Tensor Network Theory: A formalization blueprint

24 Pure States: Renormalization of Matrix Product States

This chapter develops renormalization fixed points for matrix product vectors. It compares physical two-site blocking, idempotence of the transfer map, and zero correlation length, and then gives the square-root fixed-point form of the fixed points. The organization follows the pure-state analysis of [ CPGSV16 , Section 3 ] .

24.1 Physical blocking and transfer idempotence

Definition 24.1.1 Physical blocking isometry
#

An MPS tensor \(A\) is a renormalization fixed point if there is an isometry \(V\colon \mathbb {C}^d\to \mathbb {C}^{d^2}\), with coefficients \(V_{(i_1,i_2),j}\) and \(V^\dagger V=\mathbb {1}\), such that, for all physical indices \(i_1,i_2\),

\begin{align} A^{i_1}A^{i_2} & =\sum _{j=0}^{d-1}V_{(i_1,i_2),j}A^j. \label{eq:corr_physical_blocking_isometry} \end{align}

This is the relation \(AA=A\) in [ CPGSV16 , Definition 3.2 ] .

Definition 24.1.2 Idempotent transfer-map criterion
#

The transfer map of \(A\) satisfies the idempotence criterion when \(\mathcal{E}_A\circ \mathcal{E}_A=\mathcal{E}_A\).

Theorem 24.1.3 A physical blocking isometry gives transfer idempotence

Suppose there exists an isometry \(V\colon \mathbb {C}^d\to \mathbb {C}^{d^2}\), written as coefficients \(V_{(i_1,i_2),j}\), such that

\begin{align} A^{i_1}A^{i_2} & =\sum _{j=0}^{d-1}V_{(i_1,i_2),j}A^j \label{eq:corr_kraus_isometry_decomp} \end{align}

for all \(i_1,i_2\in \{ 0,\ldots ,d-1\} \). Then \(\mathcal{E}_A^2=\mathcal{E}_A\).

Proof

Substituting the decomposition (??) into the double Kraus sum gives, for every bond matrix \(X\),

\begin{align} \mathcal{E}_A^2(X) & =\sum _{i_1,i_2}(A^{i_1}A^{i_2})X (A^{i_1}A^{i_2})^\dagger \notag \\ & =\sum _{j,k}\left(\sum _{i_1,i_2} V_{(i_1,i_2),j}\overline{V_{(i_1,i_2),k}}\right)A^jX(A^k)^\dagger \notag \\ & =\sum _{j,k}(V^\dagger V)_{j,k}A^jX(A^k)^\dagger =\sum _{j,k}\delta _{j,k}A^jX(A^k)^\dagger =\sum _jA^jX(A^j)^\dagger =\mathcal{E}_A(X). \notag \end{align}

Hence \(\mathcal{E}_A^2=\mathcal{E}_A\).

Theorem 24.1.4 Kraus-isometry criterion for transfer idempotence

The transfer map of \(A\) is idempotent if and only if there exists an isometry \(V\colon \mathbb {C}^d\to \mathbb {C}^{d^2}\), written as coefficients \(V_{(i_1,i_2),j}\) with \(V^\dagger V=\mathbb {1}\), such that

\begin{align} A^{i_1}A^{i_2} & =\sum _{j=0}^{d-1}V_{(i_1,i_2),j}A^j \label{eq:corr_AA_isometry} \end{align}

for all \(i_1,i_2\in \{ 0,\ldots ,d-1\} \).

Proof

The backward implication is Theorem 24.1.3. For the forward implication, expanding \(\mathcal{E}_A^2=\mathcal{E}_A\) as a Kraus sum gives, for every \(X\),

\begin{align} \sum _{i_1,i_2}(A^{i_1}A^{i_2})X(A^{i_1}A^{i_2})^\dagger & =\sum _jA^jX(A^j)^\dagger . \notag \end{align}

Theorem 18.4.8 then supplies the isometry \(V\) relating the two Kraus families.

Theorem 24.1.5 Physical and transfer-map fixed-point criteria

The transfer map of an MPS tensor is idempotent if and only if the tensor has a physical blocking isometry.

Proof

This is Theorem 24.1.4, with the physical blocking relation written as Definition 24.1.1.

Theorem 24.1.6 Limits of the renormalization flow

A tensor appears as a limit of the two-site renormalization flow if and only if it has a physical blocking isometry. This is [ CPGSV16 , Theorem 3.1 ] .

\begin{tenkz}[physical=up]
            \tn[up=$i_1$]{A} & \tn[up=$i_2$]{A}
        \end{tenkz} \( = \) \begin{tenkz}[rows={op:none, ket}]
            \tn[pill, wide=2, up at={1,2}, down at=center,
                up={$i_1$,$i_2$}]{V} & \\
            \tn[wide=2]{A^j} &
        \end{tenkz}
\begin{tenkz}[rows={op:none, ket}]
            \tn[pill, wide=2, up at=center, down at={1,2},
                up=$j$]{V^\dagger} & \\
            \tn{A} & \tn{A}
        \end{tenkz} \( = \) \begin{tenkz}[physical=up]
            \tn[up=$j$]{A}
        \end{tenkz}
\begin{align} \sum _{i_1,i_2}(V^\dagger )^j_{i_1,i_2}A^{i_1}A^{i_2} & =A^j. \label{eq:corr_AA_isometry_adjoint} \end{align}
Figure 24.1 The fusion identity of the renormalization fixed-point characterization: two contracted copies of \(A\) equal a single copy of \(A\) with the isometry \(V\) merging the summed index \(j\) into the physical pair \((i_1,i_2)\), as stated in (??); conversely, applying \(V^\dagger \) to the two physical legs of the contracted pair recovers the single tensor, as stated in (??). The source draws the isometry as \(U\) [ CPGSV16 , Theorem 3.1, lines 396–412 ] .

24.2 Zero-correlation-length conditions

Definition 24.2.1 Virtual one-block idempotence convention
#

This auxiliary one-block convention means \(\mathcal{E}_A^2=\mathcal{E}_A\). It is not local orthogonality in the sense of the source, which is the family of mixed-sector equations \(\mathcal{E}_{j,j'}=0\) for distinct BNT components.

Definition 24.2.2 BNT local orthogonality
#

Let \((A_j)_j\) be a basis of normal tensors. The family is locally orthogonal when, for every pair of distinct components,

\begin{align} \mathcal{E}_{j,j'} & =\sum _i A_j^i\otimes \overline{A_{j'}^i}=0. \notag \end{align}

This is the mixed-sector condition of [ CPGSV16 , Definition 3.5 ] .

Definition 24.2.3 Virtual-insertion auxiliary BNT condition

Let \((A_j)_j\) be a basis of normal tensors for \(A\). This auxiliary condition requires virtual-insertion distance independence and \(\mathcal{E}_{j,j'}=0\) for every pair of distinct BNT components. It is not [ CPGSV16 , Definition 3.6 ] , which quantifies over physical observables on all disjoint regions.

Definition 24.2.4 Positive-gap restriction of BNT zero correlation length

A family \((A_j)_j\) of MPS tensors has positive-gap BNT zero correlation length for \(A\) when \((A_j)_j\) is a basis of normal tensors for \(A\) in the sense of Definition 10.1.2, its components are locally orthogonal, and the physical correlations of \(A\) are independent of separation whenever both complementary gaps are positive. Adjacent regions are not included.

Lemma 24.2.5 Positive-gap restriction, unfolded
#

The positive-gap restriction is equivalent to the conjunction of the BNT relation, positive-gap physical distance independence, and BNT local orthogonality.

Proof

This is the defining conjunction.

Definition 24.2.6 Physical BNT zero correlation length

A BNT family has zero correlation length when the associated matrix-product vectors have correlations independent of distance for all disjoint physical regions and the BNT components are locally orthogonal. This is [ CPGSV16 , Definition 3.6 ] .

CPSV asserts that a tensor \(A\) in canonical form has physical BNT zero correlation length if and only if

\begin{align} \mathcal{E}_A^2& =\mathcal{E}_A. \notag \end{align}

Both directions fail as printed.

For the reverse implication, let \(C^0=(1)\) and form the direct sum of two scalar copies with weights \(1\) and \(1/2\). The resulting tensor is

\begin{align} A^0 & =\begin{pmatrix} 1 & 0 \\ 0 & \tfrac 12 \end{pmatrix}. \notag \end{align}

The scalar tensor \(C\) is normal, and the weights obey the source convention \(|\mu _k|\leq 1\), with at least one weight of modulus one. The singleton BNT family \((C)\) is locally orthogonal and gives \(A\) physical BNT zero correlation length, whereas

\begin{align} \mathcal{E}_A^2& \neq \mathcal{E}_A. \notag \end{align}

Thus zero correlation length does not imply transfer idempotence under the source’s raw weight normalization.

Independently, the Bell-pair chain of Theorem 24.2.10 is a single normal block. Taking its weight to be \(1\) and the ambient coisometry to be the identity gives a literal CPSV canonical-form tensor. Its transfer map is idempotent, but its adjacent two-region expectation is \(1\), while the expectation after an allowed one-site shift is \(0\). Hence transfer idempotence does not imply physical zero correlation length for the unrestricted quantification over disjoint regions.

Source gap (adjacent regions). The printed forward argument uses \(\mathcal{E}_A^n=\mathcal{E}_A\), which follows from idempotence only for \(n\geq 1\). Adjacent regions insert \(\mathcal{E}_A^0=\mathbb {1}\) and are included in the source definition. This gap is recorded in docs/paper-gaps/cpsv16_pure_zcl_adjacent_gap_cid_scope.tex. Theorem 24.5.10 proves the repaired forward implication when both complementary gaps are positive. It does not prove the unrestricted biconditional in [ CPGSV16 , Theorem 3.8 ] . The converse and equivalence results below require their stated unit-weight, multiplicity-one, or spectral hypotheses. The printed biconditional is recorded here as refuted, not as a theorem awaiting proof.

Proof

Theorem 24.2.9 refutes the reverse implication. Theorem 24.2.10 refutes the forward implication.

CPSV asserts that, for a tensor \(A\) in canonical form, the following are equivalent: \(A\) is a renormalization fixed point; \(A\) has physical zero correlation length; and, for every \(N{\gt}2\), the vector \(|V^{(N)}(A)\rangle \) belongs to the ground space of a nearest-neighbor commuting parent Hamiltonian [ CPGSV16 , Theorem 3.10 ] .

This three-way equivalence is false with the unrestricted physical zero-correlation-length definition. The Bell-pair chain is a single normal block and becomes a literal CPSV canonical-form tensor by taking unit weight and the identity ambient coisometry. Its transfer map is idempotent, so it is a renormalization fixed point, but its adjacent-region correlations are not independent of distance. Thus the implication from renormalization fixed points to zero correlation length fails, regardless of the commuting-parent condition. The raw-weight example of Theorem 24.2.9 separately refutes the reverse implication from zero correlation length to renormalization fixed points.

Source gap (adjacent regions). The obstruction and its scope are recorded in docs/paper-gaps/cpsv16_pure_zcl_adjacent_gap_cid_scope.tex. Theorem 24.5.10 repairs only the forward correlation statement when both complementary gaps are positive; it does not establish the printed unrestricted three-way equivalence. That equivalence is recorded here as refuted, not as a theorem awaiting proof.

