Quantum Information and Channels: A formalization blueprint

22 Schur Labels of Tensor Powers

This chapter develops the label calculus for permutations of the copies of a finite-dimensional tensor power that is used for symmetric replicas in the two-dimensional area-law argument  [ Ope26b ] . The labels are the irreducible representations of the symmetric group \(S_k\); we read them off from an Artin–Wedderburn decomposition of the complex group algebra, which treats every finite group in the same way. The identification of the labels of \(S_k\) with partitions of \(k\) enters only in the dimension and branching formulas.

22.1 Labels of a finite group

Definition 22.1.1 Irreducible labels and central idempotents
✓

Let \(G\) be a finite group. By Maschke’s theorem and the Artin–Wedderburn theorem over \(\mathbb {C}\) there is an algebra isomorphism

\[ \mathbb {C}[G]\; \cong \; \prod _{\lambda }M_{d_\lambda }(\mathbb {C}), \]

and we fix one. Its factors are the labels \(\lambda \) of \(G\), and \(d_\lambda \ge 1\) is the dimension of the irreducible representation with label \(\lambda \). The central idempotent \(e_\lambda \in \mathbb {C}[G]\) and the matrix units \(e^\lambda _{ij}\) are the preimages of the identity and of the matrix units of the factor \(M_{d_\lambda }(\mathbb {C})\).

The central idempotents are nonzero, central, mutually orthogonal, and sum to the identity. Each is fixed by the conjugate-linear involution of \(\mathbb {C}[G]\) sending \(c\, g\) to \(\bar c\, g^{-1}\).

Proof ▶

The first four statements hold for the identities of the factors of a product of matrix algebras. For the last, let \(e=e_\lambda \), let \(e^\ast \) be its image under the involution, and let \(P\) be the image of \(e\) in the left regular representation, which is faithful and sends \(e^\ast \) to the adjoint \(P^\ast \). Then \(e^\ast \) is central, so \(e^\ast e\) is a central element of the factor \(\lambda \) and equals \(c\, e\) for a scalar \(c\). Hence \(P^\ast P=cP\). If \(c=0\) then \(P=0\), which is impossible. Taking adjoints gives \(P^\ast =uP\) with \(u=c/\bar c\), and idempotence of \(P^\ast \) forces \(u=1\). Thus \(P^\ast =P\), and faithfulness gives \(e^\ast =e\).

Let \(G\) act on a finite set \(X\). The permutation operator \(U(g)\) on \(\mathbb {C}^X\) sends the basis vector \(e_x\) to \(e_{gx}\), and extends linearly to an algebra homomorphism \(\mathbb {C}[G]\to \mathrm{End}(\mathbb {C}^X)\). The label projector \(\pi ^\lambda \) is the image of \(e_\lambda \). For a real function \(f\) of the labels, the label observable is \(\sum _\lambda f(\lambda )\pi ^\lambda \); for \(f(\lambda )=\log d_\lambda \) it is the observable \(F=\sum _\lambda (\log d_\lambda )\pi ^\lambda \) of  [ Ope26b , Section 6.1 ] .

The label projectors are mutually orthogonal orthogonal projections with sum the identity, and they commute with every operator that commutes with all permutation operators. Every label observable is self-adjoint.

Proof ▶

Apply the homomorphism to the relations of Lemma 22.1.2. The image of the involution of \(\mathbb {C}[G]\) is the adjoint, since \(U(g)^\ast =U(g^{-1})\), so each projector is self-adjoint. An operator commuting with every \(U(g)\) commutes with the image of every element of \(\mathbb {C}[G]\).

22.2 Copies of a tensor power

Let \(\mathcal V=\bigotimes _{f\in F}\mathbb {C}^{n_f}\) be a finite-dimensional space with a specified finite tensor factorization, and let \(k\ge 0\). For a subsystem \(Q\subseteq F\) and \(\pi \in S_k\), the operator \(U_Q(\pi )\) on \(\mathcal V^{\otimes k}\) permutes the \(k\) copies of the factors in \(Q\) and acts as the identity on the other factors  [ Ope26b , Section 6 ] . Thus \(U(\pi )=U_F(\pi )\) permutes entire copies, and the symmetric subspace \(\mathcal S_k=\operatorname {Sym}^k\mathcal V\) is the subspace fixed by every \(U(\pi )\). The Schur-label projectors \(\pi ^\lambda _{Q,k}\) are the label projectors of the action \(\pi \mapsto U_Q(\pi )\).

Definition 22.2.1 Copy permutations and the symmetric subspace
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The copy permutations of a subsystem, the symmetric subspace, and the averaging projector \(\Pi _k=(k!)^{-1}\sum _{\pi \in S_k}U(\pi )\) onto it.

Lemma 22.2.2 Central functions of \(S_k\) are invariant under inversion
✓

The coefficients of a central element of \(\mathbb {C}[G]\) form a class function. For \(G=S_k\), a central element has the same coefficient at \(\pi \) and at \(\pi ^{-1}\).

Proof ▶

Compare the coefficients of \(h\, a\) and \(a\, h\) at \(hg\). A permutation and its inverse have the same cycle type, hence are conjugate.

22.3 The Schur-label estimates

The following entries formalize the six parts of the Schur-label lemma  [ Ope26b , Lemma 6.1 ] .

Central label functions commute for nested or disjoint subsystems: if \(Q\subseteq Q'\), a central function of the copy permutations of \(Q\) commutes with every operator generated by the copy permutations of \(Q'\), and operators generated by the copy permutations of disjoint subsystems commute. On \(\mathcal S_k\), complementary label projectors agree: \(\pi ^\lambda _{Q,k}\Pi _k=\pi ^\lambda _{Q^c,k}\Pi _k\), even when \(Q\) and \(Q^c\) have different dimensions.

Proof ▶

For \(Q\subseteq Q'\) we have \(U_{Q'}(\pi )=U_Q(\pi )U_{Q'\setminus Q}(\pi )\), where the second factor commutes with every operator generated by \(Q\) and the first commutes with every central function of \(Q\). Disjoint commutation is immediate. On \(\mathcal S_k\), \(U_Q(\pi )U_{Q^c}(\pi )z=z\), so \(U_Q(\pi )z=U_{Q^c}(\pi ^{-1})z\). Writing a central element as \(\sum _\pi a(\pi )\pi \) with \(a(\pi )=a(\pi ^{-1})\) and reindexing by \(\pi \mapsto \pi ^{-1}\) shows that it acts in the same way through \(Q\) and through \(Q^c\) on \(z\).

Theorem 22.3.2 Commutation after restricting the copy permutations
✓

Let \(\theta :S_m\to S_k\) be a group homomorphism, and restrict every subsystem copy action along \(\theta \). For a real function \(f\) on the irreducible labels of \(S_m\), write \(F_{Q,\theta }(f)=\sum _\lambda f(\lambda )\pi ^\lambda _{Q,\theta }\). For all real label functions \(f,g\), if \(Q\subseteq Q'\) or \(Q\cap Q'=\varnothing \), then

\begin{align} [F_{Q,\theta }(f),F_{Q',\theta }(g)]=0. \end{align}

The local spaces are arbitrary finite-dimensional spaces, and \(\theta \) need not be injective. This is the restricted-copy form of [ Ope26b , Lemma 6.1(2), Section 8 ] .

Proof ▶

For \(Q\subseteq Q'\), factor the restricted action on \(Q'\) into its actions on \(Q\) and \(Q'\setminus Q\). A central function of the first action commutes with both factors. For disjoint regions, every permutation from one restricted action commutes with every permutation from the other, and hence so do their group-algebra images.

22.4 Isotypic multiplicities and the surprisal bound

Let \((P_i)\) be mutually orthogonal idempotents with \(\sum _iP_i=1\). Then \(f\mapsto \sum _if(i)P_i\) is an algebra homomorphism from functions on the index set, and \(\exp \bigl(\sum _if(i)P_i\bigr)=\sum _ie^{f(i)}P_i\). Two commuting resolutions give the product resolution \(P_iQ_j\). If the \(P_i\) are self-adjoint and \(f(i)\ge 0\) whenever \(P_i\ne 0\), the image of \(f\) is positive semidefinite. The spectral projections of a self-adjoint matrix form a resolution, and its functional calculus is the image of the restriction of the function to the eigenvalues.

Proof ▶

Multiplicativity follows from the orthogonality relations. The homomorphism is continuous, so it commutes with the exponential series, which is computed pointwise. The remaining statements are direct.

A nonzero subspace of the range of \(\pi ^\lambda \) invariant under all permutation operators has dimension at least \(d_\lambda \). Moreover \(\operatorname{tr}\pi ^\lambda =d_\lambda m_\lambda \), where \(m_\lambda \) is the rank of the image of the matrix unit \(e^\lambda _{11}\), the multiplicity of \(\lambda \).

Proof ▶

Let \(E_{ij}\) be the images of the matrix units. For \(w\ne 0\) in the subspace, \(w=\sum _iE_{ii}w\), so some \(E_{ii}w\ne 0\). The vectors \(E_{ji}w\) lie in the subspace and are linearly independent: applying \(E_{ik}\) to a vanishing combination \(\sum _jc_jE_{ji}w\) gives \(c_kE_{ii}w=0\). For the trace, \(\operatorname{tr}E_{ii}=\operatorname{tr}E_{i1}E_{1i}=\operatorname{tr}E_{1i}E_{i1}=\operatorname{tr}E_{11}\), and the trace of an idempotent is its rank.

For any permutation action, \(\sum _\lambda m_\lambda \) is at most the dimension of the commutant of the permutation operators, which is at most the number of orbits of pairs. For the copy permutations of \((\mathbb {C}^q)^{\otimes k}\) this number is at most \((k+1)^{q^2}\). Hence the total multiplicity, and the number of labels occurring, are at most \((k+1)^{q^2}\).

Proof ▶

For each label choose a basis \((y_a)\) of the range of \(E_{11}\) and a nonzero row \(r\) with \(rE_{11}=r\). The operators \(\sum _jE_{j1}\, y_ar^{\mathsf T}E_{1j}\) lie in the commutant, and compressing a vanishing combination by \(E^\mu _{11}\) on both sides shows that they are linearly independent across all labels. A commuting operator has constant entries on orbits of pairs. An orbit of a pair of configurations is determined by the number of copies carrying each pair of basis labels, a function from \(q^2\) pairs to \(\{ 0,\dots ,k\} \).

Let \(\rho \) be any permutation-invariant density matrix on \(Q^{\otimes k}\), \(q=d_Q\), and \(L_\rho =-\log \rho \) on its support. Then \(F_Q\) commutes with \(\rho \), \(0\le F_Q\le L_\rho \) on the support of \(\rho \), and for \(0\le b\le 1\),

\[ \operatorname{Tr}\rho \exp \bigl(b(L_\rho -F_Q)\bigr)\le (k+1)^{q^2}. \]
Proof ▶

The spectral projections \(E_u\) of \(\rho \) commute with the label projectors, so the products \(E_u\pi ^\lambda \) form an orthogonal resolution and all operators involved are functions of it. The range of a nonzero \(E_u\pi ^\lambda \) is an invariant subspace of the \(\lambda \)-isotypic component, so its rank \(n_{u,\lambda }\) is at least \(d_\lambda \); since \(\sum _{u,\lambda }u\, n_{u,\lambda }=\operatorname{tr}\rho =1\), this gives \(ud_\lambda \le 1\), so \(\log d_\lambda \le -\log u\) there. The trace equals \(\sum _{u,\lambda }(ud_\lambda )^{1-b}n_{u,\lambda }/d_\lambda \le \sum _\lambda \operatorname{tr}\pi ^\lambda /d_\lambda =\sum _\lambda m_\lambda \), and Lemma 22.4.3 bounds the last sum.

22.5 Merging subsystems and grouping copies

For one action, the span of the vectors \(E^\lambda _{j1}v\) is invariant and has dimension at most \(d_\lambda \). For two commuting actions with labels \(\alpha ,\beta \) and matrix units \(A_{ij},B_{ab}\), the span of the vectors \(A_{p1}B_{q1}z\) is invariant under both and has dimension at most \(d_\alpha d_\beta \), and every nonzero subspace of the joint isotypic component invariant under both actions has dimension at least \(d_\alpha d_\beta \).

Proof ▶

A permutation operator acts on \(E^\lambda _{jo}\) from the left by \(\sum _pc_{pj}E^\lambda _{po}\) and on \(E^\lambda _{oj}\) from the right by \(\sum _qc_{jq}E^\lambda _{oq}\). The lower bound repeats the proof of Lemma 22.4.2 with the products \(A_{ji}B_{ba}\).

Split the \(k\) copies into specified groups of sizes \(k-r\) and \(r\). If their labels \(\alpha ,\beta \) on a fixed subsystem are compatible with the full label \(\lambda \), then \(d_\alpha d_\beta \le d_\lambda \le \binom {k}{r}d_\alpha d_\beta \). The group label projectors commute with the full label projector.

Proof ▶

Compatibility gives an irreducible block \(B\) of \(\lambda \) whose image \(Y\) under \(\pi ^\alpha \pi ^\beta \) is nonzero. \(Y\) is invariant under both groups and lies in the joint isotypic component, so \(d_\alpha d_\beta \le \dim Y\le \dim B\le d_\lambda \). For the upper bound choose a joint block \(Z\subseteq Y\) of dimension at most \(d_\alpha d_\beta \). The translates of \(Z\) by coset representatives of the Young subgroup span a nonzero invariant subspace of the \(\lambda \)-isotypic component, of dimension at least \(d_\lambda \) and at most \(\binom {k}{r}d_\alpha d_\beta \). Central elements of \(S_k\) commute with its subgroup algebras.

If \(Q,E\) are disjoint and their labels \(\lambda ,\mu \) are compatible with the label \(\nu \) on \(QE\), then \(d_\nu \le d_\lambda d_\mu \) and \(d_\lambda \le d_\nu d_\mu \).

Proof ▶

A joint block of \(\lambda ,\mu \) meeting the \(\nu \)-isotypic component is invariant under \(U_{QE}(\pi )=U_Q(\pi )U_E(\pi )\) and has dimension at most \(d_\lambda d_\mu \); its image under \(\pi ^\nu \) has dimension at least \(d_\nu \). For the second inequality, let \(S_k\) act on matrices by \(M\mapsto U_{QE}(\pi )MU_E(\pi )^{-1}\); with \(P=\pi ^\lambda \pi ^\mu \pi ^\nu \) this sends \(P\) to \(PU_Q(\pi )\), so the \(\lambda \)-projection of \(P\) is \(P\). Writing \(P=\sum _{j,b}E^\nu _{jo}NE^\mu _{ob}\) with \(N=E^\nu _{oj}PE^\mu _{bo}\), some span of the matrices \(E^\nu _{j'o}NE^\mu _{ob'}\) is invariant, of dimension at most \(d_\nu d_\mu \), and has nonzero \(\lambda \)-projection, of dimension at least \(d_\lambda \). This replaces the duality argument of the source.

Let \(\rho \) be a density matrix on \((Q\otimes E)^{\otimes k}\) invariant under the copy permutations of \(Q\) and of \(E\), for instance a tensor product of permutation-invariant density matrices, and \(q=d_Qd_E\). The conditional probability of \(\nu \) given \(\lambda ,\mu \) is at most \((k+1)^{q^2}d_\nu /(d_\lambda d_\mu )\), and for \(0\le b\le 1\),

\[ \mathcal{E}\left(\frac{d_\lambda d_\mu }{d_\nu }\right)^b\le (k+1)^{q^2}. \]
Proof ▶

With \(P=\pi ^\lambda \pi ^\mu \), the joint matrix units give \(\operatorname{Tr}(\rho Z)\operatorname{tr}P=\operatorname{Tr}(\rho P)\operatorname{tr}Z\) for \(Z\) in their span, in particular for \(Z=\pi ^\nu P\). Since \(\operatorname{tr}P\ge d_\lambda d_\mu \) when \(P\ne 0\) and \(\operatorname{tr}(\pi ^\nu P)\le \operatorname{tr}\pi ^\nu =d_\nu m_\nu \), the conditional probability is at most \(m_\nu d_\nu /(d_\lambda d_\mu )\). When it is nonzero the labels are compatible, so \(R=d_\lambda d_\mu /d_\nu \ge 1\) and \(R^b\le R\). Summing, the moment is at most \(\sum _\nu m_\nu \le (k+1)^{q^2}\).

22.6 Merge moments on paired copy spaces

Let \(Q\) and \(C\) be finite orthonormal bases and \(m\ge 0\). The separate copy strings give the basis \(Q^m\times C^m\) of \(\mathcal H_m=\ell ^2(Q)^{\otimes m}\otimes \ell ^2(C)^{\otimes m}\). Write \(q=|Q|\, |C|\). The merge-moment estimate in [ Ope26b , Lemma 6.1(3) ] applies directly in these coordinates. Its homogeneous form retains the actual mass of a positive component, as needed in the merge-moment argument of Section 7 of that source. The construction of the physical components and the exponential deficit interpretation require additional arguments.

Definition 22.6.1 The separate and simultaneous copy actions
✓

For \(\sigma \in S_m\) and \((x,c)\in Q^m\times C^m\), put

\begin{align} u_Q(\sigma )(x,c)& =(x\circ \sigma ^{-1},c), & u_C(\sigma )(x,c)& =(x,c\circ \sigma ^{-1}),\notag \\ u_{QC}(\sigma )(x,c)& =(x\circ \sigma ^{-1},c\circ \sigma ^{-1}). \label{eq:pair_copy_actions} \end{align}

Let \(U_Q,U_C,U_{QC}\) be their permutation operators. The separate actions commute, and \(u_{QC}(\sigma )=u_Q(\sigma )u_C(\sigma )\). Let \(\Pi ^Q_\lambda ,\Pi ^C_\mu ,\Pi ^{QC}_\nu \) be the corresponding central Schur projectors, with irreducible dimensions \(d_\lambda ,d_\mu ,d_\nu \).

Proof ▶

The two separate actions change different coordinates of \((x,c)\). Applying both with the same permutation gives the simultaneous action.

Theorem 22.6.2 The normalized paired merge moment
✓

Suppose \(\rho \ge 0\), \(\operatorname{Tr}\rho =1\), and \(\rho \) commutes with \(U_Q(\sigma )\) and \(U_C(\sigma )\) for every \(\sigma \in S_m\). For every real \(b\le 1\),

\begin{align} \sum _{\lambda ,\mu ,\nu } \Re \operatorname{Tr}\! \left(\rho \Pi ^Q_\lambda \Pi ^C_\mu \Pi ^{QC}_\nu \right) \left(\frac{d_\lambda d_\mu }{d_\nu }\right)^b & \le (m+1)^{q^2}. \label{eq:pair_merge_moment} \end{align}
Proof ▶

Identify a configuration with its two copy strings:

\[ ((x_j,c_j))_{j=0}^{m-1} \longmapsto ((x_j)_{j=0}^{m-1},(c_j)_{j=0}^{m-1}). \]

This bijection transports the density and all three copy actions. It therefore transports their central projectors and preserves every trace in 3. The separate invariances are unchanged, and the one-copy dimension is exactly \(q\). The proof of Theorem 22.5.4 uses \(d_\lambda d_\mu /d_\nu \ge 1\) on every nonzero joint block. Consequently, its bound applies for every \(b\le 1\), including negative \(b\).

Theorem 22.6.3 The paired merge moment with its actual trace mass
✓

Suppose \(\rho \ge 0\) and \(\rho \) commutes with both separate copy actions. No normalization or positive-mass condition is imposed. For every real \(b\le 1\),

\begin{align} \sum _{\lambda ,\mu ,\nu } \Re \operatorname{Tr}\! \left(\rho \Pi ^Q_\lambda \Pi ^C_\mu \Pi ^{QC}_\nu \right) \left(\frac{d_\lambda d_\mu }{d_\nu }\right)^b & \le (m+1)^{q^2}\Re \operatorname{Tr}\rho . \label{eq:pair_merge_moment_mass} \end{align}

The statement includes \(m=0\), empty bases and zero-trace components.

Proof ▶

Set \(r=\Re \operatorname{Tr}\rho \ge 0\). If the basis is empty then \(\rho =0\). Otherwise choose the total normalization

\[ \eta =\begin{cases} \rho /r,& r{\gt}0,\\ I/\dim \mathcal H_m,& r=0. \end{cases} \]

It is positive, has trace one and retains both separate invariances. Positivity implies \(\rho =0\) when \(r=0\), so \(r\eta =\rho \) in both cases. Apply 3 to \(\eta \) and multiply by \(r\). Trace linearity gives 4.

22.7 The two merge deficits on a common copy space

Let \(Q,C,V,R\) be finite orthonormal bases, with \(m\ge 0\) copies of each. Use the same enumeration of the copies in all four factors, and put

\begin{align} \mathcal H_{QC}& =\ell ^2(Q)^{\otimes m}\otimes \ell ^2(C)^{\otimes m},\notag \\ \mathcal H_{VR}& =\ell ^2(V)^{\otimes m}\otimes \ell ^2(R)^{\otimes m}.\notag \end{align}

The common space is \(\mathcal H_{QC}\otimes \mathcal H_{VR}\). The separate and simultaneous copy actions of Definition 22.6.1 define the actual central logarithmic dimension observables in each pair. These are the two local merge deficits used in [ Ope26b , Section 7 ] .

Definition 22.7.1 The actual paired merge deficit
✓

For the \(QC\) pair set \(D_C=F_Q+F_C-F_{QC}\), and for the \(VR\) pair set \(D_R=F_V+F_R-F_{VR}\). Each operator is Hermitian. On the common space write \(\widehat D_C=D_C\otimes I_{VR}\) and \(\widehat D_R=I_{QC}\otimes D_R\).

Proof ▶

Each logarithmic dimension observable is a real linear combination of orthogonal central projectors. Sums and differences of Hermitian operators remain Hermitian, as do their extensions by an identity.

Theorem 22.7.2 The two lifted exponential factors
✓

The lifted deficits commute. For all real \(a,b\),

\begin{align} e^{a\widehat D_C+b\widehat D_R} & =e^{aD_C}\otimes e^{bD_R}. \label{eq:pair_merge_deficit_lifts} \end{align}
Proof ▶

The two products \(\widehat D_C\widehat D_R\) and \(\widehat D_R\widehat D_C\) both equal \(D_C\otimes D_R\). For commuting operators the exponential of their sum is the product of their exponentials. Exponentiating either tensor-factor extension adjoins the same identity, giving (7).

Theorem 22.7.3 The individual traces on the common space
✓

Let \(\rho \) be any matrix on the common space, and let \(\rho _{QC}=\operatorname {Tr}_{VR}\rho \) and \(\rho _{VR}=\operatorname {Tr}_{QC}\rho \). For all real \(a,b\),

\begin{align} \operatorname{Tr}(\rho e^{a\widehat D_C})& =\operatorname{Tr}(\rho _{QC}e^{aD_C}), \label{eq:pair_merge_deficit_trace_left}\\ \operatorname{Tr}(\rho e^{b\widehat D_R})& =\operatorname{Tr}(\rho _{VR}e^{bD_R}). \label{eq:pair_merge_deficit_trace_right} \end{align}

The matrix need not be normalized, invariant under copy permutations, or independent between the two pairs. The identities are complex trace equalities, and hence also hold for their real parts.

Proof ▶

The partial trace is adjoint to adjoining an identity under the trace pairing. Apply this identity to each local exponential, using the identity for its tensor-factor extension.

A joint exponential trace retains the correlations in \(\rho \); no product of marginal trace pairings follows from the operator factorization alone.

22.8 Nonnegative merge deficits and spectral projections

Let a finite group act by two commuting permutation representations on a finite orthonormal basis, and let the combined action be their pointwise product. Write \(F_Q,F_E,F_{QE}\) for the logarithmic irreducible-dimension observables of these actual actions. The dimension inequality in [ Ope26b , Section 5, Lemma 6.1(3) ] gives the following nonnegativity statement, used in the merge decomposition of Section 7.

Theorem 22.8.1 Nonnegative merge deficit
✓

The actual merge deficit is positive semidefinite:

\[ F_Q+F_E-F_{QE}\ge 0. \]

In particular, this holds for the separate and simultaneous actions on the literal paired copy space, at every number of copies.

Proof ▶

The three commuting families of central projections give a joint orthogonal resolution. On the sector with labels \(\lambda ,\mu ,\nu \), the deficit is

\[ \log d_\lambda +\log d_\mu -\log d_\nu . \]

Every nonzero joint sector satisfies \(d_\nu \le d_\lambda d_\mu \), so its coefficient is nonnegative. Vanishing sectors contribute zero. Positivity therefore follows by summing the actual Hermitian projections with these coefficients. This also covers a zero-dimensional ambient space.

The physical expression \(F_Q+F_V-F_Y\) has an independent middle region \(Y\). Its positivity on the physical symmetric subspace requires the complementary label identity there. It is not a full-space instance of the preceding theorem. The following elementary spectral fact applies once that identity has been derived, as in [ Ope26b , Section 7, lines 515–522 ] .

Theorem 22.8.2 Nonnegative spectral projection on an intertwined range
✓

For a Hermitian matrix \(A\), let \(J_A=\mathbf1_{[0,\infty )}(A)\). If \(B\ge 0\), then \(J_B=I\). If \(T\) is any rectangular matrix satisfying \(AT=TB\), then

\[ J_AT=T. \]

The matrix \(T\) may have zero or noninjective range, and the coordinate sets may be empty.

Proof ▶

All eigenvalues of \(B\) are nonnegative, including its zero eigenvalues, so the closed nonnegative spectral projection is the identity. Functional calculus preserves the Hermitian intertwining relation, giving \(J_AT=TJ_B=T\).

22.9 The compatible physical-label projection

Let \(Q,Y,V,C,R\) be five independent finite-dimensional factors, and let \(m\ge 0\). On \((Q\otimes Y\otimes V\otimes C\otimes R)^{\otimes m}\), let \(U_A(\sigma )\) permute the copies of the factors in \(A\) and fix the other factors. Write \(\Pi _A^\lambda \) for its central label projections and \(F_A=\sum _\lambda (\log d_\lambda )\Pi _A^\lambda \). The physical symmetric projection is \(P=\lvert S_m\rvert ^{-1}\sum _{\sigma \in S_m}U_{QYV}(\sigma )\). These are the actual copy actions used in [ Ope26b , Section 7, lines 501–522 ] .

Definition 22.9.1 Physical label operator
✓
#

The physical label operator and the two merge deficits are

\begin{align} G_{\mathrm{phys}}& =F_Q+F_V-F_Y,\label{eq:phys_label_definition}\\ D_C& =F_Q+F_C-F_{QC},\\ D_R& =F_V+F_R-F_{VR}. \end{align}

The region \(Y\) is independent of \(Q\) and \(V\).

Theorem 22.9.2 Physical symmetry and the nonnegative spectral projection
✓

Set \(D_{QV}=F_Q+F_V-F_{QV}\) and \(J=\mathbf1_{[0,\infty )}(G_{\mathrm{phys}})\). Then

\begin{align} G_{\mathrm{phys}}P& =PD_{QV},\label{eq:phys_label_intertwine}\\ JP& =P.\label{eq:phys_label_projection} \end{align}

Zero copies and zero-dimensional factors are included.

Proof ▶

The physical copy action is the commuting product of the \(Y\) and \(QV\) copy actions. On its fixed vectors, inversion-invariance of the central coefficients gives \(\Pi _Y^\lambda P=\Pi _{QV}^\lambda P\) for every label. Summing with coefficient \(\log d_\lambda \) gives \(F_YP=F_{QV}P\). The \(Q,V,QV\) central observables commute with \(P\) by nesting, which gives (13). The actual merge-dimension inequality gives \(D_{QV}\ge 0\). Functional calculus of (13) therefore gives (14).

For an arbitrary real function \(f\) and independently chosen real label functions \(g_A\), with \(A\in \{ QC,VR,C,R\} \), write \(L_A(g_A)=\sum _\lambda g_A(\lambda )\Pi _A^\lambda \). Then

\begin{align} [f(G_{\mathrm{phys}}),L_{QC}(g_{QC})]& =0,\\ {}[f(G_{\mathrm{phys}}),L_{VR}(g_{VR})]& =0,\\ {}[f(G_{\mathrm{phys}}),L_C(g_C)]& =0,\\ {}[f(G_{\mathrm{phys}}),L_R(g_R)]& =0,\\ {}[f(G_{\mathrm{phys}}),D_C]& =0,\\ {}[f(G_{\mathrm{phys}}),D_R]& =0. \end{align}

In particular, \(J\) commutes with both merge deficits.

Proof ▶

The \(Q\) action is nested in \(QC\), while \(V\) and \(Y\) are disjoint from \(QC\). The analogous statements hold for \(V\) inside \(VR\), with \(Q\) and \(Y\) disjoint. Central-label commutation therefore gives commutation of \(G_{\mathrm{phys}}\) with both merged label observables. The auxiliary \(C,R\) actions are disjoint from all three physical actions. The same nesting and disjointness give commutation with the singleton terms in \(D_C,D_R\). Addition, subtraction and real functional calculus preserve these commutations.

22.10 The dimension formulas

The first part of the Schur-label lemma identifies the labels of \(S_k\) occurring in \((\mathbb {C}^q)^{\otimes k}\) with the partitions \(\lambda \vdash k\) of length at most \(q\) and states the dimension formulas

\[ \dim V^{(q)}_\lambda =\prod _{i{\lt}j}\frac{l_i-l_j}{j-i},\qquad d_\lambda =\frac{k!\prod _{i{\lt}j}(l_i-l_j)}{\prod _il_i!},\qquad l_i=\lambda _i+q-i. \]

The identification of the labels with partitions is proved in the section on Schur–Weyl duality below. The following lemmas concern the right-hand sides of these formulas.

