27 Entropy and Energy Transport on Symmetric Replicas
This chapter assembles the entropy and energy transport estimate of [ Ope26b , Proposition 7.4 ] on the symmetric subspace \(\mathcal S_k\) of \(k\) replicas, from the matrix estimates of Section 7.9. The inputs of the mean trees are products over bands of replica metrics, the moves transfer a subsystem \(x\) of the middle region \(Y\) to one of the outer regions, and \(\eta \) denotes the conditional mutual information of a move evaluated at a one-copy vector \(\theta \). For a density matrix \(\rho \) on \(\mathcal S_k\), \(\int f\, d\mu _\rho \) denotes the coherent integral \(D_k\int f(\theta )\operatorname {Tr}(\rho P_{\theta ,k})\, d\theta \), where \(P_{\theta ,k}\) projects onto \(\theta ^{\otimes k}\) and \(D_k=\dim \mathcal S_k\).
The source proves the relative coherent pin and the skew bound in its replica section. The assembled estimate is first proved assuming their conclusions in the form used at a single band; both forms are then derived from the replica lemmas, which gives the proposition without hypotheses beyond those of the source.
27.1 Coherent measures and Fourier transport
Let \(\Theta \) be the unit sphere of the one-copy space \(\mathcal V\), let \(e_a\) be a coordinate unit vector and let \(H\) be Haar probability measure on \(U(\mathcal V)\). For a matrix \(\rho \) on \(\mathcal V^{\otimes k}\), set \(q_\rho (U)=D_k\operatorname {Re}\operatorname {Tr}(\rho P_{Ue_a,k})\). Define
For \(\rho \ge 0\), the density is nonnegative and (1) is the coherent measure of [ Ope26b , Proposition 7.4 ] .
The measure \(\mu _\rho \) is finite for every matrix \(\rho \). For \(\rho \ge 0\) and every continuous real function \(f\) on \(\mathcal V\),
If in addition \(\operatorname {Tr}\rho =1\) and \(\Pi _k\rho =\rho \), then \(\mu _\rho (\Theta )=1\). Also \(\mu _0=0\).
Continuity bounds the density on the compact unitary group. For \(\rho \ge 0\), \(\operatorname {Tr}(\rho P_{\theta ,k}) =\langle \theta ^{\otimes k},\rho \theta ^{\otimes k}\rangle \ge 0\). Change of measure gives (2). Taking \(f=1\) and using \(D_k\int P_{Ue_a,k}\, dH(U)=\Pi _k\) gives the mass statement.
For the terminal state \(\sigma _{j,u}\) of the transport tree, let \(d_j(u,U)=m_{1/4}(u)q_{\sigma _{j,u}}(U)\) and define
Neither a terminal weight nor a factor of two occurs in this definition. The parameter is clamped to \([0,1]\); a zero terminal weight gives the zero normalized derivative map, using the convention \(0^{-1}=0\).
For fixed real \(p\), replica number \(k\) and supplied vector, \(d_j\) is jointly measurable and absolutely integrable, and \(\nu _j\) is finite. For admissible data, nonnegative regulator parameter and cross-band commutation on \(\mathcal S_k\), every continuous real \(f\) on \(\mathcal V\) satisfies
Under the same structural hypotheses, a nonzero symmetric supplied vector gives \(\nu _j(\Theta )=1/2\) if the terminal weight is nonzero, and \(\nu _j=0\) if that weight is zero. Thus every interior leaf has mass \(1/2\), the new leaves vanish at \(p=0\), and the old leaves vanish at \(p=1\). A zero supplied vector gives zero measure. These assertions include \(k=0\).
Write \(\sigma _{j,u}=\Phi _j^*(|M^{-iu}v\rangle \langle M^{-iu}v|)\). The function \((W,U)\mapsto q_{\Phi _j^*(|Wv\rangle \langle Wv|)}(U)\) is continuous on \(U(\mathcal V^{\otimes k})\times U(\mathcal V)\), hence bounded. Since \(M^{-iu}\) is unitary and \(\int m_{1/4}=1/2\), this bounds the absolute joint density by an integrable function. The same argument includes a continuous spherical symbol. Positivity of the actual terminal state removes the positive part, and Fubini’s theorem gives (4). For nonzero terminal weight the trace of the state is one; at zero weight the normalized derivative map is zero. Apply the coherent mass formula and \(\int m_{1/4}=1/2\). Compactness at fixed \(p\) makes no uniform assertion in \(p\).
27.2 The logarithmic passage
Let \(\mathcal Q_k(f)=D_k\int f(\theta )P_{\theta ,k}\, d\theta \) and let \(\Pi \) be the projection onto \(\mathcal S_k\). For continuous \(f{\gt}0\),
Moreover \(\log D_k=O(\log (k+1))\).
Write \(\log Y=\int _0^\infty [(1+s)^{-1}-(Y+s)^{-1}]\, ds\). For each \(s\) the positivity of \(g(X-g^{-1})P_\theta (X-g^{-1})\) with \(X=\Pi (Y+s)^{-1}\Pi \), averaged over \(\theta \), gives the resolvent form of the inequality; Fubini’s theorem exchanges the two integrals (06-transport.tex lines 526–546). The dimension of \(\mathcal S_k\) is at most \((k+1)^{\dim }\).
Let \(X\) be positive definite and commute with copy permutations, and let \(\varphi \) be continuous with \(X\ge e^{\varphi (\theta )}P_{\theta ,k}\) for every unit vector \(\theta \). For every density matrix \(\rho \) on \(\mathcal S_k\), \(\int \varphi \, d\mu _\rho -\log D_k\le \operatorname {Tr}(\rho \log X)\).
Integrating the pin gives \(D_k^{-1}\mathcal Q_k(e^\varphi )\le X\). Adding \(\varepsilon (I-\Pi )\) with \(\varepsilon I\le X\) keeps the inequality and makes the left side positive definite; operator monotonicity of the logarithm and the Jensen inequality conclude (06-transport.tex lines 520–575).
27.3 The assembled estimate
Let \(\Pi \) be the projection onto \(\mathcal S_k\) and let \(A\) be a band metric, which commutes with \(\Pi \). The operator \(\widetilde A=\Pi A+(I-\Pi )\) is positive definite, agrees with \(A\) on \(\mathcal S_k\) and commutes with the copy permutations. Two such operators \(\widetilde A,\widetilde B\) commute exactly when \(A\) and \(B\) commute on \(\mathcal S_k\). Moreover \(\widetilde A^{-1/2}\widetilde B\widetilde A^{-1/2}=\Pi A^{-1/2}BA^{-1/2}+(I-\Pi )\), so every lower bound \(Q\le A^{-1/2}BA^{-1/2}\) with \(\Pi Q\Pi =Q\) holds for the extended operators, and for every \(X\) commuting with \(\Pi \) the skew squares of \(\widetilde A\) and of \(A\) have the same expectation in every density matrix on \(\mathcal S_k\).
If \(P\) commutes with a Hermitian \(Z\) and \(PY=PZ\) for a Hermitian \(Y\), then \(PY^k=PZ^k\) for all \(k\); interpolating \(f\) by one polynomial on the two finite spectra gives \(Pf(Y)=Pf(Z)\). Applied with \(P=\Pi \) and \(P=I-\Pi \) this computes \(f(\Pi Y+(I-\Pi )Z)=\Pi f(Y)+(I-\Pi )f(Z)\), in particular the powers of \(\widetilde A\). The identity \(\widetilde A\widetilde B=\Pi AB+(I-\Pi )\) gives the commutation criterion, and positivity follows by splitting a vector into its components in \(\mathcal S_k\) and its complement.
Let \(I\) be a finite set of sites with local dimensions \(n_i\ge 0\), let \(k\ge 0\), and let \(t\in \mathbb {R}\). Write \(W_{S,k}(t)\) for the regional replica metric, using the label weights of the full one-copy space, and let \(\Pi \) project onto simultaneous copy symmetry. For arbitrary subsets \(P,Y,F\subseteq I\), set
Here the inverse of a singular matrix is interpreted as zero. For every site \(a\in I\) and irreducible label \(\lambda \) of \(S_k\),
Empty local coordinate sets and zero replicas are included. The regional commutation is a consequence of [ Ope26b , Lemma 6.1(2) ] , applied to the band metric of [ Ope26b , Proposition 7.4 ] .
Put \(X=\pi ^\lambda _{\{ a\} ,k}\). The one-site commutation theorem gives \(XW_{S,k}(t)=W_{S,k}(t)X\) for every region \(S\). Commutation is preserved by inversion: this follows by multiplying by the inverse on both sides when the matrix is invertible, and from the zero convention when it is singular. It is also preserved by products and powers, so \(XA=AX\) with the displayed factor order. Since \(\{ a\} \subseteq I\), the containing-subsystem symmetry theorem gives \(X\Pi =\Pi X\). Therefore
Fix a finite set of sites with nonzero local Hilbert spaces, \(t\ge 0\) and a copy number \(k\). Suppose the transport data are admissible and the old and new band metrics from distinct bands commute on \(\mathcal S_k\). For a nonzero input vector \(x\in \mathcal S_k\) and \(0{\lt}p{\lt}1\), all transport states are density matrices supported on \(\mathcal S_k\). If moreover the set of histories is finite, the exact derivative formula of Lemma 7.9.5.1 holds for the replica inputs.
Each extended band metric is positive definite, and metrics at distinct bands commute. Their products over bands therefore give positive definite inputs. These inputs commute with copy permutations, so the symmetrizer commutes with every input and hence with the root \(M(p)\) of the interpolated tree. Since the symmetrizer fixes \(x\in \mathcal S_k\), it fixes the filtered vector \(M(p)^{-1/4}x/N(p)\). The symmetrizer therefore fixes the transport states by Lemma 7.9.5.3. The nonzero input vector and the positive leaf weights for \(0{\lt}p{\lt}1\) give trace one; positivity and the derivative formula follow from Lemma 7.9.5.1.
