Quantum Information and Channels: A formalization blueprint

4 Positive but Not Completely Positive Maps

Following [ Wol12 , Chapter 3 ] , this chapter first treats trace normalization of positive maps and trace inequalities for the positive semidefinite cone. It then develops the hierarchy of \(k\)-positive maps and its connection with Schmidt rank, Choi compressions, and entanglement detection. Ky Fan’s maximum principle gives the extremal Schmidt-rank overlap, while the Choi criteria lead to the strict positivity thresholds of the reduction family. The chapter concludes with positive maps outside complete positivity, the partial transpose and PPT property, separable states, Schmidt number, and the full reduction criterion. A closing section treats the eigenvalue degeneracy forced by an anti-unitary symmetry of square \(-\mathbb {1}\).

4.1 Trace normalization and the Lorentz cone

Let \(T:M_{D}(\mathbb {C})\to M_{D'}(\mathbb {C})\) be a positive map for which \(T^*(\mathbb {1})\) is positive definite. Then there exists an invertible \(X\in M_{D}(\mathbb {C})\) such that \(\rho \mapsto T(X\rho X^\dagger )\) is a trace-preserving positive map [ Wol12 , Chapter 3, Lemma “Making positive maps trace preserving” ] .

Proof

Take \(X=(T^*(\mathbb {1}))^{-1/2}\). It is invertible by Lemma 4.16.5, and Theorem 4.16.6 gives directly that \(\rho \mapsto T(X\rho X^\dagger )\) is positive and trace-preserving. The normalization behind that theorem is Lemma 4.16.4, which gives \(X^\dagger T^*(\mathbb {1})X=\mathbb {1}\). Indeed, the trace-pairing identity and cyclicity then give, for every \(\rho \),

\begin{align} \operatorname{tr}\! (T(X\rho X^\dagger )) & =\operatorname{tr}\! (\rho X^\dagger T^*(\mathbb {1})X) =\operatorname{tr}(\rho ). \notag \end{align}
Theorem 4.1.2 Forward Lorentz-cone trace inequality

If \(A \in M_{D}(\mathbb {C})\) is positive semidefinite, then

\begin{align} \operatorname{Re}\operatorname{tr}(A^2) & \le \left(\operatorname{Re}\operatorname{tr}(A)\right)^2. \label{eq:channel_lorentz_forward} \end{align}
Proof

Diagonalize \(A\) with non-negative eigenvalues \(\lambda _i\). Then \(\operatorname{tr}(A^2)=\sum _i\lambda _i^2\) and \(\operatorname{tr}(A)=\sum _i\lambda _i\), so the desired inequality is \(\sum _i\lambda _i^2\le (\sum _i\lambda _i)^2\), which follows because all mixed products are non-negative.

Theorem 4.1.3 Trace-non-negative Lorentz-cone converse

Let \(A\in M_{D}(\mathbb {C})\) be Hermitian and suppose that \(\operatorname{Re}\operatorname{tr}(A)\ge 0\). If

\begin{align} (D-1)\operatorname{Re}\operatorname{tr}(A^2) & \le \left(\operatorname{Re}\operatorname{tr}(A)\right)^2, \label{eq:channel_lorentz_converse} \end{align}

then \(A\) is positive semidefinite.

This is the trace-non-negative form of the converse in [ Wol12 , Proposition 3.7 ] . The unrestricted squared implication printed there is false without a trace-sign condition: for \(A=-\mathbb {1}\), one has \(\operatorname{tr}(A)^2=D^2\ge D(D-1)=(D-1)\operatorname{tr}(A^2)\), although \(A\) is not positive semidefinite.

Proof

Diagonalize \(A\) with real eigenvalues \(\lambda _i\). Suppose that some eigenvalue \(\lambda _0\) is negative. Set \(T=\sum _i\lambda _i\) and \(R=\sum _{i\ne 0}\lambda _i\). Since \(T\ge 0\) and \(T=\lambda _0+R\), one has \(T{\lt}R\), and hence \(T^2{\lt}R^2\). Cauchy’s inequality gives

\begin{align} R^2 & \le (D-1)\sum _{i\ne 0}\lambda _i^2 \le (D-1)\sum _i\lambda _i^2, \notag \end{align}

contradicting (2). Thus all eigenvalues are non-negative.

4.2 \(k\)-positive maps, Schmidt rank, and Choi compression

This section develops the \(k\)-positive-map criteria of [ Wol12 , Chapter 3 ] . Schmidt-rank bounds convert positivity of ampliations into quadratic-form conditions on the Choi matrix, while Ky Fan’s maximum principle controls the extremal overlap with vectors of bounded Schmidt rank. The right-factor compression criteria give rectangular and rank-\(k\) projection forms of the same condition.

4.2.1 Two-positive maps and the generalized Schwarz inequality

Definition 4.2.1.1 \(k\)-positive map
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A linear map \(E : M_{D_{\rm in}}(\mathbb {C}) \to M_{D_{\rm out}}(\mathbb {C})\) is \(k\)-positive if \(E \otimes \operatorname{id}_{k}\) is positive from \(M_{D_{\rm in}}(\mathbb {C}) \otimes M_{k}(\mathbb {C})\) to \(M_{D_{\rm out}}(\mathbb {C}) \otimes M_{k}(\mathbb {C})\).

Definition 4.2.1.2 Two-positive map
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A linear map is two-positive if it is \(2\)-positive.

Theorem 4.2.1.3 Completely positive implies two-positive

Every completely positive map is two-positive.

Proof

Let \(E(X)=\sum _i K_iXK_i^\dagger \) be a Kraus representation. For every \(Y\geq 0\) in \(M_{D}(\mathbb {C})\otimes M_{2}(\mathbb {C})\),

\[ (E\otimes \operatorname{id}_2)(Y) =\sum _i (K_i\otimes \mathbb {1}_2)Y(K_i\otimes \mathbb {1}_2)^\dagger \geq 0, \]

because each summand is positive semidefinite. Thus \(E\otimes \operatorname{id}_2\) is positive, so \(E\) is two-positive.

Theorem 4.2.1.4 Two-positive implies positive

Every two-positive map is positive.

Proof

If \(X\geq 0\), then \(X\otimes E_{11}\geq 0\) in \(M_{D}(\mathbb {C})\otimes M_{2}(\mathbb {C})\). Two-positivity gives

\[ (E\otimes \operatorname{id}_2)(X\otimes E_{11})=E(X)\otimes E_{11}\geq 0. \]

Its \((1,1)\) corner is \(E(X)\), hence \(E(X)\geq 0\). Therefore \(E\) is positive.

Definition 4.2.1.5 Unital linear map
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A linear map \(E\) is unital if \(E(\mathbb {1})=\mathbb {1}\).

Theorem 4.2.1.6 Kadison–Schwarz for unital two-positive maps

If \(E\) is unital and two-positive, then for all \(X\in M_{D}(\mathbb {C})\), \(E(X^\dagger X)\ge E(X)^\dagger E(X)\).

Proof

Form the \(2\times 2\) block matrix \((\begin{smallmatrix} \mathbb {1} & X \\ X^\dagger & X^\dagger X \end{smallmatrix})\ge 0\). Apply \(E\otimes \operatorname{id}_{2}\) (positive by \(2\)-positivity) and take the Schur complement of the top-left identity block: \(E(X^\dagger X)-E(X)^\dagger E(X)\ge 0\).

Definition 4.2.1.7 Blockwise ampliation
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For a linear map \(E : M_{D_{\rm in}}(\mathbb {C})\to M_{D_{\rm out}}(\mathbb {C})\), its \(k\)-fold ampliation acts between the corresponding block-matrix algebras by

\begin{align} E^{(k)}(X)_{(i,p),(j,q)} & =E((X_{(a,p),(b,q)})_{a,b})_{i,j}, \qquad i,j{\lt}D_{\rm out},\quad a,b{\lt}D_{\rm in}. \label{eq:schwarz_blockwise_ampliation} \end{align}
Theorem 4.2.1.8 \(k\)-positivity as positivity of the ampliation

A linear map is \(k\)-positive if and only if its blockwise ampliation is positive on \(M_{D}(\mathbb {C})\otimes M_{k}(\mathbb {C})\).

Proof

This is precisely the preceding definition of the ampliation.

Definition 4.2.1.9 Schmidt rank

A vector \(\psi \in \mathbb {C}^{D}\otimes \mathbb {C}^{k}\) is identified with its coefficient matrix \(C_\psi \in M_{D,k}(\mathbb {C})(\mathbb {C})\). Its Schmidt rank is \(\operatorname{SR}(\psi )=\operatorname{rank}(C_\psi )\). We write \(\operatorname{SR}(\psi )\le r\) for the corresponding bounded-rank condition.

The zero vector has Schmidt rank zero, every vector satisfies \(\operatorname{SR}(\psi )\le \min (D,k)\), and every product vector \(u\otimes v\) has Schmidt rank at most one.

Proof

The zero-vector claim is \(\operatorname{rank}(0)=0\). For the dimension bounds, \(\operatorname{SR}(\psi )=\operatorname{rank}(C_\psi )\le D\) and \(\operatorname{SR}(\psi )=\operatorname{rank}(C_\psi )\le k\) follow from the row-rank and column-rank bounds on a \(D\times k\) matrix, hence \(\operatorname{SR}(\psi )\le \min (D,k)\). For a product vector, each column of \(C_{u\otimes v}\) is a scalar multiple of \(u\), so the column span has dimension at most one.

Definition 4.2.1.11 Schmidt singular values
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The Schmidt singular values of a vector \(\psi \in \mathbb {C}^{D}\otimes \mathbb {C}^k\) are the singular values of the coefficient matrix \(C_\psi \), viewed as a linear map \(\mathbb {C}^k\to \mathbb {C}^D\).

The Schmidt singular values are indexed from zero. The nonzero Schmidt singular values of \(\psi \) are exactly those with index below \(\operatorname{SR}(\psi )\). Equivalently, for zero-based indexing, \(s_k(\psi )=0\) if and only if \(\operatorname{SR}(\psi )\le k\).

Proof

For a finite-dimensional linear map, the support of the singular-value sequence is the initial interval whose length is the dimension of the range. The coefficient matrix \(C_\psi \) represents the corresponding map \(\mathbb {C}^k\to \mathbb {C}^D\), and this range dimension is \(\operatorname{rank}(C_\psi )\).

4.2.2 Schmidt rank and maximal overlap

The monotonicity, rank-factorization, reduced-density, Rayleigh, and Parseval steps used below are proved in Section 4.17. The two extremal projection bounds behind Ky Fan’s maximum principle are proved in Section 4.18.

Definition 4.2.2.1 Sum of the largest eigenvalues
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Let \(A\in M_{D}(\mathbb {C})\) be Hermitian with eigenvalues \(\lambda _1\ge \lambda _2\ge \cdots \ge \lambda _D\) listed in decreasing order. For \(0\le k\le D\), set

\begin{align} S_k(A) & =\sum _{i=1}^{k}\lambda _i. \label{eq:channel_largest_eigenvalue_sum} \end{align}

This is the sum of the \(k\) largest signed eigenvalues. Indices beyond \(D\) contribute zero, so the value stabilizes at \(\operatorname{Re}\operatorname{tr}(A)\) once \(k\) reaches \(D\).

The Ky-Fan \(k\)-norm \(\| A\| _{(k)}\) is by definition the sum of the \(k\) largest singular values of \(A\). It agrees with \(S_k(A)\) exactly when \(A\) is positive semidefinite, where eigenvalues and singular values coincide; for an indefinite Hermitian \(A\) the two differ. For \(A=\operatorname{diag}(1,-2)\), one has \(S_1(A)=1\) but \(\| A\| _{(1)}=2\). The results below concern \(S_k(A)\) for arbitrary Hermitian \(A\), so on the positive-semidefinite cone they are statements about the Ky-Fan norm.

Let \(A\in M_{D}(\mathbb {C})\) be Hermitian and \(0\le k{\lt}D\). Then the sum of its \(k\) largest eigenvalues is the largest value of \(\operatorname{Re}\operatorname{tr}(PA)\) attained by an orthogonal projection \(P\) of rank \(k\):

\begin{align} S_k(A) & =\max _{\substack {P^2=P=P^\dagger \\ \operatorname{tr}(P)=k}}\operatorname{Re}\operatorname{tr}(PA). \label{eq:channel_ky_fan_maximum} \end{align}

This is Ky Fan’s maximum principle [ Fan49 ] ; see also [ Bha97 , Problem I.6.15, Exercise II.1.13 ] . For a positive semidefinite \(A\), where \(S_k(A)\) coincides with the Ky-Fan norm \(\| A\| _{(k)}\), it gives the extremal overlap of [ Wol12 , Lemma 3.1 ] .

Proof

Theorem 4.18.1 provides a rank-\(k\) projection whose trace against \(A\) equals \(S_k(A)\), so the value is attained. Theorem 4.18.2 shows that no rank-\(k\) projection exceeds it. Hence \(S_k(A)\) is the maximum.

Theorem 4.2.2.3 Maximal overlap with a fixed Schmidt rank

Let \(\phi \in \mathbb {C}^{D}\otimes \mathbb {C}^k\) be a normalized vector with reduced density matrix \(\rho =\operatorname{tr}_2|\phi \rangle \! \langle \phi |\) on the first factor, and let \(1\le n{\lt}D\). The largest squared overlap \(|\langle \phi | \psi \rangle |^2\) attained by a normalized vector \(\psi \) of Schmidt rank at most \(n\) is the Ky-Fan \(n\)-norm of \(\rho \):

\begin{align} \max _{\substack {\operatorname{SR}(\psi )\le n\\ \| \psi \| =1}} |\langle \phi | \psi \rangle |^2 & =\| \rho \| _{(n)}. \label{eq:schwarz_maximal_schmidt_overlap} \end{align}

Because \(\rho \) is positive semidefinite, this norm is the sum of its \(n\) largest eigenvalues, which coincide there with its singular values. This is [ Wol12 , Lemma 3.1 ] for \(1\le n{\lt}D\); the top index \(n=D\), where the value is \(\operatorname{tr}\rho =1\), is Theorem 4.2.2.4.

Proof

Write \(C\) for the coefficient matrix of \(\phi \), so that \(\rho =CC^\dagger \) and the overlap with a vector \(\psi \) of coefficient matrix \(B\) is the Frobenius pairing \(\langle \phi | \psi \rangle =\operatorname{tr}(C^\dagger B)\); normalization reads \(\operatorname{tr}(B^\dagger B)=1\) and the Schmidt-rank constraint reads \(\operatorname{rank}(B)\le n\).

For the upper bound, let \(P\) be the orthogonal projection onto the column space of \(B\), so \(\operatorname{rank}(P)\le n\) and \(PB=B\). The Cauchy–Schwarz inequality for the Frobenius pairing gives

\begin{align} |\operatorname{tr}(C^\dagger B)|^2 & =|\operatorname{tr}((PC)^\dagger B)|^2 \le \operatorname{tr}\! ((PC)^\dagger (PC))\operatorname{tr}(B^\dagger B) =\operatorname{tr}(P\rho ). \notag \end{align}

Since \(P\) has rank at most \(n\) and \(\rho \) is positive semidefinite, the positive-semidefinite form of Ky Fan’s maximum principle (Theorem 4.2.2.2) gives \(\operatorname{tr}(P\rho )\le \| \rho \| _{(n)}\). Thus \(|\langle \phi | \psi \rangle |^2\le \| \rho \| _{(n)}\) for every admissible \(\psi \).

For the converse, let \(P_n\) be the eigenprojection of \(\rho \) onto its \(n\) largest eigenvalues, so \(\operatorname{tr}(P_n\rho )=\| \rho \| _{(n)}\), and set

\begin{align} B & =\| \rho \| _{(n)}^{-1/2}P_nC. \label{eq:schwarz_schmidt_overlap_witness} \end{align}

Then \(\operatorname{rank}(B)\le \operatorname{rank}(P_n)=n\) and \(\operatorname{tr}(B^\dagger B)=\| \rho \| _{(n)}^{-1}\operatorname{tr}(P_n\rho )=1\), while

\begin{align} |\operatorname{tr}(C^\dagger B)|^2 & =\| \rho \| _{(n)}^{-1}|\operatorname{tr}(P_n\rho )|^2 =\| \rho \| _{(n)}. \notag \end{align}

Thus the bound is attained. For a normalized \(\phi \) with \(1\le n\), one has \(\| \rho \| _{(n)}\ge \| \rho \| _{(1)}{\gt}0\), since \(\operatorname{tr}\rho =1\), which justifies the normalization in (9).

Theorem 4.2.2.4 Maximal overlap at the top Schmidt rank

At the top index \(n=D\), the Schmidt-rank constraint \(\operatorname{SR}(\psi )\le D\) is vacuous, so the largest squared overlap is the Ky-Fan \(D\)-norm of \(\rho \):

\begin{align} \max _{\| \psi \| =1}|\langle \phi | \psi \rangle |^2 & =\| \rho \| _{(D)}. \label{eq:schwarz_maximal_overlap_top} \end{align}

The maximum is attained at \(\psi =\phi \). The Ky-Fan \(D\)-norm sums all eigenvalues, so for a normalized \(\phi \) it reduces to \(\| \rho \| _{(D)}=\operatorname{tr}\rho =1\). Together with Theorem 4.2.2.3, this covers the full range \(1\le n\le D\) of [ Wol12 , Lemma 3.1 ] .

Proof

The Ky-Fan \(D\)-norm sums all eigenvalues of \(\rho \), so \(\| \rho \| _{(D)}=\operatorname{tr}\rho =\| \phi \| ^2=1\). The bound \(1\) is attained at \(\psi =\phi \), whose Schmidt rank is at most \(D\); for any normalized \(\psi \), the Cauchy–Schwarz inequality gives \(|\langle \phi | \psi \rangle |^2\le \| \phi \| ^2\| \psi \| ^2=1\).

Definition 4.2.2.5 Reduced density of an eigenvector
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Let \(\tau \) be a Hermitian operator on \(\mathbb {C}^{D'}\otimes \mathbb {C}^{D}\) with normalized eigenvectors \(\phi _i\). The reduced density operator of the \(i\)-th eigenvector on the first factor is \(\rho _i=\operatorname{tr}_2|\phi _i\rangle \! \langle \phi _i|\).

Let \(\tau \) be a Hermitian operator on \(\mathbb {C}^{D'}\otimes \mathbb {C}^{D}\) with eigenvalues \(\nu _i\) and normalized eigenvectors \(\phi _i\), and write \(\rho _i=\operatorname{tr}_2|\phi _i\rangle \! \langle \phi _i|\) for the reduced density operator of \(\phi _i\) on the first factor. Let \(1\le n{\lt}D'\) and let \(\nu _0\ge 0\) be a lower bound for the positive eigenvalues (the smallest positive eigenvalue). Then every normalized vector \(\psi \) of Schmidt rank at most \(n\) satisfies

\begin{align} \nu _0+\sum _{i:\nu _i\le 0} (\nu _i-\nu _0)\| \rho _i\| _{(n)} & \le \langle \psi |\tau |\psi \rangle . \label{eq:schwarz_spectral_schmidt_lower} \end{align}

Hence the same bound holds for the infimum over such vectors. This is the lower bound of [ Wol12 , Chapter 3, Proposition 3.2 ] for \(n{\lt}D'\); the top index \(n=D'\) is Theorem 4.2.2.8.

Proof

By (80), \(\langle \psi |\tau |\psi \rangle =\sum _i\nu _i|\langle \phi _i | \psi \rangle |^2\), while (81) gives \(\sum _i|\langle \phi _i | \psi \rangle |^2=\| \psi \| ^2=1\). Subtracting \(\nu _0\) times the latter from the former gives

\begin{align} \langle \psi |\tau |\psi \rangle & =\nu _0+\sum _i(\nu _i-\nu _0) |\langle \phi _i | \psi \rangle |^2. \label{eq:schwarz_spectral_lower_expansion} \end{align}

For an eigenvalue \(\nu _i{\gt}0\), the factor \(\nu _i-\nu _0\) is non-negative, so those terms only increase the sum and may be dropped. For an eigenvalue \(\nu _i\le 0\), the factor \(\nu _i-\nu _0\) is nonpositive, and Theorem 4.2.2.3 gives \(|\langle \phi _i | \psi \rangle |^2\le \| \rho _i\| _{(n)}\). Multiplication by the nonpositive factor reverses the inequality, which gives (11).

With \(\tau \), \(\phi _i\), and \(\rho _i\) as above, let \(1\le n{\lt}D'\) and suppose every eigenvalue of \(\tau \) is at most \(\nu \). For any eigenvector index \(j\), there is a normalized vector \(\psi \) of Schmidt rank at most \(n\) with

\begin{align} \langle \psi |\tau |\psi \rangle & \le \nu +(\nu _j-\nu )\| \rho _j\| _{(n)}. \label{eq:schwarz_spectral_schmidt_upper} \end{align}

Hence the infimum over such vectors lies below that value. Taking \(\nu \) to be the largest positive eigenvalue and \(j\) the index of the unique non-positive eigenvalue \(\nu _-\) recovers the upper bound \(\nu +(\nu _--\nu )\| \rho _-\| _{(n)}\) of [ Wol12 , Chapter 3, Proposition 3.2 ] . The statement is for \(n{\lt}D'\); the top index \(n=D'\) is Theorem 4.2.2.8.

Proof

Replacing \(\nu _0\) by \(\nu \) in (12) gives

\begin{align} \langle \psi |\tau |\psi \rangle & =\nu +\sum _i(\nu _i-\nu )|\langle \phi _i | \psi \rangle |^2. \notag \end{align}

Every factor \(\nu _i-\nu \) is nonpositive, so all terms are nonpositive and keeping only the \(i=j\) term gives \(\langle \psi |\tau |\psi \rangle \le \nu +(\nu _j-\nu )|\langle \phi _j | \psi \rangle |^2\). Theorem 4.2.2.3 supplies a normalized \(\psi \) of Schmidt rank at most \(n\) attaining \(|\langle \phi _j | \psi \rangle |^2=\| \rho _j\| _{(n)}\); at that vector the right-hand side is the expression in (13).

At the top index \(n=D'\), the Schmidt-rank constraint is vacuous and each Ky-Fan \(D'\)-norm reduces to \(\| \rho _i\| _{(D')}=\operatorname{tr}\rho _i=1\). The Rayleigh characterization of the least eigenvalue then applies: every normalized \(\psi \) satisfies \(\nu _{\min }\le \langle \psi |\tau |\psi \rangle \), and a least-eigenvalue eigenvector attains \(\langle \psi |\tau |\psi \rangle =\nu _{\min }\). Together they give

\begin{align} \inf _{\| \psi \| =1}\langle \psi |\tau |\psi \rangle & =\nu _{\min }. \label{eq:schwarz_spectral_schmidt_top} \end{align}

There is no Schmidt-rank restriction. At \(n=D'\) the right-hand side of the upper bound of [ Wol12 , Chapter 3, Proposition 3.2 ] reads \(\nu +(\nu _--\nu )\| \rho _-\| _{(D')}=\nu _-=\nu _{\min }\), so the display is that bound at that index. The positivity index of [ Wol12 , Chapter 3, Proposition 3.1 ] runs over \(1\le n\le D\) with \(D\) the dimension of the second factor, so \(n=D'\) is an index the source speaks about when \(D'\le D\), and lies beyond its range when \(D'{\gt}D\). The lower bound of the same proposition reads, at that index, \(\nu _0+\sum _{i:\nu _i\le 0}(\nu _i-\nu _0)\), an inequality no stronger than (14), and Theorem 4.3.1.6 establishes it. With Theorems 4.2.2.6 and 4.2.2.7, both bounds then hold at every \(n\ge 1\).

Proof

The eigenbasis expansion (80), together with Parseval’s identity (81), bounds each weight \(\nu _i\) below by \(\nu _{\min }\), giving \(\nu _{\min }\le \langle \psi |\tau |\psi \rangle \). Evaluating at the eigenvector \(\phi _j\) for a least-eigenvalue index \(j\) gives \(\langle \phi _j|\tau |\phi _j\rangle =\nu _j=\nu _{\min }\), so the lower bound is attained and the infimum is (14).

Theorem 4.2.2.9 Rank-one test for \(k\)-positivity

A linear map \(E:M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) is \(k\)-positive if and only if, for every vector \(\phi \in \mathbb {C}^d\otimes \mathbb {C}^k\), \(E^{(k)}(|\phi \rangle \! \langle \phi |)\ge 0\). This is the pure-state reduction used in [ Wol12 , Chapter 3, Proposition 3.1 ] .

Proof

The forward implication is the definition of \(k\)-positivity, since \(|\phi \rangle \! \langle \phi |\) is positive semidefinite. Conversely, every positive semidefinite matrix on \(\mathbb {C}^d\otimes \mathbb {C}^k\) is a finite sum \(\sum _i|\phi _i\rangle \! \langle \phi _i|\), and

\begin{align} E^{(k)}\! \left(\sum _i|\phi _i\rangle \! \langle \phi _i|\right) & =\sum _iE^{(k)}(|\phi _i\rangle \! \langle \phi _i|)\ge 0. \notag \end{align}

by linearity of \(E^{(k)}\), the hypothesis, and closure of the positive semidefinite cone under finite sums.