Lemma 22.10.1 Stirling bounds
✓

For every \(n\ge 0\), \(0\le \log n!-(n\log n-n)\le \log (n+2)+1\). For natural numbers \(a,s\), \(0\le (a+s)\log (a+s)-a\log a\le s(\log (a+s)+1)\).

Proof ▶

The lower bound is Stirling’s inequality \(n!\ge \sqrt{2\pi n}(n/e)^n\). The upper bound follows because the Stirling sequence \(n!/(\sqrt{2n}(n/e)^n)\) decreases and equals \(e/\sqrt2\) at \(n=1\). For the second statement use \(\log (1+s/a)\le s/a\).

Let \(\lambda \vdash k\) have length at most \(q\), and let \(D_\lambda \) be the right-hand side of the formula for \(d_\lambda \). Then

\[ |\log D_\lambda -kH(\lambda /k)|\le (q^2+q+1)\bigl(\log (k+q+2)+1\bigr), \]

so \(\log D_\lambda =kH(\lambda /k)+O_q(\log (k+2))\). The right-hand side of the formula for \(\dim V^{(q)}_\lambda \) is at most \((k+q)^{q^2}\).

Proof ▶

Write \(\log D_\lambda =\log k!+\sum _{i{\lt}j}\log (l_i-l_j)-\sum _i\log l_i!\) and \(kH(\lambda /k)=k\log k-\sum _i\lambda _i\log \lambda _i\). The difference is the sum of the Stirling errors, the Vandermonde term, the shifts \(\sum _i(l_i-\lambda _i)\le q^2\), and \(\sum _i(\lambda _i\log \lambda _i-l_i\log l_i)\); each is bounded by Lemma 22.10.1 using \(1\le l_i-l_j\le l_i\le k+q\).

Let \(\lambda \) be a partition of \(k\ge 1\) padded to length \(q\) and \(D_\lambda \) the right-hand side of the formula for \(d_\lambda \). Then \(D_\lambda =\sum _iD_{\lambda -e_i}\), the sum over the rows from which a box can be removed, and \(D_{\lambda -e_i}/D_\lambda =(l_i/k)\prod _{j\ne i}(l_i-1-l_j)/(l_i-l_j)\). If the last row of \(\lambda \) is empty, \(\sum _iD_{\lambda +e_i}=(k+1)D_\lambda \), the sum over the rows to which a box can be added. Appending empty rows does not change \(D_\lambda \).

Proof ▶

Changing one shifted part changes the Vandermonde product by the factor \(\prod _{j\ne i}(c-l_j)/(l_i-l_j)\); terms for rows that cannot lose or gain a box vanish because two shifted parts coincide. The recursions reduce to the interpolation identities

\[ \sum _i t_i\prod _{j\ne i}\frac{t_i-t_j-1}{t_i-t_j}=\sum _it_i-\binom q2, \qquad \sum _i\frac{\prod _{j\ne i_0}(t_i+1-t_j)}{\prod _{j\ne i}(t_i-t_j)}=1 \]

for distinct nodes, which follow from Lagrange interpolation: the sum \(\sum _iP(t_i)/\prod _{j\ne i}(t_i-t_j)\) is the coefficient of \(X^{q-1}\) in any polynomial \(P\) of degree less than \(q\); for the first identity apply this to \(X\bigl(\prod _j(X-t_j-1)-\prod _j(X-t_j)\bigr)+q\prod _j(X-t_j)\), whose top coefficients are computed from \(e_1\) and \(e_2\) of the nodes.

22.11 Schur–Weyl duality and highest weights

For a matrix \(A\) on \(\mathbb {C}^q\) write \(A^{(j)}\) for \(A\) acting on the \(j\)-th copy of \((\mathbb {C}^q)^{\otimes k}\) and \(\Delta (A)=\sum _jA^{(j)}\) for the diagonal action of the general linear Lie algebra. The matrix units give the operators \(E_{ab}=\Delta (e_{ab})\). The identification of the labels with partitions rests on the half of Schur–Weyl duality proved below, cited in the area-law paper from the textbook of Etingof and coauthors.

The operators on \((\mathbb {C}^q)^{\otimes k}\) commuting with the copy permutations form the algebra generated by the operators \(\Delta (A)\).

Proof ▶

The operators \(\Delta (A)\) commute with the copy permutations. Conversely, \(A^{\otimes k}=A^{(1)}\cdots A^{(k)}\) is the top elementary symmetric polynomial of the commuting family \(A^{(j)}\), hence by Newton’s identities a polynomial in the power sums \(\sum _j(A^{(j)})^m=\Delta (A^m)\). Polarization,

\[ \sum _{\sigma \in S_k}B_{\sigma (1)}\otimes \cdots \otimes B_{\sigma (k)} =\sum _{S\subseteq \{ 1,\dots ,k\} }(-1)^{k-|S|} \Bigl(\sum _{i\in S}B_i\Bigr)^{\otimes k}, \]

follows by expanding the right side and using \(\sum _{S\supseteq T}(-1)^{k-|S|}=[T=\{ 1,\dots ,k\} ]\). Finally an operator commuting with the copy permutations is the average of its conjugates, a combination of symmetrizations of tensor products of matrix units.

A configuration \(x\) of the \(k\) copies has weight \(\mathrm{wt}(x)_a=\# \{ j:x_j=a\} \), and \(E_{ab}\) maps vectors of weight \(\mu \) to vectors of weight \(\mu +e_a-e_b\). A highest-weight vector is a nonzero weight vector annihilated by the raising operators \(E_{ab}\), \(a{\lt}b\). Weights are compared lexicographically.

Every nonzero subspace of \((\mathbb {C}^q)^{\otimes k}\) invariant under the commutant of the copy permutations contains a highest-weight vector. If the subspace is irreducible and contains a highest-weight vector \(v\) of weight \(\mu \), then its vectors of weight \(\mu \) are the multiples of \(v\), all its weights are lexicographically at most \(\mu \), every highest-weight vector in it has weight \(\mu \), and \(\mu \) is weakly decreasing.

Proof ▶

A weight vector of lexicographically maximal weight is annihilated by the raising operators. For irreducibility, the span \(L\) of the vectors \(E_{a_1b_1}\cdots E_{a_rb_r}v\) with all \(a_i{\gt}b_i\) is invariant under every \(E_{ab}\), by induction on \(r\) using \([E_{ab},E_{cd}]=\delta _{bc}E_{ad}-\delta _{ad}E_{cb}\); by Theorem 22.11.1 it is invariant under the commutant, hence equal to the subspace. Each nonempty lowering product strictly lowers the weight. Permuting the basis of \(\mathbb {C}^q\) on every copy commutes with the copy permutations and permutes the weights; if \(\mu _a{\lt}\mu _b\) for some \(a{\lt}b\), the transposition of \(a\) and \(b\) would produce a weight above \(\mu \).

22.12 The labels of the symmetric group are partitions

Lemma 22.12.1 Counting labels
✓

The number of labels of a finite group is its number of conjugacy classes. The conjugacy classes of \(S_k\) correspond to the partitions of \(k\), which correspond to the weakly decreasing vectors of \(k\) nonnegative integers summing to \(k\).

Proof ▶

The centre of \(\mathbb {C}[G]\) is the algebra of tuples of scalars of the Artin–Wedderburn decomposition, and also the space of class functions. Two permutations are conjugate exactly when they have the same cycle type, and every partition is a cycle type. A partition \(p\) gives the decreasing vector \(i\mapsto \# \{ \text{parts}{\gt}i\} \) of its conjugate, and a decreasing vector gives the partition formed by its nonzero entries; both maps are injective, since a decreasing vector takes values at least \(v\) on an initial segment.

Lemma 22.12.2 Column antisymmetrization
✓

Let \(\mu \) be a partition of \(k\) padded to length \(q\). Place the copies of \((\mathbb {C}^q)^{\otimes k}\) in the boxes of the Young diagram of \(\mu \), let \(x\) assign to each copy the row of its box, and let \(C_\mu \) be the group of permutations of the copies preserving every column. Then \(\sum _{\sigma \in C_\mu }\operatorname {sgn}(\sigma )U(\sigma )e_x\) is a highest-weight vector of weight \(\mu \).

Proof ▶

Every term has weight \(\mu \), and the coefficient of \(e_x\) is one because a column-preserving permutation fixing \(x\) also preserves rows. For \(a{\lt}b\) the operator \(E_{ab}\) commutes with the antisymmetrization and changes the value of a copy in row \(b\) to \(a\); since \(\mu _a\ge \mu _b\) the same column has a copy in row \(a\), and the transposition of these two copies fixes the new configuration and reverses the sign, so the antisymmetrization vanishes.

For a label \(\lambda \) of \(S_k\) the multiplicity space \(V_\lambda \) in \((\mathbb {C}^q)^{\otimes k}\) is the range of the image of a diagonal matrix unit of the \(\lambda \) factor. It is invariant under the commutant of the copy permutations and, when nonzero, irreducible; its highest weight is the shape of \(\lambda \).

Theorem 22.12.3 Labels of the symmetric group
✓

The shape of a label of \(S_k\) in \((\mathbb {C}^k)^{\otimes k}\) is a partition of \(k\), and this is a bijection between the labels of \(S_k\) and the partitions of \(k\).

Proof ▶

The orbit of a configuration with distinct entries carries the regular representation, so every label occurs. A highest-weight vector of weight \(\mu \) with a nonzero component of label \(\lambda \) yields, through a matrix unit, a highest-weight vector of weight \(\mu \) in \(V_\lambda \), so \(\mu \) is the shape of \(\lambda \). Applied to Lemma 22.12.2, every partition is a shape. Lemma 22.12.1 gives equal cardinalities.

Theorem 22.12.4 Labels occurring in a tensor power
✓

The label projector \(\pi ^\lambda \) on \((\mathbb {C}^q)^{\otimes k}\) is nonzero exactly when the partition \(\lambda \) has at most \(q\) rows, and then the highest weight of \(V^{(q)}_\lambda \) is \(\lambda \).

Proof ▶

For \(q\le q'\) the inclusion \(\mathbb {C}^q\subseteq \mathbb {C}^{q'}\) induces an embedding of tensor powers commuting with the copy permutations and mapping highest-weight vectors of weight \(\mu \) to highest-weight vectors of weight \(\mu \) padded with zeros. Compare with \(q=k\), using Lemma 22.12.2 for the converse.

22.13 Exponential expansion of merge deficits

Let \(G\) be a finite group and \(X\) a finite coordinate set. Let \(\phi _Q,\phi _E,\phi _{QE}\) be permutation representations on \(X\) satisfying

\[ \phi _Q(g)\phi _E(h)=\phi _E(h)\phi _Q(g),\qquad \phi _{QE}(g)=\phi _Q(g)\phi _E(g)\quad (g,h\in G). \]

Write \(P_Q^\lambda ,P_E^\mu ,P_{QE}^\nu \) for their actual irreducible-label projections and \(d_\lambda ,d_\mu ,d_\nu \) for the irreducible dimensions. Let \(F_Q,F_E,F_{QE}\) be the logarithmic dimension observables and set \(D=F_Q+F_E-F_{QE}\). These are the merge deficits in [ Ope26b , Section 7, equations (comparator:merge-decomposition) and (comparator:merge-moments) ] .

Theorem 22.13.1 Exact exponential expansion
✓

For every \(b\in \mathbb R\),

\[ e^{bD}=\sum _{\lambda ,\mu ,\nu } \left(\frac{d_\lambda d_\mu }{d_\nu }\right)^b P_Q^\lambda P_E^\mu P_{QE}^\nu . \]

This identity includes empty ambient coordinate sets and absent labels.

Proof ▶

The separate label resolutions commute. Centrality of their projections also gives commutation with the combined action and its label projections. Hence the actual products \(P_Q^\lambda P_E^\mu P_{QE}^\nu \) form a joint orthogonal resolution. Its three marginals give the three logarithmic dimension observables. Thus \(D\) has value \(\log d_\lambda +\log d_\mu -\log d_\nu \) on each joint summand. Compute the exponential on each summand. Positivity of all irreducible dimensions identifies the coefficient with the stated ratio power.

Theorem 22.13.2 Exact trace expansion
✓

For every complex matrix \(\rho \) on \(X\) and every \(b\in \mathbb R\),

\[ \operatorname {Re}\operatorname {Tr}(\rho e^{bD}) =\sum _{\lambda ,\mu ,\nu } \operatorname {Re}\operatorname {Tr} (\rho P_Q^\lambda P_E^\mu P_{QE}^\nu ) \left(\frac{d_\lambda d_\mu }{d_\nu }\right)^b. \]
Proof ▶

Insert the preceding expansion and distribute multiplication and trace over the finite sums. The coefficients are real, so they factor out of the real trace pairing.

For a density matrix this identifies the exponential expectation with the finite-label expression in [ Ope26b , Section 5, equation (replicas:merge-moment) ] . The invariance hypotheses and the numerical bound for that expectation belong to the subsequent moment estimate.

22.14 Weighted traces of commuting exponentials

The rough estimate in [ Ope26b , Section 7, lines 553–555 ] combines two merge moments by Cauchy–Schwarz. The following arithmetic-mean estimate also gives a polynomial bound when the doubled moments have polynomial bounds.

Theorem 22.14.1 Arithmetic-mean bound for weighted exponential traces
✓

Let \(\rho \) be a positive semidefinite complex matrix on a finite coordinate set, and let \(A,B\) be Hermitian matrices on the same set with \(AB=BA\). For every \(a\in \mathbb {R}\),

\begin{align} \operatorname {Re}\operatorname{tr}\bigl(\rho e^{a(A+B)}\bigr) & \le \frac{\operatorname {Re}\operatorname{tr}(\rho e^{2aA}) +\operatorname {Re}\operatorname{tr}(\rho e^{2aB})}{2}. \label{eq:weighted_trace_exp_mean} \end{align}

The weight need not have trace one or commute with \(A\) or \(B\).

Proof ▶

Set \(U=e^{aA}\) and \(V=e^{aB}\). These matrices are Hermitian and commute, so positivity of the weighted trace gives \(0\le \operatorname {Re}\operatorname{tr}(\rho (U-V)^2)\). Expanding the square yields \(2\operatorname {Re}\operatorname{tr}(\rho UV) \le \operatorname {Re}\operatorname{tr}(\rho U^2)+\operatorname {Re}\operatorname{tr}(\rho V^2)\). The identities \(UV=e^{a(A+B)}\), \(U^2=e^{2aA}\) and \(V^2=e^{2aB}\) then give (21).

22.15 Merge moments of excitation components

Let \(Q,T,C,D\) be finite coordinate sets, let \(k\geq 0\), and let \(B\subseteq \{ 0,\ldots ,k-1\} \). Put \(G=B^c\) and \(m=|G|\), with the same chosen enumeration of \(G\) in each retained register. Let \(\Omega \in \mathbb C^Q\otimes \mathbb C^T\) be unit, and let \(u\in (\mathbb C^Q\otimes \mathbb C^T)^{\otimes k} \otimes (\mathbb C^C)^{\otimes k}\otimes (\mathbb C^D)^{\otimes k}\) be invariant under simultaneous permutation of all three copy strings. Write \(w=(R_B\otimes I)u\) for its actual excitation component and \(\rho =\rho _{Q_GC_G}(w)\) for its actual joint marginal. The logarithmic dimension observables \(F_Q,F_C,F_{QC}\) correspond to permuting the good \(Q\) copies, the good \(C\) copies, and both together. Set \(D_C=F_Q+F_C-F_{QC}\).

For every real \(b\leq 1\),

\begin{align} \operatorname {Re}\operatorname {Tr}(\rho e^{bD_C}) & \leq (m+1)^{(|Q|\, |C|)^2}\| w\| ^2. \label{eq:replica_component_merge} \end{align}

This is the unnormalized form of the first exponential moment in [ Ope26b , Section 7, equation (comparator:merge-moments) ] . It includes \(w=0\), \(m=0\) and \(k=0\).

Proof ▶

The joint density identity gives \(\rho =\rho _Q^{\otimes m}\otimes \rho _{C_G}(w)\), where \(\rho _Q=\operatorname {Tr}_T|\Omega \rangle \langle \Omega |\). The tensor power is invariant under the \(Q\) permutations, and the actual auxiliary marginal is invariant under the \(C\) permutations. The latter invariance follows from the assumed simultaneous symmetry of \(u\), excitation projection, and partial trace. Thus the positive matrix \(\rho \) is invariant under both separate actions. The exponential trace expansion and the homogeneous paired merge-moment bound imply \(\operatorname {Re}\operatorname {Tr}(\rho e^{bD_C}) \leq (m+1)^{(|Q|\, |C|)^2}\operatorname {Tr}\rho \). Partial traces and coordinate bijections preserve the trace. Since \(\operatorname {Tr}\rho _Q=\| \Omega \| ^2=1\), the trace of the product density is \(\operatorname {Tr}\rho =\operatorname {Tr}|w\rangle \langle w|=\| w\| ^2\). This proves (22). No division by the component mass is needed.

22.16 Two merge moments of an excitation component

Let \(Q,Y,V,C,R\) be finite coordinate sets, and let \(\Omega \in \mathbb C^Q\otimes \mathbb C^Y\otimes \mathbb C^V\) be unit. Let \(u\) belong to the \(k\) physical copies together with \(k\) copies of each auxiliary register, and suppose that \(u\) is fixed by simultaneous permutation of the physical, \(C\) and \(R\) copy strings. For \(B\subseteq \{ 0,\ldots ,k-1\} \) put \(m=|B^c|\) and \(w=(R_B\otimes I)u\). Let \(\rho \) be the actual marginal of \(|w\rangle \langle w|\) on \((Q_{B^c}C_{B^c})\otimes (V_{B^c}R_{B^c})\). Thus every middle physical coordinate and all bad-copy coordinates are traced out.

On this common space define

\[ D_C=(F_Q+F_C-F_{QC})\otimes I, \qquad D_R=I\otimes (F_V+F_R-F_{VR}), \]

using the actual good-copy permutation actions, and put

\[ p_{QC}=(m+1)^{(|Q|\, |C|)^2}, \qquad p_{VR}=(m+1)^{(|V|\, |R|)^2}. \]

For every real \(a\) with \(2a\leq 1\),

\begin{align} \operatorname {Re}\operatorname{tr}\bigl(\rho e^{a(D_C+D_R)}\bigr) & \leq \frac{p_{QC}+p_{VR}}{2}\, \| w\| ^2. \label{eq:replica_two_merge_moment} \end{align}

No normalization or nonvanishing of \(w\) is required. Zero copies and an empty good set are included. This is an auxiliary polynomial bound for the rough estimate in [ Ope26b , Section 8 ] .

Proof ▶

The literal partial trace gives \(\rho \geq 0\), while \(D_C,D_R\) are commuting Hermitian matrices acting on separate tensor factors. The arithmetic-mean trace estimate bounds the left side by

\[ \frac{\operatorname {Re}\operatorname{tr}(\rho e^{2aD_C}) +\operatorname {Re}\operatorname{tr}(\rho e^{2aD_R})}{2}. \]

Since \(2a\leq 1\), Theorem 13.71.1 bounds the two terms by \(p_{QC}\| w\| ^2\) and \(p_{VR}\| w\| ^2\), respectively. Their arithmetic mean gives (23).

The paper combines these moments by Cauchy–Schwarz. The arithmetic-mean bound above is sufficient for this polynomial step; the physical spectral restriction and inverse-filter estimates are subsequent arguments.

22.16.1 Physical label moments of an excitation component

Let \(Q,T,K\) be finite coordinate sets, let \(\Omega \in \mathbb C^Q\otimes \mathbb C^T\) be unit, and let \(u\in (\mathbb C^Q\otimes \mathbb C^T)^{\otimes k}\otimes \mathbb C^K\). For \(B\subseteq \{ 0,\ldots ,k-1\} \) put \(G=B^c\), \(m=|G|\), and \(w=(R_B\otimes I_K)u\). Choose a finite-set enumeration of \(G\). Regroup \(w\) as \(\widetilde w\) on

\[ (Q^m\times K)\times (T^m\times (Q\times T)^B), \]

using that same enumeration in both good-copy registers and retaining the original bad-copy coordinates. Write \(\rho _Q=\operatorname {Tr}_T|\Omega \rangle \langle \Omega |\) and let \(F_Q^{(m)}\) be the logarithmic label-dimension observable for the actual permutations of the \(m\) good \(Q\) copies. Its action on the whole regrouped space is

\[ \widehat F_Q=(F_Q^{(m)}\otimes I_K)\otimes I_{T^m\times (Q\times T)^B}. \]
Theorem 22.16.1.1 Exact physical exponential moment
✓

For every \(a\in \mathbb R\),

\begin{equation} \operatorname {Tr}\bigl(|\widetilde w\rangle \langle \widetilde w| e^{a\widehat F_Q}\bigr) =\| w\| ^2\operatorname {Tr}\bigl(\rho _Q^{\otimes m}e^{aF_Q^{(m)}}\bigr). \label{eq:replica_physical_label_moment} \end{equation}
24

No normalization or nonvanishing of \(u\) or \(w\) is required; zero copies are included.

Proof ▶

Tracing the complementary physical coordinates gives exactly \(\rho _Q^{\otimes m}\otimes \rho _K(w)\), where \(\rho _K(w)=\operatorname {Tr}_{(Q\times T)^k}|w\rangle \langle w|\) is the literal exterior marginal of the same component. The exponential of the retained-factor action is the exponential on \(Q^m\) tensored with the identities on every other factor. The partial-trace pairing and the trace of a tensor product thus factor the left side into the iid regional moment and \(\operatorname {Tr}\rho _K(w)=\| w\| ^2\). This proves the identity without division by the component mass.

This is the exact physical iid evaluation used in [ Ope26b , Section 7, lines 556–560 ] , following the regional product argument at lines 520–549. Taking either sign of \(a\) handles either physical exponential factor. For the three-region partition \(Q\otimes Y\otimes V\), one uses the complements \(Y\otimes V\), \(Y\otimes Q\) and \(Q\otimes V\) for the respective retained regions \(Q,V,Y\). The signed centred label-moment rate at lines 227–237 and the five-factor comparison remain subsequent estimates.

22.17 Weighted exponential trace inequalities

The sharp component estimate in [ Ope26b , Section 7, lines 553–560 ] applies Hölder’s inequality to five commuting Hermitian operators. The following finite-dimensional inequalities give that analytic step for a positive semidefinite trace weight of arbitrary mass.

Theorem 22.17.1 Coordinate functions of a product resolution
✓

Let \((P_i)_{i\in I}\) and \((Q_j)_{j\in J}\) be finite orthogonal resolutions of the identity, and suppose their products \(P_iQ_j\) also form an orthogonal resolution. For arbitrary complex functions \(f\) on \(I\) and \(g\) on \(J\),

\begin{align} \sum _{i,j}f(i)P_iQ_j& =\sum _i f(i)P_i,\\ \sum _{i,j}g(j)P_iQ_j& =\sum _j g(j)Q_j. \end{align}
Proof ▶

Sum the unused resolution to the identity. These identities require no positivity or Hermiticity of the resolutions.

Theorem 22.17.2 Weighted exponential trace inequality
✓

Let \(\rho \ge 0\), and let \(A,B\) be commuting Hermitian matrices on a finite-dimensional space. For \(0\le t\le 1\),

\begin{align} \operatorname {ReTr}\bigl(\rho e^{tA+(1-t)B}\bigr) & \le \bigl(\operatorname {ReTr}(\rho e^A)\bigr)^t \bigl(\operatorname {ReTr}(\rho e^B)\bigr)^{1-t}. \label{eq:weighted_holder_binary} \end{align}

Each exponential trace is nonnegative. The matrix \(\rho \) need not have trace one or commute with \(A\) or \(B\); zero weights and a zero-dimensional space are included.

Proof ▶

The joint spectral projections \(P_iQ_j\) are Hermitian orthogonal projections, and their trace weights \(\mu _{ij}=\operatorname {ReTr}(\rho P_iQ_j)\) are nonnegative. The exponential traces are the corresponding weighted scalar sums. For nonnegative weights \(\mu _i\) and \(s_j\) with \(\sum _j s_j=1\), scalar weighted Hölder gives

\begin{align} \sum _i\mu _i\exp \! \left(\sum _j s_jx_{ji}\right) & \le \prod _j\left(\sum _i\mu _i e^{x_{ji}}\right)^{s_j}. \label{eq:weighted_holder_scalar} \end{align}

Here is a direct proof of (28). If all \(\mu _i\) vanish, the left side is zero. Otherwise put \(M_j=\sum _i\mu _i e^{x_{ji}}{\gt}0\). Convexity of the exponential, applied to \(x_{ji}-\log M_j\), gives

\begin{align} e^{\sum _j s_jx_{ji}} & \le e^{\sum _j s_j\log M_j}\sum _j s_j e^{x_{ji}-\log M_j}. \end{align}

Multiply by \(\mu _i\) and sum in \(i\); each normalized inner sum is one. This proves (28), and the two joint spectral coordinates give (27). A single spectral resolution proves nonnegativity of the exponential trace.

Theorem 22.17.3 Equal-weight finite-family trace inequality
✓

Let \(r\ge 1\) be an integer, let \(A_1,\ldots ,A_r\) be pairwise commuting Hermitian matrices, and let \(\rho \ge 0\). For every real \(a\),

\begin{align} \operatorname {ReTr}\left(\rho e^{a\sum _{j=1}^r A_j}\right) & \le \prod _{j=1}^r \left(\operatorname {ReTr}(\rho e^{raA_j})\right)^{1/r}. \label{eq:weighted_holder_finite} \end{align}

In particular, \(r=5\) gives the fifth-root product in the sharp component estimate. No normalization or commutation condition is imposed on \(\rho \).

Proof ▶

Induct on \(r\). The case \(r=1\) is equality. For \(r\ge 2\), set \(B=\sum _{j=2}^r A_j\) and apply (27) to \(raA_1\) and \(raB/(r-1)\) with weight \(t=1/r\). Apply the induction hypothesis to \(B\) with exponent \(ra/(r-1)\). Raising that bound to \(1-1/r\) gives exponent \((1/(r-1))(1-1/r)=1/r\) on every remaining factor. All bases are nonnegative, so this argument also includes zero traces.

22.18 Five-factor Hölder for the actual merge deficits

Let \(Q,Y,V,C,R\) be independent finite-dimensional factors and let \(m\ge 0\). For each subsystem \(A\), let \(F_A\) be the logarithmic dimension observable of its actual copy-permutation action. On the common five-factor copy space set \(D_C=F_Q+F_C-F_{QC}\), \(D_R=F_V+F_R-F_{VR}\) and \(G=F_Q+F_V-F_Y\). The factor \(Y\) is independent of \(Q\) and \(V\). For a positive semidefinite matrix \(\rho \), write \(M_\rho (H)=\operatorname {Re}\operatorname{Tr}(\rho e^H)\).

Theorem 22.18.1 The five actual exponential moments
✓

For every real \(a\),

\begin{align} M_\rho \bigl(a(D_C+D_R-G)\bigr) & \le M_\rho (5aD_C)^{1/5}M_\rho (5aD_R)^{1/5}\notag \\ & \quad \times M_\rho (-5aF_Q)^{1/5}M_\rho (-5aF_V)^{1/5} M_\rho (5aF_Y)^{1/5}. \label{eq:physical_merge_holder} \end{align}

The weight \(\rho \) need not be normalized or commute with any of the observables. Zero copies, zero weights and zero-dimensional factors are included. This is the five-factor Hölder step in [ Ope26b , Section 7, lines 556–560 ] .

Proof ▶

Each \(F_A\) is a real linear combination of orthogonal central projections and is therefore Hermitian. The seven subsystems \(Q,Y,V,C,R,QC,VR\) are pairwise nested or disjoint, so their central observables commute. Addition, subtraction and negation give pairwise commutation of \(D_C,D_R,-F_Q,-F_V,F_Y\). Apply equal-weight trace Hölder to these five operators. Their sum is \(D_C+D_R-G\), giving (31).

22.19 Centered moments of the Schur label

The signed label-moment argument in [ Ope26b , Section 7, lines 227–237 ] first compares the label observable with the supported surprisal. The estimates below give this comparison for an arbitrary real center. The subsequent bounds for the centered surprisal of independent copies are a separate argument.

Let a finite group act by permutations on a finite-dimensional Hilbert space, let \(\rho \ge 0\) commute with that action, and let \(P_\lambda \) be the central projection belonging to the irreducible representation of dimension \(d_\lambda \). Write

\begin{align} F& =\sum _\lambda (\log d_\lambda )P_\lambda ,\\ L& =-\log \rho ,\\ M_A(t;s)& =\operatorname {ReTr}\bigl(\rho e^{t(A-sI)}\bigr). \end{align}

The logarithm of \(\rho \) is evaluated on its support and is zero on its kernel.

Theorem 22.19.1 Positive centered comparison
✓

If \(\operatorname {Tr}\rho =1\), then for every \(s\in \mathbb R\) and \(u\ge 0\),

\begin{align} M_F(u;s)\le M_L(u;s). \end{align}
Proof ▶

Use the joint spectral resolution of \(\rho \) and the central projections. On a nonzero joint eigenspace with positive eigenvalue \(r\), invariance and normalization give \(r d_\lambda \le 1\), so \(\log d_\lambda \le -\log r\). The desired comparison follows by monotonicity of the scalar exponential. The terms with \(r=0\) have zero trace weight. Thus only the supported comparison is used; an inequality on the entire ambient space is unnecessary.

Theorem 22.19.2 Negative centered comparison
✓

Without requiring \(\operatorname {Tr}\rho =1\), for all \(s,u\in \mathbb R\),

\begin{align} M_F(-u;s)\le \sqrt{M_L(-2u;s)\operatorname {ReTr}\bigl(\rho e^{2u(L-F)}\bigr)}. \end{align}
Proof ▶

The Hermitian operators \(-2u(L-sI)\) and \(2u(L-F)\) commute, since both are functions of the joint spectral resolution. Their average is \(-u(F-sI)\). Apply the weighted trace inequality with weights \(1/2,1/2\). The individual exponential traces are nonnegative, so the product of their square roots is the square root of their product.

