every power of \(P\odot P\) has \(L^\infty \) operator norm at most one. Primitivity gives a positive power whose \(L^\infty \) operator norm is strictly below one; the division algorithm then shows that \((P\odot P)^N\to 0\). Thus its trace tends to zero, and the squeeze theorem proves the result.

Let \({\cal K}\) be an MPO tensor of positive bond dimension \(D\) with a physical-sector factorization and sector weights \(p_k\), and let \(I_*=\{ k:p_k\ne 0\} \). Suppose that every neighboring operator \(\eta _{k,h}\) is positive semidefinite,

\begin{align} \operatorname{span}_{\mathbb {C}}\{ A_{k;x,y}:k\in I_*\} & =M_{D}(\mathbb {C}), \notag \end{align}

and, for every \(k\in I_*\), some virtual matrix \(A_{k;x,y}\) is nonzero. Suppose also that every nonzero \(\eta _{k,h}\) with \(k,h\in I_*\) admits \(j\in I_*\) such that \(\eta _{h,j}\ne 0\) and \(\eta _{j,k}\ne 0\), that the physical-trace transfer is literally idempotent,

\begin{align} \mathcal T_{\cal K}^2 & =\mathcal T_{\cal K}, \notag \end{align}

that \(p_k=0\) implies that the left tensor of sector \(k\) vanishes, that the underlying tensor is normal in the sense of Definition 7.6.1, and that \(I_*\) is nonempty. Then

\begin{align} \left|I_*\right| & =1. \notag \end{align}

This is a project derivation completing the Case-I route toward [ 13 , Appendix C.2, Lemma C.5, lines 1473–1499 ] ; it is not a statement of that source.

Proof ▶

By contradiction, suppose \(|I_*|\geq 2\). The overlap formula and the normal self-overlap limit ( [ 13 , lines 1080–1100 ] ) give \(\operatorname{tr}((S^*)^N)\to 1\). The relation \((T^*)^2=(T^*)^3\) and primitivity supply a positive Perron eigenvector with eigenvalue \(1\). Conjugating by its diagonal gives a row-stochastic primitive matrix \(P\). The matching squared diagonal conjugate \(\widehat S\) of \(S^*\) is entrywise non-negative and bounded by \(P\odot P\). On the nontrivial active-sector set, Theorem 20.16.6.33 gives \(\operatorname{tr}(\widehat S^N)\to 0\). Theorem 20.16.6.32 then gives \(\operatorname{tr}((S^*)^N)\to 0\), contradicting the limit \(1\).

Let \({\cal K}\) be an MPO tensor of positive bond dimension \(D\) with a physical-sector factorization and sector weights \(p_k\), and let \(I_*=\{ k:p_k\ne 0\} \). Suppose that every neighboring operator \(\eta _{k,h}\) is positive semidefinite,

\begin{align} \operatorname{span}_{\mathbb {C}}\{ A_{k;x,y}:k\in I_*\} & =M_{D}(\mathbb {C}), \notag \end{align}

and, for every \(k\in I_*\), some virtual matrix \(A_{k;x,y}\) is nonzero. Suppose also that every nonzero \(\eta _{k,h}\) with \(k,h\in I_*\) admits \(j\in I_*\) such that \(\eta _{h,j}\ne 0\) and \(\eta _{j,k}\ne 0\), that the physical-trace transfer is literally idempotent,

\begin{align} \mathcal T_{\cal K}^2 & =\mathcal T_{\cal K}, \notag \end{align}

that \(p_k=0\) implies that the left tensor of sector \(k\) vanishes, that the underlying tensor is normal in the sense of Definition 7.6.1, and that \(I_*\) is nonempty. Then

\begin{align} \left(T^*\right)^2 & =T^*. \notag \end{align}

This is the Case-I input to the proof of Lemma C.5 ( [ 13 , Appendix C.2, lines 1473–1499 ] ), not the lemma’s headline statement.

Proof ▶

On the singleton active sector set, \(T^*\) is a scalar \(t\). Stabilization gives \(t^2=t^3\), and positivity of \((T^*)^2\) gives \(t^2{\gt}0\), hence \(t=1\) and \(t^2=t\).

Under the complete normal Case-I hypotheses of Theorem 20.16.6.35, there are real functions \(a,b:I_*\to \mathbb R\) such that, for all \(k,h\in I_*\),

\begin{align} T^*_{k,h} & =a_kb_h, \notag \end{align}

and

\begin{align} \sum _{k\in I_*}a_kb_k & =1. \notag \end{align}

This establishes the normal Case-I rank-one and normalization equations on the active sectors from [ 13 , Appendix C.2, lines 1394–1401 and 1484–1499 ] .

Proof ▶

Write \(I_*=\{ k_0\} \). Strict positivity of \((T^*)^2\) and \((T^*)^2=T^*\) give

\begin{align} 0 & {\lt}(T^*_{k_0,k_0})^2=T^*_{k_0,k_0}. \notag \end{align}

Thus the sole entry is \(T^*_{k_0,k_0}=1\). Taking \(a_k=b_k=1\) gives \(T^*_{k,h}=a_kb_h\) and \(\sum _{k\in I_*}a_kb_k=1\).

Let \({\cal K}\) be an injective MPO tensor. Suppose that \({\cal K}\) satisfies saturation of the area law, that its physical-trace transfer is literally idempotent,

\begin{align} \mathcal T_{\cal K}^2 & =\mathcal T_{\cal K}, \notag \end{align}

and that the underlying tensor is normal in the sense of Definition 7.6.1. Then there is a physical-sector factorization with sector weights \(p_k\geq 0\) satisfying \(\sum _kp_k=1\), for which every neighboring operator is positive semidefinite. There are real functions \(a,b\) on \(I_*=\{ k:p_k\ne 0\} \). For all \(k,h\in I_*\),

\begin{align} T^*_{k,h} & =a_kb_h, \notag \end{align}

and

\begin{align} \sum _{k\in I_*}a_kb_k & =1. \notag \end{align}

This is the active-sector part of the normal Case-I conclusion of [ 13 , Appendix C.2, Case I, lines 1374–1381 ] . The active Hayashi factorization comes from [ 13 , Appendix C.2, Lemma C.4, lines 1406–1471 ] ; Theorem 20.16.6.40 extends these coefficients to every sector label, as in Lemma C.5.

Proof ▶

Apply Theorem 20.16.6.39 and retain its active coefficient functions and equations.

Let \((\eta _{k,h})_{k,h}\) be the neighboring operators of the zero-weight-reparameterized inverse-map factorization, after a coherent sector rephasing, and let \((p_k)_k\) be its Hayashi weights. If \(p_k=0\) or \(p_h=0\), then

\begin{align} \eta _{k,h} & =0. \notag \end{align}

The reparameterization makes the right tensor of an inactive source sector zero, while its left tensor is already zero. Thus this is a statement about the chosen reparameterized and rephased factorization, not about the raw inverse-map factorization.

Proof ▶

Rephasing changes a neighboring operator by

\begin{align} (\eta _z)_{k,h} & =z_k^{-1}z_h\eta _{k,h}. \notag \end{align}

Hence \(\eta _{k,h}=0\) implies \((\eta _z)_{k,h}=0\). If \(p_k=0\), the reparameterized right tensor vanishes, so \(\eta _{k,h}=0\). If \(p_h=0\), the left tensor vanishes and again \(\eta _{k,h}=0\).

Let \({\cal K}\) be an injective MPO tensor satisfying saturation of the area law. Suppose that its physical-trace transfer is literally idempotent and that its underlying tensor is normal. Then one can choose a single coherently rephased, zero-weight-reparameterized inverse-map factorization with nonnegative weights \((p_k)_k\) satisfying \(\sum _kp_k=1\), positive semidefinite neighboring operators \(\eta _{k,h}\), and real functions \(a,b\) on \(I_*=\{ k:p_k\ne 0\} \). For all \(k,h\in I_*\),

\begin{align} T^*_{k,h} & =a_kb_h, \notag \end{align}

and

\begin{align} \sum _{k\in I_*}a_kb_k & =1. \notag \end{align}

For all ambient sector labels \(k,h\),

\begin{align} p_k=0\ \text{or}\ p_h=0 & \implies \eta _{k,h}=0. \notag \end{align}

The incident-vanishing clause belongs to this chosen reparameterized and rephased factorization, not to the raw inverse-map factors. This is the normal Case-I construction from [ 13 , Appendix C.2, Case I, Lemmas C.4–C.5, lines 1374–1505 ] ; the incident-vanishing clause is the chosen zero-weight convention for inactive summands.

Proof ▶

Normality makes the bond dimension positive. Saturation of the area law supplies the four-site Hayashi decomposition, while the normalized four-site tail gives nonzero outer indices and the required three-site closure. Choose the coherently rephased zero-weight-reparameterized inverse-map factorization. Its active trace matrix admits the normalized rank-one factorization, and Theorem 20.16.6.38 gives the final incident-vanishing clause for the same factorization.

Let \({\cal K}\) be an injective normal MPO tensor satisfying saturation of the area law and literal physical-trace idempotence,

\begin{align} \mathcal T_{\cal K}^2 & =\mathcal T_{\cal K}. \notag \end{align}

Then there is a physical-sector factorization with nonnegative weights \((p_k)_k\) satisfying \(\sum _k p_k=1\), positive semidefinite neighboring operators \(\eta _{k,h}\), and real families \((a_k)_k,(b_k)_k\) indexed by all sector labels. For all \(k,h\),

\begin{align} \operatorname {Re}\operatorname{tr}(\eta _{k,h}) & =a_kb_h, \notag \\ \sum _k a_kb_k & =1. \notag \end{align}

On the nonzero-weight sectors these are the coefficient families of Theorem 20.16.6.39; if \(p_k=0\), then \(a_k=b_k=0\). This realizes the all-index coefficient statement of [ 13 , Appendix C.2, Lemma C.5, lines 1473–1499 ] for literal zero correlation length by extending the active-sector coefficients to inactive sectors by zero.

Proof ▶

Extend the active coefficient families of this factorization by zero. In the chosen zero-weight-reparameterized and rephased factorization, \(p_k=0\) makes every neighboring operator incident to \(k\) vanish. Therefore the trace factorization is zero whenever either index is inactive, while it is the active factorization otherwise. Filtering the full diagonal sum to the nonzero-weight sectors gives

\begin{align} \sum _k a_kb_k & =\sum _{k:p_k\ne 0}a_kb_k =1. \notag \end{align}
Theorem 20.16.6.41 Rectangular form of the Case-I relation
✓

Under the hypotheses of Theorem 20.16.6.35, define the rectangular trace-pairing matrices

\begin{align} L_{\beta ,h} & =\operatorname{tr}\! \left((l_h)_\beta \right), & Q_{k,\alpha } & =\operatorname{tr}\! \left((r_k)_\alpha \right). \notag \end{align}

Then

\begin{align} Q(1-LQ)L & =0. \notag \end{align}

This expresses the operator identity corresponding to the \(l_h,r_k\) factors in [ 13 , Appendix C.2, Lemma C.5, lines 1473–1499 ] .

Proof ▶

The trace pairing gives \(QL=T^*\). Therefore

\begin{align} Q(1-LQ)L & =QL-(QL)^2 =T^*-(T^*)^2 =0, \notag \end{align}

where the last equality is Theorem 20.16.6.35.

Theorem 20.16.6.42 Positivity of bipartite partial traces
✓

If \(\rho \) is positive semidefinite on a bipartite space \(A \otimes B\), then both reduced operators \(\operatorname{tr}_A \rho \) and \(\operatorname{tr}_B \rho \) are positive semidefinite.

Proof ▶

Write each partial trace as the finite sum, over the traced index, of a principal submatrix of \(\rho \). Principal submatrices of a positive semidefinite matrix are positive semidefinite, and finite sums of positive semidefinite matrices remain positive semidefinite.

Definition 20.16.6.43 Hayashi–Markov extraction of explicit \(\eta \)-operators
✓

Every Hayashi decomposition \(h_\eta \) canonically produces an explicit neighboring \(\eta \)-family by Kronecker-multiplying the sector-reduced states on the neighboring bond spaces:

\begin{align} \eta _{k,h} & :=\operatorname{tr}_C(\rho _{b_2 C}^{(k)}) \otimes \operatorname{tr}_A(\rho _{A b_1}^{(h)}). \notag \end{align}

Positive semidefiniteness of each \(\eta _{k,h}\) follows from the fact that partial traces preserve positivity and that positive semidefiniteness is closed under Kronecker products. This is the sector-reduced extraction; the remaining connection to [ 13 , Appendix C.2 ] is the identification of this family with the inverse-map construction in the original simple-MPDO tensor coordinates.

The trace matrix induced by the extracted family is entrywise \(T_{k,h}=1\) in both its complex-valued form and its real-valued form. If there are \(m\) sectors, then \(T=\mathbf{1}\mathbf{1}^{\mathsf T}\) and \(\operatorname{tr}(T)=m\).

Proof ▶

Each \(\rho _{b_2 C}^{(k)}\) is a density matrix, hence has unit trace; the partial trace \(\operatorname{tr}_C\) preserves the trace. The analogous statement holds for \(\operatorname{tr}_A \rho _{A b_1}^{(h)}\). Multiplicativity of the trace under Kronecker products gives \(T_{k,h}=1\cdot 1=1\), and taking real parts gives the real-valued statement. Summing the \(m\) diagonal entries gives \(\operatorname{tr}(T)=m\).

Theorem 20.16.6.45 Positive semidefiniteness of the Hayashi–Markov trace matrix
✓

The real trace matrix of the sector-reduced family is positive semidefinite.

Proof ▶

This trace matrix is the all-ones matrix \(\mathbf{1}\mathbf{1}^{\mathsf T}\), hence is positive semidefinite.

Theorem 20.16.6.46 Entrywise nonnegativity of the real trace matrix
✓

Positivity of the neighboring operators gives entrywise nonnegativity of the real trace matrix. Matrix-level positive semidefiniteness of \(T\) is a separate structural condition.

Proof ▶

The trace of a positive semidefinite neighboring operator is non-negative in the complex order. Taking real parts gives the stated entrywise nonnegativity.

Definition 20.16.6.47 Auxiliary matrix predicates for the rank-one step
✓

The auxiliary predicates state two matrix-theoretic ingredients used in the rank-one step of [ 13 , Appendix C.2, Lemma C.5 ] : constant traces of all positive powers and existence of a rank-one factorization \(T=ab^\top \).

The proposed implication from primitivity and constant trace powers to a rank-one factorization is not a valid general theorem. A concrete \(3\times 3\) counterexample appears in the archive. The corrected criterion proved here adds positive semidefiniteness and trace normalization, which provide the diagonalizability needed to turn the trace-power condition into a rank-one factorization.

Theorem 20.16.6.48 Trace square of a Hermitian matrix
✓

Let \(T\) be a finite Hermitian matrix over a real or complex scalar field, with Hermitian eigenvalues \(\lambda _i\). Then \(\operatorname{tr}(T^2)=\sum _i\lambda _i^2\).

Proof ▶

The spectral theorem writes \(T\) as a unitary conjugate of the diagonal matrix of its Hermitian eigenvalues. Squaring commutes with this conjugation, and cyclicity of trace reduces the identity to the trace of the squared diagonal matrix.

Theorem 20.16.6.49 Rank-one eigenvector resolution of a Hermitian matrix
✓

Let \(A\) be a finite Hermitian matrix. Choose an orthonormal eigenbasis \((u_k)_k\) with eigenvalues \((\lambda _k)_k\), and let \(E_k=|u_k\rangle \! \langle u_k|\) be the rank-one projection onto \(u_k\). Then \(A=\sum _k\lambda _kE_k\).

Proof ▶

The finite-dimensional spectral theorem gives \(A=U\operatorname{diag}(\lambda _k)U^\dagger \), where the columns of \(U\) are the vectors \(u_k\). Expanding the diagonal matrix as the sum of its rank-one coordinate projections gives the stated identity.

Let \(T\) be a finite real square matrix. If \(T\) is positive semidefinite, normalized by \(\operatorname{tr}(T)=1\), and has constant traces on all positive powers, then \(T\) has a rank-one factorization.

Proof ▶

The spectral theorem diagonalizes the positive semidefinite matrix with non-negative real eigenvalues. The trace gives that their sum is \(1\), while the second trace moment gives that the sum of their squares is also \(1\). Hence exactly one eigenvalue is equal to \(1\) and all others vanish, so the diagonal form is rank one. Unitary conjugation preserves the existence of an outer-product factorization.

Theorem 20.16.6.51 Idempotent trace-one criterion
✓

Let \(T\) be a finite real square matrix. If \(T^2=T\) and \(\operatorname{tr}(T)=1\), then there are real vectors \(a,b\) such that \(T=ab^\top \).

Proof ▶

For an idempotent endomorphism \(f\), one has \(\operatorname{tr}(f)=\dim (\operatorname{range}(f))\). Hence the range of \(T\) has dimension one. Choosing a nonzero vector \(a\) spanning it expresses every column of \(T\) as \(b_j a\) for a scalar \(b_j\), and therefore \(T=ab^\top \).

Theorem 20.16.6.52 Constant trace powers of an idempotent matrix
✓

Let \(T\) be a finite real square matrix with \(T^2=T\). Then, for every positive integer \(N\), one has \(\operatorname{tr}(T^N)=\operatorname{tr}(T)\). This recovers the trace identity displayed in the proof of [ 13 , Appendix C.2, Lemma C.5 ] from idempotence.

Proof ▶

Induction on \(N\): for \(N\geq 1\), one has \(T^{N+1}=T^NT=TT=T\), so every positive power of \(T\) equals \(T\).

Theorem 20.16.6.53 Positive entries in every row and column of a primitive matrix
✓

Let \(T\) be a primitive non-negative matrix. Then every row of \(T\) contains a strictly positive entry, and so does every column.

Proof ▶

If row \(k\) of \(T\) vanishes, then, for every \(m\geq 1\),

\begin{align} (T^m)_{k,k} & =\sum _jT_{k,j}(T^{m-1})_{j,k}=0, \notag \end{align}

contradicting the strict entrywise positivity of some power of \(T\). Likewise, if column \(h\) of \(T\) vanishes, then, for every \(m\geq 1\),

\begin{align} (T^m)_{h,h} & =\sum _j(T^{m-1})_{h,j}T_{j,h}=0, \notag \end{align}

again contradicting the strict positivity of some power of \(T\).

Theorem 20.16.6.54 Rank of a strictly positive idempotent
✓

Let \(I\) be a nonempty finite index set, and let \(P\) be a real matrix indexed by \(I\times I\). Suppose that \(P^2=P\) and \(P_{i,j}{\gt}0\) for every \(i,j\in I\). Then \(\operatorname{rank}(P)=1\).

Proof ▶

Put \(u=P\mathbf1\), so every coordinate of \(u\) is positive and \(Pu=u\). For a fixed vector \(x\) satisfying \(Px=x\), choose an index \(k\) at which \(x_i/u_i\) is maximal and put \(c=x_k/u_k\). Then \(y=cu-x\) is non-negative, \(y_k=0\), and \(Py=y\). Hence

\begin{align} 0=y_k=(Py)_k=\sum _jP_{k,j}y_j. \notag \end{align}

Since every \(P_{k,j}\) is strictly positive, all coordinates of \(y\) vanish. Thus every fixed vector is proportional to \(u\). The range of an idempotent is its fixed space, so it is one-dimensional.

Theorem 20.16.6.55 Rank and factorization of a stationary primitive square
✓

Let \(T\) be a primitive real \(N\times N\) matrix, where \(N\geq 1\). Multiplication by a positive scalar preserves primitivity. If \(T^2=T^3\), then \(\operatorname{rank}(T^2)=1\). There are vectors \(a,b\in \mathbb R^N\) such that

\begin{align} T^2 & =ab^{\mathsf T}, \notag \\ \sum _i a_i b_i & =1. \notag \end{align}

This finite-dimensional matrix lemma supports the argument sought at [ 13 , Appendix C.2, line 1613 ] ; it is not a theorem asserted there.

Proof ▶

Primitivity gives \(m\geq 1\) such that \((T^m)_{i,j}{\gt}0\) for every \(i,j\). Stabilization gives \(T^{2m}=T^2\). Thus, for every \(i,j\),

\begin{align} (T^2)_{i,j} & =(T^{2m})_{i,j} =\sum _k(T^m)_{i,k}(T^m)_{k,j}{\gt}0. \notag \end{align}

The same stabilization identity gives \((T^2)^2=T^2\). The preceding theorem applied to \(P=T^2\) now gives the conclusion. Since an idempotent has trace equal to its rank, \(\operatorname{tr}(T^2)=1\). Factoring its one-dimensional range gives \(T^2=ab^{\mathsf T}\), and taking the trace yields \(\sum _i a_i b_i=1\).

Theorem 20.16.6.56 Idempotence of the sector trace matrix
✓

Let \(V\) be a module over a commutative ring, let \(l_1,\ldots ,l_n\in V\), let \(r_1,\ldots ,r_n\) be linear functionals on \(V\), and let \(T_{k,h}=(r_k|l_h)\) be the pairing matrix; for the tensors of [ 13 , Appendix C.2 ] this is the sector trace matrix. Assume the identity

\begin{align} \sum _k|l_k)(r_k| & =\sum _{k,h}T_{k,h}\, |l_k)(r_h|, \notag \end{align}

whose right-hand side is the square of its left-hand side, so that the operator \(M=\sum _k|l_k)(r_k|\) satisfies \(M^2=M\). If the vectors \(l_1,\ldots ,l_n\) are linearly independent, then \(T^2=T\). The same conclusion holds if instead the functionals \(r_1,\ldots ,r_n\) are linearly independent.

Proof ▶

Evaluating \(M^2v=Mv\) at an arbitrary \(v\in V\) gives

\begin{align} \sum _k((r_k|Mv)-(r_k|v))\, l_k=0, \notag \end{align}

so linear independence of the \(l_k\) yields \((r_k|Mv)=(r_k|v)\) for all \(k\) and \(v\). Taking \(v=l_h\) and expanding \(Ml_h=\sum _jT_{j,h}\, l_j\) turns the left-hand side into \(\sum _jT_{k,j}T_{j,h}=(T^2)_{k,h}\) and the right-hand side into \(T_{k,h}\). For linearly independent functionals, apply the same argument in the dual space, with the \(r_k\) as vectors and evaluation at \(l_k\) as functionals. The dual pairing matrix therefore satisfies \((T^\top )^2=T^\top \). Taking transposes gives \(T^2=T\).

Equivalently, the zero-correlation-length identity is the algebraic equality

\begin{align} \sum _k|l_k)(r_k| & =\sum _{k,h}T_{k,h}\, |l_k)(r_h|, & T_{k,h} & =(r_k|l_h), \notag \end{align}

which is the displayed identity of [ 13 , Appendix C.2, lines 1490–1493 ] .

Let \(V\) be a real vector space, let \(l_1,\ldots ,l_n\in V\), let \(r_1,\ldots ,r_n\) be real linear functionals on \(V\), and let \(T_{k,h}=(r_k|l_h)\) be the pairing matrix, as in Theorem 20.16.6.56. Assuming only the identity \(M^2=M\) for the operator \(M=\sum _k|l_k)(r_k|\), without assuming linear independence of \(l_1,\ldots ,l_n\) or of \(r_1,\ldots ,r_n\), one has the following identities: the first unconditionally, the second for every \(N\geq 2\), and the third for every positive integer \(N\):

\begin{align} T^2 & =T^3, \notag \\ T^N & =T^2, \notag \\ \operatorname{tr}(T^N) & =\operatorname{tr}(T). \notag \end{align}
Proof ▶

Multiplying the identity \(M^2=M\) on the left by the functional map and on the right by the coefficient map turns the two sides directly into \(T^2\) and \(T^3\), with no independence hypothesis; induction then gives \(T^N=T^2\) for every \(N\geq 2\). For the trace identity, restrict the operator \(M\) to the finite-dimensional span of \(l_1,\ldots ,l_n\): there it is an idempotent endomorphism of a finite free module, and cyclicity of the trace of a composition between that span and the coefficient space identifies \(\operatorname{tr}(T)\) with the trace of the restriction and \(\operatorname{tr}(T^2)\) with the trace of its square, which agree since the restriction is idempotent.

Theorem 20.16.6.58 Rank-one factorization of the sector trace matrix
✓

In the setting of Theorem 20.16.6.56 with real scalars and linearly independent vectors \(l_1,\ldots ,l_n\), if in addition \(\operatorname{tr}(T)=1\), then there are real vectors \(a,b\) such that \(T=ab^\top \). This is the factorization \(T_{k,h}=a_kb_h\) obtained in the proof of [ 13 , Appendix C.2, Lemma C.5 ] for the sector trace matrix, derived here from the displayed zero-correlation-length identity together with the linear independence of the \(l_k\), instead of the Perron–Frobenius trace-power argument of the source.

Proof ▶

Theorem 20.16.6.56 gives \(T^2=T\), and the idempotent trace-one criterion of Theorem 20.16.6.51 gives the factorization \(T=ab^\top \).

Theorem 20.16.6.59 PSD-corrected rank-one \(T\) criterion
✓

Let \(T\) be a finite real square matrix. Assume that \(T\) is primitive, positive semidefinite, normalized by \(\operatorname{tr}(T)=1\), and has constant traces on all positive powers. Then \(T=ab^\top \) for some vectors \(a\) and \(b\), with \(a\cdot b=1\).

Proof ▶

The positive-semidefinite matrix criterion diagonalizes \(T\), uses the first two trace moments to show that exactly one eigenvalue is nonzero, and hence gives the factorization. Taking traces and using \(\operatorname{tr}(ab^\top )=a\cdot b\) gives the normalization \(a\cdot b=1\).

Definition 20.16.6.60 Sector tensors paired into the sector trace matrix
✓
#

For a real \(n\times n\) matrix \(T\) and a real vector space \(V\), this structure consists of vectors \(|l_0),\ldots ,|l_{n-1})\in V\) and linear functionals \((r_0|,\ldots ,(r_{n-1}|\) on \(V\) satisfying the pairing identity \(T_{k,h}=(r_k|l_h)\) of [ 13 , Appendix C.2 ] together with the zero-correlation-length identity

\begin{align} \sum _k|l_k)(r_k| & =\sum _{k,h}T_{k,h}\, |l_k)(r_h|, \notag \end{align}

displayed in the proof of [ 13 , Lemma C.5 ] . The vectors are the closed sector tensors obtained there from the sector splitting of an injective simple tensor.

Theorem 20.16.6.61 Idempotence of the sector trace matrix from the zero-correlation-length identity
✓

For sector tensors paired into \(T\) as in Definition 20.16.6.60, the operator \(M=\sum _k|l_k)(r_k|\) satisfies \(M^2=M\). If in addition the vectors \(|l_0),\ldots ,|l_{n-1})\) are linearly independent, then \(T^2=T\).

Proof ▶

Substituting \(T_{k,h}=(r_k|l_h)\) into the right-hand side of the zero-correlation-length identity gives, for every \(v\in V\),

\begin{align} \sum _{k,h}T_{k,h}(r_h|v)\, |l_k) & =\sum _{k,h}(r_k|l_h)(r_h|v)\, |l_k) =\sum _k(r_k|Mv)\, |l_k) =M^2v, \notag \end{align}

so \(M^2=M\). Linear independence of the \(|l_k)\) then gives \(T^2=T\) by Theorem 20.16.6.56.