4.2.3 Choi compression criteria

The right-tensor identities, parametrizations of bounded Schmidt rank, and projection factorizations used in this subsection are proved in Section 4.19. Wolf states item 3 of Proposition 3.1 using Schmidt rank exactly \(k\). Under the stated assumption \(k\le d\), that test set is empty when \(k{\gt}d'\). The dimension-generic criterion below therefore uses Schmidt rank at most \(k\); the source wording is analyzed in [ con26a ] .

Definition 4.2.3.1 Right compression of the Choi matrix

Let \(T:M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) have Choi matrix \(\tau \) on \(\mathbb {C}^{d'}\otimes \mathbb {C}^d\). For \(X\in M_{d\times k}(\mathbb {C})\), the right-factor compression is the matrix on \(\mathbb {C}^{d'}\otimes \mathbb {C}^k\) with entries

\begin{align} C_{(i,p),(j,q)} & =\sum _{a,b}X_{a,p}\tau _{(i,a),(j,b)} \overline{X_{b,q}}. \label{eq:schwarz_right_choi_compression} \end{align}

The associated vector on \(\mathbb {C}^d\otimes \mathbb {C}^k\) has coefficients \(d^{-1/2}X_{a,p}\).

Definition 4.2.3.2 Right tensor factor for Choi compression
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For \(X\in M_{d\times k}(\mathbb {C})\), let \(R_X\) be the matrix from \(\mathbb {C}^{d'}\otimes \mathbb {C}^d\) to \(\mathbb {C}^{d'}\otimes \mathbb {C}^k\) with entries

\begin{align} (R_X)_{(i,p),(j,a)} & =\delta _{i,j}X_{a,p}. \label{eq:schwarz_right_tensor_factor} \end{align}
Theorem 4.2.3.3 Rectangular Schmidt-rank Choi expectation from \(k\)-positivity

Assume \(d{\gt}0\). If \(T:M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) is \(k\)-positive, then \(\langle \psi ,\tau _T\psi \rangle \ge 0\) for every \(\psi \in \mathbb {C}^{d'}\otimes \mathbb {C}^d\) with \(\operatorname{SR}(\psi )\le k\).

Proof

Write \(\psi =R_X^\dagger \eta \) using Lemma 4.19.7. By Theorem 4.2.3.6, the compression \(C_T(X)\) is positive semidefinite. Its quadratic form at \(\eta \) is therefore non-negative, and (85) identifies this number with \(\langle \psi ,\tau _T\psi \rangle \).

Theorem 4.2.3.4 Converse rectangular Schmidt-rank Choi test

Assume \(d{\gt}0\). Let \(T:M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\). If \(\langle \psi ,\tau _T\psi \rangle \ge 0\) for every \(\psi \in \mathbb {C}^{d'}\otimes \mathbb {C}^d\) with \(\operatorname{SR}(\psi )\le k\), then \(T\) is \(k\)-positive. This includes \(k=0\) and imposes no nonemptiness assumption on the output factor.

Proof

By Theorem 4.2.3.6, it is enough to prove that \(C_T(X)\) is positive semidefinite for each \(X\in M_{d\times k}(\mathbb {C})\). For any \(\eta \), (85) identifies \(\langle \eta ,C_T(X)\eta \rangle \) with \(\langle R_X^\dagger \eta ,\tau _T R_X^\dagger \eta \rangle \), and Lemma 4.19.6 gives \(\operatorname{SR}(R_X^\dagger \eta )\le k\). Thus every quadratic form of \(C_T(X)\) is non-negative. Over a complex finite-dimensional space, polarization recovers Hermiticity from this real non-negative quadratic-form condition, so \(C_T(X)\) is positive semidefinite.

Theorem 4.2.3.5 Rectangular Schmidt-rank Choi criterion

Assume \(d{\gt}0\). A map \(T:M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) is \(k\)-positive if and only if \(\langle \psi ,\tau _T\psi \rangle \ge 0\) for every \(\psi \in \mathbb {C}^{d'}\otimes \mathbb {C}^d\) with \(\operatorname{SR}(\psi )\le k\).

Proof

Combine Theorem 4.2.3.3 with Theorem 4.2.3.4.

Theorem 4.2.3.6 Rectangular Choi-compression test for \(k\)-positivity

Assume \(d{\gt}0\). A linear map \(T:M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) is \(k\)-positive if and only if, for every \(X\in M_{d\times k}(\mathbb {C})\), the right-factor compression of the Choi matrix of \(T\) by \(X\) is positive semidefinite.

Proof

The forward direction applies the rank-one \(k\)-positivity test to the vector \(\psi _X\) in (83), then uses Lemma 4.19.9 in the form

\begin{align} (T\otimes \operatorname{id}_k)(|\psi _X\rangle \! \langle \psi _X|) & =C_T(X). \label{eq:schwarz_ampliation_compression} \end{align}

Conversely, given a vector \(\psi \) on the ampliated space, take \(X_{a,p}=d^{1/2}\psi _{(a,p)}\). Since \(d{\gt}0\), this choice satisfies \(d^{-1/2}X_{a,p}=\psi _{(a,p)}\). Substituting this vector in (17) gives \((T\otimes \operatorname{id}_k)(|\psi \rangle \! \langle \psi |)=C_T(X)\). Positivity of \(C_T(X)\) is therefore positivity of the ampliation on the rank-one matrix \(|\psi \rangle \! \langle \psi |\), and the rank-one test gives \(k\)-positivity.

Theorem 4.2.3.7 Right tensor Choi sandwiches of a \(k\)-positive map

Assume \(d{\gt}0\). If \(T:M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) is \(k\)-positive, then, for every \(X\in M_{d\times k}(\mathbb {C})\),

\begin{align} R_X\tau R_X^\dagger & \ge 0, \label{eq:schwarz_k_positive_choi_sandwich} \end{align}

where \(\tau \) is the Choi matrix of \(T\).

Proof

By Theorem 4.2.3.6, \(C_T(X)\ge 0\) for every \(X\in M_{d\times k}(\mathbb {C})\). The sandwich formula (82) identifies \(R_X\tau R_X^\dagger \) with \(C_T(X)\).

Theorem 4.2.3.8 Rank-\(k\) input projections in the rectangular Choi criterion

Assume \(d{\gt}0\). Let \(T:M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) be \(k\)-positive, with Choi matrix \(\tau \). If \(P\in M_{d}(\mathbb {C})\) is Hermitian, satisfies \(P^2=P\), and has rank \(k\), then \(R_P\tau R_P^\dagger \geq 0\). This is the forward rank-\(k\) projection-compression direction of [ Wol12 , Chapter 3, Proposition 3.1 ] .

Proof

By Lemma 4.19.16, write \(P=VV^\dagger \) with \(V\in M_{d\times k}(\mathbb {C})\). The conclusion is then exactly Theorem 4.19.15.

Theorem 4.2.3.9 Projection-compression converse for the rectangular Choi criterion

Assume \(d{\gt}0\) and \(k\le d\). Let \(T:M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) have Choi matrix \(\tau \). Suppose that \(R_P\tau R_P^\dagger \geq 0\) for every Hermitian projection \(P\in M_{d}(\mathbb {C})\) of rank \(k\). Then \(T\) is \(k\)-positive.

Proof

By Theorem 4.2.3.6, it is enough to prove positivity of the right-factor compression by an arbitrary \(X\in M_{d\times k}(\mathbb {C})\). Choose a rank-\(k\) Hermitian projection \(P\) with \(PX=X\) using Lemma 4.19.12. The assumed positivity of \(R_P\tau R_P^\dagger \), together with Lemma 4.19.11, gives positivity of the rectangular compression by \(X\).

Theorem 4.2.3.10 Rank-\(k\) input-projection form of the rectangular Choi criterion

Assume \(d{\gt}0\) and \(k\le d\). A linear map \(T:M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) is \(k\)-positive if and only if, for every Hermitian projection \(P\in M_{d}(\mathbb {C})\) of rank \(k\), \(R_P\tau R_P^\dagger \geq 0\), where \(\tau \) is the Choi matrix of \(T\). This is the rank-\(k\) projection formulation of [ Wol12 , Chapter 3, Proposition 3.1 ] .

Proof

The forward direction is Theorem 4.2.3.8. The reverse direction is Theorem 4.2.3.9.

4.3 Trace adjoints and the positivity hierarchy

The trace-pairing adjoint was introduced in Definition 2.5.1. Its compatibility with ampliation makes \(k\)-positivity invariant under trace adjoints and identifies the endpoints of the positivity hierarchy. Routine closure properties of the cones of \(k\)-positive maps are collected in Section 4.20.

Theorem 4.3.1 Trace-pairing adjoint of an ampliation

For every linear map \(E : M_{D}(\mathbb {C})\to M_{D}(\mathbb {C})\), the trace-pairing adjoint commutes with ampliation:

\begin{align} (E^{(k)})^* & =(E^*)^{(k)}. \label{eq:schwarz_trace_adjoint_ampliation} \end{align}
Proof

For block matrices write \(\rho _{pq}\) and \(X_{pq}\) for their \(M_{D}(\mathbb {C})\)-valued blocks. Expanding the trace by blocks and applying (20) gives

\begin{align} \operatorname{tr}((E^*)^{(k)}(\rho )X) & =\sum _{p,q}\operatorname{tr}(E^*(\rho _{pq})X_{qp}) =\sum _{p,q}\operatorname{tr}(\rho _{pq}E(X_{qp})) =\operatorname{tr}(\rho E^{(k)}(X)). \notag \end{align}

Nondegeneracy of the trace pairing identifies the two adjoints, proving (19).

Theorem 4.3.2 Trace-pairing adjoint of a \(k\)-positive map

If \(E\) is \(k\)-positive, then \(E^*\) is \(k\)-positive.

Proof

Since \(E\) is \(k\)-positive, its ampliation \(E^{(k)}\) is positive. The trace-pairing adjoint of this positive map is positive, and (19) identifies that adjoint with \((E^*)^{(k)}\).

Theorem 4.3.3 \(k\)-positivity is trace-adjoint invariant

A linear map is \(k\)-positive if and only if its trace-pairing adjoint is \(k\)-positive.

Proof

One direction is Theorem 4.3.2. The other follows by applying the same theorem to \(E^*\) and using Theorem 6.11.5.

Theorem 4.3.4 Completely positive maps are \(k\)-positive
#

Every completely positive map is \(k\)-positive for all \(k \ge 1\).

Proof

Choose a Kraus representation \(E(X)=\sum _i K_iXK_i^\dagger \). For every \(Y\succeq 0\) in \(M_{D}(\mathbb {C})\otimes M_{k}(\mathbb {C})\),

\begin{align} (E\otimes \operatorname{id}_k)(Y) & =\sum _i (K_i\otimes \mathbb {1}_k)Y(K_i\otimes \mathbb {1}_k)^\dagger \succeq 0. \notag \end{align}

Thus every ampliation \(E\otimes \operatorname{id}_k\) is positive.

Theorem 4.3.5 One-positive maps are positive

A linear map is \(1\)-positive if and only if it is positive.

Proof

The ampliation by \(M_{1}(\mathbb {C})\) is identified with the original matrix algebra: all block indices have the unique value, so positivity of \(E\otimes \operatorname{id}_1\) is exactly positivity of \(E\).

Theorem 4.3.6 \(D\)-positive maps on nonzero \(M_{D}(\mathbb {C})\) are completely positive

For maps \(E:M_{D}(\mathbb {C})\to M_{D}(\mathbb {C})\) with \(D\ge 1\), complete positivity is equivalent to \(D\)-positivity.

Proof

Complete positivity implies \(k\)-positivity for every \(k\). Conversely, assume \(D\ge 1\). If \(E\) is \(D\)-positive, apply \(E\otimes \operatorname{id}_D\) to the maximally entangled projector \(|\Omega \rangle \! \langle \Omega |\). The result is the Choi matrix of \(E\), hence it is positive semidefinite. Choi’s theorem then gives complete positivity.

4.3.1 The criterion as bounds on an infimum

[ Wol12 , Chapter 3, Proposition 3.2 ] states the spectral criterion for \(n\)-positivity as two inequalities for \(\inf _\psi \langle \psi |\tau |\psi \rangle \), the infimum being taken over the normalized vectors of Schmidt rank \(n\). Those vectors are the ones obtained by embedding \(\mathbb {C}^n\) in the second factor \(\mathbb {C}^{D}\), so they are the vectors of Schmidt rank at most \(n\): this is the set on which \(n\)-positivity of a Hermitian map is tested, and the set whose expectations are collected below.

Definition 4.3.1.1 Expectations at bounded Schmidt rank
#

For a matrix \(\tau \) on \(\mathbb {C}^{D'}\otimes \mathbb {C}^{D}\) and a bound \(n\), the set

\begin{align} E_n(\tau ) & =\{ \Re \langle \psi |\tau |\psi \rangle :\| \psi \| =1,\ \operatorname{SR}(\psi )\le n\} \subseteq \mathbb {R}\label{eq:channel_schmidt_rank_le_expectations} \end{align}

collects the real parts of the quadratic forms of \(\tau \) in the normalized vectors of Schmidt rank at most \(n\). For Hermitian \(\tau \), the setting of every statement below, the quadratic form is real and \(E_n(\tau )\) is the set of expectations of \(\tau \) in those vectors.

Assume \(D',D\ge 1\). For \(n\ge 1\) the set \(E_n(\tau )\) is nonempty, and for Hermitian \(\tau \) it is bounded below by the least eigenvalue \(\nu _{\min }\) of \(\tau \); the expectation of \(\tau \) in any normalized vector of Schmidt rank at most \(n\) is one of its elements. Hence \(\inf E_n(\tau )\) exists.

Proof

A normalized product vector has Schmidt rank one, hence Schmidt rank at most \(n\), so \(E_n(\tau )\) is nonempty. For the lower bound, Theorem 4.2.2.8 gives \(\nu _{\min }\le \langle \psi |\tau |\psi \rangle \) for every normalized \(\psi \), without any Schmidt-rank restriction.

Let \(\tau \) be a Hermitian operator on \(\mathbb {C}^{D'}\otimes \mathbb {C}^{D}\) with eigenvalues \(\nu _i\), normalized eigenvectors \(\phi _i\) and reduced densities \(\rho _i=\operatorname{tr}_2|\phi _i\rangle \! \langle \phi _i|\). Assume \(D',D\ge 1\), let \(1\le n{\lt}D'\) and let \(\nu _0\ge 0\) be a lower bound for the positive eigenvalues, the smallest positive eigenvalue in [ Wol12 , Chapter 3 ] . Then

\begin{align} \nu _0+\sum _{i:\nu _i\le 0}(\nu _i-\nu _0)\| \rho _i\| _{(n)} & \le \inf E_n(\tau ). \label{eq:channel_spectral_infimum_lower} \end{align}

This is [ Wol12 , Chapter 3, equation (3.7) ] for \(n{\lt}D'\). The indices \(n\ge D'\) are Theorem 4.3.1.6, and the two together give the equation at every \(n\ge 1\).

Proof

Theorem 4.2.2.6 bounds \(\langle \psi |\tau |\psi \rangle \) below by the left-hand side at every normalized \(\psi \) of Schmidt rank at most \(n\), that is, at every element of \(E_n(\tau )\). A lower bound for every element of a nonempty set is a lower bound for its infimum.

With \(\tau \), \(\phi _i\) and \(\rho _i\) as above and \(D',D\ge 1\), let \(1\le n{\lt}D'\) and suppose every eigenvalue of \(\tau \) is at most \(\nu \). Then, for every eigenvector index \(j\),

\begin{align} \inf E_n(\tau ) & \le \nu +(\nu _j-\nu )\| \rho _j\| _{(n)}. \label{eq:channel_spectral_infimum_upper} \end{align}

Taking \(\nu \) to be the largest positive eigenvalue and \(j\) the index of the unique non-positive eigenvalue \(\nu _-\), which is the situation in which all other eigenvalues are strictly positive, gives \(\inf E_n(\tau )\le \nu +(\nu _--\nu )\| \rho _-\| _{(n)}\), that is, [ Wol12 , Chapter 3, equation (3.8) ] for \(n{\lt}D'\). The indices \(n\ge D'\) are Theorem 4.3.1.6, and the two together give the equation at every \(n\ge 1\).

Proof

Theorem 4.2.2.7 supplies a normalized \(\psi \) of Schmidt rank at most \(n\) whose expectation is at most the right-hand side. Its expectation lies in \(E_n(\tau )\), so the infimum of \(E_n(\tau )\) is at most that expectation, hence at most the right-hand side.

Lemma 4.3.1.5 The Ky-Fan norm of a reduced eigenvector density at full index

Each reduced eigenvector density has unit trace, and for \(n\ge D'\) its Ky-Fan \(n\)-norm is that trace:

\begin{align} \operatorname{tr}\rho _i & = 1, & \| \rho _i\| _{(n)} & = 1 . \notag \end{align}
Proof

The partial trace preserves the trace, so \(\operatorname{tr}\rho _i=\operatorname{tr}|\phi _i\rangle \! \langle \phi _i|=\langle \phi _i | \phi _i \rangle =1\). The Ky-Fan norm sums the \(n\) largest eigenvalues in descending order, and an index past the dimension \(D'\) contributes zero, so the sum stops growing at \(n=D'\), where it is the sum of all eigenvalues of \(\rho _i\), that is \(\operatorname{tr}\rho _i\).

Assume \(D',D\ge 1\). Once the Schmidt-rank bound reaches the dimension \(D'\) of the first tensor factor the constraint is vacuous, and each Ky-Fan norm collapses to \(\| \rho _i\| _{(n)}=\operatorname{tr}\rho _i=1\). For \(n\ge D'\),

\begin{align} \inf E_n(\tau ) & =\nu _{\min }, \label{eq:channel_spectral_infimum_top} \end{align}

which is the right-hand side of (3.8) there, since \(\nu +(\nu _--\nu )\| \rho _-\| _{(n)}=\nu _-=\nu _{\min }\) when \(\nu _-\) is the only non-positive eigenvalue. The right-hand side of (3.7) reads \(\nu _0+\sum _{i:\nu _i\le 0}(\nu _i-\nu _0)\), which can be strictly weaker once \(\tau \) has two non-positive eigenvalues: for the spectrum \((-2,-1,3)\) with \(\nu _0=3\) it is \(-6\) while \(\nu _{\min }=-2\). It coincides with \(\nu _{\min }\) when \(\nu _0=0\) and only one eigenvalue is strictly negative. It is still a lower bound: for those same \(n\), and for \(\nu _0\ge 0\) a lower bound for the positive eigenvalues as in Theorem 4.3.1.3,

\begin{align} \nu _0+\sum _{i:\nu _i\le 0}(\nu _i-\nu _0)\| \rho _i\| _{(n)} & \le \inf E_n(\tau ), \label{eq:channel_spectral_infimum_top_lower} \end{align}

and (3.7) holds at those indices as well. With Theorems 4.3.1.3 and 4.3.1.4 this covers every \(n\ge 1\), hence the range \(1\le n\le D\) of [ Wol12 , Chapter 3, Proposition 3.1 ] , where \(D\) is the dimension of the second tensor factor.

Proof

Every vector has Schmidt rank at most \(D'\), so for \(n\ge D'\) the set \(E_n(\tau )\) is the set of expectations in all normalized vectors. By Theorem 4.2.2.8 that set is bounded below by \(\nu _{\min }\) and contains \(\nu _{\min }\), attained at an eigenvector for the least eigenvalue. This gives (23). For (24), let \(j\) be a minimizing index. If \(\nu _{\min }\le 0\) then \(j\) belongs to the summation range and

\begin{align} \nu _0+\sum _{i:\nu _i\le 0}(\nu _i-\nu _0) & = \nu _{\min }+\sum _{i:\nu _i\le 0,\ i\ne j}(\nu _i-\nu _0) \le \nu _{\min }, \notag \end{align}

every remaining summand being nonpositive. If instead every eigenvalue is positive the summation range is empty and the left-hand side is \(\nu _0\le \nu _{\min }\).

4.4 Elementary positive-map examples

The reduction map and the automorphisms of the positive semidefinite cone are basic structural examples of positive maps. The reduction map has a simple trace form and an explicit Choi matrix; the automorphisms preserve the order cone and map it onto itself.

4.4.1 The reduction map

Definition 4.4.1.1 Reduction map
#

The reduction map on \(M_{D}(\mathbb {C})\), for \(k\in \mathbb {N}\), is

\begin{align} T_k(X) & =\operatorname{tr}(X)\mathbb {1}-k^{-1}X. \label{eq:channel_reduction_map} \end{align}
Theorem 4.4.1.2 The first reduction map is positive

For \(D\ge 1\), the map \(T_1(X)=\operatorname{tr}(X)\mathbb {1}-X\) on \(M_{D}(\mathbb {C})\) is positive.

Proof

If \(X\ge 0\), diagonalize \(X\). Its eigenvalues \(\lambda _1,\ldots ,\lambda _D\) are non-negative, and each satisfies \(\lambda _j\le \sum _{i=1}^D\lambda _i=\operatorname{tr}(X)\). Therefore all eigenvalues of \(\operatorname{tr}(X)\mathbb {1}-X\) are non-negative.

Theorem 4.4.1.3 Self-duality of the reduction map

The reduction map is self-dual for the trace pairing:

\begin{align} \operatorname{tr}(T_k(\rho )X) & =\operatorname{tr}(\rho T_k(X)). \label{eq:channel_reduction_self_dual} \end{align}
Proof

Expanding both sides of (26) using (25) and bilinearity of the trace gives \(\operatorname{tr}(\rho )\operatorname{tr}(X)-k^{-1}\operatorname{tr}(\rho X)\) in each case.

Theorem 4.4.1.4 Choi matrix of the reduction map

For \(D\ge 1\), the Choi matrix of the reduction map is

\begin{align} \tau (T_k) & =D^{-1}\mathbb {1}-k^{-1}|\Omega \rangle \langle \Omega |. \label{eq:channel_reduction_choi} \end{align}
Proof

The trace term sends the \((a,b)\) slice of \(|\Omega \rangle \langle \Omega |\) to its trace times the identity, giving the contribution \(D^{-1}\mathbb {1}\). The second term is the Choi matrix of \(k^{-1}\) times the identity map, namely \(k^{-1}|\Omega \rangle \langle \Omega |\).

For \(D\ge 1\), the map \(T_1(X)=\operatorname{tr}(X)\mathbb {1}-X\) is completely copositive and hence decomposable. More precisely, the Choi matrix of \(T_1\circ \theta \), where \(\theta \) is transposition, is

\begin{align} \tau (T_1\circ \theta ) & =D^{-1}(\mathbb {1}-F)\ge 0, \notag \end{align}

with \(F\) the swap operator on \(\mathbb {C}^D\otimes \mathbb {C}^D\).

Proof

The operator \(\mathbb {1}-F\) is twice the orthogonal projector onto the antisymmetric subspace, so it is positive semidefinite. The Choi criterion therefore shows that \(T_1\circ \theta \) is completely positive, which means that \(T_1\) is completely copositive. Taking the completely positive summand to be zero gives a decomposable representation of \(T_1\).

4.4.2 Automorphisms of the positive semidefinite cone

Invertible conjugations, with or without transposition, do more than preserve positivity: they are surjective on the positive semidefinite cone.

Definition 4.4.2.1 Maps preserving the positive semidefinite cone
#

A linear map \(T:M_{D}(\mathbb {C})\to M_{D}(\mathbb {C})\) maps the positive semidefinite cone onto itself if \(T\) is positive and every positive semidefinite matrix is the image under \(T\) of a positive semidefinite matrix. This is condition (1) of [ Wol12 , Proposition 3.6 ] .

For a positive semidefinite matrix \(P\), Wolf introduces the cone \(C(P)\) in the proof of the implication (1) \(\Rightarrow \) (2) of [ Wol12 , Proposition 3.6 ] . Equation 28 is the definition of \(C(P)\) below; it is not one of the standard-form equations for a positive map. The next results identify its linear span and compute its dimension. They supply the cone-dimension step used in the formalization of the full equivalence in Proposition 3.6 below.

Definition 4.4.2.2 Wolf’s cone \(C(P)\)
#

For \(P\in M_{D}(\mathbb {C})\), define

\begin{align} C(P) & :=\{ A\in M_{D}(\mathbb {C})\mid \text{there is a real }c{\gt}0 \text{ such that }P\ge cA\ge 0\} . \tag {3.42}\label{eq:psd_cone_face} \end{align}
Lemma 4.4.2.3 Support-corner characterization of \(C(P)\)

Let \(P,A\in M_{D}(\mathbb {C})\) with \(P\ge 0\), and let \(Q=\operatorname{supp}(P)\) be the support projection of \(P\). Then

\begin{align} A\in C(P) & \iff A\ge 0\ \text{ and }\ QAQ=A. \notag \end{align}
Proof

If \(P\ge cA\ge 0\) with \(c{\gt}0\), then \(A\ge 0\) and every vector in the kernel of \(P\) lies in the kernel of \(A\). Hence \(A\) is supported on \(Q\), so \(QAQ=A\). Conversely, suppose \(A\ge 0\) and \(QAQ=A\). On the support of \(P\), put \(q=\lVert P^{-1/2}AP^{-1/2}\rVert \), where the inverse square root is taken only on that support, and choose \(c=(q+1)^{-1}\). Then \(c{\gt}0\) and \(cP^{-1/2}AP^{-1/2}\le \mathbb {1}\) on the support of \(P\). Conjugating by the support square root gives \(cA\le P\), and therefore \(A\in C(P)\).