Theorem 22.19.3 Copy-permutation moment transfer
✓

Let \(\rho \) be a permutation-invariant density matrix on \(Q^{\otimes k}\), where \(\dim Q=q\). For every \(s\in \mathbb R\) and \(0\le u\le 1/2\),

\begin{align} M_F(u;s)& \le M_L(u;s),\\ M_F(-u;s)& \le \sqrt{(k+1)^{q^2}M_L(-2u;s)}. \end{align}
Proof ▶

Apply the preceding comparisons and the Schur remainder estimate \(\operatorname {ReTr}(\rho e^{b(L-F)})\le (k+1)^{q^2}\) with \(b=2u\le 1\). The other factor is nonnegative, so multiplication and the square root preserve the bound.

22.20 Quantitative bounds for the centered label moments

The following conditional estimate gives the scalar step in [ Ope26b , Section 7, lines 227–238 ] . Its hypothesis concerns the centered surprisal on all copies. Deriving that hypothesis from the one-copy marginal estimate by independence is a separate assertion.

Theorem 22.20.1 Quadratic label moments with an explicit logarithmic loss
✓

Let \(\rho \) be a permutation-invariant density matrix on \(Q^{\otimes k}\), where \(\dim Q=q\). Write \(F\) for its Schur-label observable and \(L=-\log \rho \) on the support of \(\rho \), with zero value on the kernel. For a real center \(s\), put

\begin{align*} M_A(t;s)=\operatorname {ReTr}\bigl(\rho e^{t(A-sI)}\bigr). \end{align*}

Suppose \(C_0\ge 0\), \(c_0{\gt}0\), and \(\mathcal B\ge 1\), and assume the actual centered surprisal estimate

\begin{align*} \log M_L(t;s)\le C_0k\mathcal B t^2 \qquad \left(|t|\le \frac{c_0}{\sqrt{\mathcal B}}\right). \end{align*}

Then \(c=\min (c_0,1)/2\) is positive. For \(0\le u\le c/\sqrt{\mathcal B}\),

\begin{align*} \log M_F(u;s)& \le C_0k\mathcal B u^2,\\ \log M_F(-u;s)& \le 2C_0k\mathcal B u^2 +\frac{q^2}{2}\log (k+1). \end{align*}

In particular, throughout the symmetric interval \(|t|\le c/\sqrt{\mathcal B}\),

\begin{align*} \log M_F(t;s)\le 2C_0k\mathcal B t^2 +\frac{q^2}{2}\log (k+1). \end{align*}

The quadratic coefficient and the interval constant are independent of \(q\). The center is arbitrary; the specialization \(s=kS(Q)\) requires the actual independent-copy surprisal estimate at that center.

Proof ▶

Every Hermitian exponential is positive definite. Its trace pairing with \(\rho \ge 0\), \(\operatorname {Tr}\rho =1\), is therefore strictly positive, so logarithmic monotonicity applies to the preceding moment comparisons. Since \(\sqrt{\mathcal B}\ge 1\), the chosen range gives both \(2u\le 1\) and \(2u\le c_0/\sqrt{\mathcal B}\). The positive comparison immediately gives the first bound. For the negative comparison,

\begin{align*} \log M_F(-u;s) & \le \tfrac 12\log M_L(-2u;s)+\tfrac 12 q^2\log (k+1)\\ & \le 2C_0k\mathcal B u^2+\tfrac 12 q^2\log (k+1). \end{align*}

Finally, \(C_0k\mathcal B t^2\) and \(\log (k+1)\) are nonnegative, so the larger bound also covers the positive sign. All zero-copy and singular-state cases remain included.

22.21 Branching and the dimension formula

Let \(S_{k-1}\subseteq S_k\) permute the first \(k-1\) copies. For labels \(\lambda \) of \(S_k\) and \(\nu \) of \(S_{k-1}\), let \(c(\lambda ,\nu )\) be the multiplicity of \(\nu \) in the restriction of \(\lambda \), the rank of the image of a minimal idempotent of the \(\nu \) factor of \(\mathbb {C}[S_{k-1}]\) in the \(\lambda \) factor of \(\mathbb {C}[S_k]\).

For a subgroup \(H\) of a finite group \(G\), \(d_\lambda =\sum _\nu c(\lambda ,\nu )d_\nu \) and \(\sum _\lambda d_\lambda ^2=|G|\). For a permutation representation \(\rho \) of \(G\), an element \(a\) of \(\mathbb {C}[G]\) with \(\lambda \) block \(W_\lambda (a)\), and an operator \(M\) commuting with \(\rho \), \(d_\lambda \operatorname{Tr}\bigl(M\rho (a)\pi ^\lambda \bigr)=\operatorname{tr}W_\lambda (a)\operatorname{Tr}(M\pi ^\lambda )\), and \(\rho (a)\pi ^\lambda =0\) exactly when \(\pi ^\lambda =0\) or \(W_\lambda (a)=0\).

Proof ▶

The central idempotents of \(H\) sum to one, and the block of the central idempotent of \(\nu \) has trace \(d_\nu c(\lambda ,\nu )\). The Artin–Wedderburn isomorphism preserves dimension. Finally \(\rho (a)\pi ^\lambda =\sum _{ij}W_\lambda (a)_{ij}E^\lambda _{ij}\) and \(\operatorname{Tr}(ME^\lambda _{ij})=\delta _{ij}\operatorname{Tr}(ME^\lambda _{00})\).

Lemma 22.21.2 Restriction multiplicities are at most one
✓

\(c(\lambda ,\nu )\le 1\), and \(c(\lambda ,\nu )=0\) unless \(\lambda =\nu +e_i\) for some row \(i\).

Proof ▶

Work in \((\mathbb {C}^k)^{\otimes k}=(\mathbb {C}^k)^{\otimes (k-1)}\otimes \mathbb {C}^k\). A highest-weight vector of weight \(\mu \) fixed by a minimal idempotent of \(\nu \) in the first \(k-1\) copies has components along the last copy in \(V_\nu \), and its last nonzero component, at row \(i\), is a highest-weight vector of weight \(\mu -e_i\); hence \(\mu =\nu +e_i\), and the component at row \(i\) determines the vector, so these vectors span at most a line. The images of the matrix units of \(\lambda \) applied to a highest-weight vector of \(V_\lambda \) embed the range of the block of the minimal idempotent into this space.

Theorem 22.21.3 Schur-label estimates, part 1: the dimension of the symmetric-group factor
✓

For a partition \(\lambda \vdash k\) padded to any length \(q\) at least its number of rows, \(d_\lambda =k!\prod _{i{\lt}j}(l_i-l_j)/\prod _il_i!\) with \(l_i=\lambda _i+q-i\). Moreover \(c(\lambda ,\nu )=1\) if \(\lambda =\nu +e_i\) for some row \(i\) and \(c(\lambda ,\nu )=0\) otherwise.

Proof ▶

By induction on \(k\). From Lemma 22.21.2, \(d_\lambda =\sum _\nu c(\lambda ,\nu )d_\nu \le \sum _iD_{\lambda -e_i}=D_\lambda \), and \(\sum _\lambda D_\lambda d_\lambda =\sum _\nu d_\nu \sum _\lambda c(\lambda ,\nu )D_\lambda \le \sum _\nu d_\nu \sum _iD_{\nu +e_i}=k\sum _\nu d_\nu ^2=k!=\sum _\lambda d_\lambda ^2\), using Lemma 22.10.3. Hence \(d_\lambda =D_\lambda \), and a missing removable row would make the first inequality strict.

22.22 The star operator and branch probabilities

Let \(T_k=\sum _{i\ne j}(i\ j)\in \mathbb {C}[S_k]\), the sum over ordered pairs of distinct copies, and let \(\kappa _\lambda \) be the scalar by which this central element acts on the \(\lambda \) factor.

On \((\mathbb {C}^q)^{\otimes k}\), \(\sum _{a,b}E_{ab}E_{ba}=kq+T_k\). Consequently, for a label \(\lambda \) with at most \(q\) rows, \(\kappa _\lambda =\sum _a\lambda _a^2+\sum _{a{\lt}b}(\lambda _a-\lambda _b)-kq\).

Proof ▶

A matrix unit summed over its index pairs acts on two distinct copies as their transposition and on one copy as \(q\) times the identity. On a highest-weight vector of weight \(\lambda \) in \(V_\lambda \) the diagonal terms give \(\lambda _a^2\), and for \(a{\lt}b\) the commutator \([E_{ab},E_{ba}]=E_{aa}-E_{bb}\) gives \(\lambda _a-\lambda _b\), while the terms with \(a{\gt}b\) vanish.

On \((\mathbb {C}^q)^{\otimes k}\), the full label \(\lambda \) and the label \(\nu \) of the first \(k-1\) copies are compatible precisely when \(\lambda \) occurs and \(\nu =\lambda -e_i\) for a removable row \(i\). For every operator \(\rho \) commuting with the copy permutations, \(d_\lambda \operatorname{Tr}(\rho \pi ^\lambda \pi ^\nu )=d_\nu \operatorname{Tr}(\rho \pi ^\lambda )\) on that branch, so in a permutation-invariant state the branch has conditional probability

\[ p_{\lambda ,i}=\frac{d_{\lambda -e_i}}{d_\lambda } =\frac{l_i}{k}\prod _{j\ne i}\frac{l_i-1-l_j}{l_i-l_j}\le 2^q\frac{l_i}{k}. \]

The normalized star operator \(J=\frac1k\sum _{j{\lt}k}U((j\ k))\) acts on the branch by \((\lambda _i-i)/k\), with rows indexed from one.

Proof ▶

Compatibility and the probability follow from Lemma 22.21.1 and the branching rule of Theorem 22.21.3; the quotient is the recursion of Lemma 22.10.3, whose factors with \(j{\lt}i\) are at most two and with \(j{\gt}i\) at most one. Since \(2kJ=T_k-T_{k-1}\), the star operator acts on the branch by \((\kappa _\lambda -\kappa _\nu )/(2k)\), which Lemma 22.22.1 evaluates.

For a permutation representation \(\rho \) of a finite group \(G\) with multiplicities \(m_\lambda \), \(\operatorname{tr}\rho (a)=\sum _\lambda m_\lambda \operatorname{tr}W_\lambda (a)\). In the regular representation \(m_\lambda =d_\lambda \), so \(|G|e_\lambda (g)=d_\lambda \operatorname{tr}W_\lambda (g^{-1})\), and \(\sum _g\operatorname{tr}\rho (g^{-1})\, g=\sum _\lambda (|G|m_\lambda /d_\lambda )e_\lambda \).

Proof ▶

The first formula is Lemma 22.21.1 with \(M=1\). In the regular representation the image of a minimal idempotent is a left ideal of \(\mathbb {C}[G]\), which the Artin–Wedderburn isomorphism identifies with one row of the \(\lambda \) factor. The trace of the regular representation is \(|G|\) times the coefficient of the identity; apply it to \(e_\lambda g^{-1}\) and compare coefficients.

Lemma 22.22.4 Fixed-point sum
✓
#

Let \(Z_k=\sum _{\tau \in S_k}f(\tau )\tau \), where \(f(\tau )\) is the number of configurations of \((\mathbb {C}^q)^{\otimes k}\) fixed by \(\tau \). Then \(Z_{k+1}=(q+X_{k+1})Z_k\), with \(X_{k+1}=\sum _{j\le k}(j\ k{+}1)\) and \(Z_k\) embedded through the permutations of the first \(k\) copies.

Proof ▶

Every permutation of \(k+1\) copies is uniquely \(\sigma \) or \((j\ k{+}1)\sigma \) with \(\sigma \) permuting the first \(k\) copies; these fix \(qf(\sigma )\) and \(f(\sigma )\) configurations respectively, the last copy being free or determined by copy \(j\).

The labels occurring in \((\mathbb {C}^q)^{\otimes k}\) are the partitions of \(k\) with at most \(q\) rows. For them, with \(l_i=\lambda _i+q-i\), \(\dim V^{(q)}_\lambda =\prod _{i{\lt}j}(l_i-l_j)/(j-i)\), \(d_\lambda =k!\prod _{i{\lt}j}(l_i-l_j)/\prod _il_i!\), and \(|\log d_\lambda -kH(\lambda /k)|\le (q^2+q+1)(\log (k+q+2)+1)\). The number of labels and the sum of the multiplicities are at most \((k+1)^{q^2}\) (Lemma 22.4.3).

Proof ▶

The labels and \(d_\lambda \) come from Theorems 22.12.4 and 22.21.3, and the asymptotics from Lemma 22.10.2. By Lemma 22.22.3 the fixed-point sum acts on \(\lambda \) by \(s_\lambda =k!m_\lambda /d_\lambda \). On a branch \(\nu =\lambda -e_i\), Lemma 22.22.4 and the star-operator eigenvalue of Theorem 22.22.2 give \(s_\lambda =(q+\lambda _i-i)s_\nu =l_is_\nu \). Combined with the quotient \(d_\nu /d_\lambda \) of Theorem 22.22.2 this is the recursion \(W_\lambda \prod _{j\ne i}(l_i-1-l_j)=W_\nu \prod _{j\ne i}(l_i-l_j)\) of the Weyl formula, and induction on \(k\) gives \(m_\lambda =W_\lambda \).

22.23 The Weyl character formula

The integral representation of the replica metrics in the proof of Lemma 6.2 of  [ Ope26b ] uses the characters of the multiplicity spaces. For a label \(\lambda \) with at most \(q\) rows and \(y\in \mathbb {C}^q\), let \(\chi _\lambda (y)=\operatorname{Tr}\bigl(E^\lambda _{00}\operatorname {diag}(y)^{\otimes k}\bigr)\) be the character of \(V^{(q)}_\lambda \), so that \(\operatorname{Tr}\bigl(\pi ^\lambda \operatorname {diag}(y)^{\otimes k}\bigr)=d_\lambda \chi _\lambda (y)\). For exponents \(\alpha \in \mathbb N^q\) write \(a_\alpha (y)=\det [y_i^{\alpha _j}]\) for the alternant, \(1_S\) for the indicator vector of a set \(S\) of rows, and \(e_r(y)=\sum _{|S|=r}\prod _{i\in S}y_i\) for the elementary symmetric polynomial.

An alternant with two equal exponents vanishes, and \(a_\alpha e_r=\sum _{|S|=r}a_{\alpha +1_S}\). Consequently \(\sum _{|S|=r}V(\alpha +1_S)=\binom qrV(\alpha )\) for the Vandermonde product \(V(t)=\prod _{i{\lt}j}(t_i-t_j)\), and \(\sum _{|S|=r}W_{\lambda +1_S}=\binom qrW_\lambda \) for the right-hand side \(W\) of the Weyl dimension formula.

Proof ▶

Expand the determinant over permutations \(\sigma \) and reindex \(e_r\) by \(\sigma \). At \(y=(1,z,\dots ,z^{q-1})\) the alternant is the Vandermonde determinant in the \(z^{\alpha _j}\), equal to \((z-1)^{\binom q2}\) times \(\prod _{i{\lt}j}(G_{\alpha _j}-G_{\alpha _i})\) with \(G_n=1+z+\cdots +z^{n-1}\). Cancel the power of \(z-1\) in the polynomial ring and set \(z=1\), where \(G_n=n\) and \(e_r=\binom qr\).

Let \(A_r=\frac1{r!}\sum _{\tau \in S_r}\operatorname {sgn}(\tau )\tau \). Then \(A_r^2=A_r\) and \(\operatorname{Tr}\bigl(A_r\operatorname {diag}(y)^{\otimes r}\bigr)=e_r(y)\). On \((\mathbb {C}^q)^{\otimes (m+r)}\) the permutations of the first \(m\) and of the last \(r\) copies act on the two tensor factors of \((\mathbb {C}^q)^{\otimes m}\otimes (\mathbb {C}^q)^{\otimes r}\).

Proof ▶

The diagonal entry of \(A_r\operatorname {diag}(y)^{\otimes r}\) at a configuration \(z\) is \(\frac1{r!}\prod _jy_{z_j}\) times the signed count of permutations fixing \(z\), which is one when the entries of \(z\) are distinct and zero otherwise, since a transposition of two equal entries reverses the sign. Each set of \(r\) distinct entries arises from \(r!\) configurations, which cancels the factor \(\frac1{r!}\).

Let \(\mu \) be a label of \(S_m\) and let \(c(\lambda )\) be the rank of the \(\lambda \) block of \(e^\mu _{00}\otimes A_r\) in \(\mathbb {C}[S_{m+r}]\). In every dimension \(q\) in which \(\lambda \) and \(\mu \) occur, \(c(\lambda )\le 1\), and \(c(\lambda )=0\) unless \(\lambda =\mu +1_S\) for a set \(S\) of \(r\) rows.

Proof ▶

A highest-weight vector \(w\) of weight \(\lambda \) fixed by \(e^\mu _{00}\otimes A_r\) has components \(w_z\in V_\mu \), indexed by the configurations \(z\) of the last \(r\) copies, which are antisymmetric in \(z\) and vanish unless \(z\) has distinct entries. Among the nonzero components choose one maximizing \(\sum _jz_j\). A raising operator \(E_{ab}\), \(a{\lt}b\), maps it to minus a sum of components whose configurations have a larger sum, so it is a highest-weight vector of \(V_\mu \) of weight \(\lambda -\mathrm{wt}(z)\); hence \(\lambda =\mu +1_S\) with \(S\) the set of entries of \(z\). Configurations with the same entries differ by a permutation, so the component at one such configuration determines \(w\), and it lies on the line of highest-weight vectors of \(V_\mu \). As in Lemma 22.21.2, the matrix units of \(\lambda \) applied to a highest-weight vector of \(V_\lambda \) embed the range of the block into this space.

For a label \(\mu \) of \(S_m\) with at most \(q\) rows, \(\chi _\mu e_r=\sum _\lambda \chi _\lambda \), the sum running over the partitions \(\lambda =\mu +1_S\) of \(m+r\) with at most \(q\) rows.

Proof ▶

By Lemma 22.21.1, \(\operatorname{Tr}\bigl(\rho (a)\operatorname {diag}(y)^{\otimes k}\bigr) =\sum _\lambda \operatorname{tr}W_\lambda (a)\chi _\lambda (y)\) for every \(a\in \mathbb {C}[S_k]\), and for \(a=e^\mu _{00}\otimes A_r\) the left side is \(\chi _\mu (y)e_r(y)\) by Lemma 22.23.2. Labels with more than \(q\) rows contribute nothing, since their characters vanish. For the other labels, Lemma 22.23.3 bounds the coefficients by one on these partitions and by zero elsewhere. At \(y=1\) the two sides are \(\binom qrm_\mu \) and \(\sum _\lambda c(\lambda )m_\lambda \), while the Weyl dimension formula and Lemma 22.23.1 give \(\sum _\lambda m_\lambda =\binom qrm_\mu \) over the same partitions; the summands with \(\mu +1_S\) not a partition vanish because two shifted parts coincide. Since \(m_\lambda {\gt}0\), every coefficient is one.

Theorem 22.23.5 The Weyl character formula
✓

For a label \(\lambda \) of \(S_k\) with at most \(q\) rows, \(a_\delta (y)\chi _\lambda (y)=a_{\lambda +\delta }(y)\) with \(\delta _j=q-j\); that is, \(\Delta (y)\chi _\lambda (y)=\det [y_i^{l_j}]\) with \(l_j=\lambda _j+q-j\) and \(\Delta \) the Vandermonde determinant.

Proof ▶

By induction on \(k\), and for fixed \(k\) downward on the number \(\ell \) of nonempty rows. For \(\ell =0\) both sides are \(a_\delta \). Otherwise let \(\mu \) be \(\lambda \) with its first column removed, a partition of \(k-\ell \). Multiply the rule of Theorem 22.23.4 for \(r=\ell \) by \(a_\delta \). By induction on \(k\) the left side is \(a_{\mu +\delta }e_\ell =\sum _{|S|=\ell }a_{\mu +\delta +1_S}\), in which the terms with \(\mu +1_S\) not a partition vanish. On the right, every partition \(\mu +1_S\) other than \(\lambda \) has a nonempty row below the first \(\ell \), hence more than \(\ell \) nonempty rows, and the inner induction applies to it. The remaining terms are \(a_\delta \chi _\lambda \) and \(a_{\lambda +\delta }\).

22.24 Counting excitation subsets

For \(0\le \tau \le 1/2\), write \(h(\tau )=-\tau \log \tau -(1-\tau )\log (1-\tau )\), with \(0\log 0=0\). All logarithms are natural.

Theorem 22.24.1 Binary-entropy bound for binomial coefficients
✓

Let \(k,r\) be nonnegative integers and \(0\le \tau \le 1/2\). If \(r\le \tau k\), then

\begin{align} \log \binom {k}{r}& \le kh(\tau ),\\ \binom {k}{r}& \le e^{kh(\tau )}. \end{align}

These are the binomial estimates used before the inverse-compression inequality in  [ Ope26b , Section 7 ] .

Proof ▶

If \(\tau =0\), then \(r=0\) and both claims are equalities. Otherwise \(r\le k\) and each nonnegative term in the binomial expansion of \((\tau +(1-\tau ))^k=1\) is at most \(1\). Hence

\begin{align} \log \binom {k}{r} & \le -r\log \tau -(k-r)\log (1-\tau )\\ & =kh(\tau )+(\tau k-r)\log \frac{\tau }{1-\tau } \le kh(\tau ). \end{align}

The last inequality follows from \(\tau \le 1/2\) and \(r\le \tau k\). Exponentiating proves the second claim.

Theorem 22.24.2 Binary-entropy bound for excitation subsets
✓

Let \(S\) be a finite set with \(k\) elements and \(0\le \tau \le 1/2\). Then

\begin{align} \sum _{\substack {0\le r\le k\\ r\le \tau k}}\binom {k}{r} & \le (k+1)e^{kh(\tau )},\\ \bigl|\{ B\subseteq S:|B|\le \tau k\} \bigr| & \le (k+1)e^{kh(\tau )}. \end{align}

This is the subset-count estimate preceding the inverse-compression inequality in  [ Ope26b , Section 7 ] .

Proof ▶

There are at most \(k+1\) admissible cardinalities, each contributing at most \(e^{kh(\tau )}\) by Theorem 22.24.1. Every admissible subset belongs to the family of subsets of cardinality \(r\) for one admissible \(r\), and that family has \(\binom {k}{r}\) members.

22.25 Labels on a uniform auxiliary pair

For a positive integer \(d\), write \(\omega _d=d^{-1/2}\sum _{i=1}^d e_i\otimes e_i\). Regrouping the factors in \(\omega _d^{\otimes k}\) gives a vector \(w_{d,k}\) in \((\mathbb C^d)^{\otimes k}\otimes (\mathbb C^d)^{\otimes k}\) with entries

\[ w_{d,k}(x,y)=d^{-k/2}\mathbf1_{x=y}. \]

For \(k=0\) this is the scalar vector \(1\). These are the uniform auxiliary pairs used in [ Ope26b , Section 7 ] .

Theorem 22.25.1 Mass on one half of the uniform pair
✓

For every orthogonal projector \(P\) on \((\mathbb C^d)^{\otimes k}\),

\[ \| (I\otimes P)w_{d,k}\| ^2=d^{-k}\operatorname {tr}P. \]
Proof ▶

The entry at \((x,y)\) is \(d^{-k/2}P_{y,x}\). Thus \(\| (I\otimes P)w_{d,k}\| ^2=d^{-k}\operatorname {tr}(P^*P) =d^{-k}\operatorname {tr}P\).

Theorem 22.25.2 Nonzero occurrence on the uniform pair
✓

For every operator \(P\) on \((\mathbb C^d)^{\otimes k}\), \((I\otimes P)w_{d,k}\ne 0\) if and only if \(P\ne 0\).

Proof ▶

Since \(d{\gt}0\), the coefficient \(d^{-k/2}\) is nonzero. The coordinate identity \(((I\otimes P)w_{d,k})(x,y)=d^{-k/2}P_{y,x}\) proves both directions.

Theorem 22.25.3 Matching labels on the uniform pair
✓

For every irreducible label \(\lambda \) of the copy-permutation representation,

\[ (\pi ^\lambda \otimes I)w_{d,k} =(I\otimes \pi ^\lambda )w_{d,k}. \]
Proof ▶

Every permutation in \(S_k\) is conjugate to its inverse, so a central element of \(\mathbb C[S_k]\) has inversion-invariant coefficients. Transposing the permutation representation sends each permutation to its inverse; hence \((\pi ^\lambda )^T=\pi ^\lambda \). The two coordinate expressions are therefore \(d^{-k/2}\pi ^\lambda _{x,y}=d^{-k/2}\pi ^\lambda _{y,x}\).

A label with nonzero mass in any vector has a nonzero projector, and hence occurs with positive mass on the uniform pair. This initial occurrence requires no inverse polynomial lower bound. Selection of a label with \(\log d_{\lambda _k}=kS'+o(k)\) is a separate concentration argument.

22.26 Observables after splitting the copies

Definition 22.26.1 The two groups of configurations
✓
#

A fixed division \([k]\simeq [m]\sqcup [r]\) of the copies induces the coordinate decomposition of the full configuration space into the configurations on the first and second groups. All physical and auxiliary factors use this same division.

Theorem 22.26.2 Subgroup actions and label observables
✓

For finite local configuration spaces and every subsystem \(S\), the copy action of the first subgroup on \(S\) becomes its usual copy action on the first \(m\) copies, tensored with the identity on the remaining \(r\) copies. The same coordinate identity holds for every real label observable.

Proof ▶

The subgroup permutes precisely its specified copies and fixes every other coordinate. Extend the identity from permutations to their group algebra, and then to the central label observables.

Theorem 22.26.3 Exponential transport
✓

Let \(S_j\) be a finite family of subsystems and let \(a_j\in \mathbb R\). Writing \(F_{S_j,G}\) for the first-subgroup label entropy on the full space, the same coordinates give

\begin{align*} \exp \Bigl(\sum _j a_jF_{S_j,G}\Bigr) \simeq \exp \Bigl(\sum _j a_jF_{S_j,m}\Bigr)\otimes I. \end{align*}

No disjointness of the subsystems is required. This is a coordinate identity, as used in [ Ope26b , Section 8, lines 454–560 ] .

Proof ▶

Sum the coordinate identities with their specified coefficients. Exponentiation commutes with a change of basis and with adjoining an identity factor.

22.27 Labels on a symmetric subsystem

Let \(F\) be a finite set of factor labels, let \(I_a\) be a finite coordinate set for each \(a\in F\), and let \(k\geq 0\) be an integer. Set \(\mathcal V=\bigotimes _{a\in F}\mathbb {C}^{I_a}\) and \(\mathcal H=\mathcal V^{\otimes k}\). The coordinate sets may be empty; the tensor product over an empty factor set and the zeroth tensor power are both \(\mathbb {C}\).

For \(A\subseteq F\), let \(U_A(\sigma )\) permute the \(k\) copies of the factors in \(A\), leaving the other factors fixed. Write \(\Pi _{A,k}=(k!)^{-1}\sum _{\sigma \in S_k}U_A(\sigma )\) for the orthogonal projection onto the vectors fixed by all these permutations. If \(e_\lambda \) is the central idempotent of the irreducible label \(\lambda \) of \(S_k\), write \(\pi ^\lambda _{A,k}\) for its image under this permutation representation. Let \(d_\lambda \geq 1\) be the dimension of that irreducible representation, and set \(F_{A,k}=\sum _\lambda (\log d_\lambda )\pi ^\lambda _{A,k}\).

The following identities are consequences of the central-label argument in  [ Ope26b , Lemma 6.1(2) ] . All operators act on the same space \(\mathcal H\).

Theorem 22.27.1 Complementary labels inside a union
✓
#

Let \(A,B\subseteq F\) be disjoint. For every irreducible label \(\lambda \) of \(S_k\),

\begin{align} \pi ^\lambda _{A,k}\Pi _{A\cup B,k} & =\pi ^\lambda _{B,k}\Pi _{A\cup B,k}. \label{eq:symmetric_union_projectors} \end{align}
Proof ▶

Disjointness gives \(U_{A\cup B}(\sigma )=U_A(\sigma )U_B(\sigma )\). If \(v\) belongs to the range of \(\Pi _{A\cup B,k}\), then \(U_B(\sigma )v=U_A(\sigma ^{-1})v\). The coefficients of \(e_\lambda \) are invariant under inversion in \(S_k\). Summing the last identity with these coefficients gives \(\pi ^\lambda _{B,k}v=\pi ^\lambda _{A,k}v\). Apply this equality to every column of \(\Pi _{A\cup B,k}\).

Theorem 22.27.2 Complementary logarithmic labels inside a union
✓

Let \(A,B\subseteq F\) be disjoint. Then

\begin{align} F_{A,k}\Pi _{A\cup B,k} & =F_{B,k}\Pi _{A\cup B,k}. \label{eq:symmetric_union_logarithmic_labels} \end{align}
Proof ▶

Multiply (46) by \(\log d_\lambda \) and sum over the irreducible labels.