For sector tensors paired into \(T\) as in Definition 20.16.6.60, without any independence hypothesis on the closed sector tensors or the functionals, one has \(T^2=T^3\), and, for every positive integer \(N\), \(\operatorname{tr}(T^N)=\operatorname{tr}(T)\).

Proof ▶

The operator identity \(M^2=M\) established in the proof of Theorem 20.16.6.61 gives \(T^2=T^3\) and the constant trace powers by Theorem 20.16.6.57, with no independence hypothesis.

Theorem 20.16.6.63 Nonvanishing and independence of the sector tensors
✓

Suppose the sector trace matrix \(T\) of Definition 20.16.6.60 is primitive. Then every closed sector tensor satisfies \(|l_k)\neq 0\). If, in addition, each \(|l_k)\) lies in its own member of an independent family of subspaces of \(V\), then the vectors \(|l_0),\ldots ,|l_{n-1})\) are linearly independent.

Proof ▶

By Theorem 20.16.6.53, some entry of the \(k\)-th column of \(T\) is positive, and that entry is the pairing \((r_j|l_k)\), so \(|l_k)\neq 0\). Nonzero vectors chosen from an independent family of subspaces, one from each member, are linearly independent.

Let \(T\) be a sector trace matrix with \(\operatorname{tr}(T)=1\), paired from sector tensors satisfying the zero-correlation-length identity of Definition 20.16.6.60. If the closed sector tensors \(|l_0),\ldots ,|l_{n-1})\) are linearly independent, then there are real numbers \(a_k,b_h\) such that

\begin{align} T_{k,h} & =a_kb_h, \notag \\ \sum _k a_kb_k & =1. \notag \end{align}

The same conclusion holds if, instead of the independence, \(T\) is primitive and the closed sector tensors lie in distinct members of an independent family of subspaces. In contrast with the positive-semidefinite criterion of Theorem 20.16.6.59, the constant trace powers are derived rather than assumed.

Proof ▶

Theorem 20.16.6.61 gives \(T^2=T\), and Theorem 20.16.6.62 gives the constant trace powers unconditionally. The idempotent trace-one criterion of Theorem 20.16.6.51 yields the factorization \(T=ab^\top \), and taking traces gives \(\sum _k a_kb_k=\operatorname{tr}(T)=1\). When the independence is not assumed directly, Theorem 20.16.6.63 derives it from primitivity once each sector tensor lies in its own member of an independent family of subspaces.

20.16.7 Refinement and coarse-graining channels

On a sector pair with \(a_kb_h\ne 0\), set \(\widehat\Omega _{k,h}=(a_kb_h)^{-1}\Omega _{k,h}\). If \(a_kb_h=0\), positivity and vanishing trace imply \(\Omega _{k,h}=0\); choose any density operator on that summand and denote the resulting completed density by \(\overline\Omega _{k,h}\). The sectorwise preparation is \(X\longmapsto X\otimes \overline\Omega _{k,h}\). Taking the orthogonal direct sum over the outer sectors \((k,h)\) gives the preparation stage \(\mathcal T_1\) of [ 13 , Appendix C.2, lines 1523–1535 ] . The zero-weight choice makes the source map total without imposing a nonzero-weight hypothesis.

The normalized density is positive semidefinite and has trace one on every active pair. The density chosen on an inactive pair is positive definite and has trace one. Hence \(\overline\Omega _{k,h}\) is positive semidefinite with trace one for every pair, and agrees with \(\widehat\Omega _{k,h}\) on active pairs. The corresponding sectorwise and controlled maps prepare these densities on their diagonal summands.

Each completed preparation is trace-preserving and completely positive. The same holds for their orthogonally controlled direct sum.

Proof ▶

On an active pair, \(\operatorname{tr}(\widehat\Omega _{k,h})=(a_kb_h)^{-1}a_kb_h=1\); the chosen density on a zero-weight pair also has trace one. Preparation by a positive operator of trace one is trace-preserving and completely positive. The orthogonal control discards coherences between distinct outer-sector pairs and applies these preparations on the diagonal summands.

Definition 20.16.7.5 The refinement channel \(\mathcal T\)
✓

Define the channel from two physical sites to three physical sites by \(\mathcal T=\mathcal T_2\mathcal T_1\mathcal T_0\). Thus \(\mathcal T_0\) traces the neighboring subspins, \(\mathcal T_1\) adjoins the completed three-site neighboring density, and \(\mathcal T_2\) restores the three complete physical sectors. This is the refinement map in [ 13 , Appendix C.2, lines 1522–1545 ] .

The refinement channel \(\mathcal T\) is trace-preserving and completely positive.

Proof ▶

Each constituent map is trace-preserving and completely positive, and this property is preserved under composition.

Applied to the two-site closure, on the active \((k,h)\)-block, \(\mathcal T_0\) traces \(B_k^R\otimes B_h^L\) and sends \(\mathfrak R_2(\mathcal K_2(X))_{k,h}\) to \(a_kb_hB_{k,h}(X)\) on \(B_k^L\otimes B_h^R\). The preparation \(\mathcal T_1\) then adjoins

\begin{align} \widehat\Omega _{k,h} & =(a_kb_h)^{-1}\bigoplus _l (\eta _{k,l}\otimes \eta _{l,h}), \notag \end{align}

and \(\mathcal T_2\) orders the result as

\begin{align} (B_k^L\otimes B_k^R)\otimes (B_l^L\otimes B_l^R) \otimes (B_h^L\otimes B_h^R). \notag \end{align}

The refinement uses the sitewise sector coordinates \(\mathfrak R_2\) and \(\mathfrak R_3\) [ 13 , Appendix C.2, lines 1510–1516 and 1522–1545 ] . For each outer pair, write

\begin{align} \mathcal H^{\Omega }_{k,h} & =\bigoplus _l (B_k^R\otimes B_l^L)\otimes (B_l^R\otimes B_h^L) \notag \end{align}

for the carrier Hilbert space of \(\Omega _{k,h}\). The symbols \(\widehat\Omega _{k,h}\) and \(\overline\Omega _{k,h}\) denote respectively its normalized active density and its completed density on every sector pair. With the matrix algebras introduced above, the refinement stages have type

\begin{tikzcd}[channel, column sep=large]
    \mathcal A_2 \arrow[r, "\mathcal T_0"] &
    \mathcal A_{\partial} \arrow[r, "\mathcal T_1"] &
    \mathcal A_{\Omega} \arrow[r, "\mathcal T_2"] &
    \mathcal A_3
\end{tikzcd}

Here \(\mathcal T_1\) adjoins \(\overline\Omega _{k,h}\) on each diagonal outer-sector summand. The composite channel has type

\begin{tikzcd}[channel, column sep=large]
    \mathcal A_2 \arrow[r, "\mathcal T"] & \mathcal A_3
\end{tikzcd}

Definition 20.16.7.7 The neighboring-state preparation \(\mathcal S_1\)
✓
#

On a sector pair with \(a_kb_h\ne 0\), let \(\mathcal S_{k,h}(X)=X\otimes \frac{\eta _{k,h}}{a_kb_h}\). If \(a_kb_h=0\), positivity and vanishing trace imply \(\eta _{k,h}=0\); choose any density operator on that unused summand. Taking the orthogonal direct sum over \((k,h)\) defines \(\mathcal S_1\).

The map \(\mathcal S_1\) is trace-preserving and completely positive.

Definition 20.16.7.9 The coarse-graining channel \(\mathcal S\)
✓

Define the channel from three physical sites to two physical sites by \(\mathcal S=\mathcal S_2\mathcal S_1\mathcal S_0\). This is the coarse-graining map in Proposition C.7 [ 13 , Appendix C.2, lines 1547–1563 ] .

Theorem 20.16.7.10 \(\mathcal S\) is trace-preserving completely positive
✓

The channel \(\mathcal S\) is trace-preserving and completely positive.

Proof ▶

Each of the three factors is trace-preserving and completely positive, and this property is preserved under composition.

The coordinate equivalences used by the coarse-graining channel expose the direct sums over site-sector pairs and triples. Write \(\mathfrak R_2\) and \(\mathfrak R_3\) for the corresponding matrix reindexings. Their inverses send every sector block to the corresponding physical matrix entries. These reindexings preserve the left-right order within every physical site. They differ from the regrouped coordinates \(\mathfrak G_2\) and \(\mathfrak G_3\) of Definition 20.16.3.39, which place the two outer subspins before the neighboring subspins. If \(R_{\Phi _2}\) and \(R_{\Phi _3}\) denote the two regrouping maps, then

\begin{align} \mathfrak G_2 & =R_{\Phi _2}\mathfrak R_2, \notag \\ \mathfrak G_3 & =R_{\Phi _3}\mathfrak R_3. \notag \end{align}

For every virtual matrix \(X\) and outer-sector pair \((k,h)\),

\begin{align} \left[R_{\Phi _3}\mathfrak R_3(\mathcal K_3(X))\right]_{(k,h),(k,h)} & =B_{k,h}(X)\otimes \Omega _{k,h}. \notag \end{align}
Proof ▶

On the summand labelled by the middle sector \(l\), this is the fixed-sector factorization \(B_{k,h}(X)\otimes (\eta _{k,l}\otimes \eta _{l,h})\). Taking the direct sum over \(l\) gives the stated block.

Every matrix entry of \(R_{\Phi _3}\mathfrak R_3(\mathcal K_3(X))\) between distinct outer-sector pairs \((k,h)\ne (p,q)\) vanishes.

Proof ▶

Distinct outer-sector pairs differ either in their first sector or in their third sector. In the corresponding physical slice, the sector-coordinate tensor is block diagonal, so that factor vanishes.

For every virtual matrix \(X\) and outer-sector pair \((k,h)\),

\begin{align} \left[R_{\Phi _2}\mathfrak R_2(\mathcal K_2(X))\right]_{(k,h),(k,h)} & =B_{k,h}(X)\otimes \eta _{k,h}. \notag \end{align}
Proof ▶

This is the fixed-sector two-site factorization after identifying the sitewise sector coordinates with the regrouped boundary and neighboring coordinates.

Theorem 20.16.7.15 Diagonal-block action of \(\mathcal T_0\)
✓

For every two-site matrix \(Y\), outer-sector pair \((k,h)\), and boundary indices \(a,b\),

\begin{align} [\mathcal T_0(Y)]_{(k,h,a),(k,h,b)} & = \left[\operatorname{tr}_{R_k\otimes L_h} \left([R_{\Phi _2}Y]_{(k,h),(k,h)}\right)\right]_{a,b}. \notag \end{align}
Proof ▶

The controlled partial trace acts on a diagonal outer-sector block by the ordinary partial trace over its neighboring factor.

If the \((k,h)\) diagonal block of \(R_{\Phi _2}Y\) is \(B\otimes \eta _{k,h}\), then \([\mathcal T_0(Y)]_{(k,h),(k,h)}=a_kb_hB\).

Proof ▶

The partial trace of \(B\otimes \eta _{k,h}\) is \(\operatorname{tr}(\eta _{k,h})B=a_kb_hB\).

For every outer-sector pair \((k,h)\) and boundary matrix \(B\), the completed sectorwise preparation satisfies \(\overline{\mathcal T}_{k,h}(a_kb_hB) =B\otimes \Omega _{k,h}\).

Proof ▶

If \(a_kb_h\ne 0\), the scalar cancels the normalization in \(\widehat\Omega _{k,h}=(a_kb_h)^{-1}\Omega _{k,h}\). If \(a_kb_h=0\), both sides vanish because \(\Omega _{k,h}=0\).

If the \((k,h)\) diagonal block of a boundary matrix \(Y\) is \(a_kb_hB\), then \([\mathcal T_1(Y)]_{(k,h),(k,h)} =B\otimes \Omega _{k,h}\).

Proof ▶

On a diagonal outer-sector block, the controlled map is the completed sectorwise preparation, to which the preceding theorem applies.

Theorem 20.16.7.19 Off-diagonal action of \(\mathcal T_1\)
✓

The map \(\mathcal T_1\) annihilates every matrix entry between distinct outer-sector pairs.

Proof ▶

This is the orthogonal control in the definition of \(\mathcal T_1\).

Theorem 20.16.7.20 Reindexing action of \(\mathcal T_2\)
✓

Let \(\Phi _3\) be the three-site regrouping. For every prepared matrix \(Y\) and three-site indices \(p,q\), \([\mathcal T_2(Y)]_{p,q}=Y_{\Phi _3(p),\Phi _3(q)}\).

Proof ▶

This is matrix reindexing along the inverse regrouping \(\Phi _3^{-1}\).

Assume the neighboring-operator trace factorization of Definition 20.16.3.32. For every virtual matrix \(X\), in the canonical physical-sector coordinates selected by the isometry \(U\), the refinement channel satisfies

\begin{align} \mathcal T(\mathfrak R_2(\mathcal K_2(X))) & =\mathfrak R_3(\mathcal K_3(X)). \label{eq:rfp_t_closure} \end{align}

This is the refinement half of Proposition C.7 [ 13 , Appendix C.2, lines 1510–1516 and 1522–1545 ] .

Proof ▶

The regrouping contained in \(\mathcal T_0\) changes \(\mathfrak R_2\) into \(\mathfrak G_2\). On the \((k,h)\) diagonal block, the partial trace then gives

\begin{align} \mathcal T_0 (\mathfrak R_2(\mathcal K_2(X)))_{k,h} & =a_kb_hB_{k,h}(X). \notag \end{align}

On an active pair, \(\mathcal T_1\) adjoins \((a_kb_h)^{-1}\Omega _{k,h}\), and hence

\begin{align} \mathcal T_1\mathcal T_0 (\mathfrak R_2(\mathcal K_2(X)))_{k,h} & =B_{k,h}(X)\otimes \Omega _{k,h}. \notag \end{align}

If \(a_kb_h=0\), both sides vanish because \(\Omega _{k,h}=0\). After the canonical reassociation of the intermediate sector sum, these are precisely the diagonal blocks of \(\mathfrak G_3(\mathcal K_3(X))\); all off-diagonal sector blocks vanish. Finally, the inverse regrouping \(\mathcal T_2\) changes \(\mathfrak G_3\) into \(\mathfrak R_3\), which gives (109).

Assume the neighboring-operator trace factorization of Definition 20.16.3.32. For every virtual matrix \(X\), in the canonical physical-sector coordinates selected by the isometry \(U\), the coarse-graining channel satisfies

\begin{align} \mathcal S(\mathfrak R_3(\mathcal K_3(X))) & =\mathfrak R_2(\mathcal K_2(X)). \label{eq:rfp_s_closure} \end{align}
Proof ▶

On the \((k,h)\) diagonal block, \(\mathcal S_0\) traces \(\Omega _{k,h}\) and gives \(a_kb_hB_{k,h}(X)\). On an active sector pair, \(\mathcal S_1((a_kb_h)B_{k,h}(X)) =B_{k,h}(X)\otimes \eta _{k,h}\). If \(a_kb_h=0\), positivity and zero trace give \(\eta _{k,h}=0\), so both sides of this identity vanish. Finally, \(\mathcal S_2\) regroups the four factors into two physical sites. For distinct sector pairs \((k,h)\ne (p,q)\),

\begin{align} (\mathcal S_1Y)_{(k,h),(p,q)} & =0, \notag \\ {}[\mathfrak R_2(\mathcal K_2(X))]_{(k,h),(p,q)} & =0. \notag \end{align}

These diagonal and off-diagonal identities give (110).

For the following construction, through Theorem 20.16.7.42, assume the neighboring-operator trace factorization of Definition 20.16.3.32. Write \(q=\dim \! \left(\bigoplus _k L_k\otimes R_k\right)\) for the physical dimension of the sector-coordinate tensor \(\widehat{\mathcal K}\).

Definition 20.16.7.23 Refinement in ordinary physical coordinates
✓

Transporting \(\mathcal T\) through the canonical two-site and three-site coordinate identifications gives a channel \(\widehat{\mathcal T}:M_{q^2}(\mathbb {C})\longrightarrow M_{q^3}(\mathbb {C})\), where all multiple physical indices are associated to the right.

Theorem 20.16.7.24 The physical refinement map is a channel
✓

The map \(\widehat{\mathcal T}\) is trace-preserving and completely positive.

Proof ▶

The coordinate identifications are unitary permutation channels. Composing them with a trace-preserving completely positive map preserves both properties.

For every virtual matrix \(X\), \(\widehat{\mathcal T}(\widehat{\mathcal K}_2(X)) =\widehat{\mathcal K}_3(X)\).

Proof ▶

Transport the sector-coordinate identity through the inverse three-site coordinate identification.

Definition 20.16.7.26 Physical coarse-graining
✓

Transporting \(\mathcal S\) through the canonical three-site and two-site coordinate identifications gives a channel \(\widehat{\mathcal S}:M_{q^3}(\mathbb {C})\longrightarrow M_{q^2}(\mathbb {C})\).

Theorem 20.16.7.27 The physical coarse-graining map is a channel
✓

The map \(\widehat{\mathcal S}\) is trace-preserving and completely positive.

Proof ▶

This follows by composition with the two coordinate-permutation channels.

Theorem 20.16.7.28 Coarse-graining identity in ordinary physical coordinates
✓

For every virtual matrix \(X\), \(\widehat{\mathcal S}(\widehat{\mathcal K}_3(X)) =\widehat{\mathcal K}_2(X)\).

Proof ▶

Transport the sector-coordinate identity through the inverse two-site coordinate identification.

Definition 20.16.7.29 Localized physical refinement
✓

Reassociating three right-associated sites as \((12)3\), applying \(\widehat{\mathcal T}\otimes \operatorname{id}\) to the first two, and reassociating the result back to \(1(2(34))\) defines the localized refinement channel \(\widehat{\mathcal T}_{(12)3}:M_{q^3}(\mathbb {C})\longrightarrow M_{q^4}(\mathbb {C})\) on right-associated physical coordinates.

Theorem 20.16.7.30 The localized physical refinement is a channel
✓

The localized refinement map is trace-preserving and completely positive.

Proof ▶

Tensoring a channel with the identity preserves complete positivity and trace, as do the two associativity permutations.

For every virtual matrix \(X\), \((\widehat{\mathcal T}\otimes \operatorname{id}) (\widehat{\mathcal K}_3(X)) =\widehat{\mathcal K}_4(X)\), with the map understood in right-associated coordinates.

Proof ▶

Fixing the last ket and bra indices turns the three-site closure into a two-site closure with the last tensor matrix absorbed into \(X\). Apply the two-to-three-site refinement identity to this virtual matrix.

Definition 20.16.7.32 Localized physical coarse-graining
✓

Reassociating four right-associated sites as \((123)4\), applying \(\widehat{\mathcal S}\otimes \operatorname{id}\) to the first three, and reassociating the result back to \(1(23)\) defines the localized coarse-graining channel \(\widehat{\mathcal S}_{(123)4}:M_{q^4}(\mathbb {C})\longrightarrow M_{q^3}(\mathbb {C})\) on right-associated physical coordinates.

Theorem 20.16.7.33 The localized physical coarse-graining is a channel
✓

The localized coarse-graining map is trace-preserving and completely positive.

Proof ▶

Tensor the physical coarse-graining channel with the identity and compose with the two associativity permutations.

For every virtual matrix \(X\), \((\widehat{\mathcal S}\otimes \operatorname{id}) (\widehat{\mathcal K}_4(X)) =\widehat{\mathcal K}_3(X)\) in right-associated coordinates.

Proof ▶

Fixing the last ket and bra indices identifies the four-site closure with a three-site closure having the last tensor matrix absorbed into \(X\). Apply the three-to-two-site coarse-graining identity.

Let \(F\) be a physical-sector factorization whose neighboring operators satisfy Definition 20.16.3.32, and let \(\widehat{\mathcal K}\) be its sector-coordinate tensor. Define

\begin{align} \widehat{\mathcal T}^2 & =\widehat{\mathcal T}_{(12)3}\circ \widehat{\mathcal T}, \notag \\ \widehat{\mathcal T}^2 & :M_{q^2}(\mathbb {C})\longrightarrow M_{q^4}(\mathbb {C}). \notag \end{align}

Here the second application acts on the first two sites and leaves the third site unchanged. Thus the superscript denotes two successive overlapping applications, as in [ 13 , Appendix C.2, lines 1821–1825 ] .

The map \(\widehat{\mathcal T}^2\) is trace-preserving and completely positive.

Proof ▶

It is the composition of the physical refinement channel and its localization on the first two sites.

For every virtual matrix \(X\), the sector-coordinate tensor satisfies \(\widehat{\mathcal T}^2(\widehat{\mathcal K}_2(X)) =\widehat{\mathcal K}_4(X)\).

Proof ▶

The first refinement gives \(\widehat{\mathcal K}_3(X)\); applying the localized refinement to its first two sites gives \(\widehat{\mathcal K}_4(X)\).

Definition 20.16.7.38 Two-step physical coarse-graining
✓

Define

\begin{align} \widehat{\mathcal S}^2 & =\widehat{\mathcal S}\circ \widehat{\mathcal S}_{(123)4}, \notag \\ \widehat{\mathcal S}^2 & :M_{q^4}(\mathbb {C})\longrightarrow M_{q^2}(\mathbb {C}). \notag \end{align}

Here the first application acts on the first three sites and leaves the fourth site unchanged. The superscript again denotes successive overlapping applications.

The map \(\widehat{\mathcal S}^2\) is trace-preserving and completely positive.

Proof ▶

It is the composition of the localized coarse-graining channel and the physical coarse-graining channel.

For every virtual matrix \(X\), the sector-coordinate tensor satisfies \(\widehat{\mathcal S}^2(\widehat{\mathcal K}_4(X)) =\widehat{\mathcal K}_2(X)\).

Proof ▶

The localized coarse-graining first gives \(\widehat{\mathcal K}_3(X)\); the second coarse-graining gives \(\widehat{\mathcal K}_2(X)\).

\(\widehat{\mathcal T}^{\, 2}:\quad \) \begin{tenkz}[cols=2, west=open, east=open, physical=updown]
            \tn[skin=mpo]{\widehat{\cal K}} & \tn[skin=mpo]{\widehat{\cal K}}
            \tnmark[form=enclosure, label pos=s]{(1,1) .. (1,2)}
            {$\widehat{\cal K}^{[2]}$}
        \end{tenkz} \(\quad \xrightarrow {\widehat{\mathcal T}}\quad \) \begin{tenkz}[cols=3, west=open, east=open, physical=updown]
            \tn[skin=mpo]{\widehat{\cal K}} &
            \tn[skin=mpo]{\widehat{\cal K}} &
            \tn[skin=mpo]{\widehat{\cal K}}
        \end{tenkz} \(\quad \xrightarrow {\widehat{\mathcal T}_{(12)3}}\quad \) \begin{tenkz}[cols=4, west=open, east=open, physical=updown]
            \tn[skin=mpo]{\widehat{\cal K}} &
            \tn[skin=mpo]{\widehat{\cal K}} &
            \tn[skin=mpo]{\widehat{\cal K}} &
            \tn[skin=mpo]{\widehat{\cal K}}
            \tnmark[form=enclosure, label pos=s]{(1,1) .. (1,2)}
            {$\widehat{\cal K}^{[2]}$}
            \tnmark[form=enclosure, label pos=s]{(1,3) .. (1,4)}
            {$\widehat{\cal K}^{[2]}$}
        \end{tenkz}
\(\widehat{\mathcal S}^{\, 2}:\quad \) \begin{tenkz}[cols=4, west=open, east=open, physical=updown]
            \tn[skin=mpo]{\widehat{\cal K}} &
            \tn[skin=mpo]{\widehat{\cal K}} &
            \tn[skin=mpo]{\widehat{\cal K}} &
            \tn[skin=mpo]{\widehat{\cal K}}
            \tnmark[form=enclosure, label pos=s]{(1,1) .. (1,2)}
            {$\widehat{\cal K}^{[2]}$}
            \tnmark[form=enclosure, label pos=s]{(1,3) .. (1,4)}
            {$\widehat{\cal K}^{[2]}$}
        \end{tenkz} \(\quad \xrightarrow {\widehat{\mathcal S}_{(123)4}}\quad \) \begin{tenkz}[cols=3, west=open, east=open, physical=updown]
            \tn[skin=mpo]{\widehat{\cal K}} &
            \tn[skin=mpo]{\widehat{\cal K}} &
            \tn[skin=mpo]{\widehat{\cal K}}
        \end{tenkz} \(\quad \xrightarrow {\widehat{\mathcal S}}\quad \) \begin{tenkz}[cols=2, west=open, east=open, physical=updown]
            \tn[skin=mpo]{\widehat{\cal K}} & \tn[skin=mpo]{\widehat{\cal K}}
            \tnmark[form=enclosure, label pos=s]{(1,1) .. (1,2)}
            {$\widehat{\cal K}^{[2]}$}
        \end{tenkz}
Figure 20.6 The superscripts in \(\widehat{\mathcal T}^2\) and \(\widehat{\mathcal S}^2\) denote successive overlapping applications. The enclosures identify the two-site and four-site endpoints with one and two sites of the blocked tensor. This is the channel construction in [ 13 , Appendix C.2, lines 1821–1825 ] .

Let \(F\) be a physical-sector factorization whose neighboring operators satisfy Definition 20.16.3.32. Let \(\widehat{\mathcal K}^{[2]}\) be the tensor obtained by blocking two adjacent sites of its sector-coordinate tensor \(\widehat{\mathcal K}\). Then \(\widehat{\mathcal K}^{[2]}\) is a renormalization fixed point in the sense of Definition 20.2.1. More precisely, after the canonical identifications of one blocked site with two original sites and two blocked sites with four original sites, the required channels are \(\widehat{\mathcal S}^2\) and \(\widehat{\mathcal T}^2\).

Proof ▶

Decode one blocked index as a pair of physical indices and two blocked indices as four physical indices. The one-site and two-site closures of \(\widehat{\mathcal K}^{[2]}\) thereby become respectively \(\widehat{\mathcal K}_2(X)\) and \(\widehat{\mathcal K}_4(X)\). Transporting the two channels through these permutation identifications preserves complete positivity and trace, and the two closure identities give the required equations in Definition 20.2.1.

Theorem 20.16.7.42 Conditional two-site blocking theorem from neighboring trace factorization
✓

Let \(F\) be a physical-sector factorization of \(\mathcal K\) whose neighboring operators satisfy Definition 20.16.3.32. Thus they are positive semidefinite and there are real families \((a_k)_k,(b_k)_k\) with \(\operatorname{tr}(\eta _{k,h})=a_kb_h\) and \(\sum _k a_kb_k=1\). Let \(\mathcal K^{[2]}\) be the tensor obtained by blocking two adjacent sites of \(\mathcal K\). Then \(\mathcal K^{[2]}\) is a renormalization fixed point in the sense of Definition 20.2.1. This is the conditional channel construction of [ 13 , Proposition C.7 ] for one supplied factorization. It does not extend to the printed all-BNT implication [ 13 , Theorem 4.9, (iv)\(\Rightarrow \)(v) ] : condition (iv) constrains each BNT representative but not its raw repeated-copy weights, and that implication is refuted by Theorem 20.16.8.24. After condition (ii) has forced equal copy weights and their common values have been absorbed, these one-factorization channels can be inputs to the projector-controlled channel construction when one factorization is supplied for each representative. The printed route obtains those factorizations from the false Proposition C.12, so this conditional theorem does not prove the bare implication (ii)\(\Rightarrow \)(v). It also does not exclude different channel maps; see [ 24 ] .