Assume the conclusion of the relative coherent pin [ Ope26b , Lemma 6.3 ] and of the skew bound [ Ope26b , Lemma 6.4 ] at a split leaf, and that metrics from different bands commute on \(\mathcal S_k\), for every \(k\), as in the source. The mean trees are evaluated on the band metrics extended by the identity off \(\mathcal S_k\) (Lemma 27.3.1), which agree with the source’s operators on \(\mathcal S_k\); an earlier formalization assumed commutation on the full tensor power instead [ con26a ] . Then the conclusions of [ Ope26b , Proposition 7.4 ] hold: with \(a=2t\), \(\ell \ge 1\) bounding \(\log (e\dim x)\) for every transferred subsystem and \(\log (e\dim D_i)\) for every split term, and \(a\ell \) below a universal threshold, for every \(k\), nonzero \(x\in \mathcal S_k\) and \(0{\lt}p{\lt}1\),
with \(\beta _k=O(\log (k+1))\) independent of \(p\) and \(x\); and if \(\bar Hx=E_0x\), then \(\langle v,\bar Hv\rangle \le 2E_0+Ca^2\ell ^C\sum _iW_i(p)\sum _{j}\pi _j\int m_{1/4}\int \eta _{i,j}^{1/8}\, d\mu _{\sigma _{j,u}}\, du+o_k(1)\), uniformly in \(p\) and \(x\).
The extended band metrics of different bands commute, so the relative ratio factors over bands. Theorem 7.9.1.1 gives \(\log C_h=\sum _g\log C_{h,g}\). The relative pin and projection transfer give the conditional pin of each band (06-transport.tex lines 513–531), and the logarithmic passage turns it into the entropy lower bound (lines 495–583). For the energy, the support of each term commutes with every unsplit band, a single band remains at a split leaf (lines 732–735), the skew bound controls its symbol cost (lines 736–748), and Lemma 7.9.6.3 applies term by term with \(\bar Hx=E_0x\) (lines 588–766).
For a move of \(x\subseteq Y\) to \(P\), the parts \(P,x,Y\setminus x,F\) partition the sites, and Theorem 23.11.5 bounds the relative metric with \(\eta _\theta =S_\theta (x|P)+S_\theta (x|Y\setminus x)=I_\theta (x:F|P)\), the entropy of the move (06-transport.tex lines 315–328). A move to \(F\) is the same after exchanging the outer parts, and a choice making no move has relative metric \(I\), which dominates every coherent projector. A quadratic-form bound \(c\, |\langle \theta ^{\otimes k},w\rangle |^2\le \langle w,Mw\rangle \) for Hermitian \(M\) is the operator bound \(cP_{\theta ,k}\le M\). The polynomial factor \(p(k)\) gives \(-\log p(k)^{-1}=O(\log (k+1))\), and \(\log (e\dim x)\) is the logarithm of \(e\) times the product of the site dimensions.
For \(0\le p_0\le p_1\le 1\) and every integrable function \(L\) on \([0,1]\) with \(L(p)\le -\partial _p\log N(p)^2\) for \(0{\lt}p{\lt}1\), \(\int _{p_0}^{p_1}L\le \log N(p_0)^2-\log N(p_1)^2\).
Integrate the pointwise bound and apply Lemma 7.9.5.2 (06-transport.tex lines 427–429 and 769–779).
For fixed \(k\) and nonzero \(x\in \mathcal S_k\), the entropy-gain term of [ Ope26b , Proposition 7.4 ] is integrable in \(p\) on \([0,1]\).
Each summand is \(G(p)=\int m_{1/4}(u)\operatorname {Tr}(\sigma _{h,u}Q)\, du\) with \(Q\) Hermitian. Replacing the old input \(A_h\) by \(A_h^{1/2}e^{\delta Q}A_h^{1/2}\) changes \(-\log N(p)^2\) at \(\delta =0\) at rate \((1-p)w_hG(p)\), by the norm-derivative formula and the leaf identity. For fixed \(\delta \) the perturbed norm is continuous in \(p\), so \((1-p)w_hG(p)\) is a pointwise limit of continuous functions on \((0,1)\) and hence measurable. The states are density matrices, so \(|G(p)|\le \| Q\| /2\). The source asserts the integration (06-transport.tex lines 427–429) and bounds the integrand (lines 769–779); measurability is the remaining point.
Let \(0\le h\le 1\) have designated support \(D\) meeting \(Y\) and exactly one of the outer parts of a partition, let \(0{\lt}t{\lt}1/4\), \(a=2t\) and \(a\log (e\dim D)\le 1/8\). Then, uniformly over density matrices \(\rho \) on \(\mathcal S_k\), \(\operatorname {Tr}(\rho \mathsf D_k)\le 2C a^2\log ^4(e\dim D)\int \eta ^{1/8}\, d\mu _\rho +r_k\) with \(r_k\to 0\), where \(\mathsf D_k\) is the skew square of the band metric and \(\eta \) is the entropy of the split.
For a split towards \(P\) put \(P_0=D\cap P\) and \(x=D\cap Y\). Then \(D=P_0\cup x\), so \(h\) is the lift of an operator \(0\le K\le 1\) on \(P_0x\) and \(\dim D=(\dim P_0)(\dim x)\). The skew operator of [ Ope26b , Lemma 6.4 ] takes its absolute values on \(\mathcal S_k\); for \(Z\) commuting with the projection \(\Pi \) onto \(\mathcal S_k\), \(\Pi |\Pi Z|=\Pi |Z|\), so the two skew operators have the same expectation in every density matrix on \(\mathcal S_k\). The entropy \(S_\theta (x|P)+S_\theta (x|Y\setminus x)\) of the skew bound is \(I_\theta (x:F|P)\). A split towards \(F\) is the same with the outer parts exchanged. The skew bound holds with an additive \(\varepsilon \) for all large \(k\); for fixed \(k\) the excess over symmetric density matrices is bounded by the operator norm of the skew square, and its supremum is the remainder \(r_k\).
The conclusions of [ Ope26b , Proposition 7.4 ] hold under the hypotheses of the source: admissible finite history and choice data, cross-band commutation on \(\mathcal S_k\), positive contractions with designated supports compatible with the terminal partitions, and \(\ell \ge 1\) bounding the logarithmic dimensions with \(a\ell \) below a universal threshold. Namely, for every \(k\) and nonzero \(x\in \mathcal S_k\): at every \(0{\lt}p{\lt}1\) the exact derivative, the entropy-gain lower bound and the energy bound hold, and the entropy-gain lower bound integrates over every \([p_0,p_1]\subseteq [0,1]\) to \(\log N(p_0)^2-\log N(p_1)^2\).
Choose the universal constants of Theorem 27.3.9 once. Fix a finite family of admissible transports with the same one-copy dimensions, band count, supported energy terms, positive parameter \(a\), and dimension bound \(\ell \ge 1\), satisfying all hypotheses of that theorem in each round. The history and conditional choice sets may vary between rounds. There exist nonnegative sequences \(\beta _k\) and \(r_k\), and a constant \(C_\beta \ge 0\), such that \(\beta _k\le C_\beta \log (k+2)\) for every \(k\ge 0\) and \(r_k\longrightarrow 0\). These same sequences give the entropy and energy error bounds for every round, every replica count, every nonzero symmetric input vector, and every interior interpolation parameter. The energy estimate retains its replica-energy eigenvector hypothesis with the stated eigenvalue. The exact derivative identity and the entropy inequality integrated over every closed subinterval of \([0,1]\) also hold. The family may be empty. Only \(C_\beta \) and the two sequences may depend on the fixed family; the universal constants are unchanged.
For each round \(j\), choose the sequences \(\beta _{j,k}\) and \(r_{j,k}\) from Theorem 27.3.9, before fixing a replica count or input vector. Set \(\beta _k=\sum _j|\beta _{j,k}|\) and \(r_k=\sum _j|r_{j,k}|\). Both sequences are nonnegative and dominate the corresponding signed error in every round. Finite sums preserve convergence to zero and the logarithmic asymptotic bound. Since \(\log (k+2)\ge \log 2{\gt}0\), one can enlarge its coefficient to absorb the finitely many initial indices, even when \(\beta _0\ne 0\). The derivative identity is unchanged. Subtracting the larger entropy error gives the common pointwise bound; adding the larger energy remainder gives the common energy bound. Finally, the entropy gain is integrable by Lemma 27.3.7, so Corollary 27.3.6 applies with the common error, including both endpoints.
27.4 The transport root in symmetric coordinates
Let \(R\) be a semiring, let \(I,J\) be finite index sets, and fix \(Z\in R^{I\times J}\). For \(0\leq g{\lt}K\), let \(A_g\in R^{I\times I}\) and \(B_g\in R^{J\times J}\) satisfy \(A_gZ=ZB_g\). Then
where both products are taken in increasing order. The assertion includes \(K=0\) and empty index sets.
The empty products give \(I_IZ=ZI_J\). If \(LZ=ZM\), then \((A_gL)Z=A_g(ZM)=(A_gZ)M=Z(B_gM)\). Induction over the ordered factors proves the assertion.
Let the site dimensions be positive and let \(t\geq 0\). Fix admissible transport data: a weighted history tree and its conditional choice trees, with positive history and conditional weights, old partitions in \(K\) bands, and moves that transfer subsets of the middle regions. For a terminal label \(j\) and band \(g\), let \(A_{j,g}\) be the raw band metric of its actual partition. Assume that metrics from distinct bands commute on the copy-symmetric subspace \(\mathcal S_k\).
Write \(\Pi \) for the orthogonal projection onto \(\mathcal S_k\) and let \(Z:\mathbb C^r\longrightarrow \mathcal H^{\otimes k}\) satisfy \(Z^*Z=I\) and \(ZZ^*=\Pi \). For \(p\in \mathbb R\), put \(\bar p=\max (0,\min (1,p))\) and let \(T_{\bar p}\) be the actual interpolated transport tree. Define
Then \(M_p\) is positive definite and \(\widehat M_p Z=ZM_p\). This is the symmetric-coordinate form of the band factorization in [ Ope26b , Sections 7 and 8 ] ; it uses the same tree in every band, including at the endpoints of the interpolation.
Each \(A_{j,g}\) is positive definite and commutes with \(\Pi \). The equations for \(Z\) give \(\Pi Z=Z\), hence \(A_{j,g}Z=ZB_{j,g}\) and \(\widetilde A_{j,g}Z=ZB_{j,g}\). Thus the compressed matrices are positive definite and metrics from distinct bands commute after compression. The roots of their common tree consequently commute, so their ordered product is positive definite.
The extended metrics commute across distinct bands. Factor the tree evaluation of their products in (5) into the ordered product of the band roots. Intertwining each band root with its compressed root and multiplying these identities gives \(\widehat M_pZ=ZM_p\).