Theorem 22.27.3 Nested label observables and symmetry
✓

Let \(A,B\subseteq F\) satisfy \(A\subseteq B\), and let \(f\) be any real-valued function on the irreducible labels of \(S_k\). Then

\begin{align} \left(\sum _\lambda f(\lambda )\pi ^\lambda _{A,k}\right)\Pi _{B,k} & =\Pi _{B,k}\left(\sum _\lambda f(\lambda )\pi ^\lambda _{A,k}\right). \label{eq:nested_label_observable_symmetry} \end{align}
Proof ▶

For each \(\sigma \in S_k\), nesting gives \(U_B(\sigma )=U_A(\sigma )U_{B\setminus A}(\sigma )\). The image of the central idempotent \(e_\lambda \) commutes with \(U_A(\sigma )\), while disjointness of \(A\) and \(B\setminus A\) makes it commute with \(U_{B\setminus A}(\sigma )\). Thus \(\pi ^\lambda _{A,k}\) commutes with every \(U_B(\sigma )\). Sum first over \(\sigma \) to obtain commutation with \(\Pi _{B,k}\), and then over \(\lambda \) with coefficients \(f(\lambda )\).

Theorem 22.27.4 One-site labels commute with subsystem observables
✓

Let \(a\in F\), let \(S\subseteq F\), and let \(f\) be a real-valued function on the irreducible labels of \(S_k\). For every label \(\lambda \),

\begin{align} \pi ^\lambda _{\{ a\} ,k} \left(\sum _\mu f(\mu )\pi ^\mu _{S,k}\right) & =\left(\sum _\mu f(\mu )\pi ^\mu _{S,k}\right) \pi ^\lambda _{\{ a\} ,k}. \end{align}

Empty local coordinate sets and \(k=0\) are allowed. This is the one-site consequence of  [ Ope26b , Lemma 6.1(2) ] .

Proof ▶

If \(a\in S\), then \(\{ a\} \subseteq S\); otherwise \(\{ a\} \) and \(S\) are disjoint. In either case, the one-site label projector commutes with each \(\pi ^\mu _{S,k}\). Multiply by \(f(\mu )\) and sum over \(\mu \).

Theorem 22.27.5 Nested label projectors and symmetry
✓

Let \(A,B\subseteq F\) satisfy \(A\subseteq B\). For every irreducible label \(\lambda \) of \(S_k\),

\begin{align} \pi ^\lambda _{A,k}\Pi _{B,k} & =\Pi _{B,k}\pi ^\lambda _{A,k}. \end{align}

This includes empty coordinate sets and \(k=0\), and follows from [ Ope26b , Lemma 6.1(2) ] .

Proof ▶

The label projector of \(A\) commutes with each copy permutation of \(B\). Averaging these permutations gives the asserted commutation with \(\Pi _{B,k}\).

Theorem 22.27.6 One-site labels and terminal transport metrics
✓

Let \(I\) be a finite set of sites with local dimensions \(n_i\ge 0\), and fix \(k,K\ge 0\) and \(t\in \mathbb {R}\). Fix transport data consisting of a finite history tree with labels in a set \(H\), a finite conditional choice tree at each \(h\in H\), old triples in \(K\) bands, and their prescribed moves. The history and choice sets may be arbitrary. For a terminal label \(j=(h,\mathrm{old})\) or \(j=(h,c,\mathrm{new})\), let \(\widetilde A_{j,g}\) be the extended band metric of its prescribed triple and put

\begin{align*} A_j & =\prod _{g=0}^{K-1}\widetilde A_{j,g}, \end{align*}

with the factors in increasing band order. For every site \(a\in I\) and irreducible label \(\lambda \) of \(S_k\),

\begin{align*} \pi ^\lambda _{\{ a\} ,k}A_j & =A_j\pi ^\lambda _{\{ a\} ,k}. \end{align*}

Empty local coordinate sets, zero replicas, and the empty band product are included. This is a consequence of the one-site commutation in  [ Ope26b , Lemma 6.1(2) ] for the terminal products of  [ Ope26b , Proposition 7.4 ] .

Proof ▶

Put \(X=\pi ^\lambda _{\{ a\} ,k}\). Each band factor satisfies \(X\widetilde A_{j,g}=\widetilde A_{j,g}X\). Repeated multiplication gives \(X\prod _g\widetilde A_{j,g}=(\prod _g\widetilde A_{j,g})X\) in the same order. For an old terminal label this is the old metric; for a new terminal label it is the new metric.

Let the site dimensions be positive, let \(k\ge 0\), and let \(t\ge 0\). Fix admissible transport data: the history and conditional weights are positive, the old triples are partitions, and every move transfers a subset of the middle region to an outer region. For any terminal labels \(j,j'\) and distinct bands \(g,g'\), assume that the raw band metrics \(A_{j,g}\) and \(A_{j',g'}\) commute on the copy-symmetric subspace \(\mathcal S_k\). Put \(\widetilde A_{j,g}=\Pi A_{j,g}+(I-\Pi )\) and \(A_j=\prod _{g=0}^{K-1}\widetilde A_{j,g}\) in increasing band order.

For \(p\in \mathbb {R}\), set \(\bar p=\max (0,\min (1,p))\) and let \(T_{\bar p}\) be the interpolated tree formed from the supplied history and conditional trees. For a vector \(x\), define

\begin{align*} M(p) & =T_{\bar p}\bigl((A_j)_j\bigr), \\ v(p) & =\frac{M(p)^{-1/4}x}{\| M(p)^{-1/4}x\| }, \end{align*}

where \(v(p)=0\) when \(x=0\). If \(\pi ^\lambda _{\{ a\} ,k}x=x\) for a site \(a\) and a label \(\lambda \), then \(\pi ^\lambda _{\{ a\} ,k}v(p)=v(p)\) for every real \(p\). The label and initial vector are the same throughout. The filtering is that of  [ Ope26b , Proposition 7.4 ] .

Proof ▶

The terminal inputs are positive definite. Put \(X=\pi ^\lambda _{\{ a\} ,k}\). Terminal commutation gives \(XA_j=A_jX\), and commutation passes through each weighted geometric mean of the same tree. Hence \(XM(p)=M(p)X\). Functional calculus gives

\begin{align*} XM(p)^{-1/4}x & =M(p)^{-1/4}Xx=M(p)^{-1/4}x. \end{align*}

Multiplication by the scalar normalization preserves this equality, including when \(x=0\).

22.28 Nonnegative label support on symmetric copies

Let \(V\) be a finite set of factor labels, let \(I_v\) be a finite coordinate set for each \(v\in V\), and let \(k\geq 0\) be an integer. Put \(\mathcal V=\bigotimes _{v\in V}\mathbb {C}^{I_v}\) and \(\mathcal H=\mathcal V^{\otimes k}\). The coordinate sets may be empty; the tensor product over an empty family and the zeroth tensor power are both \(\mathbb {C}\). Let \(\Pi _k\) be the orthogonal projection onto \(\operatorname {Sym}^k\mathcal V\). Thus the symmetry permutes complete copies of the tensor product.

For \(T\subseteq V\), let \(\pi ^\lambda _{T,k}\) be the central label projection of the copy-permutation action on the factors in \(T\), acting on \(\mathcal H\). As above, write \(F_{T,k}=\sum _\lambda (\log d_\lambda )\pi ^\lambda _{T,k}\), where \(d_\lambda \geq 1\) is the dimension of the irreducible representation with label \(\lambda \).

Let \(P,Y,F\) be pairwise disjoint subsets whose union is \(V\), and put \(H_k=F_{P,k}+F_{F,k}-F_{Y,k}\). Then

\begin{align} \mathbf1_{[0,\infty )}(H_k)\Pi _k & =\Pi _k. \label{eq:replica_partition_support} \end{align}

This includes \(k=0\), empty regions, and an empty family of factors.

Proof ▶

The partition gives \(Y^c=P\cup F\). Complementary logarithmic labels on their symmetric union satisfy \(F_{Y,k}\Pi _k=F_{P\cup F,k}\Pi _k\). Define \(D_k=F_{P,k}+F_{F,k}-F_{P\cup F,k}\). The actions on \(P\) and \(F\) commute, and their pointwise product is the action on \(P\cup F\), so the merge-deficit inequality gives \(D_k\geq 0\). Nested label observables commute with \(\Pi _k\). Consequently,

\begin{align} H_k\Pi _k & =D_k\Pi _k=\Pi _kD_k. \label{eq:replica_partition_intertwining} \end{align}

The label observables are self-adjoint. Apply the nonnegative spectral intertwining theorem to (52) to obtain (51). The closed interval includes the zero eigenspace.

The complementary-label and merge-deficit assertions are [ Ope26b , Lemma 6.1(2–3) ] .

22.29 Exponential errors and inverse polynomial mass

The following scalar estimate is used to compare a finite sum of exponential errors with an inverse polynomial mass in [ Ope26b , Section 7 ] .

Theorem 22.29.1 Exponential decay below a shifted inverse power
✓

Let \(c{\gt}0\), let \(m\in \mathbb R\), and let \(d\) be a nonnegative integer. For all sufficiently large integers \(k\),

\begin{align*} m e^{-ck} & \le \frac{1}{4(k+1)^d}. \end{align*}

In particular, the statement applies when \(m\) counts a finite family of cutoffs, including the empty family.

Proof ▶

For fixed \(c{\gt}0\) and \(d\ge 0\), the quantity \(x^d e^{-cx}\) tends to zero as \(x\to \infty \). Consequently

\begin{align*} 4m(k+1)^d e^{-ck} & =4m e^c\, (k+1)^d e^{-c(k+1)} \longrightarrow 0. \end{align*}

It is therefore eventually at most one. Division by the positive quantity \(4(k+1)^d\) gives the conclusion.

22.30 Finitely many exponential losses

The following scalar estimates compare finitely many regional failures with an inverse polynomial label mass, as required in [ Ope26b , Section 7 ] . They do not assume that the individual exponential rates are equal.

Theorem 22.30.1 A finite sum of exponential errors
✓

Let \(I\) be a finite set, let \(c_i{\gt}0\) for every \(i\in I\), and let \(d\ge 0\) be an integer. For all sufficiently large integers \(k\),

\begin{align} \sum _{i\in I}e^{-c_i k}& \le \frac{1}{4(k+1)^d}. \end{align}

The set \(I\) may be empty.

Proof ▶

If \(I\) is empty, the left side is zero. Otherwise write \(m=|I|{\gt}0\). For each \(i\), exponential decay gives \(m e^{-c_i k}\le 1/(4(k+1)^d)\) eventually. Finiteness gives a common threshold after which all these inequalities hold. Sum them and cancel the positive factor \(m\).

Theorem 22.30.2 Retention of half the original mass
✓

Let \(q_k,r_k\) and \(\ell _{i,k}\) be real sequences indexed by integers \(k\ge 0\), with \(i\) in a finite set \(I\), and let \(d\ge 0\) be an integer. Suppose \(q_k\ge 1/(2(k+1)^d)\) for all sufficiently large \(k\) and \(r_k\ge q_k-\sum _{i\in I}\ell _{i,k}\) for every \(k\). Suppose also that, for each \(i\in I\), there is a constant \(c_i{\gt}0\) for which \(\ell _{i,k}\le e^{-c_i k}\) for all sufficiently large \(k\). Then, for all sufficiently large \(k\),

\begin{align} r_k& \ge \frac{q_k}{2}, & r_k& \ge \frac{1}{4(k+1)^d}. \end{align}

No additional sign assumptions on the sequences are required.

Proof ▶

Intersect the finitely many eventual tail bounds and apply Theorem 22.30.1. Thus, with \(t_k=1/(4(k+1)^d)\), the total loss is eventually at most \(t_k\), while \(q_k\ge 2t_k\). The retained-mass inequality gives

\begin{align} r_k& \ge q_k-t_k\ge q_k/2\ge t_k. \end{align}

The quantity \(q_k\) is the same original mass; no new selection is involved.

22.31 Functional calculus of the finite-spectrum surprisal

For a real number \(u\), put \(\ell (u)=\log |u|\) when \(u\ne 0\) and \(\ell (0)=0\). For a finite Hermitian matrix \(A\), define \(\ell (A)\) by spectral functional calculus. On positive eigenvalues this is the usual logarithm, with value zero on the kernel. This convention allows the two cutoff expressions in [ Ope26b , Section 7 ] to be identified also for singular densities.

Theorem 22.31.1 Composition with the negative logarithm
✓
#

For every finite Hermitian matrix \(A\) and every function \(f:\mathbb R\to \mathbb R\),

\begin{align*} f(-\ell (A)) & =(f\circ (-\ell ))(A). \end{align*}

No positivity or invertibility of \(A\), and no continuity of \(f\) on the whole real line, is required. In particular, for any real \(a\), the strict upper spectral cutoff of \(-\ell (A)\) equals the functional calculus on \(A\) of the function \(u\mapsto \mathbf1_{\{ a{\lt}-\ell (u)\} }\).

Proof ▶

Every function on the finite spectrum of \(A\) is continuous in its relative topology, and the same holds on its image under \(-\ell \). The composition rule for spectral functional calculus therefore applies. At a zero eigenvalue, both sides have the value \(f(0)\).

22.32 Exponential upper tails of finite-copy surprisal

The concentration step in [ Ope26b , Section 7 ] concerns a fixed finite probability law. Its exponential rate may depend on that law. Throughout, \(0\log 0=0\); the value assigned to the logarithm at a zero weight does not affect any probability or trace below.

Theorem 22.32.1 The upper tail of a finite product law
✓

Let \((p_i)_{i\in I}\) be a finite family with \(p_i\ge 0\) and \(\sum _i p_i=1\), and set \(H=-\sum _i p_i\log p_i\). There is a constant \(c{\gt}0\), depending only on this family, such that for every integer \(k\ge 1\),

\begin{align*} \sum _{x\in I^k:\, -\log \prod _{j=0}^{k-1} p_{x_j}{\gt}k(H+1)} \prod _{j=0}^{k-1} p_{x_j} & \le e^{-ck}. \end{align*}

Tuples containing a zero weight contribute zero to the sum.

Proof ▶

Define \(X(i)=-\log p_i\) when \(p_i{\gt}0\), and \(X(i)=0\) otherwise. Since \(p_i\le 1\), the variable \(X\) lies in \([0,M]\), where \(M=1+\sum _i|X(i)|{\gt}0\). Its expectation under the law \((p_i)_i\) is \(H\). For independent samples \(X_0,\ldots ,X_{k-1}\), Hoeffding’s inequality gives

\begin{align*} \mathbb P\! \left(\sum _{j=0}^{k-1}(X_j-H)\ge k\right) & \le \exp \! \left(-\frac{2k}{M^2}\right). \end{align*}

On every tuple of positive probability, the sum of the surprisals equals the surprisal of the product weight. The strict event in the statement is contained in the displayed event. Thus \(c=2/M^2\) is admissible, including when the probability law is concentrated at a single point.

Theorem 22.32.2 The upper tail of a density matrix
✓

Let \(\rho \ge 0\) be a matrix on a finite-dimensional Hilbert space with \(\operatorname {Tr}\rho =1\). Write \(S=S(\rho )\), \(\rho _k=\rho ^{\otimes k}\), and \(L_k=-\log \rho _k\), taking the logarithm to be zero on the kernel. There is a constant \(c{\gt}0\), depending only on \(\rho \), such that for every integer \(k\ge 1\),

\begin{align*} \operatorname {Re}\operatorname {Tr}\! \left( \rho _k\mathbf1_{(k(S+1),\infty )}(L_k)\right) & \le e^{-ck}. \end{align*}

The matrix \(\rho \) may be singular.

Proof ▶

The eigenvalues of \(\rho \) form a finite probability distribution whose entropy is \(S\). The product spectral distribution identifies the trace with the preceding finite-product tail. Zero eigenvalues have zero trace weight, so the value of the logarithm on the kernel causes no additional term.

22.33 A common upper cutoff for the Schur labels

Let \(F\) be a finite set of sites with finite coordinate sets \(I_f\), and let \(k\ge 0\). For a region \(B\subseteq F\), write \(P_B^\lambda \) for the central isotypic projection of its copy-permutation action and

\begin{align} C_B(a)& =\sum _{\lambda :\, \log \dim \lambda \le a}P_B^\lambda . \end{align}

Thus \(C_B(a)\) is the closed cutoff of Definition 22.44.1. The following simultaneous projection estimates are used in [ Ope26b , Section 7, lines 332–354 ] .

Definition 22.33.1 Common cutoff
✓
#

For a finite list \(\mathcal B=(B_1,\ldots ,B_m)\) and real thresholds \(a_B\), put \(C_j=C_{B_j}(a_{B_j})\) and set \(C=\prod _{j=1}^m C_j\), in the order of the list. The empty product is the identity. Repeated regions are permitted.

Theorem 22.33.2 Common projection and finite union bound
✓

Suppose that the regions in \(\mathcal B\) are pairwise comparable by inclusion, and let \(R\subseteq F\) be disjoint from every \(B_j\). For any irreducible label \(\lambda \) of \(\mathfrak S_k\), put \(Q=P_R^\lambda \). Then every vector \(\psi \) satisfies

\begin{align} \| CQ\psi \| ^2 & \ge \| Q\psi \| ^2-\sum _{j=1}^m\| (I-C_j)\psi \| ^2. \end{align}
Proof ▶

Nestedness makes the \(C_j\) commute, and disjointness makes each \(C_j\) commute with \(Q\). For an orthogonal projection \(P\), \(\| Pv\| ^2+\| (I-P)v\| ^2=\| v\| ^2\). Apply this identity successively. At each step the removed component is a commuting orthogonal projection of \((I-C_j)\psi \), so its norm is at most \(\| (I-C_j)\psi \| \). Summing the losses gives the inequality.

Theorem 22.33.3 Normalized symmetric common projection
✓

Under the hypotheses of Theorem 22.33.2, suppose that \(\psi \) is invariant under simultaneous copy permutations and

\begin{align} q& :=\| Q\psi \| ^2-\sum _{j=1}^m\| (I-C_j)\psi \| ^2{\gt}0. \end{align}

There is a unit vector \(\varphi \), invariant under simultaneous copy permutations, with \(Q\varphi =\varphi \) and \(C_j\varphi =\varphi \) for every \(j\), and

\begin{align} |\langle \varphi ,Q\psi \rangle |^2& =\| CQ\psi \| ^2\ge q. \end{align}

No normalization of \(\psi \) is required.

Proof ▶

Set \(v=CQ\psi \). Theorem 22.33.2 gives \(v\ne 0\), so take \(\varphi =v/\| v\| \). The commuting projection identities imply the range conditions. Each subsystem central projection commutes with simultaneous copy permutations, which preserves the symmetry. Since \(C\) is an orthogonal projection, \(\langle v,Q\psi \rangle =\langle v,v\rangle \); normalization gives the overlap.

Theorem 22.33.4 Preservation of the selected Bell range
✓

Let \(\psi _0\in \mathbb C^A\otimes \mathbb C^B\), where \(A\) and \(B\) are finite sets. Select spectral indices \(E\) of its actual \(A\)-marginal, and suppose their spectral mass \(z_E\) is positive. Let \(J_E:\mathbb C^E\to \mathbb C^A\) be the corresponding eigenvector isometry, and set

\begin{align} \beta _E& =|E|^{-1/2}\sum _{e\in E}J_E|e\rangle \otimes |e\rangle , & \Pi _E& =|\beta _E\rangle \langle \beta _E|. \end{align}

Retain all the hypotheses on \(F,k,\mathcal B,R,\lambda ,\psi \) and \(q\) of Theorem 22.33.3. Then there is a unit vector \(\Phi \) in \((\mathbb C^A\otimes \mathbb C^E)^{\otimes k}\) tensored with the exterior copy space, such that

\begin{align} (\Pi _E^{\otimes k}\otimes I)\Phi & =\Phi , & (I\otimes Q)\Phi & =\Phi ,\\ (I\otimes C_j)\Phi & =\Phi & & (1\le j\le m),\\ \bigl|\langle \Phi ,\beta _E^{\otimes k}\otimes Q\psi \rangle \bigr|^2 & =\| CQ\psi \| ^2. \end{align}

After the canonical identification of copies of a product with the product of copy spaces, \(\Phi \) is invariant under simultaneous copy permutations. The original vector \(\psi _0\) need not be normalized.

Proof ▶

Take \(\Phi =\beta _E^{\otimes k}\otimes \varphi \), where \(\varphi \) is given by Theorem 22.33.3. Positive spectral mass implies \(E\ne \varnothing \), hence \(\| \beta _E\| =1\). Tensor products give the range conditions, the symmetry, and the exact overlap identity.

22.34 Physical regions and the prescribed compressed-state thresholds

Let \(V\) be a finite set of physical sites. Fix \(X\subseteq V\) and the augmented site set \(\widehat V=\{ r\} \sqcup X^c\) of Definition 22.35.1. These identifications express the nested exterior regions and their thresholds from [ Ope26b , Section 7 ] in the same site coordinates as the actual compressed vector.

Definition 22.34.1 Extracting the physical sites
✓
#

For a region \(D\subseteq \widehat V\), let

\begin{align} \operatorname {phys}_X(D)& =\{ v\in X^c: v\text{ occurs as a physical site in }D\} , \end{align}

regarded as a subset of the original site set \(V\). The auxiliary site contributes no element to this set.

Theorem 22.34.2 Recovery of an original exterior region
✓

If \(B\subseteq V\) is disjoint from \(X\), then

\begin{align} \operatorname {phys}_X(\widehat B)& =B. \end{align}
Proof ▶

A physical site in \(\widehat B\) belongs to \(B\). Conversely, disjointness places every site of \(B\) in \(X^c\), so that it occurs in \(\widehat B\).

Theorem 22.34.3 Inclusion, nesting, and auxiliary disjointness
✓

For arbitrary physical regions \(B,C\subseteq V\),

\begin{align} B\subseteq C& \ \Longrightarrow \ \widehat B\subseteq \widehat C, & \widehat B\cap \{ r\} & =\varnothing . \end{align}

Consequently, a finite list whose regions are pairwise comparable by inclusion remains pairwise comparable after lifting. The list may contain repeated regions.

Proof ▶

Intersecting with \(X^c\) preserves inclusion, and the lift contains only physical sites. Apply preservation of inclusion to each comparison in the original list.

Definition 22.34.4 The threshold determined by the original state
✓

Let the local physical coordinate sets be finite. Given an original vector \(\Omega \), a spectral selection \(E\) on \(X\) with actual mass \(z\), and a copy number \(k\ge 0\), define for \(D\subseteq \widehat V\)

\begin{align} a_k(D)& =k\left(\frac{S(\rho ^\Omega _{\operatorname {phys}_X(D)})}{z}+1\right). \end{align}

Here the formula is extended to \(z=0\) by setting \(a_k(D)=k\). Positive selected mass is required when this threshold is used in the exponential cutoff estimate.

Theorem 22.34.5 The threshold on a lifted physical region
✓

For every \(B\) disjoint from \(X\),

\begin{align} a_k(\widehat B)& =k\left(\frac{S(\rho _B^\Omega )}{z}+1\right), \end{align}

with the same convention at \(z=0\). No normalization of \(\Omega \) is needed for this identity.

Proof ▶

Substitute \(\operatorname {phys}_X(\widehat B)=B\) in the definition.

22.35 Compressed physical and auxiliary sites

Definition 22.35.1 The auxiliary site and exterior physical regions
✓

Let \(V\) be a finite set of physical sites, with local coordinate sets \(I_v\), and let \(X\subseteq V\). For an auxiliary coordinate set \(R\), define

\begin{align} \widehat V& =\{ r\} \sqcup X^c,& \widehat I_r& =R,& \widehat I_v& =I_v\quad (v\in X^c). \end{align}

A physical region \(B\subseteq V\) becomes \(\widehat B=B\cap X^c\), included in \(\widehat V\) and excluding the auxiliary site. These are the exterior coordinates in [ Ope26b , 07-comparators.tex, lines 240–247 and 283–308 ] . They require no choice of a vector or spectral subspace, and no coordinate set is required to be nonempty.

22.36 Copy coordinates of the actual auxiliary factor

Use the augmented site family \(\widehat V=\{ r\} \sqcup X^c\) and local coordinates of Definition 22.35.1. The auxiliary region is precisely \(\{ r\} \). The following identities use the physical-complement copies first and the auxiliary copies second, as in the Schmidt-selected vector of [ Ope26b , Section 7 ] .

Definition 22.36.1 Collecting the exterior copies
✓
#

For \(k\ge 0\), define the bijection

\begin{align} e_k:\left(\prod _{f\in \widehat V}\widehat I_f\right)^k & \longrightarrow \Omega _{X^c}^k\times A^k,\\ e_k((x_j)_j)& =((x_j|_{X^c})_j,(x_j(r))_j). \end{align}

Its inverse places each physical configuration and auxiliary index in the same copy.

Theorem 22.36.2 The auxiliary subsystem action
✓

Let \(\sigma \in \mathfrak S_k\) act only on the copies of the auxiliary site. If \(e_k(x)=(b,a)\), then

\begin{align} e_k(\sigma _{\{ r\} }x)& =(b,(a_{\sigma ^{-1}(j)})_j). \end{align}

Thus the physical-complement coordinates are fixed, and the auxiliary coordinates carry the ordinary copy action.

Proof ▶

Every physical site lies outside \(\{ r\} \), while the auxiliary site lies inside it. Substitution in the definition of the subsystem action gives the asserted action formula.

Theorem 22.36.3 The same tensor-power vector in product coordinates
✓

For any function \(\chi :A\times \Omega _{X^c}\to \mathbb C\), set \(\chi _{\mathrm{site}}=\chi \circ e\). Then for every \((b,a)\in \Omega _{X^c}^k\times A^k\),

\begin{align} \prod _{j=0}^{k-1}\chi _{\mathrm{site}}\bigl((e_k^{-1}(b,a))_j\bigr) & =\prod _{j=0}^{k-1}\chi (a_j,b_j). \end{align}
Proof ▶

In each copy, the inverse coordinate identification has auxiliary value \(a_j\) and physical-complement configuration \(b_j\). The factors on the two sides are therefore equal term by term.

Theorem 22.36.4 Simultaneous-copy symmetry
✓

Assume that \(A\) and the local physical coordinate sets are finite. For every function \(\chi :A\times \Omega _{X^c}\to \mathbb C\), the vector

\begin{align} \Psi _k((x_j)_j)& =\prod _{j=0}^{k-1}\chi _{\mathrm{site}}(x_j) \end{align}

is fixed by every simultaneous permutation of its \(k\) copies. No normalization assumption is needed.

Proof ▶

The permutation changes only the order of the factors in the finite product.

For the actual compressed spectral vector, the product in Theorem 22.36.3 uses exactly the selected coordinate \(a_j\in \{ 0,\ldots ,|E|-1\} \) and the original physical-complement configuration \(b_j\). It therefore identifies the given vector without making another choice of a spectral set or a Schur-label sequence.

22.37 Common cutoffs for the actual compressed state

Let \(V\) be a finite set of sites with finite coordinate sets, let \(\Omega \) be a unit physical vector, and fix \(X\subseteq V\). Select spectral indices \(E\) of its actual marginal \(\rho _X^\Omega \), with \(d=|E|\) and mass \(z=\sum _{i\in E}p_i{\gt}0\). In the fixed enumeration of \(E\), let \(J_E:\mathbb C^d\to \mathcal H_X\) be the eigenvector isometry. Place the vector \(\chi =z^{-1/2}(J_E^*\otimes I)\Omega \) at the augmented sites \(\widehat V=\{ r\} \sqcup X^c\) to obtain \(\chi _{\mathrm{site}}\), and put \(\Psi _k=\chi _{\mathrm{site}}^{\otimes k}\). These are the actual selected coordinates of [ Ope26b , Section 7, lines 240–247 and 332–354 ] .

Fix a finite list \(\mathcal B=(B_1,\ldots ,B_m)\) of regions disjoint from \(X\), pairwise comparable by inclusion. The list may be empty or contain repetitions. For any prescribed sequence of irreducible labels \(\lambda _k\) of \(\mathfrak S_k\), define

\begin{align} Q_k& =P_{\{ r\} }^{\lambda _k}, & C_{j,k}& =C_{\widehat B_j}\! \left(k\left(S(\rho _{B_j}^\Omega )/z+1\right)\right),\\ C_k& =\prod _{j=1}^m C_{j,k}, & q_k& =\| Q_k\Psi _k\| ^2,\\ \ell _k& =\sum _{j=1}^m\| (I-C_{j,k})\Psi _k\| ^2, & r_k& =\| C_kQ_k\Psi _k\| ^2. \label{eq:compressed_common_masses} \end{align}

The cutoff thresholds use the original regional entropies and the same selected mass \(z\). Each product follows the order of the prescribed list.

Assume that \(q_k\ge 1/(2(k+1)^{d^2})\) for all sufficiently large \(k\). Then, for all sufficiently large \(k\),

\begin{align} q_k-\ell _k& \ge q_k/2, & q_k-\ell _k& \ge \frac{1}{4(k+1)^{d^2}}{\gt}0,\\ r_k& \ge q_k/2, & r_k& \ge \frac{1}{4(k+1)^{d^2}}. \end{align}

The label sequence is the prescribed sequence in (77).

Proof ▶

For each fixed list position, Theorem 22.40.3 bounds its loss by \(e^{-c_jk}\) for some \(c_j{\gt}0\) and every \(k\ge 1\). Theorem 22.30.2 gives the two bounds on \(q_k-\ell _k\), and its lower bound is strictly positive. The lifted regions remain nested and avoid the auxiliary site by Theorem 22.34.3. Thus the finite projection union bound gives \(q_k-\ell _k\le r_k\), proving the remaining inequalities.