Proof ▶

Transport the refinement and coarse-graining channels for \(\widehat{\mathcal K}^{[2]}\) through the two-site and four-site tensor powers of the physical isometry, as in (117). These unitary congruences preserve complete positivity and trace, while the corresponding closure identities carry the two fixed-point equations back to \(\mathcal K^{[2]}\).

Theorem 20.16.7.43 Arbitrary virtual boundaries of canonical block sums
✓

Let a tensor be gauge equivalent, by an invertible virtual matrix \(G\), to a finite block sum with component tensors \(A_s\) and weights \(\mu _s\). For an arbitrary virtual boundary \(X\) and an arbitrary word \(w\), its closure is the sum of the component closures with boundaries given by the diagonal blocks of \(G^{-1}XG\):

\begin{align} \operatorname{tr}\bigl(B^wX\bigr) & =\sum _s \mu _s^{|w|}\operatorname{tr}\bigl(A_s^w(G^{-1}XG)_{ss}\bigr). \notag \end{align}

The conjugated boundary \(G^{-1}XG\) is independent of the word length. This is the arbitrary-boundary form of the block calculation used in [ 13 , lines 186–195 and Appendix C.2, lines 1646–1665 and 1810–1825 ] .

Proof ▶

A word of length \(|w|\) in the block-sum tensor is block diagonal. Its \(s\)-th diagonal block is \(\mu _s^{|w|}A_s^w\). On multiplying by an arbitrary boundary matrix, only the diagonal boundary blocks contribute to the trace, which gives the asserted sum before the gauge change.

Under the gauge \(G\), the word \(A^w\) is conjugated to \(GA^wG^{-1}\). Cyclicity of the trace moves the two gauge factors to the boundary and replaces \(X\) by \(G^{-1}XG\). Combining these two identities proves the formula. Since this conjugation depends only on \(G\) and \(X\), the transformed boundary is the same at every word length.

Let the complete tensor \(B\) be exactly gauge equivalent, by an invertible virtual matrix \(G\), to a sector decomposition: an arbitrary finite family of basis blocks \(A_j\), \(j=1,\ldots ,g\), each carrying a copy multiplicity \(r_j\) and nonzero weights \(\mu _{j,q}\). Suppose that the repeated-copy weights over each basis block are equal, with no equality required between different basis blocks, and absorb this common weight into its representative \(\mathcal K_j\) as in Definition 20.16.1.7. Then, for every length \(N\) and every virtual boundary \(X\), the physical closure of the complete tensor is the sum of the absorbed-representative closures, with the boundary of a representative given by the sum of the diagonal copy blocks of \(G^{-1}XG\) lying over it:

\begin{align} B_N(X) & = \sum _{j=1}^g (\mathcal K_j)_N\Bigl(\sum _{q=1}^{r_j} (G^{-1}XG)_{(j,q),(j,q)}\Bigr). \notag \end{align}

Neither the conjugation \(X\mapsto G^{-1}XG\) nor the subsequent sum of diagonal copy blocks depends on \(N\). In particular, the same representative boundary map applies at the two lengths entering the two channel equations of Definition 20.2.1. This is the arbitrary-boundary form of the block calculation used in [ 13 , lines 186–195 and Appendix C.2, lines 1646–1665 and 1810–1825 ] .

Proof ▶

Apply Theorem 20.16.7.43 to the block sum indexed by the individual copies. Reindex this finite sum by a representative \(j\) and a copy label \(q\). For fixed \(j\), all copy weights are equal, so their common \(N\)-th power may be absorbed into the length \(N\) word of the representative tensor. The remaining dependence on \(q\) is linear in the diagonal boundary block. Summing over \(q\) therefore replaces these blocks by their sum, which is the stated representative boundary. Neither the conjugation \(X\mapsto G^{-1}XG\) nor the subsequent sum of diagonal copy blocks depends on \(N\).

Let \(K\) be exactly gauge equivalent, by an invertible virtual matrix \(G\), to a canonical BNT sum. Suppose that the repeated-copy weights agree within each fixed representative and have been absorbed into tensors \((\mathcal K_s)_s\). Let \((P_s)_s\) be orthogonal projections on the one-site physical space such that

\begin{align} \sum _s P_s & =I, & P_sP_t & =0\quad (s\ne t). \notag \end{align}

Suppose also that, for every \(s\) and every pair of virtual indices \(\beta ,\alpha \), the corresponding physical slice satisfies

\begin{align} P_s\mathcal K_s[\beta ,\alpha ] & =\mathcal K_s[\beta ,\alpha ] =\mathcal K_s[\beta ,\alpha ]P_s . \notag \end{align}

If every blocked representative \(\mathcal K_s^{[2]}\) is a renormalization fixed point via trace-preserving completely positive maps, then \(K^{[2]}\) is also such a renormalization fixed point.

The global maps first measure the outer sector on the first original site of the blocked input. On one blocked site the corresponding projection is \(P_s\otimes I\); on two blocked sites it acts on the first original site and as the identity on the remaining three. For every virtual boundary \(X\), the boundary supplied to sector \(s\) is the sum of the diagonal copy blocks of \(G^{-1}XG\) over that representative. The same boundary is used in the length-two and length-four identities. This is the conditional composition underlying [ 13 , Appendix C.2, lines 1646–1665 and 1810–1825 ] ; it is not the printed implication (iv)\(\Rightarrow \)(v) of Theorem 4.9.

Proof ▶

Write \(\mathcal C_N(A,X)\) for the length-\(N\) closure of \(A\) with boundary \(X\), and write \(B_s(X)\) for the boundary supplied to representative \(s\). At both relevant lengths the boundary decomposition gives

\begin{align} \mathcal C_N(K,X) & =\sum _t \mathcal C_N(\mathcal K_t,B_t(X)), & N & \in \{ 2,4\} . \notag \end{align}

Let \(\Phi _{s,N}\) be compression by \(P_s\) on the first site and by the identity on the remaining \(N\) sites. Two-sided physical support and \(P_sP_t=0\) for \(s\ne t\) give the selection identity

\begin{align} \Phi _{s,N}\bigl(\mathcal C_{N+1}(\mathcal K_t,B_t(X))\bigr) & = \begin{cases} \mathcal C_{N+1}(\mathcal K_t,B_t(X)), & s=t, \\ 0, & s\ne t. \end{cases} \notag \end{align}

Apply the representative channel to the surviving summand and sum over \(s\). The projective resolution makes both resulting maps trace-preserving and completely positive. The boundary decomposition then identifies their outputs with the length-two and length-four closures of \(K\) carrying the original boundary.

Retain the hypotheses of Theorem 20.16.7.45, except that the pairwise orthogonal outer support projections are not required to sum to the identity. If every blocked absorbed representative is a renormalization fixed point via trace-preserving completely positive maps, then the blocked complete tensor is also such a fixed point.

Proof ▶

If the one-site physical space has dimension zero, all of its endomorphisms are equal. Hence \(\sum _sP_s=I\), and Theorem 20.16.7.45 applies directly. Assume from now on that the physical dimension is positive. Fixed basis vectors witness that the two output spaces are nonempty; normalizing their identity matrices gives maximally mixed density matrices \(\rho _2\in M_{q^2}(\mathbb {C})\) and \(\rho _4\in M_{q^4}(\mathbb {C})\).

Let \(Q=\sum _sP_s\), an orthogonal projection by pairwise orthogonality. For \(N\in \{ 2,4\} \) write \(Q_N=Q\otimes \mathbb {1}^{\otimes (N-1)}\) for the lift of \(Q\) to the first original site of an \(N\)-site chain, and likewise \(P_{s,N}=P_s\otimes \mathbb {1}^{\otimes (N-1)}\), so that \(Q_N=\sum _sP_{s,N}\). Two-sided support of each absorbed representative carries over to the length-two and length-four closures of the complete tensor \(K\),

\begin{align} Q_2K_2(X)Q_2 & =K_2(X), & Q_4K_4(X)Q_4 & =K_4(X), \label{eq:mpdo_support_completion_supported} \end{align}

for every virtual boundary \(X\).

By hypothesis every \(\mathcal K_s^{[2]}\) carries trace-preserving completely positive maps \(\mathcal S_s,\mathcal T_s\) witnessing its fixed-point property. Sum these channels after compression by the matching first-site projection, \(\mathcal S_{\mathrm{act}}(Y)=\sum _s\mathcal S_s(P_{s,4}YP_{s,4})\) and \(\mathcal T_{\mathrm{act}}(Z)=\sum _s\mathcal T_s(P_{s,2}ZP_{s,2})\). Each sum is completely positive, and pairwise orthogonality of the \(P_s\) makes it preserve exactly the trace selected by \(Q\),

\begin{align} \operatorname{tr}\bigl(\mathcal S_{\mathrm{act}}(Y)\bigr) & =\operatorname{tr}(Q_4Y), & \operatorname{tr}\bigl(\mathcal T_{\mathrm{act}}(Z)\bigr) & =\operatorname{tr}(Q_2Z). \notag \end{align}

Since \(Q_N\) is Hermitian and idempotent, applying Theorem 21.2.6.1 to each active sum with \(P=Q_N\) completes it on the orthogonal input complement,

\begin{align} \mathcal S_{\mathrm{glob}}(Y) & =\mathcal S_{\mathrm{act}}(Y) +\operatorname{tr}\bigl((I-Q_4)Y\bigr)\rho _2, & \mathcal T_{\mathrm{glob}}(Z) & =\mathcal T_{\mathrm{act}}(Z) +\operatorname{tr}\bigl((I-Q_2)Z\bigr)\rho _4, \notag \end{align}

and both global maps are trace-preserving and completely positive. By (67) and (113), \(\mathcal S_{\mathrm{glob}}(K_4(X))=\mathcal S_{\mathrm{act}}(K_4(X))\) and \(\mathcal T_{\mathrm{glob}}(K_2(X))=\mathcal T_{\mathrm{act}}(K_2(X))\) for every virtual boundary \(X\), so the two channel equations for \(\mathcal S_{\mathrm{glob}},\mathcal T_{\mathrm{glob}}\) reduce to those of \(\mathcal S_{\mathrm{act}},\mathcal T_{\mathrm{act}}\) and hence, by construction of the active sums, to the representative equations.

Let \(M\) be exactly gauge equivalent, by an invertible virtual matrix \(G\), to a canonical BNT sum whose repeated-copy weights agree within each fixed representative and have been absorbed into tensors \((\mathcal K_s)_s\). Suppose that the simultaneous one-site tuples of the decomposition span the product of the virtual matrix algebras and that distinct absorbed representatives satisfy the unstarred layer orthogonality identities. If every \(\mathcal K_s\) carries a physical-sector factorization with positive semidefinite neighboring operators \(\eta ^s_{k,h}\) and real families \((a^s_k)_k,(b^s_k)_k\) with

\begin{align} \operatorname{tr}(\eta ^s_{k,h}) & =a^s_kb^s_h, & \sum _ka^s_kb^s_k & =1, \notag \end{align}

then \(M^{[2]}\) is a renormalization fixed point via trace-preserving completely positive maps. In particular, this conclusion holds whenever every representative carries a single-sector factorization whose sole neighboring operator is positive semidefinite of unit trace, since the coefficient families may then be taken identically one. The factorizations are assumed here. They cannot in general be derived from saturation of the area law and zero correlation length: Theorem 20.16.8.71 refutes that representativewise assertion under the complete standing hypotheses; see [ 24 ] . Thus this conditional result neither proves Theorem 20.16.7.50 nor itself excludes a different construction of its two channel maps. The independent trace-norm argument in that theorem refutes the source conclusion.

Proof ▶

Positivity of the neighboring operators makes every absorbed representative generate positive semidefinite periodic operators, and one-site spanning makes it injective. With the unstarred layer identities, Corollary 20.16.8.18 gives pairwise orthogonal two-sided outer physical supports, realizing the projection onto each local subspace in the closing proof of the source. Each supplied trace factorization gives a blocked channel pair for its representative by Theorem 20.16.7.42. The projector-controlled combination of these pairs across the outer supports, completed trace-preservingly outside their sum, is Theorem 20.16.7.46. In the single-sector case the sole trace condition \(\operatorname{tr}(\eta ^s)=1\) realizes the required rank-one normalization with unit coefficient families.

Definition 20.16.7.48 Sitewise support completion of an adjoint map
✓

Let \(d{\gt}0\), let \(V:\mathbb {C}^d\to \mathbb {C}^e\) be a linear map, put \(W_N=V^{\otimes N}\) and \(P_N=W_NW_N^\dagger \), and let \(\tau _N=d^{-N}I\in M_{d^N}(\mathbb {C})\) be the uniform faithful density matrix. The sitewise support-completion map is

\begin{align} \mathcal R_N(Y) & =W_N^\dagger YW_N +\operatorname{tr}\bigl((I-P_N)Y(I-P_N)\bigr)\tau _N. \label{eq:mpdo_sitewise_physical_recovery} \end{align}

If \(V\) is an isometry, then \(\mathcal R_N:M_{e^N}(\mathbb {C})\to M_{d^N}(\mathbb {C})\) is trace-preserving and completely positive. It is a left inverse to the physical embedding:

\begin{align} \mathcal R_N(W_NZW_N^\dagger ) & =Z. \label{eq:mpdo_sitewise_physical_recovery_inverse} \end{align}

In particular, if \(\widetilde A\) is obtained from an MPO tensor \(A\) by the one-site physical isometry \(V\), then

\begin{align} \mathcal R_N\bigl(\mathcal K_N^{\widetilde A}(X)\bigr) & =\mathcal K_N^A(X) \notag \end{align}

for every virtual boundary \(X\). This is a general conditional transport construction: it applies after an isometric physical embedding has been supplied. It neither constructs nor implies the refinement channel asserted in Proposition C.15.

Proof ▶

Since \(W_N^\dagger W_N=I\), the first term of (114) has trace \(\operatorname{tr}(P_NY)\). The second is completely positive and has trace \(\operatorname{tr}((I-P_N)Y)\). Their sum is therefore a channel. On matrices supported by \(P_N\), the second term vanishes and conjugation by \(W_N^\dagger \) proves (115). The closure identity follows because a sitewise physical change sends every \(N\)-site closure to \(W_N\mathcal K_N^A(X)W_N^\dagger \).

There is a five-letter MPO tensor \(K\) of virtual bond dimension three which generates matrix product density operators, has normalized simple canonical form, is simple in the sense of Definition 4.7, and is in biCF. Its two normal representatives occur once with coefficients \(\mu \) and \(1\), where \(0{\lt}|\mu |{\lt}1\), so the paper’s global normalization convention holds. The tensor saturates the area law and has literal zero correlation length,

\begin{align} \mathcal T_K^2 & =\mathcal T_K. \notag \end{align}

Nevertheless, no trace-preserving completely positive map sends every two-site closure of \(K\) to the corresponding three-site closure with the same virtual boundary. Nor does such a map exist from two sites to four sites. Consequently the two-site blocking \(K^{[2]}\) is not a renormalization fixed point in the sense of Definition 4.1. Thus Proposition C.15 and its twice-applied contribution to the condition-(ii) route to Theorem 4.9(v) are false as printed [ 170 ] .

Proof ▶

Let \(A\) be the four-letter rank-one tensor underlying the ambient construction, and choose the virtual boundary \(X\) displayed in the paper-gap note [ 170 ] . The resulting physical closures are real diagonal Hermitian matrices, and direct finite summation gives

\begin{align} \lVert \mathcal K_2^A(X)\rVert _1 & =\frac{337}{250}, & \lVert \mathcal K_3^A(X)\rVert _1 & =\lVert \mathcal K_4^A(X)\rVert _1=\frac{27}{20}. \notag \end{align}

A trace-preserving positive map contracts the trace norm on Hermitian matrices, but the latter value exceeds the former by \(1/500\). Hence the two-to-three and two-to-four refinement maps do not exist for this tensor.

Let \(V\) embed its four physical letters into the first four letters of the ambient tensor, let \(\widetilde A\) be the resulting embedded tensor, and let \(Y_X\) be the ambient virtual boundary supported on its obstruction block. Moving the virtual gauge to the boundary, discarding the zero terminal block, and applying the physical embedding give, for every \(N\),

\begin{align} \mathcal K_N^K(Y_X) & =\mathcal K_N^{\widetilde A}(X), \notag \\ \mathcal K_N^{\widetilde A}(X) & =V^{\otimes N}\mathcal K_N^A(X)(V^{\otimes N})^\dagger . \label{eq:mpdo_counterexample_embedded_physical} \end{align}

Lemma 20.16.7.49 supplies a trace-preserving completely positive left inverse to (116). Therefore a refinement map for the ambient tensor would descend to one of the two forbidden maps above. Finally, the refinement map of an RFP structure for \(K^{[2]}\), transported from blocked coordinates, would give the forbidden two-to-four map for \(K\).

\begin{align} U^{\otimes 4}\widehat{\mathcal T}^{\, 2} (U^\dagger )^{\otimes 2} & =\mathcal T, \label{eq:mpdo_physical_isometry_transport} \\ U^{\otimes 2}\widehat{\mathcal S}^{\, 2} (U^\dagger )^{\otimes 4} & =\mathcal S. \notag \end{align}

Conjugation by \(U^{\otimes n}\) and \((U^\dagger )^{\otimes n}\) carries the sector-coordinate channels to the ordinary-coordinate channels. This combines Proposition C.7 with [ 13 , Appendix C.2, lines 1510–1563 and 1821–1825 ] .

20.16.8 Local simple-MPDO structure

Remark 20.16.8.1 Normalization boundary in Lemma C.5
#

Lemma C.5 of [ 13 , Appendix C.2, lines 1484–1499 ] claims that an injective matrix product density operator tensor saturating the area law and having zero correlation length has real families \((a_k)_k,(b_k)_k\) with

\begin{align} T_{k,h}=\operatorname{tr}(\eta _{k,h}) & =a_kb_h, \notag \\ \sum _k a_kb_k & =1. \notag \end{align}

The lemma is proved inside Case I, where the tensor is also assumed to be an injective normal tensor. The raw four-sector tensor below has the source inverse-map factorization and no such families \(a,b\), but it is not the normalized tensor of Case I: its doubled-index transfer satisfies \(\mathcal E_{\mathcal K}^2=(5/16)\mathcal E_{\mathcal K}\). Its normalized representative \(A=(4/\sqrt5)\mathcal K\) satisfies \(\mathcal B_A^2=(4/\sqrt5)\mathcal B_A\ne \mathcal B_A\) and therefore fails the paper’s literal zero-correlation-length diagram. Thus it does not obstruct the all-sector coefficient theorem proved under the complete normal Case-I hypotheses. The remaining open step is the structural statement used by the following corollary.

There is an injective matrix product density operator tensor satisfying saturation of the area law and source zero correlation length whose source-selected inverse-map factorization has positive semidefinite neighboring operators and a primitive trace-one active trace matrix \(T\), but for which there are no families \(a,b\) satisfying \(T_{k,h}=a_kb_h\) for all \(k,h\). Equivalently, for the corresponding closed sector tensors \(L,Q\), one has \(Q(1-LQ)L=T-T^2\ne 0\). Thus the rank-one conclusion in Lemma C.5 fails for this raw representative. The normal-tensor hypothesis imposed in Case I at source lines 1374–1381 is not included in this statement.

Proof ▶

The four physical sectors are one-dimensional. Their cyclic transition law is doubly stochastic. After tracing one site, conditioning on the middle physical label gives, at every admissible cut,

\begin{align} \rho _{ABC} & =\bigoplus _{k=0}^{3}\frac14 \rho ^{L}_{A,k}\otimes \rho ^{R}_{k,C}. \notag \end{align}

Thus the reduced state has a four-sector quantum-Markov decomposition and the tensor satisfies saturation of the area law. Its physical-trace transfer is the idempotent matrix \(LQ\), so it has source zero correlation length. The explicit Hayashi decomposition and inverse map recover the displayed tensors \(L,Q\). The active trace matrix is primitive and has trace one, but direct multiplication gives \(T^2\ne T\). If \(T=ab^\top \), then

\begin{align} T^2 & =a(b^\top a)b^\top =\left(\sum _k a_kb_k\right)T =T, \notag \end{align}

where the last equality uses \(\operatorname{tr}(T)=1\). Hence \(T\) has no rank-one factorization.

Theorem 20.16.8.3 Blocked renormalization maps from two-to-four maps
✓

Let \(K\) be an MPO tensor. Suppose that trace-preserving completely positive maps \(S_{24}\) and \(T_{24}\) satisfy the following identities for every virtual matrix \(X\):

\begin{align} S_{24}[\mathcal K_4(X)] & =\mathcal K_2(X), & T_{24}[\mathcal K_2(X)] & =\mathcal K_4(X). \notag \end{align}

Then the two-site physical blocking \(K^{[2]}\) is a renormalization fixed point.

Proof ▶

Identify the two-site physical space of \(K\) with the one-site physical space of \(K^{[2]}\), and identify the four-site physical space of \(K\) with the two-site physical space of \(K^{[2]}\). These identifications merely permute orthonormal coordinates, so conjugating \(S_{24}\) and \(T_{24}\) by them preserves complete positivity and trace preservation. The two assumed closure identities then become precisely the two defining renormalization identities for \(K^{[2]}\).

Theorem 20.16.8.4 Two-site blocking preserves renormalization maps
✓

Suppose that a tensor \(K\) has trace-preserving completely positive maps \(S,T\) satisfying

\begin{align} S[\mathcal K_2(X)] & =\mathcal K_1(X), & T[\mathcal K_1(X)] & =\mathcal K_2(X) \notag \end{align}

for every virtual matrix \(X\). Then the two-site physical blocking \(K^{[2]}\) has maps satisfying the same two identities and is therefore a renormalization fixed point.

Proof ▶

Apply \(T\) twice to the first physical site, first passing from two sites to three and then from three sites to four. This gives a trace-preserving completely positive map from the two-site closure to the four-site closure. Applying \(S\) twice to the first two physical sites in the reverse direction gives the coarse-graining map. The canonical identifications of two neighboring sites with one blocked site are permutations of orthonormal coordinates and preserve both complete positivity and trace preservation.

The four-sector tensor in Theorem 20.16.8.2 has trace-preserving completely positive maps \(S,T\) such that, for every virtual matrix \(X\),

\begin{align} S[\mathcal K_2(X)] & =\mathcal K_1(X), & T[\mathcal K_1(X)] & =\mathcal K_2(X). \notag \end{align}

Its two-site physical blocking has maps satisfying the same two identities and is therefore also a renormalization fixed point. On the other hand, for the source-normalized scalar representative

\begin{align} A & =\frac4{\sqrt5}\mathcal K, \notag \end{align}

the two-site blocking \(A^{[2]}\) is not a renormalization fixed point.

The last assertion concerns literal trace-preserving diagrammatic renormalization. The rescaled tensor obeys an idempotence relation up to a positive scalar, but it does not satisfy the paper’s literal zero-correlation-length diagram. Consequently it is not, by itself, a counterexample to Theorem 4.9 of [ 13 ] . The simple-biCF-BNT hypotheses of that theorem are not part of this theorem’s statement.

Proof ▶

Let \(\tau =QL\) be the neighboring transition matrix and set

\begin{align} f(i,j) & =(i\bmod 2)+2\left\lfloor \frac j2\right\rfloor . \notag \end{align}

Direct multiplication of the sector matrices gives

\begin{align} S_iS_j & =\tau _{ij}S_{f(i,j)}. \notag \end{align}

For each \(k\), the transition weights on the fibre of \(f\) satisfy

\begin{align} \sum _{(i,j):f(i,j)=k}\tau _{ij} & =1. \notag \end{align}

The refinement channel has Kraus operators \(\sqrt{\tau _{ij}}\lvert i,j\rangle \langle f(i,j)\rvert \); the coarse-graining channel has Kraus operators \(\lvert f(i,j)\rangle \langle i,j\rvert \). Their identity resolutions give trace preservation, and the two displayed sector identities give the two required physical-closure identities. Applying each channel twice and regrouping two neighboring physical sites gives the maps for the blocked tensor, as in Theorem 20.16.8.4.

Let \(P=\operatorname {diag}(1,0)\). The physical-trace transfer of the normalized representative is \((4/\sqrt5)P\), while that of its two-site blocking is

\begin{align} \mathcal B_{A^{[2]}} & =\frac{16}{5}P. \notag \end{align}

If \(A^{[2]}\) admitted the two trace-preserving maps of Definition 4.1, trace preservation of the refinement identity would force \(\mathcal B_{A^{[2]}}^2=\mathcal B_{A^{[2]}}\). This is impossible because \(P^2=P\) and \(16/5\ne 1\). The relation \(\mathcal B_A^2=(4/\sqrt5)\mathcal B_A\) is unchanged in form by a scalar normalization when its positive coefficient is allowed to vary. The literal diagram in the paper fixes that coefficient to one and is not unchanged.

For the inverse-map-selected four-sector factorization of the tensor in Theorem 20.16.8.5, let \(C_{k,h}=\operatorname{tr}(\eta _{k,h})\). Then

\begin{align} C^2 & =C^3, \notag \\ C & \ne C^3. \notag \end{align}

Consequently there is neither a trace-preserving family which sends each four-site neighboring operator \(\Theta _{k,h}\) to \(\eta _{k,h}\) while retaining \((k,h)\), nor such a family in the reverse direction.

Nevertheless, the two-site blocking of this tensor has trace-preserving completely positive renormalization maps. These maps are obtained from the label-coarsening rule

\begin{align} f(i,j) & =(i\bmod 2)+2\left\lfloor \frac j2\right\rfloor , \notag \end{align}

so they mix or coarsen the selected labels rather than retaining every fixed outer-sector pair.

Proof ▶

For the selected factorization, \(C=QL\). Since \(LQ\) is idempotent, associativity gives \(C^2=C^3\). On the other hand, the \((0,1)\) entry of \(C\) is \(1/8\), whereas that of \(C^2\) is \(1/4\). If \(C=C^3\), then \(C^2=C^3\) would give \(C=C^2\), a contradiction. Theorem 20.16.6.20 therefore excludes both pair-preserving families. The explicit Kraus maps in Theorem 20.16.8.5, applied twice and passed to blocked coordinates, give the remaining assertion.

There is a four-sector, bond-dimension-two tensor with a refined Hayashi decomposition whose four sectors are one-dimensional and have weight \(1/4\). Its three-site state is diagonal, with

\begin{align} \rho (i,j,k;i’,j’,k’) & =\delta _{(i,j,k),(i',j',k')} \frac14(QL)_{i,j}(QL)_{j,k}. \notag \end{align}

The normalized four-site tail is \(LQ\). For this tail, the inverse-map construction recovers the closed sector tensors \(L\) and \(Q\) exactly. Its neighboring operators therefore coincide with those obtained directly from \(L\) and \(Q\), while \(Q(1-LQ)L\ne 0\). The inverse-map construction is the one in [ 13 , Appendix C.2, lines 1413–1455 ] .

Proof ▶

Write \(S_i=L_{\mathord \bullet i}Q_{i\mathord \bullet }\) for the four physical slices, and let \(f_i(a,b)\) be their dual coefficients, so that

\begin{align} \sum _{i=0}^{3}f_i(a,b)S_i & =E_{ab}. \notag \end{align}

With \(T=QL\), \(p_k=1/4\), and \((LQ)_{00}=1\), the two inverse-map contractions are

\begin{align} (LQ)_{00}^{-1}p_k\sum _{i=0}^{3}f_i(0,\beta )T_{ik} & =\frac14(4L_{\beta k})=L_{\beta k}, \notag \\ \sum _{i=0}^{3}f_i(\alpha ,0)T_{ki} & =Q_{k\alpha }. \notag \end{align}

Hence the neighboring operators are those obtained directly from \(L\) and \(Q\), and direct multiplication gives \(Q(1-LQ)L\ne 0\).