Proof

The Bell-pair chain refutes the implication from fixed points to zero correlation length. The halved-weight tensor refutes the reverse implication.

Let \(P\) be the auxiliary BNT sector decomposition with one scalar basis tensor \(C^0=(1)\), two one-dimensional copies, and weights \(1\) and \(1/2\). Let \(A=\mathcal A(P)\), so

\begin{align} A^0 & = \begin{pmatrix} 1 & 0 \\ 0 & \tfrac 12 \end{pmatrix}. \notag \end{align}

Then \(P\) satisfies the auxiliary BNT sector hypotheses, \(A=\mathcal A(P)\), and \(A\) and \(\mathcal A(P)\) generate the same matrix-product vectors. Moreover, the singleton family \((C)\) is a physical BNT zero-correlation-length family for \(A\), while

\begin{align} \mathcal{E}_A^2& \neq \mathcal{E}_A. \notag \end{align}

Its length-\(N\) matrix-product-vector coefficient is \(V^{(N)}(A)=1+2^{-N}\).

Proof

The unique basis block has bond dimension one. It is irreducible and left-canonical, its self-overlap is identically \(1\), and its singleton MPV family is linearly independent. Pairwise distinctness is vacuous. The two weights have moduli at most \(1\), and the first has modulus \(1\); hence \(P\) satisfies the auxiliary BNT sector hypotheses.

The two one-dimensional weighted copies assemble exactly to \(A^0=\operatorname{diag}(1,1/2)\). This equality gives equality of the generated matrix-product vectors at every length, and therefore at every positive length. The sector power sum is

\begin{align} 1^N+\left(\tfrac 12\right)^N & =1+2^{-N}. \notag \end{align}

The scalar block is a normal tensor, the displayed coefficient spans the MPV of \(A\), and the singleton family is eventually linearly independent. Since \(d=1\), every physical observable is scalar and each two-point expectation depends only on the total gap length. Thus physical correlations are independent of distance, while local orthogonality is vacuous for the singleton BNT family.

Finally, if \(\mathcal{E}_A\) were idempotent, the one-letter blocking equation would give \((A^0)^2=vA^0\) for some scalar \(v\). Its two diagonal entries yield \(1=v\) and \(1/4=v/2\), respectively, which is impossible.

Let \(A\) be the tensor with physical index pairs \((\alpha ,\beta )\in \{ 0,1\} ^{2}\) and letters

\begin{align} A^{(\alpha ,\beta )}_{\gamma ,\delta } & =\delta _{\gamma ,\alpha }\, \delta _{\delta ,\beta }\, \sqrt{\tfrac 12}, \notag \end{align}

the canonical normal-tensor renormalization fixed point with maximally mixed spectrum \(\Lambda =(1/2,1/2)\): each node carries two spins, and the pair \((|00\rangle +|11\rangle )/\sqrt2\) is shared between the second spin of one node and the first spin of the next. The transfer map is

\begin{align} \mathcal{E}_A(X)& =\operatorname{tr}(X)\operatorname {diag}(\Lambda ) =\tfrac 12\operatorname{tr}(X)\, \mathbb {1}, \notag \end{align}

which is idempotent since \(\operatorname{tr}\operatorname {diag}(\Lambda )=1\), and \(A\) is a single normal tensor, so no copy weights are involved. With the Pauli matrix \(Z\) on the second spin of one node and on the first spin of the next node, the two regions are adjacent, and the two-region expectation is

\begin{align} \operatorname{Tr}_{M_{2}(\mathbb {C})}\! \left( \mathcal{E}_{I\otimes Z}\circ \mathcal{E}_A^{0}\circ \mathcal{E}_{Z\otimes I}\circ \mathcal{E}_A^{2}\right) & =1, \notag \end{align}

while after a shift by one site, which leaves one free site on each complementary arc, it is

\begin{align} \operatorname{Tr}_{M_{2}(\mathbb {C})}\! \left( \mathcal{E}_{I\otimes Z}\circ \mathcal{E}_A^{1}\circ \mathcal{E}_{Z\otimes I}\circ \mathcal{E}_A^{1}\right) & =0. \notag \end{align}

Thus \(A\) is a renormalization fixed point whose correlations are not independent of distance in the unrestricted sense of Definition 24.5.7. The block \(\mathcal{E}_A^{0}=1\) between adjacent observables is not governed by idempotence.

Proof

The letters are the rescaled matrix units \(A^{(\alpha ,\beta )}=\sqrt{1/2}\, |\alpha \rangle \! \langle \beta |\), so a conjugated letter product collapses to a diagonal matrix unit and the transfer map sums to \(\mathcal{E}_A(X)=\frac12\operatorname{tr}(X)\, \mathbb {1}\). Idempotence follows from \(\frac12\operatorname{tr}(\mathbb {1})=1\). The one-letter observable transfer maps are \(\mathcal{E}_{Z\otimes I}(X)=\frac12\operatorname{tr}(X)\, Z\) and \(\mathcal{E}_{I\otimes Z}(X)=\frac12\operatorname{tr}(ZX)\, \mathbb {1}\). With zero middle gap the composition reduces by \(\operatorname{tr}(Z^{2})=2\) to the transfer map itself, whose operator trace is \(1\); with one idempotent block on each side the composition is the zero map, since \(\operatorname{tr}(Z)=0\).

Lemma 24.2.11 Source BNT zero correlation length implies its positive-gap form

If a BNT family has zero correlation length for all disjoint physical regions, then it has positive-gap BNT zero correlation length.

Proof

Restrict the physical distance-independence condition to configurations in which both complementary gaps are positive. The BNT relation and local orthogonality are unchanged.

Theorem 24.2.12 Direct-sum RFP implies positive-gap BNT zero correlation length

Let \((A_j)_j\) be nonzero-dimensional, irreducible, left-canonical, pairwise gauge-phase-distinct BNT components. If the direct-sum tensor \(A=\bigoplus _j A_j\) satisfies \(\mathcal{E}_A^2=\mathcal{E}_A\), then \(A\) has positive-gap physical CID and \(\mathcal{E}_{j,j'}=0\) for all \(j\ne j'\). Thus this explicit direct-sum representative has positive-gap BNT zero correlation length. This does not include the adjacent-region cases in [ CPGSV16 , Theorem 3.8 ] .

Proof

Idempotence implies positive-gap physical CID by Theorem 24.5.10. On each off-diagonal bond block, idempotence of \(\mathcal{E}_A\) gives \(\mathcal{E}_{j,j'}\circ \mathcal{E}_{j,j'}=\mathcal{E}_{j,j'}\). Distinct irreducible left-canonical blocks satisfy \(\rho (\mathcal{E}_{j,j'}){\lt}1\). Since the spectrum of an idempotent is contained in \(\{ 0,1\} \), the conditions \(\mathcal{E}_{j,j'}^2=\mathcal{E}_{j,j'}\) and \(\rho (\mathcal{E}_{j,j'}){\lt}1\) imply \(\mathcal{E}_{j,j'}=0\).

Theorem 24.2.13 Basis direct sum is in literal CPSV canonical form

Let \(P\) be an auxiliary BNT sector decomposition with distinct basis tensors \((A_j)_j\). The multiplicity-one unit-weight tensor \(A=\bigoplus _j A_j\) is in literal CPSV canonical form, with retained weights all equal to \(1\), retained blocks \((A_j)_j\), and the identity ambient coisometry. This statement does not reconstruct the raw weighted repeated-copy tensor represented by \(P\).

Proof

Every retained dimension is positive. Each \(A_j\) is irreducible and left-canonical, hence normal by Corollary 10.6.1.13. The unit-weight retained direct sum equals \(A\), so the identity coisometry gives the required exact reconstruction.

Theorem 24.2.14 Auxiliary BNT basis gives a basis for its direct sum

Let \(P\) be an auxiliary BNT sector decomposition with distinct basis tensors \((A_j)_j\), and let \(A=\bigoplus _j A_j\) be their direct sum with one unit-weight copy of each sector. Then \((A_j)_j\) is a basis of normal tensors for \(A\): every \(A_j\) is a normal tensor, at every positive system length \(N\)

\begin{align} V^{(N)}(A) & =\sum _j V^{(N)}(A_j), \notag \end{align}

and the states \(\{ |V^{(N)}(A_j)\rangle \} _j\) are linearly independent for all sufficiently large \(N\).

Proof

Every basis block is irreducible and left-canonical with normalized self-overlap converging to \(1\), hence a normal tensor by Corollary 10.6.1.13. The direct sum is the unit-weight block-diagonal tensor, so its length-\(N\) matrix-product vector splits as the sum of the block vectors by Theorem 2.5.9. Eventual linear independence is part of the auxiliary BNT sector hypotheses.

Let \(P\) be an auxiliary BNT sector decomposition with distinct basis tensors \((A_j)_j\), and let \(A=\bigoplus _j A_j\) be their direct sum with one unit-weight copy of each sector. If \(A\) is a renormalization fixed point,

\begin{align} \mathcal{E}_A^2& =\mathcal{E}_A, \notag \end{align}

then the following restricted conclusion holds: its physical correlations are independent of the separation whenever both complementary gaps are positive, and for all distinct BNT components \(j\ne j'\)

\begin{align} \mathcal{E}_{j,j'}& =0. \notag \end{align}

This is a multiplicity-one, unit-weight, positive-gap statement. It does not assert the physical zero-correlation-length conclusion of [ CPGSV16 , Theorem 3.8 ] .

Proof

By Theorem 24.2.14, the distinct basis tensors of \(P\) are a basis of normal tensors for \(A\). The basis blocks are irreducible, left-canonical, and pairwise gauge-phase distinct, so Theorem 24.2.12 applies to the direct sum.

Theorem 24.2.16 Simultaneous inverse for BNT word evaluations

Suppose the simultaneous length-\(L\) word evaluations of \((A_j)_j\) span \(\bigoplus _jM_{D_j}(\mathbb {C})\). There are coefficients \(C_{(j,a,b),w}\) such that, for every sector \(k\),

\begin{align} \sum _{|w|=L} C_{(j,a,b),w}(A_k^w)_{x,y} & =\delta _{j,k}\delta _{a,x}\delta _{b,y}. \notag \end{align}
Proof

The tuple whose \(j\)-th component is the matrix unit \(|a\rangle \! \langle b|\) and whose other components vanish belongs to the full simultaneous word span. Reading its \((k,x,y)\) entry gives the displayed identity.

Let \(A=\bigoplus _k A_k\), and suppose the simultaneous length-\(L\) word evaluations span \(\bigoplus _kM_{D_k}(\mathbb {C})\). For every sector \(j\) and matrices \(R,l\in M_{D_j}(\mathbb {C})\), there is an observable \(O\) on \(L\) sites whose inserted transfer map vanishes on every sector pair except \((j,j)\) and satisfies

\begin{align} \mathcal{E}_O(X)_{j,j} & =R\, \operatorname{tr}(lX_{j,j}). \label{eq:zcl_sector_rank_one} \end{align}

In particular, arbitrary virtual matrix-unit maps supported on one sector are realized by physical observables.

