17 Pure States: Renormalization of Matrix Product States
Renormalization fixed points (RFPs) for matrix product states are characterized by physical two-site blocking, transfer map idempotence, zero correlation length (ZCL), and the square-root isometry canonical form. The presentation follows the pure-state analysis of [ 13 , Section 3 ] .
17.1 Physical blocking and transfer idempotence
An MPS tensor \(A\) is a renormalization fixed point if there exists an isometry \(V\colon \mathbb {C}^d\to \mathbb {C}^{d^2}\) with coefficients \(V_{(i_1,i_2),j}\) satisfying \(V^\dagger V=\mathbb {1}\) such that for all physical indices \(i_1,i_2\in \{ 0,\ldots ,d-1\} \),
This expresses the physical two-site blocking relation \(AA=A\) of [ 13 , Definition 3.2 ] .
The transfer map \(\mathcal{E}_A\) of an MPS tensor \(A\) satisfies transfer map idempotence when \(\mathcal{E}_A\circ \mathcal{E}_A=\mathcal{E}_A\).
If \(\mathcal{E}_A\circ \mathcal{E}_A=\mathcal{E}_A\), then every nonzero eigenvalue of \(\mathcal{E}_A\) equals \(1\), the form in which [ 17 , Section III.A ] states the renormalization fixed-point property.
If \(\mathcal{E}_A(X)=\mu X\) with \(X\neq 0\), then \(\mu ^2X=\mathcal{E}_A^2(X)=\mathcal{E}_A(X)=\mu X\), so \(\mu ^2=\mu \).
Suppose there exists an isometry \(V\colon \mathbb {C}^d\to \mathbb {C}^{d^2}\), written as coefficients \(V_{(i_1,i_2),j}\), such that
for all \(i_1,i_2\in \{ 0,\ldots ,d-1\} \). Then \(\mathcal{E}_A^2=\mathcal{E}_A\).
Substituting the decomposition (2) into the double Kraus sum gives, for every bond matrix \(X\),
The transfer map of \(A\) is idempotent if and only if there exists an isometry \(V\colon \mathbb {C}^d\to \mathbb {C}^{d^2}\), written as coefficients \(V_{(i_1,i_2),j}\) with \(V^\dagger V=\mathbb {1}\), such that
for all \(i_1,i_2\in \{ 0,\ldots ,d-1\} \).
The backward implication is Theorem 17.1.4. For the forward implication, expanding \(\mathcal{E}_A^2=\mathcal{E}_A\) as a Kraus sum gives, for every \(X\),
Rectangular Kraus freedom [ 216 , “Rectangular Kraus freedom with general finite index types” ] then supplies the isometry \(V\) relating the two Kraus families.
The transfer map \(\mathcal{E}_A\) of an MPS tensor \(A\) is idempotent, \(\mathcal{E}_A^2 = \mathcal{E}_A\), if and only if there exists an isometry \(V \colon \mathbb {C}^d \to \mathbb {C}^d \otimes \mathbb {C}^d\) such that
Let \(A=(A^i)_{i=0}^{d-1}\) be an MPS tensor with bond dimension \(D\). The physical-isometry class of \(A\) appears as a limit of the renormalization flow if there exist a physical dimension \(e\) and an MPS tensor \(B=(B^a)_{a=0}^{e-1}\) of bond dimension \(D\) such that
Here \(\widehat{\mathcal{E}}_A\) and \(\widehat{\mathcal{E}}_B\) are the transfer matrices, and convergence is taken in the standard topology on the finite-dimensional matrix space \(M_{D^2}(\mathbb {C})\). The physical dimension may change under blocking, while the bond dimension \(D\) is preserved. Transfer matrices represent the quotient by physical isometries [ 13 , lines 382–394 and 1205–1209 ] .
Let \(R\) be a Hausdorff topological monoid with continuous multiplication. If \(E^{2^n}\to P\), then \(P^2=P\).
Continuity of multiplication gives \(E^{2^n}E^{2^n}\to P^2\). On the other hand, \(E^{2^n}E^{2^n}=E^{2^{n+1}}\to P\). Uniqueness of limits gives \(P^2=P\).
A tensor class appears as a limit of the two-site renormalization flow if and only if it has a physical blocking isometry. Equivalently, there is an isometry \(V\colon \mathbb {C}^d\to \mathbb {C}^{d^2}\) such that
for every \(i_1,i_2\). This is [ 13 , Theorem 3.1 and lines 1205–1209 ] .
If \(\widehat{\mathcal{E}}_B^{\, 2^n}\to \widehat{\mathcal{E}}_A\), then Theorem 17.1.8 gives \(\widehat{\mathcal{E}}_A^2=\widehat{\mathcal{E}}_A\). Since the transfer-matrix representation is injective, \(\mathcal{E}_A^2=\mathcal{E}_A\). Theorem 17.1.6 supplies the physical blocking isometry. Conversely, if \(A\) has such an isometry, its transfer map is idempotent by Theorem 17.1.6. Setting \(B=A\) makes the dyadic orbit constant: \(\widehat{\mathcal{E}}_A^{\, 2^n}=\widehat{\mathcal{E}}_A\to \widehat{\mathcal{E}}_A\).
17.2 Zero-correlation-length conditions
An MPS tensor \(A\) satisfies one-block transfer idempotence if \(\mathcal{E}_A^2=\mathcal{E}_A\). Diagrammatically, two doubled columns equal one:
In [ 13 , Definition 3.5 ] , local orthogonality denotes instead the vanishing of mixed transfer maps between distinct BNT components (Definition 17.2.2).
Let \((A_j)_j\) be a basis of normal tensors. The family is locally orthogonal if for every pair of distinct components \(j\ne j'\),
Diagrammatically,
This is the mixed-sector condition of [ 13 , Definition 3.5 ] .
Let \((A_j)_j\) be a basis of normal tensors for \(A\). The family \((A_j)_j\) satisfies virtual-insertion BNT zero correlation length for \(A\) if \(A\) satisfies virtual-insertion distance independence (Definition 17.5.11) and the components \((A_j)_j\) are locally orthogonal: \(\mathcal{E}_{j,j'}=0\) for all \(j\ne j'\) (Definition 17.2.2). In contrast, [ 13 , Definition 3.6 ] quantifies over physical observables on all disjoint regions (Definition 17.2.6).
A family \((A_j)_j\) of MPS tensors has positive-gap BNT zero correlation length for \(A\) if \((A_j)_j\) is a basis of normal tensors for \(A\) (Definition 8.1.2), its components are locally orthogonal (Definition 17.2.2), and the physical correlations of \(A\) are independent of separation whenever both complementary gaps are positive (Definition 17.5.15). Adjacent regions are excluded.
A family \((A_j)_j\) has positive-gap BNT zero correlation length for \(A\) if and only if \((A_j)_j\) is a basis of normal tensors for \(A\) (Definition 8.1.2), the physical correlations of \(A\) are independent of separation whenever both complementary gaps are positive (Definition 17.5.15), and the components \((A_j)_j\) are locally orthogonal (Definition 17.2.2).
This is the defining conjunction of Definition 17.2.4.
A basis of normal tensors \((A_j)_j\) for \(A\) has physical BNT zero correlation length if the generated matrix product states have physical correlations independent of distance for all disjoint regions (Definition 17.5.14) and the components \((A_j)_j\) are locally orthogonal (Definition 17.2.2). This is [ 13 , Definition 3.6 ] .
Cirac et al. [ 13 , Theorems 3.8 and 3.10 ] assert that a tensor \(A\) in canonical form has physical BNT zero correlation length if and only if
and, more generally, that for such \(A\) the following are equivalent: \(A\) is a renormalization fixed point; \(A\) has physical zero correlation length; and, for every \(N{\gt}2\), the vector \(|V^{(N)}(A)\rangle \) belongs to the ground space of a nearest-neighbor commuting parent Hamiltonian. Both directions of the biconditional fail as printed, and with them the three-way equivalence.