Let \(\mathcal K\) be an injective normal matrix product density operator tensor satisfying saturation of the area law and literal zero correlation length,

\begin{align} \mathcal T_{\mathcal K}^2 & =\mathcal T_{\mathcal K}. \notag \end{align}

Then there is a physical-sector factorization

\begin{align} \mathbb {C}^d & \simeq \bigoplus _k(B_k^L\otimes B_k^R), \notag \end{align}

with

\begin{align} U\kappa _{\beta ,\alpha }U^\dagger & =\bigoplus _k(l_k)_\beta \otimes (r_k)_\alpha , \notag \end{align}

positive semidefinite neighboring operators \(\eta _{k,h}\), and real families \((a_k)_k,(b_k)_k\) such that

\begin{align} \operatorname{tr}(\eta _{k,h}) & =a_kb_h, \notag \end{align}

and

\begin{align} \sum _k a_kb_k & =1. \notag \end{align}

The orientation of \(U\) is the physical-sector-factorization convention displayed above. No additional closure property of the sector tensors is asserted. This is the structural corollary at [ 13 , Appendix C.2, lines 1503–1506 ] .

Proof ▶

Apply Theorem 20.16.6.40. This gives the physical isometry, the direct-sum physical-slice formula, and positive neighboring operators. Theorem 20.16.6.40 gives the real-part identity \(\operatorname {Re}\operatorname{tr}(\eta _{k,h})=a_kb_h\). Positivity makes each neighboring operator Hermitian, so its trace is real and the displayed complex trace identity follows.

Theorem 20.16.8.9 Positive neighboring sectors generate positive periodic operators
✓

Suppose that an MPO tensor \(K\) admits a physical-sector factorization through an isometry \(U\), with neighboring operators \(\eta _{q,h}\). If \(\eta _{q,h}\geq 0\) for every pair \((q,h)\), then for every \(N\geq 1\),

\begin{align} \rho ^{(N)}(K) & \geq 0. \notag \end{align}
Proof ▶

In sector coordinates, the periodic operator is block diagonal, and each block is a tensor product of positive neighboring operators. Hence every block, and therefore the full operator, is positive semidefinite. Conjugation by \(U^{\otimes N}\) preserves positivity and returns \(\rho ^{(N)}(K)\).

For a family \(\{ \mathcal K_x\} _{x=0}^{g-1}\), write \(\mathcal K_x[\beta ,\alpha ]\in M_d(\mathbb {C})\) for the physical matrix obtained by fixing the two virtual indices. The layers are orthogonal when, for \(x\ne y\),

\begin{align} \mathcal K_y[\beta _y,\alpha _y]\, \mathcal K_x[\beta _x,\alpha _x] & =0 \label{eq:mpdo_bnt_layer_unstarred} \end{align}

for every choice of virtual indices. Equivalently, for all physical indices \(i,j\),

\begin{align} \sum _{k=0}^{d-1} (\mathcal K_y)^{ik}_{\beta _y\alpha _y} (\mathcal K_x)^{kj}_{\beta _x\alpha _x} & =0. \notag \end{align}

The factor order is \(\mathcal K_y\mathcal K_x\) without adjoints. This is the orthogonality relation in [ 13 , Appendix C.2, lines 1634–1639 ] .

\begin{tenkz}[rows={op,op}, cols=1, west=open, east=open, physical=updown]
        \tn[skin=mpo]{\mathcal K_y} \\
        \tn[skin=mpo]{\mathcal K_x}
    \end{tenkz} \( = 0\)

For an MPO tensor \(K\), define \(K^\sharp \) by

\begin{align} (K^\sharp )^{ij}_{\beta \alpha } & =\overline{K^{ji}_{\beta \alpha }}. \notag \end{align}

Thus \(K^\sharp [\beta ,\alpha ]=K[\beta ,\alpha ]^*\), while the virtual indices retain their order. The doubled-bond coordinate exchange \((a,b)\mapsto (b,a)\), an involution of the doubled virtual space, is recorded here as the coordinate map accompanying this definition. For every periodic chain,

\begin{align} \rho ^{(N)}(K^\sharp )_{\sigma ,\tau } & =\overline{\rho ^{(N)}(K)_{\tau ,\sigma }}. \notag \end{align}

Let \(K\) be injective and suppose that \(\rho ^{(N)}(K)\geq 0\) for every \(N\geq 1\). Then the linear span of its physical slices is closed under conjugate transpose. More precisely, there is \(X\in \mathrm{GL}_D(\mathbb {C})\) such that

\begin{align} K[\beta ,\alpha ]^* & =\sum _{\nu ,\mu =0}^{D-1} X_{\beta \mu }(X^{-1})_{\nu \alpha }K[\mu ,\nu ] \notag \end{align}

for all virtual indices \(\beta ,\alpha \).

Proof ▶

Positivity makes every periodic operator Hermitian, so \(K\) and \(K^\sharp \) generate the same matrix-product vectors. The single-block fundamental theorem gives the inner gauge \(X\). Taking its virtual matrix entries yields the displayed expansion.

Let \(K\) be injective and let

\begin{align} UK[\beta ,\alpha ]U^* =\bigoplus _k l_{k,\beta }\otimes r_{k,\alpha } \notag \end{align}

be a physical-sector factorization whose neighboring operators are positive semidefinite. Call \(k\) active when both families \(\{ l_{k,\beta }\} _\beta \) and \(\{ r_{k,\alpha }\} _\alpha \) contain a nonzero member. For every active \(k\), the two factor spans are closed under conjugate transpose. If \(P_k^L\) and \(P_k^R\) are their respective joint column-support projections, then

\begin{align} P_k^L l_{k,\beta } & =l_{k,\beta } =l_{k,\beta }P_k^L, & P_k^R r_{k,\alpha } & =r_{k,\alpha } =r_{k,\alpha }P_k^R, \notag \\ \operatorname {supp} \{ l_{k,\beta }\otimes r_{k,\alpha }\} _{\beta ,\alpha } & =P_k^L\otimes P_k^R. \notag \end{align}

Moreover, there are positive integers \(p_k,q_k\) and isometries

\begin{align} V_k^L:\mathbb {C}^{p_k}\longrightarrow \mathbb {C}^{d_k^L}, \qquad & V_k^R:\mathbb {C}^{q_k}\longrightarrow \mathbb {C}^{d_k^R} \notag \end{align}

whose range projections are \(P_k^L\) and \(P_k^R\). If \(k\) is inactive, every product \(l_{k,\beta }\otimes r_{k,\alpha }\) vanishes; in particular, there is no active sector when the virtual dimension is zero.

Proof ▶

The sector-coordinate tensor remains injective. Positivity of the neighboring operators makes it a matrix product density operator, so Theorem 20.16.8.12 closes its physical slices under conjugate transpose. Restriction to the \(k\)-th diagonal sector gives coefficients \(c_{k,\beta ,\alpha }(\mu ,\nu )\) such that

\begin{align} (l_{k,\beta }\otimes r_{k,\alpha })^* & = \sum _{\mu ,\nu }c_{k,\beta ,\alpha }(\mu ,\nu )\, l_{k,\mu }\otimes r_{k,\nu }. \label{eq:mpdo_active_sector_product_adjoint_closure} \end{align}

Since \(k\) is active, choose \(\alpha ,u,v\) for which \(r_{k,\alpha }(u,v)\ne 0\), and put \(z=\overline{r_{k,\alpha }(u,v)}\). Evaluating (119) at the corresponding matrix entry and dividing by \(z\) yields

\begin{align} l_{k,\beta }^* & = \sum _\mu \left( z^{-1}\sum _\nu c_{k,\beta ,\alpha }(\mu ,\nu )r_{k,\nu }(v,u) \right)l_{k,\mu }. \end{align}

Interchanging the two factors gives the corresponding identity for \(r_{k,\alpha }^*\). Thus both factor spans are closed under conjugate transpose. The joint column-support projections then absorb the factors on both sides. Their tensor product is the support projection of the product family, and finite-dimensional range decompositions give the two isometries.

Let \(K\) be injective and let

\begin{align} UK[\beta ,\alpha ]U^* =\bigoplus _k l_{k,\beta }\otimes r_{k,\alpha } \notag \end{align}

be a physical-sector factorization whose neighboring operators are positive semidefinite. In every active sector choose isometries onto the joint column supports of the left and right factor families, and retain no coordinates in an inactive sector. Their direct sum, transported back by \(U^*\), is an isometry

\begin{align} V:\mathbb {C}^e\longrightarrow \mathbb {C}^d \notag \end{align}

whose range projection is the canonical joint column support \(P_K\) of the physical slices of \(K\). The restricted tensor \(K_{\mathrm{act}}=V^*KV\) is injective, satisfies

\begin{align} VK_{\mathrm{act}}V^* & =K, \notag \end{align}

and, in the dependent sector coordinates, has physical slices

\begin{align} K_{\mathrm{act}}[\beta ,\alpha ] =\bigoplus _k \bigl((V_k^L)^*l_{k,\beta }V_k^L\bigr) \otimes \bigl((V_k^R)^*r_{k,\alpha }V_k^R\bigr). \notag \end{align}

This construction also applies when every sector is inactive: then \(e=0\), with no complementary summand added.

Proof ▶

Take the tensor product of the two support isometries in each active sector and their dependent direct sum over all sectors, using an empty coordinate space in every inactive sector. Block multiplication gives orthonormal columns and the displayed compressed factorization. The range projection absorbs every physical slice. Conversely, every projection that absorbs all physical slices also absorbs the direct sum of their joint column supports. Hence this range projection is \(P_K\). Two-sided absorption then gives exact re-embedding, and injectivity descends through the physical isometry.

In the setting of Theorem 20.16.8.14, the restricted tensor \(K_{\mathrm{act}}\) has a physical-sector factorization indexed precisely by the active ambient sectors. For active sectors \(k,h\), put

\begin{align} W_{k,h}=V_k^R\otimes V_h^L. \notag \end{align}

Its neighboring operator is

\begin{align} \eta ^{\mathrm{act}}_{k,h} =W_{k,h}^*\eta _{k,h}W_{k,h}. \notag \end{align}

In particular, every \(\eta ^{\mathrm{act}}_{k,h}\) is positive semidefinite. If the active family is empty, the restricted factorization has no sectors and the assertion is vacuous.

Suppose moreover that the ambient neighboring operators admit real coefficients \(a_k,b_h\) such that

\begin{align} \operatorname{tr}(\eta _{k,h}) & =a_kb_h, \notag \\ \sum _k a_kb_k & =1. \notag \end{align}

For the active-sector correspondence \(j\mapsto k(j)\), set \(\widetilde a_j=a_{k(j)}\) and \(\widetilde b_j=b_{k(j)}\). Then

\begin{align} \operatorname{tr}(\eta ^{\mathrm{act}}_{j,l}) & =\widetilde a_j\widetilde b_l, \notag \\ \sum _j\widetilde a_j\widetilde b_j & =1. \notag \end{align}

Scope restriction (active physical support compression): The identities being preserved correspond to [ 13 , Theorem 4.9(iv), lines 864–889 ] . Their transport through active physical support compression is an auxiliary construction rather than an assertion of that source theorem; documented in [ 30 ] .

Proof ▶

Remove the empty inactive fibers from the dependent direct sum and enumerate the remaining sector subtype by a finite ordinal. The compressed right factor of \(k\) and compressed left factor of \(h\) give

\begin{align} \sum _\alpha \bigl((V_k^R)^*r_{k,\alpha }V_k^R\bigr) \otimes \bigl((V_h^L)^*l_{h,\alpha }V_h^L\bigr) =W_{k,h}^*\eta _{k,h}W_{k,h}. \notag \end{align}

Positive semidefiniteness is preserved by this matrix congruence. The range projections of \(V_k^R\) and \(V_h^L\) satisfy the two-sided absorption identity

\begin{align} (P_k^R\otimes P_h^L)\eta _{k,h} =\eta _{k,h} =\eta _{k,h}(P_k^R\otimes P_h^L). \notag \end{align}

Cyclicity of trace therefore gives \(\operatorname{tr}(\eta ^{\mathrm{act}}_{k,h})=\operatorname{tr}(\eta _{k,h})\). For an inactive sector, \(\eta _{k,k}=0\), hence \(a_kb_k=0\). Consequently, splitting the normalized sum and reindexing its active part by \(j\mapsto k(j)\) gives

\begin{align} 1 & = \sum _k a_kb_k \notag \\ & =\sum _{\substack {k \\ k\ \mathrm{active}}}a_kb_k +\sum _{\substack {k \\ k\ \mathrm{inactive}}}a_kb_k \notag \\ & =\sum _j\widetilde a_j\widetilde b_j+0 \notag \\ & =\sum _j\widetilde a_j\widetilde b_j. \notag \end{align}

Let \(\mathcal K\) be injective, and suppose that the joint column support of its physical slices is the whole one-site space, \(\Pi _{\mathcal K}=\mathbb {1}_d\). Let \(V:\mathbb {C}^d\to \mathbb {C}^e\) be an isometry and put

\begin{align} \mathcal K_V^{ij} & =\sum _{p,q}V_{i,p}\overline{V_{j,q}}\mathcal K^{pq}. \notag \end{align}

If \(\mathcal K_V\) admits a physical-sector factorization for which there exist families \((a_k)_k\) and \((b_h)_h\) of real numbers such that the neighboring operators satisfy

\begin{align} \eta _{k,h} & \geq 0, \notag \\ \operatorname{tr}(\eta _{k,h}) & =a_kb_h, \notag \\ \sum _k a_kb_k & =1, \notag \end{align}

then \(\mathcal K\) admits such a factorization as well.

This implication is project-derived and is not stated in [ 13 ] . It transports the neighboring data of Theorem 4.9(iv), lines 864–889, through the physical-support restriction used in Appendix C.2, lines 1680–1691 and 1733–1770.

Proof ▶

The isometric embedding theorem gives

\begin{align} \Pi _{\mathcal K_V} & =V\Pi _{\mathcal K}V^*=VV^*. \notag \end{align}

It also preserves injectivity. Restrict the assumed factorization to its canonical active physical support. The preceding theorem preserves positivity, the identities \(\operatorname{tr}(\eta _{k,h})=a_kb_h\), and the normalized sum \(\sum _k a_kb_k=1\) on that restriction. Its isometric inclusion \(W\) satisfies \(WW^*=\Pi _{\mathcal K_V}=VV^*\).

The support-coordinate comparison therefore carries the factorization from \(W^*\mathcal K_VW\) to \(V^*\mathcal K_VV\). Finally,

\begin{align} V^*\mathcal K_VV & =(V^*V)\mathcal K(V^*V)=\mathcal K, \notag \end{align}

which proves the assertion.

Let \(\{ \mathcal K_x\} _{x=0}^{g-1}\) be injective MPO tensors, each of which generates positive semidefinite periodic operators at every positive length. If, for every pair \(x\ne y\), the unstarred identities

\begin{align} \mathcal K_y[\beta _y,\alpha _y]\, \mathcal K_x[\beta _x,\alpha _x] & =0 \notag \end{align}

hold for all virtual indices, then there are pairwise orthogonal projections \(P_x\in M_d(\mathbb {C})\) such that

\begin{align} P_x\mathcal K_x[\beta ,\alpha ] & =\mathcal K_x[\beta ,\alpha ] =\mathcal K_x[\beta ,\alpha ]P_x \notag \end{align}

for every \(x,\beta ,\alpha \). Conversely, any pairwise annihilating family with these two-sided support identities satisfies the unstarred layer identities.

Proof ▶

Let \(C_x\) be the matrix obtained by stacking the columns of all slices of \(\mathcal K_x\), and let \(P_x\) be the orthogonal projection onto its column space. The left support identity is immediate. Theorem 20.16.8.12 gives the right support identity. For \(x\ne y\), (118) and adjoint closure give

\begin{align} C_x^*C_y & =0, & P_xP_y & =0. \notag \end{align}
Corollary 20.16.8.18 Supports of common-weight BNT representatives
✓

Let a BNT decomposition have a common nonzero weight within each sector, and suppose that its one-site words span the product of the virtual matrix algebras. For every sector \(s\), assume a physical-sector factorization with positive neighboring operators. If distinct absorbed representatives obey the unstarred layer identities, then there are pairwise orthogonal projections \(P_s\) such that

\begin{align} P_s\mathcal K_s[\beta ,\alpha ] & =\mathcal K_s[\beta ,\alpha ] =\mathcal K_s[\beta ,\alpha ]P_s \notag \end{align}

for every \(s,\beta ,\alpha \).

Proof ▶

One-site spanning makes every absorbed representative injective. The positive neighboring operators make every representative an MPDO. Apply Theorem 20.16.8.17.

Let \(K\) be injective and admit a physical-sector factorization with positive semidefinite neighboring operators. If an orthogonal projection \(P\) satisfies

\begin{align} PK[\beta ,\alpha ] & =K[\beta ,\alpha ] =K[\beta ,\alpha ]P \notag \end{align}

for every \(\beta ,\alpha \), then there is a positive two-site operator \(B\) whose periodic translates commute and such that

\begin{align} (P\otimes P)B(P\otimes P) & =B, \notag \\ \operatorname {mpo}(K,N) & =\prod _{j=0}^{N-1}\tau _j(B) \qquad (N\geq 2). \notag \end{align}

Applied to pairwise orthogonal projections \(P_s\), this construction gives an orthogonal family of positive commuting sector bonds for the tensors \(K_s\).

Proof ▶

Restrict \(K\) to its canonical joint physical support \(Q\) by Theorems 20.16.8.14 and 20.16.8.15. The positive neighboring operators on the restriction give a positive commuting bond supported on \(Q\otimes Q\), with the displayed periodic product. Minimality of the joint column support and the two-sided absorption by \(P\) give

\begin{align} PQ=Q=QP. \notag \end{align}

Hence support of the bond on \(Q\otimes Q\) implies support on \(P\otimes P\). Performing this construction in every orthogonal sector gives the final assertion.

Let \(M\) generate positive semidefinite periodic operators and have a BNT decomposition with representatives \(A_x\) of positive bond dimension, copy numbers \(n_x\geq 1\), and arbitrary copy weights \(\mu _{x,q}\). Suppose that the decomposition generates the same matrix product vectors as \(M\) at every positive length. Assume that the simultaneous one-site tuples \((A_x^i)_x\), as \(i\) ranges over the physical labels, span the product of the virtual matrix algebras. Assume also that, for distinct \(x,y\),

\begin{align} A_x[\beta ,\alpha ]A_y[\beta ’,\alpha ’] & =0 \notag \end{align}

for all virtual indices. For every \(x\), suppose that \(A_x\) has the physical-sector factorization

\begin{align} U_xA_xU_x^* & =\bigoplus _k l_{x,k}\otimes r_{x,k}, \notag \end{align}

with positive neighboring operators \(\eta ^x_{k,h}\) and real numbers \(a^x_k,b^x_k\) satisfying

\begin{align} \operatorname{tr}(\eta ^x_{k,h}) & =a^x_kb^x_h, & \sum _k a^x_kb^x_k & =1. \notag \end{align}

Then the matrix product density operators generated by \(M\) have the GSNNCH form, with the BNT copy numbers \(n_x\) as their outer multiplicities. No equality among the copy weights is assumed.

Proof ▶

The physical-sector identities make every \(A_x\) an MPDO. The unstarred layer identities and one-site spanning therefore give pairwise orthogonal projections \(P_x\) supporting the raw representatives on both sides. Fix \(N\geq 2\) and write

\begin{align} q_x(N) & =\sum _{q=0}^{n_x-1}\mu _{x,q}^{N}, & \rho ^{(N)}(M) & =\sum _x q_x(N)\rho ^{(N)}(A_x). \notag \end{align}

Sitewise compression by \(P_x^{\otimes N}\) isolates \(q_x(N)\rho ^{(N)}(A_x)\). It is positive because \(\rho ^{(N)}(M)\) is positive. The operator \(\rho ^{(N)}(A_x)\) is positive and nonzero: the latter follows from positive bond dimension and one-site injectivity. Hence uniqueness of the positive scalar phase shows that \(q_x(N)\) is a nonnegative real number.

Theorem 20.16.8.19 gives a supported positive commuting bond \(B_x\) with periodic product \(\rho ^{(N)}(A_x)\). Replace it at this chain length by

\begin{align} \widetilde B_{x,N} & =\left(\frac{q_x(N)}{n_x}\right)^{1/N}B_x. \notag \end{align}

Then its multiplicity-weighted periodic product is exactly \(q_x(N)\rho ^{(N)}(A_x)\). The GSNNCH data may depend on \(N\), so this construction proves the claimed form without copy independence.

There is a two-label family of bond-dimension-one MPO tensors for which the unstarred layer identities hold, but no pairwise orthogonal one-site projections support both tensors on both sides. One may take both labels to have the single physical slice

\begin{align} A & =|0\rangle \langle 1|, & A\ne 0, & A^2=0. \notag \end{align}
Proof ▶

The equation \(A^2=0\) gives both ordered layer products. If \(P_0P_1=0\) and \(P_xA=A\) for both labels, then

\begin{align} A=P_0A=P_0P_1A=0, \notag \end{align}

contradicting \(A\ne 0\).

If the projections also satisfy \(\sum _jP_j=\mathbb {1}\), then expanding this identity on both physical indices and using the sector projector relations leaves only the diagonal term:

\begin{align} \mathcal K_i & =\sum _{j,j'}P_j\, \mathcal K_i\, P_{j'} =P_i\, \mathcal K_i =\mathcal K_i\, P_i. \notag \end{align}
\begin{tenkz}[rows={wire}, cols=1, west=open, east=open, physical=updown]
        \tn[skin=mpo]{K_i}
    \end{tenkz} \( = \sum _{j,j'}\) \begin{tenkz}[rows={op,op,op}, cols=1, west=none, east=none, physical=updown]
        \tn[skin=mpo]{P_j} \\
        \tn[skin=mpo, ports={180:virtual, 0:virtual}]{K_i} \\
        \tn[skin=mpo]{P_{j'}}
    \end{tenkz} \( = \) \begin{tenkz}[rows={op,op}, cols=1, west=none, east=none, physical=updown]
        \tn[skin=mpo]{P_i} \\
        \tn[skin=mpo, ports={180:virtual, 0:virtual}]{K_i}
    \end{tenkz} \( = \) \begin{tenkz}[rows={op,op}, cols=1, west=none, east=none, physical=updown]
        \tn[skin=mpo, ports={180:virtual, 0:virtual}]{K_i} \\
        \tn[skin=mpo]{P_i}
    \end{tenkz}

Equivalently, each local tensor is supported on its own sector: \(\mathcal K_i=P_i\mathcal K_i=\mathcal K_iP_i\). This is the calculation in [ 13 , Appendix C.2, lines 1745–1751 ] .

Let \(A_0,A_1\) be the bond-one tensors whose only nonzero doubled-physical entries are

\begin{align} A_0^{00}=A_0^{11} & =\frac1{\sqrt2}, \notag \\ A_1^{22} & =1. \notag \end{align}

With \((\mu _0,\mu _1)=(1/\sqrt2,1)\), they are normal and form a normalized BNT canonical decomposition. Their simultaneous word-tuple span is the full two-block direct sum already at length one, so the representative family is in biCF. The ambient tensor is

\begin{align} M^{ab} & =\operatorname {diag} \bigl(\mu _0A_0^{ab},\mu _1A_1^{ab}\bigr), \notag \end{align}

both entrywise and as a doubled-index MPS tensor, and is in normalized BNT-refined horizontal form. Moreover, the doubled physical-trace transfer of neither representative is nilpotent.

Each representative occurs in exactly one copy. Thus independence of the weight from the copy label is vacuous within each representative and does not compare the two representatives or their displayed weights.

Proof ▶

The two ordinary transfer maps satisfy

\begin{align} \mathcal E_{A_0}=\mathcal E_{A_1} & =\operatorname {id}_{\mathbb C}. \notag \end{align}

Their disjoint physical supports exclude equivalence by a virtual gauge and a phase. Write \(\mathbf A(i)=(A_0^i,A_1^i)\). For every \(Y=(Y_0,Y_1)\in \mathbb C\oplus \mathbb C\), the two letters \(0\) and \(8\) give

\begin{align} Y & =\frac{Y_0}{1/\sqrt2}\, \mathbf A(0) +Y_1\, \mathbf A(8), \notag \end{align}

which proves the simultaneous one-letter span. Direct evaluation gives

\begin{align} M^{ab} & =\operatorname {diag} \bigl((1/\sqrt2)A_0^{ab},A_1^{ab}\bigr), \notag \end{align}

and hence the identity block gauge. Finally,

\begin{align} \mathcal T_{\mathrm{phys}}(A_0) & =\frac2{\sqrt2}, \notag \\ \mathcal T_{\mathrm{phys}}(A_1) & =1, \notag \end{align}

so neither physical-trace transfer is nilpotent.

Let \(A_0\) have scalar entries \(1/\sqrt2\) on doubled symbols \((0,0)\) and \((1,1)\), let \(A_1\) have scalar entry \(1\) only on \((2,2)\), and take \((\mu _0,\mu _1)=(1/\sqrt2,1)\). Their weighted direct sum has

\begin{align} K^{00}=K^{11} & =\operatorname {diag}(1/2,0), & K^{22} & =\operatorname {diag}(0,1). \label{eq:caseii-ambient-slices} \end{align}

For every \(N{\gt}0\) and physical strings \(\sigma ,\tau \in \{ 0,1,2\} ^N\),

\begin{align} \langle \sigma |\rho ^{(N)}(K)|\tau \rangle & =\delta _{\sigma ,\tau }\left( 2^{-N}\mathbf1_{\{ \sigma _k\in \{ 0,1\} \ \forall k\} } +\mathbf1_{\{ \sigma _k=2\ \forall k\} }\right), \label{eq:caseii-ambient-mpo} \\ \operatorname {tr}\rho ^{(N)}(K) & =2{\gt}0. \label{eq:caseii-ambient-trace} \end{align}

Hence \(K\) generates positive semidefinite operators. It satisfies the saturation of the area law and the literal zero-correlation-length equation

\begin{align} \mathcal T_K & =I_2, & \mathcal T_K^2 & =\mathcal T_K. \label{eq:caseii-ambient-zcl} \end{align}

Its displayed BNT decomposition has the global unit-weight convention, its representatives form a biCF family, and \(K\) has simple canonical form at this normalized fixed representative. Nevertheless,

\begin{align} \rho (\mathcal E_{\mu _0A_0}) & =\frac12, & \mu _0A_0 & \text{ is not normal}. \label{eq:caseii-absorbed-radius} \end{align}

Copy-weight independence is only within the single copy of each representative; it does not equate \(\mu _0\) and \(\mu _1\). Thus all conditions used in the Case-II passage are present, but the printed absorbed-normality inference is false [ 13 , lines 1628–1665 and 1740–1782 ] . This does not refute the asserted all-sector conclusion or Theorem 4.9.