Proof

Apply Theorem 24.2.16 independently to the left and right word evaluations. The observable with coefficients

\begin{align} O_{\tau ,\sigma } & =C_{(j,a,b),\sigma }\, \overline{C_{(j,c,e),\tau }} \notag \end{align}

sends the \((b,e)\) entry of \(X_{j,j}\) to the \((a,c)\) entry and annihilates every other entry and sector pair. Summing these matrix-unit observables with coefficients \(R_{a,c}l_{e,b}\) gives (??).

Theorem 24.2.18 Multiplicity-one BNT rank-one observables at the sharp blocking length

Let \(P\) be an auxiliary BNT sector decomposition of total bond dimension \(D\), and form the direct sum \(A=\bigoplus _j A_j\) with one unit-weight copy of each BNT basis tensor. There is a positive length \(L\leq 3D^5\) such that, for every basis sector \(j\) and every \(R,l\in M_{D_j}(\mathbb {C})\), a physical observable on \(L\) sites realizes the sector-supported insertion (??). This is the multiplicity-one specialization of the block-injective physical-observable assertion used in [ CPGSV16 , proof of Theorem 3.8 ] , equations (1252) and (1256) in the local source. It does not realize the weighted copy-pair insertions for the full weighted tensor represented by \(P\).

Proof

Theorem 10.6.1.17 gives a positive \(L\leq 3D^5\) for which the simultaneous word evaluations span the product matrix algebra. Apply Theorem 24.2.17 at this length.

Let \(A=\bigoplus _k A_k\). Denote compression to the \((j,j)\) bond block by \(C_j\) and its trace-pairing adjoint by \(I_j\). Then

\begin{align} C_jI_j& =\operatorname{id}. \notag \end{align}

If \(\mathcal{E}_A\) and \(\mathcal{E}_j\) are the transfer maps of \(A\) and \(A_j\), respectively, then, for every \(n\geq 0\),

\begin{align} C_j\mathcal{E}_A^n& =\mathcal{E}_j^nC_j. \notag \end{align}

The sector-supported rank-one map \(\mathcal R_{j;R,l}(X)=I_j(R)\operatorname{tr}(lC_j(X))\) has operator trace

\begin{align} \operatorname{Tr}_{\operatorname{End}}(\mathcal R_{j;R,l})& =\operatorname{tr}(lR). \notag \end{align}

Finally, if \(\mathcal{E}_j^*(l)=\lambda l\), then

\begin{align} \operatorname{tr}\! \bigl(l\mathcal{E}_j^n(X)\bigr)& =\lambda ^n\operatorname{tr}(lX). \notag \end{align}
Proof

The inclusion is the trace-pairing adjoint of compression; expanding it in matrix units gives \(C_jI_j=\operatorname{id}\) and the rank-one trace formula. The block-diagonal form of \(A\) gives \(C_j\mathcal{E}_A=\mathcal{E}_jC_j\), and induction gives the identity for every power. Moving one factor of \(\mathcal{E}_j\) across the trace pairing and iterating proves the eigenvector formula.

Let \(P\) be an auxiliary BNT sector decomposition, let \(A=\bigoplus _k A_k\), and fix a sector \(j\). Suppose there are matrices \(r,l\in M_{D_j}(\mathbb {C})\) and a scalar \(\lambda \ne 0\) with \(|\lambda |{\lt}1\) such that

\begin{align} \bigl(\mathcal{E}_j(r),\mathcal{E}_j^*(l),\operatorname{tr}(lr)\bigr) & =\bigl(\lambda r,\lambda l,1\bigr). \notag \end{align}

Then \(A\) does not have positive-gap physical CID.

Proof

Let \(\rho _j\) be the trace-one positive fixed point of \(\mathcal{E}_j\). At the common blocking length, choose physical observables with inserted transfer maps

\begin{align} \bigl(\mathcal{E}_{O_1}(X),\mathcal{E}_{O_2}(X)\bigr) & =\bigl(\rho _j\operatorname{tr}(lX_{j,j}),r\operatorname{tr}(X_{j,j})\bigr). \notag \end{align}

The left eigenvector equation, together with \(\mathcal{E}_j(\rho _j)=\rho _j\), \(\operatorname{tr}(\rho _j)=1\), and \(\operatorname{tr}(lr)=1\), gives

\begin{align} \langle O_1 O_2\rangle _{n_1,n_2}& =\lambda ^{n_1}. \notag \end{align}

Positive-gap CID compares \((n_1,n_2)=(1,2)\) with \((2,1)\), so \(\lambda =\lambda ^2\). Since \(\lambda \ne 0\), this forces \(\lambda =1\), contrary to \(|\lambda |{\lt}1\).

Let \(P\) be an auxiliary BNT sector decomposition and \(A=\bigoplus _j A_j\). Assume that every non-idempotent block \(\mathcal{E}_j^2\ne \mathcal{E}_j\) has matrices \(r_j,l_j\) and a scalar \(\lambda _j\) satisfying the five spectral conditions in Theorem 24.2.20. Then

\begin{align} A\text{ has positive-gap BNT ZCL} & \Longleftrightarrow \mathcal{E}_A^2=\mathcal{E}_A. \notag \end{align}

The spectral-pair hypothesis is assumed explicitly.

Proof

If some \(\mathcal{E}_j\) were not idempotent, its assumed spectral pair would contradict physical CID by Theorem 24.2.20. Thus every diagonal mixed transfer map is idempotent. Local orthogonality makes every off-diagonal mixed transfer map zero, so Theorem 24.4.3 gives \(\mathcal{E}_A^2=\mathcal{E}_A\). The reverse implication is Theorem 24.2.12.

Theorem 24.2.22 Conditional positive-gap ZCL implication for commuting parent ground spaces

Let \(P\) and \(A=\bigoplus _j A_j\) satisfy the multiplicity-one unit-weight hypotheses of Theorem 24.2.21, including its normalized nonzero subleading spectral pair for every non-idempotent block. If \(A\) has positive-gap BNT zero correlation length, then for every \(N{\gt}2\) its translated two-site parent interactions satisfy all three ground-space conditions:

\begin{align} h_i h_j& =h_j h_i, \notag \\ h_iV^{(N)}(A)& =0, \notag \\ \ker H_2^{(N)}(A) & =\operatorname{span}\bigl\{ V^{(N)}(A_j):j=1,\ldots ,g\bigr\} . \notag \end{align}

This is only the conditional corrected implication from (ii) to (iii) of [ CPGSV16 , Theorem 3.10 ] , not a three-way equivalence.

Proof

Theorem 24.2.21 gives \(\mathcal{E}_A^2=\mathcal{E}_A\). The multiplicity-one fixed-point theorem 14.1.32 then gives the commuting parent interactions, zero-energy direct-sum state, and stated common kernel for every \(N{\gt}2\).

Theorem 24.2.23 Physical ZCL implies idempotence under the spectral assumption

Under the spectral-pair hypotheses of Theorem 24.2.21, physical BNT zero correlation length for \(A=\bigoplus _j A_j\) implies \(\mathcal{E}_A^2=\mathcal{E}_A\).

Proof

Source physical CID includes all positive-gap configurations. Apply the forward implication in Theorem 24.2.21.

Theorem 24.2.24 Unconditional reverse implication at the multiplicity-one representative

Let \(P\) be an auxiliary BNT sector decomposition and \(A=\bigoplus _j A_j\). If \(A\) has positive-gap BNT zero correlation length, then \(\mathcal{E}_A^2=\mathcal{E}_A\).

Remark 24.2.25 Remaining obstructions in the printed converse
#

For the multiplicity-one unit-weight representative, the sector-supported observables require no additional hypothesis. The full literal CPSV canonical-form equations (1252) and (1256) also contain all repeated-copy pairs and their raw weight powers; the theorem above does not realize those weighted insertions. Moreover, the preceding claim that \(\mathcal{E}_j^2\ne \mathcal{E}_j\) yields a nonzero eigenvalue \(\lambda \) with \(|\lambda |{\lt}1\) is not valid for a non-idempotent operator with a nilpotent Jordan part at eigenvalue zero. Hence these observable realizations do not prove the unconditional converse in Theorem 3.8. Even at multiplicity one, a proof following the source must still derive the nonzero subleading left and right eigenvectors used in the correlation calculation at lines 1260–1268.

24.3 Normal tensors and fixed-point isometries

24.3.1 Auxiliary block-family hypotheses

The next predicate is an auxiliary hypothesis on an indexed block family. It is not the literal CPSV canonical form of Definition 9.6.4 or canonical form II of Definition 9.8.3. In particular, it starts from injective left-canonical blocks, orders nonzero weights, and imposes a self-overlap limit; it does not reconstruct a tensor from normal blocks in an ambient bond space.

Definition 24.3.1.1 Auxiliary injective block-family hypotheses
#

A collection of scaling factors \((\mu _k)_{k=1}^r\) and block tensors \((A_k)_{k=1}^r\) satisfies the auxiliary block-family hypotheses if:

  1. each \(A_k\) is injective,

  2. each \(A_k\) satisfies the TP normalization \(\sum _i(A_k^i)^\dagger A_k^i=\mathbb {1}\),

  3. the moduli are non-increasing: \(|\mu _1|\ge |\mu _2|\ge \cdots \ge |\mu _r|\),

  4. all \(\mu _k\neq 0\),

  5. every block bond dimension is positive: \(D_k\ge 1\) for every \(k\),

  6. the self-overlap converges: \(O_{A_kA_k}(N)\to 1\) for each \(k\).

Only this one-sided normalization is assumed; no unital condition is assumed here. Condition (6) is a primitivity hypothesis: for a primitive channel ( [ Wol12 , Theorem 6.7(3) ] ), \(T^n(\rho )\to \rho _\infty \) for every initial state, which forces the self-overlap to converge to \(1\). See also  [ Wol12 , Theorem 6.8 ] for the completely-positive characterisation and Chapter 7 for the transfer-operator gap proof.

Theorem 24.3.1.2 Auxiliary block-family hypotheses from peripheral primitivity

Let \((\mu _k,A_k)_{k=1}^r\) be nonzero weights and injective left-canonical blocks with positive bond dimensions, non-increasing moduli \(|\mu _1|\ge \cdots \ge |\mu _r|{\gt}0\), and \(\sigma _\partial (\mathcal{E}_{A_k})=\{ 1\} \). Then \((\mu _k,A_k)_{k=1}^r\) satisfies the auxiliary hypotheses of Definition 24.3.1.1, and \(O_{A_kA_k}(N)\to 1\) for every \(k\).

Proof

The injectivity, left-canonical identity, weight ordering, and nonzero-weight clauses are exactly the hypotheses. For each block, peripheral primitivity gives the complementary spectral gap \(\rho _{\operatorname{spec}}(\mathcal{E}_{A_k}-P){\lt}1\) by Theorem 4.11.3. Theorem 7.11.2 then yields \(O_{A_kA_k}(N)\to 1\).

Theorem 24.3.1.3 RFP normal tensor is injective

If \(A\) is a normal RFP tensor, then \(A\) is injective.