27.5 Uniform floors for band metrics and mean trees
Fix a finite tensor product \(\mathcal V=\bigotimes _{v\in V}\mathbb {C}^{n_v}\), with \(n_v{\gt}0\), and let \(t{\gt}0\). The replica metrics use one common label weight padded to the original full dimension \(\dim \mathcal V\). There exists \(C\ge 0\), chosen before the copy number and partition, such that every \(k\ge 0\) and every partition \(\pi =(P,Y,F)\) satisfy
where \(\widetilde A_k(\pi )=\Pi _kA_k(\pi )+(I-\Pi _k)\) is the existing identity extension of the symmetric band metric and \(A_k(\pi )=(W_{P,k}^{-1}W_{F,k}^{-1}W_{Y,k})^2\). Empty parts, \(k=0\), and an empty set of sites are included.
Choose the exponent from Theorem 23.45.1 for the fixed system and \(t\). Its identity-extension inequality is
The band metric commutes with \(\Pi _k\), and \(\Pi _k^2=\Pi _k\). Hence \(\Pi _kA_k(\pi )\Pi _k=\Pi _kA_k(\pi )\), proving the assertion.
Fix the same finite tensor product and \(t{\gt}0\). There exists \(C\ge 0\) such that, for every \(k\ge 0\), every label set \(J\), not necessarily finite, every family of partitions \((\pi _j)_{j\in J}\), and every nonempty finite rooted weighted binary tree \(\mathcal T\) with terminal labels in \(J\), its root satisfies
The exponent is chosen before the copy number, label set, partitions, tree and interpolation parameters. Repeated terminal labels, zero terminal weights, and interpolation parameters at either endpoint are allowed.
Choose \(C\) from Theorem 27.5.1 and put \(c=(k+2)^{-C}{\gt}0\). Every terminal input is bounded below by the positive definite matrix \(cI\). Monotonicity of the mean tree and its value on a constant input give
These are direct consequences of the replica floor and monotonicity of finite mean trees used in the lower comparator argument of [ Ope26b ] .
27.6 Uniform floors for commuting band products
Fix a finite tensor product \(\mathcal V=\bigotimes _{v\in V}\mathbb {C}^{n_v}\), with \(n_v{\gt}0\), and let \(t{\gt}0\). There exists \(C\ge 0\) such that the following holds for every \(K,k\ge 0\), every label set \(J\), and every family of partitions \(\pi _{j,g}\) indexed by \(j\in J\) and \(0\le g{\lt}K\). Put \(A_{j,g}=\widetilde A_k(\pi _{j,g})\), using the identity-extended band metric of Theorem 27.5.1. Suppose that, for each \(j\), the matrices \(A_{j,g}\) commute at distinct positions \(g\). Then every nonempty finite rooted weighted binary tree \(\mathcal T\) with terminal labels in \(J\) satisfies
The exponent \(C\) is chosen before \(K,k,J\), the partitions, the tree, and its interpolation parameters. The label set need not be finite. Empty site sets, \(K=0\), \(k=0\), repeated labels, and interpolation parameters at either endpoint are included; the empty product is \(I\).
Choose \(C\) from Theorem 27.5.1 and set \(b=(k+2)^{-C}{\gt}0\). The commuting-product bound gives \(b^KI\le A_{j,0}\cdots A_{j,K-1}\) for each \(j\). Since \(b^K=(k+2)^{-CK}\), monotonicity and the constant-input identity for the mean tree give
27.7 Filtered-norm bounds
Let \(M\) be a positive definite complex matrix on a finite-dimensional space, which may have dimension zero. Suppose that \(b{\gt}0\) and \(bI\le M\). For any vector \(\xi \), set \(N^2=\| M^{-1/4}\xi \| ^2\). Then
Since \(M\) is positive definite, spectral functional calculus gives \(N^2=\operatorname {Re}(\xi ^*M^{-1/2}\xi )\). Theorem 7.16.3 gives \(M^{-1/2}\le b^{-1/2}I\). The quadratic-form order then gives the stated bound, using \(\operatorname {Re}(\xi ^*\xi )=\| \xi \| ^2\).
Let \(M\) be positive definite, let \(C\ge 0\) and \(r\ge 1\), and suppose that \(r^{-C}I\le M\). For any vector \(\xi \) with \(\| \xi \| \le 1\), set \(N^2=\| M^{-1/4}\xi \| ^2\). Then \(\log N^2\le (C/2)\log r\). Here the real logarithm is assigned the value zero at zero.
If \(\xi =0\), then \(N=0\), and the right-hand side is nonnegative. Otherwise \(N{\gt}0\), since \(M^{-1/4}\) is invertible. The squared-norm bound gives \(N^2\le (r^{-C})^{-1/2}\| \xi \| ^2\le r^{C/2}\). Taking logarithms and using \(\log (r^{C/2})=(C/2)\log r\) gives the result.
27.8 Floors for transport roots
Fix \(\mathcal V=\bigotimes _{v\in V}\mathbb {C}^{n_v}\) with \(n_v{\gt}0\) and \(t{\gt}0\). There exists \(C_0\ge 0\) such that the following holds for every admissible transport round with \(K\ge 0\) bands and every copy count \(k\ge 0\). The old parts form partitions, each move transfers a subsystem of its middle part, and the history and conditional choice weights are positive. Suppose that the identity-extended band metrics at distinct band positions commute for every pair of terminal labels. Write \(\pi _{j,g}\) for the partition at terminal label \(j\) and band \(g\), and set \(A_j=\prod _{g=0}^{K-1}\widetilde A_k(\pi _{j,g})\). For \(q\in \mathbb {R}\), let \(\bar q=\max (0,\min (1,q))\) and let \(\mathcal T_{\bar q}\) be the interpolated terminal tree of the given round. Its root \(M(q)=\mathcal T_{\bar q}(A_j:j)\) satisfies
The constant is chosen before the number of bands, history and choice sets, transport round, copy count and parameter. The history and choice sets are not assumed finite.
The validity of the moves ensures that every terminal triple is a partition. The commutation assumption, applied with the same terminal label on both sides, gives pairwise commutation within each product \(A_j\). Apply Theorem 27.6.1 to these partitions and the given tree \(\mathcal T_{\bar q}\).
Fix the physical dimensions and \(t{\gt}0\) as in Theorem 27.8.1. There exists \(C_0\ge 0\) such that every admissible transport round satisfying the same band commutation assumption obeys the following bound. For its root \(M(q)\), with any \(K,k\ge 0\), \(q\in \mathbb {R}\), and \(\xi \) with \(\| \xi \| \le 1\),
The constant is chosen before the history and choice sets, transport round, numbers of bands and copies, interpolation parameter and vector. The real logarithm is assigned the value zero at zero.
27.9 Poissonized finite words
Let \(I\) be a finite alphabet, \(N=|I|\), and \(t\geq 0\). Write \(\mathcal W=\coprod _{m\geq 0}I^{\{ 0,\ldots ,m-1\} }\) for the set of finite words, including the empty word. These statements concern this explicit word law and do not identify it with a chronological construction from independent clocks.
Equip \(\mathcal W\) with its discrete \(\sigma \)-algebra and put
The measure \(\mu _t\) is a probability measure. The distribution of the length is Poisson with mean \(Nt\), and each individual word has the mass in (15). If \(t=0\) or \(I=\varnothing \), then \(\mu _t\) is the point mass at the empty word.
There are \(N^m\) words of length \(m\), so their total mass is \(e^{-Nt}(Nt)^m/m!\). Summing these nonnegative masses gives \(e^{-Nt}\sum _{m\geq 0}(Nt)^m/m!=1\). The same length-wise calculation gives the Poisson distribution. At zero time all positive lengths have zero mass; for an empty alphabet there are no words of positive length.
For an observable \(f\) valued in a normed additive group, integrability is equivalent to summability of \(\sum _{w\in \mathcal W}e^{-Nt}t^{|w|}\| f(w)\| /|w|!\). If \(f\) is real and nonnegative, put \(A_m=\sum _{w\in I^{\{ 0,\ldots ,m-1\} }}f(w)\). Then integrability is equivalent to summability of \(\sum _{m\geq 0}e^{-Nt}t^m A_m/m!\), and in that case
Integrate against the sum of weighted point masses. Absolute summability is precisely the integrability criterion. For nonnegative real observables, regrouping the series by length gives (16).
Suppose \(f\geq 0\), \(a,C\geq 0\), and \(A_m\leq a^m C\) for every \(m\geq 0\). Then \(f\) is integrable and
The comparison series has sum \(e^{(a-N)t}C\) for arbitrary real \(a,C\).
27.9.1 Concatenation and finite fibers
For an arbitrary alphabet \(I\), let \(\mathcal W\) be its finite words. The following statements do not require \(I\) to be finite.
For words \(u\) and \(v\), their concatenation \(uv\) places all letters of \(v\) after all letters of \(u\). Thus \(|uv|=|u|+|v|\). Concatenation is associative, and the empty word is a two-sided identity.
For a word \(w\) and \(k\geq 0\), write \(w_{{\lt}k}\) for its first \(\min (k,|w|)\) letters, and \(w_{\geq k}\) for the remaining \(\max (|w|-k,0)\) letters. In particular, \(|w_{{\lt}k}|=k\) whenever \(k\leq |w|\).
For every word \(w\) of length \(m\), the fiber
has exactly \(m+1\) elements. They are parametrized bijectively by \(k\in \{ 0,\ldots ,m\} \) through
Splitting a word at position \(k\) and concatenating the two parts returns the original word. Conversely, if \(uv=w\), then \(|u|\leq m\), and splitting \(w\) at \(|u|\) returns \(u\) and \(v\). The prefix of the split at \(k\leq m\) has length \(k\), so the maps in (19) are inverse. This also proves finiteness, including the unique split of the empty word.
27.10 Time composition of Poissonized words
Let \(I\) be a finite alphabet, \(N=|I|\), and let \(\mu _t\) be the word measure of Definition 27.9.1. Concatenation places every letter of the first word before every letter of the second. The occurrence-order products in A two-dimensional area law from a global spectral gap, [ Ope26b ] , 09-amplification.tex, lines 49–54, motivate this word model. The following derived composition law supports the excited-state estimate on lines 237–253; it is not a theorem stated in the manuscript.
For \(s,t\ge 0\) and \(m\in \mathbb {N}\),
For \(0\le k\le m\), the identity \(\binom {m}{k}k!(m-k)!=m!\) expresses each summand as \(e^{-N(s+t)}s^kt^{m-k}\binom {m}{k}/m!\). Factor out \(e^{-N(s+t)}/m!\) and apply the binomial theorem. Only positive factorials are canceled, so zero times are included.