Proof ▶

Set

\begin{align} P & =\operatorname {diag}(1,1,0), & Q & =I-P=\operatorname {diag}(0,0,1),\notag \\ \omega _P & =\frac14(P\otimes P), & \omega _Q & =Q\otimes Q. \label{eq:caseii-pq-states} \end{align}

Equations (123) and (124) follow by multiplying the diagonal slices. There are \(2^N\) binary strings and one terminal string, which gives (125). For a virtual matrix \(X\), the one-site and two-site physical closures are

\begin{align} M_1(X) & =\frac{X_{00}}2P+X_{11}Q, & M_2(X) & =X_{00}\omega _P+X_{11}\omega _Q. \label{eq:caseii-closures} \end{align}

Define

\begin{align} \mathcal S(Y) & =\operatorname {tr}_2(Y),\notag \\ \mathcal R(Y) & =\operatorname {tr}(PYP)\, \omega _P +\operatorname {tr}(QYQ)\, \omega _Q. \label{eq:caseii-channels} \end{align}

Both maps are trace-preserving and completely positive, and

\begin{align} \mathcal S[M_2(X)] & =M_1(X), & \mathcal R[M_1(X)] & =M_2(X). \label{eq:caseii-channel-closures} \end{align}

These are the channel equations of Definition 4.1 [ 13 , lines 638–660 ] ; with (125), they imply saturation of the area law. Summing the diagonal slices gives (126), the literal diagram of Definition 4.2 [ 13 , lines 735–739 ] .

The transfer maps of the two unabsorbed representatives obey

\begin{align} \mathcal E_{A_0}(x) & = \left(\frac12+\frac12\right)x=x, & \mathcal E_{A_1}(x) & =x. \notag \end{align}

Hence both are normal. The letters \(0\) and \(8\) separately select the two scalar blocks, proving the simultaneous one-letter span and biCF. The weights satisfy \(|\mu _s|\leq 1\) and \(|\mu _1|=1\), as required by the global canonical normalization at lines 224–246. Absorption nevertheless gives

\begin{align} \mathcal E_{\mu _0A_0} & =|\mu _0|^2\mathcal E_{A_0}=\frac12\, \mathrm{id}, & \rho (\mathcal E_{\mu _0A_0}) & =\frac12. \notag \end{align}

A normal tensor has transfer spectral radius one, proving (127) and the failure of the printed inference.

Theorem 20.16.8.24 Counterexample to the printed implication (iv)\(\Rightarrow \)(v)
✓

There is a one-letter matrix product density operator \(K\) whose BNT canonical presentation has one scalar normal representative \(A=1\) and two copies with raw weights

\begin{align} \mu _{0,0} & =1, & \mu _{0,1} & =\frac12. \notag \end{align}

The presentation satisfies the global unit-weight normalization, \(K\) generates positive semidefinite operators at every positive length, and the physical-trace transfer of \(A\) is nonnilpotent. Thus \(K\) satisfies the simplicity clause. The singleton BNT family has simultaneous one-letter span, so the presentation is in biCF. Moreover, \(A\) itself generates matrix product density operators, the distinct-layer equation in condition (iv) holds, and \(A\) has a physical-sector factorization with positive neighboring operator and normalized rank-one trace coefficients. Its two-site blocking also generates matrix product density operators. Nevertheless,

\begin{align} \neg \operatorname {RFP}\bigl(K^{[2]}\bigr). \notag \end{align}

Consequently the literal implication (iv)\(\Rightarrow \)(v) printed in [ 13 , Theorem 4.9 ] is false.

Proof ▶

The sole local matrix of \(K\) is the two-copy block diagonal matrix with eigenvalues \(1\) and \(1/2\). Hence every periodic contraction equals \(1+2^{-N}{\gt}0\). All assertions about the scalar representative reduce to the one-by-one identity matrix; orthogonality is vacuous because there is only one BNT representative. If \(K^{[2]}\) satisfied Definition 20.2.1, trace preservation would make its physical-trace transfer idempotent. Taking traces would then give

\begin{align} 1+2^{-4}=1+2^{-2}, \notag \end{align}

a contradiction.

Remark 20.16.8.25 Printed simple-MPDO implication chain
#

For a simple tensor \(K\) in block-injective canonical form with a basis of normal tensors and \(M=K^{[2]}\), [ 13 , Theorem 4.9 ] prints the chain (i)\(\Rightarrow \)(ii), (ii)\(\Leftrightarrow \)(iii), (iii)\(\Rightarrow \)(iv), (iv)\(\Rightarrow \)(v) between the fixed-point condition, SAL with zero correlation length, the commuting Gibbs form with zero correlation length, the blockwise local structure, and the fixed-point condition for \(M\). Theorem 20.16.8.71 refutes the representativewise assertion used in (ii)\(\Rightarrow \)(iv). Its ambient tensor has a two-representative BNT presentation in biCF. Independently, Theorem 20.16.8.24 refutes the literal implication (iv)\(\Rightarrow \)(v). The representative-channel and outer-sector constructions relevant to Proposition C.15 are proved conditionally for supplied absorbed-sector factorizations, but the printed route obtains those factorizations from the false representativewise assertion. More strongly, Theorem 20.16.7.50 gives a trace-norm counterexample to Proposition C.15 itself and shows that the same ambient tensor has a two-site blocking which is not an RFP. These false-source and proof-path dispositions are documented in [ 24 , 170 ] .

Remark 20.16.8.26 Printed mixed-state separation examples
#

The separations asserted in [ 13 , Examples 4.10–4.12, lines 897–942 ] are decided as follows. Example 4.10, read with one left and one right bit flip and \(p=1/4\) (Definition 20.16.8.27), has source zero correlation length and does not saturate the area law (Theorems 20.16.8.28 and 20.16.8.35); no claim is made about the printed universal statement in \(p\). The literal finite periodic family of Example 4.11 fails both saturation and source zero correlation length (Theorems 20.16.8.49 and 20.16.8.43). The literal tensor of Example 4.12 is unnormalized, so its fixed-point and zero-correlation-length assertions fail for that representative (Theorem 20.16.8.60); the halved tensor saturates the area law, has literal zero correlation length, and satisfies the two channel equations without supplying the unit-weight convention (Theorems 20.16.8.61 and 20.16.8.64), and both representatives lie outside the full GSNNCH class (Theorems 20.16.8.59 and 20.16.8.62).

Identify the local four-dimensional spin with two qubits and write \(U=\sigma _x\otimes \sigma _x\). Starting from one Bell pair on every bond, apply independently at each site the channel

\begin{align} \mathcal E(X) & =\tfrac 14 UXU^*+\tfrac 34X. \notag \end{align}

Equivalently, use the local purification with Kraus amplitudes \(\sqrt3/2\) for the identity and \(1/2\) for the correlated flip. This is distinct from the repeated-left expression printed in the source.

Proof ▶

Its physical-trace transfer is the nonzero projector

\begin{align} P & =\frac12 \begin{pmatrix} 1 & 0 & 0 & 1 \\ 0 & 0 & 0 & 0 \\ 0 & 0 & 0 & 0 \\ 1 & 0 & 0 & 1 \end{pmatrix}. \notag \end{align}

Since \(P^2=P\), the tensor has source zero correlation length.

The normalized reduced states on one, two, three, and four consecutive sites have characteristic-polynomial root multisets

\begin{align} L=1: & \quad \{ 0^{[0]},(1/4)^{[4]}\} , \notag \\ L=2: & \quad \{ 0^{[8]},(5/32)^{[4]},(3/32)^{[4]}\} , \notag \\ L=3: & \quad \{ 0^{[48]},(7/64)^{[4]},(3/64)^{[12]}\} , \notag \\ L=4: & \quad \{ 0^{[248]},(41/128)^{[1]},(15/128)^{[4]}, (9/128)^{[3]}\} . \notag \end{align}

These spectra are consequences of the corrected \(p=1/4\) tensor and are not formulas stated in the source.

Proof ▶

For \(1\leq L\leq 4\), the proof constructs a bond-window weight family \(w_L\) and an isometry \(V_L\) such that

\begin{align} \rho _L & =V_L\operatorname {diag}(w_L)V_L^\dagger , & V_L^\dagger V_L & =I. \notag \end{align}

The diagonal weights give the listed nonzero roots. The zero-root counts from the orthogonal complements are

\begin{align} 4^1-2^2 & =0, & 4^2-2^3 & =8, & 4^3-2^4 & =48, & 4^4-2^4 & =240. \notag \end{align}

At four sites the eight odd-parity bond patterns have zero weight and supply the remaining eight zero roots.

Place one maximally entangled qubit pair on each bond of the four-spin ring and apply, independently at every spin, the corrected correlated flip with flip probability one quarter. A joint flip configuration \(s\in \{ 0,1\} ^4\) has probability

\begin{align} P(s) & =\prod _{n=1}^4\left(\tfrac 14\right)^{s_n} \left(\tfrac 34\right)^{1-s_n}, \notag \end{align}

and its bond pattern \(t\in \{ 0,1\} ^4\) is \(t_n=s_n\oplus s_{n+1}\), with spin five identified with spin one. Write \(q\) for the pushforward of \(P\) to bond patterns. The weight family of a window of \(k\) consecutive spins, \(1\le k\le 3\), assigns to each configuration of its \(k-1\) interior bond labels and its two boundary qubits one quarter of the marginal probability of those interior labels; the four-spin window weight family is \(q\) itself.

The flip-configuration distribution is a probability distribution on \(\{ 0,1\} ^4\). The bond-pattern distribution takes the value \(41/128\) on the unflipped pattern, \(15/128\) on each of the four patterns flipping two cyclically adjacent bonds, \(9/128\) on the two patterns flipping two opposite bonds and on the fully flipped pattern, and zero on the eight patterns with an odd number of flipped bonds. Its one-bond marginal is \((5/8,3/8)\), and its two-adjacent-bond marginal assigns \(7/16\) to the doubly unflipped pair and \(3/16\) to each of the three remaining pairs. All the window weight families are probability distributions.

Proof ▶

Each value is a finite sum of products of the factors \(1/4\) and \(3/4\) over the sixteen flip configurations, evaluated exactly.

Let \(\tilde S_k\) denote the entropy \(\sum _x h(w(x))\) of the window weight family for \(k\) consecutive spins, with \(h(x)=-x\log x\) and \(\log \) the natural logarithm. Then

\begin{align} \tilde S_1 & =2\log 2,\notag \\ \tilde S_2 & =5\log 2-\tfrac 58\log 5-\tfrac 38\log 3,\notag \\ \tilde S_3 & =6\log 2-\tfrac 7{16}\log 7-\tfrac 9{16}\log 3,\notag \\ \tilde S_4 & =7\log 2-\tfrac {41}{128}\log 41 -\tfrac {57}{64}\log 3-\tfrac {15}{32}\log 5. \notag \end{align}

Divided by \(\log 2\) these are the printed decimals \(2\), \(2.9544\), \(3.8802\), and \(2.7839\).

Proof ▶

The window weight families list the values \((1/4)^{[4]}\); \((5/32)^{[4]},(3/32)^{[4]}\); \((7/64)^{[4]},(3/64)^{[12]}\); and \((41/128)^{[1]},(15/128)^{[4]},(9/128)^{[3]}\). Summing \(h\) over each family and expanding the logarithms of the rational values gives the displayed closed forms.

Theorem 20.16.8.33 Positivity of the Example 4.10 logarithmic ratio
✓

The exact scalar ratio from the four-site calculation satisfies

\begin{align} \log \! \left( \frac{2^{32}7^7}{3^3 5^{20}} \right) & {\gt}0. \notag \end{align}
Proof ▶

The numerator and denominator are the integers \(2^{32}7^7=3537090251849728\) and \(3^3 5^{20}=2574920654296875\), so the ratio is greater than one and its logarithm is strictly positive.

For \(\tilde I_1=\tilde S_1+\tilde S_3-\tilde S_4\) and \(\tilde I_2=2\tilde S_2-\tilde S_4\),

\begin{align} \tilde I_2-\tilde I_1 & =\frac1{16}\log \! \left( \frac{2^{32}7^7}{3^3 5^{20}}\right){\gt}0. \notag \end{align}
Proof ▶

Since \(\tilde I_2-\tilde I_1=2\tilde S_2-\tilde S_1-\tilde S_3\), substituting the closed forms and collecting logarithms gives the displayed identity; positivity follows from the certified integer comparison.

For the corrected tensor at \(p=1/4\) on the four-site ring, let \(S_L\) be the entropy of \(L\) consecutive spins, with natural logarithms. Then

\begin{align} S_1 & =2\log 2,\notag \\ S_2 & =5\log 2-\tfrac 58\log 5-\tfrac 38\log 3,\notag \\ S_3 & =6\log 2-\tfrac 7{16}\log 7-\tfrac 9{16}\log 3,\notag \\ S_4 & =7\log 2-\tfrac {41}{128}\log 41 -\tfrac {57}{64}\log 3-\tfrac {15}{32}\log 5.\notag \end{align}

Consequently,

\begin{align} I_2-I_1 & =\frac1{16}\log \! \left( \frac{2^{32}7^7}{3^3 5^{20}}\right){\gt}0.\notag \end{align}

The tensor has source zero correlation length and does not saturate the area law. These identities concern only the corrected fixed value \(p=1/4\).

Proof ▶

The four root multisets give the displayed block entropies. Substitution into \(I_L=S_L+S_{4-L}-S_4\) gives the exact logarithmic ratio, which is positive by Theorem 20.16.8.33. If the area law saturated, Lemma 20.8.6 would give \(I_1=I_2\), a contradiction. The source zero-correlation-length statement is Theorem 20.16.8.28.

The coefficient matrix extracted from the four diagonal neighboring operators printed in [ 13 , Example 4.11, lines 907–924 ] is

\begin{align} W & =\begin{pmatrix} 1 & 1/2 \\ 1/2 & 1 \end{pmatrix}. \notag \end{align}

In the effective binary encoding, the supported label \(k\in \{ 0,1\} \) selects the ambient two-qubit basis vector \(|k,k\rangle \). Let \(M\) be the cyclic-edge tensor for the ket–bra diagonal edge coefficient induced by \(W\). For a positive cycle length \(N\), define

\begin{align} c_N(\sigma ) & =\prod _{n\in \mathbb Z/N\mathbb Z} W_{\sigma _n,\sigma _{n+1}}, & Z_N & =\sum _{\sigma }c_N(\sigma ). \notag \end{align}

This is a physical-dimension-\(2\) support model. The ambient physical-dimension-\(4\) realization is obtained by the support inclusion defined below; the two physical spaces are not identified by an equivalence.

For every positive \(N\) and binary words \(\sigma ,\tau \),

\begin{align} \operatorname {mpo}(M,N)_{\sigma ,\tau } & =\delta _{\sigma ,\tau }c_N(\sigma ), & Z_N & =\operatorname {tr}(W^N)=\frac{3^N+1}{2^N}. \notag \end{align}

These identities first concern the effective binary support model. The ambient definition below transports the operator and trace identities, but no spectrum, entropy, saturation of the area law, or zero correlation length assertion is made here.

Proof ▶

The closed cyclic-edge identity reduces each matrix entry to a product of local edge coefficients. Ket–bra diagonality makes the product vanish unless \(\sigma =\tau \), and in the diagonal case the product is \(c_N(\sigma )\). Summing these cycle weights and applying the cyclic trace-power identity gives \(Z_N=\operatorname {tr}(W^N)\). Finally, the Hadamard basis diagonalizes \(W\) with eigenvalues \(3/2\) and \(1/2\), so cyclicity of the trace gives \(\operatorname {tr}(W^N)=(3/2)^N+(1/2)^N=(3^N+1)/2^N\).

Definition 20.16.8.38 Internal transition count
✓

For a binary word \(x=(x_1,\ldots ,x_L)\), let \(t(x)\) be the number of indices \(n\in \{ 1,\ldots ,L-1\} \) for which \(x_n\ne x_{n+1}\).

Let \(1\leq L\leq N\) and let \(x\in \{ 0,1\} ^L\). The effective-binary block state is diagonal, and its entry at \(x\) is

\begin{align} \mu _{N,L}(x) & =\frac{2^L\bigl(3^{N-L+1}+(-1)^{t(x)}\bigr)}{2^{t(x)+2}(3^N+1)}. \notag \end{align}

This includes \(L=1\) and \(L=N\). It is a project-derived consequence of the finite periodic model, not a formula stated in CPSV16.

Proof ▶

Expanding the canonical reduced state as a sum over the complementary labels leaves only equal retained words. The cycle product then factors into the internal edges and an endpoint-fixed complementary path. Each internal transition contributes \(1/2\), and induction on the path length identifies the complementary path sum with the corresponding entry of \(W^{N-L+1}\). Diagonalizing \(W\) gives that entry in terms of its endpoint labels, while the parity of \(t(x)\) records whether those endpoints agree. Division by \(Z_N\) yields the displayed formula.

Identify the ambient one-site basis with \(\{ |a,b\rangle :a,b\in \{ 0,1\} \} \). Define

\begin{align} \iota (k) & =|k,k\rangle , & V_{i,k} & =\delta _{i,\iota (k)}, & \widetilde M & =V M V^*. \notag \end{align}

Then \(\iota \) is injective and \(V^*V=I_2\). For a binary configuration \(\sigma \), write \(\iota \sigma \) for its sitewise image in the ambient basis.

The supported one-site slices satisfy \(\widetilde M^{\iota (k),\iota (h)}=M^{k,h}\), while a one-site slice vanishes if either physical leg lies outside the image of \(\iota \). For every positive \(N\),

\begin{align} \operatorname {mpo}(\widetilde M,N) & =V^{\otimes N}\operatorname {mpo}(M,N)(V^{\otimes N})^*, & \operatorname {mpo}(\widetilde M,N)_{\iota \sigma ,\iota \tau } & =\delta _{\sigma ,\tau }c_N(\sigma ). \notag \end{align}
Proof ▶

The rectangular delta matrix collapses each local coordinate sum to the unique supported binary label. Applying the same inclusion independently at every site gives the displayed congruence, and the supported entry formula follows from the binary diagonal formula.

For every positive \(N\), the ambient trace equals the binary partition function:

\begin{align} \operatorname {tr}(\operatorname {mpo}(\widetilde M,N)) & =\operatorname {tr}(\operatorname {mpo}(M,N)) =Z_N=\frac{3^N+1}{2^N}. \notag \end{align}
Proof ▶

Cyclicity of the trace and \(V^*V=I_2\) preserve the trace under the sitewise congruence. The binary partition-function identity and its closed form then give the result.

Let \(\rho ^{(N)}_2\) denote the normalized two-site marginal of the effective binary model on the periodic ring of length \(N\). For the constant-zero word,

\begin{align} \rho ^{(4)}_2(00,00) & =\frac{14}{41}, & \rho ^{(3)}_2(00,00) & =\frac{5}{14}. \notag \end{align}

The same values occur at the corresponding supported entries of the ambient two-qubit-site marginals. Hence neither the effective tensor nor its ambient realization has source zero correlation length. Moreover, their one-site traces give

\begin{align} \mathcal T_M & \ne 0, & \mathcal T_M^2 & \ne \mathcal T_M, & \mathcal T_{\widetilde M} & \ne 0, & \mathcal T_{\widetilde M}^2 & \ne \mathcal T_{\widetilde M}. \notag \end{align}

Thus both displayed tensors fail the literal diagram in [ 13 , Definition 4.2, lines 735–739 ] .

The first obstruction uses the nonzero up-to-scalar physical-trace relation. The final inequalities concern its literal scalar-one specialization, not the distinct legacy convention based on idempotence of the doubled-index transfer map.

Proof ▶

Substitution in the exact finite-ring block formula gives the two displayed values. Source zero correlation length would identify the normalized two-site marginal obtained from length four with that obtained from length three, contradicting \(14/41\ne 5/14\). Isometric support inclusion preserves these entries, so the same obstruction holds in the ambient realization. At length one, the trace-loop identity and the exact effective and ambient partition functions give

\begin{align} \operatorname {tr}(\operatorname {mpo}(M,1)) & =\operatorname {tr}(\mathcal T_M^1) =\operatorname {tr}(\mathcal T_M)=2, \notag \\ \operatorname {tr}(\operatorname {mpo}(\widetilde M,1)) & =\operatorname {tr}(\mathcal T_{\widetilde M}^1) =\operatorname {tr}(\mathcal T_{\widetilde M})=2. \notag \end{align}

Hence both physical-trace transfers are nonzero. For either \(X\in \{ M,\widetilde M\} \), literal idempotence would give

\begin{align} \mathcal T_X\ne 0,\quad \mathcal T_X^2=\mathcal T_X & \Longrightarrow \mathcal T_X^2=\lambda \, \mathcal T_X \quad \text{with }\lambda =1{\gt}0, \notag \end{align}

which the marginal instability \(14/41\ne 5/14\) already refutes.

On the periodic ring of length four, let \(\rho _L:=\rho _L^{(4)}(M)\) be the effective-binary reduced state, and let \(\chi _A\) denote the characteristic polynomial of a matrix \(A\). Then

\begin{align} \operatorname {roots}(\chi _{\rho _1}) & =\{ (1/2)^{[2]}\} , \\ \operatorname {roots}(\chi _{\rho _2}) & =\{ (14/41)^{[2]},(13/82)^{[2]}\} , \\ \operatorname {roots}(\chi _{\rho _3}) & =\{ (10/41)^{[2]},(4/41)^{[4]},(5/82)^{[2]}\} , \\ \operatorname {roots}(\chi _{\rho _4}) & =\{ (8/41)^{[2]},(2/41)^{[12]},(1/82)^{[2]}\} . \notag \end{align}

Here \(a^{[m]}\) denotes a root \(a\) of multiplicity \(m\). These are the effective nonzero spectra, not the full ambient root multisets.

Proof ▶

The reduced-state formula is diagonal. For a binary word with \(t\) internal transitions, its diagonal probability is

\begin{align} p_{L,t} & =\frac{2^L\bigl(3^{5-L}+(-1)^t\bigr)}{2^{t+2}\cdot 82}. \notag \end{align}

For example, at \(L=2\) and \(t=0\),

\begin{align} p_{2,0} & =\frac{2^2(3^3+1)}{2^2\cdot 82} =\frac{112}{328}=\frac{14}{41}. \notag \end{align}

Enumerating words of lengths one through four gives transition-count multiplicities \((2)\), \((2,2)\), \((2,4,2)\), and \((2,6,6,2)\), respectively. The same substitution for every transition count gives the displayed roots and multiplicities.

For every \(L\leq 4\), let \(\rho _L:=\rho _L^{(4)}(M)\) be the effective reduced state and \(\widetilde\rho _L:=\rho _L^{(4)}(\widetilde M)\) the ambient reduced state. Let \(\chi _A\) denote the characteristic polynomial of \(A\). Then

\begin{align} \chi _{\widetilde\rho _L}(X) & =X^{4^L-2^L}\chi _{\rho _L}(X). \notag \end{align}

For the positive block lengths \(L=1\), \(2\), \(3\), and \(4\), the full ambient root multiset is the effective multiset together with zero of multiplicity \(2\), \(12\), \(56\), and \(240\), respectively.

Proof ▶

The reduced ambient state is \(\widetilde\rho _L=V^{\otimes L}\rho _L(V^{\otimes L})^*\). Applying characteristic-polynomial cyclicity to the rectangular factors gives

\begin{align} \chi _{V^{\otimes L}\rho _L(V^{\otimes L})^*}(X) & =X^{4^L-2^L} \chi _{\rho _L(V^{\otimes L})^*V^{\otimes L}}(X) \\ & =X^{4^L-2^L}\chi _{\rho _L}(X), \notag \end{align}

where \((V^{\otimes L})^*V^{\otimes L}=I\). The ambient and effective dimensions are \(4^L\) and \(2^L\), so their difference gives the stated zero multiplicity.

The effective binary tensor generates positive semidefinite periodic operators. On the ring of length four, write \(S_L=S(\rho _L)\). With \(h(x)=-x\log x\), where \(\log \) is the natural logarithm,

\begin{align} S_1 & =\log 2,\notag \\ S_2 & =2h(14/41)+2h(13/82),\notag \\ S_3 & =2h(10/41)+4h(4/41)+2h(5/82),\notag \\ S_4 & =2h(8/41)+12h(2/41)+2h(1/82). \notag \end{align}
Proof ▶

Every positive-length periodic operator is diagonal, and each diagonal entry is a product of entries of \(W=\left(\begin{smallmatrix} 1 & 1/2 \\ 1/2 & 1 \end{smallmatrix}\right)\), hence is non-negative. For each \(L\), summing \(h(\lambda )\) over the roots and their multiplicities in Theorem 20.16.8.44 gives the displayed entropy.

Theorem 20.16.8.47 Positivity of the Example 4.11 logarithmic ratio
✓

The exact scalar ratio from the four-site calculation satisfies

\[ \log \! \left( \frac{41^{82}5^{50}}{2^{48}13^{52}7^{112}} \right){\gt}0. \]
Proof ▶

The numerator is strictly larger than the denominator, as follows by an exact integer calculation, so the ratio is greater than one and its logarithm is strictly positive.

For \(I_L=S_L+S_{4-L}-S_4\),

\begin{align} I_2-I_1 & =\frac1{82}\log \! \left( \frac{41^{82}5^{50}}{2^{48}13^{52}7^{112}}\right){\gt}0. \notag \end{align}

Consequently, the effective binary tensor does not satisfy saturation of the area law.

Proof ▶

Since \(I_2-I_1=2S_2-S_1-S_3\), expanding \(h(x)=-x\log x\) and using the logarithm rules gives the displayed identity. The certified comparison \(41^{82}5^{50}{\gt}2^{48}13^{52}7^{112}\) makes its logarithm strictly positive. Saturation would instead require \(I_1=I_2\) on the four-site ring.

The isometric inclusion of the effective binary tensor into the two-qubit one-site space does not satisfy saturation of the area law.

Proof ▶

If the ambient tensor satisfied saturation, descent through the physical isometry would imply saturation for the effective binary tensor, contrary to the preceding theorem.

Definition 20.16.8.50 Literal tensor in Example 4.12
✓

Let \(M\) be the tensor with \(d=D=2\) whose only nonzero components are

\begin{align} 1=M_{00}^{00}=M_{00}^{11}=M_{11}^{00}=-M_{11}^{11}, \notag \end{align}

and let \(\sigma _z=|0\rangle \langle 0|-|1\rangle \langle 1|\).

Definition 20.16.8.51 One-site Pauli sign
✓
#

For a physical letter \(a\in \{ 0,1\} \), define its Pauli sign by

\begin{align} z_a=(\sigma _z)_{aa}, \qquad z_0=1, \qquad z_1=-1. \notag \end{align}
Definition 20.16.8.52 Configuration sign
✓
#

For a binary configuration \(\boldsymbol \sigma =(\sigma _0,\ldots ,\sigma _{N-1})\), define

\begin{align} z(\boldsymbol \sigma )=\prod _{k=0}^{N-1}z_{\sigma _k}. \notag \end{align}

This is the diagonal entry of \(\sigma _z^{\otimes N}\) at \(\boldsymbol \sigma \).

For every \(N{\gt}0\),

\begin{align} \rho ^{(N)}(M)=I^{\otimes N}+\sigma _z^{\otimes N}, \qquad \operatorname {tr}\rho ^{(N)}(M)=2^N, \notag \end{align}

and \(\rho ^{(N)}(M)\) is positive semidefinite.

Proof ▶

Both tensor powers are diagonal. On a binary configuration their sum has eigenvalue \(1+\prod _k z_k\), where each \(z_k\) is \(1\) or \(-1\); hence every eigenvalue is either \(0\) or \(2\). Summing the signed term over all binary configurations gives zero when \(N{\gt}0\), so the trace is \(2^N\).