Proof

The RFP condition \(\mathcal{E}_A^2=\mathcal{E}_A\) gives coefficients \(V_{i_1i_2,j}\) such that

\begin{align} A^{i_1}A^{i_2} & =\sum _j V_{i_1i_2,j}A^j. \notag \end{align}

Induction on the word length therefore gives \(A^{i_1}\cdots A^{i_n}\in \operatorname{span}\{ A^j:0\le j{\lt}d\} \) for \(n\ge 1\). By normality, the words of some positive length \(N\) span \(M_{D}(\mathbb {C})\). The preceding inclusion therefore shows that the one-site span is already \(M_{D}(\mathbb {C})\).

Theorem 24.3.1.4 Left-canonical normal RFP tensor is injective

Assume \(D {\gt} 0\). Let \(A\) be a normal renormalization fixed point such that \(\sum _i (A^i)^\dagger A^i = \mathbb {1}\). Then \(A\) is injective. This is the left-canonical injectivity step in [ CPGSV16 , Appendix B ] .

Proof

The conclusion follows immediately from Theorem 24.3.1.3. Normality already supplies a positive block-injectivity length, so this implication does not require the additional normalization.

Theorem 24.3.1.5 Unitary diagonal fixed point for a left-canonical normal RFP

Assume \(D {\gt} 0\). Let \(A\) be a normal renormalization fixed point such that \(\sum _i (A^i)^\dagger A^i = \mathbb {1}\). Then there exist a unitary \(U\) and a diagonal positive definite matrix \(\Lambda \) such that, for \(B^i := U^\dagger A^i U\), \(\sum _i (B^i)^\dagger B^i = \mathbb {1}\) and \(\mathcal{E}_B(\Lambda ) = \Lambda \). This is the diagonal fixed-point reduction in [ CPGSV16 , Appendix B ] .

Proof

By Theorem 24.3.1.4, the tensor \(A\) is injective. By Theorem 4.6.7, its transfer map \(\mathcal{E}_A\) is irreducible, and hence \(A\) is irreducible as a tensor. Applying Theorem 9.8.5 gives a unitary conjugate \(B\) for which the trace-preserving normalization remains valid and a diagonal positive definite matrix \(\Lambda \) with \(\mathcal{E}_B(\Lambda ) = \Lambda \).

Theorem 24.3.1.6 Rank-one classification for RFP transfer maps

Let \(A\) be an injective left-canonical RFP tensor with positive-definite fixed point \(\rho \) of the transfer map \(\mathcal{E}_A\). Then \(\mathcal{E}_A = P_\rho \), where \(P_\rho (X) = \frac{\operatorname{tr}(X)}{\operatorname{tr}(\rho )} \rho \) is the rank-one fixed-point projection.

Proof

The exponential convergence bound gives \(\lVert \mathcal{E}_A^n(X) - P_\rho (X)\rVert \le C(1-\delta )^n\lVert X\rVert \). Idempotence of \(\mathcal{E}_A\) implies \(\mathcal{E}_A^{n+1} = \mathcal{E}_A\) for all \(n \ge 0\), so \(\lVert \mathcal{E}_A(X) - P_\rho (X)\rVert \le C(1-\delta )^{n+1}\lVert X\rVert \) for all \(n\). Taking \(n \to \infty \) gives \(\mathcal{E}_A = P_\rho \).

Theorem 24.3.1.7 Diagonal Kraus form for a normal fixed point

A normal left-canonical renormalization fixed-point tensor \(A\) admits a decomposition \(A^i=X\Lambda U^iX^{-1}\), where \(\Lambda \) is diagonal positive, \(\sum _i (U^i)^\dagger U^i=I\), and

\begin{align} \sum _i \overline{(U^i)_{\alpha ,\beta }} (U^i)_{\alpha ',\beta '} & = D^{-1}\delta _{\alpha ,\alpha '}\delta _{\beta ,\beta '}. \notag \end{align}
Proof

After the diagonal fixed-point reduction, write the conjugated tensor as \(B\) and its positive diagonal fixed point as \(\rho \). The rank-one classification gives \(\mathcal{E}_B(Y)=P_\rho (Y)=\frac{\operatorname{tr}(Y)}{\operatorname{tr}(\rho )}\rho \). Set

\begin{align} \Lambda _\alpha & =\sqrt{\frac{D\rho _{\alpha ,\alpha }}{\operatorname{tr}(\rho )}}, \notag \\ E_{\alpha ,\beta } & =D^{-1/2}e_{\alpha ,\beta }, \notag \\ K_{\alpha ,\beta } & =\Lambda E_{\alpha ,\beta }. \notag \end{align}

Direct multiplication of matrix units yields

\begin{align} \sum _{\alpha ,\beta }K_{\alpha ,\beta }Y K_{\alpha ,\beta }^{\dagger } & =P_\rho (Y). \notag \end{align}

Kraus freedom therefore gives an isometry \(V\) such that \(B^i=\sum _{\alpha ,\beta }V_{i,(\alpha ,\beta )}K_{\alpha ,\beta }\). With \(U^i=\sum _{\alpha ,\beta }V_{i,(\alpha ,\beta )}E_{\alpha ,\beta }\), one has \(B^i=\Lambda U^i\) and

\begin{align} U^i_{\alpha ,\beta } & =D^{-1/2}V_{i,(\alpha ,\beta )}, \notag \\ \sum _i\overline{U^i_{\alpha ,\beta }}U^i_{\alpha ',\beta '} & =D^{-1}\delta _{\alpha ,\alpha '}\delta _{\beta ,\beta '}. \notag \end{align}

Conjugating back gives \(A^i=X\Lambda U^iX^{-1}\).

Theorem 24.3.1.8 Diagonal Kraus form with square-sum normalization

The decomposition in Theorem 24.3.1.7 additionally records that the diagonal weights satisfy \(\sum _\alpha \Lambda _\alpha ^2 = D\). This square-sum identity is the trace-normalization seed: the explicit weights are \(\Lambda _\alpha = \sqrt{D\, \rho _{\alpha ,\alpha }/\operatorname{tr}\rho }\), and \(\sum _\alpha \rho _{\alpha ,\alpha } = \operatorname{tr}\rho \) for the diagonal fixed point \(\rho \).

Proof

The diagonal fixed-point reduction and the rank-one classification of injective left-canonical renormalization fixed points produce the diagonal weights \(\Lambda _\alpha = \sqrt{D\, \rho _{\alpha ,\alpha }/\operatorname{tr}\rho }\), so \(\Lambda _\alpha ^2 = D\, \rho _{\alpha ,\alpha }/\operatorname{tr}\rho \). Summing over \(\alpha \) and using \(\sum _\alpha \rho _{\alpha ,\alpha } = \operatorname{tr}\rho \) gives \(\sum _\alpha \Lambda _\alpha ^2 = D\).

Theorem 24.3.1.9 Unit pair-index form for a normal fixed point

A normal left-canonical renormalization fixed-point tensor \(A\) admits a decomposition \(A^i=X\Lambda U^iX^{-1}\), where \(\Lambda \) is diagonal positive and

\begin{align} \sum _i \overline{(U^i)_{\alpha ,\beta }} (U^i)_{\alpha ',\beta '} & = \delta _{\alpha ,\alpha '}\delta _{\beta ,\beta '}. \notag \end{align}

This is the unit pair-index convention of [ CPGSV16 , Section 3 ] . The statement still does not impose the trace-normalization \(\operatorname{tr}(\Lambda )=1\).

Proof

Apply Theorem 24.3.1.13, which gives \(A^i = X\sqrt{\Lambda }\, U^i X^{-1}\) with \(U\) already a unit pair-index isometry. Set \(\widetilde\Lambda _\alpha = \sqrt{\Lambda _\alpha }\), so that \(A^i = X\widetilde\Lambda \, U^i X^{-1}\) with \(\widetilde\Lambda \) diagonal positive; the decomposition and the pair-index condition are immediate.

Theorem 24.3.1.10 Per-block diagonal Kraus form

When each block \(A_k\) of a multi-block tensor is a normal, left-canonical renormalization fixed point, that block admits the isometry decomposition \(A_k^i = X_k \Lambda _k U_k^i X_k^{-1}\), with \(X_k\) invertible, \(\Lambda _k\) diagonal positive, and \(U_k = (U_k^i)\) satisfies \(\sum _i (U_k^i)^\dagger U_k^i = I\) and the pair-index orthonormality condition

\begin{align} \sum _i \overline{(U_k^i)_{\alpha ,\beta }} (U_k^i)_{\alpha ',\beta '} & = D_k^{-1}\delta _{\alpha ,\alpha '}\delta _{\beta ,\beta '}. \notag \end{align}

This is the blockwise form of the diagonal Kraus decomposition (Theorem 24.3.1.7); see [ CPGSV16 , Section 3 ] . The source additionally imposes the normalization \(\operatorname{tr}(\Lambda _k) = 1\); the statement here gives positive \(\Lambda _k\) without it. That normalization is genuine rather than a conjugation gauge, since rescaling \(\Lambda _k \mapsto \Lambda _k/\operatorname{tr}(\Lambda _k)\) factors out as an overall scalar on \(A_k^i\) (conjugation by \(X_k\) preserves the scale); the statement is thus the unnormalized diagonal Kraus form. Scope restriction (source isometry). Corollary 3.12 also invokes the joint isometry condition

\begin{align} \sum _i (U_k^i)_{\alpha ,\beta } \overline{(U_\ell ^i)_{\alpha ',\beta '}} & = \delta _{k,\ell }\delta _{\alpha ,\alpha '}\delta _{\beta ,\beta '}. \notag \end{align}

The theorem above records the contracted per-block condition \(\sum _i (U_k^i)^\dagger U_k^i=I\) and the diagonal pair-index equation with right-hand side \(D_k^{-1}\delta _{\alpha ,\alpha '}\delta _{\beta ,\beta '}\). It does not impose the trace-normalization \(\operatorname{tr}(\Lambda _k)=1\), and it does not include the cross-block equations for \(k\ne \ell \).

Proof

Apply Theorem 24.3.1.7 to each block.

Theorem 24.3.1.11 Per-block unit pair-index decomposition

Under the hypotheses of Theorem 24.3.1.10, each block admits a decomposition \(A_k^i = X_k \Lambda _k U_k^i X_k^{-1}\) with \(\Lambda _k\) diagonal positive and

\begin{align} \sum _i \overline{(U_k^i)_{\alpha ,\beta }} (U_k^i)_{\alpha ',\beta '} & = \delta _{\alpha ,\alpha '}\delta _{\beta ,\beta '}. \notag \end{align}

This is a blockwise unit pair-index decomposition. It still does not impose the source trace-normalization of \(\Lambda _k\) or the cross-block orthogonality equations for distinct blocks.

Proof

Apply Theorem 24.3.1.9 to each block.

Definition 24.3.1.12 Square-root fixed-point form
#

Let \(\lambda _\alpha {\gt}0\) satisfy \(\sum _\alpha \lambda _\alpha =1\), and set \(\rho =\operatorname{diag}(\lambda _\alpha )\). A normal tensor \(A\) has the square-root fixed-point form when there are an invertible matrix \(X\) and a tensor \(U\) satisfying the unit pair-index isometry

\begin{align} \sum _i \overline{(U^i)_{\alpha ,\beta }}\, (U^i)_{\alpha ',\beta '} & = \delta _{\alpha ,\alpha '}\delta _{\beta ,\beta '}. \notag \end{align}

such that

\begin{align} A^i& =X\sqrt{\rho }\, U^iX^{-1}. \notag \end{align}

Local fix (square-root diagonal). The display at line 1278 uses the bare diagonal \(\Lambda \), while lines 1281–1283 impose a unit pair-index isometry and line 1300 constructs the reference tensor with coefficients \(\sqrt{\Lambda _\alpha }\). These equations force the repaired form \(A^i=X\sqrt{\rho }\, U^iX^{-1}\) used in this definition. The correction is documented in docs/paper-gaps/cpsv16_rfp_isometry_scope.tex.