Theorem 4.4.2.4 Span of Wolf’s cone \(C(P)\)

Let \(P\in M_{D}(\mathbb {C})\) be positive semidefinite and let \(Q=\operatorname{supp}(P)\). Then the complex linear span of \(C(P)\) is the full support corner:

\begin{align} \operatorname {span}_{\mathbb {C}} C(P) & =QM_{D}(\mathbb {C})Q =\{ A\in M_{D}(\mathbb {C})\mid QAQ=A\} . \notag \end{align}
Proof

The support-corner characterization gives the inclusion from left to right. For the reverse inclusion, use that the positive semidefinite matrices span \(M_{D}(\mathbb {C})\) over \(\mathbb {C}\). Compress such a spanning expression by \(Q\). Every compressed positive semidefinite matrix \(QBQ\) is positive semidefinite and supported on \(Q\), hence belongs to \(C(P)\) by Lemma 4.4.2.3. Every matrix in the corner is equal to its compression, which proves the reverse inclusion.

Corollary 4.4.2.5 Dimension of the cone span

If \(P\in M_{D}(\mathbb {C})\) is positive semidefinite, then

\begin{align} \dim _{\mathbb {C}}\! \left(\operatorname {span}_{\mathbb {C}} C(P)\right) & =\operatorname{rank}(P)^2. \notag \end{align}
Proof

By Theorem 4.4.2.4, the span is the matrix corner supported on \(Q=\operatorname{supp}(P)\). This corner is linearly equivalent to \(M_{r}(\mathbb {C})\), where \(r=\operatorname{rank}(Q)\). The support projection has \(\operatorname{rank}(Q)=\operatorname{rank}(P)\), equivalently \(\operatorname{tr}(Q)=\operatorname{rank}(P)\), so the corner has complex dimension \(r^2=\operatorname{rank}(P)^2\).

Let \(T:M_{D}(\mathbb {C})\to M_{D}(\mathbb {C})\) be a positive complex-linear map. Suppose that

\begin{align} \operatorname{rank}(T(H)) & =\operatorname{rank}(H) \notag \end{align}

for every Hermitian matrix \(H\in M_{D}(\mathbb {C})\). Then there is an invertible matrix \(Y\in M_{D}(\mathbb {C})\) such that either

\begin{align} T(X) & =YXY^\dagger \notag \end{align}

for every \(X\in M_{D}(\mathbb {C})\), or

\begin{align} T(X) & =YX^{\mathsf T}Y^\dagger \notag \end{align}

for every \(X\in M_{D}(\mathbb {C})\). This is precisely the implication (2) \(\Rightarrow \) (3) of [ Wol12 , Proposition 3.6 ] .

Proof

Put \(A=T(\mathbb {1})\), \(S=\sqrt{A}\), and \(R=S^{-1}\). Positivity and rank preservation imply that \(A\) is positive definite. The normalized map

\begin{align} \widetilde T(X) & =R\, T(X)\, R \notag \end{align}

is therefore positive, unital, and rank preserving on Hermitian matrices. For every Hermitian \(H\) and every real \(\lambda \), unitality and the rank-drop characterization of the spectrum give

\begin{align} \lambda \in \sigma (\widetilde T(H)) & \iff \operatorname{rank}\! \left(\widetilde T(H)-\lambda \mathbb {1}\right){\lt}D \\ & \iff \operatorname{rank}\! \left(\widetilde T(H-\lambda \mathbb {1})\right){\lt}D \\ & \iff \operatorname{rank}(H-\lambda \mathbb {1}){\lt}D \iff \lambda \in \sigma (H). \notag \end{align}

Thus \(\widetilde T\) preserves the spectrum of every Hermitian matrix. Theorem 1.10.12 yields a unitary \(U\) such that \(\widetilde T(X)=UXU^\dagger \) for all \(X\), or \(\widetilde T(X)=UX^{\mathsf T}U^\dagger \) for all \(X\). Since \(T(X)=S\widetilde T(X)S\), either formula has the required form with the corrected denormalization factor

\begin{align} Y & =\sqrt{T(\mathbb {1})}\, U. \notag \end{align}

This factor, rather than \(U(T(\mathbb {1}))^{-1/2}\) printed in the final line of the cited proof, undoes the displayed normalization.

Theorem 4.4.2.7 Conjugations preserve the positive semidefinite cone

Let \(Y\in M_{D}(\mathbb {C})\) be invertible. Then the map \(X\mapsto YXY^\dagger \) and the map \(X\mapsto YX^TY^\dagger \) each map the positive semidefinite cone onto itself. This is the implication (3) \(\Rightarrow \) (1) of [ Wol12 , Proposition 3.6 ] .

Proof

Conjugation by any matrix preserves positive semidefiniteness. Moreover, if \(W=C^\dagger C\), then \(W^T=C^T\overline C=\overline C^\dagger \overline C\geq 0\); hence transposition also preserves positive semidefiniteness, and both maps send the cone into itself. For surjectivity onto the cone, given a positive semidefinite \(A\), set \(W=Y^{-1}A(Y^{-1})^\dagger \), which is again positive semidefinite. Then \(YWY^\dagger =A\) proves the conjugation case, and \(Y(W^T)^TY^\dagger =A\) proves the transpose case, with \(W\) and \(W^T\) positive semidefinite.

Let \(T:M_{D}(\mathbb {C})\to M_{D}(\mathbb {C})\) be a complex-linear map. The following are equivalent:

  1. \(T\) maps the cone of positive semidefinite matrices onto itself;

  2. \(T\) is positive and preserves the rank of Hermitian matrices;

  3. there is an invertible \(Y\in M_{D}(\mathbb {C})\) such that either \(T(X)=YXY^\dagger \) for every \(X\), or \(T(X)=YX^{\mathsf T}Y^\dagger \) for every \(X\).

This is [ Wol12 , Proposition 3.6 ] .

Proof

For (1) \(\Rightarrow \) (2), \(T\) is bijective and \(T^{-1}\) is again positive and maps the positive semidefinite cone onto itself. For \(P\geq 0\), \(T\) maps Wolf’s cone \(C(P)\) onto \(C(T(P))\). The complex spans therefore have equal dimension, so

\begin{align} \operatorname{rank}(P)^2 & =\dim _{\mathbb {C}}\! \left(\operatorname {span}_{\mathbb {C}}C(P)\right)\\ & =\dim _{\mathbb {C}}\! \left(\operatorname {span}_{\mathbb {C}}C(T(P))\right) =\operatorname{rank}(T(P))^2. \notag \end{align}

Hence \(T\) preserves rank on positive semidefinite matrices. Decompose a Hermitian \(H\) as \(H=P_+-P_-\) into its positive and negative parts. Rank subadditivity gives \(\operatorname{rank}(T(H))\leq \operatorname{rank}(H)\); applying the same argument to \(T^{-1}\) gives the converse inequality. Implication (2) \(\Rightarrow \) (3) is Theorem 4.4.2.6, and (3) \(\Rightarrow \) (1) is Theorem 4.4.2.7.

4.5 Positivity hierarchy and two-positive maps

The following family exhibits the strict hierarchy of positivity conditions and supplies the threshold statements used in the reduction criterion below.

4.5.1 The map \(T_\eta \) and strictness of the chain

The cones of \(k\)-positive maps form a decreasing chain from the completely positive maps, at the top amplification dimension, down to the merely positive maps. This subsection shows that every inclusion between consecutive dimensions, below the top one, is strict. The witnesses come from a one-parameter family of maps whose positivity threshold is the parameter itself, so that tuning the parameter between two integers separates the two adjacent cones.

Definition 4.5.1.1 The family \(T_\eta \)
#

For a real parameter \(\eta \), the map \(T_\eta \) on \(M_{D}(\mathbb {C})\) is

\begin{align} T_\eta (\rho ) & =\operatorname{tr}(\rho ) \mathbb {1}-\eta ^{-1}\rho . \notag \end{align}

The map is defined for every real \(\eta \); at \(\eta =0\) it reduces to \(\rho \mapsto \operatorname{tr}(\rho ) \mathbb {1}\), and the positivity threshold below assumes \(\eta {\gt}0\).

Theorem 4.5.1.2 Choi matrix of \(T_\eta \)

For \(D\ge 1\), the Choi matrix of \(T_\eta \) is

\begin{align} \tau _\eta & =D^{-1}\mathbb {1}-\eta ^{-1}|\Omega \rangle \langle \Omega |. \notag \end{align}
Proof

The Choi matrix is linear in the map, so it splits over the two terms of \(T_\eta \). The trace term contributes \(\tau (\rho \mapsto \operatorname{tr}(\rho ) \mathbb {1})=D^{-1}\mathbb {1}\), since each elementary slice of \(|\Omega \rangle \langle \Omega |\) contributes its trace times the identity. The identity map contributes \(\tau (\operatorname{id})=|\Omega \rangle \langle \Omega |\). Subtracting \(\eta ^{-1}\) times the second from the first gives \(\tau _\eta =D^{-1}\mathbb {1}-\eta ^{-1}|\Omega \rangle \langle \Omega |\).

Theorem 4.5.1.3 Positivity threshold of \(T_\eta \)

Let \(\eta {\gt}0\) and \(1\le k{\lt}D\). Then \(T_\eta \) is \(k\)-positive if and only if \(\eta \ge k\). This is [ Wol12 , Equation (3.11) ] for \(1\le k{\lt}D\); the top index \(k=D\), where \(k\)-positivity is complete positivity, is Theorem 4.5.1.4.

Proof

By the Schmidt-rank Choi criterion, \(k\)-positivity is the nonnegativity of the Choi quadratic form on all vectors of Schmidt rank at most \(k\). For a normalized such vector \(\psi \), the Choi matrix \(\tau _\eta =D^{-1}\mathbb {1}-\eta ^{-1}|\Omega \rangle \langle \Omega |\) gives \(\langle \psi |\tau _\eta |\psi \rangle =D^{-1}-\eta ^{-1}|\langle \Omega | \psi \rangle |^2\). The reduced density of \(|\Omega \rangle \) on the first factor is \(\mathbb {1}/D\), so by the maximal-overlap principle the supremum of \(|\langle \Omega | \psi \rangle |^2\) over Schmidt-rank-\(k\) normalized vectors is \(\| \mathbb {1}/D\| _{(k)}=k/D\). The infimum of the quadratic form is therefore \(D^{-1}-\eta ^{-1}(k/D)=D^{-1}(1-k/\eta )\), which is non-negative precisely when \(\eta \ge k\). Degree-two homogeneity extends the bound from normalized vectors to all vectors of Schmidt rank at most \(k\).

Theorem 4.5.1.4 Positivity threshold of \(T_\eta \) at the top index

Let \(\eta {\gt}0\) and \(D\ge 1\). Then \(T_\eta \) is \(D\)-positive if and only if \(\eta \ge D\). Together with Theorem 4.5.1.3 this is [ Wol12 , Equation (3.11) ] over the full range \(1\le k\le D\), where the top index \(k=D\) is complete positivity.

Proof

On \(M_{D}(\mathbb {C})\), \(D\)-positivity is complete positivity, which is positive semidefiniteness of the Choi operator \(\tau _\eta =D^{-1}\mathbb {1}-\eta ^{-1}|\Omega \rangle \langle \Omega |\). Its quadratic form on a vector \(\psi \) is \(D^{-1}\| \psi \| ^2-\eta ^{-1}|\langle \Omega | \psi \rangle |^2\); since \(|\Omega \rangle \) is normalized, Cauchy–Schwarz gives \(|\langle \Omega | \psi \rangle |^2\le \| \psi \| ^2\) with equality at \(\psi =\Omega \), so the form is non-negative for all \(\psi \) precisely when \(\eta \ge D\).

Corollary 4.5.1.5 Strictness of the positivity chain

Let \(1\le k\) with \(k+1{\lt}D\). Then there is a map on \(M_{D}(\mathbb {C})\) that is \(k\)-positive but not \((k+1)\)-positive; the cone of \(k\)-positive maps strictly contains the cone of \((k+1)\)-positive maps. Every inclusion between consecutive amplification dimensions below the top one is therefore strict.

Proof

Take \(T_\eta \) at \(\eta =k\). By the threshold equivalence it is \(k\)-positive, since \(\eta =k\ge k\), but not \((k+1)\)-positive, since \(\eta =k{\lt}k+1\).

Theorem 4.5.1.6 Kraus-form Kadison–Schwarz as a special case
#

Let \(K=(K_i)_{i=0}^{d-1}\) be a unital Kraus family, that is, \(\sum _i K_i K_i^\dagger =\mathbb {1}\). Then for all \(X\in M_{D}(\mathbb {C})\), \(\mathcal{K}(X^\dagger X)\ge \mathcal{K}(X)^\dagger \mathcal{K}(X)\), where \(\mathcal{K}(Y)=\sum _i K_i Y K_i^\dagger \).

4.6 The reduction criterion

The reduction map and the family \(T_\eta \) are the same map under two parametrizations: the natural-number parameter \(k\) and the real parameter \(\eta \) agree at \(\eta =k\). Identifying them lets the positivity threshold and the Choi formula carry over to the reduction map without restating them. Wolf attaches to this map the entanglement witness \(W_n=D^{-1}\mathbb {1}-n^{-1}|\Omega \rangle \langle \Omega |\) and the operator inequality [ Wol12 , Equation (3.18) ] that constrains the reduced densities of a bipartite state whose Schmidt number is at most \(n\).

Theorem 4.6.1 The reduction map is the family \(T_\eta \) at integer parameter

For every \(k\in \mathbb {N}\) the reduction map \(T_k\) equals the family map \(T_\eta \) at \(\eta =k\): \(T_k=T_\eta \big|_{\eta =k}\).

Proof

The two maps differ only in the scalar coefficient of \(X\), namely \(k^{-1}\) against \(\eta ^{-1}\) at \(\eta =k\). The natural-number and real casts of \(k\) into the complex scalars coincide, so the coefficients agree and the maps are equal.

Theorem 4.6.2 The reduction map \(T_k\) is \(k\)-positive

For \(1\le k\le D\) the reduction map \(T_k\) on \(M_{D}(\mathbb {C})\) is \(k\)-positive.

Proof

The reduction map equals the family map \(T_\eta \) at \(\eta =k\), and \(T_\eta \) is \(k\)-positive exactly when \(\eta \ge k\); the threshold is met with equality at \(\eta =k\). For \(k{\lt}D\) this is the Schmidt-rank threshold, and the top index \(k=D\) is the completely positive endpoint supplied by the dimension-indexed threshold.

Theorem 4.6.3 The reduction map \(T_k\) is not \((k+1)\)-positive

For \(1\le k{\lt}D\) the reduction map \(T_k\) on \(M_{D}(\mathbb {C})\) is not \((k+1)\)-positive.

Proof

The reduction map equals \(T_\eta \) at \(\eta =k\). For \(k+1{\lt}D\) the threshold gives that \(T_\eta \) is \((k+1)\)-positive iff \(\eta \ge k+1\), so \(T_k\) would require \(k\ge k+1\), which is false. For \(k+1=D\) the dimension-indexed threshold gives that \(T_\eta \) is \(D\)-positive iff \(\eta \ge D\), so \(T_k\) would require \(k\ge D\), contradicting \(k{\lt}D\).

Remark 4.6.4
#

Together with the \(k\)-positivity of \(T_k\) (4.6.2), this shows that \(T_k\) is exactly \(k\)-positive for \(1\le k{\lt}D\): every inclusion in Wolf’s chain \(T_{\mathrm{cp}}=T_D\subsetneq \cdots \subsetneq T_1\) is strict.

Definition 4.6.5 Reduction witness
#

The reduction witness on \(M_{D}(\mathbb {C})\otimes M_{D}(\mathbb {C})\), for \(n\in \mathbb {N}\), is

\begin{align} W_n & =D^{-1}\mathbb {1}-n^{-1}|\Omega \rangle \langle \Omega |. \notag \end{align}
Theorem 4.6.6 The Choi matrix of the reduction map is the witness

For \(D\ge 1\) the Choi matrix of \(T_n\) is the reduction witness:

\begin{align} \tau (T_n) & =W_n=D^{-1}\mathbb {1}-n^{-1}|\Omega \rangle \langle \Omega |. \notag \end{align}
Proof

The reduction map is \(T_\eta \) at \(\eta =n\), whose Choi matrix is \(D^{-1}\mathbb {1}-n^{-1}|\Omega \rangle \langle \Omega |\), which is exactly \(W_n\).

Theorem 4.6.7 Reduction-criterion identity
#

Applying \(T_\eta \) to the first factor of a bipartite matrix \(\rho \) gives

\begin{align} (T_\eta \otimes \operatorname{id})(\rho ) & =\mathbb {1}\otimes \rho _2-\eta ^{-1}\rho , \notag \end{align}

where \(\rho _2\) is the reduced density of \(\rho \) on the second factor.

Proof

Fix block indices \(i_2,j_2\) on the second factor and write \(\rho ^{(i_2,j_2)}\) for the \(D\times D\) slice \(\rho ^{(i_2,j_2)}_{i_1 j_1}=\rho _{(i_1,i_2),(j_1,j_2)}\) on the first factor. Its trace is the corresponding entry of \(\rho _2\):

\begin{align} \operatorname{tr}(\rho ^{(i_2,j_2)}) & =\sum _{i_1}\rho _{(i_1,i_2),(i_1,j_2)} =(\rho _2)_{i_2 j_2}. \notag \end{align}

Applying \(T_\eta \) entry by entry gives

\begin{align} ((T_\eta \otimes \operatorname{id})(\rho ))_{(i_1,i_2),(j_1,j_2)} & =\operatorname{tr}(\rho ^{(i_2,j_2)}) \delta _{i_1 j_1} -\eta ^{-1}\rho _{(i_1,i_2),(j_1,j_2)} \notag \\ & =(\rho _2)_{i_2 j_2} \delta _{i_1 j_1} -\eta ^{-1}\rho _{(i_1,i_2),(j_1,j_2)}, \notag \end{align}

and the first term is exactly the \((i_1,i_2),(j_1,j_2)\) entry of \(\mathbb {1}\otimes \rho _2\).

Theorem 4.6.8 Operator-implication step of the reduction criterion

Let \(n\ge 1\) and let \(\rho \) be a bipartite matrix, with \(\rho ^{F}\) its image under the factor swap \(\rho ^{F}_{(i_2,i_1),(j_2,j_1)}=\rho _{(i_1,i_2),(j_1,j_2)}\). If \((T_n\otimes \operatorname{id})(\rho )\ge 0\) then \(n\, \mathbb {1}\otimes \rho _2\ge \rho \), and if \((T_n\otimes \operatorname{id})(\rho ^{F})\ge 0\) then \(n\, \rho _1\otimes \mathbb {1}\ge \rho \), where \(\rho _1\) and \(\rho _2\) are the reduced densities of \(\rho \) on the first and second factors. Because the factor swap is a unitary reindexing, \((\operatorname{id}\otimes T_n)(\rho )\ge 0 \iff (T_n\otimes \operatorname{id})(\rho ^{F})\ge 0\), so the second hypothesis is Wolf’s symmetric condition \((\operatorname{id}\otimes T_n)(\rho )\ge 0\) expressed through the swap.

This is the second step of Wolf’s two-step argument for [ Wol12 , Equation (3.18) ] . The source states the inequalities under the premise that \(\rho \) has Schmidt number at most \(n\), and reaches \((T_n\otimes \operatorname{id})(\rho )\ge 0\) from that premise by the \(n\)-positivity of \(T_n\); that first step is taken here as the hypothesis rather than derived. The first step and the composed full criterion with the Schmidt-number premise are Theorem 4.13.8.

Proof

By the reduction-criterion identity, \((T_n\otimes \operatorname{id})(\rho )\) equals \(\mathbb {1}\otimes \rho _2-n^{-1}\rho \). Scaling a positive semidefinite operator by \(n{\gt}0\) preserves positivity, so \(n\, \mathbb {1}\otimes \rho _2-\rho \ge 0\), which is the first inequality. For the second, the factor swap \(F\) satisfies \(F^2=\operatorname{id}\) and is a unitary reindexing, so it preserves positive semidefiniteness and the order, and it exchanges the reduced densities and the two tensor slots: \((\rho ^{F})_2=\rho _1\) and \((\mathbb {1}\otimes (\rho ^{F})_2-n^{-1}\rho ^{F})^{F} =\rho _1\otimes \mathbb {1}-n^{-1}\rho \). Applying the first form to \(\rho ^{F}\) gives \(n\, \mathbb {1}\otimes (\rho ^{F})_2-\rho ^{F}\ge 0\); conjugating by \(F\) turns this into \(n\, \rho _1\otimes \mathbb {1}-\rho \ge 0\).

4.7 The Breuer–Hall map

Wolf defines the Breuer–Hall map in [ Wol12 , Chapter 3, Example 3.1 ] for an antisymmetric contraction \(U\) on \(\mathbb {C}^{D}\), namely \(U^{\mathsf T}=-U\) and \(U^{\dagger }U\le \mathbb {1}\):

\begin{align} T_{\mathrm{BH}}(X)=\operatorname{tr}(X)\mathbb {1}-X-U X^{\mathsf T}U^{\dagger }. \notag \end{align}

The contraction hypotheses are used for positivity. Wolf’s subsequent indecomposability assertion is stated only for antisymmetric unitaries. The formalization preserves this distinction: positivity holds for antisymmetric contractions, while indecomposability is proved for antisymmetric unitaries in dimension \(D{\gt}2\).

Neither restriction may be discarded. At \(D=2\), every antisymmetric unitary is a phase multiple of \(J=\bigl(\begin{smallmatrix} 0 & 1 \\ -1 & 0 \end{smallmatrix}\bigr)\), and \(JX^{\mathsf T}J^{\dagger }=\operatorname{tr}(X)\mathbb {1}-X\), so \(T_{\mathrm{BH}}\) is the zero map. Moreover, the unitary hypothesis cannot be replaced by contractivity in the indecomposability conclusion: \(U=0\) is an antisymmetric contraction and gives \(T_{\mathrm{BH}}=T_1\), which is completely copositive and decomposable by Theorem 4.4.1.5. This counterexample only refutes the unrestricted contraction generalization; no sharper classification of antisymmetric contractions is asserted here.

Definition 4.7.1 Breuer–Hall map
#

For a matrix \(U\) on \(M_{D}(\mathbb {C})\), the Breuer–Hall map on \(M_{D}(\mathbb {C})\) is

\begin{align} T_{\mathrm{BH}}(X) & =\operatorname{tr}(X) \mathbb {1}-X-U\, X^{\mathsf T}U^{\dagger }. \notag \end{align}
Lemma 4.7.2 The Breuer–Hall map on rank-one operators

If \(U\) is antisymmetric, \(U^{\mathsf T}=-U\), and a contraction, \(U^{\dagger }U\le \mathbb {1}\), then for every vector \(v\) the image \(T_{\mathrm{BH}}(|v\rangle \langle v|)\) of the rank-one operator \(|v\rangle \langle v|\) is positive semidefinite.

Proof

On \(|v\rangle \langle v|\) the image is

\begin{align} T_{\mathrm{BH}}(|v\rangle \langle v|) & =\lVert v\rVert ^{2} \mathbb {1}-|v\rangle \langle v| -|U\overline{v}\rangle \langle U\overline{v}|, \notag \end{align}

with \(\overline{v}\) the entrywise conjugate of \(v\). The two vectors \(v\) and \(U\overline{v}\) are orthogonal: antisymmetry of \(U\) gives

\begin{align} \langle v | U\overline{v} \rangle & =\overline{v}^{\, \mathsf T}U\, \overline{v} =\overline{v}^{\, \mathsf T}(-U^{\mathsf T})\overline{v} =-\langle v | U\overline{v} \rangle , \notag \end{align}

hence \(\langle v | U\overline{v} \rangle =0\). The contraction bound gives \(\lVert U\overline{v}\rVert \le \lVert v\rVert \). For any \(w\) the quadratic form is \(\lVert v\rVert ^{2}\lVert w\rVert ^{2} -\lvert \langle v | w \rangle \rvert ^{2} -\lvert \langle U\overline{v} | w \rangle \rvert ^{2}\), which is non-negative because the two-vector Bessel inequality for the orthogonal pair \(v\), \(U\overline{v}\) with \(\lVert U\overline{v}\rVert \le \lVert v\rVert \) gives \(\lvert \langle v | w \rangle \rvert ^{2} +\lvert \langle U\overline{v} | w \rangle \rvert ^{2} \le \lVert v\rVert ^{2}\lVert w\rVert ^{2}\).

Theorem 4.7.3 The Breuer–Hall map is positive

If \(U\) is antisymmetric, \(U^{\mathsf T}=-U\), and a contraction, \(U^{\dagger }U\le \mathbb {1}\), then the Breuer–Hall map \(T_{\mathrm{BH}}\) sends every positive semidefinite matrix to a positive semidefinite matrix.

Proof

A positive semidefinite matrix is a sum of rank-one operators \(|v\rangle \langle v|\). By Lemma 4.7.2 the Breuer–Hall map sends each such operator to a positive semidefinite matrix, and a sum of positive semidefinite matrices is positive semidefinite, so \(T_{\mathrm{BH}}\) is positive.