Tracing one site removes the \(\sigma _z^{\otimes N}\) term. More generally, every nonempty proper normalized \(L\)-site reduced state is \(2^{-L}I^{\otimes L}\). Therefore its entropy is \(L\log 2\), the mutual information is independent of \(L\), and \(M\) satisfies saturation of the area law.

Proof ▶

The identity term contributes the dimension of the traced complement, while the signed term contains the vanishing one-site sum \(1+(-1)\). The entropy of the resulting maximally mixed state is \(L\log 2\); the two block terms in the mutual information then add to \(N\log 2\) independently of the cut.

For the state in [ 13 , Example 4.12, lines 932–938 ] , at \(N=4\) regard the sites as \(A=\{ 0\} \), \(B=\{ 1,3\} \), and \(C=\{ 2\} \). Encode the two binary labels \((b_1,b_3)\) as one four-dimensional label \(b\), and write \(z_a\in \{ 1,-1\} \) for the eigenvalue of \(\sigma _z\) at \(a\). In the basis \((a,b,c)\leftrightarrow (a,b_1,c,b_3)\), let \(\rho _{ABC}\) be the normalized four-site state and set

\begin{align} w(a,b,c) & =\frac{1+z_a z_{b_1}z_c z_{b_3}}{16}. \notag \end{align}

The normalized four-site state is diagonal with probability \(1/8\) on the eight even-parity configurations and zero on the eight odd-parity configurations. Its relevant marginals are

\begin{align} \rho _{AB} & =\frac{I_8}{8}, & \rho _{BC} & =\frac{I_8}{8}, & \rho _B & =\frac{I_4}{4}. \notag \end{align}

Consequently,

\begin{align} S(ABC) & =3\log 2, & S(B) & =2\log 2, & S(AB) & =S(BC)=3\log 2, \notag \end{align}

so \(S(ABC)+S(B)=5\log 2{\lt}6\log 2=S(AB)+S(BC)\). Thus equality in strong subadditivity fails for this tripartition.

Proof ▶

The diagonal coefficient is \((1+z_a z_{b_1}z_c z_{b_3})/16\). Summing over either \(a\) or \(c\) cancels the signed term, giving \(I_8/8\); summing over both gives \(I_4/4\). There are eight nonzero coefficients, all equal to \(1/8\), so the full entropy is \(8[-(1/8)\log (1/8)]=3\log 2\). The three maximally mixed marginals have the displayed entropies, and \(\log 2{\gt}0\) gives the strict inequality.

Theorem 20.16.8.57 Positive commuting overlapping products are quantum Markov
✓

Let \(\rho _{ABC}\) be a trace-one operator, and let \(X_{AB}\) and \(Y_{BC}\) be positive semidefinite operators. Suppose that their natural lifts to \(ABC\) commute and that, after the natural reassociation of the three tensor factors,

\begin{align} \rho _{ABC}=(X_{AB}\otimes I_C)(I_A\otimes Y_{BC}). \notag \end{align}

Then \(\rho _{ABC}\) admits a quantum Markov decomposition on \(B\).

Proof ▶

The spatial decomposition [ 5 , Lemma 2.1 ] gives a unitary decomposition \(B=\bigoplus _q B_q^L\otimes B_q^R\) in which the two overlapping actions have the forms \(R_q\otimes I_{B_q^R}\) and \(I_{B_q^L}\otimes S_q\). Compression of the original positive operators shows that every \(R_q\) and \(S_q\) is positive semidefinite. Normalize the two factors in each summand and take \(p_q=\operatorname {tr}(R_q)\operatorname {tr}(S_q)\). The factorization and the trace-one hypothesis imply \(\sum _q p_q=1\); zero factors give zero-weight summands. Thus the transformed state is the direct sum \(\bigoplus _q p_q\, \widehat R_q\otimes \widehat S_q\), which is the quantum Markov form of [ 205 , Theorem 6 ] .

Let \(\rho \) be a positive semidefinite trace-one operator on four \(d\)-dimensional sites, and suppose that \(\rho \) has the sector decomposition of Definition 4.8. Regroup the sites as \(A=\{ 0\} \), \(B=\{ 1,3\} \), and \(C=\{ 2\} \). Then the resulting tripartite state admits a quantum Markov decomposition on \(B\). Consequently,

\begin{align} S(ABC)+S(B)=S(AB)+S(BC). \notag \end{align}
Proof ▶

Write \(B_j^{(x)}\) for the four translated bonds in sector \(x\), \(n_x\) for its multiplicity, and \(c{\gt}0\) for the common normalization. Set

\begin{align} L & =c\sum _x n_x B_3^{(x)}B_0^{(x)}, & R & =\sum _x B_1^{(x)}B_2^{(x)}. \notag \end{align}

Orthogonality of the one-site sector projections makes each cross-sector term in \(LR\) vanish. Within one sector the translated bonds commute, so \((B_3^{(x)}B_0^{(x)})(B_1^{(x)}B_2^{(x)})\) is the sector product in Definition 4.8. Hence \(LR=\rho \). Both \(L\) and \(R\) are positive semidefinite; since \(LR=\rho \) is Hermitian, also \(RL=LR\).

In the displayed tripartition, \(L=X_{AB}\otimes I_C\) and \(R=I_A\otimes Y_{BC}\) for positive semidefinite \(X_{AB}\) and \(Y_{BC}\). The preceding theorem therefore gives a quantum Markov decomposition of \(\rho \) on \(B\). Its direct-sum product form gives the asserted entropy equality.

The tensor \(M\) printed in Example 4.12 does not satisfy the GSNNCH condition of Definition 4.8 for its normalized density-operator family.

Proof ▶

If \(M\) were GSNNCH, its normalized four-site state would satisfy the hypotheses of the preceding theorem and hence equality in strong subadditivity for \(A=\{ 0\} \), \(B=\{ 1,3\} \), \(C=\{ 2\} \). The generic regrouping agrees exactly with the binary coordinates used in the entropy calculation. The strict inequality proved above is therefore a contradiction.

The physical-trace transfer of the printed tensor is

\begin{align} \mathcal T_M=I+\sigma _z =\begin{pmatrix} 2 & 0 \\ 0 & 0 \end{pmatrix}, \qquad \mathcal T_M^2=2\mathcal T_M\ne \mathcal T_M. \notag \end{align}

Hence the literal representative satisfies the project’s scale-invariant source-ZCL relation with scale \(2\), but it fails the paper’s literal Definition 4.2 equation. It also cannot satisfy the trace-preserving fixed-representative condition. The tensor \((1/2)M\) is the likely intended correction, and the following theorem supplies its two trace-preserving completely positive channel equations.

Proof ▶

The transfer calculation is immediate from the two diagonal physical letters. Trace preservation of a refinement from one site to two sites would force the one-site and two-site traces to agree for every virtual boundary, and therefore force \(\mathcal T_M^2=\mathcal T_M\), contradicting the displayed calculation.

Let

\begin{align} \widehat M & =\frac12 M. \notag \end{align}

For every \(N{\gt}0\), its periodic operator is the normalized periodic operator of the printed tensor and has trace one:

\begin{align} \rho ^{(N)}(\widehat M) & =2^{-N}\rho ^{(N)}(M) =\frac{\rho ^{(N)}(M)}{\operatorname {tr}\rho ^{(N)}(M)}, & \operatorname {tr}\rho ^{(N)}(\widehat M) & =1. \notag \end{align}

It generates positive semidefinite operators. For \(p=(a,b)\in \{ 0,1\} ^2\), set \(\pi (p)=a\mathbin \oplus b\) and

\begin{align} C_p & =|\pi (p)\rangle \langle p|, & R_p & =2^{-1/2}|p\rangle \langle \pi (p)|. \notag \end{align}

The Kraus families \((C_p)_p\) and \((R_p)_p\) define trace-preserving completely positive maps \(\mathcal S\) and \(\mathcal T\), respectively, and for every virtual matrix \(X\) they satisfy

\begin{align} \mathcal S[\widehat M_2(X)] & =\widehat M_1(X), & \mathcal T[\widehat M_1(X)] & =\widehat M_2(X). \notag \end{align}

This proves the two channel equations in Definition 4.1 without further assumptions. Compatibility with the line-246 global unit-weight canonical convention is outside the conclusion of this theorem.

Proof ▶

Each parity fibre contains two pairs. Hence \(\sum _p C_p^\dagger C_p=I_4\) and \(\sum _p R_p^\dagger R_p=I_2\). The diagonal tensor products obey

\begin{align} \widehat M^{aa}\widehat M^{bb} & =\frac12\widehat M^{\pi (a,b)\pi (a,b)}, \notag \end{align}

while all off-diagonal physical letters vanish. Substitution into the two Kraus sums proves both equations entrywise.

The condition of Definition 4.8 constrains only the normalized density-operator family, and that family is unchanged by any nonzero complex rescaling of the tensor. The condition is therefore invariant under nonzero rescaling. In particular the normalized representative \(\widehat M=\frac12 M\) of Example 4.12 is not a Gibbs state of a nearest-neighbor commuting Hamiltonian.

Proof ▶

For nonzero \(c\) and every chain length, the normalized density operator of \(cM\) equals that of \(M\), so every clause of Definition 4.8 holds for \(cM\) exactly when it holds for \(M\). Taking \(c=\frac12\) transports the obstruction proved for the printed tensor to \(\widehat M\).

Let \(M\) be an MPO tensor, let \(c\) be a nonzero complex number, and let \(L\le N\) be natural numbers. Then

\begin{align} \rho _L^{(N)}(cM) & =\rho _L^{(N)}(M). \notag \end{align}

If \(\rho ^{(N)}(cM)\) and \(\rho ^{(N)}(M)\) are positive semidefinite, then

\begin{align} S_L^{(N)}(cM) & =S_L^{(N)}(M), & I_L(cM) & =I_L(M). \notag \end{align}

For every real \(r{\gt}0\), the tensor \(rM\) saturates the area law if and only if \(M\) does.

Proof ▶

By Theorem 20.12.12, the normalized operator \(\sigma ^{(N)}(cM)\) equals \(\sigma ^{(N)}(M)\), so their partial traces agree; the block entropies and mutual informations are functions of these reduced states. For \(r{\gt}0\), Theorem 20.12.17 shows that \(rM\) generates positive semidefinite operators exactly when \(M\) does, and Theorem 20.12.11 gives \(\rho ^{(N)}(rM)=r^N\rho ^{(N)}(M)\), so the traces of the two operators vanish together. The mutual-information clause of Definition 20.8.4 transfers by the displayed identity.

The normalized representative \(\widehat M=\frac12 M\) of Example 4.12 saturates the area law, its physical-trace transfer is idempotent, it is not a Gibbs state of a nearest-neighbor commuting Hamiltonian, and it satisfies the two channel equations of Definition 4.1.

This is a scope-restricted form of [ 13 , Example 4.12 ] : the tensor is the halved representative rather than the printed one, and the fixed-point assertion is read as the two channel equations, without the global unit-weight canonical convention of the source [ 19 , 23 ] .

Proof ▶

Lemma 20.16.8.63 with \(r=\frac12\) transfers saturation from the printed tensor (Theorem 20.16.8.54) to \(\widehat M\). By Theorem 20.6.13, the channel equations of Theorem 20.16.8.61 imply that the physical-trace transfer is idempotent. The commuting-form obstruction is Theorem 20.16.8.62.

Let \(K\) be an MPO tensor of virtual bond dimension one. If \(K\) satisfies saturation of the area law and literal zero correlation length, then there is a physical-sector factorization of \(K\) whose neighboring operator is positive semidefinite and whose trace has the normalized rank-one form

\begin{align} \operatorname{tr}(\eta _{k,h}) & =a_kb_h. \notag \end{align}

The factors are normalized by

\begin{align} \sum _k a_kb_k & =1. \notag \end{align}
Proof ▶

Use one physical sector, with the full physical space as its left factor and a one-dimensional right factor. Its neighboring operator is the one-site periodic operator, so positivity follows from the MPDO condition included in SAL. The physical-trace transfer is a nonzero scalar. Literal idempotence therefore makes it equal to one, and the neighboring trace is normalized by \(a_0=b_0=1\).

There are tensors \(K,A\) of physical dimension four and virtual dimension two, and a scalar \(\mu \) with \(0{\lt}|\mu |{\lt}1\), such that \(K=\mu A\), the tensor \(A\) is normal, and \(K\) is injective, saturates the area law, and obeys

\begin{align} \mathcal T_K^2 & =\mathcal T_K. \notag \end{align}

Nevertheless, no physical-sector factorization of \(K\) has positive neighboring operators whose traces are of the form \(a_kb_h\) with \(\sum _k a_kb_k=1\). Hence these local analytic hypotheses do not by themselves imply the asserted factorization. This does not refute the all-sector assertion in [ 13 , Theorem 4.9 and Appendix C.2, lines 1647–1782 ] , whose hypotheses include an ambient simple tensor in biCF and its canonical reconstruction.

Proof ▶

Take

\begin{align} L & =\begin{pmatrix} 1 & 1 & 1 & 1 \\ 1 & 2 & -7 & 4 \end{pmatrix}, & R & =\begin{pmatrix} 1/4 & -3/100 \\ 1/4 & -1/100 \\ 1/4 & 1/100 \\ 1/4 & 3/100 \end{pmatrix}, \end{align}

and let the four diagonal physical slices be the outer products of the corresponding columns of \(L\) and rows of \(R\). Then \(LR=\operatorname {diag}(1,0)\), whereas \(RL\) has rank two. The scalar slice and two simple-spectrum slices force every summand in any physical-sector factorization to have one-dimensional left and right factors. The resulting neighboring trace matrix has a nonzero two-by-two minor, so it cannot equal \((a_kb_h)_{k,h}\). The four slices span the full two-by-two matrix algebra, and their displayed scalar neighboring operators are positive. For the positive test matrix \(H=\operatorname {diag}(20,1)\), direct calculation gives

\begin{align} H-\mathcal E_K^*(H) & =\begin{pmatrix} 85/8 & -9/40 \\ -9/40 & 4697/5000 \end{pmatrix}{\gt}0. \notag \end{align}

Pair this positive-definite gap with a positive-definite Perron eigenmatrix \(\rho \) of \(\mathcal E_K\). The trace-adjoint identity gives

\begin{align} 0 & {\lt}\operatorname{tr}\bigl((H-\mathcal E_K^*(H))\rho \bigr) =(1-r)\operatorname{tr}(H\rho ). \notag \end{align}

Since \(\operatorname{tr}(H\rho ){\gt}0\), the Perron value satisfies \(r{\lt}1\). Perron normalization and a canonical gauge therefore express the tensor as \(K=\mu A\) with \(A\) normal and \(0{\lt}|\mu |=\sqrt r{\lt}1\).

There are a scalar \(\mu \) with \(0{\lt}|\mu |{\lt}1\) and two normal left-canonical blocks \(B_{\mathrm{obs}}\) and \(B_{\mathrm{term}}\), of bond dimensions two and one respectively, such that the embedded obstruction tensor is gauge equivalent to \(\mu B_{\mathrm{obs}}\). The two-block decomposition with one copy of each block and coefficients \((\mu ,1)\) is in normalized BNT canonical form. Its one-site physical supports \(P_{\mathrm{obs}}\) and \(P_{\mathrm{term}}\) are disjoint and resolve the ambient physical space:

\begin{align} P_{\mathrm{obs}}P_{\mathrm{term}} & =P_{\mathrm{term}}P_{\mathrm{obs}}=0, \notag \\ P_{\mathrm{obs}}+P_{\mathrm{term}} & =1. \notag \end{align}

This is a project-derived preparation of the counterexample, not a construction asserted in [ 13 ] . It supplies the two normal blocks used in the ambient construction below.

Proof ▶

Embed the four-letter obstruction tensor into four coordinates of a five-dimensional physical space and place a bond-one product block on the remaining coordinate. The coordinate projections are complementary. The terminal block has coefficient one, while the first block retains the coefficient \(\mu \). Their unequal bond dimensions separate the two BNT representatives.

Lemma 20.16.8.68 The ambient neighboring-trace obstruction is simple
✓

Let \(\mu \ne 0\) and let \(B\) be a five-letter tensor such that the embedded obstruction is virtually gauge equivalent to \(\mu B\). If the associated obstruction–terminal sector decomposition is in normalized BNT canonical form, then its ambient weighted direct sum is simple in the sense of Definition 4.7.

Proof ▶

The displayed block-diagonal gauge and the nonnilpotent physical-trace transfers of the two representatives give a normalized simple canonical form. Theorem 20.12.22 then gives simplicity in the sense of Definition 4.7.

There is a five-letter MPO tensor \(K\) of virtual bond dimension three with a two-representative horizontal canonical presentation. The representatives \(A_0,A_1\) are normal and left-canonical, have bond dimensions two and one, and each occurs once. The bond-two representative is one-site injective. Their coefficients are \(\mu \) and \(1\), where \(0{\lt}|\mu |{\lt}1\). In particular, every coefficient has modulus at most one and the second coefficient has modulus one. The embedded four-letter obstruction is virtually gauge equivalent to \(\mu A_0\).

The representatives have simultaneous one-letter span

\begin{align} \operatorname {span}\{ (A_0^i,A_1^i):0\leq i{\lt}25\} =M_2(\mathbb C)\times \mathbb C. \notag \end{align}

Thus the presentation is in biCF. The tensor \(K\) is the exact weighted direct sum \(\mu A_0\oplus A_1\) with the identity global virtual gauge. It has normalized simple canonical form and is simple in the sense of Definition 4.7. It generates positive semidefinite periodic operators with strictly positive trace at every positive length, saturates the area law, and has literal zero correlation length,

\begin{align} \mathcal T_K^2 & =\mathcal T_K. \notag \end{align}

The obstruction and terminal sectors have one-site support projections \(P_0,P_1\) satisfying

\begin{align} P_0P_1=P_1P_0 & =0, \notag \\ P_0+P_1 & =1. \notag \end{align}
Proof ▶

Use the prepared obstruction and terminal blocks. The obstruction slices span \(M_2(\mathbb C)\) and vanish on the terminal coordinate, whereas the terminal block equals one on that coordinate. Hence the pairs of one-site slices span \(M_2(\mathbb C)\times \mathbb C\) in one letter. Both representatives are normal, and the coefficients give the stated global normalization.

At every positive length, the ambient periodic operator is the sum of the two positive sector operators. Their complementary supports give the local orthogonal-sum entropy identity, so saturation of the area law passes from the sectors to \(K\). The physical-trace transfer is block diagonal. Its two diagonal blocks are idempotent, hence so is the ambient transfer. The exact weighted direct sum and nonnilpotency of both representatives give the asserted normalized simple canonical presentation. Lemma 20.16.8.68 gives simplicity in the sense of Definition 4.7. SAL makes the physical-trace transfer nonzero; together with literal idempotence this gives source zero correlation length, hence every nonempty periodic trace is nonzero. The MPDO positivity condition then upgrades each such trace to strict positivity.

Let \(\mu \neq 0\) and let \(B\) be a five-letter tensor such that \(\mu B\) is virtually gauge equivalent to the embedded four-letter obstruction. Then the absorbed tensor \(\mu B\) admits no physical-sector factorization with positive neighboring operators \(\eta _{k,h}\) and real families \((a_k)_k,(b_h)_h\) satisfying

\begin{align} \operatorname{tr}(\eta _{k,h}) & =a_kb_h, \notag \\ \sum _k a_kb_k & =1. \notag \end{align}

The negation is universal over all physical-sector factorizations of \(\mu B\).

Proof ▶

Suppose such a factorization exists. Virtual gauge invariance gives the same neighboring-trace factorization for the embedded four-letter obstruction. The embedding is an isometry, and the original obstruction is injective with full one-site physical support. Isometric physical descent therefore gives a normalized rank-one neighboring-trace factorization of the original four-letter tensor. This contradicts Theorem 20.16.8.66.

There is a five-letter MPO tensor \(K\) of virtual bond dimension three with two normal left-canonical representatives \(A_0,A_1\) whose one-site matrices simultaneously span \(M_2(\mathbb C)\times \mathbb C\). The first representative is one-site injective, and the embedded four-letter obstruction is virtually gauge equivalent to \(\mu A_0\). Each representative occurs once, with coefficients \(\mu \) and \(1\), where \(0{\lt}|\mu |{\lt}1\); hence every coefficient has modulus at most one and the second has modulus one. The tensor has normalized simple canonical form, is simple in the sense of Definition 4.7, and is in biCF. It generates positive semidefinite periodic operators with strictly positive trace at every positive length, satisfies saturation of the area law, and obeys

\begin{align} \mathcal T_K^2 & =\mathcal T_K. \notag \end{align}

Its two one-site sector supports are complementary. Nevertheless, the first absorbed representative \(\mathcal K_0=\mu A_0\) has no physical-sector factorization with positive neighboring operators and real families \((a_k)_k,(b_h)_h\) satisfying

\begin{align} \operatorname{tr}(\eta _{k,h}) & =a_kb_h, \notag \\ \sum _k a_kb_k & =1. \notag \end{align}

Hence Proposition C.12 and the representativewise assertion used in implication (ii)\(\Rightarrow \)(iv) of [ 13 , Theorem 4.9 and Appendix C.2, lines 1628–1782 ] are false under the stated hypotheses. This false-source result is documented in [ 24 ] .

Proof ▶

Choose the tensor and its two representatives from Theorem 20.16.8.69. The first representative satisfies the gauge relation required by Theorem 20.16.8.70, which excludes every normalized rank-one neighboring-trace factorization of its absorbed tensor. All remaining hypotheses are the properties listed in the ambient theorem.

20.17 Single-bond commuting form from the local structure

Definition 20.17.1 Translation-invariant two-site bond
✓

A positive semidefinite two-site bond \(B\ge 0\) whose translated copies commute pairwise on the periodic \(N\)-site chain at every chain length \(N\ge 2\): \([B_{i,i+1},B_{j,j+1}]=0\).

Definition 20.17.2 \(\eta \)-local single-bond commuting-form data
✓

The one-bond \(\eta \)-local form constructed in [ 13 , Appendix C.2 ] consists of a two-site bond \(B\) as in Definition 20.17.1 together with, for every chain length \(N\ge 2\), a constant \(c{\gt}0\) such that

\begin{align} \rho ^{(N)}(M) & =c\prod _{i=0}^{N-1}B_{i,i+1}. \notag \end{align}

The bond acts on the full two-site space.

A translation-invariant positive two-site bond determines finite-chain commuting-form data at every length \(N\ge 2\).

Definition 20.17.4 Common three-site coordinates for overlapping bonds
✓

Write the two-site bond on the ordered pair of physical indices, and identify a three-site configuration \((x_0,x_1,x_2)\) with the left-associated triple \(((x_0,x_1),x_2)\). These are common coordinates for the two bonds on sites \((0,1)\) and \((1,2)\).

Let \(B\) be a translation-invariant positive two-site bond, written as an operator \(\widehat B\) on an ordered pair of physical spaces. Under the same three-site identification for both translates,

\begin{align} B_{0,1} & =\widehat B\otimes \mathbb {1}, \notag \\ B_{1,2} & =\mathbb {1}\otimes \widehat B. \notag \end{align}

Thus these two operators are respectively the left and right overlapping lifts of \(\widehat B\). Moreover, \(\widehat B\) is Hermitian and the two lifts commute. These are exactly the local hypotheses needed for the Bravyi–Vyalyi decomposition invoked at [ 13 , Appendix C.2, lines 1599–1605 ] .

Proof ▶

Let \(\Phi \) be the matrix reindexing induced by the common three-site identification, and write \(B_{0,1}=\Phi (B_0)\) and \(B_{1,2}=\Phi (B_1)\) for the two reindexed translates. For three-site configurations \(x\) and \(y\), the two outside-window conditions are

\begin{align} (\forall r\notin \{ 0,1\} ,\ x_r=y_r) & \Longleftrightarrow x_2=y_2, \notag \\ (\forall r\notin \{ 1,2\} ,\ x_r=y_r) & \Longleftrightarrow x_0=y_0. \notag \end{align}

Hence evaluation at a pair of left-associated triples gives

\begin{align} (B_{0,1})_{(i,j,k),(i',j',k')} & =\widehat B_{(i,j),(i',j')}\delta _{k,k'} =(\widehat B\otimes \mathbb {1})_{(i,j,k),(i',j',k')}, \notag \\ (B_{1,2})_{(i,j,k),(i',j',k')} & =\delta _{i,i'}\widehat B_{(j,k),(j',k')} =(\mathbb {1}\otimes \widehat B)_{(i,j,k),(i',j',k')}. \notag \end{align}

Positivity of \(B\) gives \(\widehat B^*=\widehat B\). Finally, matrix reindexing is multiplicative, so \(\Phi (XY)=\Phi (X)\Phi (Y)\), and

\begin{align} B_0B_1=B_1B_0 & \Longrightarrow \Phi (B_0)\Phi (B_1)=\Phi (B_1)\Phi (B_0). \notag \end{align}

Substituting the two entrywise identities proves that the left and right overlapping lifts commute.

The \(\eta \)-local structure itself determines a single-bond commuting-form witness for every chain length \(N\ge 2\): writing \(B\) for its bond, the translated copies commute, \([B_{i,i+1},B_{j,j+1}]=0\), and there exists \(c{\gt}0\) with

\begin{align} \rho ^{(N)}(M) & =c\prod _{i=0}^{N-1}B_{i,i+1}. \notag \end{align}

This is the one-bond product conclusion used in [ 13 , Proposition C.8 ] .

Proof ▶

At length \(N\), apply the commuting two-site bond and realization identity provided by the \(\eta \)-local structure.

Theorem 20.17.7 A commuting bond admits unitary block actions
✓

Let \(\widehat B\) be a pair-indexed positive two-site bond whose periodic translates commute. There are positive dimensions \(d_{l,q}=\dim H_{q,l}\) and \(d_{r,q}=\dim H_{q,r}\), a unitary decomposition \(H\cong \bigoplus _{q=0}^{K-1}H_{q,l}\otimes H_{q,r}\), and Hermitian operators \(R_q\) on \(H\otimes H_{q,l}\) and \(S_q\) on \(H_{q,r}\otimes H\) such that

\begin{align} (\mathbb {1}_H\otimes U^*)\widehat B(\mathbb {1}_H\otimes U) & =\bigoplus _{q=0}^{K-1} (R_q\otimes \mathbb {1}_{H_{q,r}}), \notag \\ (U^*\otimes \mathbb {1}_H)\widehat B(U\otimes \mathbb {1}_H) & =\bigoplus _{q=0}^{K-1} (\mathbb {1}_{H_{q,l}}\otimes S_q). \notag \end{align}

The basis bijection for each sector enumerates the numerical indices in right–left order,

\begin{align} \bigsqcup _q\bigl(\{ 0,\ldots ,d_{r,q}-1\} \times \{ 0,\ldots ,d_{l,q}-1\} \bigr) & \cong \{ 0,\ldots ,d-1\} . \notag \end{align}

Writing \(e(q,(r,s))\) for this basis bijection, the left and right spatial coordinates are respectively

\begin{align} (q,((i,s),r)) & \longmapsto (i,e(q,(r,s))), \notag \\ (q,(s,(r,k))) & \longmapsto (e(q,(r,s)),k). \notag \end{align}

Hence the tensor factors in the displayed block actions occur in left–right order.

Proof ▶

The pair-indexed bond is Hermitian by positivity, and its two overlapping lifts commute by the common three-site identification. Apply Theorem  [ 216 , “Explicit unitary block actions for commuting overlaps” ] .