Explicitly, the reference tensor is

\begin{align} \widehat A^{(\alpha ',\beta ')}_{\alpha ,\beta } & = \delta _{\alpha ,\alpha '}\delta _{\beta ,\beta '} \sqrt{\lambda _\alpha }. \notag \end{align}

Thus \(\rho =\operatorname{diag}(\lambda _\alpha )\) is the trace-one diagonal fixed point. This records the \(j=j'\) part of the joint isometry condition [ CPGSV16 , Appendix B, lines 1278, 1281–1283, 1300 ] .

Theorem 24.3.1.13 Trace-normalized square-root form for a normal fixed point

A normal left-canonical renormalization fixed-point tensor has the square-root fixed-point form. With \(\lambda _\alpha =\rho _{\alpha ,\alpha }/\operatorname{tr}\rho \) and \(\rho _0=\operatorname{diag}(\lambda _\alpha )\), it admits \(A^i=X\sqrt{\rho _0}\, U^iX^{-1}\), where \(\rho _0\) is positive and trace-normalized and \(U\) is a unit pair-index isometry. Trace normalization is the identity \(\sum _\alpha \rho _{\alpha ,\alpha }=\operatorname{tr}\rho \). This is the normal-tensor statement corresponding to lines 1278 and 1281–1283, with the square-root correction dictated by the reference tensor at line 1300 [ CPGSV16 , Appendix B ] .

Proof

The structural form with the square-sum identity (Theorem 24.3.1.8) supplies a positive diagonal weight \(\widetilde\Lambda \) with \(\sum _\alpha \widetilde\Lambda _\alpha ^2 = D\). Rescaling to the unit pair-index convention by \(U^i\mapsto \sqrt D\, U^i\), set

\begin{align} \rho _0 & =\operatorname{diag}\left(\left(\frac{\widetilde\Lambda _\alpha }{\sqrt D}\right)^2\right). \notag \end{align}

Then \(\operatorname{tr}(\rho _0) = D^{-1}\sum _\alpha \widetilde\Lambda _\alpha ^2 = D^{-1}\cdot D = 1\), while \(\sqrt{(\rho _0)_{\alpha ,\alpha }} =\widetilde\Lambda _\alpha /\sqrt D\) recovers the decomposition \(A^i = X\sqrt{\rho _0}\, U^i X^{-1}\).

\(A=X\sqrt\rho \, U\, X^{-1}\)
\begin{tenkz}[physical=up]
            \tn[up=$i$]{A}
        \end{tenkz} \( = \) \begin{tenkz}[physical=up]
            \tnX{X} & \tnX{\sqrt\rho} & \tn[up=$i$]{U} & \tnX{X^{-1}}
        \end{tenkz}
Figure 24.2 The square-root form of a normal renormalization fixed point: \(\rho =\operatorname{diag}(\lambda _\alpha )\) and \(A^i=X\sqrt\rho \, U^iX^{-1}\). The pair-index isometry is the one in lines 1281–1283, and the square root follows from the reference tensor at line 1300 [ CPGSV16 , Appendix B ] .
Lemma 24.3.1.14 Reference-tensor transfer identity for a unit pair-index isometry
#

Let \(U\) be a family of bond matrices satisfying the unit pair-index isometry condition

\begin{align} \sum _i \overline{(U^i)_{\alpha ,\beta }}\, (U^i)_{\alpha ',\beta '} & = \delta _{\alpha ,\alpha '}\delta _{\beta ,\beta '}. \notag \end{align}

Then for every bond matrix \(Z\),

\begin{align} \sum _i U^i\, Z\, (U^i)^\dagger & = \operatorname{tr}(Z)\, I. \notag \end{align}
Proof

Reading off the \((x,y)\) entry, the pair-index condition gives \(\sum _i (U^i)_{x,\alpha } \overline{(U^i)_{y,\beta }} = \delta _{x,y} \delta _{\alpha ,\beta }\), so the entry collapses to \(\delta _{x,y}\sum _\alpha Z_{\alpha ,\alpha } = \delta _{x,y} \operatorname{tr}(Z)\), which is the \((x,y)\) entry of \(\operatorname{tr}(Z)\, I\).

Theorem 24.3.1.15 The square-root form implies the fixed-point property

A tensor in the square-root fixed-point form is a renormalization fixed point. This is the backward direction of the structural characterization of pure-state renormalization fixed points in [ CPGSV16 , Section 3 ] , which the source states as immediate.

Proof

Write \(A^i = X\sqrt\rho \, U^i X^{-1}\). Substituting into the transfer map and pulling the index-independent factors \(X\sqrt\rho \) and \(\sqrt\rho \, X^\dagger \) outside the sum, the unit pair-index isometry identity (Lemma 24.3.1.14) gives the rank-one form

\begin{align} \mathcal{E}_A(Y) & = \operatorname{tr}\! (X^{-1} Y (X^{-1})^\dagger )\, R, \notag \\ R & = X\, \rho \, X^\dagger . \notag \end{align}

Idempotence then reduces to \(\operatorname{tr}\! (X^{-1} R (X^{-1})^\dagger ) = \operatorname{tr}(\rho ) = 1\), the trace normalization, so \(\mathcal{E}_A \circ \mathcal{E}_A = \mathcal{E}_A\).

Theorem 24.3.1.16 Per-block trace-normalized square-root form

Each block of a multi-block tensor whose blocks are normal, left-canonical renormalization fixed points has the square-root fixed-point form, with a trace-normalized diagonal weight and a unit pair-index isometry. This is the single-block trace-normalized form applied to each block; it omits the cross-block orthogonality between distinct normal-tensor blocks.

Proof

Apply Theorem 24.3.1.13 to each block.

Across all blocks, the repaired trace-normalized decomposition has the following representation.

\begin{tenkz}[physical=up, tensor style=box]
            \tn{A}
        \end{tenkz} \( = \) \begin{tenkzfree}[tensor style=box]
            \tnput[boundary, ports={east:virtual}]
            {rfpWest}{(-8mm,0)}{}
            \tnput[box, ports={west:virtual,east:virtual,south:virtual}]
            {rfpX}{(0,0)}{X}
            \tnput[box, ports={west:virtual,east:virtual,south:virtual}]
            {rfpLambda}{(14mm,0)}{\sqrt\rho}
            \tnput[box,
                ports={south west:virtual,south:virtual,
                        south east:virtual,north:physical}]
            {rfpU}{(31mm,11mm)}{\quad U\quad}
            \tnput[dot, ports={north:virtual,south:virtual,east:virtual}]
            {rfpMain}{(31mm,0)}{}
            \tnput[box, ports={west:virtual,east:virtual,south:virtual}]
            {rfpM}{(40mm,0)}{M}
            \tnput[box,
                ports={west:virtual,east:virtual,north west:virtual,
                        south:virtual}]
            {rfpXinv}{(54mm,0)}{X^{-1}}
            \tnput[boundary, ports={west:virtual}]
            {rfpEast}{(63mm,0)}{}
            \tnput[boundary, ports={south:physical}]
            {rfpPhysical}{(31mm,20mm)}{}

            \tnput[boundary, label pos=west, ports={east:virtual}]
            {rfpJwest}{(-8mm,-9mm)}{j}
            \tnput[dot, ports={west:virtual,east:virtual,
                        north:virtual,south:virtual}]
            {rfpXj}{(0,-9mm)}{}
            \tnput[dot, ports={west:virtual,east:virtual,north:virtual}]
            {rfpLambdaj}{(14mm,-9mm)}{}
            \tnput[dot, ports={west:virtual,east:virtual,north:virtual}]
            {rfpUj}{(31mm,-9mm)}{}
            \tnput[dot, ports={west:virtual,east:virtual,
                        north:virtual,south:virtual}]
            {rfpXinvj}{(54mm,-9mm)}{}
            \tnput[boundary, ports={west:virtual}]
            {rfpJeast}{(63mm,-9mm)}{}

            \tnput[boundary, label pos=west, ports={east:virtual}]
            {rfpQwest}{(-8mm,-16mm)}{q}
            \tnput[dot, ports={west:virtual,east:virtual,north:virtual}]
            {rfpXq}{(0,-16mm)}{}
            \tnput[dot, ports={west:virtual,east:virtual,north:virtual}]
            {rfpMq}{(40mm,-16mm)}{}
            \tnput[dot, ports={west:virtual,east:virtual,north:virtual}]
            {rfpXinvq}{(54mm,-16mm)}{}
            \tnput[boundary, ports={west:virtual}]
            {rfpQeast}{(63mm,-16mm)}{}

            \tnjoin{rfpWest.east}{rfpX.west}
            \tnjoin{rfpX.east}{rfpLambda.west}
            \tnjoin[route=hv]{rfpLambda.east}{rfpU.south west}
            \tnjoin[route=vh]{rfpU.south east}{rfpXinv.north west}
            \tnjoin{rfpU.south}{rfpMain.north}
            \tnjoin{rfpMain.east}{rfpM.west}
            \tnjoin{rfpM.east}{rfpXinv.west}
            \tnjoin{rfpXinv.east}{rfpEast.west}
            \tnjoin{rfpPhysical.south}{rfpU.north}

            \tnjoin{rfpX.south}{rfpXj.north}
            \tnjoin{rfpXj.south}{rfpXq.north}
            \tnjoin{rfpLambda.south}{rfpLambdaj.north}
            \tnjoin{rfpMain.south}{rfpUj.north}
            \tnjoin{rfpM.south}{rfpMq.north}
            \tnjoin{rfpXinv.south}{rfpXinvj.north}
            \tnjoin{rfpXinvj.south}{rfpXinvq.north}

            \tnjoin{rfpJwest.east}{rfpXj.west}
            \tnjoin{rfpXj.east}{rfpLambdaj.west}
            \tnjoin{rfpLambdaj.east}{rfpUj.west}
            \tnjoin{rfpUj.east}{rfpXinvj.west}
            \tnjoin{rfpXinvj.east}{rfpJeast.west}
            \tnjoin{rfpQwest.east}{rfpXq.west}
            \tnjoin{rfpXq.east}{rfpMq.west}
            \tnjoin{rfpMq.east}{rfpXinvq.west}
            \tnjoin{rfpXinvq.east}{rfpQeast.west}
        \end{tenkzfree}
Figure 24.3 Block and multiplicity indices in the fixed-point decomposition. The independent rails \(j\) and \(q\) pass through the coefficient network without being fused: \(X\) and \(X^{-1}\) depend on both, \(\sqrt\rho \) and \(U\) carry the block label \(j\), and \(M\) carries the multiplicity label \(q\). The upper leg of \(U\) is the physical index, as in the source figure [ CPGSV16 , Section 3.4, lines 543–563 ] .