For the reverse implication, let \(C^0=(1)\) and form the direct sum of two scalar copies with weights \(1\) and \(1/2\). The resulting tensor is
The scalar tensor \(C\) is normal, and the weights obey the source convention \(|\mu _k|\leq 1\), with at least one weight of modulus one. The singleton BNT family \((C)\) is locally orthogonal and gives \(A\) physical BNT zero correlation length, whereas
Thus zero correlation length does not imply transfer map idempotence under the source weight normalization.
For the forward implication, the Bell-pair chain of Theorem 17.2.9 is a normal tensor with idempotent transfer map, but its expectation on adjacent regions differs from its expectation when the regions are shifted by one site. Thus transfer map idempotence does not imply correlation independence when adjacent regions are included.
Local fix (false source claim for adjacent regions): The printed forward implication in [ 13 , Theorem 3.8 ] asserts correlation independence for all disjoint regions, including adjacent ones. However, the Bell-pair counterexample (Theorem 17.2.9) shows that transfer idempotence does not imply correlation independence for adjacent regions; the source derivation uses \(\mathcal{E}_A^n=\mathcal{E}_A\), which holds only for \(n\ge 1\), whereas adjacent regions insert \(\mathcal{E}_A^0=\mathbb {1}\). Documented in [ 31 ] . Theorem 17.5.17 establishes the forward implication when both complementary gaps are positive.
Let \(P\) be the auxiliary BNT sector decomposition with one scalar basis tensor \(C^0=(1)\), two one-dimensional copies, and weights \(1\) and \(1/2\). Let \(A=\mathcal A(P)\), so
Then \(P\) satisfies the auxiliary BNT sector hypotheses, \(A=\mathcal A(P)\), and \(A\) and \(\mathcal A(P)\) generate the same matrix-product vectors. Moreover, the singleton family \((C)\) is a physical BNT zero-correlation-length family for \(A\), while
Its length-\(N\) matrix-product-vector coefficient is \(V^{(N)}(A)=1+2^{-N}\).
The unique basis block has bond dimension one. It is irreducible and left-canonical, its self-overlap is identically \(1\), and its singleton MPV family is linearly independent. Pairwise distinctness is vacuous. The two weights have moduli at most \(1\), and the first has modulus \(1\); hence \(P\) satisfies the auxiliary BNT sector hypotheses.
The two one-dimensional weighted copies yield \(A^0=\operatorname{diag}(1,1/2)\). This equality gives equality of the generated matrix-product vectors at every length, and therefore at every positive length. The sector power sum is
The scalar block is a normal tensor, the displayed coefficient spans the MPV of \(A\), and the singleton family is eventually linearly independent. Since \(d=1\), every physical observable is scalar and each two-point expectation depends only on the total gap length. Thus physical correlations are independent of distance, while local orthogonality is vacuous for the singleton BNT family.
Finally, if \(\mathcal{E}_A\) were idempotent, the one-letter blocking equation would give \((A^0)^2=vA^0\) for some scalar \(v\). Its two diagonal entries yield \(1=v\) and \(1/4=v/2\), respectively, which is impossible.
Let \(A\) be the tensor with physical index pairs \((\alpha ,\beta )\in \{ 0,1\} ^{2}\) and letters
the canonical normal-tensor renormalization fixed point with maximally mixed spectrum \(\Lambda =(1/2,1/2)\): each node carries two spins, and the pair \((|00\rangle +|11\rangle )/\sqrt2\) is shared between the second spin of one node and the first spin of the next. The transfer map is
Diagrammatically, the transfer map is the rank-one map whose output legs carry \(\operatorname {diag}(\Lambda )\) and whose input legs are traced:
which is idempotent since \(\operatorname{tr}\operatorname {diag}(\Lambda )=1\), and \(A\) is a single normal tensor, so no copy weights are involved. With the Pauli matrix \(Z\) on the second spin of one node and on the first spin of the next node, the two regions are adjacent, and the two-region expectation is
while after a shift by one site, which leaves one free site on each complementary arc, it is
Thus \(A\) is a renormalization fixed point whose correlations are not independent of distance in the unrestricted sense of Definition 17.5.14. The block \(\mathcal{E}_A^{0}=1\) between adjacent observables is not governed by idempotence.
The letters are the rescaled matrix units \(A^{(\alpha ,\beta )}=\sqrt{1/2}\, |\alpha \rangle \! \langle \beta |\), so a conjugated letter product collapses to a diagonal matrix unit and the transfer map sums to \(\mathcal{E}_A(X)=\frac12\operatorname{tr}(X)\, \mathbb {1}\). Idempotence follows from \(\frac12\operatorname{tr}(\mathbb {1})=1\). The one-letter observable transfer maps are \(\mathcal{E}_{Z\otimes I}(X)=\frac12\operatorname{tr}(X)\, Z\) and \(\mathcal{E}_{I\otimes Z}(X)=\frac12\operatorname{tr}(ZX)\, \mathbb {1}\). With zero middle gap the composition reduces by \(\operatorname{tr}(Z^{2})=2\) to the transfer map itself, whose operator trace is \(1\); with one idempotent block on each side the composition is the zero map, since \(\operatorname{tr}(Z)=0\).
If a BNT family \((A_j)_j\) for \(A\) has zero correlation length for all disjoint physical regions (\(\mathrm{ZCL}_{\mathrm{phys}}\)), then it satisfies the positive-gap zero correlation length condition (\(\mathrm{ZCL}_+\)):
Follows from Lemma 17.5.16 by restricting the physical distance-independence condition to positive complementary gaps.
Let \((A_j)_j\) be nonzero-dimensional, irreducible, left-canonical, pairwise gauge-phase-distinct BNT components. If the direct-sum tensor \(A=\bigoplus _j A_j\) satisfies \(\mathcal{E}_A^2=\mathcal{E}_A\), then \(A\) has positive-gap physical correlations independent of distance and \(\mathcal{E}_{j,j'}=0\) for all \(j\ne j'\). Thus \(A\) has positive-gap BNT zero correlation length (Definition 17.2.4). As shown in Theorem 17.2.9, this does not extend to adjacent regions.
Idempotence implies positive-gap physical CID by Theorem 17.5.17. On each off-diagonal bond block, idempotence of \(\mathcal{E}_A\) gives \(\mathcal{E}_{j,j'}\circ \mathcal{E}_{j,j'}=\mathcal{E}_{j,j'}\). Distinct irreducible left-canonical blocks satisfy \(\rho (\mathcal{E}_{j,j'}){\lt}1\). Since the spectrum of an idempotent is contained in \(\{ 0,1\} \), the conditions \(\mathcal{E}_{j,j'}^2=\mathcal{E}_{j,j'}\) and \(\rho (\mathcal{E}_{j,j'}){\lt}1\) imply \(\mathcal{E}_{j,j'}=0\).
Let \(P\) be an auxiliary BNT sector decomposition with distinct basis tensors \((A_j)_j\). The multiplicity-one unit-weight direct sum \(A=\bigoplus _j A_j\) is in CPSV canonical form (Definition 7.6.7), with unit retained weights, retained blocks \((A_j)_j\), and the identity ambient coisometry.
Every retained dimension is positive. Each \(A_j\) is irreducible and left-canonical, hence normal by Corollary 8.6.1.19. The unit-weight retained direct sum equals \(A\), so the identity coisometry gives the required exact reconstruction.
Let \(P\) be an auxiliary BNT sector decomposition with distinct basis tensors \((A_j)_j\), and let \(A=\bigoplus _j A_j\) be their direct sum with one unit-weight copy of each sector. Then \((A_j)_j\) is a basis of normal tensors for \(A\): every \(A_j\) is a normal tensor, at every positive system length \(N\)
and the states \(\{ |V^{(N)}(A_j)\rangle \} _j\) are linearly independent for all sufficiently large \(N\).
Every basis block is irreducible and left-canonical with normalized self-overlap converging to \(1\), hence a normal tensor by Corollary 8.6.1.19. The direct sum is the unit-weight block-diagonal tensor, so its length-\(N\) matrix-product vector splits as the sum of the block vectors by Theorem 2.6.9. Eventual linear independence is part of the auxiliary BNT sector hypotheses.