Theorem 4.7.4 The contraction generalization of indecomposability is false

Suppose \(D{\gt}2\). It is false that the Breuer–Hall map is indecomposable for every antisymmetric contraction \(U\). Indeed, \(U=0\) satisfies \(U^{\mathsf T}=-U\) and \(U^{\dagger }U\le \mathbb {1}\), but its Breuer–Hall map is

\begin{align} T_{\mathrm{BH}}(X) & =\operatorname{tr}(X)\mathbb {1}-X=T_1(X), \notag \end{align}

which is completely copositive and decomposable.

Proof

Substitute \(U=0\) into the defining formula. The twisted-transpose term vanishes, leaving the first reduction map. Apply Theorem 4.4.1.5.

Suppose \(D{\gt}2\) and \(U\) is an antisymmetric unitary on \(\mathbb {C}^{D}\), \(U^{\mathsf T}=-U\) and \(U^{\dagger }U=\mathbb {1}\). Then the Breuer–Hall map \(T_{\mathrm{BH}}\) is an indecomposable positive map.

Proof

Positivity is Theorem 4.7.3. For indecomposability, write \(F\) for the swap operator on \(\mathbb {C}^{D}\otimes \mathbb {C}^{D}\) and \(|\Psi \rangle \) for the \(U\)-twisted maximally entangled vector, \(\Psi (i,k)=U(i,k)\), with unnormalized projector \(P_{0}=|\Psi \rangle \langle \Psi |\). The witness is the bipartite state

\begin{align} \rho & =(\mathbb {1}+F)+P_{0}, \notag \end{align}

a sum of positive semidefinite terms (\(\mathbb {1}+F\) is twice the projector onto the permutation-symmetric subspace), hence positive semidefinite. Its first-factor partial transpose is

\begin{align} \rho ^{T_{1}} & =P_{1}+(U^{\dagger }\otimes \mathbb {1})(\mathbb {1}+F)(U\otimes \mathbb {1}), \notag \end{align}

where \(P_{1}\) is the untwisted maximally entangled projector: the partial transpose of \(\mathbb {1}+F\) is \(\mathbb {1}+P_{1}\), and antisymmetry together with unitarity of \(U\) gives \(P_{0}^{T_{1}}=(U^{\dagger }\otimes \mathbb {1})(\mathbb {1}+F)(U\otimes \mathbb {1})-\mathbb {1}\), so the identity summands cancel and \(\rho ^{T_{1}}\) is again a sum of positive semidefinite terms. Hence \(\rho \) has the PPT property. The carrying identity, valid for every bipartite \(\sigma \) and proved by expanding all tensor indices and contracting against \(U^{\dagger }U=\mathbb {1}\), is

\begin{align} \operatorname{tr}\! \big[(T_{\mathrm{BH}}\otimes \operatorname{id})(\sigma )\, P_{0}\big] & =\operatorname{tr}(\sigma )-\operatorname{tr}(\sigma P_{0})-\operatorname{tr}(F\sigma ). \notag \end{align}

At \(\sigma =\rho \) the three traces evaluate to \(\operatorname{tr}(\rho )=D^{2}+2D\), \(\operatorname{tr}(\rho P_{0})=D^{2}\), and \(\operatorname{tr}(F\rho )=D^{2}\) — the last two because antisymmetry gives \(F|\Psi \rangle =-|\Psi \rangle \) — and therefore

\begin{align} \operatorname{tr}\! \big[(T_{\mathrm{BH}}\otimes \operatorname{id})(\rho )\, P_{0}\big] & =D(2-D){\lt}0. \notag \end{align}

So the quadratic form of \((T_{\mathrm{BH}}\otimes \operatorname{id})(\rho )\) at \(|\Psi \rangle \) is negative and \((T_{\mathrm{BH}}\otimes \operatorname{id})(\rho )\) is not positive semidefinite. By Theorem 4.10.17, \(T_{\mathrm{BH}}\) is not decomposable.

4.8 Choi-type maps

The Choi-type maps in Wolf’s Example 3.1 are built from the diagonal projection \(D(X)\) and cyclic shifts \(U_{k0}\):

\begin{align} T_C(X) & =(d-n)D(X)-X+\sum _{k=1}^nD(U_{k0}XU_{k0}^{\dagger }). \notag \end{align}

The formal statements below record the map, the rank-one reduction, and positivity throughout Wolf’s exact range \(d\ge 3\) and \(1\le n\le d-2\). The two endpoint arguments are retained separately: the case \(n=d-2\) is due to Ando, while the case \(n=1\) is Theorem 1 of Tanahashi and Tomiyama  [ TT88 , pp. 309–311 ] . Their Lemmas 2–3 use the same rank-one and product-one coefficient argument formalized below. The middle range is obtained from Yamagami’s cyclic inequality  [ Yam93 ] , whose proof is a variational argument on the boundary of a projective simplex.

For the indecomposability argument, the two source-ordered decompositions in Ha’s witness construction are established below: the root-average matrix and its block transpose both belong to the cone generated by projectors onto vectors of Schmidt rank at most two. Their transport through the tensor-factor swap, the Eom–Kye pairing identity, and the exact value \(\gamma ^2-1\) are also established below. Thus the pairing is strictly negative for every \(d\ge 3\), \(1\le n\le d-2\), and \(0{\lt}\gamma {\lt}1\). The final theorem packaging positivity with this witness as indecomposability remains separate.

The finite-coordinate interior-uniqueness input in that argument is recorded next. It follows Nowosad’s local-minimum proof and then makes Yamagami’s change of sign and change of variables explicit. These results prove neither that the unit vector is a local maximum nor the full cyclic reciprocal inequality.

4.8.1 Nowosad’s finite-coordinate theorem

Definition 4.8.1.1 Nowosad’s finite-coordinate data

Let \(I\) be finite and let \(A=\mathbb {R}^I\), with coordinatewise multiplication and the faithful positive functional \(\varphi (x)=\sum _{i\in I}x_i\). Its strictly positive invertible cone is

\begin{align} A_{++}& =\{ x\in A:x_i{\gt}0\text{ for every }i\} , \end{align}

and the induced Hilbert norm and Nowosad functional are

\begin{align} \lVert x\rVert _\varphi ^2& =\varphi (x^2)=\sum _i x_i^2, & \lambda _T(x)& =\varphi \bigl(x^{-1}T(x)\bigr) =\sum _i\frac{(Tx)_i}{x_i}. \end{align}

For \(w\in A\), write \(P(w)=\operatorname {alg}_{\mathbb {R}}\{ w,w^{-1}\} \) for its Laurent-polynomial subalgebra.

Theorem 4.8.1.2 Finite-dimensional induced-Hilbert boundedness

Every real linear operator \(T\colon A\to A\) is bounded for the norm induced by \(\varphi \): there is \(C\ge 0\) such that

\begin{align} \lVert Tx\rVert _\varphi \le C\lVert x\rVert _\varphi \qquad (x\in A). \end{align}
Proof

The space \(A\), equipped with the induced norm, is the finite-dimensional \(L^2\) space on \(I\). Transport \(T\) to this \(L^2\) space and use continuity of linear maps in finite dimension. This is the boundedness hypothesis in Nowosad’s Theorem 1.8, not a bound for the supremum norm on a function space.

An element \(q\in A\) belongs to \(P(w)\) exactly when it is constant on every value class of \(w\). If \(i\in I\) and a linear functional \(D\colon P(w)\to \mathbb {R}\) satisfies

\begin{align} D(qr)=q_iD(r)+r_iD(q) \qquad (q,r\in P(w)), \end{align}

then \(D=0\).

Proof

Lagrange interpolation gives, for each value \(w_i\), the idempotent

\begin{align} e_{[w_i]}(j)= \begin{cases} 1,& w_j=w_i,\\ 0,& w_j\ne w_i, \end{cases}\end{align}

and places it in \(P(w)\). Since \(e_{[w_i]}^2=e_{[w_i]}\), the Leibniz identity gives \(D(e_{[w_i]})=0\). For arbitrary \(q\in P(w)\), \(qe_{[w_i]}=q_i e_{[w_i]}\), and a second application gives \(D(q)=0\). Thus the idempotent is attached to the whole value class, rather than to a singleton coordinate which need not belong to \(P(w)\). This is the finite-coordinate form of the point-derivation step following Nowosad’s equations (1.28)–(1.29).

Let \(T\colon A\to A\) be real linear, and suppose that \(u,v\in A_{++}\) are local minima of \(\lambda _T\). Put \(w=u^{-1}v\) and \(\delta =u^{-1}T(u)\). Then

\begin{align} T(uq)=\delta \, uq\qquad (q\in P(w)), \end{align}

and \(\lambda _T\) is constant on \(uP(w)\cap A_{++}\). The same conclusion for two local maxima of \(\lambda _T\) is obtained by applying the local-minimum statement to \(-T\).

Proof

The first and second variations at the two genuine local minima give Nowosad’s normalized variation data. The comparison of the two positive quadratic forms yields the power recursion (1.19)–(1.20), then the Laurent-polynomial identity (1.23). Finite value-class interpolation is the coordinate analogue of the analytic extension (1.27), and gives the product rule (1.28). The null ideal in (1.29) is zero because \(\varphi \) is faithful. Coordinate evaluation therefore gives the point derivations of Theorem 4.8.1.3, which vanish. Undoing the normalization proves the multiplication and constancy conclusions. This is the finite specialization of Nowosad  [ Now68 , pp. 409–418 ] . Finally, \(\lambda _{-T}=-\lambda _T\), so negation exchanges local maxima and local minima exactly as used by Yamagami  [ Yam93 , p. 522 ] .

Let \(S\) be invertible and suppose that \(S\mathbf1=S^{\mathsf T}\mathbf1=s\mathbf1\), where \(s{\gt}0\). For

\begin{align} f_S(x)& =\lambda _{S^{-1}}(Sx)=\sum _i\frac{x_i}{(Sx)_i}, \end{align}

a second positive point \(a\) is transformed to

\begin{align} b& =\frac{Sa}{s}, & x(t)& =sS^{-1}(b^t), & H& =s(S+S^{\mathsf T})-2S^{\mathsf T}S, \end{align}

where powers are taken coordinatewise.

For the ordinary Euclidean Hessian, direct differentiation gives

\begin{align} D^2f_S(\mathbf1)[h,h] & =-s^{-3}\langle h,Hh\rangle . \end{align}

Thus \(H\) is the negative-Hessian representative used by Yamagami, up to the positive factor \(s^{-3}\). The formal variational identity in Definition 4.8.1.5 records the same quadratic form with the normalization appropriate to Nowosad’s operator. The analytic differentiation identity itself is recorded here to fix the source normalization; it is not a separate Lean theorem.

Suppose in addition that \(S\) has nonnegative entries, that \(H\) is positive semidefinite, and that \(\ker H=\mathbb {R}\mathbf1\). Then every local maximum of \(f_S\) on \(A_{++}\) is projectively scalar. More precisely, a non-scalar local maximum \(a\) would produce the non-scalar vector

\begin{align} sS^{-1}\log \! \left(\frac{Sa}{s}\right)\in \ker H. \end{align}
Proof

The row and column sum identities together with \(H\succeq 0\) give Nowosad’s first normalized variation package at \(\mathbf1\) directly. A local maximum at \(a\) transfers under the invertible change of variables to the normalized point \(b=(Sa)/s\); applying the sign change \(T\mapsto -T\) gives the second package. The finite Laurent theorem applied to \(\log b\in P(b)\) makes the normalized operator vanish there. Hence the pulled-back curve \(x(t)=sS^{-1}(b^t)\) has tangent \(sS^{-1}(\log b)=\log b\), which lies in \(\ker H\). If \(a\) is non-scalar, so is this tangent, contradicting \(\ker H=\mathbb {R}\mathbf1\).

This proves only the uniqueness assertion of Yamagami’s Lemma 3 on p. 522. It does not prove that \(\mathbf1\) is itself a local maximum, and it does not prove the cyclic reciprocal inequality.

Definition 4.8.1.7 Yamagami’s stride-one cyclic reciprocal data

For \(x\colon \mathbb {Z}/d\mathbb {Z}\to \mathbb {R}\), define the forward denominator and homogeneous functional

\begin{align} (Sx)_i& =(s-m)x_i+\sum _{k=1}^{m}x_{i+k}, & f_{d,m,s}(x)& =\sum _i\frac{x_i}{(Sx)_i}. \end{align}

For the standard character \(\chi _j\) of \(\mathbb {Z}/d\mathbb {Z}\), the corresponding cyclic matrix eigenvalue is

\begin{align} \lambda _j(s)=s-m+\sum _{k=1}^{m}\chi _j(k). \end{align}

These are Yamagami’s parameters with stride \(l=1\). Negating the cyclic index converts this forward window to the backward window in the Choi-type rank-one weight.

Lemma 4.8.1.8 Corrected Wolf-range centered open-disk condition, stride one

If \(d\ge 3\), \(1\le m\le d-2\), \(s\ge d\), and \(j\ne 0\) in \(\mathbb {Z}/d\mathbb {Z}\), then

\begin{align} \left|\lambda _j(s)-\frac{s}{2}\right|{\lt}\frac{s}{2}. \end{align}
Proof

Yamagami’s printed Lemma 6 permits \(1\le m\le d-l\) and \(s\ge d\) [ Yam93 , pp. 523–524 ] . At \(l=1\), however, its endpoint \(m=d-1\), \(s=d\) is false: the cyclic matrix is \(I+C+\cdots +C^{d-1}\), so every nontrivial-character eigenvalue is zero and the displayed strict disk inequality becomes an equality. The statement above is the valid range \(m\le d-2\) needed by Wolf; the omitted endpoint is valid when \(s{\gt}d\). The source correction is recorded separately in [ con26n ] .

In this corrected range, the source argument at \(s=d\) splits according to \(2m\le d\) or \(d{\lt}2m\). In the first case strict convexity is applied to the \(m\) window characters together with the nonnegative real coefficient \(d/2-m\); in the second, the vanishing sum of the nontrivial character replaces the window by its complement. Translation of the eigenvalue by \(s-d\) gives the result for \(s\ge d\).

On \(\mathbb {Z}/d\mathbb {Z}\), let

\begin{align} S_{i,j} & =(s-m)\mathbf1_{j=i} +\sum _{k=1}^{m}\mathbf1_{j=i+k}, & H& =s(S+S^{\mathsf T})-2S^{\mathsf T}S. \label{eq:yamagami_forward_matrix} \end{align}

In the range \(d\ge 3\), \(1\le m\le d-2\), and \(s\ge d\), the matrix \(S\) has nonnegative entries, is circulant and invertible, and satisfies

\begin{align} S\mathbf1& =S^{\mathsf T}\mathbf1=s\mathbf1, & H& \succeq 0, & \ker H& =\mathbb {R}\mathbf1. \label{eq:yamagami_hessian_package} \end{align}

More explicitly, for the unnormalized discrete Fourier transform,

\begin{align} \widehat{Sx}_j & =\lambda _j(s)\widehat{x}_j, & \widehat{Hx}_j & =q_j\widehat{x}_j, & q_j & =2\bigl(s\operatorname {Re}\lambda _j(s) -|\lambda _j(s)|^2\bigr). \label{eq:yamagami_fourier_hessian} \end{align}

Here \(q_0=0\) and \(q_j{\gt}0\) for \(j\ne 0\). Finally, \(Sx\) is the forward denominator and

\begin{align} f_{d,m,s}(x)& =\lambda _{S^{-1}}(Sx). \label{eq:yamagami_functional_bridge} \end{align}
Proof

Formula (47) gives nonnegativity and both row-sum identities directly. Translation is diagonal in the standard character basis; expanding \(H\) therefore gives (49). The corrected open-disk inequality makes \(q_j\) strictly positive off the constant character and also makes every Fourier multiplier of \(S\) nonzero. Thus \(S\) is invertible. Parseval’s identity proves \(H\succeq 0\) and identifies its kernel with the constant vectors. Matrix inversion then reduces \(\lambda _{S^{-1}}(Sx)\) term by term to \(\sum _i x_i/(Sx)_i\).

The negative-Hessian matrix \(H\) is the one in Yamagami’s Lemmas 2–3 on p. 522; the cyclic diagonalization and disk criterion are Lemma 4 and Corollary 5 on p. 523, followed by Lemma 6 on pp. 523–524  [ Yam93 ] .

Theorem 4.8.1.10 Yamagami’s regular-boundary recurrence

Let \(N\ge 3\), \(2\le m\le N-2\), and \(s\ge N\). Suppose that \(x\colon \mathbb {Z}/N\mathbb {Z}\to \mathbb {R}\) is nonnegative and \(x_{N-1}=0\), and let \(x'\colon \mathbb {Z}/(N-1)\mathbb {Z}\to \mathbb {R}\) be given in the standard cyclic coordinates by \(x'_i=x_i\) for \(0\le i{\lt}N-1\). Then

\begin{align} f_{N,m,s}(x)& \le f_{N-1,m-1,s-1}(x’). \label{eq:yamagami_regular_boundary_recurrence} \end{align}
Proof

The coefficient of the distinguished coordinate is unchanged, since \((s-1)-(m-1)=s-m\). For every retained coordinate, the reduced \((m-1)\)-step forward window embeds in the original \(m\)-step window while preserving cyclic order. Nonnegativity of \(x\) therefore makes the reduced denominator no larger than the original denominator. If the common numerator is positive, then \(s-m{\gt}0\) makes the reduced denominator positive, so the original summand is at most the reduced one. If the numerator is zero, both summands have totalized value zero. Summing these comparisons and removing the zero summand at \(N-1\) proves (51). This is the regular-boundary reduction on p. 525 of [ Yam93 ] .

The comparison cannot in general be made strict. For \((N,m,s)=(5,2,5)\) and \(x=(1,0,0,1,0)\), the original denominators are \((3,1,1,4,1)\), whereas the denominators of the reduced vector \(x'=(1,0,0,1)\) are \((3,0,1,4)\). Both sides of (51) equal \(7/12\). Thus a regular original boundary point can become singular after deletion, and the totalized comparison must be non-strict. It is nevertheless sufficient for induction, because an upper bound for the reduced functional is preserved under equality.

Theorem 4.8.1.9 supplies the concrete Fourier–Hessian and functional-identification prerequisites for the uniqueness argument in Yamagami’s Lemma 3, and Theorem 4.8.1.10 supplies the dimension reduction on p. 525. The singular-boundary estimate below completes the boundary analysis. These ingredients are assembled in Theorem 4.8.1.14.

Suppose that \(N\ge 1\) and \(m{\lt}s\). Let \(a\colon \mathbb {Z}/N\mathbb {Z}\to \mathbb {R}\) be nonnegative and nonzero. If one forward denominator vanishes, there is an index \(j\) such that

\begin{align} a_j& {\gt}0, & a_{j-m-1}=a_{j-m}=\cdots =a_{j-1}& =0. \end{align}

If \(m{\lt}N\), the \(m\) indices \(j-1,\ldots ,j-m\) are distinct. Each has zero numerator, and its forward denominator contains the positive coordinate \(a_j\).

Proof

A zero denominator gives a forward window of \(m+1\) zero coordinates. Starting immediately after this window, take the first positive coordinate encountered cyclically; it exists because \(a\) is nonzero. Minimality gives the displayed zero string. Translation by \(j\) is injective on the natural indices \(1,\ldots ,m\) when \(m{\lt}N\), which gives the cardinality statement. No decomposition into maximal zero blocks is used.

Suppose that \(m{\lt}N\), \(m{\lt}s\), and \(N\le s\). Let strictly positive vectors \(x^{(r)}\) converge coordinatewise to a nonzero nonnegative vector \(a\) with at least one vanishing forward denominator. Then

\begin{align} \limsup _r f_{N,m,s}\bigl(x^{(r)}\bigr) & \le \frac{N-m}{s-m} \le \frac Ns. \end{align}
Proof

Choose \(j\) from Lemma 4.8.1.11. The \(m\) summands immediately preceding \(j\) tend to zero: their numerators tend to zero, while their limiting denominators contain \(a_j{\gt}0\). Every remaining positive summand is nonnegative and at most \(1/(s-m)\). The complement has \(N-m\) elements, which gives the first bound; the second is elementary. This one global count covers any number of simultaneous vanishing denominators. Yamagami prints the single-singularity calculation and only indicates the simultaneous case; the completed step and its precise attribution are recorded in [ con26o ] .

Lemma 4.8.1.13 Conditional passage to the totalized boundary value

Suppose that \(N\ge 1\) and \(m{\lt}s\). If \(f_{N,m,s}(y)\le B\) for every strictly positive vector \(y\), then the same inequality holds for every nonnegative vector when a literal \(0/0\) summand is assigned Lean’s totalized value zero. In particular, the conclusion holds with \(B=N/s\) once the strictly positive inequality has been proved.

Proof

Approximate \(x\ge 0\) by \(y_i^{(r)}=x_i+1/(r+1)\). At every nonsingular limiting denominator the summand converges to its direct boundary value. The omitted singular summands of the positive approximants are nonnegative, while their totalized boundary values are zero. Passing to the limit gives the claim. This lemma isolates a general passage from the positive cone to the totalized boundary. The proof of the cardinal inequality below follows Yamagami’s source order more closely by combining strong induction with separate regular and singular boundary arguments.

Theorem 4.8.1.14 Yamagami’s cardinal cyclic reciprocal inequality

Let \(N\ge 3\), \(1\le m\le N-2\), and \(x\colon \mathbb {Z}/N\mathbb {Z}\to \mathbb {R}\) be nonnegative. With zero-denominator summands interpreted as zero,

\begin{align} f_{N,m,N}(x)& \le 1. \label{eq:yamagami_cardinal_cyclic} \end{align}
Proof

Argue by strong induction on \(N\). For \(m=1\), the product-one argument of Lemma 4.8.1.22 gives (54). Suppose next that \(m\ge 2\) and that some coordinate of \(x\) vanishes. Rotate that coordinate to \(N-1\), apply Theorem 4.8.1.10, and use the induction hypothesis for \((N-1,m-1,N-1)\).

It remains to consider a strictly positive \(x\). Suppose that \(f_{N,m,N}(x){\gt}1\), normalize \(x\) to the standard simplex, and take the closure \(K\) of its positive superlevel set. This set is nonempty and compact. It cannot contain a boundary point. Indeed, along a sequence approaching a boundary point with a singular denominator, Lemma 4.8.1.12 gives upper limit at most \(1\). At a boundary point with only nonzero denominators, continuity and the preceding inductive boundary estimate again give at most \(1\). Both alternatives contradict the defining superlevel bound.

The functional is continuous on \(K\), so it has a maximizer \(b\) there. Homogeneity makes \(b\) a global, hence local, maximum on the strictly positive cone. Theorem 4.8.1.9 verifies the cyclic matrix hypotheses of Theorem 4.8.1.6, so \(b\) is scalar. Every positive scalar vector has functional value \(1\), contradicting \(f_{N,m,N}(b){\gt}1\). This proves (54) and follows Yamagami’s argument on pp. 522–525  [ Yam93 ] .

Definition 4.8.1.15 Choi-type map
#

On the cyclic index set \(\mathbb {Z}/d\mathbb {Z}\), the Choi-type map is

\begin{align} T_C(X) & =(d-n)D(X)-X+\sum _{k=1}^nD(U_{k0}XU_{k0}^{\dagger }), \notag \end{align}

where \(D\) keeps the diagonal of a matrix and \(U_{k0}\) is the cyclic shift by \(k\).

Lemma 4.8.1.16 The Choi-type map on rank-one projectors
#

For a vector \(v\) on \(\mathbb {Z}/d\mathbb {Z}\),

\begin{align} T_C(|v\rangle \! \langle v|) & = \operatorname{diag}\! \left((d-n)|v_i|^2+\sum _{k=1}^n |v_{i-k}|^2\right) -|v\rangle \! \langle v|. \notag \end{align}
Proof

The diagonal projection of a shifted rank-one projector records the shifted squared moduli: \(D(U_{k0}|v\rangle \! \langle v|U_{k0}^{\dagger })_{ii}=|v_{i-k}|^2\). Substituting this into the definition of \(T_C\) gives the displayed diagonal matrix minus the original rank-one projector.

Definition 4.8.1.17 The Choi rank-one diagonal weight
#

For a vector \(v\) on \(\mathbb {Z}/d\mathbb {Z}\), set

\begin{align} a_i & =(d-n)|v_i|^2+\sum _{k=1}^n |v_{i-k}|^2. \notag \end{align}
Lemma 4.8.1.18 Rank-one complement from a unit bound

If \(p\) is a vector with \(\sum _i |p_i|^2\le 1\), then \(\mathbb {1}-|p\rangle \! \langle p|\ge 0\).

Proof

For every vector \(w\), \(\langle w|(\mathbb {1}-|p\rangle \! \langle p|)|w\rangle =\| w\| ^2-|\langle p | w \rangle |^2\). Since \(\| p\| ^2=\sum _i |p_i|^2\le 1\), Cauchy’s inequality gives \(|\langle p | w \rangle |^2\le \| p\| ^2\| w\| ^2\le \| w\| ^2\), so the quadratic form is non-negative.

Lemma 4.8.1.19 Diagonal rank-one Schur-complement criterion

Let \(a_i\ge 0\) and suppose \(v_i=0\) whenever \(a_i=0\). If, with the convention that \(|v_i|^2/a_i\) is read as \(0\) when \(a_i=0\), \(\sum _i |v_i|^2/a_i\le 1\), then \(\operatorname{diag}(a_i)-|v\rangle \! \langle v|\ge 0\).