For \(s,t\geq 0\), the pushforward of the product measure under concatenation satisfies
Equivalently, independent word samples with durations \(s\) and \(t\) concatenate to a word with law \(\mu _{s+t}\).
Fix a word \(w\) of length \(m\). Its concatenation fiber consists of precisely the \(m+1\) pairs formed by its prefix of length \(k\) and suffix of length \(m-k\), with \(0\le k\le m\). The product measure assigns to each pair the product of the corresponding singleton masses. Summing over the fiber and using (20) gives \(e^{-N(s+t)}(s+t)^m/m!\), the singleton mass of \(w\) under \(\mu _{s+t}\). Since the word space is countable, agreement on every singleton proves equality of the measures.
The empty word is the identity at time zero, and the formula also holds for an empty alphabet. This composition statement does not construct event times, a process with independent increments, or a coupling of paths.
27.10.1 Words with a marked letter
Let \(I\) be an arbitrary alphabet and \(\mathcal W\) its finite words. Index the letters of \(w\) by \(0,\ldots ,{|w|-1}\).
For \(a\in I\), write \([a]\) for the word with the single letter \(a\). For words \(u,v\in \mathcal W\), inserting \(a\) between \(u\) and \(v\) gives the word \(u[a]v\), of length \(|u|+|v|+1\).
A marked word is a pair \((w,j)\) with \(w\in \mathcal W\) and \(0\leq j{\lt}|w|\). The marked insertion of \((u,a,v)\) is \((u[a]v,|u|)\).
The bijection between marked words and \(\mathcal W\times I\times \mathcal W\) is
No finiteness assumption on \(I\) is needed. Repeated letters at distinct positions give distinct marked words; when \(I\) is empty, both sets in the bijection are empty.
The prefix of \(u[a]v\) before position \(|u|\) is \(u\), the letter at that position is \(a\), and the suffix after it is \(v\). Conversely, splitting at \(j\) gives \(w=w_{{\lt}j}[w_j]w_{\geq j+1}\) and \(|w_{{\lt}j}|=j\). Thus reconstruction recovers both the word and its marked position. The cases \(j=0\) and \(j=|w|-1\) have empty prefix and suffix, respectively.
27.11 The insertion-time weight identity
For a finite alphabet \(I\), put \(N=|I|\) and retain the singleton word weights \(w_t(m)=e^{-Nt}t^m/m!\) from Definition 27.9.1. The following integration identity supplies the scalar calculation for inserting a marked letter between a prefix and a suffix. It is a derived identity for the finite-word model motivated by the occurrence-order products in A two-dimensional area law from a global spectral gap, [ Ope26b ] , 09-amplification.tex, lines 49–54, and its integration over update times on lines 203–209. It is not a theorem stated in that manuscript.
For every \(T\geq 0\) and \(m,n\in \mathbb {N}\),
The integrand is nonnegative and integrable. Equivalently, the same identity holds as a nonnegative Lebesgue integral on \((0,T]\) after viewing the weights in \([0,\infty ]\).
At \(T=0\), both sides vanish. For \(T{\gt}0\), the beta integral and its relation to the gamma function at positive integers give
On the integration interval, the two exponential factors multiply to \(e^{-NT}\). Factoring out \(e^{-NT}/(m!n!)\) proves the identity. Continuity proves integrability; nonnegativity identifies the real and nonnegative integrals. Writing \(s_+=\max (s,0)\) extends the two factors to continuous functions \(s\mapsto w_{s_+}(m)\) and \(s\mapsto w_{(T-s)_+}(n)\) on the real line. These extensions agree with the original weights on \([0,T]\).
The identity includes zero time and allows \(I=\varnothing \). It does not construct a clock process or a coupling of event times.
27.12 Insertion into Poissonized words
Let \(I\) be a finite alphabet, \(N=|I|\), and let \(\mu _t\) be the probability measure of Definition 27.9.1. For a word \(w\) and \(0\le j{\lt}|w|\), write \(w_{{\lt}j}\) for its prefix of length \(j\) and \(w_{{\gt}j}\) for the suffix after its \(j\)th letter. The rate and time integration in A two-dimensional area law from a global spectral gap, [ Ope26b ] , 09-amplification.tex, lines 203–209, is represented by the nonnegative insertion identity below.
For \(T\ge 0\) and any function \(F:\mathcal W\times I\times \mathcal W\to [0,\infty ]\),
Both sides may be infinite. No integrability assumption on \(F\) is required.
Expanding the atomic word measure expresses the left side as a sum over marked words. The bijection of Definition 27.10.1.3 rewrites this sum as
On the right side of (25), expand both atomic measures. Each summand is a measurable nonnegative function of time, so Tonelli’s theorem moves the sums outside the time integral. Formula (23) then gives (26). This argument includes zero singleton masses multiplied by an infinite value of \(F\), using \(0\cdot \infty =0\).
For \(G:\mathcal W\times I\to [0,\infty ]\) and \(T\ge 0\),
In particular, the expected length is \(\int _{\mathcal W}|w|\, d\mu _T(w)=NT\).
All formulas include \(T=0\) and the empty alphabet. They concern the explicit finite-word measures; they do not construct event times or independent clock paths, and they do not give a propagation or spatial-omission bound.
27.12.1 Letter counts and multiplicities
Let \(I\) be a finite alphabet.
For a word \(w\in I^{\{ 0,\ldots ,m-1\} }\), define \(C(w)=\sum _{j=0}^{m-1}e_{w(j)}\), where \(e_i\) is the vector equal to one at \(i\) and zero elsewhere. Thus \(C(w)_i\) is the number of occurrences of \(i\), and \(\sum _{i\in I}C(w)_i=m\) when \(I\) is finite. The empty word has count vector zero. For \(n\in \mathbb {N}^I\), put \(\mathcal W_n=\{ w\in \mathcal W:C(w)=n\} \). Every word in \(\mathcal W_n\) has length \(\sum _{i\in I}n_i\).
For a finite alphabet \(I\), a nonnegative count vector \(n\in \mathbb {N}^I\), and \(m\in \mathbb {N}\) with \(\sum _{i\in I}n_i=m\), the number of length-\(m\) words with count vector \(n\) is
If \(\sum _{i\in I}n_i\ne m\), there are no such words.
Expand \((\sum _{i\in I}X_i)^m\) by choosing a variable at each of the \(m\) positions. The monomial contributed by \(w\) is \(\prod _{j=0}^{m-1}X_{w(j)}=X^{C(w)}\). Hence the coefficient of \(X^n\) counts exactly the words with \(C(w)=n\). The multinomial theorem gives the same coefficient as the right side of (28).
For every finite alphabet \(I\) and count vector \(n\in \mathbb {N}^I\), the set \(\mathcal W_n\) is finite and nonempty, with \(|\mathcal W_n|=(\sum _{i\in I}n_i)!/\prod _{i\in I}n_i!\). This includes \(I=\varnothing \) and the zero count vector; in both cases the cardinality is one.
Every element of \(\mathcal W_n\) has length \(\sum _i n_i\), so retaining or forgetting this fixed length gives a bijection with the finite set counted in Lemma 27.12.1.2. Its cardinality is the multinomial coefficient, which is positive.
27.13 Independent Poisson letter counts
Let \(I\) be a finite alphabet, \(N=|I|\), and \(t\ge 0\). The word law \(\mu _t\) assigns mass \(e^{-Nt}t^m/m!\) to each word of length \(m\). For \(n\in \mathbb {N}^I\), let \(C_n\) be the set of words with letter counts \(n\), and put \(m=\sum _{i\in I}n_i\). The following calculation identifies the fixed-time count law used in A two-dimensional area law from a global spectral gap, [ Ope26b ] , 09-amplification.tex, lines 49–54 and 237–253.
For every \(n\in \mathbb {N}^I\),
Every word in \(C_n\) has length \(m\). Sum its common singleton mass over the finite set \(C_n\). The multinomial identity \(|C_n|\prod _i n_i!=m!\) cancels the factorial in the word weight. The remaining factors satisfy \(\prod _i e^{-t}=e^{-Nt}\) and \(\prod _i t^{n_i}=t^m\). All factorials are positive, so this argument also applies at \(t=0\).
Under \(\mu _t\), the count vector \(w\mapsto (n_i(w))_{i\in I}\) has law \(\bigotimes _{i\in I}\operatorname {Poisson}(t)\). Thus the label counts are mutually independent, and each has Poisson law of rate \(t\).
The set \(\mathbb {N}^I\) is countable. Formula (29) equates the singleton masses of the count law and the product of the Poisson laws, so the two measures agree. Coordinate projection gives each marginal law. Equality of the joint law with the product of its marginals proves mutual independence.
An empty alphabet gives the unique empty count vector and an empty product of probability measures. No event times or independent-increment process are constructed by this fixed-time characterization.
27.14 Uniform conditioning on a finite event
Let \(\Omega \) be a measurable space with measurable singletons, let \(\mu \) be a measure on \(\Omega \), and let \(S\subseteq \Omega \) be finite. Write \(\# |_S\) for counting measure restricted to \(S\).
If \(\mu (\{ x\} )=c\) for every \(x\in S\), where \(c\in [0,\infty ]\), then
These identities require neither \(S\ne \varnothing \) nor \(\mu (S){\gt}0\).
A finite set is the disjoint union of its singletons. Summing their masses proves the first identity. For every measurable \(A\), apply the same identity to \(A\cap S\) to obtain \(\mu (A\cap S)=c|A\cap S|\). Equality on measurable sets proves the restriction identity.
Suppose additionally that \(\mu \) is finite and \(\mu (S)\ne 0\). If all singletons in \(S\) have the same mass, then
Positive event mass implies \(S\ne \varnothing \) and \(c{\gt}0\). Finiteness of \(\mu \) implies \(c{\lt}\infty \), and finiteness of \(S\) implies \(|S|{\lt}\infty \). Substituting (30) in the conditional measure therefore permits cancellation of \(c\). The assumption \(\mu (S)\ne 0\) is essential for this cancellation.
27.15 Independent counts and uniform word order
Retain the finite alphabet \(I\), the word law \(\mu _t\) for \(t\ge 0\), and \(C_n=\mathcal W_n=\{ w:C(w)=n\} \) for \(n\in \mathbb {N}^I\). The following is a characterization at a single fixed time, supplying the count-and-order description relevant to [ Ope26b ] , 09-amplification.tex, lines 49–54 and 237–253.
If \(\mu _t(C_n)\ne 0\), then the actual conditional word law is
For \(t{\gt}0\), every count vector \(n\) satisfies \(\mu _t(C_n){\gt}0\), so this conditional identity holds for every \(n\in \mathbb {N}^I\).