Let \(P\) be an auxiliary BNT sector decomposition with distinct basis tensors \((A_j)_j\), and let \(A=\bigoplus _j A_j\) be their multiplicity-one direct sum. If \(A\) is a renormalization fixed point (\(\mathcal{E}_A^2 = \mathcal{E}_A\)), then \(A\) has positive-gap BNT zero correlation length: its physical correlations are independent of separation whenever both complementary gaps are positive, and for all distinct BNT components \(j\ne j'\),
This establishes the positive-gap, multiplicity-one formulation of [ 13 , Theorem 3.8 ] .
Suppose the simultaneous length-\(L\) word evaluations of \((A_j)_j\) span \(\bigoplus _jM_{D_j}(\mathbb {C})\). There are coefficients \(C_{(j,a,b),w}\) such that, for every sector \(k\),
The tuple whose \(j\)-th component is the matrix unit \(|a\rangle \! \langle b|\) and whose other components vanish belongs to the full simultaneous word span. Reading its \((k,x,y)\) entry gives the displayed identity.
Let \(M,N\) belong to the span of the length-\(L\) words of a tensor \(A\). There is an operator \(O\) on \(L\) physical sites whose inserted transfer map satisfies \(\mathcal{E}_O(X)=MXN^\dagger \) for every virtual matrix \(X\). This is the two-sided multiplication used in the observable choices of [ 14 , Appendix C ] and [ 219 , Lemma 2 ] .
Write \(M=\sum _\sigma c_\sigma A^\sigma \) and \(N=\sum _\tau e_\tau A^\tau \). Set \(O_{\tau ,\sigma }=c_\sigma \overline{e_\tau }\). Expanding the inserted transfer map gives \(\mathcal{E}_O(X)=\sum _{\sigma ,\tau }c_\sigma \overline{e_\tau } A^\sigma X(A^\tau )^\dagger =MXN^\dagger \).
Let \(A=\bigoplus _k A_k\), and suppose the simultaneous length-\(L\) word evaluations span \(\bigoplus _kM_{D_k}(\mathbb {C})\). For every sector \(j\) and matrices \(R,l\in M_{D_j}(\mathbb {C})\), there is an observable \(O\) on \(L\) sites whose inserted transfer map vanishes on every sector pair except \((j,j)\) and satisfies
In particular, arbitrary virtual matrix-unit maps supported on one sector are realized by physical observables.
Apply Theorem 17.2.15 independently to the left and right word evaluations. The observable with coefficients
sends the \((b,e)\) entry of \(X_{j,j}\) to the \((a,c)\) entry and annihilates every other entry and sector pair. Summing these matrix-unit observables with coefficients \(R_{a,c}l_{e,b}\) gives (5).
Let \(P\) be an auxiliary BNT sector decomposition of total bond dimension \(D\), and let \(A=\bigoplus _j A_j\) be the direct sum of its basis tensors. There exists a length \(L\leq 3D^5\) such that, for every basis sector \(j\) and every \(R,l\in M_{D_j}(\mathbb {C})\), a physical observable on \(L\) sites realizes the sector-supported insertion (5). This establishes the multiplicity-one case of the block-injective observable construction in [ 13 , proof of Theorem 3.8, lines 1252–1256 ] .
Let \(A=\bigoplus _k A_k\). Denote compression to the \((j,j)\) bond block by \(C_j\) and its trace-pairing adjoint by \(I_j\). Then
If \(\mathcal{E}_A\) and \(\mathcal{E}_j\) are the transfer maps of \(A\) and \(A_j\), respectively, then, for every \(n\geq 0\),
The sector-supported rank-one map \(\mathcal R_{j;R,l}(X)=I_j(R)\operatorname{tr}(lC_j(X))\) has operator trace
Finally, if \(\mathcal{E}_j^*(l)=\lambda l\), then
The inclusion is the trace-pairing adjoint of compression; expanding it in matrix units gives \(C_jI_j=\operatorname{id}\) and the rank-one trace formula. The block-diagonal form of \(A\) gives \(C_j\mathcal{E}_A=\mathcal{E}_jC_j\), and induction gives the identity for every power. Moving one factor of \(\mathcal{E}_j\) across the trace pairing and iterating proves the eigenvector formula.
Let \(P\) be an auxiliary BNT sector decomposition, let \(A=\bigoplus _k A_k\), and fix a sector \(j\). Suppose there are matrices \(r,l\in M_{D_j}(\mathbb {C})\) and a scalar \(\lambda \ne 0\) with \(|\lambda |{\lt}1\) such that
Then \(A\) does not have positive-gap physical correlations independent of distance (Definition 17.5.15).
Let \(\rho _j\) be the trace-one positive fixed point of \(\mathcal{E}_j\). At the common blocking length, choose physical observables with inserted transfer maps
The left eigenvector equation, together with \(\mathcal{E}_j(\rho _j)=\rho _j\), \(\operatorname{tr}(\rho _j)=1\), and \(\operatorname{tr}(lr)=1\), gives
Positive-gap CID compares \((n_1,n_2)=(1,2)\) with \((2,1)\), so \(\lambda =\lambda ^2\). Since \(\lambda \ne 0\), this forces \(\lambda =1\), contrary to \(|\lambda |{\lt}1\).
Let \(P\) be an auxiliary BNT sector decomposition in BNT canonical form, let \(A=\bigoplus _j A_j\), and fix a sector \(j\). For every \(u,v\in M_{D_j}(\mathbb {C})\), there are a positive integer \(L\) and observables \(O_1,O_2\) on \(L\) sites such that, for all \(n_1,n_2\in \mathbb {N}\),
Choose the trace-one stationary state \(\rho _j\) of \(\mathcal{E}_{A_j}\). Simultaneous block injectivity supplies observables with inserted maps
Compression to sector \(j\) intertwines powers of \(\mathcal{E}_A\) with powers of \(\mathcal{E}_{A_j}\). Hence \(\mathcal{E}_A^{n_2}\) fixes the middle state \(\rho _j\), and the composed inserted map is
The operator trace of this rank-one map is \(\operatorname{tr}((\mathcal{E}_{A_j}^{n_1})^*(u)v) =\operatorname{tr}(u\mathcal{E}_{A_j}^{n_1}(v))\).
Let \(P\) be an auxiliary BNT sector decomposition in BNT canonical form and \(A=\bigoplus _j A_j\). If \(A\) has positive-gap BNT zero correlation length, then \(\mathcal{E}_A^2=\mathcal{E}_A\).
Fix \(j\) and arbitrary \(u,v\in M_{D_j}(\mathbb {C})\). Apply positive-gap CID to the observables of Lemma 17.2.21, comparing complementary gaps \((1,2)\) and \((2,1)\). This gives
Since \(u\) and \(v\) are arbitrary and the trace pairing is nondegenerate, \(\mathcal{E}_{A_j}^2=\mathcal{E}_{A_j}\). Local orthogonality makes every mixed map \(\mathcal{E}_{A_j,A_k}\) with \(j\ne k\) equal to zero. Therefore every diagonal and off-diagonal mixed map is idempotent, and the direct-sum criterion gives \(\mathcal{E}_A^2=\mathcal{E}_A\).
Let \(P\) be an auxiliary BNT sector decomposition in BNT canonical form and \(A=\bigoplus _j A_j\). Then
The forward implication is Theorem 17.2.22. Conversely, transfer idempotence implies positive-gap physical correlation independence, while the BNT hypotheses give local orthogonality for the distinct sectors.
Let \(P\) be an auxiliary BNT sector decomposition in BNT canonical form and \(A=\bigoplus _j A_j\). If \(A\) has physical BNT zero correlation length, then \(\mathcal{E}_A^2=\mathcal{E}_A\).
Physical correlation independence includes all positive-gap configurations. Restrict to those configurations and apply Theorem 17.2.22.
Let \(P\) be an auxiliary BNT sector decomposition in BNT canonical form and \(A=\bigoplus _j A_j\). If \(A\) has positive-gap BNT zero correlation length, then for every \(N{\gt}2\) its translated two-site parent interactions satisfy
Let \(A_1,\ldots ,A_g\) be the distinct basis tensors of a BNT canonical form, and set \(A=\bigoplus _{j=1}^g A_j\). Then
This equivalence holds for the multiplicity-one direct sum of distinct BNT basis tensors with positive complementary gaps.