Proof

Put \(p_i=0\) when \(a_i=0\) and \(p_i=v_i/\sqrt{a_i}\) otherwise. Then

\begin{align} \| p\| ^2 & =\sum _i |p_i|^2 =\sum _i \frac{|v_i|^2}{a_i} \le 1 \notag \end{align}

under the same zero-term convention. Lemma 4.8.1.18 gives \(\mathbb {1}-|p\rangle \! \langle p|\ge 0\). If \(S=\operatorname{diag}(\sqrt{a_i})\), then the support condition gives \(S(\mathbb {1}-|p\rangle \! \langle p|)S^\dagger =\operatorname{diag}(a_i)-|v\rangle \! \langle v|\). Conjugation by \(S\) preserves positive semidefiniteness, which proves the claim.

Lemma 4.8.1.20 Rank-one positivity from the cyclic reciprocal bound

Assume \(n\le d-2\). If, with the convention that the summand is \(0\) at indices where \(a_i=0\), \(\sum _i |v_i|^2/a_i\le 1\), where \(a_i\) is the weight of Definition 4.8.1.17, then \(T_C(|v\rangle \! \langle v|)\ge 0\).

Proof

The matrix in Lemma 4.8.1.16 has the form \(\operatorname{diag}(a_i)-|v\rangle \! \langle v|\). Each \(a_i\) is non-negative. Since \(n\le d-2\), the coefficient \(d-n\) is positive; hence \(a_i=0\) forces \(v_i=0\). The hypotheses of Lemma 4.8.1.19 therefore apply and give the stated positivity.

Theorem 4.8.1.21 Middle-range Choi reciprocal inequality and rank-one positivity

Let \(d\ge 3\), \(2\le n\le d-3\), and put \(x_i=|v_i|^2\). Then

\begin{align} \sum _i\frac{x_i}{(d-n)x_i+\sum _{k=1}^{n}x_{i-k}}& \le 1, \label{eq:choi_type_middle_reciprocal} \end{align}

with zero-denominator summands interpreted as zero. Consequently, \(T_C(|v\rangle \! \langle v|)\ge 0\).

Proof

Negating the cyclic index turns the backward window in (55) into Yamagami’s forward window. Apply Theorem 4.8.1.14 with \((N,m,s)=(d,n,d)\) and \(x_i=|v_i|^2\). The resulting reciprocal bound and Lemma 4.8.1.20 give the rank-one statement.

Let \(d\ge 2\) and let \(x_i\ge 0\) be indexed by \(\mathbb {Z}/d\mathbb {Z}\). Then, with zero-denominator summands read as \(0\),

\begin{align} \sum _i\frac{x_i}{(d-1)x_i+x_{i-1}} & \le 1. \notag \end{align}

Consequently, for \(n=1\) and \(x_i=|v_i|^2\), the reciprocal sum of the rank-one weights \(a_i=(d-1)x_i+x_{i-1}\) is at most \(1\).

Proof

Following Tanahashi–Tomiyama, Lemma 3, first suppose that every \(x_i\) is positive and set \(y_i=x_{i-1}/x_i\). Then \(\prod _i y_i=1\), and the sum becomes \(\sum _i 1/(d-1+y_i)\). After clearing its positive common denominator, multiply the resulting non-negative difference by the positive factor \(d-1\). The desired estimate then reduces to

\begin{align} \sum _{k=0}^{d}(k-1)(d-1)^{d-k}e_k(y) & \ge 0, \notag \end{align}

where \(e_k(y)\) is the \(k\)th elementary symmetric sum. The product of the \(k\)-fold monomials occurring in \(e_k(y)\) is \(1\), so AM–GM gives \(e_k(y)\ge \binom {d}{k}\). The coefficients are non-negative for \(k\ge 2\), while the \(k=0,1\) terms are fixed, and substitution of \(e_k(y)=\binom {d}{k}\) gives equality by the binomial identity obtained at \(y_i=1\).

Tanahashi–Tomiyama assume positive coordinates at this step. To obtain the source’s unrestricted positive-map statement, suppose instead that some \(x_i\) vanishes. Then at most \(d-1\) summands are nonzero. Every nonzero summand is at most \(1/(d-1)\) because \((d-1)x_i+x_{i-1}\ge (d-1)x_i\), so their sum is again at most \(1\).

Lemma 4.8.1.23 Rank-one positivity at the bottom of the range

For \(d\ge 3\) and \(n=1\), every vector \(v\) satisfies \(T_C(|v\rangle \! \langle v|)\ge 0\).

Proof

Put \(x_i=|v_i|^2\). Lemma 4.8.1.22 bounds \(\sum _i x_i/a_i\) by \(1\), and Lemma 4.8.1.20 turns this bound into rank-one positivity.

Lemma 4.8.1.24 Positivity from rank-one positivity

A linear map on matrices that sends every rank-one projector \(|w\rangle \! \langle w|\) to a positive semidefinite matrix sends every positive semidefinite matrix to a positive semidefinite matrix.

Proof

Let \(\Phi \) be the map and let \(X\ge 0\). Scaling the eigenvectors of \(X\) by the square roots of its non-negative eigenvalues produces vectors \(w_\alpha \) with \(X=\sum _\alpha |w_\alpha \rangle \! \langle w_\alpha |\). Linearity gives \(\Phi (X)=\sum _\alpha \Phi (|w_\alpha \rangle \! \langle w_\alpha |)\), each summand is positive semidefinite by hypothesis, and a sum of positive semidefinite matrices is positive semidefinite.

Theorem 4.8.1.25 Choi-type maps at the bottom of the range are positive

For every \(d\ge 3\) and \(n=1\), the Choi-type map \(T_C\) sends every positive semidefinite matrix to a positive semidefinite matrix. This is the bottom slice of the positivity assertion of Wolf’s Example 3.1.

Proof

Combine Lemma 4.8.1.23 with Lemma 4.8.1.24.

Lemma 4.8.1.26 Permutation reciprocal inequality
#

Let \(x_i\ge 0\) be indexed by a finite set, let \(T=\sum _j x_j\), and let \(\sigma \) be a permutation of the index set. Then, with zero-denominator summands read as \(0\),

\begin{align} \sum _i \frac{x_i}{T+x_i-x_{\sigma (i)}} & \le 1. \notag \end{align}
Proof

If \(T=0\), every summand vanishes. Otherwise write \(\delta _i=x_i-x_{\sigma (i)}\). Each summand obeys

\begin{align} \frac{x_i}{T+\delta _i} & \le \frac{x_iT-x_i\delta _i+\delta _i^2/2}{T^2}. \notag \end{align}

For \(\sigma (i)=i\) both sides equal \(x_i/T\), and for \(\sigma (i)\ne i\) the difference of the two sides is

\begin{align} \frac{\delta _i^2(T-x_i-x_{\sigma (i)})}{2T^2(T+\delta _i)} & \ge 0, \notag \end{align}

by the pair bound \(x_i+x_{\sigma (i)}\le T\) and \(T+\delta _i\ge 2x_i\ge 0\); a vanishing denominator forces \(x_i=0\) and leaves a non-negative right-hand side. Because \(\sigma \) permutes the entries, \(\sum _i x_{\sigma (i)}^2=\sum _i x_i^2\), which gives the identity \(\sum _i x_i\delta _i=\tfrac 12\sum _i\delta _i^2\). Summing the term bounds therefore yields

\begin{align} \sum _i\frac{x_i}{T+\delta _i} & \le \frac{T^2-\sum _i x_i\delta _i+\tfrac 12\sum _i\delta _i^2}{T^2} =1. \notag \end{align}
Lemma 4.8.1.27 The Choi weight at the top of the range

Let \(d\ge 3\) and \(n=d-2\). With \(x_i=|v_i|^2\) and \(T=\sum _j x_j\), the Choi rank-one diagonal weight equals

\begin{align} a_i & =(d-n)x_i+\sum _{k=1}^{n}x_{i-k} =T+x_i-x_{i+1}. \notag \end{align}
Proof

For \(n=d-2\) the backward shifts \(i-1,\ldots ,i-(d-2)\) run over every index of \(\mathbb {Z}/d\mathbb {Z}\) except \(i\) and \(i+1\), so the shifted sum equals \(T-x_i-x_{i+1}\) and \(a_i=2x_i+T-x_i-x_{i+1}\).

Lemma 4.8.1.28 Rank-one positivity at the top of the range

For \(d\ge 3\) and \(n=d-2\), every vector \(v\) satisfies \(T_C(|v\rangle \! \langle v|)\ge 0\).

Proof

By Lemma 4.8.1.27, the reciprocal weight sum is \(\sum _i x_i/(T+x_i-x_{i+1})\) with \(x_i=|v_i|^2\). Lemma 4.8.1.26, applied to the cyclic shift \(\sigma (i)=i+1\), bounds this sum by \(1\), and Lemma 4.8.1.20 turns the bound into rank-one positivity.

Theorem 4.8.1.29 Choi-type maps at the top of the range are positive

For every \(d\ge 3\) and \(n=d-2\), the Choi-type map \(T_C\) sends every positive semidefinite matrix to a positive semidefinite matrix. This is the case \(n=d-2\) of the positivity assertion of Wolf’s Example 3.1 and subsumes the case \(d=3\), \(n=1\).

Proof

Combine Lemma 4.8.1.28 with Lemma 4.8.1.24.

Theorem 4.8.1.30 Positivity of Choi-type maps

For every \(d\ge 3\) and \(1\le n\le d-2\), the Choi-type map \(T_C\) sends every positive semidefinite matrix to a positive semidefinite matrix. This is the positivity assertion of Wolf’s Example 3.1.

Proof

The cases \(n=1\) and \(n=d-2\) are Theorems 4.8.1.25 and 4.8.1.29. In the remaining case, \(2\le n\le d-3\); Theorem 4.8.1.21 gives positivity on every rank-one projector, and Lemma 4.8.1.24 extends this to all positive semidefinite matrices.

Fix \(d\ge 3\) and \(\gamma {\gt}0\). Following Ha’s proof of [ Ha98 , Theorem 2.1 ] , put \(m_k=\frac32(3^k-1)\) for \(0\le k{\lt}d\), choose \(\zeta =\exp (2\pi i/3^d)\), and enumerate the \(3^d\)-th roots of unity by \(\omega _i=\zeta ^i\) for \(0\le i{\lt}3^d\). Define

\begin{align} a_{i,0} & =\sum _{p=0}^{d-1}\omega _i^{m_p}e_p, & a_{i,k} & =\omega _i^{-m_k}a_{i,0}. \label{eq:ha_phase_vectors} \end{align}

If \(S e_p=e_{p+1}\) with cyclic indices, set

\begin{align} c_0 & =e_0+\gamma e_1+\sum _{p=2}^{d-2}e_p+\gamma ^{-1}e_{d-1}, & c_r & =S^r c_0. \label{eq:ha_cyclic_vectors} \end{align}

With \(\circ \) denoting coordinatewise multiplication, let

\begin{align} b_{r,i,j} & =\begin{cases} a_{i,j}, & j\ne r, \\ c_r\circ a_{i,r}, & j=r, \end{cases}& z_{r,i} & =\sum _{j=0}^{d-1}b_{r,i,j}\otimes e_j, \label{eq:ha_two_simple_vectors} \\ A_r & =\frac{1}{3^d}\sum _{i=0}^{3^d-1}|z_{r,i}\rangle \! \langle z_{r,i}|, & A_\gamma & =\frac1d\sum _{r=0}^{d-1}A_r. \label{eq:ha_root_average} \end{align}

Every vector \(z_{r,i}\) in (60) has Schmidt rank at most two. Consequently \(A_r\) and \(A_\gamma \) belong to the cone \(V_2\) generated by projectors onto vectors of Schmidt rank at most two; in particular, \(A_\gamma \ge 0\).

Proof

For fixed \(r\) and \(i\), every column of \(z_{r,i}\) except column \(r\) is, by (56), a scalar multiple of \(a_{i,0}\). Column \(r\) is the single exceptional vector \(c_r\circ a_{i,r}\). Hence all columns lie in the span of two vectors, so the Schmidt rank is at most two. The two averages in (61) have non-negative coefficients, which proves the cone membership and positive semidefiniteness. Ha’s second decomposition is proved next; the later factor-swap and pairing steps are recorded in [ con26e ] .

Following Ha’s displayed decomposition [ Ha98 , pp. 594–595 ] , continue to use zero-based cyclic indices, and let \(\mathcal B_d\) be the set of pairs

\begin{align} \mathcal B_d & =\{ (i,j):0\le i{\lt}j{\lt}d,\ j\ge i+2,\ (i,j)\ne (0,d-1)\} . \label{eq:ha_beta_pairs} \end{align}

This is the zero-based form of Ha’s two displayed ranges for the vectors \(\beta _{1j}\) and \(\beta _{ij}\); it is empty when \(d=3\). Define

\begin{align} u_i & =\frac{\gamma }{\sqrt d}e_{i+1}\otimes e_i +\frac{1}{\sqrt d\, \gamma }e_i\otimes e_{i+1}, \\ v_i & =\sqrt{\frac{d-1}{d}} \bigl(e_{i+1}\otimes e_i+e_i\otimes e_{i+1}\bigr), \\ \alpha _i & =e_i\otimes e_i, & \beta _{i,j} & =e_j\otimes e_i+e_i\otimes e_j, \label{eq:ha_block_transpose_vectors} \end{align}

and let

\begin{align} B_\gamma & =\sum _{i=0}^{d-1} \bigl(|u_i\rangle \! \langle u_i|+|v_i\rangle \! \langle v_i| +|\alpha _i\rangle \! \langle \alpha _i|\bigr) +\sum _{(i,j)\in \mathcal B_d} |\beta _{i,j}\rangle \! \langle \beta _{i,j}|. \label{eq:ha_block_transpose_decomposition} \end{align}

If \(d\ge 3\) and \(\gamma {\gt}0\), then Ha’s displayed block transpose is precisely

\begin{align} A_\gamma ^{T_2} & =B_\gamma \in V_2. \label{eq:ha_block_transpose_two_simple} \end{align}

Here \(T_2\) denotes transposition in the second tensor factor, exactly as in Ha’s block notation.

Proof

The complete root sum and Ha’s exponent-collision identity give the entry formula for each \(A_r\), hence for \(A_\gamma ^{T_2}\). Evaluating the projectors in (66) gives the same entry formula. This proves the displayed identity. Each of \(u_i\), \(v_i\), \(\alpha _i\), and \(\beta _{i,j}\) has Schmidt rank at most two, so every summand belongs to \(V_2\) and therefore so does the finite sum.

Definition 4.8.1.35 Tensor-factor exchange and the Eom–Kye pairing

Let \(\sigma (x\otimes y)=y\otimes x\), and write \(A^\sigma \) for the corresponding exchange of both tensor factors of a bipartite matrix. This exchange is an involution. If \(A=\sum _{i,j}a_{ij}\otimes e_{ij}\) and \(\Phi :M_{d}(\mathbb {C})\to M_{d}(\mathbb {C})\) is linear, define the Eom–Kye bilinear pairing by

\begin{align} \langle A,\Phi \rangle _{\mathrm{EK}} & =\sum _{i,j}\operatorname{tr}\! \left(a_{ij}\Phi (e_{ij})^T\right). \label{eq:ha_eom_kye_pairing} \end{align}

For \(J_d=\sum _{i,j}e_{ij}\otimes e_{ij}\), its associated matrix pairing is \(\langle X,J_d\rangle =\sum _{i,j}X_{(i,i),(j,j)}\).

The orientation obtained from [ EK00 , equations (12)–(13), p. 137; Theorem 3.3 and the concluding shuffled pairing, pp. 138–139 ] is

\begin{align} \langle A,\Phi \rangle _{\mathrm{EK}} & =\bigl\langle (\Phi \otimes \operatorname {id})(A^\sigma ),J_d\bigr\rangle . \label{eq:ha_eom_kye_factor_swap} \end{align}

If \(|\Omega _d\rangle =d^{-1/2}\sum _i e_i\otimes e_i\), then \(J_d=d|\Omega _d\rangle \! \langle \Omega _d|\), and hence

\begin{align} \langle A,\Phi \rangle _{\mathrm{EK}} & =d\, \langle \Omega _d| (\Phi \otimes \operatorname {id})(A^\sigma ) |\Omega _d\rangle . \label{eq:ha_eom_kye_omega} \end{align}

The pairing is unchanged under a simultaneous reindexing of the finite coordinates of \(A\) and of the domain and range coordinates of \(\Phi \).

Proof

Expanding \(A^\sigma \) in matrix units and applying \(\Phi \) to its first tensor factor gives (69) term by term. Since the coefficient of \(e_i\otimes e_i\) in \(\Omega _d\) is \(d^{-1/2}\), contraction on both sides contributes \(d^{-1}\); multiplying by \(d\) gives (70). The reindexing assertion follows by reindexing the four finite sums in (68).

Definition 4.8.1.37 Finite and cyclic coordinates for Ha’s pairing

The Choi-type map may be transported from the cyclic basis \(\mathbb {Z}/d\mathbb {Z}\) to the standard basis indexed by \(0,\ldots ,d-1\), and \(A_\gamma \) may be transported in the opposite direction on both tensor factors. These simultaneous changes of basis identify the two forms of the pairing in Theorem 4.8.1.36; they do not add a positivity hypothesis.

Put \(\rho _\gamma =A_\gamma ^\sigma \). For every \(d\ge 3\) and \(\gamma {\gt}0\),

\begin{align} \rho _\gamma & \in V_2, & \rho _\gamma ^{T_1} & =\bigl(A_\gamma ^{T_2}\bigr)^\sigma \in V_2. \label{eq:ha_factor_swap_two_simple} \end{align}
Proof

Tensor-factor exchange sends each projector onto a vector of Schmidt rank at most two to another such projector. Apply this observation first to \(A_\gamma \in V_2\). The identity \((A^\sigma )^{T_1}=(A^{T_2})^\sigma \), followed by Theorem 4.8.1.34, gives the second assertion in (71).

Let \(d\ge 3\), \(1\le n\le d-2\), and \(\gamma {\gt}0\). For the Choi-type map \(T_C\) and Ha’s matrix \(A_\gamma \),

\begin{align} \langle A_\gamma ,T_C\rangle _{\mathrm{EK}} & =d\, \langle \Omega _d| (T_C\otimes \operatorname {id})(A_\gamma ^\sigma ) |\Omega _d\rangle =\gamma ^2-1. \label{eq:ha_exact_negative_pairing} \end{align}

In particular, if \(0{\lt}\gamma {\lt}1\), the real part of each expression in (72) is strictly negative.

Proof

In cyclic coordinates, expansion of \(T_C\) reduces the pairing to

\begin{align} & (d-n)\sum _i A_{(i,i),(i,i)} -\sum _{i,j}A_{(i,i),(j,j)} +\sum _{k=1}^{n}\sum _i A_{(i,i-k),(i,i-k)}. \notag \end{align}

The correlated entries are all \(1\). In the last sum, the column \(k=1\) contributes \(\gamma ^2+d-1\), while each of the remaining \(n-1\) columns contributes \(d\). Consequently,

\begin{align} d(d-n)-d^2+(\gamma ^2+d-1)+d(n-1) & =\gamma ^2-1. \end{align}

Simultaneously reindexing the cyclic coordinates by the equivalence \(\mathbb Z/d\mathbb Z\simeq \{ 0,\ldots ,d-1\} \) gives the standard-coordinate identity, and (70) gives its normalized maximally entangled form. Finally \(0{\lt}\gamma {\lt}1\) implies \(\gamma ^2-1{\lt}0\).

4.9 Transposition

Transposition is the basic example of a positive map that is not completely positive. Its positivity is used in the decomposable-map construction below, while the failure of complete positivity follows from its Choi matrix.

Theorem 4.9.1 Transposition is positive and trace-preserving

The matrix transposition map \(\theta (X)=X^T\) on \(M_{D}(\mathbb {C})\) is positive and trace-preserving.

Proof

If \(X \ge 0\), write \(X=C^\dagger C\). Then \(X^T=C^T\overline C=\overline C^\dagger \overline C\), so \(X^T \ge 0\). Trace preservation is the identity \(\operatorname{tr}(X^T)=\operatorname{tr}(X)\).

If \(D \ge 2\), the matrix transposition map \(\theta (X)=X^T\) on \(M_{D}(\mathbb {C})\) is not completely positive.

Proof

If \(\theta \) were completely positive, its Choi matrix would be positive semidefinite. By Theorem 3.1.8, this Choi matrix is \(D^{-1}F\). For the antisymmetric vector \(v=|01\rangle -|10\rangle \),

\begin{align} \langle v|\, D^{-1}F\, |v\rangle & =-\frac{2}{D}{\lt}0, \notag \end{align}

contradicting positive semidefiniteness.

4.10 Decomposable positive maps

The Choi-type maps are stated in Wolf’s Example 3.1 as positive and indecomposable. The formal language for the second adjective is the following standard one: a positive map is decomposable when it is the sum of a completely positive map and a completely copositive map.

Definition 4.10.1 Decomposable and indecomposable positive maps

A map \(\Phi \colon M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) is completely copositive if \(\Phi \circ \theta \) is completely positive, where \(\theta \) is transposition. It is decomposable if \(\Phi =\Phi _{\mathrm{cp}}+\Phi _{\mathrm{ccp}}\) with \(\Phi _{\mathrm{cp}}\) completely positive and \(\Phi _{\mathrm{ccp}}\) completely copositive. It is indecomposable if it is positive and not decomposable.

Lemma 4.10.2 Completely copositive maps are positive

If \(\Phi \) is completely copositive, then \(\Phi \) is positive.

Proof

Let \(X\ge 0\). Transposition preserves positivity, so \(\theta (X)\ge 0\). Since \(\Phi \circ \theta \) is completely positive, \((\Phi \circ \theta )(\theta (X))\ge 0\). Because \(\theta ^2=\operatorname{id}\), this is exactly \(\Phi (X)\ge 0\).

Lemma 4.10.3 Decomposable maps are positive

If \(\Phi \) is decomposable, then \(\Phi \) is positive.

Proof

Write \(\Phi =\Phi _{\mathrm{cp}}+\Phi _{\mathrm{ccp}}\), with \(\Phi _{\mathrm{cp}}\) completely positive and \(\Phi _{\mathrm{ccp}}\) completely copositive. For \(X\ge 0\), the two preceding positivity results give \(\Phi _{\mathrm{cp}}(X)\ge 0\) and \(\Phi _{\mathrm{ccp}}(X)\ge 0\). Their sum is positive, hence \(\Phi (X)\ge 0\).

Definition 4.10.4 Decomposable witnesses
#

A witness \(W\) on \(\mathbb {C}^d\otimes \mathbb {C}^{d'}\) is decomposable when

\begin{align} W=P_1+P_2^{T_1},\qquad P_1,P_2\geq 0. \tag {Wolf 3.15} \end{align}

This is the explicit cone in Wolf’s Equation (3.15), with partial transposition on the first factor.

Theorem 4.10.5 Convexity of decomposable witnesses

The set of decomposable witnesses in Equation (3.15) is convex.

Proof

If \(W=P_1+P_2^{T_1}\) and \(W'=Q_1+Q_2^{T_1}\), then for \(a,b\geq 0\) with \(a+b=1\),

\begin{align} aW+bW’ & =(aP_1+bQ_1)+(aP_2+bQ_2)^{T_1}. \notag \end{align}

Both matrices in parentheses are positive semidefinite.

Definition 4.10.6 Normalized decomposable witnesses

Following Lewenstein–Kraus–Cirac–Horodecki [ LKCH00 ] , a normalized decomposable witness is an operator of the form

\begin{align} D=aP_1+(1-a)P_2^{T_1},\qquad 0\leq a\leq 1, \qquad P_1,P_2\geq 0,\quad \operatorname{tr}(P_1)=\operatorname{tr}(P_2)=1. \notag \end{align}

The transpose remains on Wolf’s first tensor factor.

For \(d,d'\geq 1\), the normalized decomposable witnesses are precisely the trace-one section of the cone in Equation (3.15). This set is compact and convex.

Proof

Let \(\mathcal D\) be the set of positive semidefinite trace-one operators on \(\mathbb {C}^d\otimes \mathbb {C}^{d'}\). Every positive semidefinite operator on this space has Schmidt number at most \(d\), because every vector in a rank-one decomposition has Schmidt rank at most \(d\). Thus \(\mathcal D\) is the compact Schmidt-number section \(S_d\). First-factor partial transposition is a continuous coordinate permutation and commutes with scalar multiplication. The normalized decomposable set is therefore the image of the compact set \([0,1]\times \mathcal D\times \mathcal D\) under the continuous map

\begin{align} (a,P_1,P_2)\longmapsto aP_1+(1-a)P_2^{T_1}. \notag \end{align}

This formula always gives a decomposable operator of trace one. Conversely, write a trace-one decomposable operator as \(W=P_1+P_2^{T_1}\). Positivity gives \(\operatorname{tr}(P_1),\operatorname{tr}(P_2)\geq 0\), while \(\operatorname{tr}(P_1)+\operatorname{tr}(P_2)=1\). Normalize each nonzero summand and use \(a=\operatorname{tr}(P_1)\). A positive summand of trace zero vanishes, so in that case it may be replaced by any fixed density operator. This proves the claimed identification. Convexity now follows by intersecting the convex cone of Theorem 4.10.5 with the affine trace-one hyperplane.