The event \(C_n\) is finite. Every word in it has length \(m=\sum _i n_i\) and the same singleton mass \(e^{-Nt}t^m/m!\), where \(N=|I|\). Theorem 27.14.2 applies to this finite probability measure whenever the event mass is nonzero. For \(t{\gt}0\), that common mass is strictly positive, and \(C_n\) is nonempty. Consequently \(\mu _t(C_n)=|C_n|e^{-Nt}t^m/m!{\gt}0\).
At \(t=0\), every \(n\ne 0\) satisfies
The second equality uses the totalized conditional-measure convention in Lean: conditioning on a null event gives the zero measure. For \(n=0\), the fiber consists only of the empty word and has mass one, so the conditional law is its point mass.
At zero time \(\mu _0\) is the point mass at the empty word, whose count vector is zero. Thus \(C_n\) has zero mass when \(n\ne 0\); the definition of conditioning then gives the zero measure. A word with zero total count has length zero.
Put \(\nu _t=\bigotimes _{i\in I}\operatorname {Poisson}(t)\) and define
This samples independent counts and then a uniform compatible word. Every \(C_n\) is finite and nonempty, including at \(t=0\).
For every \(t\ge 0\),
In particular, the count-and-order sampler is a probability measure.
Fix a word \(w\). In (34), only \(n=C(w)\) can contribute to its singleton mass: all other uniform measures are supported on disjoint fibers. The count law gives \(\nu _t(\{ n\} )=\mu _t(C_n)\). If this mass is positive, (32) shows that its contribution is \(\mu _t(C_n)\mu _t(\{ w\} \mid C_n)=\mu _t(\{ w\} )\). If the fiber has zero mass, both the contribution and \(\mu _t(\{ w\} )\) vanish. Thus the two measures agree on every singleton of the countable word space, proving equality and normalization.
When \(I=\varnothing \), the only count vector is zero, the only word is empty, and both measures are its point mass for every \(t\ge 0\). The reconstruction also holds at \(t=0\): impossible count vectors receive zero mixture weight even though their combinatorial fibers are nonempty. These results construct no event times, independent-increment process, pathwise clock coupling, or locality estimate.
27.16 Tagged interleavings
Let \(A\) and \(B\) be arbitrary alphabets, and distinguish them by the two inclusions into \(A\sqcup B\). For a word \(w\) over \(A\sqcup B\), let \(\pi _A(w)\) and \(\pi _B(w)\) be the words obtained by retaining, in their original order, the letters carrying the respective tag and then removing that tag. Write \(|w|\) for the length of a word.
For words \(u\) over \(A\) and \(v\) over \(B\), define the list \(I(u,v)\) recursively. If either word is empty, the list contains just the other word with its tag attached. If \(u=au'\) and \(v=bv'\) are nonempty, first list the words obtained by prepending the left-tagged \(a\) to each member of \(I(u',v)\), then list the words obtained by prepending the right-tagged \(b\) to each member of \(I(u,v')\).
A word \(w\) occurs in \(I(u,v)\) if and only if \(\pi _A(w)=u\) and \(\pi _B(w)=v\).
Induct on the two prescribed words. When one is empty, every letter must carry the other tag, so the remaining filtered word uniquely determines \(w\). When both are nonempty, the first tag of \(w\) determines which recursive case applies. Removing that first letter reduces the assertion to the corresponding shorter pair of words.
The list \(I(u,v)\) has no repeated words and has \(\binom {|u|+|v|}{|u|}\) members, even if \(u\) or \(v\) repeats letters.
Induct on the two prescribed words. Prepending a fixed letter preserves distinctness, and the two nonempty recursive cases have different first tags. Thus each recursive step preserves the absence of repeated words. If either word is empty, there is one interleaving. Otherwise the number of interleavings is the sum of the two shorter counts, which equals \(\binom {|u|+|v|}{|u|}\) by Pascal’s identity.
Every word over \(A\sqcup B\) satisfies \(|\pi _A(w)|+|\pi _B(w)|=|w|\). Consequently, every member of \(I(u,v)\) has length \(|u|+|v|\).
Each letter contributes one to exactly one of the two filtered lengths. Induction on \(w\) gives the first identity. Substitute the two prescribed filtered words to obtain the consequence.
27.17 Independent thinning of ordered words
Let \(I\) and \(J\) be disjoint tagged alphabets. For \(t\geq 0\), write \(\mu _{I,t}\) for the Poissonized word measure of Definition 27.9.1. The following coupling concerns the retained and omitted ordered words from one sample at a fixed time.
For a word \(w\) over \(I\sqcup J\), let \(L(w)\) retain its \(I\)-letters and let \(R(w)\) retain its \(J\)-letters, preserving their original order. Both filters send the empty word to the empty word, and \(|L(w)|+|R(w)|=|w|\). For prescribed words \(u\) over \(I\) and \(v\) over \(J\), put \(E(u,v)=\{ w:L(w)=u,\ R(w)=v\} \).
For any alphabets \(I,J\), the set \(E(u,v)\) is finite. Every member has length \(|u|+|v|\), and \(|E(u,v)|=\binom {|u|+|v|}{|u|}\). This formula allows repeated letters in either prescribed word.
The words in \(E(u,v)\) are precisely the tagged interleavings of \(u\) and \(v\). Their duplicate-free enumeration has \(\binom {|u|+|v|}{|u|}\) members. The two filters partition the positions of each member.
Suppose \(I\) and \(J\) are finite, with cardinalities \(a\) and \(b\). For \(m=|u|\) and \(n=|v|\), the joint event has mass
Sum the singleton masses over \(E(u,v)\). The factorial identity \(\binom {m+n}{m}m!n!=(m+n)!\), exponential addition, and \(t^{m+n}=t^mt^n\) give (36). Only positive factorials are canceled, so the calculation also applies at \(t=0\).
For finite alphabets \(I,J\) and every \(t\geq 0\), the joint distribution of \(L(w)\) and \(R(w)\) under \(\mu _{I\sqcup J,t}\) is
Thus the two ordered subwords are independent, with respective laws \(\mu _{I,t}\) and \(\mu _{J,t}\). Either alphabet may be empty.
27.18 Relabeling Poissonized words
For a bijection \(e:I\to J\) of alphabets, let \(e^{\mathcal W}\) apply \(e\) to each letter of a finite word, in its original position. Thus \(e^{\mathcal W}(i_0,\ldots ,i_{m-1})=(e(i_0),\ldots ,e(i_{m-1}))\). This is a bijection of word spaces, preserves length, and sends the empty word to the empty word.
For finite alphabets \(I,J\), a bijection \(e:I\to J\), and every \(t\geq 0\), the map \(e^{\mathcal W}\) preserves the Poissonized word measures:
This includes empty alphabets and zero time.
The inverse image of a singleton \(\{ v\} \) is the singleton \(\{ (e^{\mathcal W})^{-1}(v)\} \). Its word has length \(|v|\), and \(|I|=|J|\), so the two singleton masses are both \(e^{-|J|t}t^{|v|}/|v|!\). Equality on singletons proves equality of the measures on the countable word space. Every map between these discrete spaces is measurable.
27.19 Thinning by a subset of the alphabet
The retained and omitted label words associated with a subset of the alphabet satisfy the following fixed-time identities. The retained labels in the local constraint products of [ Ope26b ] , in the section “Amplifying the collar estimate,” are an example of such a subset.
Let \(p\) be a predicate on an alphabet \(I\), and put \(S=\{ i\in I:p(i)\} \) and \(T=\{ i\in I:\neg p(i)\} \). Classify each letter by the bijection \(c:I\to S\sqcup T\), then define \(P_p(w)=(L(c^{\mathcal W}(w)),R(c^{\mathcal W}(w)))\). Write \(P_p(w)=(w_S,w_T)\). The empty word gives two empty words, and \(|w_S|+|w_T|=|w|\).
For \(w=(i_0,\ldots ,i_{m-1})\), regard the letters of \(w_S,w_T\) as letters of \(I\) through their inclusions. Then
where both lists retain increasing order of the original positions.
For each letter \(i\), the left filter retains \(c(i)\) exactly when \(p(i)\) holds, and the right filter retains it exactly when \(\neg p(i)\) holds. In either case the inclusion into \(I\) returns \(i\). Applying this identity at every position proves both equalities, preserving the original order.
Let \(K\) be a semiring and \(M\) a \(K\)-module with an abelian additive group. Let \(E_i:M\to M\) be linear for each letter \(i\in I\). For a word \(u=(i_0,\ldots ,i_{k-1})\), put \(A(u)=E_{i_{k-1}}\cdots E_{i_0}\), with \(A(\varnothing )=1\). Fix \(x\in M\) and a word \(w=(i_0,\ldots ,i_{m-1})\), and write \(R_j=A((w_{{\lt}j})_S)x\). Then
The sum is over positions, so repeated letters contribute separately.
Put \(H_j=A(w_{\geq j})R_j\). The endpoint identities are \(H_0=A(w)x\) and \(H_m=A(w_S)x\). If \(p(i_j)\) holds, then \(R_{j+1}=E_{i_j}R_j\) and \(H_j-H_{j+1}=0\). Otherwise, \(R_{j+1}=R_j\), and linearity gives
Summing these consecutive differences proves the identity.
Under the hypotheses and notation of Theorem 27.19.3, give the additive group of \(M\) a seminorm and suppose that \(\| E_i y\| \leq \| y\| \) for every \(i\in I\) and \(y\in M\). Then
Every chronological composition of the maps is contractive: the inequality \(\| y\| \leq \| x\| \) is preserved at each step starting from \(x\). Apply the triangle inequality to the telescoping sum, and then use contractivity of each full suffix on its corresponding defect.
Suppose \(I\) is finite and \(t\geq 0\). For a single sample \(w\) with law \(\mu _{I,t}\), its two ordered subwords have joint law
In particular, \(w_S\) and \(w_T\) are independent with laws \(\mu _{S,t}\) and \(\mu _{T,t}\). This holds when either subset is empty and at \(t=0\).
Relabeling gives \((c^{\mathcal W})_*\mu _{I,t}=\mu _{S\sqcup T,t}\). Applying the joint filtered-word law to this measure gives
Both factors have mass one, so coordinate projections give the stated marginals. Their product is the joint law, which proves independence.