For the multiplicity-one unit-weight direct sum, sector-supported observables require no additional hypotheses. In the general canonical form of [ 13 , equations (1252) and (1256) ] , observable insertions must also cover repeated-copy sectors with their respective weights. Furthermore, the source argument infers from \(\mathcal{E}_j^2\ne \mathcal{E}_j\) the existence of an eigenvalue \(\lambda \) with \(0{\lt}|\lambda |{\lt}1\), which omits non-idempotent channels whose non-trivial Jordan blocks occur at eigenvalue zero. At multiplicity one, Theorem 17.2.22 resolves this unconditionally using trace probes (Lemma 17.2.21), while Theorem 17.2.20 covers the spectral case when a nonzero subleading eigenpair exists.
17.3 Normal tensors and fixed-point isometries
17.3.1 Auxiliary block-family hypotheses
Definition 17.3.1.1 formulates an auxiliary condition for a family of injective left-canonical blocks with non-increasing nonzero weights and converging self-overlap, distinguishing it from the ambient canonical forms of Definitions 7.6.7 and 7.8.3.
A collection of scaling factors \((\mu _k)_{k=1}^r\) and block tensors \((A_k)_{k=1}^r\) satisfies the auxiliary block-family hypotheses if:
each \(A_k\) is injective,
each \(A_k\) satisfies the TP normalization \(\sum _i(A_k^i)^\dagger A_k^i=\mathbb {1}\),
the moduli are non-increasing: \(|\mu _1|\ge |\mu _2|\ge \cdots \ge |\mu _r|\),
all \(\mu _k\neq 0\),
every block bond dimension is positive: \(D_k\ge 1\) for every \(k\),
the self-overlap converges: \(O_{A_kA_k}(N)\to 1\) for each \(k\).
Condition (6) corresponds to channel primitivity: for a primitive channel \(T\), \(T^n(\rho )\to \rho _\infty \) for every state \(\rho \) [ 244 , Theorem 6.7(3) ] , which implies convergence of the self-overlap to \(1\) (see also [ 244 , Theorem 6.8 ] and Chapter 5).
Let \((\mu _k,A_k)_{k=1}^r\) be nonzero weights and injective left-canonical blocks with positive bond dimensions, non-increasing moduli \(|\mu _1|\ge \cdots \ge |\mu _r|{\gt}0\), and \(\sigma _\partial (\mathcal{E}_{A_k})=\{ 1\} \). Then \((\mu _k,A_k)_{k=1}^r\) satisfies the auxiliary hypotheses of Definition 17.3.1.1, and \(O_{A_kA_k}(N)\to 1\) for every \(k\).
The injectivity, left-canonical identity, weight ordering, and nonzero-weight clauses are exactly the hypotheses. For each block, peripheral primitivity gives the complementary spectral gap \(\rho _{\operatorname{spec}}(\mathcal{E}_{A_k}-P){\lt}1\) by the complementary transfer-map gap for primitive maps [ 216 , “Complementary transfer-map gap for primitive maps” ] . Theorem 5.10.2 then yields \(O_{A_kA_k}(N)\to 1\).
If \(A\) is a normal RFP tensor, then \(A\) is injective.
The RFP condition \(\mathcal{E}_A^2=\mathcal{E}_A\) gives coefficients \(V_{i_1i_2,j}\) such that
Induction on the word length gives \(A^{i_1}\cdots A^{i_n}\in \operatorname{span}\{ A^j:0\le j{\lt}d\} \) for \(n\ge 1\). Normality implies that products of some length \(N\) span \(M_{D}(\mathbb {C})\), so the one-site matrices \(\{ A^j\} _{j=0}^{d-1}\) already span \(M_{D}(\mathbb {C})\), establishing injectivity.
Assume \(D {\gt} 0\). Let \(A\) be a normal renormalization fixed point such that \(\sum _i (A^i)^\dagger A^i = \mathbb {1}\). Then \(A\) is injective. This is the left-canonical injectivity step in [ 13 , Appendix B ] .
Follows from Theorem 17.3.1.3.
Assume \(D {\gt} 0\). Let \(A\) be a normal renormalization fixed point such that \(\sum _i (A^i)^\dagger A^i = \mathbb {1}\). Then there exist a unitary \(U\) and a diagonal positive definite matrix \(\Lambda \) such that, for \(B^i := U^\dagger A^i U\), \(\sum _i (B^i)^\dagger B^i = \mathbb {1}\) and \(\mathcal{E}_B(\Lambda ) = \Lambda \). This is the diagonal fixed-point reduction in [ 13 , Appendix B ] .
By Theorem 17.3.1.4, \(A\) is injective. By Theorem 2.5.2, its transfer map \(\mathcal{E}_A\) is irreducible. Applying canonical form II (Theorem 7.8.6) yields a unitary matrix \(U\) preserving the left-canonical condition and a diagonal positive-definite matrix \(\Lambda \) satisfying \(\mathcal{E}_B(\Lambda ) = \Lambda \) for \(B^i = U^\dagger A^i U\).
Let \(A\) be an injective left-canonical RFP tensor with positive-definite fixed point \(\rho \) of the transfer map \(\mathcal{E}_A\). Then \(\mathcal{E}_A = P_\rho \), where \(P_\rho (X) = \frac{\operatorname{tr}(X)}{\operatorname{tr}(\rho )} \rho \) is the rank-one fixed-point projection.
Exponential convergence of primitive channels (Theorem 14.3.1) gives \(\lVert \mathcal{E}_A^n(X) - P_\rho (X)\rVert \le C(1-\delta )^n\lVert X\rVert \). Transfer map idempotence implies \(\mathcal{E}_A^n = \mathcal{E}_A\) for all \(n \ge 1\), so \(\lVert \mathcal{E}_A(X) - P_\rho (X)\rVert \le C(1-\delta )^n\lVert X\rVert \) for all \(n\ge 1\). Taking \(n \to \infty \) yields \(\mathcal{E}_A = P_\rho \).
A normal left-canonical renormalization fixed-point tensor \(A\) admits a decomposition \(A^i=X\Lambda U^iX^{-1}\), where \(\Lambda \) is diagonal positive, \(\sum _i (U^i)^\dagger U^i=I\), and
After the diagonal fixed-point reduction, write the conjugated tensor as \(B\) and its positive diagonal fixed point as \(\rho \). The rank-one classification gives \(\mathcal{E}_B(Y)=P_\rho (Y)=\frac{\operatorname{tr}(Y)}{\operatorname{tr}(\rho )}\rho \). Set
Direct multiplication of matrix units yields
Kraus freedom therefore gives an isometry \(V\) such that \(B^i=\sum _{\alpha ,\beta }V_{i,(\alpha ,\beta )}K_{\alpha ,\beta }\). With \(U^i=\sum _{\alpha ,\beta }V_{i,(\alpha ,\beta )}E_{\alpha ,\beta }\), one has \(B^i=\Lambda U^i\) and
Conjugating back gives \(A^i=X\Lambda U^iX^{-1}\).
In the decomposition of Theorem 17.3.1.7, the diagonal weights satisfy \(\sum _\alpha \Lambda _\alpha ^2 = D\).
From \(\Lambda _\alpha = \sqrt{D\, \rho _{\alpha ,\alpha }/\operatorname{tr}\rho }\), squaring and summing over \(\alpha \) gives \(\sum _\alpha \Lambda _\alpha ^2 = \frac{D}{\operatorname{tr}\rho }\sum _\alpha \rho _{\alpha ,\alpha } = D\).
A normal left-canonical renormalization fixed-point tensor \(A\) admits a decomposition \(A^i=X\Lambda U^iX^{-1}\), where \(\Lambda \) is diagonal positive and
This is the unit pair-index convention of [ 13 , Section 3 ] .