Here \(j\) labels the normal-tensor block and \(q\) its repeated representation; the isometries in [ CPGSV16 , Section 3.4, lines 543–561 ] also satisfy cross-block physical orthogonality. Those additional equations are not part of the per-block theorem above.

24.4 Direct sums and the joint isometry condition

Lemma 24.4.1 Block decomposition of the direct-sum transfer map

Let \((B_k)_k\) be a family of tensors and let \(\bigoplus _k B_k\) be their direct sum on the total bond space. For every bond matrix \(X\) and every pair of blocks, the \((j,j')\) bond block of the transfer sum

\begin{align} \sum _i \left(\bigoplus _k B_k^i\right)X \left(\bigoplus _k B_k^i\right)^\dagger \notag \end{align}

equals \(\mathcal{E}_{j,j'}\) applied to the \((j,j')\) bond block of \(X\).

Proof

A block-diagonal factor connects only matching blocks, so the \((j,j')\) block of the product is

\begin{align} \left(\sum _i \left(\bigoplus _k B_k^i\right)X \left(\bigoplus _k B_k^i\right)^\dagger \right)_{j,j'} & = \sum _i B_j^i X_{j,j'}(B_{j'}^i)^\dagger = \mathcal{E}_{j,j'}(X_{j,j'}). \notag \end{align}
Lemma 24.4.2 Pairwise idempotence of the block transfer sum

Let \((B_k)_k\) be a family of tensors. If every mixed transfer operator \(\mathcal{E}_{j,j'}\) is idempotent, then the block transfer sum \(\mathcal S_B\) is idempotent: \(\mathcal S_B(\mathcal S_B(X))=\mathcal S_B(X)\).

Proof

By Lemma 24.4.1, the \((j,j')\) block satisfies

\begin{align} (\mathcal S_B^2(X))_{j,j'} & = \mathcal{E}_{j,j'}^2(X_{j,j'}) = \mathcal{E}_{j,j'}(X_{j,j'}) = (\mathcal S_B(X))_{j,j'}. \notag \end{align}

Equality on every block gives the asserted equality on the total bond space.

Theorem 24.4.3 Pairwise mixed-transfer criterion for a direct sum

Suppose every bond dimension is positive. The transfer map of \(\bigoplus _k B_k\) is idempotent if and only if, for every pair \(j,j'\), the mixed transfer operator is idempotent:

\begin{align} \mathcal{E}_{\oplus _k B_k}^2=\mathcal{E}_{\oplus _k B_k} \quad \Longleftrightarrow \quad \mathcal{E}_{j,j'}^2=\mathcal{E}_{j,j'}. \notag \end{align}
Proof

By Lemma 24.4.1, the \((j,j')\) block of the direct-sum transfer map depends only on the \((j,j')\) block of its argument and is obtained by applying \(\mathcal{E}_{j,j'}\). Thus pairwise idempotence gives

\begin{align} (\mathcal{E}_{\oplus _k B_k}^2(X))_{j,j'} & = \mathcal{E}_{j,j'}^2(X_{j,j'}) = \mathcal{E}_{j,j'}(X_{j,j'}) = (\mathcal{E}_{\oplus _k B_k}(X))_{j,j'} \notag \end{align}

for every pair of blocks, and hence gives idempotence on the total bond space, as in Lemma 24.4.2. Conversely, every matrix \(M\) of the appropriate rectangular size occurs as the \((j,j')\) block of some \(Y\) on the total bond space. Applying Lemma 24.4.1 and whole-tensor idempotence gives

\begin{align} \mathcal{E}_{j,j'}^2(M) & = (\mathcal{E}_{\oplus _k B_k}^2(Y))_{j,j'} = (\mathcal{E}_{\oplus _k B_k}(Y))_{j,j'} = \mathcal{E}_{j,j'}(M). \notag \end{align}
Lemma 24.4.4 Scaling of a rectangular mixed transfer operator
#

For complex scalars \(c,e\) and tensors \(A,B\) of possibly different bond dimensions, \(\mathcal{E}_{cA,eB}=c\overline e\, \mathcal{E}_{A,B}\).

Proof

Conjugate transposition changes the second scalar to its complex conjugate: \(\sum _i(cA^i)X(eB^i)^\dagger =c\overline e\sum _iA^iX(B^i)^\dagger \).

Theorem 24.4.5 Phase coherence for literal repeated blocks

Let \(A\) have positive bond dimension and a nonzero idempotent transfer map. Let \(\mu _q\) have unit modulus. If the literal bond direct sum \(\bigoplus _q \mu _qA\) has an idempotent transfer map, then \(\mu _q=\mu _{q'}\) for every pair \(q,q'\).

Proof

The pairwise criterion (Theorem 24.4.3) gives that \(\mathcal{E}_{\mu _qA,\mu _{q'}A}\) is idempotent. Lemma 24.4.4 and \(\mathcal{E}_{A,A}=\mathcal{E}_A\) give \(\mathcal{E}_{\mu _qA,\mu _{q'}A} =\mu _q\overline{\mu _{q'}}\mathcal{E}_{A,A} =\mu _q\overline{\mu _{q'}}\mathcal{E}_A\). Hence \((\mu _q\overline{\mu _{q'}})\mathcal{E}_A\) is idempotent. Since \(\mathcal{E}_A\) is nonzero and \(|\mu _q\overline{\mu _{q'}}|=|\mu _q||\mu _{q'}|=1\),

\begin{align} (\mu _q\overline{\mu _{q'}})^2\mathcal{E}_A =\mu _q\overline{\mu _{q'}}\mathcal{E}_A & \quad \Longrightarrow \quad \mu _q\overline{\mu _{q'}} (\mu _q\overline{\mu _{q'}}-1)=0 \quad \Longrightarrow \quad \mu _q\overline{\mu _{q'}}=1. \notag \end{align}

Since \(|\mu _{q'}|=1\) gives \(\overline{\mu _{q'}}\mu _{q'}=1\), one has \(\mu _q =\mu _q(\overline{\mu _{q'}}\mu _{q'}) =(\mu _q\overline{\mu _{q'}})\mu _{q'} =\mu _{q'}\).

Theorem 24.4.6 Cross-block transfer vanishing for a direct-sum fixed point

Let \((A_j)_j\) be a family of distinct irreducible left-canonical blocks, no two of which are gauge-phase equivalent, and suppose the direct sum \(\bigoplus _j A_j\) is a renormalization fixed point. Then for every pair of distinct components the mixed transfer operator vanishes, \(\mathcal{E}_{j,j'}=\sum _iA_j^i\otimes \overline{A_{j'}^i}=0\). This is the cross-block (\(\delta _{j,j'}\)) content of the isometry condition of [ CPGSV16 , Theorem 3.11 and Corollary 3.12 ] at the level of the normal-tensor blocks; converting it to the isometries \(U_j\) is a further step left open.

Proof

By Lemma 24.4.1 the \((j,j')\) bond block of the direct-sum transfer map acts as \(\mathcal{E}_{j,j'}\). Whole-tensor idempotence \(\mathcal{E}^2=\mathcal{E}\) therefore restricts to each block as \(\mathcal{E}_{j,j'}^2=\mathcal{E}_{j,j'}\). For distinct irreducible left-canonical blocks, Theorem 7.7.2 gives \(\rho _{\operatorname{spec}}(\mathcal{E}_{j,j'}){\lt}1\) when the bond dimensions agree, because the blocks are not gauge-phase equivalent; Theorem 7.7.4 gives the same inequality when the bond dimensions differ. Consequently, Lemma 7.6.1 gives

\begin{align} \mathcal{E}_{j,j'}^2=\mathcal{E}_{j,j'},\qquad \rho _{\operatorname{spec}}(\mathcal{E}_{j,j'}){\lt}1 \quad \Longrightarrow \quad \mathcal{E}_{j,j'}=0. \notag \end{align}
Definition 24.4.7 Joint isometry condition
#

A family \((U_j)_j\) satisfies the joint isometry condition when

\begin{align} \sum _i(U_j^i)_{\alpha ,\beta } \overline{(U_{j'}^i)_{\alpha ',\beta '}} & =\delta _{j,j'}\delta _{\alpha ,\alpha '}\delta _{\beta ,\beta '}. \notag \end{align}

Each block satisfies the within-block pair-index orthonormality, and the cross-block sums between distinct blocks vanish. This is the isometry condition of [ CPGSV16 , Theorem 3.11 ] , split into its \(j=j'\) and \(j\ne j'\) cases.

Theorem 24.4.8 One-letter Gram matrix under the joint isometry condition

Let \(\mathcal V=\bigsqcup _j\{ j\} \times [D_j]\times [D_j]\) be the disjoint union of the within-sector virtual pairs. For \(x=(j,\alpha ,\beta )\) in \(\mathcal V\), set \(u_x(i)=(U_j^i)_{\alpha ,\beta }\). Then \(\sum _i u_x(i)\overline{u_y(i)}=\delta _{x,y}\).

Proof

If \(x\) and \(y\) belong to the same sector, the assertion is the within-sector part of the joint isometry condition. If they belong to distinct sectors, it is the cross-sector vanishing condition.

Lemma 24.4.9 Covariance of the mixed transfer operator

For decompositions \(A^i=X_AD_AU^iX_A^{-1}\) and \(B^i=X_BD_BV^iX_B^{-1}\), the mixed transfer operator of \(A,B\) is the mixed transfer operator of the tensors \(U,V\) conjugated by the outer factors:

\begin{align} \mathcal{E}_{A,B}(Y) & =X_AD_A\, \mathcal{E}_{U,V}\! \left(X_A^{-1}Y(X_B^{-1})^\dagger \right)(X_BD_B)^\dagger . \notag \end{align}
Proof

Substitute the two decompositions into \(\mathcal{E}_{A,B}(Y)=\sum _iA^iY(B^i)^\dagger \) and collect the outer factors, which are independent of the summation index, outside the sum.

Lemma 24.4.10 Vanishing after removing the diagonal factors

With decompositions \(A^i=X_AD_AU^iX_A^{-1}\) and \(B^i=X_BD_BV^iX_B^{-1}\) whose factors \(X_A,D_A,X_B,D_B\) are invertible, if \(\mathcal{E}_{A,B}=0\) then \(\mathcal{E}_{U,V}=0\).

Proof

The covariance identity Lemma 24.4.9 expresses \(\mathcal{E}_{A,B}\) as \(\mathcal{E}_{U,V}\) conjugated by the invertible outer factors \(X_AD_A\) and \((X_BD_B)^\dagger \), so \(\mathcal{E}_{A,B}=0\) forces \(\mathcal{E}_{U,V}=0\).

Lemma 24.4.11 Entrywise cross-block isometry sum

If \(\mathcal{E}_{U,V}=0\), then, for all virtual indices,

\begin{align} \sum _i(U^i)_{\alpha ,\beta } \overline{(V^i)_{\alpha ',\beta '}} & =0. \notag \end{align}
Proof

Apply \(\mathcal{E}_{U,V}=0\) to the matrix unit supported at \((\beta ,\beta ')\) and read the \((\alpha ,\alpha ')\) entry.

Lemma 24.4.12 Each block of a direct-sum fixed point is a fixed point

If the direct sum \(\bigoplus _k B_k\) is a renormalization fixed point, with \(\dim _k\ge 1\) for all \(k\), then each block \(B_j\) is a renormalization fixed point.