27.20 Occupation of retained prefixes
Let \(I\) be a finite alphabet, let \(S=\{ i\in I:p(i)\} \), and let \(R_p(w)\) denote the retained coordinate of \(P_p(w)\) from Definition 27.19.1. Write \(\mathcal W_S\) for the words over \(S\) and \(\mu _{S,s}\) for their Poissonized law. At a marked position \(j\) of a full word \(w\), the observable below uses \(R_p(w_{{\lt}j})\): the retained letters strictly before that position. Thus each contribution uses its own retained prefix.
For \(T\geq 0\) and any \(F:\mathcal W_S\times I\to [0,\infty ]\),
These are nonnegative integrals; both sides may be infinite.
Apply the prefix insertion identity to \(G(u,i)=F(R_p(u),i)\). For each insertion time \(s\), the retained marginal of a word with law \(\mu _{I,s}\) is \(\mu _{S,s}\) by subset thinning. Transporting the inner integral along \(R_p\) gives the asserted formula. No independence assumption about the different random prefixes is needed.
With the same assumptions,
Replace \(F(u,i)\) by zero for \(i\in S\) and leave it unchanged otherwise in (47).
The expected number of omitted letters is
Set \(F=1\) in (48). Each retained-word measure has mass one, leaving \(|I\setminus S|\) integrated over the time interval.
All three identities include \(T=0\), \(S=\varnothing \), and \(S=I\). They supply the probability integration for the earlier retained factors in [ Ope26b ] , 09-amplification.tex, lines 203–209. The operator telescope, clock paths, propagation estimates, and final spatial-omission estimate remain separate inputs.
27.21 Integrable real prefix occupation
The nonnegative occupation identities above also give real expectation identities for bounded defect kernels. Here integrability is proved before converting either side to a real integral. Let \(I\) be a finite alphabet, \(T\geq 0\), and let \(\mu _{I,T}\) be the actual atomic word law. All assertions include \(T=0\) and an empty alphabet.
The length function belongs to \(L^1(\mu _{I,T})\) and
The previously established nonnegative first moment is \(|I|T{\lt}\infty \). The length is measurable because the word space is discrete. The finite nonnegative integral gives integrability, and conversion to a real integral gives the displayed value.
If \(0\leq f(u)\leq C{\lt}\infty \), then \(f\in L^1(\mu _{I,t})\) for every \(t\geq 0\), and \(s\mapsto \int f\, d\mu _{I,\max (s,0)}\) is measurable on \(\mathbb R\).
Dominate \(f\) by the integrable constant \(C\) under the probability measure. For measurability, expand its nonnegative expectation into
Each atomic time weight is continuous, so this countable nonnegative sum is measurable. Its finite value converts to the real expectation.
Let \(K\) be a finite alphabet, \(J\) an arbitrary alphabet, \(A\subseteq J\) finite, and \(F:\mathcal W_K\times J\to [0,C]\), where \(C{\lt}\infty \). Then
is integrable on \((0,T]\).
Each expectation is measurable and lies in \([0,C]\). The sum is bounded by \(|A|C\) on an interval of finite volume.
For \(F:\mathcal W_I\times I\to [0,C]\) with \(C{\lt}\infty \), the actual marked-prefix sum is integrable and satisfies
Every inner word expectation and the outer time integrand are integrable.
Pointwise, the marked-prefix sum lies between zero and \(C|w|\). Lemma 27.21.1 proves its integrability. Apply the nonnegative prefix identity to \(\operatorname {ofReal}\circ F\). Finite-sum compatibility and the integrability of both sides justify conversion to the asserted real equality.
Let \(S=\{ i\in I:p(i)\} \) and let \(R_p\) retain precisely the letters in \(S\). For \(F:\mathcal W_S\times I\to [0,C]\) with \(C{\lt}\infty \),
The marked sum, inner kernels, and time integrand are integrable.
The composed kernel \(F(R_p(u),i)\) obeys the same uniform bound, so its marked sum is integrable by length domination. Convert the existing nonnegative retained-prefix identity using the integrability just proved. That identity already derives the retained law from actual subset thinning.
With the same assumptions, all integrands below are integrable and
Set the kernel to zero on retained labels and apply the preceding theorem. For time integrability use the finite subset \(A=I\setminus S\) in Lemma 27.21.3.
Use the notation of Theorem 27.19.4, with a finite alphabet \(I\), retained subset \(S\), arbitrary \(x\in M\), and \(T\geq 0\). For \(u\in \mathcal W_S\), let \(R(u)=A(u)x\), regarding its letters as elements of \(I\). Then
All integrals are finite. The assertion includes an empty alphabet and \(T=0\).
Contractivity bounds both the discrepancy and each one-map defect by \(2\| x\| \). The discrepancy is therefore integrable under the probability law. The omitted-position sum is dominated by \(2\| x\| |w|\), and hence is integrable by the finite first moment of word length. Integrate the pointwise norm bound and apply the omitted-prefix occupation formula to \(F(u,i)=\| E_iR(u)-R(u)\| \).
The probability step in [ Ope26b ] , 09-amplification.tex, lines 203–209, thus has a real-integral form for bounded defect kernels. The chronological comparison and its expected norm bound are proved above. Clock-process construction, propagation, and the final spatial-omission estimate are treated separately.
27.22 The bounded real Poisson word jump formula
Let \(I\) be a finite alphabet, \(\mathcal W_I\) its finite words, and \(\mu _{I,t}\) the probability measure of Definition 27.9.1. Write \(\varnothing \) for the empty word, \([i]\) for a one-letter word, and \(u[i]\) for concatenation. Letters occur in chronological order: the next letter is appended on the right. Accordingly, if a letter \(i\) acts by an operator \(\Phi _i\), then \(B_{u[i]}=\Phi _i(B_u)\); the new operator is outermost. For bounded real observables, the finite-word identity below supplies the probability calculation in [ Ope26b ] , 09-amplification.tex, lines 159–171.
For any alphabet \(I\), any \(f:\mathcal W_I\to \mathbb R\), and any word \(w\), the next prefix is \(w_{{\lt}j+1}=w_{{\lt}j}[w_j]\) for \(0\leq j{\lt}|w|\), and
No finiteness assumption on \(I\) or bound on \(f\) is needed.
Taking the first \(j+1\) letters amounts to taking the first \(j\) and appending the letter at position \(j\). Substituting this equality into the sum gives successive differences \(f(w_{{\lt}j+1})-f(w_{{\lt}j})\). They telescope between \(w_{{\lt}0}=\varnothing \) and \(w_{{\lt}|w|}=w\).
Suppose \(I\) is finite and \(f:\mathcal W_I\to \mathbb R\) satisfies \(|f(w)|\leq C\) for every word \(w\), where \(C\in \mathbb R\). Then \(f\in L^1(\mu _{I,t})\) for every \(t\geq 0\), and the function \(s\mapsto \int f\, d\mu _{I,\max (s,0)}\) is measurable on \(\mathbb R\).
Every function on the discrete word space is measurable. Domination by the integrable constant \(C\) gives integrability. Write \(f=f^+-f^-\), where \(f^+=\max (f,0)\) and \(f^-=\max (-f,0)\). Both parts take values in \([0,C]\) and have measurable expectations by Lemma 27.21.2. Their difference is the expectation of \(f\) and is therefore measurable.
Let \(T\geq 0\) and \(F:\mathcal W_I\times I\to \mathbb R\), where \(I\) is finite. Suppose \(|F(u,i)|\leq C\) for every \(u,i\), with \(C\in \mathbb R\). Then the marked-prefix sum \(w\mapsto \sum _{j{\lt}|w|}F(w_{{\lt}j},w_j)\) belongs to \(L^1(\mu _{I,T})\), and
is integrable on \((0,T]\). Each kernel \(F(\cdot ,i)\) belongs to \(L^1(\mu _{I,s})\) for every \(s\geq 0\).
The triangle inequality gives \(|\sum _{j{\lt}|w|}F(w_{{\lt}j},w_j)|\leq C|w|\). The length is integrable by Lemma 27.21.1, so the marked-prefix sum is integrable. For each \(i\), the function \(F(\cdot ,i)\) is integrable and has a measurable expectation by Lemma 27.22.2. Since \(\mu _{I,s}\) has mass one, its expectation has absolute value at most \(C\). It is therefore integrable on an interval of finite length; summing over the finite alphabet proves time integrability.
For a finite alphabet \(I\), \(T\geq 0\), and \(F:\mathcal W_I\times I\to \mathbb R\) satisfying \(|F(u,i)|\leq C\) for a real constant \(C\) and every \(u,i\),
Set \(F^+=\max (F,0)\) and \(F^-=\max (-F,0)\), so that \(F=F^+-F^-\) and \(0\leq F^\pm \leq C\). The bounded nonnegative word kernels, marked-prefix sums, and time integrands are integrable. Thus subtraction commutes with each finite sum and integral in (57). Apply Theorem 27.21.4 to \(F^+\) and \(F^-\) and subtract the two equalities.
Let \(I\) be finite, \(T\geq 0\), and \(f:\mathcal W_I\to \mathbb R\). Suppose \(|f(w)|\leq C\) for every \(w\), where \(C\in \mathbb R\). Then
The increment kernel \(F(u,i)=f(u[i])-f(u)\) satisfies \(|F(u,i)|\leq |f(u[i])|+|f(u)|\leq 2C\). Apply (57) to \(F\). By (55), its marked-prefix sum equals \(f(w)-f(\varnothing )\) for every word. The integrability of \(f\) and the unit mass of \(\mu _{I,T}\) turn this expectation into \(\int f\, d\mu _{I,T}-f(\varnothing )\).
Let \(I\) be finite, \(T\geq 0\), and \(f:\mathcal W_I\to \mathbb R\) with \(|f(w)|\leq C\) for all \(w\), where \(C\in \mathbb R\). Suppose \(G:\mathcal W_I\times I\to \mathbb R\) and \(D\in \mathbb R\) satisfy \(0\leq G(u,i)\leq D\) and \(f(u[i])-f(u)\leq G(u,i)\) for every \(u,i\). Then
Sum the increment bounds along the actual prefixes of a fixed word. The telescope (55) gives \(f(w)-f(\varnothing )\leq \sum _{j{\lt}|w|}G(w_{{\lt}j},w_j)\). Both sides are integrable: \(f\) is bounded, and the right side is at most \(D|w|\). Integrate this inequality, apply the real marked-prefix identity (51) to \(G\), and add \(f(\varnothing )\).
All identities include \(T=0\) and the empty alphabet. The word and time integrability needed in (58) follows from the bound \(2C\) and Theorem 27.22.3. Identification with clock paths, spatial estimates on the increments, and a subsequent Gronwall bound require separate arguments.