Theorem 22.37.2 A Bell vector with the same common-cutoff mass
✓

Assume the same eventual lower bound \(q_k\ge 1/(2(k+1)^{d^2})\). Let \(\beta _E\) be the actual selected Bell vector on \(\mathcal H_X\otimes \mathbb C^E\), with projection \(\Pi _E=|\beta _E\rangle \langle \beta _E|\), and put \(\mathrm{post}_k=\beta _E^{\otimes k}\otimes \Psi _k\). For all sufficiently large \(k\), there is a unit vector \(\varphi _k\) such that

\begin{align} (\Pi _E^{\otimes k}\otimes I)\varphi _k& =\varphi _k, & (I\otimes Q_k)\varphi _k& =\varphi _k,\\ (I\otimes C_{j,k})\varphi _k& =\varphi _k & & (1\le j\le m),\\ \bigl|\langle \varphi _k,(I\otimes Q_k)\mathrm{post}_k\rangle \bigr|^2 & =r_k,\\ r_k& \ge q_k/2, & r_k& \ge \frac{1}{4(k+1)^{d^2}}. \end{align}

The vector \(\varphi _k\) is invariant under simultaneous copy permutations, using the canonical identification of copies of a product with the product of copy spaces. The left Bell coordinate is indexed by \(E\) and the right auxiliary coordinate by its fixed enumeration \(\{ 0,\ldots ,d-1\} \). The eventual threshold may depend on the original state, selection, region list, and prescribed label sequence.

Proof ▶

Theorem 22.37.1 makes \(q_k-\ell _k\) eventually positive and gives the bounds on \(r_k\). The vector \(\Psi _k\) is symmetric by Theorem 22.36.4. Apply Theorem 22.33.4 to this actual exterior vector, with the original selected Bell vector and the same label \(\lambda _k\). Its exact overlap identity gives \(r_k\) from (77).

22.38 The same auxiliary-label mass after regrouping

The following coordinate identity identifies the auxiliary projection in the site description with the projection used to choose the label in [ Ope26b , Section 7 ] .

Theorem 22.38.1 The actual auxiliary isotypic projection
✓

Use the augmented site family \(\widehat V=\{ r\} \sqcup X^c\), with finite auxiliary coordinate set \(A\) and finite local physical coordinate sets. Let \(T_k\) be the unitary induced by the bijection \(e_k\) of Definition 22.36.1. For every \(k\ge 0\) and every irreducible label \(\lambda \) of \(\mathfrak S_k\),

\begin{align} T_k\Pi _{\{ r\} ,\lambda }T_k^* & =I_{\Omega _{X^c}^k}\otimes \Pi ^{A,k}_\lambda , \end{align}

where the left projection is for the actual auxiliary subsystem action and the right projection is for the ordinary copy action on \(A^k\). The label \(\lambda \) is unchanged.

Proof ▶

The auxiliary copy-action identity supplies the product equivariance. Apply Theorem 22.42.1 to the central idempotent of the given irreducible label.

Theorem 22.38.2 Equality of the auxiliary projected masses
✓

For any function \(\chi :A\times \Omega _{X^c}\to \mathbb C\), define

\begin{align} \Psi _k((x_j)_j)& =\prod _{j=0}^{k-1}\chi (e(x_j)), & w_k(b,a)& =\prod _{j=0}^{k-1}\chi (a_j,b_j). \end{align}

For every irreducible label \(\lambda \) of \(\mathfrak S_k\),

\begin{align} \| \Pi _{\{ r\} ,\lambda }\Psi _k\| ^2 & =\| (I_{\Omega _{X^c}^k}\otimes \Pi ^{A,k}_\lambda )w_k\| ^2. \end{align}

In particular, take \(A=\{ 0,\ldots ,|E|-1\} \) and take \(\chi \) to be the actual compressed spectral vector of an original physical vector \(\Omega \), with the selected indices in their fixed order. The right side is then exactly the auxiliary-label mass of that same compressed vector in physical-complement-first coordinates. The identity applies to every member of an already chosen label sequence. It includes zero copies and zero selected mass and requires no normalization or symmetry assumption.

Proof ▶

The product-coordinate identity gives \(T_k\Psi _k=w_k\). Combine this with Theorem 22.38.1 and use preservation of norm by \(T_k\). Substitution of the actual compressed spectral vector gives the last assertion without making another selection of a vector or a label.

22.39 Regional marginals after spectral compression

Let \(F\) be a finite set of sites with finite local coordinate sets, and let \(\Omega \) be any vector in the resulting tensor product. Fix disjoint regions \(X,B\subseteq F\). View \(\Omega \) in \(\mathcal H_X\otimes \mathcal H_{X^c}\), and choose a set \(E\) of eigenvalue indices of its marginal on \(X\). Let \(J_E:\mathbb C^{|E|}\to \mathcal H_X\) have the corresponding orthonormal eigenvectors as columns, ordered by the fixed enumeration of \(E\), and set

\begin{align} P_E& =J_EJ_E^*, & z& =\operatorname {Tr}(P_E\rho _X),\\ \psi & =z^{-1/2}(P_E\otimes I)\Omega , & \chi & =z^{-1/2}(J_E^*\otimes I)\Omega . \end{align}

The vector \(\psi \) is regarded in the original physical coordinates, whereas \(\chi \in \mathbb C^{|E|}\otimes \mathcal H_{X^c}\). When \(z=0\), set \(\psi =\chi =0\). This is the selected spectral compression used in [ Ope26b , Section 7 ] .

Theorem 22.39.1 The marginal on a disjoint region is preserved
✓

Use the canonical physical coordinate split \(\mathcal H_{X^c}=\mathcal H_B\otimes \mathcal H_{(X\cup B)^c}\) to write \(\chi (r,b,c)\). Place the discarded coordinates first by setting \(\tau ((r,c),b)=\chi (r,b,c)\). Then

\begin{align} \operatorname {Tr}_{\mathbb C^{|E|}\otimes \mathcal H_{(X\cup B)^c}} |\tau \rangle \langle \tau | & =\operatorname {Tr}_{\mathcal H_{B^c}}|\psi \rangle \langle \psi |. \end{align}

There is no normalization assumption on \(\Omega \) and no positive-mass assumption on \(E\).

Proof ▶

Embedding the selected coordinate space by \(J_E\) takes \(\chi \) to \(\psi \). Since \(J_E\) is an isometry, this embedding preserves the entire marginal on \(X^c\). Trace that marginal further over \((X\cup B)^c\). In coordinates, this amounts to replacing the sum over the selected index \(r\) by the sum over the original \(X\) coordinates and then interchanging the two finite sums. The resulting matrix is precisely the regional marginal of the same selected vector \(\psi \).

22.40 The actual compressed state’s regional cutoff losses

Let \(V\) be a finite set of sites with finite local coordinate sets, let \(\Omega \) be a physical vector, and fix a region \(X\subseteq V\). Select eigenvalue indices \(E\) of the actual marginal \(\rho _X^\Omega \), with selected mass \(z=\operatorname {Tr}(P_E\rho _X^\Omega ){\gt}0\). Let \(J_E\) have those orthonormal eigenvectors as columns in their fixed order. In the \(X,X^c\) coordinates, write

\begin{align} \chi & =z^{-1/2}(J_E^*\otimes I)\Omega . \end{align}

Place its selected coordinate at the auxiliary site \(r\) and its remaining coordinates at their original sites in \(X^c\), obtaining the actual vector \(\chi _{\mathrm{site}}\) on \(\widehat V=\{ r\} \sqcup X^c\). These are the selected state and mass of [ Ope26b , Section 7 ] .

Theorem 22.40.1 Normalization in the actual site coordinates
✓

The actual compressed vector satisfies

\begin{align} \| \chi _{\mathrm{site}}\| & =1. \end{align}

Only \(z{\gt}0\) is required; the original vector \(\Omega \) need not be unit.

Proof ▶

The coordinate identification first separates the auxiliary site and then identifies its ordered indices with \(E\). It is an isometry from the selected coordinate space to the site description. The selected compressed vector has squared norm \(z^{-1}z=1\).

Theorem 22.40.2 The compressed regional entropy bound
✓

Assume in addition that \(\| \Omega \| =1\). For every physical region \(B\) disjoint from \(X\), regard \(B\) as the exterior-site region \(\widehat B\). Then

\begin{align} S\! \left(\rho _{\widehat B}^{\chi _{\mathrm{site}}}\right) & \le \frac{S(\rho _B^\Omega )}{z}. \end{align}
Proof ▶

The actual compressed regional marginal, after the canonical coordinate identification, equals the marginal of the actual selected physical vector. Entropy is unchanged by this identification. The selected-state entropy inequality bounds the latter entropy by \(S(\rho _B^\Omega )/z\). The mass \(z\) is the same original spectral-selection mass throughout.

Theorem 22.40.3 Exponential loss of an actual regional Schur cutoff
✓

Assume \(\| \Omega \| =1\) and \(X\cap B=\varnothing \). Let \(P_{\widehat B}^{(k)}(a)\) be the closed central-label cutoff \(\log \dim \lambda \le a\) for the actual subsystem copy action on \(\widehat B\). There is a constant \(c{\gt}0\) such that for every integer \(k\ge 1\),

\begin{align} \left\| \left(I-P_{\widehat B}^{(k)} \! \left(k\left(\frac{S(\rho _B^\Omega )}{z}+1\right)\right)\right) \chi _{\mathrm{site}}^{\otimes k}\right\| ^2 & \le e^{-ck}. \end{align}

The rate may depend on the fixed original state, selection, and region. The region may be empty and its marginal may be singular.

Proof ▶

The actual regional marginal of \(\chi _{\mathrm{site}}\) is positive and has trace one by Theorem 22.40.1. Its entropy is bounded by Theorem 22.40.2. Apply Theorem 22.43.1 with \(s=S(\rho _B^\Omega )/z\), then use Theorem 22.45.4 to identify the trace tail with the squared cutoff failure norm of \(\chi _{\mathrm{site}}^{\otimes k}\).

22.41 The compressed vector as a family of physical sites

Let \(V\) be a finite set of physical sites, let \(I_v\) be its local coordinate sets, and fix \(X\subseteq V\). Write \(\Omega _D=\prod _{v\in D}I_v\) for the configurations of a region \(D\). The selected spectral coordinates can be regarded as one additional site, as in the rough comparison of [ Ope26b , Section 7 ] .

Use the augmented family \(\widehat V=\{ r\} \sqcup X^c\) of Definition 22.35.1, with auxiliary coordinate set \(A\), and write \(\widehat B=B\cap X^c\) for its physical regions. The canonical coordinate bijection is

\begin{align} e:\prod _{f\in \widehat V}\widehat I_f & \longrightarrow A\times \Omega _{X^c}, & e(x)& =(x_r,(x_v)_{v\in X^c}). \end{align}
Definition 22.41.1 Regional and discarded coordinates
✓

For every \(B\subseteq V\), evaluation of the auxiliary and physical coordinates gives a bijection

\begin{align} e_C:\prod _{f\in \widehat B^c}\widehat I_f & \longrightarrow A\times \Omega _{(X\cup B)^c}. \end{align}

If \(X\cap B=\varnothing \), evaluation of the physical coordinates also gives a bijection

\begin{align} e_B:\prod _{f\in \widehat B}\widehat I_f & \longrightarrow \Omega _B. \end{align}

The inverses assign these values to the same auxiliary and physical sites. No local coordinate set is required to be nonempty or finite for these bijections.

Theorem 22.41.2 Compatibility of the regional split
✓

Suppose \(X\cap B=\varnothing \). Let \(b\) and \(c\) be configurations on \(\widehat B\) and \(\widehat B^c\), respectively, and write \(e_C(c)=(a,d)\). Joining \(b\) and \(c\) into one exterior-site configuration and then applying \(e\) gives

\begin{align} e(b\cup c)& =(a,e_B(b)\cup d). \end{align}

On the right, the union joins the physical configurations on \(B\) and \((X\cup B)^c\) to a configuration on \(X^c\).

Proof ▶

At the auxiliary site, both sides have value \(a\). At a physical site in \(B\), both have the value prescribed by \(b\); at every other site of \(X^c\), both have the value prescribed by \(d\).

Theorem 22.41.3 The actual selected marginal in exterior-site coordinates
✓

Assume now that the local coordinate sets are finite. Let \(\Omega \) be any original physical vector, and let \(E\) select eigenvalue indices of its marginal on \(X\). Let \(\psi \) be its actual selected vector and let \(\chi \in \mathbb C^{|E|}\otimes \mathbb C^{\Omega _{X^c}}\) be its actual compressed vector, with the selected indices in their fixed order. Take \(A=\{ 0,\ldots ,|E|-1\} \) and define \(\chi _{\mathrm{site}}(x)=\chi (e(x))\).

If \(X\cap B=\varnothing \) and \(U_B\) is the unitary coordinate identification induced by \(e_B\), then

\begin{align} U_B\operatorname {Tr}_{\widehat B^c} |\chi _{\mathrm{site}}\rangle \langle \chi _{\mathrm{site}}|U_B^* & =\operatorname {Tr}_{B^c}|\psi \rangle \langle \psi |. \end{align}

The identity does not require normalization of \(\Omega \) or positive selected mass.

Proof ▶

The split identity identifies the discarded coordinates with the selected index and the physical complement of \(X\cup B\). Reindex the finite partial-trace sum by \(e_C\), and apply preservation of the regional marginal under the actual spectral compression.

22.42 Permutation representations in product coordinates

The coordinate identity below applies to the regional copy actions in [ Ope26b , Section 5, lines 14–27 and 73–80 ] .

Theorem 22.42.1 Group-algebra operators in product coordinates
✓

Let a group \(G\) act by permutations on finite sets \(Z\) and \(B\), with actions \(\alpha \) and \(\beta \). Let \(A\) be any set and \(e:Z\to A\times B\) a bijection satisfying

\begin{align} e(\alpha (g)z)& =((ez)_A,\beta (g)(ez)_B) \end{align}

for every \(g\in G\) and \(z\in Z\). Let \(\pi _\alpha \) and \(\pi _\beta \) be the linear extensions of the two permutation representations to \(\mathbb C[G]\). For every \(h\in \mathbb C[G]\), \(a,a'\in A\), and \(b,b'\in B\),

\begin{align} \bigl(\pi _\alpha (h)\bigr)_{e^{-1}(a,b),e^{-1}(a',b')} & =\delta _{a,a'}\bigl(\pi _\beta (h)\bigr)_{b,b'}. \end{align}

Equivalently, the matrix in product coordinates is \(I_A\otimes \pi _\beta (h)\). Neither \(G\) nor \(A\) is required to be finite.

Proof ▶

For a single group element, the permutation-matrix entry at \((x,y)\) is one precisely when \(\alpha (g)y=x\). Equivariance expresses this as equality of the first coordinates and the corresponding permutation condition on the second coordinates. This gives the identity for group elements. Extend it by linearity over the finite support of \(h\).

22.43 Exponential upper tails of the actual copy labels

For a finite density matrix \(\rho \), let \(\Pi ^{(k)}_\lambda \) be the central isotypic projections of the permutation action on its \(k\) copies, and define the closed label cutoff

\begin{align} P_k(a)& =\sum _{\lambda :\, \log \dim \lambda \le a}\Pi ^{(k)}_\lambda . \end{align}

The following consequence of the supported comparison with surprisal is the fixed-system exponential estimate used in [ Ope26b , Section 7 ] .

Theorem 22.43.1 Independent-copy Schur tails above an entropy bound
✓

Let \(\rho \ge 0\) be a finite matrix with \(\operatorname {Tr}\rho =1\), and let \(s\in \mathbb R\) satisfy \(S(\rho )\le s\). There is a constant \(c{\gt}0\) such that, for every integer \(k\ge 1\),

\begin{align} \operatorname {Re}\operatorname {Tr}\! \left( \rho ^{\otimes k}\bigl(I-P_k(k(s+1))\bigr)\right) & \le e^{-ck}. \end{align}

Singular density matrices are included. The permutation invariance is that of the actual tensor power.

Proof ▶

The actual tensor power \(\rho _k=\rho ^{\otimes k}\) is positive, has trace one, and commutes with all copy permutations. The supported Schur comparison therefore bounds its removed label mass at threshold \(a\) by

\begin{align} \operatorname {Re}\operatorname {Tr}\! \left( \rho _k\mathbf1_{(a,\infty )}(-\log \rho _k)\right), \end{align}

where the logarithm is zero on the kernel. The functional-calculus composition identity gives precisely this cutoff expression. Since \(k(S(\rho )+1)\le k(s+1)\), the strict upper tail at the latter threshold is contained in that at the former. The eigenvalue weights are nonnegative, so this inclusion also orders their trace masses. Apply the exponential surprisal bound at \(k(S(\rho )+1)\).

22.44 Spectral cutoffs of the label observable

Let a finite group \(G\) act by permutations on a finite set \(X\), and write \(\pi ^\lambda \) for the orthogonal projections onto the irreducible labels. Set \(d_\lambda =\dim \lambda \) and \(F=\sum _\lambda (\log d_\lambda )\pi ^\lambda \). The following statements express the supported tail comparison used in [ Ope26b , Section 7, upper comparisons ] .

Definition 22.44.1 The closed label cutoff
✓

For \(a\in \mathbb R\), define

\begin{align*} C(a) & =\sum _{\log d_\lambda \le a}\pi ^\lambda . \end{align*}
Theorem 22.44.2 The label cutoff is a spectral projection
✓

For every \(a\in \mathbb R\),

\begin{align*} C(a) & =\mathbf1_{(-\infty ,a]}(F) =\mathbf1_{[-a,\infty )}(-F). \end{align*}

The cutoff includes labels exactly at the threshold.

Proof ▶

Compute the functional calculus in the orthogonal label decomposition. The coefficient on the \(\lambda \) subspace is one precisely when \(\log d_\lambda \le a\).

Theorem 22.44.3 Label tails are bounded by surprisal tails
✓

Let \(\rho \) be a positive semidefinite matrix on \(\mathbb C^X\) with \(\operatorname {Tr}\rho =1\), commuting with every permutation operator of the action. For every \(a\in \mathbb R\),

\begin{align*} \operatorname {Re}\operatorname {Tr}\bigl(\rho (1-C(a))\bigr) & \le \operatorname {Re}\operatorname {Tr}\bigl( \rho \mathbf1_{(a,\infty )}(-\log \rho )\bigr). \end{align*}

The logarithm is assigned value zero on the kernel of \(\rho \).

Proof ▶

Use the joint orthogonal decomposition for \(\rho \) and the label projectors. On a nonzero joint subspace with eigenvalue \(u{\gt}0\) and label \(\lambda \), the trace-one condition gives \(u d_\lambda \le 1\). Consequently \(\log d_\lambda \le -\log u\), so the event \(\log d_\lambda {\gt}a\) is contained in \(-\log u{\gt}a\). Multiply this scalar comparison by \(u\) and sum the traces of the joint projections. Subspaces with \(u=0\) contribute zero to both sides.

22.45 Regional copy coordinates and cutoff mass

Let \(F\) be a finite set of sites, with a set of local coordinates \(I_f\) at each site. For \(B\subseteq F\), write \(\Omega _B=\prod _{f\in B}I_f\) and \(\Omega =\prod _{f\in F}I_f\). These coordinates identify the subsystem permutation action used in the rough comparison of [ Ope26b , Section 7 ] .

Definition 22.45.1 Complementary and regional copy coordinates
✓
#

For every \(k\ge 0\), define the bijection

\begin{align} e_B:\Omega ^k& \longrightarrow \Omega _{B^c}^k\times \Omega _B^k, & e_B((x_j)_j)& =((x_j|_{B^c})_j,(x_j|_B)_j). \end{align}

Its inverse joins the two restricted configurations in each copy.

Theorem 22.45.2 The subsystem action in split coordinates
✓

Let \(\sigma \in \mathfrak S_k\) act on the copies at sites in \(B\), fixing the coordinates at sites in \(B^c\). If \(e_B(x)=(c,r)\), then

\begin{align} e_B(\sigma _B x)& =(c,(r_{\sigma ^{-1}(j)})_j). \end{align}
Proof ▶

Restriction to \(B^c\) sees only fixed coordinates. Restriction to \(B\) sees exactly the copy permutation, with the inverse permutation in the coordinate formula for the left action.

Assume henceforth that every \(I_f\) is finite. Let \(T_B\) be the unitary coordinate identification induced by \(e_B\), so that \((T_Bv)(c,r)=v(e_B^{-1}(c,r))\). Write \(\Pi _{B,\lambda }\) for the central isotypic projection of the subsystem action, and write \(\Pi ^{\mathrm{reg}}_\lambda \) for that of the ordinary copy action on \(\mathbb C^{\Omega _B^k}\). Define the closed cutoffs

\begin{align} P_B(a)& =\sum _{\lambda :\, \log \dim \lambda \le a}\Pi _{B,\lambda }, & P^{\mathrm{reg}}_B(a) & =\sum _{\lambda :\, \log \dim \lambda \le a}\Pi ^{\mathrm{reg}}_\lambda . \end{align}
Theorem 22.45.3 Regional Schur projections and cutoffs
✓

For every irreducible label \(\lambda \) of \(\mathfrak S_k\) and every \(a\in \mathbb R\),

\begin{align} T_B\Pi _{B,\lambda }T_B^* & =I_{\Omega _{B^c}^k}\otimes \Pi ^{\mathrm{reg}}_\lambda ,\\ T_BP_B(a)T_B^* & =I_{\Omega _{B^c}^k}\otimes P^{\mathrm{reg}}_B(a). \end{align}
Proof ▶

Apply the group-algebra product-coordinate identity to the actual subsystem action and the central idempotent of \(\lambda \). Theorem 22.45.2 supplies its equivariance hypothesis. Summing the resulting projection identities with \(\log \dim \lambda \le a\) gives the cutoff identity.

Theorem 22.45.4 Cutoff failure as a regional trace
✓

For any vector \(\psi \in \mathbb C^\Omega \), let \(\rho _B=\operatorname {Tr}_{B^c}|\psi \rangle \langle \psi |\) be its actual regional marginal. For every \(k\ge 0\) and \(a\in \mathbb R\),

\begin{align} \bigl\| (I-P_B(a))\psi ^{\otimes k}\bigr\| ^2 & =\operatorname {Re}\operatorname {Tr}\! \left( \rho _B^{\otimes k}(I-P^{\mathrm{reg}}_B(a))\right). \end{align}

No normalization of \(\psi \) is required. The identity includes empty regions, zero copies, and singular marginals.

Proof ▶

In the split coordinates, the cutoff complement is the identity on the complementary copies tensored with the regional cutoff complement. Both are orthogonal projections. Hence its squared norm on the vector is its expectation in the corresponding pure-state matrix. Tracing the complementary copies gives \(\rho _B^{\otimes k}\), which proves the identity.

Theorem 22.45.5 Regional exponential expectations
✓

For any vector \(\psi \in \mathbb C^\Omega \), let \(\rho _B=\operatorname {Tr}_{B^c}|\psi \rangle \langle \psi |\). For every \(k\ge 0\), define the label observables

\begin{align} F_{B,k} & =\sum _\lambda (\log \dim \lambda )\Pi _{B,\lambda }, & F^{\mathrm{reg}}_{B,k} & =\sum _\lambda (\log \dim \lambda )\Pi ^{\mathrm{reg}}_\lambda . \end{align}

Then, for every \(u\in \mathbb R\),

\begin{align} \operatorname {Re}\langle \psi ^{\otimes k}, e^{uF_{B,k}}\psi ^{\otimes k}\rangle & =\operatorname {Re}\operatorname {Tr}\! \left( \rho _B^{\otimes k}e^{uF^{\mathrm{reg}}_{B,k}}\right). \end{align}

No normalization of \(\psi \) is required. The identity includes zero copies, empty regions, and empty local coordinate sets. It is the regional trace identity used in the sharp upper comparison of [ Ope26b , Section 8 ] .

Proof ▶

Expand the exponential in the orthogonal label projections and apply Theorem 22.45.3. This gives

\begin{align} T_B e^{uF_{B,k}}T_B^* & =I_{\Omega _{B^c}^k}\otimes e^{uF^{\mathrm{reg}}_{B,k}}. \end{align}

Put \(\xi =T_B\psi ^{\otimes k}\). By Theorem 13.38.1, tracing the complementary copies of \(|\xi \rangle \langle \xi |\) gives \(\rho _B^{\otimes k}\). The defining trace identity for the partial trace therefore gives the claimed equality. The coordinate identification preserves the inner product.

Let \(V\) be a finite set of sites with finite local coordinate sets, let \(\Omega \) be any physical vector, and let \(X,Q\subseteq V\) be disjoint. Choose spectral indices \(E\) of the marginal on \(X\), with their fixed enumeration. Let \(\psi \) and \(\chi \) be the selected physical vector and its compressed representative from Section 22.39, with both vectors set to zero when the selected mass is zero. Place \(\chi \) on the augmented sites \(\widehat V=\{ r\} \sqcup X^c\) and set \(\Psi _k=\chi _{\mathrm{site}}^{\otimes k}\). Write \(\widehat Q\) for the image of \(Q\) in this augmented family. Write \(\sigma _Q=\operatorname {Tr}_{Q^c}|\psi \rangle \langle \psi |\), and let \(F_{\widehat Q,k}\) and \(F^{\mathrm{reg}}_{Q,k}\) be the label entropies of the augmented subsystem and the ordinary copy action on the original regional space, respectively. For every \(k\ge 0\) and \(u\in \mathbb R\),

\begin{align} \operatorname {Re}\langle \Psi _k,e^{uF_{\widehat Q,k}}\Psi _k\rangle & =\operatorname {Re}\operatorname {Tr}\! \left( \sigma _Q^{\otimes k}e^{uF^{\mathrm{reg}}_{Q,k}}\right). \end{align}

No normalization of \(\Omega \) or positivity of the selected mass is required. Empty regions and empty local coordinate sets are included. This is the compressed-state expectation identity used in the sharp upper comparison of [ Ope26b , Section 8 ] .

Proof ▶

Theorem 22.45.5 expresses the left side as the trace against the tensor power of the actual compressed regional marginal \(\widehat\sigma _Q\). Let \(T_k\) be the unitary induced, in each copy, by the regional coordinate bijection. Theorem 22.41.3 and the covariance of the copy action give, with \(\widehat F^{\mathrm{reg}}_{Q,k}\) the label entropy on the compressed regional copy space,

\begin{align} T_k\widehat\sigma _Q^{\otimes k}T_k^* & =\sigma _Q^{\otimes k}, \\ T_k\widehat F^{\mathrm{reg}}_{Q,k}T_k^* & =F^{\mathrm{reg}}_{Q,k}. \end{align}

For the second identity, the same central group-algebra element defines both label entropies. Conjugation therefore also identifies their exponentials. Multiplicativity of conjugation and invariance of the trace prove the assertion.

Theorem 22.45.7 Exponential moments after spectral selection
✓

Retain the physical vector \(\Omega \), disjoint regions \(X,Q\), selected indices \(E\), their enumeration, and the compressed product vector \(\Psi _k\) from Theorem 22.45.6. Suppose the actual selected mass is \(z=\operatorname {Tr}(P_E\rho _X){\gt}0\), where \(\rho _X=\operatorname {Tr}_{X^c}|\Omega \rangle \langle \Omega |\). Write \(\rho _Q=\operatorname {Tr}_{Q^c}|\Omega \rangle \langle \Omega |\) for the original physical marginal. For every \(k\ge 0\) and \(u\in \mathbb R\),

\begin{align} \operatorname {Re}\langle \Psi _k,e^{uF_{\widehat Q,k}}\Psi _k\rangle & \le z^{-k}\operatorname {Re}\operatorname {Tr}\! \left( \rho _Q^{\otimes k}e^{uF^{\mathrm{reg}}_{Q,k}}\right). \end{align}

The vector \(\Omega \) need not be normalized. The comparison includes zero copies and empty regions. It is the selected-marginal estimate used in the sharp upper comparison of [ Ope26b , Section 8 ] .

Proof ▶

Let \(\sigma _Q\) be the marginal of the same selected physical vector. Since \(Q\) is disjoint from the region of spectral selection, the original marginal is the sum of \(z\sigma _Q\) and a positive semidefinite remainder. Hence \(0\le \sigma _Q\le z^{-1}\rho _Q\). Theorem 1.7.2 gives

\begin{align} \sigma _Q^{\otimes k} & \le z^{-k}\rho _Q^{\otimes k}. \end{align}

The label entropy is Hermitian, so its exponential \(e^{uF^{\mathrm{reg}}_{Q,k}}\) is positive for every real \(u\). Taking its trace pairing with this operator inequality preserves the order. Theorem 22.45.6 identifies the resulting left side with the actual compressed expectation. At \(k=0\), both tensor powers are the scalar identity, so the same argument applies.

22.46 Transferring cutoffs between comparable regions

Theorem 22.46.1 Dimension of an occurring label
✓

Let a finite group \(G\) act by permutations on a finite set \(Y\). If the projector \(\pi ^\lambda \) for an irreducible label \(\lambda \) is nonzero, then \(\dim \lambda \leq |Y|\).

Proof ▶

The range \(W\) of \(\pi ^\lambda \) is a nonzero invariant subspace on which \(\pi ^\lambda \) acts as the identity. Hence \(\dim \lambda \leq \dim W\leq \dim \mathbb {C}^Y=|Y|\).

Let \(F\) be a finite set of sites with finite coordinate sets \(I_f\), and write \(\mathcal H_B=\bigotimes _{f\in B}\mathbb {C}^{I_f}\) for \(B\subseteq F\). For \(k\geq 0\), let \(\pi _B^\lambda \) denote the projector for the \(B\)-subsystem copy action of \(S_k\). Then \(\pi _B^\lambda \ne 0\) implies \(\dim \lambda \leq (\dim \mathcal H_B)^k\).

Proof ▶

In regional and complementary coordinates the projector is \(I\otimes \pi ^\lambda \) on the \(k\) copies of \(\mathcal H_B\). A nonzero subsystem projector therefore gives a nonzero regional projector. Apply the dimension estimate to its coordinate space.

Theorem 22.46.3 Absorption of cutoffs on comparable regions
✓

In the same finite tensor product, put \(P_B(a)=\sum _{\log \dim \lambda \leq a}\pi _B^\lambda \). Suppose \(B\subseteq Q\) or \(Q\subseteq B\). For real \(a,t\) satisfying \(a+k\log \dim \mathcal H_{B\triangle Q}\leq t\), one has \(P_Q(t)P_B(a)=P_B(a)\). This is the cutoff comparison in [ Ope26b , Section 8, lines 356–365 ] .