Apply Theorem 17.3.1.12, which gives \(A^i = X\sqrt{\Lambda }\, U^i X^{-1}\) with \(U\) already a unit pair-index isometry. Set \(\widetilde\Lambda _\alpha = \sqrt{\Lambda _\alpha }\), so that \(A^i = X\widetilde\Lambda \, U^i X^{-1}\) with \(\widetilde\Lambda \) diagonal positive; the decomposition and the pair-index condition are immediate.
Let \(\lambda _\alpha {\gt}0\) satisfy \(\sum _\alpha \lambda _\alpha =1\), and set \(\rho =\operatorname{diag}(\lambda _\alpha )\). A normal tensor \(A\) has the square-root fixed-point form if there exist an invertible matrix \(X\) and a tensor \(U\) satisfying the unit pair-index isometry
such that
Local fix (square-root factor in canonical form): The definition uses the square-root diagonal \(\sqrt{\rho }\) rather than the bare diagonal printed in [ 13 , line 1278 ] , as required by the unit pair-index isometry and reference-tensor construction; documented in [ 85 ] .
Explicitly, the reference tensor is
Thus \(\rho =\operatorname{diag}(\lambda _\alpha )\) is the trace-one diagonal fixed point. This records the \(j=j'\) part of the joint isometry condition [ 13 , Appendix B, lines 1278, 1281–1283, 1300 ] .
If \(A \sim _{\mathrm{gauge}} B\) (so \(B^i = Y A^i Y^{-1}\) for invertible \(Y\)), then \(A\) has the square-root fixed-point form if and only if \(B\) does.
Write \(A^i=X\sqrt\rho \, U^iX^{-1}\) and \(B^i=Y A^iY^{-1}\). Then
Thus the diagonal weight and pair-index isometry are unchanged. Applying the same argument to the inverse gauge proves the converse.
Every normal left-canonical renormalization fixed-point tensor has the square-root fixed-point form (Definition 17.3.1.10): setting \(\lambda _\alpha =\rho _{\alpha ,\alpha }/\operatorname{tr}\rho \) and \(\rho _0=\operatorname{diag}(\lambda _\alpha )\), there exist an invertible matrix \(X\) and a unit pair-index isometry \(U\) such that
This is the normal-tensor characterization of [ 13 , Appendix B, lines 1278–1300 ] , incorporating the square-root weight correction.
By Theorem 17.3.1.8, \(A\) admits a decomposition \(A^i = X\widetilde\Lambda U_{\mathrm{raw}}^i X^{-1}\) with \(\sum _\alpha \widetilde\Lambda _\alpha ^2 = D\). Rescaling to the unit pair-index convention via \(U^i = \sqrt{D}\, U_{\mathrm{raw}}^i\) and setting
one has \(\operatorname{tr}(\rho _0) = D^{-1}\sum _\alpha \widetilde\Lambda _\alpha ^2 = D^{-1}\cdot D = 1\), while \(\sqrt{(\rho _0)_{\alpha ,\alpha }} =\widetilde\Lambda _\alpha /\sqrt D\) recovers the decomposition \(A^i = X\sqrt{\rho _0}\, U^i X^{-1}\).
Let \(U\) be a family of bond matrices satisfying the unit pair-index isometry condition
Then for every bond matrix \(Z\),
Reading off the \((x,y)\) entry, the pair-index condition gives \(\sum _i (U^i)_{x,\alpha } \overline{(U^i)_{y,\beta }} = \delta _{x,y} \delta _{\alpha ,\beta }\), so the entry collapses to \(\delta _{x,y}\sum _\alpha Z_{\alpha ,\alpha } = \delta _{x,y} \operatorname{tr}(Z)\), which is the \((x,y)\) entry of \(\operatorname{tr}(Z)\, I\).
If an MPS tensor \(A\) has the square-root fixed-point form, then its transfer map \(\mathcal{E}_A\) is idempotent:
In particular, \(A\) is a renormalization fixed point [ 13 , Section 3 ] .
Write \(A^i = X\sqrt\rho \, U^i X^{-1}\). Substituting into the transfer map and pulling the index-independent factors \(X\sqrt\rho \) and \(\sqrt\rho \, X^\dagger \) outside the sum, the unit pair-index isometry identity (Lemma 17.3.1.13) gives the rank-one form
Idempotence then reduces to \(\operatorname{tr}\! (X^{-1} R (X^{-1})^\dagger ) = \operatorname{tr}(\rho ) = 1\), the trace normalization, so \(\mathcal{E}_A \circ \mathcal{E}_A = \mathcal{E}_A\).
Let \(A\) be a normal tensor. Then its transfer map satisfies \(\mathcal{E}_A^2 = \mathcal{E}_A\) if and only if \(A\) has the square-root fixed-point form
In particular, the bond dimension of \(A\) is positive. This establishes the corrected form of [ 13 , Lemma B.1, lines 1274–1301 ] .
Normality first gives positive bond dimension by Theorem 8.2.1. For the forward implication, choose the pure trace-preserving Perron gauge from Theorem 8.2.3. Idempotence and algebraic normality are invariant under this gauge, so Theorem 17.3.1.12 gives the square-root form for the gauged tensor. Lemma 17.3.1.11 gives the form for the original tensor. The reverse implication is Theorem 17.3.1.14.
Across all blocks, the repaired trace-normalized decomposition has the following representation.
Here \(j\) indexes the distinct normal blocks and \(q\) their repeated copies. The joint isometry condition across distinct blocks is established in Theorem 17.4.16.
17.4 Direct sums and the joint isometry condition
Let \((B_k)_k\) be a family of tensors and let \(\bigoplus _k B_k\) be their direct sum on the total bond space. For every bond matrix \(X\) and every pair of blocks, the \((j,j')\) bond block of the transfer sum
equals \(\mathcal{E}_{j,j'}\) applied to the \((j,j')\) bond block of \(X\):
A block-diagonal factor connects only matching blocks, so the \((j,j')\) block of the product is
Let \((B_k)_k\) be a family of tensors, let \(\Phi \) be the canonical identification of the block-labelled bond space with the total bond space, and let \(\mathcal S_B\) be the block transfer sum. Then, for every block matrix \(Y\),
Since \(\Phi \) preserves products and adjoints, expanding the transfer map gives
Let \((B_k)_k\) be a family of tensors and let \(c\in \mathbb {C}\). If
then the corresponding block transfer sum \(\mathcal S_B\) satisfies, for every bond matrix \(Y\),
Reindex the total bond space by its block labels. By Theorem 17.4.2, the direct-sum transfer map becomes \(\mathcal S_B\). Transporting the assumed equation through this identification gives the displayed identity.
Let \((B_k)_k\) be a family of tensors and let \(c\in \mathbb {C}\). If
then, for every ordered pair of blocks \((j,j')\) whose two bond dimensions are positive,
Let \(Z\) be an arbitrary rectangular matrix and realize it as the \((j,j')\) block of a matrix \(Y\) on the total bond space. By Lemma 17.4.1, \([\mathcal S_B(Y)]_{j,j'}=\mathcal{E}_{j,j'}(Z)\). Theorem 17.4.3 gives \(\mathcal S_B^2=c\mathcal S_B\), and hence
Let \((B_k)_k\) be a family of tensors. If every mixed transfer operator \(\mathcal{E}_{j,j'}\) is idempotent, then the block transfer sum \(\mathcal S_B\) is idempotent: \(\mathcal S_B(\mathcal S_B(X))=\mathcal S_B(X)\).
By Lemma 17.4.1, the \((j,j')\) block satisfies
Equality on every block gives the asserted equality on the total bond space.
Suppose every bond dimension is positive. The transfer map of \(\bigoplus _k B_k\) is idempotent if and only if, for every pair \(j,j'\), the mixed transfer operator is idempotent:
By Lemma 17.4.1, the \((j,j')\) block of the direct-sum transfer map depends only on the \((j,j')\) block of its argument and is obtained by applying \(\mathcal{E}_{j,j'}\). Thus pairwise idempotence gives
for every pair of blocks, and hence gives idempotence on the total bond space, as in Lemma 17.4.5. Conversely, every matrix \(M\) of the appropriate rectangular size occurs as the \((j,j')\) block of some \(Y\) on the total bond space. Applying Lemma 17.4.1 and whole-tensor idempotence gives
For complex scalars \(c,e\) and tensors \(A,B\) of possibly different bond dimensions, \(\mathcal{E}_{cA,eB}=c\overline e\, \mathcal{E}_{A,B}\).