27.23 Weighted growth of Poisson word observables
Let \(I\) and \(Y\) be finite sets, put \(N=|I|\), and write \(\mathcal W_I\) for the finite words in \(I\). For \(m\in \mathbb N\), let \(\mathcal W_{I,m}=I^{\{ 0,\ldots ,m-1\} }\) denote the words of length \(m\), with \(\mathcal W_{I,0}=\{ \varnothing \} \). Write \(u[i]\) for appending the letter \(i\) on the right of \(u\). For \(f:\mathcal W_I\times Y\to \mathbb R\), put \(S_m(y)=\sum _{w\in \mathcal W_{I,m}}f(w,y)\). For \(t\geq 0\), let \(\mu _{I,t}\) be the probability measure of Definition 27.9.1. The following finite-word estimates support the weighted oscillation argument in [ Ope26b ] , 09-amplification.tex, lines 159–188.
For every \(g:\mathcal W_I\to \mathbb R\) and \(m\geq 0\),
Every word of length \(m+1\) has a unique prefix of length \(m\) and a unique last letter. Thus \((u,i)\mapsto u[i]\) is a bijection from \(\mathcal W_{I,m}\times I\) to \(\mathcal W_{I,m+1}\). Reindexing the finite sum by this bijection gives (60).
Let \(f:\mathcal W_I\times Y\to \mathbb R\) and \(A:Y\times Y\to \mathbb R\). Suppose that, for every word \(u\) and every \(y\in Y\),
Then, for every \(m\geq 0\) and \(y\in Y\),
No sign assumptions on \(f\) or \(A\) are needed.
Let \(f:\mathcal W_I\times Y\to \mathbb R\), \(A:Y\times Y\to \mathbb R\), and \(r:Y\to \mathbb R\). Suppose \(A(y,z)\geq 0\) for every \(y,z\in Y\), and let \(v,C\geq 0\). Assume (61) for every \(u,y\), and suppose that, for every \(y\in Y\),
Then, for every \(m\geq 0\) and \(y\in Y\),
Both \(f\) and \(r\) may take negative values.
Induct on \(m\), proving the bound for all \(y\) at once. For \(m=0\), it is the initial bound in (63). For the induction step, set \(q_m=(N+v)^m C\geq 0\). By (62), the induction hypothesis, and the nonnegativity of \(N\) and \(A\),
The last inequality uses (63) and \(q_m\geq 0\). No division by a profile coordinate occurs.
Let \(t\geq 0\), \(f:\mathcal W_I\times Y\to \mathbb R\), \(A:Y\times Y\to \mathbb R\), \(r:Y\to \mathbb R\), and \(v,C\geq 0\). Suppose \(f(u,y)\geq 0\), \(A(y,z)\geq 0\), and \(r(y)\geq 0\) for every \(u\in \mathcal W_I\) and \(y,z\in Y\). Assume (61) for every \(u,y\) and (63) for every \(y\). Then, for each \(y\in Y\), the function \(u\mapsto f(u,y)\) is integrable with respect to \(\mu _{I,t}\), and
Neither a uniform bound on \(f\) nor strict positivity of \(r\) is required.
Theorem 27.23.3 gives \(S_m(y)\leq (N+v)^m C r(y)\). Apply Theorem 27.9.4 to \(f(\cdot ,y)\) with \(a=N+v\geq 0\) and the nonnegative constant \(C r(y)\). Its comparison series, with the actual Poisson word weights, is
This summable majorant proves integrability as well as (66).
Let \(f:\mathcal W_I\times Y\to \mathbb R\), \(A:Y\times Y\to \mathbb R\), \(r:Y\to \mathbb R\), and \(v,C\geq 0\). Suppose \(f(u,z)\geq 0\) and \(A(z,z')\geq 0\) for every word \(u\) and every \(z,z'\in Y\). Assume (61) for every word and coordinate, and (63) for every coordinate. For each \(y\in Y\) with \(r(y)=0\), one has \(f(u,y)=0\) for every \(u\in \mathcal W_I\). No sign assumption on the other coordinates of \(r\) is needed.
Fix a word \(u\) and put \(m=|u|\). All terms in \(S_m(y)\) are nonnegative, and \(f(u,y)\) is one of them. By Theorem 27.23.3,
Thus vanishing holds at every word, independently of any choice of time.
All statements allow an empty alphabet, and the expectation bound includes \(t=0\).
27.24 Exponential profiles of extended distance
Let \(Y\) be an extended pseudometric space with distance \(\delta :Y\times Y\to [0,\infty ]\). For an arbitrary set \(S\subseteq Y\), write
Thus \(D_S\) is the actual extended distance to the set, with no closedness or nonemptiness assumption on \(S\). For \(e\in [0,\infty ]\), write \(e_{\mathbb R}\) for its real value when finite, with the convention \(\infty _{\mathbb R}=0\). The profile below treats infinite distance separately, before this real-valued convention is used. These estimates supply the metric step in [ Ope26b ] , 09-amplification.tex, lines 159–188.
Let \(a,x,d,z\geq 0\) and \(0\leq \alpha \leq 1\). If \(x\leq d+z\), then
The endpoint \(\alpha =0\) is included.
Monotonicity and subadditivity of the nonnegative real power give \(x^\alpha \leq (d+z)^\alpha \leq d^\alpha +z^\alpha \). Multiplication by \(a\geq 0\) and rearrangement give \(-az^\alpha \leq ad^\alpha -ax^\alpha \). Apply the increasing exponential function and use \(e^{p+q}=e^pe^q\).
For every \(S\subseteq Y\) and every pair of real parameters \(a,\alpha \), define
There are no sign restrictions on \(a\) or \(\alpha \) in this definition.
For all \(S\subseteq Y\), \(a,\alpha \in \mathbb R\), and \(y\in Y\), \(r_{S,a,\alpha }(y)\geq 0\).
The infinite-distance branch is zero; the other branch is a positive real exponential.
For all \(S\subseteq Y\), \(a,\alpha \in \mathbb R\), and \(y\in Y\),
The infinite-distance branch is zero, and a real exponential never vanishes.
For all \(S\subseteq Y\) and \(a,\alpha \in \mathbb R\), if \(D_S(y)\ne \infty \), then
Use the finite-distance branch of the definition.
Let \(a\in \mathbb R\) and \(\alpha {\gt}0\). If \(y\in S\), then \(r_{S,a,\alpha }(y)=1\).
Membership gives \(D_S(y)=0\). Since \(\alpha {\gt}0\), one has \(0^\alpha =0\), so the profile is \(e^0=1\).
For every \(S\subseteq Y\), \(a\in \mathbb R\), \(\alpha {\gt}0\), and \(y\in Y\),
Here \(\mathbf1_S\) is the literal indicator of \(S\).
For every \(a,\alpha \in \mathbb R\) and \(y\in Y\), \(r_{\varnothing ,a,\alpha }(y)=0\).
The extended distance to the empty set is infinite, so the infinite-distance branch applies.
Let \(S\subseteq Y\), \(a\geq 0\), and \(0{\lt}\alpha \leq 1\). For \(y,z\in Y\) with \(\delta (y,z)\ne \infty \),
No finiteness assumption is imposed on \(D_S(y)\) or \(D_S(z)\).
If \(D_S(z)=\infty \), the left side is zero by Lemma 27.24.4, and the right side is nonnegative by Lemma 27.24.3. Otherwise the extended triangle inequality gives
All three quantities now have their ordinary finite real values. Apply Lemma 27.24.1 to the three scalar arguments \(D_S(y)_{\mathbb R}\), \(\delta (y,z)_{\mathbb R}\), and \(D_S(z)_{\mathbb R}\), and identify the two profiles using Lemma 27.24.5.
Suppose \(Y\) is finite. Let \(S\subseteq Y\), \(a\geq 0\), \(0{\lt}\alpha \leq 1\), and \(v\in \mathbb R\). Let \(A:Y\times Y\to \mathbb R\) be a nonnegative kernel satisfying, for every \(y,z\in Y\),
Then, for every \(y\in Y\),
There is no separate hypothesis \(v\geq 0\). The zero-entry condition at infinite pair distance is part of the hypotheses, even though \(\infty _{\mathbb R}=0\) in the displayed row weight.
Write \(r=r_{S,a,\alpha }\). For a pair at infinite distance, the corresponding kernel entry is zero. At finite pair distance, multiply Lemma 27.24.9 by \(A(y,z)\geq 0\). Summing both cases and factoring out \(r(y)\) gives
The final inequality uses the full-row bound and \(r(y)\geq 0\) from Lemma 27.24.3.
27.25 Spatial growth under the Poisson word law
Let \(I\) and \(Y\) be finite sets, with an extended pseudometric \(\delta \) on \(Y\). Write \(\mathcal W_I\) for the finite words in \(I\), \(\varnothing \) for the empty word, and \(u[i]\) for appending \(i\) on the right. Let \(\mu _{I,t}\) be the actual Poisson word probability measure of Definition 27.9.1. For an arbitrary \(S\subseteq Y\), use its extended distance \(D_S\) and the profile \(r_{S,a,\alpha }\) of Definition 27.24.2. The following results combine the metric estimate with weighted finite-word growth to obtain the probabilistic consequence of [ Ope26b ] , 09-amplification.tex, lines 159–188.
Let \(t\geq 0\), \(a\geq 0\), \(0{\lt}\alpha \leq 1\), and \(v,C\geq 0\). Let \(f:\mathcal W_I\times Y\to \mathbb R\) and \(A:Y\times Y\to \mathbb R\) be nonnegative at every argument, and let \(S\subseteq Y\) be arbitrary. Assume that, for every word \(u\) and all \(y,z\in Y\),
Then, for every \(y\in Y\), the function \(u\mapsto f(u,y)\) is integrable with respect to \(\mu _{I,t}\), and
At finite distance from \(S\), the right side is \(C e^{vt-a(D_S(y)_{\mathbb R})^\alpha }\); at infinite distance it is zero. The initial bound uses the actual indicator of \(S\), and the increment hypothesis sums all right-appended letters. No uniform bound on \(f\) is required.
Set \(r=r_{S,a,\alpha }\). Lemma 27.24.3 gives \(r\geq 0\). Since \(C\geq 0\), Lemma 27.24.7 and the initial bound imply
Theorem 27.24.10 supplies \(\sum _{z\in Y}A(y,z)r(z)\leq v r(y)\), including coordinates at infinite distance from \(S\). These are precisely the profile hypotheses of Theorem 27.23.4. Apply it with the unchanged summed append-increment bound in (80) to obtain integrability and (81).