Let \(B\) be a pair-indexed positive bond whose periodic translates commute. There are a unitary coordinate decomposition \(H\cong \bigoplus _q H_{q,r}\otimes H_{q,l}\) and positive semidefinite operators \(\eta _{q,h}\) on \(H_{q,r}\otimes H_{h,l}\). After regrouping the two-site coordinates, the \((q,h)\)-sector is \(H_{q,l}\otimes (H_{q,r}\otimes H_{h,l})\otimes H_{h,r}\), and in these regrouped coordinates

\begin{align} (U^*\otimes U^*)B(U\otimes U) & =\bigoplus _{q,h} \mathbb {1}_{H_{q,l}}\otimes \eta _{q,h}\otimes \mathbb {1}_{H_{h,r}}. \notag \end{align}

The unitary and the neighboring operators depend only on the fixed bond, and hence are independent of a chain length or bond position.

Proof ▶

The same unitary block decomposition at both ends of \(B\) gives identity action on \(H_{q,l}\) through one block identity and on \(H_{h,r}\) through the other. For fixed basis indices \(\ell _q^0\in H_{q,l}\) and \(r_h^0\in H_{h,r}\), let \(B'=(U^*\otimes U^*)B(U\otimes U)\). The neighboring operator has entries

\begin{align} (\eta _{q,h})_{(r,\ell ),(r',\ell ')} & = B’_{(q,r,\ell _q^0;h,r_h^0,\ell ), (q,r',\ell _q^0;h,r_h^0,\ell ')}. \notag \end{align}

Thus \(\eta _{q,h}\) is a principal compression of the positive operator \(B'\), and is therefore positive semidefinite.

Theorem 20.17.9 Cyclic product of a locally decomposed bond
✓

Suppose that, in one fixed coordinate decomposition \(H\cong \bigoplus _q H_{q,r}\otimes H_{q,l}\), after regrouping the two-site coordinates according to this decomposition, a two-site operator has the form

\begin{align} B & =\bigoplus _{q,h} \mathbb {1}_{H_{q,l}}\otimes \eta _{q,h}\otimes \mathbb {1}_{H_{h,r}}. \notag \end{align}

For every \(N\ge 2\), regroup the cyclic chain as

\begin{align} H^{\otimes N} & \cong \bigoplus _{k:\mathbb {Z}/N\mathbb {Z}\to \{ 0,\ldots ,K-1\} } \bigotimes _{n\in \mathbb {Z}/N\mathbb {Z}} \left(H_{k_n,r}\otimes H_{k_{n+1},l}\right). \notag \end{align}

Then, in these coordinates and with \(k_N=k_0\),

\begin{align} \prod _{n=0}^{N-1}B_{n,n+1} & = \bigoplus _k\bigotimes _{n=0}^{N-1}\eta _{k_n,k_{n+1}}. \notag \end{align}

At \(N=2\), the two translated windows have the opposite orders \((0,1)\) and \((1,0)\) and give the two oriented factors \(\eta _{k_0,k_1}\) and \(\eta _{k_1,k_0}\).

Proof ▶

In a fixed sector configuration, the cyclic regrouping sends the factors \((r_n,l_n)\) to the edge factors \((r_n,l_{n+1})\). The translate beginning at \(n\) acts by \(\eta _{k_n,k_{n+1}}\) on the \(n\)th edge factor and by the identity on every other edge factor. Different sector configurations do not mix. Multiplying the translated operators therefore gives the stated direct sum of tensor products.

Theorem 20.17.10 Periodic commuting products under an isometric inclusion
✓

Let \(E:H\to H'\) be an isometry and \(B\) a Hermitian two-site matrix. Put \(\widetilde B=(E\otimes E)B(E\otimes E)^\dagger \). Suppose its periodic translates commute on a ring of length \(N\ge 2\). Their complete product is supported on the included one-site space at every site, and

\begin{align} E^{\otimes N}\Bigl(\prod _{n=0}^{N-1}B_{n,n+1}\Bigr) (E^{\otimes N})^\dagger =\prod _{n=0}^{N-1}\widetilde B_{n,n+1}. \notag \end{align}

This is the isometric product identity used in the physical-support passage of [ 13 , Appendix C.2 ] .

Proof ▶

Each lifted bond is supported on the included physical space at both ends. Commutation permits that factor to be placed first in the full product, so the product has the support constraint at every site. Isometric conjugation preserves nonempty products. Conjugating one original translate gives its lifted translate multiplied by the full included-space projection. That projection commutes with each lifted Hermitian translate and acts as the identity on their complete product, which gives the formula.

Let \(\sigma ^{(N)}(\mathcal K)\) be realized, for every \(N\ge 2\), by translates of one positive commuting bond. There are one unitary \(U\), positive sector dimensions, and positive semidefinite operators \(\eta _{q,h}\), all independent of \(N\), such that for every \(N\ge 2\) there is a constant \(c_N{\gt}0\) satisfying, with \(k_N=k_0\),

\begin{align} E_N^*(U^*)^{\otimes N}\sigma ^{(N)}(\mathcal K) U^{\otimes N}E_N & = c_N\bigoplus _{k_0,\ldots ,k_{N-1}} \bigotimes _{n=0}^{N-1}\eta _{k_n,k_{n+1}}. \notag \end{align}

Here \(E_N\) is the cyclic regrouping from the edge factors \(H_{k_n,r}\otimes H_{k_{n+1},l}\) to the site factors \(H_{k_n,r}\otimes H_{k_n,l}\). The factor \(c_N\) is retained from the proportionality relation in [ 13 , Appendix C.2, lines 1571–1576 ] , whereas the subsequent passage at [ 13 , Appendix C.2, lines 1603–1605 ] suppresses this factor when invoking equation sigmaNK2.

Proof ▶

Choose the unitary and the neighboring operators from the decomposition of the fixed bond. Conjugation by \((U^*)^{\otimes N}\) carries the product of its translates to the product of the conjugated two-site bonds. The cyclic regrouping theorem changes this product into the displayed direct sum. Applying both transformations to \(\sigma ^{(N)}(\mathcal K)=c_N\prod _n B_{n,n+1}\) preserves the same positive scalar \(c_N\).

Remark 20.17.12 An arbitrary proportional presentation need not have unit scalar
#

The proportional commuting-bond form alone does not permit one common local normalization. Indeed, take physical dimension \(d=1\) and bond dimension \(D=2\), with sole matrix-product letter \(M^{00}=I_2\), and take the two-site bond to be the scalar \(B=1\). Then

\begin{align} \sigma ^{(N)} & =\operatorname{tr}(I_2^N)=2 =c_N\prod _{n=0}^{N-1}B_{n,n+1}, & c_N & =2. \notag \end{align}

Any positive neighboring decomposition of the one-dimensional physical space has one sector and one scalar \(a\ge 0\). A coefficient-free identity at lengths two and four would give \(a^2=2\) and \(a^4=2\), a contradiction. This example is not a normal injective block. More generally, an arbitrary proportional commuting-bond presentation need not be made coefficient-free by a single local rescaling. In the SAL-to-commuting-form direction, the proof chooses the neighboring operators from the source tensor and obtains scalar one directly, yielding the source-selected normal representative in Corollary 20.16.3.62.

Definition 20.17.13 Cyclic edge-weight tensor
✓

A scalar weight \(w(i,j;i',j')\) on two consecutive ket–bra pairs determines a translation-invariant matrix-product tensor with virtual dimension \(d^2\). Its incoming virtual pair is constrained to equal the current physical ket–bra pair, while its outgoing pair records the following physical pair.

Theorem 20.17.14 Closed cyclic edge-weight identity
✓

For every positive length \(N\), and with \(\sigma _N=\sigma _0\) and \(\tau _N=\tau _0\), the closed matrix-product operator of the cyclic edge-weight tensor is

\begin{align} \rho ^{(N)}_{\sigma ,\tau } & = \prod _{n=0}^{N-1} w(\sigma _n,\tau _n;\sigma _{n+1},\tau _{n+1}). \notag \end{align}

In the virtual trace there is precisely one potentially nonzero cyclic virtual configuration.

A fixed tensor for a bond-product family consists of a positive virtual dimension and one matrix-product tensor \(C\), independent of \(N\), such that, for every \(N\ge 2\),

\begin{align} \rho ^{(N)}(C) & =\prod _{n=0}^{N-1}B_{n,n+1}. \notag \end{align}

If \(d{\gt}0\), a cyclic scalar edge-weight expression for the entries of the product gives such a tensor with positive virtual dimension \(d^2\).

Let \(B\ge 0\) be a two-site bond whose periodic translates commute. There is a positive integer \(R\) and a matrix-product tensor \(C\) of virtual dimension \(R\), both independent of the chain length, such that for every \(N\ge 2\),

\begin{align} \rho ^{(N)}(C) & =\prod _{n=0}^{N-1}B_{n,n+1}. \notag \end{align}

The construction gives a positive \(R\) independent of \(N\). No normality, zero-correlation-length, or scalar normalization hypothesis is required.

Proof ▶

Choose Beigi’s chain-independent one-site unitary and the positive neighboring operators \(\eta _{q,h}\). For a common matrix-unit index set \(\mathcal A\), write

\begin{align} \eta _{q,h}((r,l),(r’,l’)) & = \sum _{a\in \mathcal A} R_a(q)_{r,r'}L_a(h)_{l,l'}. \notag \end{align}

Thus the contraction of the right factor at one site with the left factor at the next satisfies \(\sum _{a\in \mathcal A}R_a(q)\otimes L_a(h)=\eta _{q,h}\). If \(V\) is the resulting unitary change to the two-site sector coordinates, this contraction gives \(\widetilde B=VBV^\dagger \) and \(B_{\mathrm{phys}}=V^\dagger \widetilde B V=B\). For a nonzero physical space, \(\mathcal A\) is nonempty and gives a positive virtual dimension. For the zero-dimensional physical space, take one virtual state and no physical sectors. The cyclic contraction formula then gives the product of the translates of \(B\) at every length \(N\ge 2\).

Let \(C\) be the selected fixed tensor of Theorem 20.17.16. There are physical sectors \(\mathbb {C}^d\cong \bigoplus _{q=0}^{K-1}H_q^L\otimes H_q^R\), a unitary \(U\), and matrices \(L_\beta (q)\) and \(R_\alpha (q)\) such that, writing \(C_{\beta ,\alpha }\) for the physical matrix at fixed virtual indices,

\begin{align} U C_{\beta ,\alpha }U^\dagger & = \bigoplus _{q=0}^{K-1} L_\beta (q)\otimes R_\alpha (q). \notag \end{align}

The neighboring operators \(\eta _{q,h}=\sum _a R_a(q)\otimes L_a(h)\) are positive semidefinite. If \(U_2\) denotes the induced two-site change of coordinates, then

\begin{align} B & = U_2^\dagger \left[\bigoplus _{q,h} \mathbb {1}_{H_q^L\otimes H_h^R}\otimes \eta _{q,h}\right] U_2. \notag \end{align}

Thus the physical-sector factorization belongs to the same tensor \(C\) whose closed operators are the fixed products of \(B\).

Proof ▶

Take the physical-sector factorization retained with \(C\). Its defining one-site identity is

\begin{align} U C_{\beta ,\alpha }U^\dagger & = \bigoplus _q L_\beta (q)\otimes R_\alpha (q). \notag \end{align}

Contracting the adjacent right and left factors gives \(\eta _{q,h}=\sum _a R_a(q)\otimes L_a(h)\succeq 0\), where positivity is the retained neighboring-operator property. Finally, the retained bond identity is

\begin{align} B & = U_2^\dagger \left[\bigoplus _{q,h} \mathbb {1}_{H_q^L\otimes H_h^R}\otimes \eta _{q,h}\right] U_2. \notag \end{align}
Remark 20.17.18 The scalar edge formula depends on the one-site coordinates
#

A cyclic scalar edge formula need not hold in the original physical basis. For \(d=2\), let \(X\) be the Pauli flip and set \(B=\mathbb {1}+X\otimes X\). This bond is positive semidefinite and its periodic translates commute. For every \(N\ge 2\),

\begin{align} \langle 0^N| \left(\prod _n B_{n,n+1}\right) |0^N\rangle & =2. \notag \end{align}

At \(N=2\) the periodic product is \(B^2=2B\); for \(N\ge 3\), the empty edge set and the full cycle are the two terms with zero boundary. An original-coordinate scalar edge weight would make this entry equal to \(a^N\). The cases \(N=2\) and \(N=3\) would give \(a^2=2\) and \(a^3=2\), a contradiction. Equation sigmaNK2 in [ 13 , Appendix C.2, lines 1581–1589 ] is stated only after the one-site unitary coordinate change, as used in the theorem.

Theorem 20.17.19 Eventual proportionality from a fixed product tensor
✓

Suppose one fixed tensor \(C\) generates the products of the bond carried by an eta-local structure. Then the doubled-index tensors of \(M\) and \(C\) are eventually nonzero proportional. The proof uses only lengths \(N\ge 2\) and therefore assumes no relation at length one.

Proof ▶

At every \(N\ge 2\), substitute the exact tensor representation into the positive realization \(\rho ^{(N)}(M)=c_N\prod _n B_{n,n+1}\), where \(c_N{\gt}0\), and read ket–bra pairs as doubled physical indices.

Let \(A\) be the normal doubled-index source tensor of positive bond dimension \(D\), and let \(C\) be a fixed tensor for its commuting-bond product. Suppose that \(sC\) is normal for some \(s{\gt}0\). Then there is a complex number \(\zeta \), with \(|\zeta |=1\), such that, for every \(N\ge 2\),

\begin{align} \rho ^{(N)}(A) & = (\zeta s)^N\prod _{n=0}^{N-1}B_{n,n+1}. \notag \end{align}
Proof ▶

Scaling \(C\) by \(s\) gives \(V^{(N)}(sC)_\sigma =s^N V^{(N)}(C)_\sigma \). Thus, for all sufficiently large \(N\), the proportionality \(V^{(N)}(A)_\sigma =c_NV^{(N)}(C)_\sigma \) becomes

\begin{align} V^{(N)}(A)_\sigma & = \frac{c_N}{s^N}V^{(N)}(sC)_\sigma , & \frac{c_N}{s^N} & \ne 0. \notag \end{align}

The normal-tensor overlap dichotomy gives one \(\zeta \in \mathbb {C}\), with \(|\zeta |=1\), such that, at every positive length,

\begin{align} V^{(N)}(A)_\sigma & = \zeta ^N V^{(N)}(sC)_\sigma =(\zeta s)^N V^{(N)}(C)_\sigma . \notag \end{align}

Let \(A\) be the normal doubled-index source tensor of positive bond dimension \(D\), let \(C\) be a fixed tensor for its commuting-bond product, and suppose that \(sC\) is normal for some \(s{\gt}0\). Then the unit phase is trivial. For every \(N\ge 2\),

\begin{align} \rho ^{(N)}(A) & = s^N\prod _{n=0}^{N-1}B_{n,n+1}. \notag \end{align}

Thus a positive normal rescaling of the fixed product tensor already supplies the positive geometric realization law.

Proof ▶

Normality gives \(\lim _{N\to \infty }\langle V^{(N)}(A) | V^{(N)}(A) \rangle =1\). Hence at two sufficiently large consecutive lengths, say \(N\) and \(N+1\), both the source vector and the fixed bond product are nonzero. Positivity of the realization gives positive numbers \(c_N,c_{N+1}\) satisfying \((\zeta s)^N=c_N\) and \((\zeta s)^{N+1}=c_{N+1}\). Consequently \(\zeta s=c_{N+1}/c_N{\gt}0\). Since \(|\zeta |=1\) and \(s{\gt}0\), one has \(\zeta =1\).

Theorem 20.17.22 Finite-chain normalization under nonzero proportionality
✓

Let \(M\) and \(C\) be MPO tensors, possibly of different bond dimensions, and fix a chain length \(N\). Write

\begin{align} \widehat\rho ^{(N)}(M) & = \operatorname{tr}\! \left[\rho ^{(N)}(M)\right]^{-1}\rho ^{(N)}(M), \notag \end{align}

with the inverse of zero understood to be zero. Suppose that, for some \(c\in \mathbb {C}\setminus \{ 0\} \), the doubled-index matrix-product vectors satisfy \(|V^{(N)}(M)\rangle =c|V^{(N)}(C)\rangle \). Then

\begin{align} \widehat\rho ^{(N)}(M) & = \widehat\rho ^{(N)}(C). \notag \end{align}

The proportionality hypothesis is the finite-length form of the hypothesis in [ 13 , Theorem 2.10 ] . The conclusion is an auxiliary cancellation used in the comparison preceding [ 13 , Appendix C.2, lines 1597–1619 ] .

Proof ▶

Reading a doubled physical index as a ket–bra pair gives \(\rho ^{(N)}(M)=c\rho ^{(N)}(C)\), and hence \(\operatorname{tr}[\rho ^{(N)}(M)]=c\operatorname{tr}[\rho ^{(N)}(C)]\). Since \(c\ne 0\),

\begin{align} \bigl(c\operatorname{tr}[\rho ^{(N)}(C)]\bigr)^{-1} c\rho ^{(N)}(C) & = \operatorname{tr}[\rho ^{(N)}(C)]^{-1}\rho ^{(N)}(C). \notag \end{align}

This identity also holds when the two proportional traces vanish.

Theorem 20.17.23 Finite-chain reduced marginals under nonzero proportionality
✓

Under the hypotheses of Theorem 20.17.22, for every \(L\leq N\) the reduced operators on the first \(L\) sites agree:

\begin{align} \operatorname{tr}_{N-L}\! \left[\widehat\rho ^{(N)}(M)\right] & = \operatorname{tr}_{N-L}\! \left[\widehat\rho ^{(N)}(C)\right]. \notag \end{align}
Proof ▶

Apply the same finite-index identification and partial trace to both sides of Theorem 20.17.22.

Theorem 20.17.24 Eventual equality of normalized finite-chain operators
✓

If the doubled-index tensors of \(M\) and \(C\) are eventually nonzero proportional, then, for every sufficiently large \(N\),

\begin{align} \widehat\rho ^{(N)}(M) & = \widehat\rho ^{(N)}(C). \notag \end{align}
Proof ▶

At each sufficiently large length, apply Theorem 20.17.22 to the nonzero proportionality scalar at that length.

Theorem 20.17.25 Eventual equality of fixed-size reduced marginals
✓

If the doubled-index tensors of \(M\) and \(C\) are eventually nonzero proportional, then for each fixed \(L\) and every sufficiently large \(N\geq L\),

\begin{align} \operatorname{tr}_{N-L}\! \left[\widehat\rho ^{(N)}(M)\right] & = \operatorname{tr}_{N-L}\! \left[\widehat\rho ^{(N)}(C)\right]. \notag \end{align}
Proof ▶

At each sufficiently large length, apply Theorem 20.17.23.

Lemma 20.17.26 Marginal stability under source zero correlation length
✓

Let \(M\) have source zero correlation length. For every \(N\geq 0\), the normalized \(N\)-site marginal obtained by tracing two sites from \(\sigma ^{(N+2)}(M)\) equals the normalized \(N\)-site marginal obtained by tracing one site from \(\sigma ^{(N+1)}(M)\).

This establishes the first replacement of [ 13 , Appendix C.2, line 1613 ] .

Proof ▶

Write \(E=\mathcal T_M\) and choose \(\lambda {\gt}0\) such that \(E^2=\lambda E\). For physical configurations \(u,v\) of length \(N\), the two marginal matrix elements are \(\operatorname{tr}(M^{u,v}E^2)/\operatorname{tr}(E^{N+2})\) and \(\operatorname{tr}(M^{u,v}E)/\operatorname{tr}(E^{N+1})\). The numerator and denominator on the left are respectively \(\lambda \) times those on the right, and source zero correlation length makes the denominator on the right nonzero.

Theorem 20.17.27 Iterated marginal stability under zero correlation length
✓

Let \(M\) have source zero correlation length. For every \(L\geq 0\), the normalized \(L\)-site marginal obtained by tracing three sites from \(\sigma ^{(L+3)}(M)\) equals the normalized \(L\)-site marginal obtained by tracing one site from \(\sigma ^{(L+1)}(M)\).

Proof ▶

First retain \(L+1\) sites and apply Lemma 20.17.26. Trace the last of these retained sites, and then apply the same lemma while retaining \(L\) sites.

Let \(S\) be the finite set of physical sectors and let \(k=(k_0,\ldots ,k_{L-1})\in S^L\) be a retained sector word. For \(R\geq 1\) and \(x,y\in I_k\), define

\begin{align} \Gamma _k^{(R)}(x,y) & = \sum _{t\in S^R}\ \sum _{z\in I_t} \Omega _{kt}(xz,yz), \notag \end{align}

where \(kt\) and \(xz\) denote concatenation of sector words and their corresponding fiber coordinates. The cases \(R=1,2,3\) are denoted by \(\Gamma _k^{(1)}\), \(\Gamma _k^{(2)}\), and \(\Gamma _k^{(3)}\).

Theorem 20.17.29 Contraction of a sector-chain fiber
✓

Let \(t=(t_0,\ldots ,t_m)\) be a nonempty sector word. For functions \(a\) on the left coordinate of \(t_0\) and \(b\) on the right coordinate of \(t_m\),

\begin{align} & \sum _{z\in I_t} a(z_0^{\mathrm L}) \prod _{i=0}^{m-1} \eta _{t_i,t_{i+1}} \bigl((z_i^{\mathrm R},z_{i+1}^{\mathrm L}), (z_i^{\mathrm R},z_{i+1}^{\mathrm L})\bigr) b(z_m^{\mathrm R}) \notag \\ & \qquad = \left(\sum _u a(u)\right) \left(\prod _{i=0}^{m-1}\operatorname{tr}(\eta _{t_i,t_{i+1}})\right) \left(\sum _v b(v)\right). \end{align}
Proof ▶

Write \(z_i=(\ell _i,r_i)\). Finite distributivity separates the left and right coordinates:

\begin{align} & \sum _{\ell ,r} a(\ell _0) \prod _{i=0}^{m-1} \eta _{t_i,t_{i+1}} \bigl((r_i,\ell _{i+1}),(r_i,\ell _{i+1})\bigr) b(r_m) \notag \\ & \qquad = \left(\sum _{\ell _0}a(\ell _0)\right) \prod _{i=0}^{m-1} \left(\sum _{r_i,\ell _{i+1}} \eta _{t_i,t_{i+1}} \bigl((r_i,\ell _{i+1}),(r_i,\ell _{i+1})\bigr)\right) \left(\sum _{r_m}b(r_m)\right). \end{align}

The internal double sum is \(\operatorname{tr}(\eta _{t_i,t_{i+1}})\) for each \(i\), which gives the asserted factorization.

Theorem 20.17.30 Contraction of a nonempty suffix fiber
✓

Let \(k=(k_0,\ldots ,k_n)\) be a nonempty retained sector word and \(t=(t_0,\ldots ,t_m)\) a nonempty suffix sector word. In open-edge coordinates \(x=(x_{\mathrm{int}},x_{\partial })\) and \(y=(y_{\mathrm{int}},y_{\partial })\),

\begin{align} \sum _{z\in I_t}\Omega _{kt}(xz,yz) & = \left( \prod _{j=0}^{n-1}\eta _{k_j,k_{j+1}} \right)(x_{\mathrm{int}},y_{\mathrm{int}}) \left( \operatorname{tr}_{\mathrm R}(\eta _{k_n,t_0}) \otimes \operatorname{tr}_{\mathrm L}(\eta _{t_m,k_0}) \right)(x_{\partial },y_{\partial }) \prod _{i=0}^{m-1}\operatorname{tr}(\eta _{t_i,t_{i+1}}). \end{align}
Proof ▶

Split the cyclic product into the retained internal edges, the two boundary edges, and the internal suffix edges. Apply Theorem 20.17.29 to the suffix coordinates. The two boundary sums are the indicated partial traces.

Let \(\widetilde{\mathcal K}\) be the tensor in physical-sector coordinates. For \(L\geq 0\) and \(R\geq 1\), the normalized \(L\)-site marginal obtained from a chain of length \(L+R\) satisfies

\begin{align} \operatorname{reindex}_{\Phi _L}\! \left( \operatorname{tr}_R\! \left[\widehat\rho ^{(L+R)} (\widetilde{\mathcal K})\right] \right) & = \operatorname{tr}\! \left[\rho ^{(L+R)} (\widetilde{\mathcal K})\right]^{-1} \bigoplus _{k\in S^L}\Gamma _k^{(R)}. \notag \end{align}

In particular, this identity holds for \(R=1\), \(R=2\), and \(R=3\).

Proof ▶

Decompose each discarded physical configuration uniquely as a suffix sector word \(t\in S^R\) and a fiber coordinate \(z\in I_t\). By Theorem 20.16.3.24, matrix elements with distinct retained sector words vanish. For a fixed retained word \(k\), summing the diagonal entries of the discarded fiber gives

\begin{align} \sum _{t\in S^R}\ \sum _{z\in I_t} \Omega _{kt}(xz,yz) & =\Gamma _k^{(R)}(x,y). \notag \end{align}

Multiplication by the inverse trace of the length-\(L+R\) operator gives the stated normalization.

Definition 20.17.32 Rank-one trace factorization for neighboring operators
✓
#

A rank-one trace factorization of neighboring matrices \(\eta _{q,h}\) consists of real numbers \(a_q,b_h\) such that

\begin{align} \operatorname{tr}(\eta _{q,h}) & =a_qb_h, \notag \\ \sum _q a_qb_q & =1. \notag \end{align}

The factorization is an explicit assumption; it is not deduced from zero correlation length. It is the factorization invoked at [ 13 , Appendix C.2, line 1613 ] .

Lemma 20.17.33 Separation of the two-boundary edge contraction
✓

Suppose \(\eta _{q,h}\) has a rank-one trace factorization. For fixed boundary sectors \(u,v\), set

\begin{align} R_{u,q} & =\operatorname{tr}_{H_{q,l}}(\eta _{u,q}), \notag \\ L_{h,v} & =\operatorname{tr}_{H_{h,r}}(\eta _{h,v}). \notag \end{align}

Then

\begin{align} \sum _{q,h}\operatorname{tr}(\eta _{q,h})(R_{u,q}\otimes L_{h,v}) & = \left(\sum _q a_qR_{u,q}\right)\otimes \left(\sum _h b_hL_{h,v}\right). \notag \end{align}

This is the corrected edge contraction at [ 13 , Appendix C.2, lines 1613–1617 ] .

Proof ▶

Substitute \(\operatorname{tr}(\eta _{q,h})=a_qb_h\) and distribute the two finite sums.

Theorem 20.17.34 Conditional fourth-region boundary trace
✓

Let \(\eta _{q,h}\) be arbitrary matrices on \(H_{q,r}\otimes H_{h,l}\) with a rank-one trace factorization. For a nonempty retained sector word \(k=(k_0,\ldots ,k_{L-1})\), write

\begin{align} P_k & =\bigotimes _{n=0}^{L-2}\eta _{k_n,k_{n+1}}, \notag \\ R_{u,q} & =\operatorname{tr}_{H_{q,l}}(\eta _{u,q}), \notag \\ L_{h,v} & =\operatorname{tr}_{H_{h,r}}(\eta _{h,v}). \notag \end{align}

The edge contraction corresponding to tracing the two boundary sites of the longer cyclic chain is

\begin{align} & \bigoplus _k P_k\otimes \sum _{q,h}\operatorname{tr}(\eta _{q,h}) (R_{k_{L-1},q}\otimes L_{h,k_0}) \notag \\ & \quad = \bigoplus _k P_k\otimes \left(\sum _q a_qR_{k_{L-1},q}\right)\otimes \left(\sum _h b_hL_{h,k_0}\right). \notag \end{align}

This is the edge-coordinate interpretation of the displayed fourth-region trace in [ 13 , Appendix C.2, lines 1606 and 1613–1617 ] .