Lemma 4.10.8 Trace adjointness of first-factor partial transpose

For square operators \(X,Y\) on \(\mathbb {C}^d\otimes \mathbb {C}^{d'}\),

\begin{align} \operatorname{tr}\! \left(X^{T_1}Y\right) =\operatorname{tr}\! \left(XY^{T_1}\right). \notag \end{align}

Consequently, first-factor partial transpose is self-adjoint for the real trace pairing \((X,Y)\mapsto \Re \operatorname{tr}(XY)\).

Proof

Expand the trace in product indices. Both sides are the same finite fourfold sum after interchanging the two first-factor indices. Taking real parts gives the assertion for the real trace pairing.

Let \(d'\geq 1\) and let \(T\colon M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\). Then \(T\) is decomposable if and only if the output-first Choi matrix of its trace adjoint \(T^*\colon M_{d'}(\mathbb {C})\to M_{d}(\mathbb {C})\) is a decomposable witness:

\begin{align} T\text{ decomposable} \quad \Longleftrightarrow \quad \tau (T^*)=P_1+P_2^{T_1} \text{ for some }P_1,P_2\geq 0. \notag \end{align}
Proof

Write a decomposable map in Wolf’s form \(T=T_1+T_2\circ \theta \), with \(T_1,T_2\) completely positive. The trace adjoint reverses composition and transposition is self-adjoint, so

\begin{align} T^*=T_1^*+\theta \circ T_2^*. \notag \end{align}

Rectangular Choi matrices place the output factor first. Consequently, postcomposition by \(\theta \) becomes first-factor partial transposition:

\begin{align} \tau (\theta \circ T_2^*)=\tau (T_2^*)^{T_1}. \notag \end{align}

The Choi matrices of \(T_1^*\) and \(T_2^*\) are positive semidefinite by complete positivity, which proves the forward implication. Conversely, reconstruct completely positive maps \(Q_1,Q_2\colon M_{d'}(\mathbb {C})\to M_{d}(\mathbb {C})\) from \(P_1,P_2\geq 0\). Choi injectivity gives \(T^*=Q_1+\theta \circ Q_2\); taking trace adjoints again yields \(T=Q_1^*+Q_2^*\circ \theta \), a decomposable map.

If \(\Phi \colon M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) is decomposable and \(\rho \) is a positive semidefinite matrix on \(\mathbb {C}^{d}\otimes \mathbb {C}^{k}\) with the PPT property, then \((\Phi \otimes \operatorname{id})(\rho )\ge 0\).

Proof

Write \(\Phi =\Phi _{\mathrm{cp}}+\Phi _{\mathrm{ccp}}\) with \(\Phi _{\mathrm{cp}}\) completely positive and \(\Phi _{\mathrm{ccp}}\) completely copositive. Complete positivity implies positivity of every finite ampliation, so \((\Phi _{\mathrm{cp}}\otimes \operatorname{id})(\rho )\ge 0\). For the second summand, ampliating \(\Phi _{\mathrm{ccp}}\) after transposition equals ampliating \(\Phi _{\mathrm{ccp}}\) after the first-factor partial transpose of the input,

\begin{align} (\Phi _{\mathrm{ccp}}\otimes \operatorname{id})(\rho ) & =((\Phi _{\mathrm{ccp}}\circ \theta )\otimes \operatorname{id})(\rho ^{T_{1}}), \notag \end{align}

because both sides evaluate \(\Phi _{\mathrm{ccp}}\) on the transposed \((i_{2},j_{2})\)-slice of \(\rho \). Since \(\Phi _{\mathrm{ccp}}\circ \theta \) is completely positive and \(\rho ^{T_{1}}\ge 0\) is the PPT hypothesis, the right-hand side is positive semidefinite. The sum of the two positive images is positive.

Let \(\rho \) be a PPT entangled density operator on \(\mathbb {C}^d\otimes \mathbb {C}^{d'}\). Then there is an indecomposable positive map \(T\colon M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\). This is the PPT-state-to-map direction of Wolf’s Proposition 3.5 [ Wol12 , Chapter 3, Proposition 3.5 ] .

Proof

By Theorem 4.13.2, entanglement means that \(\rho \) has Schmidt number larger than one. The rectangular detector in Theorem 4.13.10, at \(n=1\), gives a positive map \(T\colon M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) for which \((T\otimes \operatorname{id})(\rho )\) is not positive semidefinite. If \(T\) were decomposable, Theorem 4.10.10 would make this ampliation positive because \(\rho \) is PPT, a contradiction.

Let \(d,d'\geq 1\), and let \(W\) be a Hermitian operator on \(\mathbb {C}^d\otimes \mathbb {C}^{d'}\) such that \(\operatorname{tr}(W)=1\) and \(W\) is not decomposable. Then there is an operator \(R\) such that

\begin{align} R& \geq 0, & R^{T_1}& \geq 0, & \operatorname{Re}\operatorname{tr}(WR)& {\lt}0. \notag \end{align}
Proof

Let \(\mathcal D_1\) be the compact convex set in Theorem 4.10.7. Since \(W\notin \mathcal D_1\), strict separation gives a real-linear functional \(f\) and a constant \(c\) such that

\begin{align} f(W)& {\lt}c{\lt}f(D) \qquad (D\in \mathcal D_1). \notag \end{align}

Represent \(f\) on Hermitian operators as \(f(X)=\operatorname{Re}\operatorname{tr}(XH)\), with \(H\) Hermitian, and put \(R=H-c\mathbb {1}\). Since \(W\) and every \(D\in \mathcal D_1\) have trace one,

\begin{align} \operatorname{Re}\operatorname{tr}(WR)& {\lt}0, & \operatorname{Re}\operatorname{tr}(DR)& \geq 0 \qquad (D\in \mathcal D_1). \notag \end{align}

At the endpoint \(a=1\), this gives \(\operatorname{Re}\operatorname{tr}(PR)\geq 0\) for every positive trace-one \(P\); normalization extends the inequality to every \(P\geq 0\), so self-duality of the positive cone gives \(R\geq 0\). At \(a=0\), it gives \(\operatorname{Re}\operatorname{tr}(Q^{T_1}R)\geq 0\) for every positive trace-one \(Q\). By Lemma 4.10.8, this is \(\operatorname{Re}\operatorname{tr}(QR^{T_1})\geq 0\), and the same argument gives \(R^{T_1}\geq 0\).

Let \(d,d'\geq 1\), and let \(W\) be a Hermitian operator on \(\mathbb {C}^d\otimes \mathbb {C}^{d'}\) such that \(\operatorname{tr}(W)=1\), \(W\) is not decomposable, and

\begin{align} \operatorname{Re}\operatorname{tr}\! \left(W|\psi \rangle \! \langle \psi |\right)& \geq 0 \qquad \text{whenever $\psi $ has Schmidt rank at most one}. \notag \end{align}

Then there is a PPT entangled density operator on \(\mathbb {C}^d\otimes \mathbb {C}^{d'}\).

Proof

Take \(R\) from Theorem 4.10.12. The strict inequality \(\operatorname{Re}\operatorname{tr}(WR){\lt}0\) implies \(R\neq 0\). Hence \(\operatorname{tr}(R){\gt}0\), and

\begin{align} \rho & =\frac{R}{\operatorname{tr}(R)} \notag \end{align}

is a density operator with \(\rho ^{T_1}\geq 0\) and \(\operatorname{Re}\operatorname{tr}(W\rho ){\lt}0\). The assumed nonnegativity of \(W\) on Schmidt-rank-one vectors and the witness criterion show that \(\rho \) has Schmidt number larger than one. It is therefore not separable.

Let \(d,d'\geq 1\). If \(T\colon M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) is an indecomposable positive map, then there is a PPT entangled density operator on \(\mathbb {C}^d\otimes \mathbb {C}^{d'}\).

Proof

Let \(T^*\colon M_{d'}(\mathbb {C})\to M_{d}(\mathbb {C})\) be the trace-pairing adjoint and set

\begin{align} W_0& =\tau (T^*)\in M_{d}(\mathbb {C})\otimes M_{d'}(\mathbb {C}). \notag \end{align}

This is the output-first rectangular Choi orientation: the first tensor factor has dimension \(d\), and every partial transpose below is \(T_1\) on that factor. Positivity of \(T^*\) and the Schmidt-rank Choi criterion give

\begin{align} \operatorname{Re}\operatorname{tr}\! \left(W_0|\psi \rangle \! \langle \psi |\right)& \geq 0 \qquad \text{for every $\psi $ of Schmidt rank at most one}. \notag \end{align}

Indecomposability implies \(T\neq 0\). For a positive map, \(T(\mathbb {1}_d)=0\) would imply \(T=0\), so \(T(\mathbb {1}_d)\) is a nonzero positive operator. The rectangular Choi trace formula therefore gives

\begin{align} \operatorname{tr}(W_0)& =\frac{1}{d'}\operatorname{tr}\! \left(T(\mathbb {1}_d)\right){\gt}0. \notag \end{align}

Put \(W=W_0/\operatorname{tr}(W_0)\). Then \(W\) is Hermitian, has trace one, and retains the preceding nonnegativity. If \(W\) were decomposable, positive rescaling and Theorem 4.10.9 would make \(T\) decomposable. Thus \(W\) is not decomposable, and Theorem 4.10.13 gives the required state.

Let \(d,d'\geq 1\). There exists an indecomposable positive map \(T\colon M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) if and only if there exists an entangled density operator \(\rho \) on \(\mathbb {C}^d\otimes \mathbb {C}^{d'}\) with \(\rho ^{T_1}\geq 0\). This is Wolf’s Proposition 3.5 in its rectangular form [ Wol12 , Chapter 3, Proposition 3.5 ] .

Proof

The forward implication is Theorem 4.10.14; the converse is Theorem 4.10.11.

The equivalence in Theorem 4.10.15 holds for all finite dimensions \(d,d'\). If \(d=0\) or \(d'=0\), both existence statements are false.

Proof

When \(d,d'\geq 1\), apply Theorem 4.10.15. If either dimension is zero, every relevant linear map is the zero map and hence decomposable, while every matrix on the empty tensor product has trace zero and cannot be a density operator.

Let \(\Phi \colon M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) be a positive map. If some positive semidefinite matrix \(\rho \) on \(\mathbb {C}^{d}\otimes \mathbb {C}^{k}\) with the PPT property has \((\Phi \otimes \operatorname{id})(\rho )\) not positive semidefinite, then \(\Phi \) is indecomposable. The detection hypothesis alone, without positivity of \(\Phi \), still implies that \(\Phi \) is not decomposable.

Proof

This is the contrapositive of Theorem 4.10.10. Together with the assumed positivity of \(\Phi \), it is exactly indecomposability.

4.11 The partial transpose and the PPT property

Transposition is a positive map that is not completely positive, so applying it to one factor of a bipartite operator can break positivity. The resulting operation, the partial transpose [ Wol12 , Equation (3.16) ] , sends \(\rho \in M_{d}(\mathbb {C})\otimes M_{d'}(\mathbb {C})\) to the operator \(\rho ^{T_1}\) obtained by transposing the first tensor factor while leaving the second untouched, and the property \(\rho ^{T_1}\ge 0\)—positive partial transpose, or PPT—is the criterion [ Wol12 , Equation (3.17) ] that separates many entangled states from the separable ones.

Definition 4.11.1 Partial transpose over the first factor
#

For a bipartite matrix \(\rho \) on \(M_{d}(\mathbb {C})\otimes M_{d'}(\mathbb {C})\), the partial transpose over the first factor is the matrix \(\rho ^{T_1}\) with entries

\begin{align} (\rho ^{T_1})_{(i,k),(j,l)} & =\rho _{(j,k),(i,l)}, \notag \end{align}

transposing the first index pair \(i,j\) and fixing the second pair \(k,l\).

Definition 4.11.2 Partial transpose over the second factor
#

For a bipartite matrix \(\rho \) on \(M_{d}(\mathbb {C})\otimes M_{d'}(\mathbb {C})\), the partial transpose over the second factor is the matrix \(\rho ^{T_2}\) with entries

\begin{align} (\rho ^{T_2})_{(i,k),(j,l)} & =\rho _{(i,l),(j,k)}, \notag \end{align}

transposing the second index pair \(k,l\) and fixing the first pair \(i,j\).

Theorem 4.11.3 The partial transpose is an involution

Applying the first-factor partial transpose twice returns the original matrix: \((\rho ^{T_1})^{T_1}=\rho \).

Proof

Both entries equal \(\rho _{(i,k),(j,l)}\): the first transposition exchanges the first index pair, the second restores it.

Theorem 4.11.4 The partial transpose preserves the trace
#

The first-factor partial transpose preserves the trace: \(\operatorname{tr}(\rho ^{T_1})=\operatorname{tr}(\rho )\).

Proof

On the diagonal the row and column indices coincide, so the index exchange in the definition is the identity and each diagonal entry is unchanged.

Theorem 4.11.5 The partial transpose preserves Hermiticity

If \(\rho \) is Hermitian then so is its first-factor partial transpose \(\rho ^{T_1}\).

Proof

The entry \((\rho ^{T_1})_{(i,k),(j,l)}=\rho _{(j,k),(i,l)}\) has complex conjugate \(\overline{\rho _{(j,k),(i,l)}}=\rho _{(i,l),(j,k)}\) by Hermiticity of \(\rho \), which is the \(((j,l),(i,k))\) entry of \(\rho ^{T_1}\).

Theorem 4.11.6 The two partial transposes differ by a global transposition

The second-factor partial transpose is the full transpose of the first-factor one: \(\rho ^{T_2}=(\rho ^{T_1})^{\mathsf T}\).

Proof

Transposing both factors is the full transpose, so transposing the first factor and then the whole operator transposes only the second factor.

Definition 4.11.7 Positive partial transpose property
#

A bipartite matrix \(\rho \) has the positive-partial-transpose (PPT) property when its first-factor partial transpose is positive semidefinite, \(\rho ^{T_1}\ge 0\).

Theorem 4.11.8 The PPT property is symmetric in the two factors

A bipartite matrix has the PPT property if and only if its second-factor partial transpose is positive semidefinite: \(\rho ^{T_1}\ge 0\iff \rho ^{T_2}\ge 0\).

Proof

The two partial transposes differ by a global transposition, and transposition preserves positive semidefiniteness, so one is positive exactly when the other is.

Theorem 4.11.9 Basis-change law for the partial transpose

For matrices \(U,V\) on the first factor and a bipartite matrix \(\rho \), conjugating inside by \(V\) and \(U\), taking the first-factor partial transpose, and conjugating outside by \(U\) and \(V\) produces the original partial transpose conjugated by \(U U^{\mathsf T}\) and \(V^{\mathsf T}V\):

\begin{align} (U\otimes \mathbb {1}) \left[((V\otimes \mathbb {1}) \rho \, (U\otimes \mathbb {1}))^{T_1}\right] (V\otimes \mathbb {1}) & =((U U^{\mathsf T})\otimes \mathbb {1}) \rho ^{T_1} ((V^{\mathsf T}V)\otimes \mathbb {1}). \notag \end{align}
Proof

Expanding the conjugated operator entry by entry as a double sum over the first factor, the partial transpose exchanges the two summation indices and reverses the roles of the left and right conjugating matrices, leaving them transposed; collecting the Kronecker factors gives the stated form.

Theorem 4.11.10 Conjugation invariance of the partial transpose

Let \(U\) be any matrix on the first factor. If \(\rho \) has the PPT property then

\begin{align} & (U\otimes \mathbb {1}) \Bigl[\bigl((U^\dagger \otimes \mathbb {1}) \rho (U\otimes \mathbb {1})\bigr)^{T_1}\Bigr] (U^\dagger \otimes \mathbb {1}) \notag \end{align}

is positive semidefinite; no invertibility or unitarity of \(U\) is required. Specializing to a unitary \(U\) this is the partial transpose taken in the basis changed by \(U\), so the positivity of the partial transpose is independent of the local basis, recovering Wolf’s basis-independence statement [ Wol12 , Equation (3.17) ] .

Proof

By the basis-change law with \(V=U^\dagger \), the new-basis partial transpose equals \(((U U^{\mathsf T})\otimes \mathbb {1}) \rho ^{T_1} ((U U^{\mathsf T})\otimes \mathbb {1})^\dagger \), a conjugation of \(\rho ^{T_1}\) that preserves positive semidefiniteness.

Definition 4.11.11 Transposition witness
#

For matrices \(A,B\) on \(M_{d}(\mathbb {C})\) and the SWAP operator \(F\) on \(M_{d}(\mathbb {C})\otimes M_{d}(\mathbb {C})\), the transposition witness is \(W=(A\otimes B)\, F\, (A\otimes B)^\dagger \). These are the entanglement witnesses associated with the transposition map.

Theorem 4.11.12 Transposition witnesses are Hermitian

Every transposition witness \(W=(A\otimes B)\, F\, (A\otimes B)^\dagger \) is Hermitian.

Proof

The SWAP operator is self-adjoint, \(F^\dagger =F\), so taking the adjoint of \((A\otimes B)\, F\, (A\otimes B)^\dagger \) returns the same operator.

4.12 Separable states and the PPT criterion

A bipartite state is separable when it is a convex combination of pure product states \(\sum _i p_i\, |a_i\rangle \langle a_i|\otimes |b_i\rangle \langle b_i|\). Each pure product state is a Kronecker product of two rank-one positive semidefinite matrices, the non-negative weight \(p_i\) is absorbed into one factor, and conversely a positive semidefinite matrix is a non-negative combination of rank-one projectors. Up to normalization this gives the equivalent description of separable states as finite sums of Kronecker products of positive semidefinite matrices, the cone generated by the product positive operators, which is the form used below.

Definition 4.12.1 Separable bipartite matrix
#

A bipartite matrix \(\rho \) on \(M_{d}(\mathbb {C})\otimes M_{d'}(\mathbb {C})\) is separable when it is a finite sum of Kronecker products of positive semidefinite matrices,

\begin{align} \rho & =\sum _i A_i\otimes B_i, \notag \\ A_i& \ge 0, \notag \\ B_i& \ge 0. \notag \end{align}
Theorem 4.12.2 A Kronecker product of positive operators is separable
#

For positive semidefinite \(A\) on \(M_{d}(\mathbb {C})\) and \(B\) on \(M_{d'}(\mathbb {C})\), the Kronecker product \(A\otimes B\) is separable.

Proof

It is the one-term sum \(\sum _i A_i\otimes B_i\) with the single index taking the value \(A\otimes B\).

Theorem 4.12.3 Separable matrices are closed under addition
#

If \(\rho \) and \(\sigma \) are separable then so is \(\rho +\sigma \).

Proof

Concatenating the two index families realizes \(\rho +\sigma \) as a single sum of Kronecker products of positive semidefinite matrices.

Theorem 4.12.4 Separable matrices are closed under non-negative scaling
#

If \(\rho \) is separable and \(c\ge 0\) is real then \(c\, \rho \) is separable.

Proof

Absorbing \(c\) into the first factor of each Kronecker product keeps every factor positive semidefinite, since a non-negative multiple of a positive semidefinite matrix is positive semidefinite.

Theorem 4.12.5 A separable matrix is positive semidefinite
#

Every separable matrix is positive semidefinite.

Proof

Each summand \(A_i\otimes B_i\) is a Kronecker product of positive semidefinite matrices, hence positive semidefinite, and a finite sum of positive semidefinite matrices is positive semidefinite.

Theorem 4.12.6 The partial transpose distributes over a finite sum
#

For a finite family of bipartite matrices, \((\sum _i f_i)^{T_1}=\sum _i f_i^{T_1}\).

Proof

The first-factor partial transpose is an entrywise reindexing of the matrix, so it commutes with the entrywise finite sum.

Theorem 4.12.7 PPT criterion, forward direction

Every separable matrix has the positive-partial-transpose property: if \(\rho \) is separable then \(\rho ^{T_1}\ge 0\). A negative partial transpose therefore certifies that a state is entangled.

Proof

The first-factor partial transpose is linear and acts on a Kronecker product by transposing the first factor, \((A\otimes B)^{T_1}=A^{\mathsf T}\otimes B\). Writing \(\rho =\sum _i A_i\otimes B_i\) with each factor positive semidefinite, the partial transpose is \(\sum _i A_i^{\mathsf T}\otimes B_i\). The transpose of a positive semidefinite matrix is positive semidefinite, so each summand is a Kronecker product of positive semidefinite matrices, and the sum is positive semidefinite.

Theorem 4.12.8 Applying a map to one factor distributes over a finite sum
#

For a linear map \(T\) on the first factor and a finite family of bipartite matrices, \((T\otimes \operatorname{id})(\sum _i f_i)=\sum _i (T\otimes \operatorname{id})(f_i)\).

Proof

Applying a map to the first factor is linear in the bipartite matrix, so it commutes with the finite sum.

Theorem 4.12.9 Reduction map at the first level on a separable state

For \(d\ge 1\) and a separable matrix \(\rho \) on \(M_{d}(\mathbb {C})\otimes M_{d'}(\mathbb {C})\), applying the reduction map \(T_1(X)=\operatorname{tr}(X)\mathbb {1}-X\) to the first factor keeps the result positive semidefinite: \((T_1\otimes \operatorname{id})(\rho )\ge 0\). This is the separability instance of the operator inequality underlying the reduction criterion at the first level.

Proof

The reduction map \(T_1\) is positive, so it maps each positive semidefinite first factor \(A_i\) of \(\rho =\sum _i A_i\otimes B_i\) to a positive semidefinite matrix. The ampliation acts by \((T_1\otimes \operatorname{id})(A_i\otimes B_i)=T_1(A_i)\otimes B_i\), each summand is a Kronecker product of positive semidefinite matrices, and the sum is positive semidefinite.

4.13 The Schmidt number and the full reduction criterion

The Schmidt number of a bipartite state is the smallest \(n\) for which the state has a convex decomposition into pure states each of Schmidt rank at most \(n\). Separable states are precisely those of Schmidt number one, and a state of Schmidt number at most \(n\) satisfies the reduction criterion

\begin{align} n\, \rho _1\otimes \mathbb {1}& \ge \rho , \notag \\ n\, \mathbb {1}\otimes \rho _2 & \ge \rho , \notag \end{align}

which is [ Wol12 , Equation (3.18) ] . The bound on the Schmidt number is recorded as a finite sum of pure-state projectors of Schmidt rank at most \(n\), the unnormalized form of the convex decomposition; rescaling a vector by the square root of its weight scales its coefficient matrix and so leaves the Schmidt rank unchanged.

Definition 4.13.1 Bounded Schmidt number
#

A bipartite matrix \(\rho \) on \(M_{d}(\mathbb {C})\otimes M_{d'}(\mathbb {C})\) has Schmidt number at most \(n\) when it is a finite sum of pure-state projectors of Schmidt rank at most \(n\),

\begin{align} \rho & =\sum _i|\psi _i\rangle \langle \psi _i|, \notag \\ \operatorname{SR}(\psi _i) & \le n. \notag \end{align}

The closure and compactness properties of the Schmidt-number sets are proved in Section 4.21.

A bipartite matrix has Schmidt number at most one if and only if it is separable.

Proof

A pure state of Schmidt rank at most one has a coefficient matrix of rank at most one, which factors as \(\psi (i,j)=u_i v_j\); its projector is the Kronecker product \(|u\rangle \langle u|\otimes |v\rangle \langle v|\) of two rank-one positive semidefinite matrices, hence separable, and separable matrices are closed under addition. Conversely a Kronecker product \(A\otimes B\) of positive semidefinite matrices, after expanding each factor into rank-one projectors, is a double sum of product-vector projectors, each of Schmidt rank at most one, so it has Schmidt number at most one; a separable matrix is a finite sum of such products.

For a pure state \(|\psi \rangle \langle \psi |\) on the square bipartite system \(M_{D}(\mathbb {C})\otimes M_{D}(\mathbb {C})\) with \(\operatorname{SR}(\psi )\le n\) and \(1\le n{\lt}D\), applying \(T_n\) to the first factor keeps the result positive semidefinite: \((T_n\otimes \operatorname{id})(|\psi \rangle \langle \psi |)\ge 0\).

Proof

The map \(T_n\) is \(n\)-positive for \(1\le n{\lt}D\). Write \(\psi \) through the maximally entangled vector as \(\psi =\psi _X\) for a square matrix \(X\) on the right factor with \(\operatorname{rank}(X)=\operatorname{SR}(\psi )\le n\). Then \((T_n\otimes \operatorname{id})(|\psi \rangle \langle \psi |)\) is the right-factor Choi compression of \(T_n\) by \(X\). Its quadratic form on any vector \(\eta \) is the Choi quadratic form of \(T_n\) on \(R_X^\dagger \eta \), whose Schmidt rank is at most \(\operatorname{rank}(X)\le n\). The Schmidt-rank Choi criterion makes that form non-negative, so the compression is positive semidefinite.

For a pure state \(|\psi \rangle \langle \psi |\) on \(M_{d}(\mathbb {C})\otimes M_{k}(\mathbb {C})\) with \(\operatorname{SR}(\psi )\le n\) and any \(n\)-positive map \(T\colon M_{d}(\mathbb {C})\to M_{r}(\mathbb {C})\), applying \(T\) to the first factor keeps the result positive semidefinite: \((T\otimes \operatorname{id}_k)(|\psi \rangle \langle \psi |)\ge 0\).