Proof ▶

Resolve the identity into labels on the difference region. On a nonzero joint block, the compatible-label dimension inequalities and the difference-region dimension estimate give

\begin{align*} \log \dim \nu \leq \log \dim \lambda +k\log \dim \mathcal H_{B\triangle Q}. \end{align*}

Thus every nonzero joint block retained by \(P_B(a)\) is retained by \(P_Q(t)\). Summing the joint blocks proves the identity.

Theorem 22.46.4 Transfer of a cutoff with a spectator factor
✓

Let \(\mathcal D\) be any finite-dimensional coordinate space, and let \(\varphi \in \mathcal D\otimes \mathcal H_F^{\otimes k}\). Suppose \(B,Q\) are comparable, \(z{\gt}0\), and the real parameters satisfy \(s\leq B_{\rm sh}\) and \(1+\log \dim \mathcal H_{B\triangle Q}\leq B_{\rm exc}\). Then

\begin{align*} (I\otimes P_B(k(s/z+1)))\varphi =\varphi \quad \Longrightarrow \quad (I\otimes P_Q(k(B_{\rm sh}/z+B_{\rm exc})))\varphi =\varphi . \end{align*}

No normalization of \(\varphi \) is required.

Proof ▶

The hypotheses give \(k(s/z+1)+k\log \dim \mathcal H_{B\triangle Q} \leq k(B_{\rm sh}/z+B_{\rm exc})\). Tensor the absorption identity with \(I_{\mathcal D}\) and apply it to \(\varphi \).

Theorem 22.46.5 Symmetric differences of exterior regions
✓

For a finite site set \(V\) and \(X,B,Q\subseteq V\), write \(\widehat B\) for the exterior lift of \(B\) to \(\widehat V=\{ *\} \sqcup X^c\). Then \(\widehat{B\triangle Q}=\widehat B\triangle \widehat Q\).

Proof ▶

The auxiliary site belongs to neither side. At each exterior physical site, both memberships mean membership in exactly one of \(B,Q\).

Theorem 22.46.6 Physical dimension of an exterior difference
✓

Give the physical sites finite coordinate sets \(I_v\) and the auxiliary site any finite coordinate set \(R\). If \(X\) is disjoint from both \(B\) and \(Q\), then \(\dim \widehat{\mathcal H}_{\widehat B\triangle \widehat Q} =\dim \mathcal H_{B\triangle Q}\).

Proof ▶

The set \(B\triangle Q\) is disjoint from \(X\). Its exterior configurations are in bijection with its original physical configurations, and the auxiliary coordinate does not occur.

Let \(\Omega \in \mathcal H_V\), let \(E\) select eigenvectors of its reduced matrix on \(X\), and let their total mass be \(z{\gt}0\). The compressed system has auxiliary coordinate set \(\{ 0,\ldots ,|E|-1\} \). Put \(\mathcal L_k=(\mathcal H_X\otimes \mathbb {C}^E)^{\otimes k}\), and let \(\varphi \in \mathcal L_k\otimes \widehat{\mathcal H}_{\widehat V}^{\otimes k}\). Let \(\mathcal R\) be a finite list of regions containing \(B\), and suppose that for every \(C\in \mathcal R\),

\begin{align*} (I\otimes \widehat P_{\widehat C}(a_k(\widehat C)))\varphi =\varphi . \end{align*}

Suppose \(X\) is disjoint from \(B,Q\), these two regions are comparable, \(S(\rho _B^\Omega )\leq B_{\rm sh}\), and \(1+\log \dim \mathcal H_{B\triangle Q}\leq B_{\rm exc}\). Then

\begin{align*} (I\otimes \widehat P_{\widehat Q}(k(B_{\rm sh}/z+B_{\rm exc})))\varphi =\varphi . \end{align*}

The vector \(\Omega \) need not be normalized. This is the matched-region implication in [ Ope26b , Section 8, lines 332–365 ] .

Proof ▶

Use the supplied range equation for \(B\) and substitute \(a_k(\widehat B)=k(S(\rho _B^\Omega )/z+1)\). The exterior lifts remain comparable, and their difference has exactly the original physical dimension. Apply the spectator-factor cutoff transfer with \(\mathcal D=\mathcal L_k\) to the same \(\varphi \).

22.47 An auxiliary label sequence for the selected state

Let \(V\) be a finite set of sites with finite-dimensional coordinate spaces, let \(X\subseteq V\), and let \(\Omega \in \mathcal H_X\otimes \mathcal H_{X^c}\). Select eigenvalue indices \(E\) of its actual marginal \(\rho _X^\Omega \), with

\begin{align*} d& =|E|, & z& =\sum _{i\in E}p_i{\gt}0. \end{align*}

In the fixed enumeration of \(E\), let \(J_E:\mathbb C^d\to \mathcal H_X\) have the selected orthonormal eigenvectors as columns. Put \(\mathcal H_R=\mathbb C^d\) and define

\begin{align*} \chi & =z^{-1/2}(J_E^*\otimes I)\Omega , & \psi (b,r)& =\chi (r,b). \end{align*}

Thus \(\psi \in \mathcal H_{X^c}\otimes \mathcal H_R\) is unit. Its auxiliary density is

\begin{align*} \rho _R& =\operatorname {Tr}_{\mathcal H_{X^c}} |\psi \rangle \langle \psi |, \end{align*}

where the trace is over the physical first factor. Place the selected coordinate of \(\chi \) at the auxiliary site \(R\) and leave its physical coordinates at their sites in \(X^c\); write \(\chi _{\mathrm{site}}\) for this vector and \(\Psi _k=\chi _{\mathrm{site}}^{\otimes k}\) for its literal tensor power.

There is one sequence of irreducible labels \(\lambda _k\) of \(\mathfrak S_k\) such that, with \(Q_k\) the auxiliary isotypic projection of label \(\lambda _k\),

\begin{align*} q_k:=\| Q_k\Psi _k\| ^2 & \ge \frac{1}{2(k+1)^{d^2}} \quad \text{for all sufficiently large }k,\\ \log \dim \lambda _k-kS(\rho _R)& =o(k). \end{align*}

No normalization of the original vector \(\Omega \) is required. This is the selected-state conclusion of [ Ope26b , Section 7, lines 255–281 ] .

Proof ▶

Positive selected mass normalizes the actual compressed vector. Regroup its factors so that the physical complement comes first, and apply the pure-tensor-power label-sequence theorem to \(\psi \). The auxiliary projection-mass identity preserves the selected label and its squared mass when returning to the site description. The auxiliary dimension is \(d\), giving the displayed polynomial. The same selection supplies the logarithmic-dimension asymptotic for the actual density \(\rho _R\).

Use the preceding construction of \(\psi \), \(\rho _R\) and \(\Psi _k\), and assume that the original physical vector \(\Omega \) is unit. Fix a finite list \(\mathcal B=(B_1,\ldots ,B_m)\) of physical regions disjoint from \(X\), every two of which are comparable by inclusion. The list may be empty or contain repetitions. Let \(\mathcal H_C=\mathbb C^E\), and let the actual selected Bell vector and its projection be

\begin{align*} b_E& =\frac{1}{\sqrt d}\sum _{i\in E}u_i\otimes |i\rangle _C, & \Pi _E& =|b_E\rangle \langle b_E|. \end{align*}

Here \(u_i\) is the selected eigenvector of \(\rho _X^\Omega \); the \(C\) coordinate is indexed by \(E\), whereas the \(R\) coordinate uses its fixed enumeration by \(\{ 0,\ldots ,d-1\} \). Put \(\mathrm{post}_k=b_E^{\otimes k}\otimes \Psi _k\). For each \(B_j\), let \(\widehat B_j\) be its unchanged physical sites in the augmented family \(\{ R\} \sqcup X^c\), and define

\begin{align*} C_{j,k}& =\mathbf1_{(-\infty ,\, k(S_\Omega (B_j)/z+1)]} (F_{\widehat B_j,k}), & C_k& =\prod _{j=1}^m C_{j,k}. \end{align*}

The central label observable \(F_{\widehat B_j,k}\) has value \(\log \dim \mu \) on the isotypic subspace of label \(\mu \). The product follows the prescribed list order; for the empty list it is the identity.

There is one sequence \(\lambda _k\), with its auxiliary projection \(Q_k\), such that

\begin{align*} \log \dim \lambda _k-kS(\rho _R)& =o(k). \end{align*}

Define the masses using this same sequence by

\begin{align*} q_k& =\| Q_k\Psi _k\| ^2, & r_k& =\| C_kQ_k\Psi _k\| ^2. \end{align*}

For all sufficiently large \(k\), there is a unit vector \(\varphi _k\in (\mathcal H_X\otimes \mathcal H_C)^{\otimes k} \otimes \mathcal H_{\{ R\} \sqcup X^c}^{\otimes k}\) satisfying

\begin{align*} (\Pi _E^{\otimes k}\otimes I)\varphi _k& =\varphi _k, & (I\otimes Q_k)\varphi _k& =\varphi _k,\\ (I\otimes C_{j,k})\varphi _k& =\varphi _k & & (1\le j\le m),\\ \bigl|\langle \varphi _k,(I\otimes Q_k) \mathrm{post}_k\rangle \bigr|^2& =r_k,\\ r_k& \ge q_k/2, & r_k& \ge \frac{1}{4(k+1)^{d^2}}. \end{align*}

The vector \(\varphi _k\) is invariant under simultaneous permutations of all copies, using the canonical identification between copies of the product space and the product of the copy spaces. The eventual threshold may depend on the fixed state, selection and region list. This is the common-cutoff overlap construction in [ Ope26b , Section 7, lines 283–298 and 332–354 ] .

Proof ▶

Apply the preceding theorem to the actual compressed selected state, obtaining its one label sequence, eventual mass bound and entropy asymptotic. Keep that sequence in the common-cutoff Bell-vector theorem for the prescribed region list. The exponentially small regional losses leave at least half of its auxiliary mass, hence the displayed quarter-polynomial bound. Normalizing the common projection and adjoining the actual selected Bell power gives the four range and invariance properties. Its squared overlap with the unnormalized projected \(\mathrm{post}_k\) is exactly the retained mass \(r_k\).

22.48 One Schmidt label sequence and the common-cutoff overlap

The following statement combines the selected initial vector with the common-cutoff overlap of [ Ope26b , Section 7, lines 130–147, 240–281 and 332–354 ] .

Let \(V\) be a finite set with finite local coordinate sets, let \(\Omega \) be a unit vector in the corresponding physical Hilbert space, and fix \(X\subseteq V\). Write \(A\) and \(B\) for the configuration sets on \(X\) and \(X^c\), respectively, and let \(\Omega _X\in \mathbb C^A\otimes \mathbb C^B\) be \(\Omega \) in these product coordinates. In the fixed spectral decomposition of the actual marginal \(\rho _X^\Omega \), write \(u_i\) for the eigenvectors and \(p_i\) for the eigenvalues. Choose spectral indices \(E\) with \(d=|E|\) and \(z=\sum _{i\in E}p_i{\gt}0\). Put \(D=\{ 0,\ldots ,d-1\} \), let \(\iota :E\to D\) be the fixed enumeration, and define

\begin{align} J|r\rangle & =u_{\iota ^{-1}(r)},\\ \chi & =z^{-1/2}(J^*\otimes I_B)\Omega _X, & \psi (b,r)& =\chi (r,b). \end{align}

Let \(H\) be a matrix on \(\mathbb C^A\otimes \mathbb C^B\), let \(E_0\in \mathbb R\), and suppose \(H\Omega _X=E_0\Omega _X\). Here \(\psi \in \mathbb C^B\otimes \mathbb C^D\), with the physical complement as the first factor. The actual selected vector and its auxiliary marginal satisfy

\begin{align} \| \psi \| & =1,\\ \rho _R:=\operatorname {Tr}_{\mathbb C^B}|\psi \rangle \langle \psi | & =\operatorname {diag}_{0\le r{\lt}d}\bigl(p_{\iota ^{-1}(r)}/z\bigr). \end{align}

There is a sequence \((\lambda _k)_{k\ge 0}\) of irreducible labels of \(\mathfrak S_k\) with all the following properties. Denote the central label projection on \((\mathbb C^d)^{\otimes k}\) by \(\Pi _k=\Pi ^{d,k}_{\lambda _k}\). In the original product coordinates \((A\times B)^k\times (D^k\times D^k)\), let \(v_k\) be the initial vector of (499), using \(\Omega _X\) and \(\lambda _k\). Explicitly, with the uniform pair regrouped into \(D^k\times D^k\),

\begin{align} u_d& =d^{-1/2}\sum _{r\in D}|r,r\rangle , & v_k& =\Omega _X^{\otimes k}\otimes (I_{D^k}\otimes \Pi _k)u_d^{\otimes k}. \end{align}

For every \(k\ge 1\),

\begin{align} v_k& \ne 0, & \| v_k\| & \le 1,\\ (\overline H_k\otimes I_{D^k\times D^k})v_k& =E_0v_k, & \overline H_k& =\frac1k\sum _{j=0}^{k-1}H^{(j)},\\ (I_{(A\times B)^k}\otimes \Pi _k\otimes I_{D^k})v_k& =v_k,\\ (I_{(A\times B)^k}\otimes I_{D^k}\otimes \Pi _k)v_k& =v_k. \end{align}

For a finite coordinate set \(K\), write \(U^K_\sigma \) for the operator which permutes its \(k\) copies by \(\sigma \). For every \(\sigma \in \mathfrak S_k\),

\begin{align} (U^{A\times B}_\sigma \otimes U^D_\sigma \otimes U^D_\sigma )v_k& =v_k. \end{align}

The same label sequence satisfies, for all sufficiently large \(k\),

\begin{align} \| (I_{B^k}\otimes \Pi _k)\psi ^{\otimes k}\| ^2 & \ge \frac1{2(k+1)^{d^2}}, \end{align}

and \(\log \dim \lambda _k-kS(\rho _R)=o(k)\) as \(k\to \infty \). Here the copies of \(\psi \) are regrouped into \(B^k\times D^k\); the partial trace defining \(\rho _R\) is over the physical first factor.

Place the coordinate \(r\) of \(\chi (r,b)\) at the auxiliary site of \(\widehat V=\{ r\} \sqcup X^c\), retaining all physical coordinates in \(X^c\). Write \(\chi _{\mathrm{site}}\) for this vector, \(\Psi _k=\chi _{\mathrm{site}}^{\otimes k}\), and \(Q_k=\Pi _{\{ r\} ,\lambda _k}\) for the actual auxiliary-site label projection. In particular,

\begin{align} q_k:=\| Q_k\Psi _k\| ^2 & =\| (I_{B^k}\otimes \Pi _k)\psi ^{\otimes k}\| ^2. \end{align}

With this sequence fixed, let \(\mathcal R=(B_1,\ldots ,B_m)\) be any finite list of physical regions disjoint from \(X\), pairwise comparable by inclusion. The list may be empty or contain repetitions. For its actual lifted regions \(\widehat B_j\subseteq \widehat V\), define the closed label cutoffs and their ordered product by

\begin{align} C_{j,k}& =\sum _{\log \dim \mu \le k(S(\rho _{B_j}^\Omega )/z+1)} \Pi _{\widehat B_j,\mu },\\ C_k& =C_{1,k}\cdots C_{m,k}, & r_k& =\| C_kQ_k\Psi _k\| ^2. \end{align}

The empty product is the identity. The thresholds use the original physical marginal entropies and the same selected mass \(z\). For the left auxiliary space indexed by \(E\), set

\begin{align} \beta _E& =d^{-1/2}\sum _{i\in E}u_i\otimes |i\rangle , & \Pi _E& =|\beta _E\rangle \langle \beta _E|,\\ \mathrm{post}_k& =\beta _E^{\otimes k}\otimes \Psi _k. \end{align}

The right auxiliary space remains indexed by \(\{ 0,\ldots ,d-1\} \). For all sufficiently large \(k\), there is a unit vector \(\varphi _k\) in \((\mathbb C^A\otimes \mathbb C^E)^{\otimes k}\otimes \widehat{\mathcal H}^{\otimes k}\), where \(\widehat{\mathcal H}\) is the Hilbert space of the augmented site family, such that

\begin{align} (\Pi _E^{\otimes k}\otimes I)\varphi _k& =\varphi _k,\\ (I\otimes Q_k)\varphi _k& =\varphi _k. \end{align}

For every position \(j\) of the list, \((I\otimes C_{j,k})\varphi _k=\varphi _k\). The vector \(\varphi _k\) is fixed by every simultaneous copy permutation of its Bell and augmented site factors, after the canonical regrouping into \(k\) copies of \((\mathbb C^A\otimes \mathbb C^E)\otimes \widehat{\mathcal H}\). Its overlap with the actual projected post vector is

\begin{align} \bigl|\langle \varphi _k,(I\otimes Q_k)\mathrm{post}_k\rangle \bigr|^2 & =r_k,\\ r_k& \ge q_k/2,\\ r_k& \ge \frac1{4(k+1)^{d^2}}. \end{align}

The sequence \((\lambda _k)\) is chosen before \(\mathcal R\). The eventual threshold and the vectors \(\varphi _k\) may depend on \(\mathcal R\).

Proof ▶

The physical coordinate identification preserves the norm of \(\Omega \). Apply Theorem 13.80.2 to \(\Omega _X\), its selected spectral indices, and its original eigenvector equation. Retain the normalized selected vector, diagonal auxiliary marginal, and the single sequence supplied there. This gives every positive-copy initial-vector conclusion, the eventual projected-mass bound, and the entropy asymptotic before any regional list is chosen.

Theorem 22.38.2 identifies the selected mass with \(q_k\) for each copy number and the same label. Thus \(q_k\ge 1/(2(k+1)^{d^2})\) eventually. For an arbitrary fixed nested list \(\mathcal R\) disjoint from \(X\), apply Theorem 22.37.2 with this supplied sequence. It yields the unit vector, simultaneous-copy invariance, all Bell and cutoff projection equations, the exact overlap \(r_k\), and both lower bounds. No further label selection is made.

22.49 The selected Bell projection in exterior-site coordinates

Let \(V\) be finite, let \(D_v\) be finite coordinate sets, and fix \(X\subseteq V\). Write \(A=\prod _{v\in X}D_v\) and \(B=\prod _{v\notin X}D_v\). For \(E\subseteq A\), put \(d=|E|\) and let \(\iota :E\to \{ 0,\ldots ,d-1\} \) be the fixed enumeration. The exterior sites are \(\{ r\} \sqcup X^c\), with coordinate set \(\{ 0,\ldots ,d-1\} \) at \(r\) and \(D_v\) at each physical site. Denote their configuration set by \(\widehat B\).

Definition 22.49.1 Enumerating the selected coordinates and collecting the exterior copies
✓

For \(k\ge 0\), define the bijection

\begin{align*} e_k:(A\times E)^k\times \widehat B^k & \longrightarrow (A\times \{ 0,\ldots ,d-1\} )^k \times \bigl(\{ 0,\ldots ,d-1\} ^k\times B^k\bigr),\\ e_k((a_j,i_j)_j,(x_j)_j) & =((a_j,\iota (i_j))_j,((x_j(r))_j,((x_j(v))_{v\notin X})_j)). \end{align*}

Let \(U_k f=f\circ e_k\) be the induced unitary between coordinate spaces.

Fix \(\Omega \in \ell ^2(A\times B)\) and use its left marginal to define the selected Bell vector \(\beta _E\in \ell ^2(A\times E)\) and compressed vector \(\chi _E\in \ell ^2(E\times B)\). Write \(\beta _d(a,s)=\beta _E(a,\iota ^{-1}(s))\) and \(\chi _d(s,b)=\chi _E(\iota ^{-1}(s),b)\). These definitions use the zero-inverse convention when the selected mass vanishes; the coordinate identities below require no normalization.

Let \(P_{E,k}=(|\beta _E\rangle \langle \beta _E|)^{\otimes k}\) and \(P_{d,k}=(|\beta _d\rangle \langle \beta _d|)^{\otimes k}\). For every irreducible label \(\lambda \) of \(\mathfrak S_k\),

\begin{align*} U_k(P_{d,k}\otimes I)U_k^*& =P_{E,k}\otimes I_{\widehat B^k},\\ U_k\bigl(I\otimes (\Pi ^{d,k}_\lambda \otimes I_{B^k})\bigr)U_k^* & =I_{(A\times E)^k}\otimes \Pi _{\{ r\} ,\lambda }. \end{align*}

Here \(\Pi ^{d,k}_\lambda \) is the central projection for the ordinary copy action on \(\{ 0,\ldots ,d-1\} ^k\), and \(\Pi _{\{ r\} ,\lambda }\) acts on the auxiliary exterior site.

Proof ▶

In each Bell factor, enumeration followed by its inverse returns the original selected index. The identity on the exterior factors remains the identity under the bijection. The second equality is the auxiliary copy-action identity, with the auxiliary and physical factors interchanged.

Theorem 22.49.3 The selected product vector in exterior-site coordinates
✓

Define

\begin{align*} \operatorname {post}_{E,k}((a_j,i_j)_j,(x_j)_j) & =\prod _{j=0}^{k-1}\beta _E(a_j,i_j) \prod _{j=0}^{k-1}\chi _E\bigl(\iota ^{-1}(x_j(r)), (x_j(v))_{v\notin X}\bigr). \end{align*}

Then \(U_k(\beta _d^{\otimes k}\otimes \chi _d^{\otimes k}) =\operatorname {post}_{E,k}\), where the coordinates of the vector on the left are ordered as \((AC)^k\), \(R^k\), \(B^k\).

Proof ▶

Substitution of \(e_k\) into the two finite products cancels \(\iota ^{-1}\iota \) in every left auxiliary coordinate.

Suppose the selected mass \(z=\sum _{i\in E}p_i\) is positive. Let \(v_{k,\lambda }\) be the original initial vector of (499), expressed in the coordinates \((AC)^k\), \(R^k\), \(B^k\). For every \(k\ge 0\) and every \(\lambda \),

\begin{align*} (P_{E,k}\otimes I_{\widehat B^k})U_kv_{k,\lambda } & =\left(\frac{\sqrt z}{d}\right)^k (I_{(A\times E)^k}\otimes \Pi _{\{ r\} ,\lambda }) \operatorname {post}_{E,k}. \end{align*}

This is the exterior-site form of the Bell identity in [ Ope26b , Section 8 ] , equation (comparator:bell-pin).

Proof ▶

Apply \(U_k\) to the selected Bell identity and substitute the two projection identities and the product-vector identity. The coordinate change preserves both the label and the scalar \((\sqrt z/d)^k\).

22.50 Overlap with the supplied-label physical prevector

Let \(V\) be finite with finite coordinate sets \(D_v\), and fix \(X\subseteq V\). Put \(A=\prod _{v\in X}D_v\) and \(B=\prod _{v\notin X}D_v\). Fix \(\Omega \in \ell ^2(A\times B)\), a selected spectral set \(E\subseteq A\), and its fixed enumeration \(\iota :E\to \{ 0,\ldots ,d-1\} \), where \(d=|E|\). Let \(\widehat B\) be the exterior configuration set with physical coordinates in \(X^c\) and retained auxiliary register \(R=\{ 0,\ldots ,d-1\} \). No normalization of \(\Omega \) is imposed.

Definition 22.50.1 The supplied-label prevector on the exterior sites
✓

Fix \(k\geq 0\) and an irreducible label \(\ell \) of \(\mathfrak S_k\). Let \(v_{k,\ell }\) be the original prevector in the canonical coordinates \((A\times B)^k\times (R^k\times R^k)\). The regrouping

\begin{align*} r_k\bigl((a_j,c_j)_j,((r_j)_j,(b_j)_j)\bigr) & =((a_j,b_j)_j,((c_j)_j,(r_j)_j)) \end{align*}

and the fixed bijection \(e_k\) of Definition 22.49.1 give

\begin{align*} v^{\mathrm{site}}_{k,\ell }& =v_{k,\ell }\circ r_k\circ e_k \in \ell ^2((A\times E)^k\times \widehat B^k). \end{align*}

The original state and supplied label are unchanged, as in [ Ope26b , Section 8, lines 240–254 and 283–290 ] .

Theorem 22.50.2 Exact overlap for the supplied label
✓

Suppose the actual selected mass \(z=\sum _{i\in E}p_i\) is positive. Let \(P=(|\beta _E\rangle \langle \beta _E|)^{\otimes k}\otimes I\) be the selected Bell projection, let \(Q_\ell =I\otimes \Pi _{R,\ell }\), and let \(\operatorname {post}_{E,k}\) be the actual selected product vector in the same exterior-site coordinates. For every supplied \(\varphi \) satisfying \(P\varphi =\varphi \),

\begin{align*} \langle \varphi ,v^{\mathrm{site}}_{k,\ell }\rangle & =\left(\frac{\sqrt z}{d}\right)^k \langle \varphi ,Q_\ell \operatorname {post}_{E,k}\rangle . \end{align*}

Neither normalization nor copy symmetry of \(\varphi \) is required. The identity holds also for \(k=0\) and retains the supplied label. It is the overlap consequence of [ Ope26b , Section 8, lines 283–290 and 346–354 ] .

Proof ▶

The Bell projection is self-adjoint. Thus \(\langle \varphi ,v^{\mathrm{site}}_{k,\ell }\rangle =\langle P\varphi ,v^{\mathrm{site}}_{k,\ell }\rangle =\langle \varphi ,Pv^{\mathrm{site}}_{k,\ell }\rangle \). Apply the exact Bell identity and use linearity in the second argument. The scalar is consequently not conjugated.

22.51 A physical test vector with the supplied auxiliary label

The following consequence of the common cutoff estimate keeps the selected state and auxiliary label fixed. The test vector is chosen before the matched regional cutoffs. All limiting statements concern one fixed physical system, as in [ Ope26b , Section 8, lines 332–381 ] .

Let \(\beta \) be a finite family of finite coordinate sets, let \(\Omega \) be a unit vector on its product, and let \(X\) be a set of physical sites. Fix a spectral selection \(E\) of the reduced density on \(X\), of mass \(z{\gt}0\), and put \(d=|E|\). The two auxiliary coordinate sets are \(C=E\) and \(R=[d]=\{ 0,\ldots ,d-1\} \). Let \(\psi \) be the corresponding normalized compressed selected vector on \(X^c\times R\), and let \(\Psi _k\) be its tensor power in exterior-site coordinates. Let \(\ell _k\) be a supplied sequence of auxiliary labels. Suppose that, for all sufficiently large \(k\),

\begin{align*} q_k:=\| \Pi ^{R}_{\ell _k}\Psi _k\| ^2 & \ge \frac{1}{2(k+1)^{d^2}}. \end{align*}

Fix a finite nested list \(\mathcal R\) of physical regions disjoint from \(X\), and an arbitrary index set \(S\). Let \(b\) be the selected Bell vector on \(X\times E\). Then every original and auxiliary coordinate set is nonempty and \(\| b\| =1\).

Write \(\tau _k\) for the selected-Bell witness coordinates, \(J_k\) for the actual insertion of \(b^{\otimes k}\) in physical coordinates, and \(\Pi _{\mathrm{ext},k}\) for simultaneous copy symmetry on the exterior sites. Put \(P_k=J_k\Pi _{\mathrm{ext},k}J_k^*\), and let \(v_k\) be the pullback through \(\tau _k\) of the supplied-label prevector in Definition 22.50.1. For all sufficiently large \(k\), there is a vector \(\Phi _k\) such that

\begin{align*} \| \Phi _k\| & =1, \\ P_k\Phi _k& =\Phi _k, \\ \Pi ^R_{\ell _k}\Phi _k& =\Phi _k, \\ |\langle \Phi _k,P_kv_k\rangle |^2 & \ge \frac{(z/d^2)^k}{4(k+1)^{d^2}}. \end{align*}

The vector \(\Phi _k\) is invariant under simultaneous copy permutations.

This same vector has the following property for every \(K\ge 0\), every pair of families \(U,Y:S\times \{ 0,\ldots ,K-1\} \to 2^V\), and all real \(B_{\mathrm{sh}},B_{\mathrm{exc}}\). Suppose that \(S_\Omega (D)\le B_{\mathrm{sh}}\) for every \(D\in \mathcal R\), that \(X\) is disjoint from every \(U_{jg}\cup Y_{jg}\), and that each \(Q\in \{ U_{jg},U_{jg}\cup Y_{jg}\} \) has a region \(D\in \mathcal R\) comparable to \(Q\) with

\begin{align*} 1+\log \dim \mathcal H_{D\triangle Q}& \le B_{\mathrm{exc}}. \end{align*}

Set \(a_k=k(B_{\mathrm{sh}}/z+B_{\mathrm{exc}})\). If \(\Pi _{Q,\le a_k}\) denotes the original physical exterior cutoff, omitting \(X\) and both auxiliary sites, then

\begin{align*} \Pi _{U_{jg},\le a_k}\Phi _k& =\Phi _k, \\ \Pi _{U_{jg}\cup Y_{jg},\le a_k}\Phi _k& =\Phi _k \end{align*}

for all \(j,g\). The vector and the eventual threshold are chosen before these matched families and bounds; no common threshold over different physical states or ambient systems is asserted.