Conjugate transposition changes the second scalar to its complex conjugate: \(\sum _i(cA^i)X(eB^i)^\dagger =c\overline e\sum _iA^iX(B^i)^\dagger \).
Let \(A\) have positive bond dimension and a nonzero idempotent transfer map. Let \(\mu _q\) have unit modulus. If the literal bond direct sum \(\bigoplus _q \mu _qA\) has an idempotent transfer map, then \(\mu _q=\mu _{q'}\) for every pair \(q,q'\).
The pairwise criterion (Theorem 17.4.6) gives that \(\mathcal{E}_{\mu _qA,\mu _{q'}A}\) is idempotent. Lemma 17.4.7 and \(\mathcal{E}_{A,A}=\mathcal{E}_A\) give \(\mathcal{E}_{\mu _qA,\mu _{q'}A} =\mu _q\overline{\mu _{q'}}\mathcal{E}_{A,A} =\mu _q\overline{\mu _{q'}}\mathcal{E}_A\). Hence \((\mu _q\overline{\mu _{q'}})\mathcal{E}_A\) is idempotent. Since \(\mathcal{E}_A\) is nonzero and \(|\mu _q\overline{\mu _{q'}}|=|\mu _q||\mu _{q'}|=1\),
Since \(|\mu _{q'}|=1\) gives \(\overline{\mu _{q'}}\mu _{q'}=1\), one has \(\mu _q =\mu _q(\overline{\mu _{q'}}\mu _{q'}) =(\mu _q\overline{\mu _{q'}})\mu _{q'} =\mu _{q'}\).
Let \((A_j)_j\) be a family of distinct irreducible left-canonical blocks, no two of which are gauge-phase equivalent, and suppose the direct sum \(\bigoplus _j A_j\) is a renormalization fixed point. Then for every pair of distinct components \(j\ne j'\), the mixed transfer operator vanishes:
This establishes the cross-block (\(\delta _{j,j'}\)) orthogonality of [ 13 , Theorem 3.11 and Corollary 3.12 ] . The passage to the residual tensors \(U_j\) is given by Theorem 17.4.16.
By Lemma 17.4.1 the \((j,j')\) bond block of the direct-sum transfer map acts as \(\mathcal{E}_{j,j'}\). Whole-tensor idempotence \(\mathcal{E}^2=\mathcal{E}\) therefore restricts to each block as \(\mathcal{E}_{j,j'}^2=\mathcal{E}_{j,j'}\). For distinct irreducible left-canonical blocks, Theorem 5.6.2 gives \(\rho _{\operatorname{spec}}(\mathcal{E}_{j,j'}){\lt}1\) when the bond dimensions agree, because the blocks are not gauge-phase equivalent; Theorem 5.6.4 gives the same inequality when the bond dimensions differ. Consequently, Lemma 5.5.3 gives
A family \((U_j)_j\) satisfies the joint isometry condition if
Diagrammatically, contracting \(U_j\) with the conjugate of \(U_{j'}\) over the physical index identifies the virtual legs pairwise:
Each block satisfies unit pair-index orthonormality (\(j=j'\)), and the cross-block sums between distinct blocks vanish (\(j\ne j'\)), as in [ 13 , Theorem 3.11 ] .
Let \(\mathcal V=\bigsqcup _j\{ j\} \times [D_j]\times [D_j]\) be the disjoint union of the within-sector virtual pairs. For \(x=(j,\alpha ,\beta )\) in \(\mathcal V\), set \(u_x(i)=(U_j^i)_{\alpha ,\beta }\). Then \(\sum _i u_x(i)\overline{u_y(i)}=\delta _{x,y}\).
If \(x\) and \(y\) belong to the same sector, the assertion is the within-sector part of the joint isometry condition. If they belong to distinct sectors, it is the cross-sector vanishing condition.
For decompositions \(A^i=X_AD_AU^iX_A^{-1}\) and \(B^i=X_BD_BV^iX_B^{-1}\), the mixed transfer operator of \(A,B\) is the mixed transfer operator of the tensors \(U,V\) conjugated by the outer factors:
Substitute the two decompositions into \(\mathcal{E}_{A,B}(Y)=\sum _iA^iY(B^i)^\dagger \) and collect the outer factors, which are independent of the summation index, outside the sum.
With decompositions \(A^i=X_AD_AU^iX_A^{-1}\) and \(B^i=X_BD_BV^iX_B^{-1}\) whose factors \(X_A,D_A,X_B,D_B\) are invertible, if \(\mathcal{E}_{A,B}=0\) then \(\mathcal{E}_{U,V}=0\).
The covariance identity Lemma 17.4.12 expresses \(\mathcal{E}_{A,B}\) as \(\mathcal{E}_{U,V}\) conjugated by the invertible outer factors \(X_AD_A\) and \((X_BD_B)^\dagger \), so \(\mathcal{E}_{A,B}=0\) forces \(\mathcal{E}_{U,V}=0\).
If \(\mathcal{E}_{U,V}=0\), then, for all virtual indices,
Apply \(\mathcal{E}_{U,V}=0\) to the matrix unit supported at \((\beta ,\beta ')\) and read the \((\alpha ,\alpha ')\) entry.
If the direct sum \(\bigoplus _k B_k\) is a renormalization fixed point, with \(\dim _k\ge 1\) for all \(k\), then each block \(B_j\) is a renormalization fixed point.
The diagonal mixed transfer operator \(\mathcal{E}_{j,j}\) is the transfer map of \(B_j\), and whole-tensor idempotence makes it idempotent, which is exactly the renormalization fixed-point condition for \(B_j\).
Let \((A_j)_j\) be a family of normal, irreducible, left-canonical blocks with bond dimensions \(D_j\ge 1\), no two of which are gauge-phase equivalent. If the direct sum \(\bigoplus _j A_j\) is a renormalization fixed point, then there exist invertible matrices \(X_j\), trace-one positive diagonal matrices \(\rho _j=\operatorname{diag}(\lambda _{j,\alpha })\), and tensors \(U_j\) with
that is,
such that \((U_j)_j\) satisfies the joint isometry condition (Definition 17.4.10). This formalizes the isometry equations of [ 13 , Corollary 3.12 ] for distinct normal blocks.
Whole-tensor idempotence makes the diagonal mixed transfer operator of each block its own transfer map, hence each block is a renormalization fixed point; the square-root fixed-point form (Theorem 17.3.1.12) supplies the decomposition \(A_j^i=X_j\sqrt{\rho _j}U_j^iX_j^{-1}\) with the within-block orthonormality, which is the \(j=j'\) case. For \(j\ne j'\), Theorem 17.4.9 gives \(\mathcal{E}_{A_j,A_{j'}}=0\); by the covariance Lemma 17.4.12 and invertibility of the outer factors \(\mathcal{E}_{U_j,U_{j'}}=0\), and reading the entry of this operator at a matrix unit yields the cross-block sum \(\sum _i(U_j^i)_{\alpha ,\beta } \overline{(U_{j'}^i)_{\alpha ',\beta '}}=0\).
Let \((B_k)_k\) be a family of tensors in square-root fixed-point form whose cross-block mixed transfer operators vanish (\(\mathcal{E}_{j,j'}=0\) for all \(j\ne j'\)). Then the direct sum \(\bigoplus _k B_k\) is a renormalization fixed point. This establishes the converse direction of the pure-state fixed-point characterization [ 13 , Section 3 ] for distinct blocks.
The direct-sum transfer map decouples block by block: by Lemma 17.4.1 its \((j,j')\) bond block acts as \(\mathcal{E}_{j,j'}\) on the \((j,j')\) bond block of the argument. Each diagonal block \(\mathcal{E}_{j,j}\) is the transfer map of \(B_j\), which is idempotent because \(B_j\) is a renormalization fixed point (Theorem 17.3.1.14); each off-diagonal block \(\mathcal{E}_{j,j'}\) with \(j\ne j'\) vanishes by hypothesis. Therefore, for every bond block,
so \(\mathcal{E}_{\bigoplus B}^2=\mathcal{E}_{\bigoplus B}\) and the direct sum is a renormalization fixed point.