Proof

Write \(\psi \) through the maximally entangled vector as \(\psi =\psi _X\) for a rectangular matrix \(X\in M_{d\times k}(\mathbb {C})\) with \(\operatorname{rank}(X)=\operatorname{SR}(\psi )\le n\). Then \((T\otimes \operatorname{id})(|\psi \rangle \langle \psi |)\) is the right-factor Choi compression of \(T\) by \(X\), and its quadratic form on a vector \(\eta \) equals the Choi quadratic form \(C_T\) of \(T\) evaluated on \(R_X^\dagger \eta \), a vector of Schmidt rank at most \(\operatorname{rank}(X)\le n\). Because \(T\) is \(n\)-positive, \(\langle R_X^\dagger \eta ,\, C_T\, R_X^\dagger \eta \rangle \ge 0\), so the compression is positive semidefinite.

Theorem 4.13.5 Positive maps and entanglement, only-if direction

A bipartite state on \(M_{d}(\mathbb {C})\otimes M_{k}(\mathbb {C})\) of Schmidt number at most \(n\) satisfies \((T\otimes \operatorname{id}_k)(\rho )\ge 0\) for every \(n\)-positive map \(T\colon M_{d}(\mathbb {C})\to M_{r}(\mathbb {C})\). This is the only-if direction of Wolf’s Proposition 3.4 [ Wol12 , Chapter 3, Proposition 3.4 ] , with the map output and innocent-bystander dimensions allowed to vary independently.

Proof

The state is a finite sum of pure-state projectors of Schmidt rank at most \(n\). Applying \(T\) to the first factor is linear, so it distributes over the sum; the pure-state step makes each summand positive semidefinite, and a finite sum of positive semidefinite matrices is positive semidefinite.

Theorem 4.13.6 Square-map compatibility form of the only-if direction

On \(M_{d}(\mathbb {C})\otimes M_{d'}(\mathbb {C})\), with no relation imposed between the two factors, a state of Schmidt number at most \(n\) satisfies \((T\otimes \operatorname{id})(\rho )\ge 0\) for every \(n\)-positive endomorphism \(T\) of \(M_{d}(\mathbb {C})\). This compatibility declaration is the specialization of Theorem 4.13.5 used by the reduction criterion below.

Proof

Apply Theorem 4.13.5 with output dimension \(r=d\) and bystander dimension \(k=d'\).

Theorem 4.13.7 Reduction step from the Schmidt-number premise

For \(1\le n{\lt}D\), a bipartite state on the square system \(M_{D}(\mathbb {C})\otimes M_{D}(\mathbb {C})\) of Schmidt number at most \(n\) satisfies \((T_n\otimes \operatorname{id})(\rho )\ge 0\).

Proof

The state is a finite sum of pure-state projectors of Schmidt rank at most \(n\). Applying \(T_n\) to the first factor is linear, so it distributes over the sum; the pure-state step makes each summand positive semidefinite, and a finite sum of positive semidefinite matrices is positive semidefinite.

On a general bipartite system \(M_{d}(\mathbb {C})\otimes M_{d'}(\mathbb {C})\), a state of Schmidt number at most \(n\) satisfies the reduction criterion

\begin{align} n\, \mathbb {1}\otimes \rho _2 & \ge \rho & & (1\le n{\lt}d), \notag \\ n\, \rho _1\otimes \mathbb {1}& \ge \rho & & (1\le n{\lt}d’), \notag \end{align}

with \(\rho _1\) and \(\rho _2\) the reduced densities on the first and second factors. No relation is imposed between \(d\) and \(d'\); each inequality carries only the \(n\)-positivity threshold of \(T_n\) on its acting factor.

Proof

The Schmidt-number premise gives \((T_n\otimes \operatorname{id})(\rho )\ge 0\) on the general system (first step), and the dimension-general operator implication then yields \(n\, \mathbb {1}\otimes \rho _2\ge \rho \). The factor swap of a state of Schmidt number at most \(n\) again has Schmidt number at most \(n\), since it sends each pure summand \(\psi \) to \(\psi \circ \mathrm{swap}\), whose Schmidt coefficient matrix is the transpose \(M_{\psi \circ \mathrm{swap}}=M_\psi ^{\mathsf T}\) of that of \(\psi \) and so has the same rank; applying the first step to the swapped state (whose first factor is \(d'\)) and the operator implication in its symmetric form gives \(n\, \rho _1\otimes \mathbb {1}\ge \rho \).

The separating-hyperplane construction and its trace-form representation are proved in Section 4.21.

Theorem 4.13.9 Witness criterion for Schmidt number

Let \(\rho \) be a trace-one Hermitian bipartite state. Then the Schmidt number of \(\rho \) exceeds \(n\) if and only if there is a Hermitian operator \(W\) such that, for every \(\psi \) of Schmidt rank at most \(n\),

\begin{align} \operatorname{Re}\operatorname{tr}(W\rho ) & {\lt}0, \notag \\ \operatorname{Re}\langle \psi |W|\psi \rangle & \ge 0. \notag \end{align}

This is the corrected form of Wolf’s Proposition 3.3 [ Wol12 , Chapter 3, Proposition 3.3 ] : a state has Schmidt number larger than \(n\) exactly when it is detected by an entanglement witness for \(S_n\). The source prints exact Schmidt rank \(n\), while the convex set and proof require Schmidt rank at most \(n\); the defect is recorded in [ con26a ] .

Proof

The forward implication is the separating-hyperplane construction (4.21.5). For the converse, suppose \(\rho \) had Schmidt number at most \(n\), so \(\rho =\sum _i|\psi _i\rangle \langle \psi _i|\) with each \(\psi _i\) of Schmidt rank at most \(n\). By linearity of the trace, \(\operatorname{Re}\operatorname{tr}(W\rho )=\sum _i\operatorname{Re}\operatorname{tr}\! (W|\psi _i\rangle \langle \psi _i|)\), a sum of non-negative terms, contradicting \(\operatorname{Re}\operatorname{tr}(W\rho ){\lt}0\). This converse uses no density-matrix hypotheses on \(\rho \).

The Choi correspondence and trace-pairing identities used below are proved in Section 4.22.

Theorem 4.13.10 Positive maps detect high Schmidt number

Let \(\rho \) be a trace-one Hermitian bipartite state on \(\mathbb {C}^d\otimes \mathbb {C}^{d'}\) whose Schmidt number exceeds \(n\). Then there is an \(n\)-positive map \(T\colon M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) such that \((T\otimes \mathbb {1}_{d'})(\rho )\) is not positive semidefinite. This is the if direction of Wolf’s Proposition 3.4 [ Wol12 , Chapter 3, Proposition 3.4, Equations (3.13)–(3.14) ] .

Proof

The entanglement witness \(W\) for \(\rho \) (4.21.5) is the Choi matrix of an \(n\)-positive map \(P\colon M_{d'}(\mathbb {C})\to M_{d}(\mathbb {C})\) (4.22.2). Its trace-pairing adjoint \(T=P^{*}\) is again \(n\)-positive (4.3.2). By the Choi trace pairing through the trace-pairing adjoint (4.22.3), \(\langle \Omega _{d'}|(T\otimes \mathbb {1}_{d'})(\rho )|\Omega _{d'}\rangle =\operatorname{tr}(W\rho )\), whose real part is negative. A positive semidefinite matrix has non-negative quadratic forms, so \((T\otimes \mathbb {1})(\rho )\) is not positive semidefinite.

Let \(d,d'{\gt}0\) and let \(\rho \) be a density operator on \(\mathbb {C}^d\otimes \mathbb {C}^{d'}\). Then \(\rho \) has Schmidt number at most \(n\) if and only if

\begin{align} (T\otimes \mathbb {1}_{d'})(\rho )& \ge 0 & & \text{for every $n$-positive }T\colon M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C}). \notag \end{align}

This is Wolf’s rectangular Proposition 3.4 [ Wol12 , Chapter 3, Proposition 3.4 ] .

Proof

The forward implication is Theorem 4.13.5. For the converse, if the Schmidt number exceeded \(n\), Theorem 4.13.10 would supply an \(n\)-positive \(T\colon M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) for which the displayed ampliation is not positive semidefinite, contradicting the universal hypothesis.

4.14 Kramers degeneracy

An anti-unitary symmetry of square \(-\mathbb {1}\) forces every eigenvalue of a commuting Hermitian operator to be at least two-fold degenerate. This section formalizes Kramers’ theorem together with its antisymmetric-intertwiner relaxation, whose printed form requires a correction [ Wol12 , Chapter 3 ] .

Lemma 4.14.1 Independent eigenvectors give degeneracy

If two linearly independent vectors are eigenvectors of \(M\in M_{D}(\mathbb {C})\) for the same eigenvalue \(\lambda \), then the eigenspace of \(\lambda \) has dimension at least two.

Proof

The two vectors span a two-dimensional subspace of the eigenspace.

Theorem 4.14.2 Kramers’ theorem

Let \(H\in M_{D}(\mathbb {C})\) be Hermitian and let \(T\) be an anti-unitary operator with \([H,T]=0\) and \(T^2=-\mathbb {1}\). Then every eigenvalue of \(H\) is at least two-fold degenerate [ Wol12 , Chapter 3, Theorem 3.1 ] .

Proof

Let \(H|\psi \rangle =\lambda |\psi \rangle \) with \(|\psi \rangle \neq 0\). Hermiticity gives \(\lambda \in \mathbb {R}\), while commutation and anti-linearity give

\begin{align} H T|\psi \rangle & =T H|\psi \rangle =T\bigl(\lambda |\psi \rangle \bigr) =\overline\lambda T|\psi \rangle =\lambda T|\psi \rangle . \end{align}

Antiunitarity makes \(T|\psi \rangle \) nonzero. These two eigenvectors are linearly independent: if \(T|\psi \rangle =a|\psi \rangle \), then

\begin{align} -|\psi \rangle =T^2|\psi \rangle =T\bigl(a|\psi \rangle \bigr) =\overline a a|\psi \rangle , \end{align}

which is impossible because \(\overline a a=|a|^2\geq 0\). Hence the eigenspace of \(\lambda \) has dimension at least two by Lemma 4.14.1.

Writing \(T=\Gamma V\) with \(\Gamma \) complex conjugation and \(V\) unitary, the hypotheses of Theorem 4.14.2 become \(HV^\dagger =V^\dagger H^T\) and \(V^T=-V\). Wolf then relaxes the unitary to a general antisymmetric intertwiner. The two calculations behind the theorem survive the relaxation verbatim; only the nonvanishing of the second eigenvector does not (Remark 4.14.4).

Let \(H\in M_{D}(\mathbb {C})\) be Hermitian and let \(A\in M_{D}(\mathbb {C})\) satisfy \(HA=AH^{T}\) and \(A^{T}=-A\). If \(H|\psi \rangle =\lambda |\psi \rangle \), then the partner vector \(A|\overline\psi \rangle \) is again a \(\lambda \)-eigenvector of \(H\) and is orthogonal to \(|\psi \rangle \):

\begin{align} H\, A|\overline\psi \rangle & =\lambda \, A|\overline\psi \rangle , \\ \langle \psi | A\overline\psi \rangle & =0. \end{align}
Proof

Hermiticity of \(H\) makes \(\lambda \) real, so conjugating the eigenvalue equation gives \(H^{T}|\overline\psi \rangle =\lambda |\overline\psi \rangle \), and the intertwining relation yields \(H\, A|\overline\psi \rangle =AH^{T}|\overline\psi \rangle =\lambda \, A|\overline\psi \rangle \). For the orthogonality, antisymmetry makes the quadratic form of \(A\) its own negative: \(\langle \psi | A\overline\psi \rangle =-\langle \psi | A\overline\psi \rangle \).

Remark 4.14.4
#

Wolf prints this relaxation with the hypothesis \(A\neq 0\) alone and concludes that every eigenvalue of \(H\) is at least two-fold degenerate [ Wol12 , Chapter 3, Theorem 3.2 ] . As printed this is false. On \(\mathbb {C}^3\) with basis indexed by \(0,1,2\), take

\begin{align} H=\operatorname {diag}(0,1,1),\qquad A= \begin{pmatrix} 0 & 0 & 0 \\ 0 & 0 & 1 \\ 0 & -1 & 0 \end{pmatrix}. \end{align}

Then \(H\) is Hermitian, \(A^{T}=-A\neq 0\), and \(HA=AH^{T}=A\), but the eigenvalue \(0\) is simple: its eigenvector \(|e_0\rangle \) has vanishing partner \(A|\overline{e_0}\rangle =Ae_0=0\), so Lemma 4.14.3 supplies no second eigenvector. The correct conditional statement is Theorem 4.14.5.

Theorem 4.14.5 Kramers’ theorem for an antisymmetric intertwiner

Let \(H\in M_{D}(\mathbb {C})\) be Hermitian and let \(A\in M_{D}(\mathbb {C})\) satisfy \(HA=AH^{T}\) and \(A^{T}=-A\). If \(|\psi \rangle \neq 0\) satisfies \(H|\psi \rangle =\lambda |\psi \rangle \) and the partner does not vanish, \(A|\overline\psi \rangle \neq 0\), then the eigenspace of \(\lambda \) has dimension at least two.

Proof

By Lemma 4.14.3, \(|\psi \rangle \) and \(A|\overline\psi \rangle \) are nonzero orthogonal eigenvectors for the same eigenvalue \(\lambda \), hence linearly independent, and Lemma 4.14.1 gives the dimension bound.

Corollary 4.14.6 Invertible intertwiner

Let \(H\in M_{D}(\mathbb {C})\) be Hermitian and let \(A\in M_{D}(\mathbb {C})\) be invertible with \(HA=AH^{T}\) and \(A^{T}=-A\). Then every eigenvalue of \(H\) is at least two-fold degenerate.

Proof

If \(H|\psi \rangle =\lambda |\psi \rangle \) with \(|\psi \rangle \neq 0\), invertibility of \(A\) gives \(A|\overline\psi \rangle \neq 0\), so Theorem 4.14.5 applies. An antisymmetric invertible matrix exists only in even dimensions, since \(\det A=\det A^{T}=(-1)^{D}\det A\).

Let \(H,V\in M_{D}(\mathbb {C})\) with \(H\) Hermitian, \(V\) unitary, \(HV^{\dagger }=V^{\dagger }H^{T}\), and \(V^{T}=-V\). Then every eigenvalue of \(H\) is at least two-fold degenerate.

Proof

This is Corollary 4.14.6 at \(A=V^{\dagger }\): the adjoint of \(V\) is antisymmetric because \(V\) is, and invertible because \(V\) is unitary. This is Wolf’s own proof of Theorem 4.14.2 read through the matrix reduction.

4.15 Positive but Not Completely Positive Maps

This section proves the positive-filter identities used in trace normalization, the Schmidt-rank linear algebra behind the maximal-overlap theorem, the extremal projection bounds in Ky Fan’s maximum principle, the right-tensor identities behind the Choi-compression criteria, and the elementary closure properties of \(k\)-positive maps earlier in this chapter. The final sections give the convex geometry of Schmidt-number sets and the Choi trace pairing used for entanglement detection.

4.16 Positive filters and trace normalization

This section proves the normalization and invertibility steps used in Lemma 4.1.1. Here \(T^*\) denotes the adjoint for the trace pairing, \(\mathbb {1}\) is the identity matrix, and \(A^{-1/2}\) denotes the inverse of the positive square root of a positive definite matrix.

For every \(X\in M_{D}(\mathbb {C})\), the conjugation filter \(\rho \mapsto X\rho X^\dagger \) is completely positive, hence positive. Therefore, if \(T:M_{D}(\mathbb {C})\to M_{D}(\mathbb {C})\) is positive, then \(\rho \mapsto T(X\rho X^\dagger )\) is positive. If in addition \(X^\dagger X=\mathbb {1}\), then the conjugation filter is trace-preserving and hence is a quantum channel.

Proof

Complete positivity follows from the Kraus representation (1) with the single Kraus operator \(X\). Positivity follows immediately. If \(X^\dagger X=\mathbb {1}\), cyclicity of the trace gives \(\operatorname{tr}(X\rho X^\dagger )=\operatorname{tr}(X^\dagger X\rho )=\operatorname{tr}(\rho )\).

Lemma 4.16.2 Trace-normalization criterion, trace-preservation component

Let \(T:M_{D}(\mathbb {C})\to M_{D'}(\mathbb {C})\) be a linear map and let \(X\in M_{D}(\mathbb {C})\) satisfy \(X^\dagger T^*(\mathbb {1})X=\mathbb {1}\). Then, for every \(\rho \in M_{D}(\mathbb {C})\),

\begin{align} \operatorname{tr}\! (T(X\rho X^\dagger )) & =\operatorname{tr}(\rho ). \notag \end{align}
Proof

Expanding with the trace-pairing adjoint gives

\begin{align} \operatorname{tr}\! (T(X\rho X^\dagger )) & =\operatorname{tr}\! (X\rho X^\dagger T^*(\mathbb {1})) =\operatorname{tr}\! (\rho X^\dagger T^*(\mathbb {1})X) =\operatorname{tr}(\rho ). \notag \end{align}

Let \(T:M_{D}(\mathbb {C})\to M_{D'}(\mathbb {C})\) be a positive map between matrix algebras of possibly different dimensions, and let \(X\in M_{D}(\mathbb {C})\) satisfy \(X^\dagger T^*(\mathbb {1})X=\mathbb {1}\), where \(T^*\) is the trace-pairing adjoint. Then \(\rho \mapsto T(X\rho X^\dagger )\) is positive and trace-preserving.

This is the algebraic trace-normalization step in the proof of [ Wol12 , Chapter 3, Lemma “Making positive maps trace preserving” ] . The inverse-square-root choice is recorded in the next theorem.

Proof

By Theorem 4.16.1, \(X\rho X^\dagger \) is positive whenever \(\rho \) is positive; positivity of \(T\) therefore makes the filtered map positive. For trace preservation, the trace-pairing adjoint identity and cyclicity of the trace give

\begin{align} \operatorname{tr}\! (T(X\rho X^\dagger )) & =\operatorname{tr}\! (T^*(\mathbb {1})X\rho X^\dagger ) =\operatorname{tr}\! (X^\dagger T^*(\mathbb {1})X\rho ) =\operatorname{tr}(\rho ). \notag \end{align}
Lemma 4.16.4 Normalizing conjugation by inverse square root

Let \(A\in M_{D}(\mathbb {C})\) be positive definite and set \(S=A^{1/2}\). Then

\begin{align} (S^{-1})^\dagger A S^{-1} & =\mathbb {1}. \notag \end{align}
Proof

Since \(A\) is positive definite, \(S\) is invertible and self-adjoint, and \(S^2=A\). Therefore \((S^{-1})^\dagger A S^{-1}=S^{-1}S^2S^{-1}=\mathbb {1}\).

Lemma 4.16.5 Inverse square root of a positive definite matrix is invertible
#

If \(A\in M_{D}(\mathbb {C})\) is positive definite, then \((A^{1/2})^{-1}\) is invertible.

Proof

A positive definite matrix is invertible, hence so is its square root \(A^{1/2}\), and the inverse of an invertible matrix is invertible.

Theorem 4.16.6 Trace normalization by inverse square root

Let \(T:M_{D}(\mathbb {C})\to M_{D'}(\mathbb {C})\) be a positive map such that \(T^*(\mathbb {1})\) is positive definite. Put \(X=(T^*(\mathbb {1}))^{-1/2}\). Then \(\rho \mapsto T(X\rho X^\dagger )\) is positive and trace-preserving.

Proof

Let \(S=(T^*(\mathbb {1}))^{1/2}\). Since \(T^*(\mathbb {1})\) is positive definite, \(S\) is invertible and self-adjoint, and \(S^2=T^*(\mathbb {1})\). For \(X=S^{-1}\),

\begin{align} X^\dagger T^*(\mathbb {1})X & =S^{-1}S^2S^{-1}=\mathbb {1}. \notag \end{align}

Theorem 4.16.3 applies.

Consequently, the inverse-square-root filter used in Lemma 4.1.1 is invertible and satisfies the required normalization identity.

4.17 Schmidt-rank factorization and spectral expansions

This section supplies the bounded-rank factorizations and spectral identities used in Theorems 4.2.2.3, 4.2.2.6, and 4.2.2.7. The coefficient matrix of a bipartite vector identifies Schmidt rank with ordinary matrix rank; reduced densities and eigenbasis expansions then express the relevant overlaps and quadratic forms.

Lemma 4.17.1 Monotonicity of bounded Schmidt rank
#

If \(\operatorname{SR}(\psi )\le k\) and \(k\le l\), then \(\operatorname{SR}(\psi )\le l\).

Proof

The hypothesis gives \(\operatorname{SR}(\psi )\le k\), and transitivity with \(k\le l\) gives \(\operatorname{SR}(\psi )\le l\).

Lemma 4.17.2 Rank factorization through a coordinate space
#

If \(A\in M_{m,n}(\mathbb {C})(\mathbb {C})\) has rank at most \(k\), then there are matrices \(B\in M_{m,k}(\mathbb {C})(\mathbb {C})\) and \(C\in M_{k,n}(\mathbb {C})(\mathbb {C})\) such that \(BC=A\).

Proof

The range of the linear map represented by \(A\) has dimension at most \(k\). Embed this range into \(\mathbb {C}^k\), compose with the range map, and then map back to the ambient codomain. The corresponding matrices give the desired factorization.

Lemma 4.17.3 Coefficient-matrix form of the reduced density

Writing \(C_i\) for the coefficient matrix of \(\phi _i\), the reduced density operator factors as \(\rho _i=C_iC_i^\dagger \).

Proof

The partial trace of \(|\phi _i\rangle \! \langle \phi _i|\) over the second factor has entries \(\sum _b(C_i)_{a,b}\overline{(C_i)_{a',b}}\), which is the \((a,a')\) entry of \(C_iC_i^\dagger \).

Lemma 4.17.4 Reduced density is positive semidefinite

The reduced density operator \(\rho _i\) is positive semidefinite.

Proof

By the coefficient-matrix form, \(\rho _i=C_iC_i^\dagger \), which is positive semidefinite for any matrix \(C_i\).

Lemma 4.17.5 Eigenbasis Rayleigh expansion
#

For a Hermitian operator \(\tau \) with eigenvalues \(\nu _i\) and normalized eigenvectors \(\phi _i\), the expectation in a vector \(\psi \) expands as

\begin{align} \langle \psi |\tau |\psi \rangle & =\sum _i\nu _i|\langle \phi _i | \psi \rangle |^2. \label{eq:schwarz_eigenbasis_rayleigh} \end{align}
Proof

Diagonalizing \(\tau =U\operatorname{diag}(\nu _i)U^\dagger \) with \(U\) the unitary of eigenvectors, the change of variable \(y=U^\dagger \psi \) gives \(\langle \psi |\tau |\psi \rangle =\sum _i\nu _i|y_i|^2\), and \(y_i=\langle \phi _i | \psi \rangle \) is the \(i\)-th eigenvector overlap.

Lemma 4.17.6 Eigenbasis Parseval identity

For a Hermitian operator \(\tau \) with normalized eigenvectors \(\phi _i\), the eigenvector overlaps recover the squared norm of \(\psi \):

\begin{align} \sum _i|\langle \phi _i | \psi \rangle |^2 & =\| \psi \| ^2. \label{eq:schwarz_eigenbasis_parseval} \end{align}
Proof

The eigenvectors form an orthonormal basis, so with \(y=U^\dagger \psi \) one has \(\sum _i|\langle \phi _i | \psi \rangle |^2=\sum _i|y_i|^2=\| y\| ^2=\| \psi \| ^2\), where the last equality follows because \(U\) is unitary.

The factorization lemma gives coordinate representatives for bounded Schmidt rank, while the reduced-density and eigenbasis identities provide the Frobenius, Rayleigh, and Parseval formulas used in the main spectral bounds.

4.18 Ky Fan’s maximum principle

This section proves attainment and the matching upper bound used in Theorem 4.2.2.2. For Hermitian \(A\), write \(S_k(A)\) for the sum introduced in Definition 4.2.2.1.

Theorem 4.18.1 Achievability of the largest-eigenvalue sum

For every Hermitian \(A\in M_{D}(\mathbb {C})\) and every \(k\ge 0\), there is an orthogonal projection \(P\) of rank \(\min (k,D)\) with \(\operatorname{Re}\operatorname{tr}(PA)=S_k(A)\).

Proof

Diagonalize \(A=U\operatorname{diag}(\lambda _i)U^\dagger \) and take \(P\) to be the projection onto the span of the eigenvectors with the \(\min (k,D)\) largest eigenvalues. Then \(\operatorname{Re}\operatorname{tr}(PA)=\sum _{i\le k}\lambda _i=S_k(A)\).

Theorem 4.18.2 Upper bound for the largest-eigenvalue sum

For every Hermitian \(A\in M_{D}(\mathbb {C})\) and every orthogonal projection \(P\) of rank \(k{\lt}D\), one has \(\operatorname{Re}\operatorname{tr}(PA)\le S_k(A)\).