Proof ▶

The regional exponential losses are eventually smaller than half the supplied inverse-polynomial mass. The common projection therefore has positive mass at least \(1/[4(k+1)^{d^2}]\) before normalization. Apply the common Bell-vector construction with the given label and pull its vector back through \(\tau _k\). This preserves its norm, symmetry, auxiliary label and Bell range. The exact Bell-pinning coefficient is \((\sqrt z/d)^k\), whose squared modulus is \((z/d^2)^k\). Self-adjointness of \(P_k\) gives \(\langle \Phi _k,P_kv_k\rangle =\langle \Phi _k,v_k\rangle \) because \(P_k\Phi _k=\Phi _k\). Each matched-cutoff estimate applies to the same common vector, and its coordinate pullback gives the two stated physical cutoff equations. Finally, a nonzero coordinate of the unit vector \(\Omega \) and the positive selected mass give the asserted nonemptiness; the selected Bell vector has unit norm by its defining spectral embedding.

22.52 Label observables under restriction to two groups of copies

The subgroup dimension inequalities of [ Ope26b , Lemma 6.1(4) ] give matrix inequalities for the logarithmic label observables. These are used in Section 7 to compare whole-copy and subgroup labels before measuring an excitation component.

Theorem 22.52.1 Grouped-copy label bounds
✓

Let \(m+r=k\), fix a partition of the \(k\) copies into specified groups of sizes \(m\) and \(r\), and let \(\phi :S_k\to \operatorname {Perm}(X)\) be any permutation representation on a finite coordinate set \(X\). For the restrictions to the two groups and for the whole group, let

\[ F_g=\sum _\alpha (\log d_\alpha )P^g_\alpha ,\qquad F_b=\sum _\beta (\log d_\beta )P^b_\beta ,\qquad F_w=\sum _\lambda (\log d_\lambda )P^w_\lambda \]

be the central label observables on \(\mathbb C^X\). Then, on the whole space,

\begin{align} F_g+F_b\le F_w\le F_g+F_b+\log \binom {k}{r}\, I. \label{eq:grouped_label_entropy_bounds} \end{align}

The statement includes \(m=0\) and \(r=0\).

Proof ▶

The three families of central label projections commute. Their products \(P^g_\alpha P^b_\beta P^w_\lambda \) form an orthogonal resolution of the identity. On every nonzero product, the two subgroup dimension bounds give

\[ d_\alpha d_\beta \le d_\lambda \le \binom {k}{r}d_\alpha d_\beta . \]

All irreducible dimensions are positive, and \(r\le k\) implies \(\binom {k}{r}{\gt}0\). Taking logarithms proves both inequalities on this joint component. Vanishing products make no contribution. Summing over the joint resolution proves 139.

The ensuing good-auxiliary estimate also uses a dimension bound for labels which actually occur on the bad copies and preservation of the whole-copy auxiliary labels by a physical excitation projection. Those are separate assertions.

22.53 Dimensions of labels on the bad copies

The auxiliary estimate in Section 7 uses a bound on the dimensions of labels occurring under permutations of the bad copies. The good copies may remain in the representation space, but their multiplicity does not enter this bound.

Theorem 22.53.1 Dimension of an occurring bad-copy label
✓
#

Let \(C\) be a finite coordinate set with \(d=|C|\), and split the \(k\) copy coordinates into specified groups of sizes \(m\) and \(r\), where \(m+r=k\). Let \(S_r\) act on \(\mathbb C^{C^k}\) by permuting the second group and fixing the first group. If its central projection \(P_\beta \) for an irreducible label \(\beta \) is nonzero, then

\[ d_\beta \le d^r. \]

The statement includes \(m=0\), \(r=0\), and \(C=\varnothing \).

Proof ▶

Write \(x=(x_g,x_b)\) and \(y=(y_g,y_b)\) in the specified split of the coordinates. The central projection has entries

\[ P_\beta (x,y)=\mathbf1_{x_g=y_g}\, P^{(r)}_\beta (x_b,y_b), \]

where \(P^{(r)}_\beta \) is the same label projection for the actual permutation action on \(\mathbb C^{C^r}\). Thus nonvanishing of \(P_\beta \) implies nonvanishing of \(P^{(r)}_\beta \). Its range is invariant under \(S_r\), is nonzero, and is contained in the \(\beta \)-isotypic component. Consequently its dimension is at least \(d_\beta \) and at most the ambient dimension \(d^r\).

This proves the bad-label dimension bound used in [ Ope26b , Section 7, equation (comparator:good-auxiliary) ] . The preservation of whole-copy auxiliary labels by the physical excitation projection, and the resulting good-auxiliary estimate, are separate assertions.

22.54 A whole-space bound for the good auxiliary labels

The logarithmic dimension comparison under restriction, together with the actual occurring-label dimension bound on the bad copies, yields an operator inequality before measuring a physical excitation component.

Theorem 22.54.1 Good auxiliary label bound
✓

Let \(C\) be a finite coordinate set, put \(d=|C|\), and specify a split of the \(k\) copies into groups of sizes \(m\) and \(r\), where \(m+r=k\). For the actual copy-permutation action on \(\mathbb C^{C^k}\), let \(F_g,F_b,F_w\) denote the central logarithmic label observables for the good, bad and whole groups. Using the real logarithm extended by \(\log 0=0\), one has, on the whole space,

\begin{align} F_b& \le r\log d\, I,\\ F_w& \le F_g+\left(r\log d+\log \binom {k}{r}\right)I. \label{eq:good_auxiliary_label_entropy} \end{align}

Empty coordinate sets and zero copy groups are included.

Proof ▶

Every nonzero bad-label projection has irreducible dimension \(d_\beta \le d^r\). Positivity of \(d_\beta \) permits taking logarithms, which gives \(\log d_\beta \le r\log d\). Summing over the actual orthogonal resolution gives the first inequality; zero projections contribute nothing. The subgroup operator bound gives \(F_w\le F_g+F_b+\log \binom {k}{r}\, I\). Adding the first inequality proves the second one. The empty cases use the stated total logarithm convention.

This is the operator input to [ Ope26b , Section 7, equation (comparator:good-auxiliary) ] . To apply it to an excitation component, one still uses the actual whole-label threshold and preservation of whole-copy auxiliary labels under the physical excitation projection. No commutation of that projection with the band metric is claimed here.

22.55 The good auxiliary observable on a whole label

The preceding whole-space comparison restricts to each actual whole-copy label subspace. The restricted good-copy observable retains the whole logarithmic dimension, up to the same bad-copy and binomial corrections.

Theorem 22.55.1 Good auxiliary bound on a whole label
✓

Let \(C\) be a finite coordinate set, put \(d=|C|\), and specify groups of \(m\) good and \(r\) bad copies with \(m+r=k\). For the actual copy-permutation action on \(\mathbb C^{C^k}\), write \(F_g\) for the good-copy logarithmic label observable and \(P_\lambda \) for the whole-copy central projection of an irreducible label of dimension \(d_\lambda \). Then \(F_g\) commutes with \(P_\lambda \), and

\[ \left(\log d_\lambda -r\log d-\log \binom {k}{r}\right)P_\lambda \le P_\lambda F_g P_\lambda . \]

No occurrence assumption is imposed on \(\lambda \). Empty coordinate sets and zero copy groups are included, with the convention \(\log 0=0\).

Proof ▶

Every permutation of the good copies is also a whole-copy permutation, so it commutes with the whole-copy central projection. Summing the central projections of the good-copy representation proves the stated commutation. Compress the preceding whole-space upper bound for \(F_w\) by \(P_\lambda \). Since \(P_\lambda \) is an orthogonal projection and \(F_wP_\lambda =(\log d_\lambda )P_\lambda \), the compressed inequality is exactly the stated lower bound. This argument also includes \(P_\lambda =0\).

This is the whole-label support step in [ Ope26b , Section 7, equation (comparator:good-auxiliary) ] . To apply it to an actual physical excitation component, the whole-copy auxiliary label must be preserved under that physical projection.

22.56 The good auxiliary label on an excitation component

A physical excitation measurement acts on a different tensor factor from an auxiliary whole-label projection. The selected component consequently retains that label, and the compressed good-copy bound applies to it.

Theorem 22.56.1 Good auxiliary bound on a physical component
✓

Let \(A,C,D\) be finite coordinate sets, let \(\Omega \in \mathbb C^A\), and let \(B\subseteq \{ 1,\ldots ,k\} \) have size \(r\). Write \(R_B\) for the literal excitation operator, with factor \(I-|\Omega \rangle \langle \Omega |\) on \(B\) and \(|\Omega \rangle \langle \Omega |\) on its complement. Enumerate the complement first and \(B\) second to define the good-copy auxiliary observable \(F_g\). Let \(P_\lambda \) be the actual whole-copy central projection on \(\mathbb C^{C^k}\), with irreducible dimension \(d_\lambda \), and put

\[ \tau =\log d_\lambda -r\log |C|-\log \binom {k}{r}. \]

For \(v\in \mathbb C^{A^k}\otimes \mathbb C^{C^k}\otimes \mathbb C^D\) satisfying \((I\otimes P_\lambda \otimes I_D)v=v\), define \(w=(R_B\otimes I)v\). Then

\[ \tau \operatorname {Re}\langle w,w\rangle \le \operatorname {Re}\langle w,(I\otimes F_g\otimes I_D)w\rangle . \]

No normalization is required. Empty coordinate sets, zero copies and zero components are included, with the total logarithm convention \(\log 0=0\).

Proof ▶

The identity physical permutation and the auxiliary operator \(P_\lambda \otimes I_D\) give \((I\otimes P_\lambda \otimes I_D)w=w\). The coordinate split has exactly \(k-r\) good and \(r\) bad copies. Lift the positive semidefinite difference \(P_\lambda F_gP_\lambda -\tau P_\lambda \) by the identity on the physical and additional auxiliary registers. Its quadratic form on \(w\) is nonnegative. The Hermitian label projection fixes \(w\), and hence cancels on both sides of that quadratic form, giving the required inequality.

For a unit ground vector, \(R_B\) is the actual orthogonal excitation projection. This proves the label-support contribution to [ Ope26b , Section 7, equation (comparator:good-auxiliary) ] . The numerical whole-label threshold and metric comparison are separate steps, and no commutation with a band metric is used.

22.57 The joint good auxiliary exponential

The good auxiliary estimate in [ Ope26b , Section 8 ] uses the intersection of the two original whole-copy label subspaces. All coordinate sets in this section are finite and may be empty. Write the five one-copy factors as \(Q,Y,V,C,R\), with \(Q,Y,V\) physical and \(C,R\) auxiliary. The copy number \(k\) is a nonnegative integer. Let \(\eta \) be the coordinate bijection that rearranges their \(k\) copies as \((Q\times Y\times V)^k\times (C^k\times R^k)\).

Theorem 22.57.1 Auxiliary permutations in five-factor coordinates
✓

Under \(\eta \), permuting the copies of \(C\) by \(\sigma \in S_k\) becomes \(I\otimes (U_C(\sigma )\otimes I)\), and permuting those of \(R\) becomes \(I\otimes (I\otimes U_R(\sigma ))\).

Proof ▶

The coordinate bijection retains the physical configuration and rearranges the auxiliary coordinates. Applying either permutation before or after this rearrangement gives the same coordinate tuple. The corresponding permutation matrix entries therefore agree.

Theorem 22.57.2 Auxiliary group-algebra actions
✓

Let \(\theta \colon H\to S_k\) be a group homomorphism and let \(a=\sum _h a_hh\in \mathbb C[H]\). The auxiliary action of \(a\) on \(C\) becomes \(I\otimes ((\sum _h a_hU_C(\theta (h)))\otimes I)\) under \(\eta \). On \(R\) it becomes \(I\otimes (I\otimes \sum _h a_hU_R(\theta (h)))\). The sums are finite; injectivity of \(\theta \) is not required.

Proof ▶

The claim holds for a single group element by the permutation identity, and both sides preserve scalar multiplication and addition.

Specify good and bad groups of \(m,r\) copies, with \(m+r=k\). Let \(P_C,P_R\) be the projections onto original whole-copy labels \(\lambda _C,\lambda _R\), and let \(F_C,F_R\) be their good-copy label observables. For an arbitrary finite spectator register \(A\), set \(P=I_A\otimes (P_C\otimes P_R)\) and \(L=I_A\otimes (F_C\otimes I+I\otimes F_R)\). Put

\begin{align} b={}& \log \dim \lambda _C+\log \dim \lambda _R -r(\log |C|+\log |R|)-2\log \binom {k}{r}. \label{eq:joint_auxiliary_floor} \end{align}
Theorem 22.57.3 Joint auxiliary entropy bound
✓

The matrix \(P\) is an orthogonal projection, \(LP=PL\), and \(bP\leq PLP\).

Proof ▶

Apply the good auxiliary bound separately to \(C\) and \(R\). Tensor each positive difference with the other positive label projection and with \(I_A\), then add. Their two scalar floors sum to (142). The label projections are orthogonal and each commutes with its own good-copy observable, which also proves the stated projection and commutation identities.

Theorem 22.57.4 Joint auxiliary exponential bound
✓

For every \(a\geq 0\), \(Pe^{-aL}P\leq e^{-ab}P\).

Proof ▶

The matrix \(L\) is Hermitian. Apply the negative exponential inequality on the invariant range of \(P\) to \(bP\leq PLP\).

In the original five-factor coordinates, write \(L^g_S\) for the good-copy label observable of the factors in \(S\), and write \(P^k_S(\lambda )\) for a whole-copy label projection. Define

\begin{align} P_0& =P^k_C(\lambda _C)P^k_R(\lambda _R),\notag \\ G& =L^g_{QC}+L^g_{VR}-L^g_Y,\notag \\ L_0& =L^g_C+L^g_R. \label{eq:joint_auxiliary_observables} \end{align}
Theorem 22.57.5 The auxiliary floor in the original coordinates
✓

The matrix \(P_0\) is an orthogonal projection and \(bP_0\leq P_0L_0P_0\).

Proof ▶

The coordinate bijection sends \(P_0\) and \(L_0\) to \(P\) and \(L\) with spectator register \((Q\times Y\times V)^k\). Transport the joint auxiliary entropy bound through this bijection.

Theorem 22.57.6 Removing the joint auxiliary exponential
✓

If \(a\geq 0\) and \(P_0v=v\), then

\begin{align} \operatorname {Re}(v^*e^{-aG}v) & \leq e^{-ab}\operatorname {Re}(v^*e^{-a(G-L_0)}v). \label{eq:joint_auxiliary_removal} \end{align}
Proof ▶

Nesting and disjointness of the indicated factors imply that \(G-L_0\) commutes with both \(P_0\) and \(L_0\). The auxiliary floor gives \(P_0e^{-aL_0}P_0\leq e^{-ab}P_0\). Apply the fixed-vector exponential comparison with generators \(-a(G-L_0)\) and \(-aL_0\).

Theorem 22.57.7 Joint auxiliary removal for the actual excitation component
✓

Let \(\Omega \) be a physical one-copy vector and let \(B\) be a subset of the \(k\) copies. Suppose a vector \(u\) is fixed separately by the two original auxiliary label projections. Form its actual excitation component \(w=(E_B(\Omega )\otimes I)u\) and express it as \(f=w\circ \eta \) in five-factor coordinates. With \(r=|B|\) and the good group \(B^c\), inequality (144) holds for \(f\). Neither \(u\) nor \(\Omega \) needs normalization, and no symmetry of \(u\) is assumed.

Proof ▶

The two original label equations imply the equation for their product. Acting only on the physical factors, \(E_B(\Omega )\otimes I\) preserves this equation. The coordinate identities then give \(P_0f=f\). Apply Theorem 22.57.6 with the specified good/bad split.

22.58 Inverse metrics on actual excitation components

Fix five nonzero finite-dimensional spaces with dimensions \(d_0,\ldots ,d_4\), and put \(P=\{ 0,3\} \), \(Y=\{ 1\} \), and \(F=\{ 2,4\} \). Write \(W_{t,k}(S)\) for the replica metric of the subsystem \(S\). The comparison below combines the whole-space inverse bound with removal of the bad-copy contribution and the two auxiliary entropy terms. It is the intermediate expectation estimate in [ Ope26b , Section 8 ] .

Theorem 22.58.1 Inverse comparison for an excitation component
✓

For every \(t{\gt}0\) there is a constant \(C\geq 0\), depending only on \(t\) and the five spaces, with the following property. Let \(k\geq 0\), let \(B\) be a subset of the copies, and put \(r=|B|\). Let \(u\) be fixed by simultaneous copy permutations and belong to the two whole-copy auxiliary label spaces \(\lambda _3,\lambda _4\). For any physical vector \(\Omega \), let \(w=(P_B(\Omega )\otimes I)u\) be its actual excitation component, and express \(w\) in the five-factor coordinates as \(f\).

Let \(L_g(S)\) be the label entropy of the subsystem \(S\) for permutations of the complementary copies. Set

\begin{align} b& =\log \dim \lambda _3+\log \dim \lambda _4 -r(\log d_3+\log d_4)-2\log \binom {k}{r},\\ G_g& =L_g(P)+L_g(F)-L_g(Y)-L_g(\{ 3\} )-L_g(\{ 4\} ),\\ A& =\bigl(W_{t,k}(P)^{-1}W_{t,k}(F)^{-1}W_{t,k}(Y)\bigr)^2. \end{align}

Then

\begin{align} \operatorname {Re}\langle f,A^{-1}f\rangle & \leq (k+2)^C\binom {k}{r}^{2t}e^{-2tb} \operatorname {Re}\langle f,e^{-2tG_g}f\rangle . \end{align}

Neither \(\Omega \) nor the excitation component is required to be normalized.

Proof ▶

Choose the constant in the whole-space inverse comparison before choosing \(k\), \(B\), the labels, or \(u\). Evaluate that operator inequality on \(f\). The symmetry inherited by the excitation component removes the bad-copy contribution. Its two original auxiliary labels allow the joint auxiliary comparison, with the summed entropy floor \(b\). Multiply these inequalities by their nonnegative scalar factors. The resulting expression is the stated bound.

22.59 The rough inverse estimate for excitation components

Fix five nonzero finite-dimensional spaces of dimensions \(d_0,\ldots ,d_4\). The physical factors have indices \(0,1,2\), and the auxiliary factors have indices \(3,4\).

Theorem 22.59.1 Rough inverse bound for the original component
✓

Let \(t{\gt}0\) satisfy \(4t\leq 1\). There exists \(C\geq 0\), depending only on \(t\) and the five spaces, with the following property. Let \(k\geq 0\) and \(B\subseteq \{ 1,\ldots ,k\} \), and put \(r=|B|\) and \(m=k-r\). Let \(\Omega \) be a unit vector on the physical factors. Suppose \(u\) is invariant under simultaneous copy permutations and is fixed by the original whole-copy auxiliary label projections \(\lambda _3,\lambda _4\). Form the actual excitation component \(w=(P_B(\Omega )\otimes I)u\) and write it as \(f\) in five-factor coordinates. With \(W_{t,k}(S)\) the replica metric of \(S\), set

\begin{align} A& =\bigl(W_{t,k}(\{ 0,3\} )^{-1} W_{t,k}(\{ 2,4\} )^{-1}W_{t,k}(\{ 1\} )\bigr)^2,\notag \\ b& =\log \dim \lambda _3+\log \dim \lambda _4 -r(\log d_3+\log d_4)-2\log \binom {k}{r},\notag \\ q_m& =\tfrac 12\bigl((m+1)^{(d_0d_3)^2} +(m+1)^{(d_2d_4)^2}\bigr). \end{align}

Then

\begin{align} \operatorname {Re}\langle f,A^{-1}f\rangle & \leq (k+2)^C\binom {k}{r}^{2t}e^{-2tb}q_m\| w\| ^2. \end{align}

The vector \(u\) and its component may be unnormalized or zero. This is the component estimate in [ Ope26b , Section 8 ] , before combining its scalar factors into a common exponential bound.

Proof ▶

Apply the inverse-to-good-expectation comparison with its constant chosen before the copy number and the vector. Express its quadratic form as a trace against the actual reduced good-copy density. Remove the physical deficit on its invariant spectral support and apply the paired merge moment estimate with parameter \(2t\). The hypothesis \(4t\leq 1\) is exactly the range of that estimate. Multiplication by the nonnegative prefactor gives the stated bound.

22.60 The sharp inverse estimate for excitation components

The sharp estimate retains the entropy difference of the original three physical marginals. Throughout this section, \(Q,Y,V\) denote the physical factors and \(C,R\) the auxiliary factors, with dimensions \(d_Q,d_Y,d_V,d_C,d_R\). The bounds below are the component estimates in [ Ope26b , Section 8 ] . The one-copy moment hypothesis is stated explicitly; its uniform derivation from the Hamiltonian is a separate result.

Theorem 22.60.1 Five moments in the actual good-copy density
✓

Let \(\Omega \) be a unit physical vector, and let \(u\) be fixed by simultaneous permutations of the \(k\) copies of the physical and auxiliary factors. For \(B\subseteq \{ 1,\ldots ,k\} \), put \(m=|B^c|\), \(w=(P_B(\Omega )\otimes I)u\), and let \(\rho _g\) be the actual density on its good-copy coordinates. Thus \(\operatorname {Tr}\rho _g=\| w\| ^2\). Write \(\rho _Q,\rho _Y,\rho _V\) for the singleton densities of \(\Omega \) and \(S_Q,S_Y,S_V\) for their entropies.

For \(j\in \{ Q,Y,V\} \), let \(p_{j,\ell }\) be the eigenvalues of \(\rho _j\) and define

\[ M_j(v)=\sum _\ell p_{j,\ell }\exp (-v\log p_{j,\ell }), \]

where a zero eigenvalue contributes zero. Suppose that \(K,r\in \mathbb R\) satisfy \(\log M_j(v)\leq vS_j+Kv^2\) for every \(j\) and every \(|v|\leq r\). Let \(a\geq 0\) satisfy \(10a\leq r\) and \(10a\leq 1\). Write \(F(S)\) for the label entropy of the subsystem \(S\) on the good copies, and put

\begin{align} D_C& =F(Q)+F(C)-F(QC),& D_R& =F(V)+F(R)-F(VR),\notag \\ D_{\mathrm{phys}}& =F(Q)+F(V)-F(Y),& \Lambda & =\frac{(d_Qd_C)^2+(d_Vd_R)^2+d_Q^2/2+d_V^2/2}{5}. \end{align}

Then

\[ \operatorname {Re}\operatorname {Tr} \bigl(\rho _g e^{a(D_C+D_R-D_{\mathrm{phys}})}\bigr) \leq \| w\| ^2 \exp \! \left[-ma(S_Q+S_V-S_Y)+25mKa^2 +\Lambda \log (m+1)\right]. \]

This includes \(w=0\) and \(m=0\).

Proof ▶

Apply the five-factor trace inequality at parameter \(a\). Its factors are the two merge moments, the negative physical moments for \(Q\) and \(V\), and the positive physical moment for \(Y\), all at parameter \(5a\). Apply the separate merge bounds and the signed singleton bounds. Each factor has the same mass \(\| w\| ^2\); the product of their fifth roots retains this mass once, including when it vanishes. Summing the five scalar exponents and dividing by five gives the displayed exponent. The two negative moments each contribute \(2mK(5a)^2\), and the positive moment contributes \(mK(5a)^2\); their sum divided by five is \(25mKa^2\).

Theorem 22.60.2 Sharp inverse bound for the original component
✓

Suppose the five spaces are nonzero, and fix \(t{\gt}0\). There exists \(C_0\geq 0\), depending only on \(t\) and these spaces, with the following property. Use the data of the preceding theorem, and suppose also that \(u\) belongs to the two original whole-copy auxiliary label spaces \(\lambda _C,\lambda _R\). Assume \(20t\leq r\) and \(20t\leq 1\). Express \(w\) in five-factor coordinates as \(f\) and put \(q=|B|\). With \(W_{t,k}(S)\) denoting the replica metric, set

\begin{align} A& =\bigl(W_{t,k}(QC)^{-1}W_{t,k}(VR)^{-1}W_{t,k}(Y)\bigr)^2,\notag \\ b& =\log \dim \lambda _C+\log \dim \lambda _R -q(\log d_C+\log d_R)-2\log \binom {k}{q},\notag \\ L& =-2tm(S_Q+S_V-S_Y)+25mK(2t)^2+\Lambda \log (m+1). \end{align}

Then

\[ \operatorname {Re}\langle f,A^{-1}f\rangle \leq (k+2)^{C_0}\binom {k}{q}^{2t}e^{-2tb}e^L\| w\| ^2. \]

The constant is chosen before \(k,B,\Omega ,\lambda _C,\lambda _R,u,K,r\). The vector \(u\) and its component may be unnormalized or zero.

Proof ▶

Apply the inverse-to-good-expectation comparison with its constant chosen before the component data. Express the resulting quadratic form as a trace in the actual good-copy density and apply the preceding theorem with \(a=2t\). The two restrictions on \(20t\) give its parameter range. Multiplication by the nonnegative comparison factor yields the assertion.

22.61 The sharp inverse bound on the low-defect subspace

Fix five nonzero finite-dimensional spaces \(Q,Y,V,C,R\), and let \(d_Q,d_Y,d_V,d_C,d_R\) denote their dimensions. For a unit physical vector \(\Omega \), write \(\rho _Q,\rho _Y,\rho _V\) for its singleton densities and put

\begin{align} g& =S(\rho _Q)+S(\rho _V)-S(\rho _Y),& d& =\log d_C+\log d_R,\notag \\ \Lambda & =\frac{(d_Qd_C)^2+(d_Vd_R)^2+d_Q^2/2+d_V^2/2}{5}. \end{align}

For \(j\in \{ Q,Y,V\} \), define \(M_j(v)=\sum _\ell p_{j,\ell }\exp (-v\log p_{j,\ell })\), where \(p_{j,\ell }\) are the eigenvalues of \(\rho _j\) and zero eigenvalues contribute zero. The moment assumptions below are explicit; their derivation from the Hamiltonian is a separate result.

Theorem 22.61.1 One sharp rate for all retained components
✓

For every \(t{\gt}0\), there exists \(C_0\geq 0\), depending only on \(t\) and the five spaces, with the following property. Let \(k\geq 0\), let \(\Omega \) be a unit physical vector, and let \(u\) be invariant under simultaneous permutations of the copies and fixed by the two original auxiliary labels \(\lambda _C,\lambda _R\). Suppose \(K\geq 0\) and \(r\in \mathbb R\) satisfy \(20t\leq r\), \(20t\leq 1\), and, for every \(j\in \{ Q,Y,V\} \) and \(|v|\leq r\),

\begin{align*} \log M_j(v)\leq vS(\rho _j)+Kv^2. \end{align*}

Suppose also that \(0\leq \tau \leq \frac12\) and \(2kS-\varepsilon \leq \log \dim \lambda _C+\log \dim \lambda _R\). For any \(B\subseteq \{ 0,\ldots ,k-1\} \) with \(|B|\leq \tau k\), let \(w=(P_B(\Omega )\otimes I)u\), and express \(w\) in five-factor coordinates as \(f\). Set

\begin{align} A_k& =\bigl(W_{t,k}(QC)^{-1}W_{t,k}(VR)^{-1}W_{t,k}(Y)\bigr)^2,\notag \\ c_k& =(k+2)^{C_0+\Lambda } \exp \! \left[-2tk\bigl(2S+(1-\tau )g-\tau d-3h(\tau )\bigr) +2t\varepsilon +25kK(2t)^2\right]. \label{eq:sharp_uniform_rate} \end{align}

Then \(\operatorname {Re}\langle f,A_k^{-1}f\rangle \leq c_k\| w\| ^2\). The constant is chosen before all state, label, copy, moment and cutoff data. The vector \(u\) and its component may be zero.

Proof ▶

Purity and subadditivity give \(g\geq 0\). The auxiliary dimensions give \(d\geq 0\), and \(\Lambda \geq 0\). Apply the uniform scalar estimate to the sharp component bound. The number of good copies is at least \((1-\tau )k\), while \(K\geq 0\) permits replacing it by \(k\) in the quadratic loss. All three binomial factors are bounded using \(\log \binom {k}{|B|}\leq kh(\tau )\). Multiplication by the nonnegative squared component norm proves the assertion, including when that norm vanishes.

Theorem 22.61.2 Actual sharp low-defect inverse compression
✓

For each \(t{\gt}0\), a constant \(C_0\geq 0\) depending only on \(t\) and the five spaces has the following property. Use the state, moment, label and cutoff assumptions of Theorem 22.61.1. Let \(P\) be the orthogonal projection onto the intersection of simultaneous copy symmetry, the two original auxiliary label spaces, and defect count at most \(\tau k\). Let \(U\) be the unitary change from five-factor coordinates to physical-and-two-auxiliary copy coordinates, and set \(H=UA_k^{-1}U^*\). With \(c_k\) as in (154),

\begin{align*} PHP\leq (k+1)e^{kh(\tau )}c_kP. \end{align*}

This is the sharp inverse compression estimate in [ Ope26b , Section 8 ] , with the one-copy moment assumptions and the original label lower bound retained explicitly.

Proof ▶

Positivity of the inverse squared metric follows from the disjointness of its three subsystems. Every vector in the range of \(P\) has the required copy symmetry and the two original labels. Apply the uniform bound to all its actual excitation components. The compression inequality then contributes the number of retained subsets, at most \((k+1)e^{kh(\tau )}\).