Let \((B_k)_k\) be a family of normal, irreducible, left-canonical blocks with \(D_k\ge 1\) for all \(k\), no two of which are gauge-phase equivalent. Then the direct sum \(\bigoplus _k B_k\) is a renormalization fixed point if and only if each block has the square-root fixed-point form and all cross-block mixed transfer operators vanish:
This is the distinct-block characterization of pure-state renormalization fixed points [ 13 , Theorem 3.11 ] .
For the forward direction, whole-tensor idempotence makes each diagonal mixed transfer operator the transfer map of its block (Lemma 17.4.15), so each block is a renormalization fixed point and hence in the square-root fixed-point form (Theorem 17.3.1.12), while the off-diagonal operators vanish, \(\mathcal{E}_{j,j'}=0\) for \(j\ne j'\), by Theorem 17.4.9. Conversely, a direct sum of square-root fixed-point blocks whose cross-block operators vanish is a renormalization fixed point (Theorem 17.4.17).
Let \(P\) satisfy the auxiliary BNT sector hypotheses, with distinct basis tensors \((B_j)_j\). Then the multiplicity-one direct sum \(\bigoplus _j B_j\) is a renormalization fixed point if and only if every \(B_j\) has the square-root fixed-point form and \(\mathcal{E}_{j,j'}=0\) for all \(j\ne j'\).
In this case, there exist invertible matrices \(X_j\), trace-one positive diagonal matrices \(\rho _j=\operatorname{diag}(\lambda _{j,\alpha })\), and tensors \(U_j\) such that \(B_j^i=X_j\sqrt{\rho _j}\, U_j^iX_j^{-1}\), where \((U_j)_j\) satisfies the joint isometry condition (Definition 17.4.10).
Positive basis dimensions supply the nonzero bond spaces. For each basis tensor, irreducibility and left-canonical normalization are part of the auxiliary BNT sector hypotheses. If \(m_j{\gt}0\) is the peripheral period of \(B_j\), the normalized self-overlap hypothesis and the periodic self-overlap formula used in Theorem 16.4.20 give, along the same subsequence,
Hence \(m_j=1\). The transfer map is primitive by the corresponding theorem in the companion quantum-channel volume [ 216 , “Primitivity equals period one” ] , and normality follows from Theorem 7.11.1.1. Gauge-phase distinctness is also part of the auxiliary BNT sector hypotheses. The equivalence now follows from Theorem 17.4.18; the same derived hypotheses in Theorem 17.4.16 gives the joint isometry condition.
Let \(A\) and \(B\) be tensors with bond dimensions \(D\) and \(R\). Suppose that \(U\in \mathbb {C}^{R\times D}\) satisfies \(UU^\dagger =I_R\) and, for every physical index \(i\),
Then \(A\) is a renormalization fixed point if and only if \(B\) is a renormalization fixed point.
For every bond matrix \(X\),
The identity \(UU^\dagger =I_R\) gives \(U(U^\dagger YU)U^\dagger =Y\). Applying these two identities twice proves each implication.
Let \(B\) be a normal tensor and let \(c\in \mathbb {C}\setminus \{ 0\} \). If \(cB\) is a renormalization fixed point, then
Normality gives \(r(\mathcal{E}_B)=1\), while \(\mathcal{E}_{cB}=|c|^2\mathcal{E}_B\). Since \(c\ne 0\), this operator is nonzero. Theorem 5.5.2 gives \(r(\mathcal{E}_{cB})=1\), and Theorem 5.5.1 gives
Thus \(|c|=1\), so \(\mathcal{E}_{cB}=\mathcal{E}_B\) and the idempotence of \(\mathcal{E}_B\) follows.
Suppose \(A\) has CPSV canonical-form data
where every \(A_k\) is normal. If \(A\) is a renormalization fixed point, then every block \(k\) satisfies
Let \(A\) be a CPSV canonical-form renormalization fixed point. Choose one representative \(C_j\) from each matrix-product-vector phase class. Then there are invertible matrices \(X_j\), positive numbers \(\lambda _{j,\alpha }\) with \(\sum _\alpha \lambda _{j,\alpha }=1\), and tensors \(U_j\) such that
If no classes are present, the statement holds vacuously.
Local fix (square-root factor in canonical form): The formula uses the square-root weights \(\sqrt{\lambda _{j,\alpha }}\) rather than the bare diagonal printed in [ 13 , line 547 ] , as required by the reference-tensor construction; documented in [ 85 ] .
The retained weighted direct sum is a renormalization fixed point. For each representative, Theorem 17.4.22 gives \(|\mu _j|=1\) and \(\mathcal{E}_{C_j}^2=\mathcal{E}_{C_j}\). By Theorem 17.3.1.15, each normal fixed point \(C_j\) admits the displayed square-root form. Putting the representatives independently in left-canonical gauge, distinct phase-class representatives are not gauge-phase equivalent. Since the direct sum is a fixed point, Theorem 17.4.9 gives
Cancelling the unit-modulus scalars and gauge transformations yields \(\mathcal{E}_{C_j,C_{j'}}=0\). Removing the positive diagonal factors and evaluating on matrix units gives the off-diagonal residual orthogonality. Combined with the within-block orthonormality of each \(U_j\), this yields the joint isometry condition.
Cirac et al. [ 13 , Theorem 3.11 ] assert that a tensor \(A\) in canonical form is a renormalization fixed point if and only if it can be written as
where \(|\mu _{j,q}|=1\), each \(\rho _j\) is positive diagonal with \(\operatorname{tr}(\rho _j)=1\), and
The source specifies that \(\bigoplus _{j,q}\) is a simultaneous direct sum in both the physical and virtual spaces [ 13 , lines 561–562 ] . However, it does not provide an explicit coordinate embedding for the physical routing of \(q\), a dimension constraint, or a \(q\)-indexed isometry equation. Consequently, this statement remains unformalized pending clarification of the coordinate-level routing in the source.
Local fix (square-root factor in canonical form): CPSV prints a bare \(\Lambda _j\) in Theorem 3.11, whereas the reference tensor at line 1300 has coefficients \(\sqrt{(\rho _j)_{\alpha ,\alpha }}\), which forces the factor \(\sqrt{\rho _j}\) used above. This repair is documented in [ 85 ] .
17.5 Renormalization flow and physical correlations
One renormalization step blocks two sites of a tensor \(B\) and compresses the blocked physical index by an isometry \(U\) with \(U^\dagger U=\mathbb {1}\), producing a tensor \(A\) with
[ 13 , lines 389–394 ] . Since \(U^\dagger U=\mathbb {1}\), the isometry cancels in the doubled contraction, so the step acts on transfer maps as \(\mathcal{E}_A=\mathcal{E}_B^2\) [ 13 , line 1209 ] ; repeated steps produce the dyadic powers \(\mathcal{E}_B^{2^n}\).
Fix one block \(A_k\) in a family satisfying Definition 17.3.1.1. Then the dyadic powers of its transfer map converge pointwise to an idempotent linear map: there exists \(\mathcal{E}_{k,\infty }\) with \(\mathcal{E}_{k,\infty }^2=\mathcal{E}_{k,\infty }\) such that \(\mathcal{E}_{A_k}^{2^n}(\rho )\to \mathcal{E}_{k,\infty }(\rho )\) as \(n\to \infty \) for every virtual matrix \(\rho \). This formalizes the per-block primitive convergence of [ 13 , Appendix B, lines 1211–1244 ] .
Each block is injective and left-canonical, so its transfer map is a primitive channel with a unique positive-definite fixed point \(\rho _0\). The exponential convergence bound \(\lVert \mathcal{E}^n(X)-P(X)\rVert \le C(1-\delta )^n\lVert X\rVert \) (Theorem 14.3.1) yields pointwise convergence \(\mathcal{E}^n(X)\to P(X)\), and restricting to the dyadic subsequence \(2^n\to \infty \) yields the claim with idempotent projection \(\mathcal{E}_{k,\infty }=P_k\).