Proof

Conjugating \(P\) by \(U\) gives an orthogonal projection \(Q\) of the same rank, and \(\operatorname{Re}\operatorname{tr}(PA)=\sum _iw_i\lambda _i\), where \(w_i\) are the diagonal entries of \(Q\). Each \(w_i\) lies in \([0,1]\) and the weights sum to \(\operatorname{tr}(P)=k\). With the threshold \(c=\lambda _{k+1}\),

\begin{align} \sum _{i\le k}\lambda _i-\sum _iw_i\lambda _i & =\sum _{i\le k}(\lambda _i-c)(1-w_i) +\sum _{i{\gt}k}(c-\lambda _i)w_i \ge 0, \notag \end{align}

since for \(i\le k\) the eigenvalues dominate \(c\) while \(1-w_i\ge 0\), and for \(i{\gt}k\) they are dominated by \(c\) while \(w_i\ge 0\).

Together, Theorems 4.18.1 and 4.18.2 prove Theorem 4.2.2.2, which supplies the projection estimate in the maximal-overlap theorem.

4.19 Right-tensor identities and Choi compressions

This section proves the matrix identities and rank parametrizations used in the Schmidt-rank Choi criterion, the rectangular compression criterion, and the rank-\(k\) projection criterion. Throughout, \(R_X\) and \(C_T(X)\) are the right-tensor factor and Choi compression of Definitions 4.2.3.2 and 4.2.3.1. Here \(T:M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\), \(X\in M_{d\times k}(\mathbb {C})\), the Choi matrix acts on \(\mathbb {C}^{d'}\otimes \mathbb {C}^d\), and the compressed matrix acts on \(\mathbb {C}^{d'}\otimes \mathbb {C}^k\).

Theorem 4.19.1 Right tensor sandwich formula

If \(\tau \) is the Choi matrix of \(T\), then

\begin{align} R_X\tau R_X^\dagger & =C_T(X), \label{eq:schwarz_right_tensor_sandwich} \end{align}

where \(C_T(X)\) is the right-factor Choi compression by \(X\).

Proof

By (16), the \((i,p),(j,q)\) entry of the left-hand side of (82) is

\begin{align} \sum _{r,s,a,b} \delta _{i,r}X_{a,p}\tau _{(r,a),(s,b)} \delta _{j,s}\overline{X_{b,q}} & =\sum _{a,b}X_{a,p}\tau _{(i,a),(j,b)} \overline{X_{b,q}}. \notag \end{align}

which is (15).

Lemma 4.19.2 Compressed maximally entangled vectors have bounded Schmidt rank

For \(X\in M_{d\times k}(\mathbb {C})\), the vector

\begin{align} \psi _X & =\left(d^{-1/2}X_{a,p}\right)_{(a,p)} \in \mathbb {C}^d\otimes \mathbb {C}^k \label{eq:schwarz_compressed_omega} \end{align}

has Schmidt rank at most \(k\).

Proof

The coefficient matrix of \(\psi _X\) is a scalar multiple of \(X\). Therefore its rank is bounded by the number of columns, which is \(k\).

Theorem 4.19.3 Rank of a compressed maximally entangled vector

Assume \(d{\gt}0\). For \(X\in M_{d\times k}(\mathbb {C})\), the vector \(\psi _X\) in (83) satisfies \(\operatorname{SR}(\psi _X)=\operatorname{rank}X\).

Proof

The coefficient matrix of \(\psi _X\) is \(d^{-1/2}X\). Since \(d{\gt}0\), the scalar \(d^{-1/2}\) is nonzero, and multiplication by this scalar preserves rank.

Theorem 4.19.4 Rectangular representative with exact Schmidt rank

Assume \(d{\gt}0\). For every \(\psi \in \mathbb {C}^d\otimes \mathbb {C}^k\), there is \(X\in M_{d\times k}(\mathbb {C})\) such that

\begin{align} \psi _{(i,p)} & =d^{-1/2}X_{i,p}, \notag \\ \operatorname{rank}X & =\operatorname{SR}(\psi ). \label{eq:schwarz_schmidt_representative} \end{align}

In particular, if \(\operatorname{SR}(\psi )\le r\), then \(X\) may be chosen with \(\operatorname{rank}X\le r\).

Proof

Take \(X_{i,p}=d^{1/2}\psi _{(i,p)}\). Since \(d{\gt}0\), this gives \(d^{-1/2}X_{i,p}=\psi _{(i,p)}\). The rank identity follows from Theorem 4.19.3. The bounded-rank statement follows by comparison with the assumed Schmidt-rank bound.

Lemma 4.19.5 Square parametrization of bounded Schmidt rank

Assume \(d{\gt}0\). A vector \(\psi \in \mathbb {C}^d\otimes \mathbb {C}^d\) has Schmidt rank at most \(k\) if and only if there is a matrix \(X\in M_{d}(\mathbb {C})\) of rank at most \(k\) such that \(\psi _{(i,j)}=d^{-1/2}X_{i,j}\).

Proof

The forward direction is the bounded-rank part of Theorem 4.19.4. Conversely, if \(\psi _{(i,j)}=d^{-1/2}X_{i,j}\), then \(C_\psi =d^{-1/2}X\), so \(\operatorname{rank}(C_\psi )=\operatorname{rank}(X)\) because multiplication by a nonzero scalar preserves rank.

Let \(X\in M_{d\times k}(\mathbb {C})\) and let \(\eta \in \mathbb {C}^{d'}\otimes \mathbb {C}^k\). Then \(R_X^\dagger \eta \in \mathbb {C}^{d'}\otimes \mathbb {C}^d\) has Schmidt rank at most \(k\).

Proof

If \(\eta \) is read as a \(d'\times k\) coefficient matrix \(E\), then the coefficient matrix of \(R_X^\dagger \eta \) is \(EX^\dagger \). Therefore \(\operatorname{rank}(EX^\dagger )\le \operatorname{rank}(X^\dagger )=\operatorname{rank}(X)\le k\).

Lemma 4.19.7 Right-tensor representatives of bounded Schmidt rank

If \(\psi \in \mathbb {C}^{d'}\otimes \mathbb {C}^d\) has Schmidt rank at most \(k\), then there exist \(X\in M_{d\times k}(\mathbb {C})\) and \(\eta \in \mathbb {C}^{d'}\otimes \mathbb {C}^k\) such that \(\psi =R_X^\dagger \eta \).

Proof

Let \(C_\psi \) be the coefficient matrix of \(\psi \). The rank assumption gives a factorization \(C_\psi =BC\) through \(\mathbb {C}^k\). Taking \(X=C^\dagger \) and reading \(B\) as the coefficient matrix of \(\eta \) gives the required identity, because the coefficient matrix of \(R_X^\dagger \eta \) is \(BX^\dagger =BC\).

For \(X\in M_{d\times k}(\mathbb {C})\) and \(\eta \in \mathbb {C}^{d'}\otimes \mathbb {C}^k\),

\begin{align} \langle \eta ,C_T(X)\eta \rangle & =\langle R_X^\dagger \eta ,\tau _T R_X^\dagger \eta \rangle . \label{eq:schwarz_right_compression_quadratic} \end{align}
Proof

Substituting (82) gives

\begin{align} \langle \eta ,R_X\tau _T R_X^\dagger \eta \rangle & =\langle R_X^\dagger \eta ,\tau _T R_X^\dagger \eta \rangle . \notag \end{align}
Lemma 4.19.9 Rank-one ampliation as Choi compression

Applying the \(k\)-fold ampliation of \(T\) to the rank-one matrix \(|\psi \rangle \! \langle \psi |\), where \(\psi _{(a,p)}=d^{-1/2}X_{a,p}\), is exactly the right-factor compression of the Choi matrix of \(T\) by \(X\).

Proof

In entries, both sides are

\begin{align} \sum _{a,b}X_{a,p} T\! \left(d^{-1}E_{a,b}\right)_{i,j} \overline{X_{b,q}}. \notag \end{align}

If \(\psi _{(a,p)}=d^{-1/2}X_{a,p}\), then for fixed \(p,q\), the corresponding block of \(|\psi \rangle \! \langle \psi |\) is

\begin{align} (|\psi \rangle \! \langle \psi |)_{(\cdot ,p),(\cdot ,q)} & =d^{-1}\sum _{a,b}X_{a,p}\overline{X_{b,q}}E_{a,b}. \notag \end{align}

Hence

\begin{align} T\! \left(d^{-1}\sum _{a,b} X_{a,p}\overline{X_{b,q}}E_{a,b}\right)_{i,j} & =d^{-1}\sum _{a,b}X_{a,p}\overline{X_{b,q}} (T(E_{a,b}))_{i,j} \notag \\ & =\sum _{a,b}X_{a,p}\tau _{(i,a),(j,b)} \overline{X_{b,q}}. \notag \end{align}

where the second equality uses \(\tau _{(i,a),(j,b)}=d^{-1}(T(E_{a,b}))_{i,j}\).

Lemma 4.19.10 Right-tensor multiplication

Let \(X\in M_{d\times k}(\mathbb {C})\) and \(P\in M_{d}(\mathbb {C})\). Then the right-tensor factors satisfy \(R_XR_P=R_{PX}\).

Proof

This is an entrywise calculation: the Kronecker delta in the physical index forces the two right-tensor factors to have the same physical coordinate, and the remaining sum is the matrix product \(PX\).

Lemma 4.19.11 Square sandwich implies fixed rectangular compression

Let \(T:M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) have Choi matrix \(\tau \). Suppose \(P\in M_{d}(\mathbb {C})\) and \(X\in M_{d\times k}(\mathbb {C})\) satisfy \(PX=X\). If \(R_P\tau R_P^\dagger \ge 0\), then the rectangular right compression of \(\tau \) by \(X\) is positive semidefinite.

Proof

Since \(PX=X\), Lemma 4.19.10 gives \(R_XR_P=R_X\). Therefore

\begin{align} R_X\tau R_X^\dagger & =R_X(R_P\tau R_P^\dagger )R_X^\dagger , \label{eq:schwarz_fixed_rectangular_compression} \end{align}

which is positive because positive semidefiniteness is preserved under compression. The left-hand side of (86) is the rectangular compression by (82).

Lemma 4.19.12 Rank-\(k\) projection fixing a rectangular right factor

Let \(X\in M_{d\times k}(\mathbb {C})\) and suppose \(k\le d\). Then there exists a Hermitian projection \(P\in M_{d}(\mathbb {C})\) of rank \(k\) such that \(PX=X\).

Proof

The column space of \(X\) has dimension at most \(k\). Since \(k\le d\), extend this column space to a \(k\)-dimensional subspace \(U\subseteq \mathbb {C}^d\). Let \(P\) be the orthogonal projection onto \(U\). Then \(P\) is Hermitian and idempotent, its rank is \(\dim U=k\), and it fixes each column of \(X\).

Lemma 4.19.13 Right-tensor factorization for \(VV^\dagger \)

For every \(V\in M_{d\times k}(\mathbb {C})\), the right-tensor factor satisfies \(R_{VV^\dagger }=R_V^\dagger R_V\).

Proof

This is the entrywise calculation obtained by expanding the definition of \(R_V\) and summing over the middle physical index.

Lemma 4.19.14 Factorized right-tensor Choi sandwich

Let \(T:M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) have Choi matrix \(\tau \). For every \(V\in M_{d\times k}(\mathbb {C})\),

\begin{align} R_{VV^\dagger }\tau R_{VV^\dagger }^\dagger & =R_V^\dagger (R_V\tau R_V^\dagger )R_V. \label{eq:schwarz_factorized_choi_sandwich} \end{align}
Proof

Replace \(R_{VV^\dagger }\) by \(R_V^\dagger R_V\) using Lemma 4.19.13 and reassociate the matrix products.

Theorem 4.19.15 Factorized right projections in the Choi criterion

Assume \(d{\gt}0\). Let \(T:M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) be \(k\)-positive, with Choi matrix \(\tau \). If a right-factor matrix has the form \(P=VV^\dagger \) with \(V\in M_{d\times k}(\mathbb {C})\), then \(R_P\tau R_P^\dagger \geq 0\).

Proof

By (87), \(R_{VV^\dagger }\tau R_{VV^\dagger }^\dagger =R_V^\dagger (R_V\tau R_V^\dagger )R_V\). The factor \(R_V\tau R_V^\dagger \) is positive by Theorem 4.2.3.7, and positive semidefiniteness is preserved under compression by \(R_V\).

Lemma 4.19.16 Rank-\(k\) Hermitian projection factorization

Let \(P\in M_{D,D}(\mathbb {C})(\mathbb {C})\) be Hermitian, idempotent, and of rank \(k\). Then there exists \(V\in M_{D,k}(\mathbb {C})(\mathbb {C})\) such that \(P=VV^\dagger \).

Proof

Regard \(P\) as a linear operator on \(\mathbb {C}^D\). Hermiticity and idempotence say that this operator is the orthogonal projection onto its range. Choose an orthonormal basis of the range, indexed by \(\{ 0,\ldots ,k-1\} \) using the rank hypothesis, and let \(V\) be the matrix whose columns are these basis vectors. The standard rank-one expansion of an orthogonal projection gives \(P=VV^\dagger \).

These identities provide the bounded-Schmidt-rank representatives used in Theorems 4.2.3.3 and 4.2.3.4, identify ampliations with Choi compressions in Theorem 4.2.3.6, and supply the projection factorizations in Theorem 4.2.3.10.

4.20 Closure properties of \(k\)-positive maps

The next results record the monotonicity and elementary convex-cone properties used with the positivity hierarchy in Chapter 4.

Theorem 4.20.1 \((k\! +\! 1)\)-positive implies \(k\)-positive
#

Positivity under amplification is monotone in \(k\).

Proof

Embed \(M_{k}(\mathbb {C})\) as the upper-left corner of \(M_{k+1}(\mathbb {C})\). For \(X\succeq 0\) in \(M_{D}(\mathbb {C})\otimes M_{k}(\mathbb {C})\), extend \(X\) by a zero row and column, apply the positive \((k+1)\)-fold ampliation, and compress back to the same corner. Compression preserves positive semidefiniteness, and the compressed image is the \(k\)-fold ampliation of \(X\).

Theorem 4.20.2 \(k\)-positive implies \(m\)-positive for \(m \le k\)
#

If a linear map is \(k\)-positive and \(m \le k\), then it is \(m\)-positive.

Proof

Repeat the corner-extension and compression argument from dimension \(k\) to dimension \(m\). Equivalently, iterate the preceding theorem \(k-m\) times.

Theorem 4.20.3 Zero map is \(k\)-positive
#

The zero map is \(k\)-positive.

Proof

Every ampliation of the zero map is zero, and the zero matrix is positive semidefinite.

Theorem 4.20.4 Sums of \(k\)-positive maps
#

If \(E\) and \(F\) are \(k\)-positive, then \(E+F\) is \(k\)-positive.

Proof

For \(X\succeq 0\), both \(E^{(k)}(X)\) and \(F^{(k)}(X)\) are positive semidefinite. Since \((E+F)^{(k)}=E^{(k)}+F^{(k)}\), their sum is positive semidefinite.

Theorem 4.20.5 Nonnegative multiples of \(k\)-positive maps
#

If \(E\) is \(k\)-positive and \(c \ge 0\), then \(cE\) is \(k\)-positive.

Proof

Ampliation commutes with scalar multiplication, and a non-negative scalar multiple of a positive semidefinite matrix is positive semidefinite.

Theorem 4.20.6 Closedness of \(k\)-positive maps
#

For each \(k\), the set of \(k\)-positive linear maps is closed in the finite-dimensional space of linear maps.

Proof

Let \(E_j\to E\) with every \(E_j\) \(k\)-positive. For each fixed \(X\succeq 0\), continuity of ampliation and evaluation gives \(E_j^{(k)}(X)\to E^{(k)}(X)\). The positive semidefinite cone is closed, so \(E^{(k)}(X)\succeq 0\). Since this holds for every positive semidefinite \(X\), the limit map \(E\) is \(k\)-positive.

4.21 Schmidt-number geometry and entanglement witnesses

This section supplies the convexity, compactness, and separation results used in the witness criterion of Theorem 4.13.9.

Theorem 4.21.1 Basic properties of bounded Schmidt number

A matrix of Schmidt number at most \(n\) is positive semidefinite. States of Schmidt number at most \(n\) are closed under addition and under multiplication by a non-negative real scalar, and a bound on the Schmidt number relaxes to any larger bound.

Proof

Each summand \(|\psi _i\rangle \langle \psi _i|\) is a rank-one positive semidefinite matrix, and a finite sum of positive semidefinite matrices is positive semidefinite. Concatenating two pure-state families realizes a sum as a single finite sum of pure-state projectors of Schmidt rank at most \(n\), and a pure summand of Schmidt rank at most \(n\) also has Schmidt rank at most any larger bound. Multiplication by a non-negative real \(a\) rescales each pure summand \(\psi _i\) to \(\sqrt a\, \psi _i\), which leaves its Schmidt rank unchanged and reproduces \(a\) times the original state.

Theorem 4.21.2 Convexity of the Schmidt-number set

For each \(n\) the set \(S_n\) of bipartite states of Schmidt number at most \(n\) is convex.

Proof

A convex combination \(a x + b y\) with \(a,b\ge 0\) is a sum of two non-negatively scaled states of Schmidt number at most \(n\), and that bound is preserved under non-negative scaling and under addition; rescaling a vector by a non-negative scalar scales its coefficient matrix and so does not increase the Schmidt rank.

Theorem 4.21.3 Compactness of the Schmidt-number state set

For each \(n\) the set \(S_n\) of trace-one bipartite states of Schmidt number at most \(n\) is compact.

Proof

A trace-one state of Schmidt number at most \(n\) is a convex combination of pure states \(|\psi \rangle \langle \psi |\) whose vector \(\psi \) has unit norm and Schmidt rank at most \(n\), so \(S_n\) is the convex hull of the set \(P_n\) of those pure states. The set \(P_n\) is the image, under the continuous projector map \(\psi \mapsto |\psi \rangle \langle \psi |\), of the unit vectors of Schmidt rank at most \(n\). In the Euclidean norm those unit vectors form the unit sphere, which is compact in finite dimension, intersected with the closed set on which the Schmidt rank is at most \(n\) (the coefficient matrix depends continuously on the vector and the matrices of rank at most \(n\) form a closed set); hence \(P_n\) is compact. The trace of \(|\psi \rangle \langle \psi |\) is the squared Euclidean norm of \(\psi \), so the trace-one constraint is exactly the unit-norm constraint and the weights of the convex decomposition are the squared norms, summing to the trace. The convex hull of a compact set is compact in a finite-dimensional real normed space.

Theorem 4.21.4 Trace-form representation of a real-linear functional
#

Every real-linear functional \(g\) on the space of square complex matrices is the trace form of a Hermitian matrix: there is a Hermitian \(H_0\) with \(g(X)=\operatorname{Re}\operatorname{tr}(X H_0)\) for every Hermitian \(X\).

Proof

The real bilinear pairing \((X,H)\mapsto \operatorname{Re}\operatorname{tr}(X H)\) is nondegenerate, because on the diagonal pair \((H,H^{\dagger })\) it equals the squared Frobenius norm \(\operatorname{Re}\operatorname{tr}(H H^{\dagger })=\sum _{i,j}\lvert H_{ij}\rvert ^2\), which is positive unless \(H=0\). Hence the map sending \(H\) to the functional \(X\mapsto \operatorname{Re}\operatorname{tr}(X H)\) is an injective real-linear map from the matrix space to its real dual. These two spaces have the same finite real dimension, so the map is also surjective, and every \(g\) is represented by some \(H\). Replacing \(H\) by its Hermitian part \(\tfrac 12(H+H^{\dagger })\) keeps the value on Hermitian inputs, since \(\operatorname{tr}(X H^{\dagger })=\overline{\operatorname{tr}(X H)}\) when \(X\) is Hermitian, and produces a Hermitian representing matrix.

Theorem 4.21.5 Entanglement witness from a separating hyperplane

Let \(\rho \) be a trace-one Hermitian bipartite state whose Schmidt number exceeds \(n\). Then there is a Hermitian operator \(W\) such that, for every \(\psi \) of Schmidt rank at most \(n\),

\begin{align} \operatorname{Re}\operatorname{tr}(W\rho ) & {\lt}0, \notag \\ \operatorname{Re}\langle \psi |W|\psi \rangle & \ge 0. \notag \end{align}

This is the only-if direction of Wolf’s Proposition 3.3 [ Wol12 , Chapter 3, Proposition 3.3 ] : a state of Schmidt number larger than \(n\) is detected by an entanglement witness for \(S_n\).

Proof

The set \(S_n\) of trace-one states of Schmidt number at most \(n\) is convex and compact, and \(\rho \notin S_n\). The geometric Hahn–Banach theorem separates the closed convex set \(\{ \rho \} \) from the compact convex set \(S_n\) by a continuous real-linear functional \(f\) and a constant \(c\) with \(f(\rho ){\lt}c{\lt}f(\sigma )\) for every \(\sigma \in S_n\). Representing \(f\) as the trace form of a Hermitian \(H_0\) and setting \(W=H_0-c\, \mathbb {1}\) gives \(\operatorname{Re}\operatorname{tr}(W\rho )=f(\rho )-c{\lt}0\). For a vector \(\psi \) of Schmidt rank at most \(n\) the projector \(|\psi \rangle \langle \psi |\), after normalization by \(\lVert \psi \rVert ^2\), is a trace-one state of \(S_n\), so its value under \(f\) is at least \(c\); multiplying back by the squared norm gives \(\operatorname{Re}\langle \psi |W|\psi \rangle \ge 0\), with the zero vector giving the value \(0\) directly.

4.22 Entanglement witnesses and Choi trace pairing

The following results identify witnesses with Choi matrices of \(n\)-positive maps and supply the trace identity used in Theorem 4.13.10.

Theorem 4.22.1 Surjectivity of the Choi correspondence
#

Assume \(D{\gt}0\). Every bipartite matrix \(W\) on \(\mathbb {C}^D\otimes \mathbb {C}^D\) is the Choi matrix \(\tau _T=(T\otimes \mathbb {1})(|\Omega \rangle \langle \Omega |)\) of some linear map \(T\colon M_{D}(\mathbb {C})\to M_{D}(\mathbb {C})\).

Proof

Apply the explicit inverse \(\tau \mapsto T\) from the rectangular Choi correspondence (Theorem 2.6.3) to \(W\). Its inverse law gives \(\tau _T=W\); the displayed square statement is the specialization \(d=d'=D\).

Theorem 4.22.2 A witness is the Choi matrix of an \(n\)-positive map

Assume \(d'{\gt}0\). Let \(W\) be a Hermitian operator on \(\mathbb {C}^d\otimes \mathbb {C}^{d'}\) with \(\operatorname{Re}\langle \psi |W|\psi \rangle \ge 0\) for every \(\psi \) of Schmidt rank at most \(n\). Then \(W\) is the Choi matrix of an \(n\)-positive map \(P\colon M_{d'}(\mathbb {C})\to M_{d}(\mathbb {C})\). This is the Choi–Jamiołkowski translation of the entanglement witness of Wolf’s Proposition 3.3 into the \(n\)-positive map of Wolf’s Proposition 3.4 [ Wol12 , Chapter 3, Proposition 3.4 ] .

Proof

The explicit rectangular inverse gives \(P\colon M_{d'}(\mathbb {C})\to M_{d}(\mathbb {C})\) with \(\tau _P=W\). Because \(W\) is Hermitian, the Choi quadratic form \(\langle \psi |W|\psi \rangle \) is real, and it equals the witness expectation \(\operatorname{tr}(W|\psi \rangle \langle \psi |)\); the witness condition makes it non-negative on every vector of Schmidt rank at most \(n\). This is exactly the Schmidt-rank Choi criterion (4.2.3.5) for \(n\)-positivity of \(P\).

Theorem 4.22.3 Choi trace pairing through the trace-pairing adjoint

For a linear map \(P\colon M_{d'}(\mathbb {C})\to M_{d}(\mathbb {C})\) with Choi matrix \(\tau _P\) and any bipartite matrix \(\rho \) on \(\mathbb {C}^d\otimes \mathbb {C}^{d'}\),

\begin{align} \operatorname{tr}(\tau _P\, \rho ) & =\langle \Omega _{d'}|(P^{*}\otimes \mathbb {1}_{d'})(\rho )|\Omega _{d'}\rangle , \notag \end{align}

where \(P^{*}\colon M_{d}(\mathbb {C})\to M_{d'}(\mathbb {C})\) is the trace-pairing adjoint of \(P\).

Proof

Since \(\tau _P=(P\otimes \mathbb {1}_{d'})(|\Omega _{d'}\rangle \langle \Omega _{d'}|)\), cyclicity of the trace gives \(\operatorname{tr}(\tau _P\rho )=\operatorname{tr}(\rho \, (P\otimes \mathbb {1}_{d'})(|\Omega _{d'}\rangle \langle \Omega _{d'}|))\). The \(\mathbb {1}\)-ampliation of the trace-pairing adjoint is the trace-pairing adjoint of the ampliation, so moving \(P\) across the trace pairing replaces \((P\otimes \mathbb {1}_{d'})\) by \((P^{*}\otimes \mathbb {1}_{d'})\) acting on \(\rho \) and turns the pairing against \(|\Omega _{d'}\rangle \langle \Omega _{d'}|\) into the quadratic form \(\langle \Omega _{d'}| \cdot \, |\Omega _{d'}\rangle \).