22.62 The rough inverse bound on the low-defect subspace

Fix five nonzero finite-dimensional spaces of dimensions \(d_0,\ldots ,d_4\), with physical factors \(0,1,2\) and auxiliary factors \(3,4\). Put \(d=\log d_3+\log d_4\) and \(D=\max \{ (d_0d_3)^2,(d_2d_4)^2\} \). For \(k\geq 0\) and \(t{\gt}0\), write

\begin{align} A_k=\bigl(W_{t,k}(\{ 0,3\} )^{-1}W_{t,k}(\{ 2,4\} )^{-1} W_{t,k}(\{ 1\} )\bigr)^2. \end{align}
Theorem 22.62.1 One rough rate for all retained components
✓

For every \(t{\gt}0\) with \(4t\leq 1\), there exists \(C\geq 0\), depending only on \(t\) and the five spaces, with the following property. Let \(k\geq 0\), let \(\Omega \) be a unit physical vector, and let \(u\) be invariant under simultaneous copy permutations and fixed by the two original whole-copy auxiliary labels \(\lambda _3,\lambda _4\). Suppose \(0\leq \tau \leq \tfrac 12\) and \(2kS-\varepsilon \leq \log \dim \lambda _3+\log \dim \lambda _4\). For any excitation subset \(B\) with \(|B|\leq \tau k\), let \(w=(P_B(\Omega )\otimes I)u\) and write it as \(f\) in five-factor coordinates. Define

\begin{align} c_k=(k+2)^{C+D} \exp \bigl(-2tk(2S-\tau d-3h(\tau ))+2t\varepsilon \bigr), \label{eq:rough_uniform_rate} \end{align}

where \(h\) is binary entropy. Then \(\operatorname {Re}\langle f,A_k^{-1}f\rangle \leq c_k\| w\| ^2\). No normalization of \(u\) or \(w\) is required.

Proof ▶

The average of the two merge polynomials is bounded by \((k-|B|+1)^D\). Apply the uniform scalar estimate with zero physical entropy and quadratic moment terms, retaining polynomial degree \(D\). The original label lower bound supplies \(2kS-\varepsilon \), and \(\log \binom {k}{|B|}\leq kh(\tau )\) accounts for all three binomial contributions. Multiply this scalar bound by the actual squared component norm.

Theorem 22.62.2 Actual low-defect inverse compression
✓

For every \(t{\gt}0\) with \(4t\leq 1\), a constant \(C\geq 0\) depending only on \(t\) and the five spaces has the following property. Let \(k\geq 0\), let \(\Omega \) be a unit physical vector, and let \(\lambda _3,\lambda _4,\tau ,S,\varepsilon \) satisfy the label lower bound and \(0\leq \tau \leq \tfrac 12\) in Theorem 22.62.1. Let \(P\) be the orthogonal projection onto the intersection of simultaneous permutation symmetry, the two original auxiliary label spaces, and defect count at most \(\tau k\). Let \(U\) be the unitary change from five-factor coordinates to the physical-and-two-auxiliary copy coordinates, and set \(H=UA_k^{-1}U^*\). With \(c_k\) given by (156),

\begin{align} PHP\leq (k+1)e^{kh(\tau )}c_kP. \end{align}

This is the rough inverse compression estimate in [ Ope26b , Section 8 ] .

Proof ▶

The inverse squared metric is positive, and this remains true after changing coordinates. Every vector in the range of \(P\) satisfies the original symmetry and two label equations. Apply the uniform bound to each of its actual excitation components. The excitation compression inequality bounds the sum by the number of retained subsets, at most \((k+1)e^{kh(\tau )}\). No commutation between the metric and the excitation projections is used.

22.63 Compression of a contained projection

Theorem 22.63.1 Compression of a contained projection
✓

Let \(P\) be an orthogonal projection and let \(Z\) be a rectangular matrix such that \(PZZ^*=P\). Then \(Z^*PZ\) is an orthogonal projection.

Proof ▶

The matrix is Hermitian, and \((Z^*PZ)^2=Z^*(PZZ^*)PZ=Z^*P^2Z=Z^*PZ\).

22.64 Symmetry projections under equivariant coordinates

Theorem 22.64.1 Equivariant transport of the group average
✓

Let a finite group act on two finite coordinate sets, and let \(U\) be the permutation unitary induced by an equivariant equivalence of these sets. If \(S_1,S_2\) are the respective group-average projections, then

\begin{align} S_2=US_1U^*. \end{align}
Proof ▶

Each permutation matrix transforms by conjugation with \(U\). Average these identities over the same finite group.

22.65 The rough lower bound in symmetric coordinates

Theorem 22.65.1 A lower bound in fixed coordinates
✓

Let \(A\) be positive definite, let \(P\) be an orthogonal projection, let \(U\) be a permutation unitary identifying their coordinate spaces, and let \(c{\gt}0\). If \(PUA^{-1}U^*P\leq cP\), then every rectangular matrix \(Z\) with rows indexed by the coordinates of \(A\) satisfies

\begin{align} c^{-1}Z^*U^*PUZ\leq Z^*AZ. \end{align}
Proof ▶

Apply the compressed-inverse inequality to \(UAU^*\) to obtain \(c^{-1}P\leq UAU^*\). Conjugation first by \(U\) and then by \(Z\) gives the conclusion. No commutation of \(P\) and \(UAU^*\) is required.

Theorem 22.65.2 Five-factor symmetry in grouped coordinates
✓

Let \(U\) identify the \(k\) copies of five finite coordinate sets with the grouped physical copies of factors \(0,1,2\) and the two auxiliary copy spaces of factors \(3,4\). Let \(S\) be the average of simultaneous copy permutations before grouping, and let \(S'\) be the corresponding average in the three grouped spaces. Then \(U^*S'U=S\).

Proof ▶

The grouping map is equivariant for every copy permutation. Apply the identity for the finite-group average.

Theorem 22.65.3 The actual projection in symmetric coordinates
✓

Let \(\Omega \) be a unit physical vector, let \(\lambda _3,\lambda _4\) be the original auxiliary labels, and let \(\tau \in \mathbb R\). Let \(P\) project onto simultaneous symmetry, those two label spaces, and defect count at most \(\tau k\) in grouped coordinates. With \(U,S\) as above, every rectangular matrix \(Z\) satisfying \(ZZ^*=S\) has \(Z^*U^*PUZ\) an orthogonal projection.

Proof ▶

The literal projection satisfies \(PS'=P\). Thus \((U^*PU)ZZ^*=U^*PU\). Apply the contained-projection compression identity.

Theorem 22.65.4 The actual rough lower bound
✓

Fix five nonzero finite-dimensional spaces of dimensions \(d_0,\ldots ,d_4\). For every \(t{\gt}0\) with \(4t\leq 1\), there is \(C\geq 0\) depending only on \(t\) and these spaces with the following property. Let \(k\geq 0\), let \(\Omega \) be a unit vector on the three physical factors, and suppose that the two original auxiliary labels satisfy

\begin{align} 2kS_0-\varepsilon \leq \log \dim \lambda _3+\log \dim \lambda _4. \end{align}

Suppose \(0\leq \tau \leq \tfrac 12\). Set

\begin{align} A_k& =\bigl(W_{t,k}(\{ 0,3\} )^{-1}W_{t,k}(\{ 2,4\} )^{-1} W_{t,k}(\{ 1\} )\bigr)^2,\\ d& =\log d_3+\log d_4,\qquad D=\max \{ (d_0d_3)^2,(d_2d_4)^2\} ,\\ b_k& =(k+1)e^{kh(\tau )}(k+2)^{C+D} \exp \bigl(-2tk(2S_0-\tau d-3h(\tau ))+2t\varepsilon \bigr). \end{align}

Let \(P\) be the actual projection from the preceding theorem and let \(U\) be the five-factor grouping unitary. Then \(b_k^{-1}U^*PU\leq A_k\). For every finite rectangular \(Z\) with \(ZZ^*=S\), the matrix \(P_Z=Z^*U^*PUZ\) is an orthogonal projection and

\begin{align} b_k^{-1}P_Z\leq Z^*A_kZ. \end{align}

This is the rough lower bound in [ Ope26b , Section 8 ] , with the polynomial and subset-counting factors displayed explicitly.

Proof ▶

The actual inverse-compression estimate gives \(PUA_k^{-1}U^*P\leq b_kP\). The squared disjoint-region metric is positive definite and \(b_k{\gt}0\). The fixed-coordinate lower bound therefore applies, first with the identity matrix and then with \(Z\). The compressed projection property follows from the actual symmetry and label projection identities.

22.66 The sharp lower bound in symmetric coordinates

Theorem 22.66.1 Actual sharp lower bound
✓

Fix five nonzero finite-dimensional spaces and \(t{\gt}0\). There exists \(C_0\geq 0\), depending only on these spaces and \(t\), with the following property. Use the original unit state, auxiliary labels, marginal moment assumptions, and parameters of Theorem 22.61.2. Let \(A_k\) be the original squared metric in five-factor coordinates and let \(P\) be the original symmetric, fixed-label low-defect projection. If \(U\) changes five-factor coordinates to the physical-and-two-auxiliary coordinates, put

\begin{align*} \widehat P=U^*PU,\qquad b_k=(k+1)e^{kh(\tau )}c_k, \end{align*}

where \(c_k\) is given by (154). Then

\begin{align*} b_k^{-1}\widehat P\leq A_k. \end{align*}

Moreover, let \(P_{\mathrm{sym}}\) be simultaneous copy symmetry in five-factor coordinates. For every matrix \(Z\) with \(ZZ^*=P_{\mathrm{sym}}\), the matrix \(Z^*\widehat PZ\) is an orthogonal projection and

\begin{align*} b_k^{-1}Z^*\widehat PZ\leq Z^*A_kZ. \end{align*}

The constant is chosen before all copy, state, label, moment and cutoff data. This is the sharp lower bound used in [ Ope26b , Section 8 ] .

Proof ▶

The sharp inverse compression gives \(P(UA_k^{-1}U^*)P\leq b_kP\) with \(b_k{\gt}0\). Positivity of \(A_k\) follows from its three disjoint subsystems. The inverse-compression inequality therefore gives \(b_k^{-1}\widehat P\leq A_k\), and compression by \(Z\) preserves this inequality. The actual low-defect projection is supported on simultaneous symmetry; together with \(ZZ^*=P_{\mathrm{sym}}\), this proves that \(Z^*\widehat PZ\) is an orthogonal projection.

22.67 A uniform regional lower bound

Theorem 22.67.1 Norm preservation under regional grouping
✓
#

Let \(V\) be finite, let each \(\beta _v\) be a finite coordinate set, and let \(Q,Y\subseteq V\) be disjoint. Put \(F=(Q\cup Y)^c\). The restriction map

\begin{align*} e_{Q,Y}:\prod _{v\in V}\beta _v & \longrightarrow \left(\prod _{v\in Q}\beta _v\right)\times \left(\prod _{v\in Y}\beta _v\right)\times \left(\prod _{v\in F}\beta _v\right),\\ x& \longmapsto (x|_Q,x|_Y,x|_F) \end{align*}

is the actual regional coordinate bijection. Every complex-valued function \(\Omega \) on the original configurations satisfies

\begin{align*} \| \Omega \circ e_{Q,Y}^{-1}\| _2=\| \Omega \| _2. \end{align*}

Empty regions and empty coordinate sets are included.

Proof ▶

Reindex the finite sum of squared absolute values along the bijection \(e_{Q,Y}\). Taking square roots gives the identity.

Theorem 22.67.2 A common rough lower bound for all physical cuts
✓

Fix a finite physical site set \(V\), nonzero finite-dimensional spaces \(H_v\), and two nonzero finite-dimensional auxiliary spaces \(H_c,H_r\). For every \(t{\gt}0\) with \(4t\leq 1\), there is \(c\geq 0\), depending only on these spaces and \(t\), with the following property.

Let \(k\geq 0\), let \(\Omega \in \bigotimes _{v\in V}H_v\) be a unit vector, and let \(\lambda _c,\lambda _r\) be the two auxiliary labels. Suppose \(0\leq \tau \leq \tfrac 12\), and let \(S_0,\varepsilon \in \mathbb R\) satisfy

\begin{align*} 2kS_0-\varepsilon \leq \log \dim \lambda _c+\log \dim \lambda _r. \end{align*}

Let \(P_{\mathrm{glob}}\) be the common projection of Definition 23.38.1, formed from this same vector, these labels, and the defect cutoff \(\tau k\). Set

\begin{align*} d& =\log \dim H_c+\log \dim H_r,\\ b_k& =(k+1)e^{kh(\tau )}(k+2)^c \exp \bigl(-2tk(2S_0-\tau d-3h(\tau ))+2t\varepsilon \bigr), \end{align*}

where \(h\) is binary entropy. Let \(Q_k\) denote the projection onto simultaneous copy symmetry of the full physical and auxiliary space. For every finite rectangular matrix \(Z\) with \(ZZ^*=Q_k\), the matrix \(P_Z=Z^*P_{\mathrm{glob}}Z\) is an orthogonal projection. For every pair of disjoint physical regions \(Q,Y\subseteq V\), put \(F=(Q\cup Y)^c\) and

\begin{align*} A_{Q,Y} =\bigl(W_{t,k}(Q\cup \{ c\} )^{-1} W_{t,k}(F\cup \{ r\} )^{-1}W_{t,k}(Y)\bigr)^2. \end{align*}

Here every metric retains the weights of the original full site family. Then

\begin{align*} b_k^{-1}P_Z\leq Z^*A_{Q,Y}Z. \end{align*}

Thus the same constant, projection, and matrix \(Z\) serve every physical cut. This is the uniform regional form of the rough lower bound in [ Ope26b , Section 8 ] .

Proof ▶

Apply the five-factor rough lower bound to each physical cut pair. Its polynomial exponent has the form \(c_{Q,Y}+D_{Q,Y}\), where

\begin{align*} D_{Q,Y}=\max \bigl\{ (\dim H_Q\dim H_c)^2,(\dim H_F\dim H_r)^2\bigr\} . \end{align*}

The finite maximum of these exponents and zero gives \(c\) before the copy number, vector, labels, cutoffs, and matrix \(Z\) are chosen. Since \(k+2\geq 1\), replacing a cut-dependent exponent by \(c\) increases \(b_k\) and weakens the lower bound.

The actual regional equivalence pulls the regional projection back to \(P_{\mathrm{glob}}\) and the regional metric product back to \(A_{Q,Y}\). Pull back the five-factor inequality and conjugate by \(Z\). The common projection theorem supplies that \(P_Z\) is an orthogonal projection. The estimate retains the three binary-entropy losses and the subset-counting factor \((k+1)e^{kh(\tau )}\).

22.68 A sharp regional lower bound

Theorem 22.68.1 A common sharp lower bound for the original physical cuts
✓

Fix a finite physical site set \(V\), nonzero finite-dimensional spaces \(H_v\), and two nonzero finite-dimensional auxiliary spaces \(H_c,H_r\). For every \(t{\gt}0\), there is \(c\geq 0\), depending only on these spaces and \(t\), with the following property.

Let \(k\geq 0\), let \(\Omega \in \bigotimes _{v\in V}H_v\) be a unit vector, and let \(\lambda _c,\lambda _r\) be the auxiliary labels. Suppose \(0\leq \tau \leq \tfrac 12\) and

\begin{align*} 2kS_0-\varepsilon \leq \log \dim \lambda _c+\log \dim \lambda _r. \end{align*}

Let \(P_{\mathrm{glob}}\) be the common projection of Definition 23.38.1, formed from this vector, these labels, and the defect cutoff \(\tau k\). For every rectangular matrix \(Z\) satisfying \(ZZ^*=Q_k\), where \(Q_k\) is the projection onto simultaneous copy symmetry, the matrix \(P_Z=Z^*P_{\mathrm{glob}}Z\) is an orthogonal projection.

Let \(Q,Y\subseteq V\) be disjoint and put \(F=(Q\cup Y)^c\). Write \(\rho _0,\rho _1,\rho _2\) for the reductions of the original pure state on \(Q,Y,F\), respectively. Suppose \(K\geq 0\), \(20t\leq r\), \(20t\leq 1\), and, for \(j=0,1,2\) and \(|v|\leq r\),

\begin{align*} \log \sum _{p\in \operatorname {spec}(\rho _j),\ p{\gt}0}p^{1-v} \leq vS(\rho _j)+Kv^2, \end{align*}

where eigenvalues are counted with multiplicity. Set

\begin{align*} g& =S(\rho _0)+S(\rho _2)-S(\rho _1),\\ d& =\log \dim H_c+\log \dim H_r,\\ b_k& =(k+1)e^{kh(\tau )}(k+2)^c \exp \bigl(-2tk[2S_0+(1-\tau )g-\tau d-3h(\tau )] +2t\varepsilon +25kK(2t)^2\bigr),\\ A_{Q,Y}& =\bigl(W_{t,k}(Q\cup \{ c\} )^{-1} W_{t,k}(F\cup \{ r\} )^{-1}W_{t,k}(Y)\bigr)^2. \end{align*}

Every metric retains the weights of the original full site family. Then

\begin{align*} b_k^{-1}P_Z\leq Z^*A_{Q,Y}Z. \end{align*}

The same constant, projection, and symmetric coordinates serve all cuts. This is the regional sharp lower bound under the original marginal moment hypotheses in [ Ope26b , Section 8 ] .

Proof ▶

Apply the five-factor sharp lower bound after grouping the original physical sites into \(Q,Y,F\). The grouping preserves the norm, and each grouped marginal has exactly the entropy and surprisal moments of the corresponding original reduction.

The polynomial exponent has the form \(c_{Q,Y}+\Lambda _{Q,Y}\). Take the maximum of these finitely many exponents and zero before choosing the copy number, state, labels, moments, cutoff, or coordinates. Replacing each exponent by this maximum increases the positive coefficient \(b_k\) and weakens its reciprocal lower bound.

Pull back the resulting matrix inequality along the actual regional coordinate equivalence and conjugate by \(Z\). The projection and metric identities give \(P_{\mathrm{glob}}\) and \(A_{Q,Y}\), respectively. The common projection theorem gives the projection property of \(P_Z\).

22.69 The sharp lower norm comparison in physical coordinates

Theorem 22.69.1 Explicit sharp lower norm bound
✓

Fix nonzero finite physical site spaces, nonzero auxiliary spaces \(C,R\), and \(t{\gt}0\). There are \(c,C_f\geq 0\), depending only on these spaces and \(t\), with the following property.

Let \(\Omega \) be a unit physical vector, let \(\gamma {\gt}0\), and suppose

\begin{align*} H-E_0I\geq \gamma (I-|\Omega \rangle \langle \Omega |). \end{align*}

Fix \(k{\gt}0\), an isometry \(Z\) onto simultaneous copy symmetry, and disjoint physical regions \(Q_{j,g},Y_{j,g}\) such that \(Q_{j,g}\cup Y_{j,g}\subseteq Q_{j',h}\) whenever \(g{\lt}h\). Suppose that \(K\geq 0\), \(20t\leq r_0\) and \(20t\leq 1\). For each of the three regions \(Q_{j,g}\), \(Y_{j,g}\) and \((Q_{j,g}\cup Y_{j,g})^c\), suppose its reduced density \(\rho \) has eigenvalues \((p_i)\) satisfying

\begin{align*} \log \sum _{i:p_i{\gt}0}p_i^{1-u} \leq uS(\rho )+Ku^2 \qquad (|u|\leq r_0). \end{align*}

Define

\begin{align*} g_{j,g}& =S_\Omega (Q_{j,g})+ S_\Omega ((Q_{j,g}\cup Y_{j,g})^c)-S_\Omega (Y_{j,g}),\\ g_{\max }& =\max \bigl(\{ 0\} \cup \{ g_{j,g}:j,g\} \bigr). \end{align*}

Let \(T\) be one finite weighted mean tree, used for all \(G\) bands. Suppose the nonzero vector \(\xi \) is simultaneously symmetric, has norm at most one, and has the two original auxiliary labels \(\lambda _C,\lambda _R\), where

\begin{align*} 2kS-\varepsilon \leq \log \dim \lambda _C+\log \dim \lambda _R. \end{align*}

In the full original site coordinates, put

\begin{align*} A_{j,g} & =\bigl(W_{C\cup Q_{j,g}}^{-1} W_{R\cup (Q_{j,g}\cup Y_{j,g})^c}^{-1}W_{Y_{j,g}}\bigr)^2,\\ B_{j,g}& =Z^*A_{j,g}Z,\qquad M=\prod _{g=1}^{G}T(B_{\cdot ,g}). \end{align*}

For \(s\geq 0\), define

\begin{align*} w=M^{-s}Z^*\xi ,\qquad \varphi =w/\| w\| ,\qquad v=Z\varphi ,\qquad E_{\rm def}=\frac{\langle v,\overline H v\rangle -E_0}{\gamma }, \end{align*}

where \(\overline H\) is the averaged original physical Hamiltonian with the two auxiliary identities. Then \(w\ne 0\), \(\| v\| =1\), and \(E_{\rm def}\geq 0\). For every \(0{\lt}\tau \leq 1/2\), set

\begin{align*} d& =\log \dim C+\log \dim R,\\ L_{g,\tau }& =2S+(1-\tau )\sum _jw_jg_{j,g}-\tau d- \left(3+\frac1{2t}\right)h(\tau )-50Kt,\\ r_k& =\log (k+1)+c\log (k+2)+2t\varepsilon ,\qquad b_k=\frac{(k+2)^{-C_f}}2. \end{align*}

Here \(w_j\) denotes the terminal weight of \(T\). The same vector satisfies

\begin{align*} 2s\sum _{g=1}^{G}\left[ 2tk\left(L_{g,\tau }-\frac{E_{\rm def}}\tau \max (0,2S+g_{\max })\right) -\left(2|r_k|+|\log b_k|+\log 2+\log (3/2)\right) \right] \leq -\log \| w\| ^2. \end{align*}

The constants are chosen before the copy number, vector, labels, tree, regions and symmetric coordinates. This is an intermediate form of the sharp lower comparison in [ Ope26b , Section 8 ] ; the selected common initial vector supplies its hypotheses in the physical application.

Proof ▶

Choose the uniform regional and symmetric-floor constants before choosing any copy or state data. The original regions form a disjoint partition, and nesting makes the band roots commute. Each compressed leaf is bounded below by \(2b_kI\) and by \(e^{2tk\ell _{j,g,\tau }-r_k}P\), where \(\ell _{j,g,\tau }=2S+(1-\tau )g_{j,g}-\tau d- (3+(2t)^{-1})h(\tau )-50Kt\), and \(P\) is the same compressed global low-defect projection. The original labels and simultaneous symmetry are preserved by the actual inverse power and normalization. Applying the original gap gives projection mass at least \(1-E_{\rm def}/\tau \); its upper bound by one also gives \(E_{\rm def}\geq 0\). The explicit mean-tree lower norm estimate now applies with \(\kappa =2tk\) and upper rate \(2S+g_{\max }\). Since \(0\leq 1-\tau \leq 1\) and \(g_{j,g}\leq g_{\max }\) with \(g_{\max }\geq 0\), one has \((1-\tau )g_{j,g}\leq g_{\max }\). The remaining losses are nonnegative, so \(\ell _{j,g,\tau }\leq 2S+g_{\max }\). Since terminal weights sum to one, their average of \(\ell _{j,g,\tau }\) is \(L_{g,\tau }\). Summing over the bands gives the inequality, also when \(G=0\).

22.70 The rough lower norm comparison in physical coordinates

Theorem 22.70.1 Explicit rough lower norm bound
✓

Fix nonzero finite physical site spaces, nonzero auxiliary spaces \(C,R\), and \(0{\lt}t\leq 1/4\). There are \(c,C_f\geq 0\), depending only on these spaces and \(t\), with the following property.

Let \(\Omega \) be a unit physical vector, let \(\gamma {\gt}0\), and suppose

\begin{align*} H-E_0I\geq \gamma (I-|\Omega \rangle \langle \Omega |). \end{align*}

Fix \(k{\gt}0\), an isometry \(Z\) onto simultaneous copy symmetry, and disjoint physical regions \(Q_{j,g},Y_{j,g}\) such that \(Q_{j,g}\cup Y_{j,g}\subseteq Q_{j',h}\) whenever \(g{\lt}h\). Let \(T\) be one finite weighted mean tree, used for all \(G\) bands. Suppose the nonzero vector \(\xi \) is simultaneously symmetric, has norm at most one, and has the two original auxiliary labels \(\lambda _C,\lambda _R\), where

\begin{align*} 2kS-\varepsilon \leq \log \dim \lambda _C+\log \dim \lambda _R. \end{align*}

In the full original site coordinates, put

\begin{align*} A_{j,g} & =\bigl(W_{C\cup Q_{j,g}}^{-1} W_{R\cup (Q_{j,g}\cup Y_{j,g})^c}^{-1}W_{Y_{j,g}}\bigr)^2,\\ B_{j,g}& =Z^*A_{j,g}Z,\qquad M=\prod _{g=1}^{G}T(B_{\cdot ,g}). \end{align*}

For \(s\geq 0\), define

\begin{align*} w=M^{-s}Z^*\xi ,\qquad \varphi =w/\| w\| ,\qquad v=Z\varphi ,\qquad E_{\rm def}=\frac{\langle v,\overline H v\rangle -E_0}{\gamma }, \end{align*}

where \(\overline H\) is the averaged original physical Hamiltonian with the two auxiliary identities. Then \(w\ne 0\), \(\| v\| =1\), and \(E_{\rm def}\geq 0\). For every \(0{\lt}\tau \leq 1/2\), set

\begin{align*} d& =\log \dim C+\log \dim R,\\ L_\tau & =2S-\tau d-\left(3+\frac1{2t}\right)h(\tau ),\\ r_k& =\log (k+1)+c\log (k+2)+2t\varepsilon ,\qquad b_k=\frac{(k+2)^{-C_f}}2. \end{align*}

The same vector satisfies

\begin{align*} 2sG\left[ 2tk\left(L_\tau -\frac{E_{\rm def}}\tau \max (0,2S)\right) -\left(2|r_k|+|\log b_k|+\log 2+\log (3/2)\right) \right] \leq -\log \| w\| ^2. \end{align*}

The constants are chosen before the copy number, vector, labels, tree, regions and symmetric coordinates. This is an intermediate form of the rough lower comparison in [ Ope26b , Section 8 ] ; the selected common initial vector supplies its hypotheses in the physical application.

Proof ▶

Choose the uniform regional and symmetric-floor constants before choosing any copy or state data. The original regions form a disjoint partition, and nesting makes the band roots commute. Each compressed leaf is bounded below by \(2b_kI\) and by \(e^{2tkL_\tau -r_k}P\), where \(P\) is the same compressed global low-defect projection. The original labels and simultaneous symmetry are preserved by the actual inverse power and normalization. Applying the original gap gives projection mass at least \(1-E_{\rm def}/\tau \); its upper bound by one also gives \(E_{\rm def}\geq 0\). The explicit mean-tree lower norm estimate now applies with \(\kappa =2tk\), upper rate \(2S\), and constant terminal rate \(L_\tau \). Since terminal weights sum to one, their average of \(L_\tau \) is \(L_\tau \). Summing over the \(G\) bands gives the stated inequality.

22.71 A numerical lower comparison

Theorem 22.71.1 Coefficient in the rough lower comparison
✓
#

Let \(S\in \mathbb R\), let \(D,h,\delta \geq 0\), and suppose that \(\tau {\gt}0\) and \(0{\lt}a\leq 1/2\). Then

\begin{align} 4S-6\left(\tau D+\frac ha\right) -3\frac\delta \tau \max (0,2S) & \leq 2\left(2S-2\tau D-\left(3+\frac1a\right)h -\frac\delta \tau \max (0,2S)\right). \label{eq:rough_lower_coefficient} \end{align}

This numerical estimate is used in the rough lower comparison of [ Ope26b , Section 8 ] .

Proof ▶

The difference between the right and left sides of (165) is \(2\tau D+(4/a-6)h+(\delta /\tau )\max (0,2S)\). Each summand is nonnegative, since \(1/a\geq 2\).

22.72 The lower comparison at fixed total band weight

Theorem 22.72.1 A rough lower comparison with coefficient three
✓

In the setting of Theorem 22.70.1, suppose that both auxiliary spaces have dimension \(d\geq 1\), that the two auxiliary labels are the same label \(\lambda \), and that the number of bands is \(K\geq 8\). Choose

\begin{align*} a=\frac4K,\qquad t=\frac2K,\qquad s=\frac14. \end{align*}

There are constants \(c,C_f\geq 0\), chosen before the physical state, copy number, mean tree, regions, symmetric coordinates and label. Retain the same band product \(M\), initial vector \(\xi \), and vectors

\begin{align*} w=M^{-1/4}Z^*\xi ,\qquad \varphi =w/\| w\| ,\qquad v=Z\varphi . \end{align*}

In particular, \(\xi \ne 0\), \(\| \xi \| \leq 1\), simultaneous symmetry, the two auxiliary label equations, the global gap and the nested region assumptions are those of that theorem. Assume \(2kS-\varepsilon \leq 2\log \dim \lambda \). Put

\begin{align*} \delta _k & =\frac{\langle v,\overline H_kv\rangle -E_0}{\gamma }, \\ r_k & =\log (k+1)+c\log (k+2)+a\varepsilon , \\ \rho _k & =\frac{K}{2k} \left(2|r_k|+C_f\log (k+2)+2\log 2+\log (3/2)\right). \end{align*}

Then \(w\ne 0\), \(\| v\| =1\), and \(\delta _k\geq 0\). For every \(0{\lt}\tau \leq 1/2\),

\begin{align*} 4S-6\left(\tau \log d+\frac{h(\tau )}a\right) -3\frac{\delta _k}{\tau }\max (0,2S)-\rho _k \leq -\frac{\log \| w\| ^2}{k}. \end{align*}

No sign condition is imposed on \(S\) or \(\varepsilon \), and no upper bound on \(\delta _k\) is required. This is a consequence for a supplied initial vector, used in the physical comparison of [ Ope26b , Section 8 ] .

Proof ▶

Apply the explicit rough lower comparison at \(t=2/K\) and \(s=1/4\). Both auxiliary dimensions are \(d\), and \(aK=4\). Since \(K\geq 8\), one has \(0{\lt}a\leq 1/2\). The coefficient estimate applies to \(D=\log d\), the binary entropy, and the nonnegative defect obtained from the same global gap. Expanding \(|\log ((k+2)^{-C_f}/2)|\) retains both occurrences of \(\log 2\). Division by the positive copy number gives the claim.