Let \(\omega =e^{2\pi i/3}\) and consider the tensor with one physical component
This tensor is in canonical form, with two one-dimensional normal components of weights \(1\) and \(\omega \). For the matrix unit \(e_{21}\),
The right-hand side alternates between \(\omega e_{21}\) and \(\omega ^2 e_{21}\), so the dyadic renormalization flow does not converge. This refutes the unrestricted canonical-form convergence assertion of [ 13 , lines 417 and 1211–1244 ] ; it does not affect the single-component convergence of Theorem 17.5.1.
The two one-dimensional components are normal and both weights have modulus one. Direct calculation gives \(\mathcal{E}_A(e_{21})=\omega e_{21}\). Since \(2^n\) is congruent alternately to \(1\) and \(2\) modulo \(3\), the sequence alternates between \(\omega e_{21}\) and \(\omega ^2 e_{21}\), precluding convergence.
For an MPO tensor \(M\) with one physical component, the Appendix D blocking diagram holds up to virtual gauge if \(M^{[2]}\) and \(M\) are related by similarity on the virtual indices. For a pure tensor \(A\), this condition is imposed on the doubled tensor
Since the physical algebra is one-dimensional, every physical unitary channel in the diagram is trivial, recovering the relation in [ 13 , Appendix D, lines 2100–2107 ] .
A tensor \(A\) with one physical component has a blocking witness if there exist an invertible matrix \(X\) and a scalar \(\zeta \) with \(|\zeta |=1\) such that
Given an invertible virtual matrix \(X\), the induced gauge on the doubled bond space is \(X\otimes \overline X\).
The permutation matrix
defines an invertible virtual gauge that exchanges the \(1\) and \(\omega \) coordinates of the cube-phase tensor.
If \(A = \zeta X A^{[2]} X^{-1}\) is a one-letter MPS blocking witness with \(|\zeta |=1\), then the doubled tensor \(M = A \otimes \overline{A}\) satisfies
satisfying the doubled-MPO virtual-gauge condition (Definition 17.5.3).
Tensoring \(A=\zeta X A^{[2]}X^{-1}\) with its complex conjugate yields \((X\otimes \overline X) M^{[2]} (X\otimes \overline X)^{-1}\), with scalar factor \(\zeta \overline\zeta =|\zeta |^2=1\).
Let \(\omega =e^{2\pi i/3}\), and set
Then \(\omega ^3=1\), \(\omega \ne 1\), and
The doubled MPO tensor generates positive semidefinite operators on every nonempty chain, is in CPSV canonical form, and has four scalar-block weights satisfying the source normalization convention. It also satisfies the literal one-letter virtual-gauge condition in the source diagram, but its transfer map is not idempotent. Hence the canonical-restricted pure-state equivalence claimed in [ 13 , Appendix D, lines 2100–2107 ] is false.
On every nonempty chain, \(M=A\otimes \overline A\) generates the rank-one operator \(|V^{(N)}(A)\rangle \! \langle V^{(N)}(A)|\), which is positive semidefinite. Moreover, \(M\) is the direct sum of four bond-one scalar blocks with weights \(\mu _p\overline{\mu _q}\), where \(\mu _0=1\) and \(\mu _1=\omega \). Each block is normal and every weight has modulus one, proving both the CPSV canonical-form condition and its normalization.
Swapping the two virtual coordinates transforms \(\operatorname {diag}(1,\omega ^2)\) into \(\operatorname {diag}(\omega ^2,1)\); multiplication by \(\omega \) gives \(A\). Writing \(M=A\otimes \overline A\), doubling cancels the phase:
However, idempotence \(\mathcal{E}_A^2=\mathcal{E}_A\) would imply \(\mathcal{E}_A^{2^n}=\mathcal{E}_A\) for all \(n\geq 0\), contradicting the non-convergent alternating dyadic orbit of Theorem 17.5.2.
When the transfer map is idempotent (\(\mathcal{E}^2=\mathcal{E}\)), connected correlations become separation-independent for all separations \(n\ge 1\). In the rank-one (primitive) case where the peripheral spectrum consists only of the simple eigenvalue \(1\), all subleading spectral values vanish, yielding zero correlation length (\(\xi =0\)).
An MPS tensor satisfies virtual-insertion distance independence if for every positive-definite right fixed point \(\rho ^R{\gt}0\), every pair of virtual bond matrices \(X,Y\), and all separations \(n,m\geq 1\), the connected correlator satisfies \(C(X,Y;n)=C(X,Y;m)\).
For an observable \(O\) on a block of \(L\) physical spins, define the linear map on the virtual matrix space by
This transfer map also depends linearly on the observable \(O\). Diagrammatically, \(O\) is inserted between the two layers of the doubled chain on its \(L\) sites:
This is the observable transfer map of [ 13 , lines 490–496 ] .
Let \(O_1,O_2\) act on blocks of \(L_1,L_2\) physical spins, separated around the periodic chain by complementary gaps of lengths \(n_1,n_2\). Their two-observable expectation is
Diagrammatically, the four maps are composed around the ring:
The trace is the operator trace on the virtual matrix space, as in [ 13 , lines 490–496 ] .
Let \(O_1,O_2\) act on two disjoint contiguous regions of positive lengths \(L_1,L_2\geq 1\) in a periodic chain, with complementary gap lengths \(n_1,n_2\geq 0\). Physical correlations are independent of distance if, for all \(m_1,m_2\geq 0\) satisfying \(n_1+n_2=m_1+m_2\),
This allows either region to be translated along the chain without crossing the other, including adjacent regions (\(n_i=0\)) [ 13 , Definition 3.3 ] .
Let \(O_1,O_2\) be observables on disjoint blocks of a periodic chain, with observable transfer maps \(\mathcal{E}_{O_1},\mathcal{E}_{O_2}\) (Definition 17.5.12). The tensor has positive-gap physical correlations independent of distance if for all positive complementary gaps \(n_1,n_2,m_1,m_2{\gt}0\) satisfying \(n_1+n_2=m_1+m_2\),
This restricts Definition 17.5.14 to strictly positive gaps, excluding adjacent regions [ 13 , Definition 3.3 ] .
Restrict the gap lengths in Definition 17.5.14 to strictly positive integers.
If \(\mathcal{E}_A^2=\mathcal{E}_A\), then \(A\) satisfies positive-gap physical distance independence (Definition 17.5.15).
Idempotence yields \(\mathcal{E}_A^n=\mathcal{E}_A\) for all \(n\ge 1\). Since \(n_1,n_2,m_1,m_2\ge 1\), substituting \(\mathcal{E}_A\) for each power in the periodic expectation gives
A tensor \(A\) satisfies the virtual-insertion zero-correlation-length condition if its transfer map is idempotent (\(\mathcal{E}_A^2=\mathcal{E}_A\)) and it satisfies virtual-insertion distance independence (Definition 17.5.11).
If the virtual-insertion condition (Definition 17.5.11) holds for every positive-definite right fixed point \(\rho ^R{\gt}0\) of the transfer map, then \(\mathcal{E}_A^2=\mathcal{E}_A\).
Let \(\rho {\gt}0\) be a right fixed point. For any virtual matrix \(Z\), set \(X=Z\rho ^{-1}\), so that \(X\rho =Z\). Applying distance independence with virtual insertions \(X\) and \(Y\) at separations \(n=2\) and \(m=1\), the disconnected terms cancel, yielding
for all \(Y\). Nondegeneracy of the trace pairing gives \(\mathcal{E}_A^2(Z)=\mathcal{E}_A(Z)\) for all \(Z\), concluding \(\mathcal{E}_A^2=\mathcal{E}_A\).
A tensor satisfies the virtual-insertion zero-correlation-length condition (Definition 17.5.18) if and only if its transfer map is idempotent:
The forward direction is immediate from Definition 17.5.18. Conversely, idempotence gives \(\mathcal{E}_A^n=\mathcal{E}_A\) for all \(n\ge 1\). For every positive-definite right fixed point \(\rho ^R\), all virtual matrices \(X,Y\), and all \(n\ge 1\),
Hence connected correlators are independent of distance.