Proof ▶

Apply Lemma 20.17.33 for each retained sector word. Tensor with the unchanged product \(P_k\) and take the direct sum over \(k\).

Remark 20.17.35
#

The theorem applies, in particular, to the positive chain-independent neighboring family supplied by Theorem 20.17.11, given the rank-one trace factorization.

There is an injective normal tensor \(\mathcal K\), of physical dimension two and bond dimension one, which generates MPDOs and has source zero correlation length, together with one positive two-site bond \(B\) whose translates commute. For every \(N\geq 2\),

\begin{align} \sigma ^{(N)}(\mathcal K) & =\prod _{i=0}^{N-1}B_{i,i+1}, \notag \end{align}

while the trace matrix of a chosen two-sector Beigi factorization is

\begin{align} T & =\begin{pmatrix} 1 & 0 \\ 0 & 0 \end{pmatrix}. \notag \end{align}

In particular, \(T\) is not primitive.

This demonstrates that primitivity depends on the choice of sector factorization in [ 13 , Appendix C.2, line 1613 ] ; the same tensor admits a one-sector factorization whose trace matrix is primitive.

Proof ▶

Let \(\mathcal K^{0,0}=1\) and let all other physical entries vanish. The matrices \(\{ \mathcal K^{i,j}\} _{i,j=0}^1\) span \(M_1(\mathbb C)\). For every \(X\in M_1(\mathbb C)\), the doubled-index transfer \(\mathcal E_{\mathcal K}\) and the physical-trace transfer \(P_{\mathcal K}\) satisfy

\begin{align} \mathcal E_{\mathcal K}(X) & =X, \notag \\ P_{\mathcal K} & =I_1, \notag \\ P_{\mathcal K}^2 & =P_{\mathcal K}. \notag \end{align}

Hence \(\mathcal K\) is injective and normal and has source zero correlation length. Decompose the physical space nonminimally as \(\mathbb C\oplus \mathbb C\). With \(w_0=1\) and \(w_1=0\), take both sector factors to be the scalar \(w_k\) in sector \(k\). The neighboring operators are

\begin{align} \eta _{k,h} & =w_kw_h I_1 =\delta _{k,0}\delta _{h,0}I_1 \succeq 0. \notag \end{align}

In the sector coordinates the corresponding physical bond is

\begin{align} B & =\sum _{k,h}\mathbb {1}_{H_L^{(k)}}\otimes \eta _{k,h}\otimes \mathbb {1}_{H_R^{(h)}} \notag \\ & =\mathbb {1}_{H_L^{(0)}}\otimes I_1\otimes \mathbb {1}_{H_R^{(0)}}. \notag \end{align}

Since only the all-zero physical-index word contributes, the factorization identity is

\begin{align} \sigma ^{(N)}(\mathcal K) & =\prod _{i=0}^{N-1}B_{i,i+1}. \notag \end{align}

Consequently,

\begin{align} T_{k,h} & =\operatorname{tr}(\eta _{k,h}) =\delta _{k,0}\delta _{h,0}, \notag \\ T & =\begin{pmatrix} 1 & 0 \\ 0 & 0 \end{pmatrix}. \notag \end{align}

For every \(n\geq 1\), \(T^n=\begin{pmatrix} 1 & 0 \\ 0 & 0 \end{pmatrix}\). Thus no positive power has all entries strictly positive, so \(T\) is not primitive. For the alternative factorization, take one sector \(B^L=\mathbb C^2\) and \(B^R=\mathbb C\), with

\begin{align} l & =\begin{pmatrix} 1 & 0 \\ 0 & 0 \end{pmatrix}, \notag \\ r & =(1). \notag \end{align}

Its sole neighboring operator is \(\widehat\eta _{0,0}=\operatorname{diag}(1,0)\succeq 0\), and hence its trace matrix is \(\widehat T=(\operatorname{tr}(\widehat\eta _{0,0}))=(1)\). Every positive power of \(\widehat T\) equals \((1)\), so this one-sector trace matrix is primitive.

For a physical-sector factorization with neighboring operators \(\eta _{k,h}\), retain a sector \(k\) when there is a sector \(h\) such that \(\eta _{k,h}\ne 0\) and \(h\leadsto k\), where \(\leadsto \) denotes reachability by nonzero neighboring operators. The first edge \(k\to h\) is explicit, so the resulting closed walk has positive length even when the return path is empty. The set \(C\) of retained sectors is therefore exactly the set of vertices occurring in positive-length directed cycles, in the sense of [ 5 , Section III ] . Define, for \(k,h\in C\),

\begin{align} T_{k,h} & =\operatorname{Re}\operatorname{tr}(\eta _{k,h}). \notag \end{align}

For positive semidefinite neighboring operators the trace is real, so \(T_{k,h}=\operatorname{tr}(\eta _{k,h})\), and \(T_{k,h}{\gt}0\) is equivalent to \(\eta _{k,h}\ne 0\).

Let \(N\geq 1\) and let \(k=(k_0,\ldots ,k_{N-1})\) be a cyclic sector configuration. If \(k_n\notin C\) for some \(n\), then \(\Omega _k=0\). Thus deleting the sectors outside \(C\) leaves every finite cyclic neighboring product unchanged. For every linear contraction \(\Phi \), including a composition of reindexings and partial traces, \(\Omega _k=0\) implies \(\Phi (\Omega _k)=0\).

Proof ▶

If \(\Omega _k\ne 0\), each factor \(\eta _{k_n,k_{n+1}}\) is nonzero; otherwise every matrix entry of the product vanishes. Starting with the edge \(k_n\to k_{n+1}\) and following the remaining cyclic edges gives a return path to \(k_n\). Hence every \(k_n\) belongs to \(C\). The last assertion is the linear identity \(\Phi (0)=0\).

Theorem 20.17.39 Trace-visible recurrence of selected fixed-product sectors
✓
#

Let \(K\) be an injective tensor with an eta-local structure. Let \(C\) be the exact fixed-product tensor selected from its commuting bond, and let \(F\) be the associated positive physical-sector factorization. Then any two sectors in the positive-length cyclic support of \(F\) are joined by a directed path of nonzero neighboring operators.

Proof ▶

At lengths two and three, express the closed operators of \(K\) in the physical coordinates of \(F\). They are nonzero scalar multiples of the corresponding closed operators of \(C\). The length-two identity and nondegeneracy of the trace pairing show that cross-sector matrices of \(K\) vanish, as do diagonal matrices belonging to sectors outside cyclic support. Hence the remaining cyclic-sector matrices span the full auxiliary matrix algebra.

Positivity supplies a nonzero diagonal coefficient on a closed sector word through every cyclic sector. Its proportional coefficient for \(K\) shows that each cyclic sector contributes a nonzero one-site matrix of \(K\). The length-three identity transfers a zero neighboring operator of \(F\) to a zero ordered product of the corresponding two sector spaces of \(K\).

Fix a cyclic sector and let \(S\) be the sectors reachable from it. If a cyclic sector lay outside \(S\), the matrix spaces generated by \(S\) and by its complement would both be nonzero, their sum would be the full matrix algebra, and every product from the first space to the second would vanish. This contradicts the one-sided matrix-space obstruction.

Let \(K\) have an eta-local structure, let \(F\) be the positive physical-sector factorization of its selected fixed-product tensor, and express \(K\) in the physical coordinates of \(F\). For every \(N\geq 2\) and \(L\leq N\), the selected sector-coordinate tensor and the transformed source tensor have the same normalized \(L\)-site reduced state.

Proof ▶

At length \(N\), the unnormalized periodic operators satisfy

\[ \rho ^{(N)}(K_F)=c_N\, \rho ^{(N)}(C_F), \qquad c_N{\gt}0. \]

The scalar cancels under trace normalization, and taking the prescribed partial trace preserves the equality.

Let \(K\) have an eta-local structure and source zero correlation length, and let \(C\) be the selected fixed-product tensor in its physical-sector coordinates. For every \(L{\gt}0\), the normalized \(L\)-site reduced states of \(C\) obtained from chain lengths \(L+2\) and \(L+1\) are equal.

Proof ▶

In the selected physical coordinates, the periodic operators of \(K\) at both lengths are positive nonzero scalar multiples of those of \(C\). Cancel these scalars by Theorem 20.17.40, transport through the physical isometry, and apply source marginal stability.

Under the hypotheses of Theorem 20.17.41, for every \(L{\gt}0\), the normalized \(L\)-site reduced states of the selected fixed-product tensor obtained from chain lengths \(L+3\) and \(L+1\) are equal.

Proof ▶

Apply the two-step source marginal identity to \(K\), transport both sides through the selected physical isometry, and cancel the two positive realization scalars.

Theorem 20.17.43 Positive traces of the selected fixed product
✓

Let \(K\) have an eta-local structure and source zero correlation length. For every \(N\geq 2\), the trace of the selected fixed-product periodic operator is a strictly positive real number.

Proof ▶

The selected neighboring operators are positive semidefinite, so their cyclic product is positive semidefinite. Its trace cannot vanish: positive proportionality would then force the trace of the source periodic operator to vanish, contrary to source zero correlation length. A nonzero positive semidefinite matrix has strictly positive real trace.

Theorem 20.17.44 Stabilization of the support of an irreducible square
✓

Let \(T\) be a nonnegative irreducible real matrix on a finite index set. Suppose that

\begin{align} (T^2)_{i,j}{\gt}0 \quad \Longleftrightarrow \quad (T^3)_{i,j}{\gt}0 \notag \end{align}

for every pair \(i,j\). Then \((T^2)_{i,j}{\gt}0\) for every pair \(i,j\).

Proof ▶

Right multiplication by \(T\) propagates equality of the positive supports of two consecutive powers. Hence all powers from the second onward have the same positive support. Irreducibility supplies a positive path from \(i\) to \(j\). If its length is one, append a positive return path at \(j\). The resulting path has length at least two, so support stabilization reduces it to a positive path of length two from \(i\) to \(j\).

Let \(F\) be a physical-sector factorization whose neighboring operators are positive semidefinite, and let \(T_C\) be the trace matrix on its cyclic-active sectors. Assume that every ordered pair of cyclic-active sectors is joined by a path of nonzero neighboring operators. Assume also that, for every \(L{\gt}0\), the normalized \(L\)-site marginals obtained from chain lengths \(L+2\) and \(L+1\) are equal, and that the closed operator has a positive real trace at every length \(N\geq 2\). Then \((T_C^2)_{q,h}{\gt}0\) for every pair of cyclic-active sectors \(q,h\).

Proof ▶

Fix \(q,h\) and choose a retained sector path from \(h\) to \(q\). Positivity makes its retained trace product \(P_{h,q}\) nonzero. Tracing one suffix site and two suffix sites gives the respective block-trace coefficients \(P_{h,q}(T_C^2)_{q,h}\) and \(P_{h,q}(T_C^3)_{q,h}\). Equality of the normalized marginals and positivity of their normalizations show that \((T_C^2)_{q,h}\) vanishes exactly when \((T_C^3)_{q,h}\) vanishes. Recurrence makes \(T_C\) irreducible, so Theorem 20.17.44 applies.

Let \(F\) be a physical-sector factorization whose neighboring operators are positive semidefinite, and let \(T_C\) be the trace matrix on its cyclic-active sectors. Assume that every ordered pair of cyclic-active sectors is joined by a path of nonzero neighboring operators. Assume also that, for every \(L{\gt}0\), the normalized \(L\)-site marginals obtained from chain lengths \(L+2\) and \(L+1\) are equal, and that the closed operator has a positive real trace \(Z_N\) at every length \(N\geq 2\). Then there is a number \(\lambda {\gt}0\) such that

\begin{align} (\lambda ^{-1}T_C)^2 & =(\lambda ^{-1}T_C)^3. \notag \end{align}
Proof ▶

By Theorem 20.17.45, every entry of \(T_C^2\) is positive. For fixed \(q,h\), choose a positive summand \((T_C)_{h,r}(T_C)_{r,q}\) of \((T_C^2)_{h,q}\). The retained three-sector word \(h,r,q\) has nonzero trace product. Comparing the two adjacent marginals at retained length three gives

\begin{align} (T_C^3)_{q,h} & =\frac{Z_5}{Z_4}(T_C^2)_{q,h}. \notag \end{align}

The ratio is independent of \(q,h\). Taking \(\lambda =Z_5/Z_4\) proves the assertion.

Let \(K\) be an injective tensor with an eta-local structure and source zero correlation length. Let \(F\) be the positive physical-sector factorization of the selected fixed-product tensor, and let \(T_C\) be its trace matrix on cyclic-active sectors. There is a number \(\lambda {\gt}0\) such that

\begin{align} (\lambda ^{-1}T_C)^2=(\lambda ^{-1}T_C)^3. \notag \end{align}
Proof ▶

Express the original tensor in the physical coordinates of \(F\). At every length \(N\geq 2\), its closed operator is a positive scalar multiple of the selected closed operator. Source zero correlation length therefore gives the adjacent marginal equality for the selected tensor, and positivity gives positive selected traces. Theorem 20.17.39 supplies recurrence. Theorem 20.17.46 now gives the required normalization.

Let \(K\) be an injective tensor with an eta-local structure and source zero correlation length. Express \(K\) in the one-site physical coordinates of the positive fixed-product factorization selected by the eta-local structure. For arbitrary \(A,C\geq 0\), the normalized marginal on consecutive regions of lengths \(A\), \(1\), and \(C\), obtained from the periodic chain of length \(A+C+2\), admits a Hayashi Markov decomposition.

Proof ▶

The selected trace matrix is recurrent, and its square is strictly positive. After the positive normalization of Theorem 20.17.47, its square and cube agree. Thus the normalized matrix is primitive, with its second power as a positive power, and the latter factors as \(a b^{\mathsf T}\) for strictly positive vectors \(a,b\).

Transport the three-suffix/one-suffix marginal identity from the source tensor to the selected fixed product. In cyclic-active coordinates, its retained blocks are the unchanged interior neighboring products tensored with the boundary factors determined by \(a\) and \(b\). Regrouping at the distinguished middle site gives the direct sum of normalized positive left and right path states. Their trace products are nonnegative and sum to one. Finally, positive proportionality identifies this selected normalized marginal with the marginal of \(K\) in the same physical coordinates.

Proof ▶

The virtual matrices of all physical sectors span the full matrix algebra. If \(A=A_k^{xy}\) is nonzero, nondegeneracy of the trace pairing gives a virtual matrix \(B=A_q^{uv}\) such that \(\operatorname{tr}(AB)\ne 0\). Cyclicity gives \(\operatorname{tr}(BA)=\operatorname{tr}(AB)\ne 0\), and therefore \(\eta _{k,q}\ne 0\) and \(\eta _{q,k}\ne 0\). Thus a sector containing a nonzero virtual matrix lies on a directed two-cycle. Hence every virtual matrix outside \(C\) vanishes, and the virtual matrices belonging to \(C\) still span the full algebra.

If a proper directed cut separated two nonempty subsets \(C_1,C_2\) of \(C\), let \(V_{C_i}\) denote the span of the virtual matrices in \(C_i\). Absence of an edge across the cut gives

\begin{align} V_{C_1}V_{C_2} & =\{ 0\} , \notag \\ V_{C_1}+V_{C_2} & =M_D(\mathbb C). \notag \end{align}

Both spaces contain a nonzero matrix. This contradicts the one-sided product obstruction for two nonzero subspaces whose sum is the full matrix algebra. Thus \(T\) is irreducible. The same trace pairing gives a two-edge return through each sector and closes every retained edge through a third retained sector. These yield the displayed positive diagonal entries of \(T^2\) and \(T^3\); the coprime return lengths imply primitivity.

Under the hypotheses of Theorem 20.17.49, suppose that the physical-trace transfer has source zero correlation length. There is a number \(\lambda {\gt}0\) such that, with \(\widehat T=\lambda ^{-1}T\),

\begin{align} \widehat T^2 & =\widehat T^3, \notag \\ \operatorname{rank}(\widehat T^2) & =1, \notag \end{align}

and \(\operatorname{tr}(\widehat T^m)=\operatorname{tr}(\widehat T)\) for every \(m\geq 1\). By matrix multiplication, the two-step coefficient is \((\widehat T^2)_{k,h}=\sum _{q\in C}\widehat T_{k,q}\widehat T_{q,h}\).

Proof ▶

Set the left sector tensor equal to zero outside \(C\). The span argument of Theorem 20.17.49 shows that this does not change the physical tensor, and the neighboring operators with both indices in \(C\) are unchanged. The source zero-correlation-length relation, transported through this restricted factorization, gives \(\widehat T^2=\widehat T^3\) on the cyclic-active indices. By Theorem 20.17.49, \(\widehat T\) is primitive. Its square is therefore a strictly positive idempotent matrix and has rank one.

Let \(C\) be the set of cyclic-active sectors and suppose that every neighboring operator is positive semidefinite. For \(q,h\in C\),

\begin{align} \sum _{r\in C}\operatorname{tr}(\eta _{q,r})\operatorname{tr}(\eta _{r,h}) & =(T_C^2)_{q,h}. \label{eq:mpdo_cyclic_tc_sq_entry} \end{align}

More generally, if \(B_{q,h}(X)\) denotes the outer boundary operator in the three-site closure, then

\begin{align} \sum _{r\in C}\operatorname{tr}_{\mathrm{mid}} (B_{q,h}(X)\otimes \eta _{q,r}\otimes \eta _{r,h}) & =(T_C^2)_{q,h}B_{q,h}(X). \label{eq:mpdo_cyclic_tc_sq_boundary_closure} \end{align}

Here \(\operatorname{tr}_{\mathrm{mid}}\) traces both neighboring factors.

For every \(\lambda \in \mathbb {R}\), set \(\widehat T_C=\lambda ^{-1}T_C\). The same calculation with each fully traced edge multiplied by \(\lambda ^{-1}\) gives

\begin{align} \sum _{r\in C} \lambda ^{-1}\operatorname{tr}(\eta _{q,r}) \lambda ^{-1}\operatorname{tr}(\eta _{r,h}) & =(\widehat T_C^2)_{q,h}. \label{eq:mpdo_cyclic_tc_sq_normalized} \end{align}
Proof ▶

Positivity makes each \(\operatorname{tr}(\eta _{a,b})\) real. Expanding matrix multiplication gives (140):

\begin{align} (T_C^2)_{q,h} & =\sum _{r\in C}(T_C)_{q,r}(T_C)_{r,h} =\sum _{r\in C}\operatorname{tr}(\eta _{q,r})\operatorname{tr}(\eta _{r,h}). \notag \end{align}

The partial trace of the fixed-sector three-site closure is \(\operatorname{tr}(\eta _{q,r})\operatorname{tr}(\eta _{r,h})B_{q,h}(X)\). Summing over \(r\in C\) proves (141). Multiplying each of the two trace factors by \(\lambda ^{-1}\) gives (142).

Let \(F\) be a physical-sector factorization with positive semidefinite neighboring operators. Suppose that \(\lambda {\gt}0\) and that functions \(a,b\) on the cyclic-active sectors satisfy

\[ (\lambda ^{-1}T_C)^2=a b^{\mathsf T}. \]

For every \(n\geq 0\), reindex the \((n+1)\)-site reduced state obtained from the periodic chain of length \(n+4\) by its retained open-edge coordinates. The result is the inverse trace of the length-\((n+4)\) periodic operator times the direct sum over retained sector words. A word outside cyclic support contributes zero; every cyclic-active word contributes its unchanged interior neighboring product tensored with the separated boundary factors determined by \(\lambda ,a,b\).

Proof ▶

Expand the reduced state as a direct sum of three-suffix contractions. Terms outside positive-length cyclic support vanish. For a retained cyclic-active word, the three traced suffix sites leave the interior product and the two-step boundary contraction. Substitute \((\lambda ^{-1}T_C)^2=a b^{\mathsf T}\) to separate its two boundary factors, retaining the normalization by the length-\((n+4)\) trace.

Let \(\mathcal K\) be injective and have source zero correlation length, and suppose its neighboring operators are positive semidefinite. There are \(\lambda {\gt}0\) and strictly positive functions \(a,b\) on the cyclic-active sectors, normalized by \(a\mathbin {\boldsymbol \cdot }b=1\), such that every fourth-region marginal is a direct sum over retained sector words of the unchanged interior neighboring product tensored with the separated left and right boundary factors determined by \(a\) and \(b\).

Proof ▶

The additional marginal replacement leaves the retained interior product unchanged and produces the two-step coefficient on the cyclic-active sectors. Its positive rank-one factorization separates the two surviving boundary sums. All sector words leaving the cyclic-active support vanish before the two outer partial traces are evaluated.

Theorem 20.17.54 Markov decomposition from an explicit fourth-region formula
✓

Let \(F\) be a positive-dimensional physical-sector factorization whose neighboring operators are positive semidefinite. Fix \(A,C\geq 0\), \(\lambda \in \mathbb R\), and strictly positive functions \(a,b\) on the cyclic-active sectors. Suppose that the length-\((A+C+4)\) periodic operator has positive trace, the length-\((A+C+2)\) periodic operator has nonzero trace, and the normalized \((A+C+1)\)-site reduced state at length \(A+C+2\) has the explicit fourth-region block formula determined by \(\lambda ,a,b\). Then its tripartite form on regions of lengths \(A\), \(1\), and \(C\) admits a Hayashi Markov decomposition.

Proof ▶

Regroup every retained fourth-region block at the distinguished middle sector. Its positive left and right path factors are normalized by their traces, with fixed density matrices used only when a factor vanishes. The positive long-chain trace makes all block weights nonnegative. The nonzero short-chain trace makes the reduced state trace one, so these weights sum to one. The resulting direct sum is exactly the Hayashi decomposition in the sector-coordinate middle-site splitting.

Theorem 20.17.55 Cyclic-active Markov decomposition at every cut
✓

Under the hypotheses of Theorem 20.17.53, for arbitrary \(A,C\geq 0\), the fourth-region marginal on consecutive regions of lengths \(A\), \(1\), and \(C\) admits a Hayashi Markov decomposition. The middle site decomposes as the direct sum of its left and right sector factors. Each block is the tensor product of normalized positive left and right path states, and its probability is the product of their unnormalized traces divided by the positive periodic normalization.

Proof ▶

Separate the retained chain at the distinguished middle site. The retained neighboring factors split into the left and right path products, while the two cyclic endpoint factors become their respective boundary matrices. Normalize each positive block by its trace, using an arbitrary trace-one positive matrix when the block vanishes. The trace-one identity for the full marginal shows that the resulting non-negative block weights sum to one.

Theorem 20.17.56 Physical-sector factorization and ZCL imply SAL
✓

Let \(\mathcal K\) have positive bond dimension and be injective, and let \(F\) be a physical-sector factorization of \(\mathcal K\). Suppose every neighboring operator \(\eta ^F_{q,h}\) is positive semidefinite. If the physical-trace transfer of \(\mathcal K\) has source zero correlation length, then \(\mathcal K\) saturates the area law.

Proof ▶

Positivity of the neighboring operators makes every nonempty sector-coordinate chain operator positive. Source zero correlation length makes its trace nonzero. Apply Theorem 20.17.55 with \(A=m-1\) and \(C=N-m-1\) at every admissible cut, then use the all-cut Markov criterion. Finally transport saturation through the physical isometry of \(F\).

Let \(\mathcal K\) be an injective tensor generating MPDOs. Suppose that there is one positive two-site bond \(B\) whose translates commute and, for every \(N\geq 2\), a constant \(c_N{\gt}0\) such that

\begin{align} \sigma ^{(N)}(\mathcal K) & =c_N\prod _{i=0}^{N-1}B_{i,i+1}. \notag \end{align}

If the physical-trace transfer of \(\mathcal K\) has zero correlation length, then \(\mathcal K\) saturates the area law.

This is the proposition at [ 13 , Appendix C.2, lines 1597–1619 ] .

Proof ▶

Express \(\mathcal K\) in the one-site physical coordinates selected by the fixed bond. Positivity of every periodic operator is preserved by this isometry, and its trace is unchanged, hence nonzero at every positive length by source zero correlation length.

For every \(1\leq m\leq \lfloor N/2\rfloor \), apply Theorem 20.17.48 with \(A=m-1\) and \(C=N-m-1\). Since \(A+C+2=N\), the resulting decomposition is the quantum Markov decomposition required at the \(m\)-th cut. The all-cut criterion gives saturation of the area law in the selected physical coordinates. Finally, isometric invariance of the chain and marginal entropies transports saturation back to \(\mathcal K\).

Theorem 20.17.58 \(\eta \)-local structure gives the one-sector GSNNCH form
✓

The single positive bond determined by the \(\eta \)-local structure gives the one-sector instance of the explicit GSNNCH decomposition.

Proof ▶

At each chain length, apply the one-sector construction directly to the commuting-form data carried by the \(\eta \)-local structure.

Theorem 20.17.59 Injective SAL tensors generate GSNNCH states
✓

Every injective MPO tensor satisfying SAL generates Gibbs states of a nearest-neighbor commuting Hamiltonian: the normalized finite-chain states are density operators with the explicit sector form of Definition 20.14.1, realized through one sector. The one-sector form is the commuting product form in which [ 13 , Proposition C.8 ] states its conclusion for an injective tensor, combined here with the density normalization of [ 13 , Definition 4.8 ] .

Proof ▶

Corollary 20.16.3.61 gives the \(\eta \)-local structure, whose single positive bond gives the one-sector form by Theorem 20.17.58. SAL includes the nonvanishing of every positive-length trace, so Theorem 20.14.41 applies.

Remark 20.17.60 Positive physical-sector factorization
#

Suppose that \(K\) satisfies \(\mathrm{SAL}(K)\) and admits a physical-sector factorization whose neighboring operators \(\eta _{k,h}\) are simultaneously positive semidefinite. The associated two-site bond is

\begin{align} B & =\sum _{k,h} \mathbb {1}_{H_L^{(k)}}\otimes \eta _{k,h}\otimes \mathbb {1}_{H_R^{(h)}}, \label{eq:mpdo_eta_bond_assembly} \\ B & \geq 0, \notag \end{align}

and, for every \(N\geq 2\),

\begin{align} \sigma ^{(N)}(K) & =c_N\prod _{n=1}^{N}B_{n,n+1}, \label{eq:mpdo_eta_product_form} \\ c_N & {\gt}0, \notag \\ {}[B_{i,i+1},B_{j,j+1}]& =0. \notag \end{align}

Under this hypothesis, Theorem 20.16.3.60 gives the \(\eta \)-local structure and proves (143)–(144) with \(c_N=1\). Theorem 20.17.6 then gives the commuting-form conclusion. Adjacent translates commute on every periodic chain of length at least three by Theorem 20.16.3.53, and the crossed two-site case is Theorem 20.16.3.54. Disjoint translates commute by Theorem 20.16.3.55. These cases give pairwise commutativity at every length \(N\geq 2\) by Theorem 20.16.3.56. Given the physical-sector factorization, the all-length product identity is Theorem 20.16.3.57. The doubled-index transfer condition enters only in the subsequent renormalization fixed point and single-bond branch conclusions.