Proof

The diagonal mixed transfer operator \(\mathcal{E}_{j,j}\) is the transfer map of \(B_j\), and whole-tensor idempotence makes it idempotent, which is exactly the renormalization fixed-point condition for \(B_j\).

Let \((A_j)_j\) be a family of normal, irreducible, left-canonical blocks, no two of which are gauge-phase equivalent, with \(\dim _j\ge 1\) for all \(j\), and suppose the direct sum \(\bigoplus _j A_j\) is a renormalization fixed point. Then there are invertible matrices \(X_j\), trace-one positive diagonal matrices \(\rho _j=\operatorname{diag}(\lambda _{j,\alpha })\), and tensors \(U_j\) with

\begin{align} A_j^i& =X_j\sqrt{\rho _j}\, U_j^iX_j^{-1}, \notag \end{align}

such that \((U_j)_j\) satisfies the joint isometry condition. These are the isometry equations of [ CPGSV16 , Corollary 3.12 ] for the direct sum of distinct normal-tensor blocks.

Proof

Whole-tensor idempotence makes the diagonal mixed transfer operator of each block its own transfer map, hence each block is a renormalization fixed point; the square-root fixed-point form (Theorem 24.3.1.13) supplies the decomposition \(A_j^i=X_j\sqrt{\rho _j}U_j^iX_j^{-1}\) with the within-block orthonormality, which is the \(j=j'\) case. For \(j\ne j'\), Theorem 24.4.6 gives \(\mathcal{E}_{A_j,A_{j'}}=0\); by the covariance Lemma 24.4.9 and invertibility of the outer factors \(\mathcal{E}_{U_j,U_{j'}}=0\), and reading the entry of this operator at a matrix unit yields the cross-block sum \(\sum _i(U_j^i)_{\alpha ,\beta } \overline{(U_{j'}^i)_{\alpha ',\beta '}}=0\).

Let \((B_k)_k\) be a family of tensors, each in the square-root fixed-point form, whose cross-block mixed transfer operators vanish, \(\mathcal{E}_{j,j'}=0\) for \(j\ne j'\). Then the direct sum \(\bigoplus _k B_k\) is a renormalization fixed point. This is the backward direction of the structural characterization of pure-state renormalization fixed points [ CPGSV16 , Section 3 ] , in the distinct-blocks case where each normal tensor appears once; the cross-block vanishing is the \(j\ne j'\) part of the isometry condition of that characterization, so it is part of the source joint isometry condition.

Proof

The direct-sum transfer map decouples block by block: by Lemma 24.4.1 its \((j,j')\) bond block acts as \(\mathcal{E}_{j,j'}\) on the \((j,j')\) bond block of the argument. Each diagonal block \(\mathcal{E}_{j,j}\) is the transfer map of \(B_j\), which is idempotent because \(B_j\) is a renormalization fixed point (Theorem 24.3.1.15); each off-diagonal block \(\mathcal{E}_{j,j'}\) with \(j\ne j'\) vanishes by hypothesis. Therefore, for every bond block,

\begin{align} [\mathcal{E}_{\bigoplus B}^2(Y)]_{j,j'} & =\mathcal{E}_{j,j'}\! (\mathcal{E}_{j,j'}(Y_{j,j'})) =\mathcal{E}_{j,j'}(Y_{j,j'}) =[\mathcal{E}_{\bigoplus B}(Y)]_{j,j'}, \notag \end{align}

so \(\mathcal{E}_{\bigoplus B}^2=\mathcal{E}_{\bigoplus B}\) and the direct sum is a renormalization fixed point.

Let \((B_k)_k\) be a family of normal, irreducible, left-canonical blocks with \(\dim _k\ge 1\) for all \(k\), no two of which are gauge-phase equivalent. Then the direct sum \(\bigoplus _k B_k\) is a renormalization fixed point if and only if each block is in the square-root fixed-point form and the mixed transfer operators between distinct blocks vanish:

\begin{align} \left(\bigoplus _k B_k\text{ is a RFP}\right) & \iff \left(\forall k,\ B_k\text{ in square-root form}\right) \wedge \left(\forall j\ne j’,\ \mathcal{E}_{j,j'}=0\right). \notag \end{align}

This is the distinct-blocks (multiplicity-one, phase-one) case of the structural characterization of pure-state renormalization fixed points [ CPGSV16 , Theorem 3.11 ] , combining its forward and backward directions.

Proof

For the forward direction, whole-tensor idempotence makes each diagonal mixed transfer operator the transfer map of its block (Lemma 24.4.12), so each block is a renormalization fixed point and hence in the square-root fixed-point form (Theorem 24.3.1.13), while the off-diagonal operators vanish, \(\mathcal{E}_{j,j'}=0\) for \(j\ne j'\), by Theorem 24.4.6. Conversely, a direct sum of square-root fixed-point blocks whose cross-block operators vanish is a renormalization fixed point (Theorem 24.4.14).

Let \(P\) satisfy the auxiliary BNT sector hypotheses, with distinct basis tensors \((B_j)_j\). Then the direct sum containing one copy of each basis tensor is a renormalization fixed point if and only if every \(B_j\) has the square-root fixed-point form and \(\mathcal{E}_{j,j'}=0\) for \(j\ne j'\). This is the multiplicity-one, phase-one specialization of [ CPGSV16 , Theorem 3.11 and Corollary 3.12 ] . It concerns the direct sum of the basis representatives, not the repeated-copy tensor carrying the weights \(\mu _{j,q}\).

If the basis direct sum is a renormalization fixed point, there are also invertible matrices \(X_j\), trace-one positive diagonal matrices \(\rho _j=\operatorname{diag}(\lambda _{j,\alpha })\), and tensors \(U_j\) such that \(B_j^i=X_j\sqrt{\rho _j}\, U_j^iX_j^{-1}\), and the family \((U_j)_j\) satisfies the joint isometry condition, including the cross-block equations for \(j\ne j'\).

Proof

Positive basis dimensions supply the nonzero bond spaces. For each basis tensor, irreducibility and left-canonical normalization are part of the auxiliary BNT sector hypotheses. If \(m_j{\gt}0\) is the peripheral period of \(B_j\), the normalized self-overlap hypothesis and the periodic self-overlap formula used in Theorem 23.4.20 give, along the same subsequence,

\begin{align} \lim _{k\to \infty }O_{B_jB_j}(m_jk)& =1, \notag \\ \lim _{k\to \infty }O_{B_jB_j}(m_jk)& =m_j. \notag \end{align}

Hence \(m_j=1\). The transfer map is primitive by Theorem 4.11.1, and normality follows from Theorem 9.11.1.1. Gauge-phase distinctness is also part of the auxiliary BNT sector hypotheses. The equivalence now follows from Theorem 24.4.15; the same derived hypotheses in Theorem 24.4.13 gives the joint isometry condition.

Theorem 24.4.17 Square-root characterization of fixed points

CPSV asserts that a tensor \(A\) in canonical form is a renormalization fixed point if and only if it can be written as

\begin{align} A^i & =\bigoplus _{j=1}^g\bigoplus _{q=1}^{r_j} \mu _{j,q}X_{j,q}\sqrt{\rho _j}\, U_j^iX_{j,q}^{-1}, \notag \end{align}

where \(|\mu _{j,q}|=1\), each \(\rho _j\) is positive diagonal with \(\operatorname{tr}(\rho _j)=1\), and

\begin{align} \sum _i(U_j^i)_{\alpha ,\beta } \overline{(U_{j'}^i)_{\alpha ',\beta '}} & =\delta _{j,j'}\delta _{\alpha ,\alpha '}\delta _{\beta ,\beta '}. \notag \end{align}

The source specifies that \(\bigoplus _{j,q}\) is a simultaneous direct sum in the physical and virtual spaces, not an ordinary virtual block diagonal at each fixed physical letter \(i\) [ CPGSV16 , Theorem 3.11, lines 561–562 ] . It does not provide a coordinate map for the physical routing of \(q\), a corresponding dimension hypothesis, or a \(q\)-indexed isometry equation. Consequently the display does not yet determine a source-faithful coordinate-level predicate. Under the naive fixed-\(i\) virtual-block interpretation, the claimed converse is false by Theorem 24.4.19. The routed characterization therefore remains not ready pending a source clarification or erratum.

Local fix (square-root diagonal). CPSV prints a bare \(\Lambda _j\) in Theorem 3.11, whereas the reference tensor at line 1300 has coefficients \(\sqrt{(\rho _j)_{\alpha ,\alpha }}\), which forces the factor \(\sqrt{\rho _j}\) used above. This repair is documented in docs/paper-gaps/cpsv16_rfp_isometry_scope.tex.

Let \(A\) be a CPSV canonical-form renormalization fixed point, and let \((A_j)_j\) be a basis of normal tensors for \(A\). CPSV asserts that there are invertible matrices \(X_j\), positive diagonal matrices \(\rho _j\) with \(\operatorname{tr}(\rho _j)=1\), and tensors \(U_j\) such that

\begin{align} A_j^i & =X_j\sqrt{\rho _j}\, U_j^iX_j^{-1}, \notag \\ \sum _i(U_j^i)_{\alpha ,\beta } \overline{(U_{j'}^i)_{\alpha ',\beta '}} & =\delta _{j,j'}\delta _{\alpha ,\alpha '}\delta _{\beta ,\beta '}. \notag \end{align}

Thus the BNT-basis tensors share the physical index \(i\), and the family \((U_j)_j\) satisfies the source joint-isometry condition. This is the square-root-consistent form of [ CPGSV16 , Corollary 3.12 ] .

Local fix (square-root diagonal). CPSV prints a bare \(\Lambda _j\) in Corollary 3.12, whereas the reference tensor at line 1300 has coefficients \(\sqrt{(\rho _j)_{\alpha ,\alpha }}\), which forces the factor \(\sqrt{\rho _j}\) used above. This repair is documented in docs/paper-gaps/cpsv16_rfp_isometry_scope.tex.

Theorem 24.4.19 Ambiguity of the literal repeated-phase display

Let \(B\) be the one-letter, one-dimensional tensor \(B^0=(1)\), and form two block-diagonal copies with phases \(1\) and \(-1\):

\begin{align} A^0& =\begin{pmatrix} 1 & 0 \\ 0 & -1 \end{pmatrix}. \notag \end{align}

The representative \(B\) is in the square-root fixed-point form, and both copy coefficients have unit modulus. Thus \(A\) satisfies the literal virtual block-diagonal reading of the displayed repeated-copy formula in [ CPGSV16 , Section 3 ] . It does not, however, satisfy the accompanying interpretation in which the copy index also belongs to the physical direct sum: there is no scalar \(v\) such that \((A^0)^2=vA^0\). In particular, \(A\) is not a renormalization fixed point in the sense of Definition 24.1.2.

Proof

Taking the witness data of Definition 24.3.1.12 to be \(X=\rho =U^0=(1)\), the scalar representative is in square-root fixed-point form, and \(|1|=|-1|=1\). Direct multiplication gives \((A^0)^2=I\). Comparing diagonal entries in \(I=vA^0\) would give simultaneously \(v=1\) and \(v=-1\), which is impossible. On the off-diagonal matrix unit \(E_{01}\), the transfer map is conjugation by \(A^0\), so \(\mathcal{E}_A(E_{01})=-E_{01}\) and \(\mathcal{E}_A^2(E_{01})=E_{01}\). Hence \(\mathcal{E}_A^2\ne \mathcal{E}_A\).

24.5 Renormalization flow and physical correlations

Theorem 24.5.1 Injectivity in the auxiliary block family

Every block satisfying the auxiliary hypotheses of Definition 24.3.1.1 is injective. This is an immediate projection of that auxiliary predicate, not a theorem about literal CPSV canonical form.

Proof

Injectivity is one of the defining auxiliary hypotheses.

Theorem 24.5.2 Primitive-transfer convergence for each auxiliary block

Fix one block \(A_k\) in a family satisfying Definition 24.3.1.1. Then the primitive transfer map of that block satisfies: \(\mathcal{E}_{A_k}^{2^n}\) converges pointwise to an idempotent linear map \(\mathcal{E}_{k,\infty }\) as \(n\to \infty \). Thus there exists \(\mathcal{E}_{k,\infty }\) with \(\mathcal{E}_{k,\infty }^2=\mathcal{E}_{k,\infty }\) such that \(\mathcal{E}_{A_k}^{2^n}(\rho )\to \mathcal{E}_{k,\infty }(\rho )\) for every bond matrix \(\rho \). This is the per-block primitive convergence used in the Appendix B discussion, not convergence of the full weighted canonical-family transfer matrix [ CPGSV16 , Appendix B, lines 1211–1244 ] .

Proof

Each block is injective and left-canonical, so its transfer map is a primitive channel with a unique positive-definite fixed point \(\rho _0\). The exponential convergence bound \(\lVert \mathcal{E}^n(X)-P(X)\rVert \le C(1-\delta )^n\lVert X\rVert \) (Theorem 16.3.1) then gives pointwise convergence \(\mathcal{E}^n(X)\to P(X)\), and composing with the subsequence \(2^n\to \infty \) yields the result. The witness \(\mathcal{E}_{k,\infty }=P_k\) is the rank-one fixed-point projection, which is idempotent.

When the transfer map is idempotent (\(\mathcal{E}^2=\mathcal{E}\)), connected correlations become separation-independent for all separations \(n\ge 1\). Informally, this corresponds to zero correlation length (\(\xi =0\)). The full spectral equivalence (idempotence iff vanishing subleading spectrum) is deferred here.

Definition 24.5.4 Virtual-insertion auxiliary condition
#

For every positive-definite right fixed point \(\rho ^R{\gt}0\), every pair of virtual bond matrices \(X,Y\), and all separations \(n,m\geq 1\), the virtual-insertion expression is independent of distance: \(C(X,Y;n)=C(X,Y;m)\).

Definition 24.5.5 Physical observable transfer
#

For an observable \(O\) on a block of \(L\) physical spins, define the linear map on the virtual matrix space by

\begin{align} \mathcal{E}_O(X) & =\sum _{\boldsymbol i,\boldsymbol j} \langle \boldsymbol j|O|\boldsymbol i\rangle A^{\boldsymbol i}X(A^{\boldsymbol j})^\dagger . \notag \end{align}

This is the observable transfer map of [ CPGSV16 , lines 490–496 ] .

Definition 24.5.6 Two-observable periodic expectation

Let \(O_1,O_2\) act on blocks of \(L_1,L_2\) physical spins, separated around the periodic chain by complementary gaps of lengths \(n_1,n_2\). Their two-observable expectation is

\begin{align} \operatorname{Tr}_{M_{D}(\mathbb {C})}\! \left(\mathcal{E}_{O_2}\circ \mathcal{E}_A^{n_2}\circ \mathcal{E}_{O_1}\circ \mathcal{E}_A^{n_1}\right). \notag \end{align}

The trace is the operator trace on the virtual matrix space, as in [ CPGSV16 , lines 490–496 ] .

Definition 24.5.7 Physical correlations independent of distance
#

Let \(O_1,O_2\) act on two disjoint contiguous regions of positive lengths \(L_1,L_2\geq 1\) in a periodic chain, with complementary gap lengths \(n_1,n_2\geq 0\). Physical correlations are independent of distance when, for every \(m_1,m_2\geq 0\) satisfying \(n_1+n_2=m_1+m_2\), one has

\begin{align} \operatorname{Tr}_{M_{D}(\mathbb {C})}\! \left(\mathcal{E}_{O_2}\circ \mathcal{E}_A^{n_2}\circ \mathcal{E}_{O_1}\circ \mathcal{E}_A^{n_1}\right) & = \operatorname{Tr}_{M_{D}(\mathbb {C})}\! \left(\mathcal{E}_{O_2}\circ \mathcal{E}_A^{m_2}\circ \mathcal{E}_{O_1}\circ \mathcal{E}_A^{m_1}\right). \notag \end{align}

Thus either region may be translated without crossing the other. Zero gaps, corresponding to adjacent regions, are included. This is [ CPGSV16 , Definition 3.3 and lines 490–496 ] .

Definition 24.5.8 Positive-gap restriction of physical distance independence

For an observable \(O\) on a block of \(L\) physical spins, write

\begin{align} \mathcal{E}_O(X) & =\sum _{\boldsymbol i,\boldsymbol j} \langle \boldsymbol j|O|\boldsymbol i\rangle A^{\boldsymbol i}X(A^{\boldsymbol j})^\dagger . \notag \end{align}

Place two observables \(O_1,O_2\) on nonempty finite blocks of a periodic chain, with positive complementary gap lengths \(n_1,n_2\). The tensor has positive-gap physical correlations independent of distance when the expectation is unchanged upon replacing these gaps by positive \(m_1,m_2\) satisfying \(n_1+n_2=m_1+m_2\):

\begin{align} \operatorname{Tr}_{M_{D}(\mathbb {C})}\! \left(\mathcal{E}_{O_2}\circ \mathcal{E}_A^{n_2}\circ \mathcal{E}_{O_1}\circ \mathcal{E}_A^{n_1}\right) & = \operatorname{Tr}_{M_{D}(\mathbb {C})}\! \left(\mathcal{E}_{O_2}\circ \mathcal{E}_A^{m_2}\circ \mathcal{E}_{O_1}\circ \mathcal{E}_A^{m_1}\right). \notag \end{align}

This positive-gap restriction is the transfer-matrix form of [ CPGSV16 , Definition 3.3 and the correlation formula preceding Theorem 3.8 ] , restricted to positive complementary gaps. It excludes adjacent regions.

Lemma 24.5.9 Physical CID implies positive-gap physical CID

Correlations independent of distance for all disjoint physical regions are independent of distance when both complementary gaps are positive.

Proof

Restrict the four gap lengths to positive integers.

Theorem 24.5.10 Idempotent transfer implies positive-gap physical CID

If \(\mathcal{E}_A^2=\mathcal{E}_A\), then physical correlations are independent of distance whenever both complementary gaps are positive.

Proof

Idempotence gives \(\mathcal{E}_A^n=\mathcal{E}_A\) for every \(n\geq 1\). Substituting \(\mathcal{E}_A^{n_1}=\mathcal{E}_A^{n_2}=\mathcal{E}_A^{m_1}=\mathcal{E}_A^{m_2}=\mathcal{E}_A\) in the two-observable transfer formula gives

\begin{align} \operatorname{Tr}_{M_{D}(\mathbb {C})}\! \left(\mathcal{E}_{O_2}\circ \mathcal{E}_A^{n_2}\circ \mathcal{E}_{O_1}\circ \mathcal{E}_A^{n_1}\right) & = \operatorname{Tr}_{M_{D}(\mathbb {C})}\! \left(\mathcal{E}_{O_2}\circ \mathcal{E}_A\circ \mathcal{E}_{O_1}\circ \mathcal{E}_A\right) \notag \\ & = \operatorname{Tr}_{M_{D}(\mathbb {C})}\! \left(\mathcal{E}_{O_2}\circ \mathcal{E}_A^{m_2}\circ \mathcal{E}_{O_1}\circ \mathcal{E}_A^{m_1}\right). \notag \end{align}
Definition 24.5.11 Virtual-insertion one-block auxiliary condition

This auxiliary one-block predicate is the conjunction of \(\mathcal{E}_A^2=\mathcal{E}_A\) and virtual-insertion distance independence. It is not the physical zero-correlation-length condition of Definition 24.2.6.

Theorem 24.5.12 Virtual-insertion distance independence implies RFP

Suppose \(\rho ^R{\gt}0\) is a right fixed point of the transfer map. If the virtual-insertion condition holds for every positive-definite right fixed point, then the transfer map is idempotent.

Proof

Let \(\rho {\gt}0\) be the fixed point. For every matrix \(Z\), invertibility gives \(Z=(Z\rho ^{-1})\rho \). Apply distance independence with \(X=Z\rho ^{-1}\), the second insertion \(N\), and separations \(2\) and \(1\). The identical disconnected terms cancel. Thus, for every \(N\), \(\operatorname{tr}\! \left(N\mathcal{E}_A^2(Z)\right)=\operatorname{tr}\! \left(N\mathcal{E}_A(Z)\right)\). Nondegeneracy of the trace pairing yields \(\mathcal{E}_A^2(Z)=\mathcal{E}_A(Z)\) for every \(Z\), hence \(\mathcal{E}_A^2=\mathcal{E}_A\).

Theorem 24.5.13 Redundancy of the one-block auxiliary condition

The auxiliary conjunction \((\mathcal{E}_A^2=\mathcal{E}_A\ \text{and virtual-insertion distance independence})\) is equivalent to \(\mathcal{E}_A^2=\mathcal{E}_A\). This is a logical simplification of the auxiliary convention, not the physical ZCL theorem of [ CPGSV16 , Theorem 3.8 ] .

Proof

The forward direction extracts the idempotence hypothesis. Conversely, idempotence gives \(\mathcal{E}_A^n=\mathcal{E}_A\) for every \(n\geq 1\). Hence, for every positive-definite right fixed point \(\rho ^R\), every pair of virtual matrices \(X,Y\), and every \(n\geq 1\),

\begin{align} C(X,Y;n) & =\operatorname{tr}\! \left(Y\mathcal{E}_A^n(X\rho ^R)\right) -\operatorname{tr}(X\rho ^R)\operatorname{tr}(Y\rho ^R) \notag \\ & =\operatorname{tr}\! \left(Y\mathcal{E}_A(X\rho ^R)\right) -\operatorname{tr}(X\rho ^R)\operatorname{tr}(Y\rho ^R) \notag \\ & =C(X,Y;1). \notag \end{align}

Thus the connected correlator is independent of every positive separation.

Theorem 24.5.14 Per-block auxiliary equivalence

Let \((A_k)_k\) satisfy the auxiliary block-family hypotheses of Definition 24.3.1.1. For each \(k\), the transfer map of \(A_k\) is idempotent if and only if \(A_k\) satisfies the one-block auxiliary conjunction of Definition 24.5.11. The block-family hypothesis is unused; this is Theorem 24.5.13 applied to one block. It should not be read as the BNT-family ZCL assertion in [ CPGSV16 , Theorem 3.10 ] .

Proof

Apply Theorem 24.5.13 to the chosen block.