Let \(a\geq 0\), \(0{\lt}\alpha \leq 1\), \(v,C\geq 0\), and let \(f:\mathcal W_I\times Y\to \mathbb R\) and \(A:Y\times Y\to \mathbb R\) be nonnegative at every argument. For an arbitrary \(S\subseteq Y\), assume all four conditions in (80). If \(D_S(y)=\infty \), then, for every \(u\in \mathcal W_I\),
This assertion is independent of time and holds at every word. In particular, when \(S=\varnothing \), \(f\) vanishes identically.
Use \(r=r_{S,a,\alpha }\). As in (82), indicator domination and \(C\geq 0\) give \(f(\varnothing ,z)\leq Cr(z)\) at every coordinate \(z\). Theorem 27.24.10 gives the kernel supersolution bound, while Lemma 27.24.4 gives \(r(y)=0\). Apply Theorem 27.23.5 with the original summed append-increment hypothesis. The empty-set conclusion follows because \(D_{\varnothing }(y)=\infty \) for every \(y\).
These statements allow an empty alphabet, an empty target set, and time zero. They prove the spatial estimate under the displayed kernel and append-increment hypotheses. Constructing the physical oscillation kernel, verifying those hypotheses for the induced-graph application, and identifying the word law with independent chronological clocks remain separate tasks.
27.26 Polynomial moments of stretched exponentials
The shell and tail estimates in [ Ope26b ] , 09-amplification.tex, lines 141–159 and 187–212, use summability of polynomial factors against stretched-exponential decay. For \(p\in \mathbb N\) and \(c,\alpha {\gt}0\), write
The next theorem establishes convergence of this literal series. All the estimates in this section hold for every \(\alpha {\gt}0\).
For every \(p\in \mathbb N\), \(c{\gt}0\), and \(\alpha {\gt}0\), the series in (84) is summable.
The exponential \(e^{-ct}\) decays faster than the power \(t^{(-p-2)/\alpha }\) as \(t\to \infty \). Substitute \(t=n^\alpha \); since \(\alpha {\gt}0\), this tends to infinity and gives \(e^{-cn^\alpha }\leq n^{-p-2}\) for all sufficiently large \(n\). For these \(n\), also require \(n\geq 1\). Then
The summands are nonnegative, and \(\sum _{n\geq 1}n^{-2}\) converges. Comparison outside a finite initial segment proves the claim.
For every \(p\in \mathbb N\), \(c{\gt}0\), and \(\alpha {\gt}0\), one has \(1\leq M_p(c,\alpha )\).
The series is summable by Theorem 27.26.1 and has nonnegative summands. Its \(n=0\) term is exactly one, because \(0^\alpha =0\) for \(\alpha {\gt}0\).
Let \(p\in \mathbb N\), \(c{\gt}0\), \(\alpha {\gt}0\), and \(r\in \mathbb R\) with \(r\geq 0\). Then
The constant multiplying the decay at \(r\) is the full moment \(M_p(c/2,\alpha )\), which is finite and at least one by Theorems 27.26.1 and 27.26.2. The cutoff need not be an integer, and the boundary \(n=r\) is included whenever \(r\) is a natural number.
Both the full-rate and half-rate series are summable by Theorem 27.26.1. For every natural number \(n\geq r\), monotonicity of nonnegative real powers gives \(r^\alpha \leq n^\alpha \). Splitting the exponential rate yields
Sum over the natural numbers with \(r\leq n\), enlarge to all natural numbers using nonnegativity, and take the constant \(e^{-(c/2)r^\alpha }\) outside the sum.
27.27 Incidence kernels of metric balls
Let \(I\) be a finite set of labels, let \(Y\) be an extended pseudometric space with distance \(\delta \), and fix anchor positions \(i\mapsto x_i\) in \(Y\). The map need not be injective: different labels at the same position are counted separately. For a finite nonnegative radius \(r\in \mathbb R_{\geq 0}\), write \(N_r(x)=\{ z\in Y:\delta (z,x)\leq r\} \). For an extended nonnegative real number \(e\), write \(e_{\mathbb R}\) for its real value when finite, with \(\infty _{\mathbb R}=0\). The estimates below isolate the ball-counting argument in [ Ope26b ] , 09-amplification.tex, lines 141–159.
For \(r\in \mathbb R_{\geq 0}\) and \(y,z\in Y\), define the real kernel
Thus \(K_r(y,z)\) is the number of anchor labels whose radius-\(r\) balls contain both sites.
For every \(r\in \mathbb R_{\geq 0}\) and \(y,z\in Y\), one has \(K_r(y,z)\geq 0\).
Every summand in (88) is zero or one.
Let \(x,y,z\in Y\) and \(r\in \mathbb R_{\geq 0}\). If \(\delta (y,x)\leq r\) and \(\delta (z,x)\leq r\), then
The extended triangle inequality gives \(\delta (y,z)\leq \delta (y,x)+\delta (z,x)\leq r+r{\lt}\infty \). This establishes finite distance before passing to real values. The resulting real inequality is \(\delta (y,z)_{\mathbb R}\leq 2r\).
For \(r\in \mathbb R_{\geq 0}\) and \(y,z\in Y\), if \(\delta (y,z)=\infty \), then \(K_r(y,z)=0\).
For every \(r\in \mathbb R_{\geq 0}\) and \(y,z\in Y\),
The set on the right is a set of labels, including all multiplicities of the anchor positions.
For each \(i\), the indicator that both sites belong to \(N_r(x_i)\) is at most the indicator that \(y\) belongs to \(N_r(x_i)\). Sum over \(I\); the latter sum is the displayed cardinality.
Suppose also that \(Y\) is finite. Let \(r\in \mathbb R_{\geq 0}\), \(a,\alpha ,B,V\geq 0\), and fix \(y\in Y\). Assume the following bounds on the actual finite sets, with the second bound holding for every \(i\in I\):
Then
The radius factor in the exponent is exactly \(2r\). Both \(a=0\) and \(\alpha =0\) are allowed, with the nonnegative real-power convention \(s^0=1\), including \(s=0\).
Put \(E=e^{a(2r)^\alpha }{\gt}0\). For \(y,z\in N_r(x_i)\), Lemma 27.27.3 first gives finite pair distance and then \(\delta (y,z)_{\mathbb R}\leq 2r\). Since \(a,\alpha \geq 0\), it follows that \(e^{a(\delta (y,z)_{\mathbb R})^\alpha }\leq E\). Exchange the two finite sums and count sites inside each ball:
The last two inequalities use (91) and \(V,E\geq 0\).
These bounds allow zero radius, repeated anchor positions, and an empty label set. When the site set is empty, the row statement has no site at which it must be checked. The estimate involves the local label and site counts \(B,V\), without a factor of \(|I|\) or \(|Y|\).
27.28 Stretched-exponential sums of ball kernels
Let \(I\) be finite, let \(Y\) be an extended pseudometric space with distance \(\delta \), and let \(i\mapsto x_i\) be arbitrary anchor positions. Use the ball kernels \(K_r\) of Definition 27.27.1 and the moments \(M_p\) of (84). The following estimates give the geometric kernel bound in [ Ope26b ] , 09-amplification.tex, lines 141–159.
For real \(C,c,\alpha \) and \(y,z\in Y\), define
Every radius \(n\) is regarded as a finite nonnegative real radius. The sum is the real infinite sum, with value zero if the series does not converge. Theorem 27.28.4 establishes convergence under the counting hypotheses used below.
For every \(C\geq 0\), \(c,\alpha \in \mathbb R\), and \(y,z\in Y\), one has \(A_{C,c,\alpha }(y,z)\geq 0\).
Each summand is nonnegative by Lemma 27.27.2 and positivity of the exponential. Its infinite sum is nonnegative as well.
For every \(C,c,\alpha \in \mathbb R\) and \(y,z\in Y\), if \(\delta (y,z)=\infty \), then \(A_{C,c,\alpha }(y,z)=0\).
Lemma 27.27.4 gives \(K_n(y,z)=0\) at every natural radius \(n\). The series is identically zero.
Let \(C\geq 0\), \(c{\gt}0\), \(\alpha {\gt}0\), \(B\in \mathbb R\), and fix \(y,z\in Y\). Suppose that, for every \(n\in \mathbb N\),
Then the series \(\sum _{n=0}^{\infty }C e^{-cn^\alpha }K_n(y,z)\) is summable. No finiteness of \(Y\), site-count bound, or separate sign assumption on \(B\) is required; the \(n=0\) label bound already implies \(B\geq 0\).
The summands are nonnegative by Lemma 27.27.2. Lemma 27.27.5 and (95) give, for every \(n\),
The right side is summable by Theorem 27.26.1 with \(p=2\), followed by multiplication by \(CB\). Comparison of norms proves convergence. In particular, this is absolute convergence of the actual shell series.
Suppose \(Y\) is finite. Let \(C,a,B,V\geq 0\) and \(\alpha {\gt}0\), and let \(c\in \mathbb R\) satisfy \(\eta =c-a2^\alpha {\gt}0\). Assume the following bounds for every \(n\in \mathbb N\), \(y\in Y\), and \(i\in I\):
Then, for every \(y\in Y\),
The remaining decay rate is exactly \(c-a2^\alpha \). The fourth moment is finite, and no assumption \(\alpha \leq 1\) is needed.
Since \(a2^\alpha \geq 0\), the hypothesis \(\eta {\gt}0\) implies \(c{\gt}0\). Theorem 27.28.4 proves convergence for each entry. Multiplying each entry’s summands by the fixed nonnegative weight \(e^{a(\delta (y,z)_{\mathbb R})^\alpha }\) preserves convergence. Since \(Y\) is finite, the resulting finite sum of convergent series is convergent, and its finite site sum may be exchanged with the infinite radius sum.
At radius \(n\), apply Theorem 27.27.6 with the label and site bounds \(B(1+n)^2\) and \(V(1+n)^2\) from (97). Multiplication by \(C e^{-cn^\alpha }\geq 0\) gives
The equality uses \((2n)^\alpha =2^\alpha n^\alpha \) for nonnegative bases, including \(n=0\). The majorant is summable by Theorem 27.26.1 with \(p=4\) and rate \(\eta {\gt}0\). Sum (99) over \(n\) using the established convergence, then factor out \(CBV\). This gives (98).
Suppose \(Y\) is finite. Let \(C,B,V\geq 0\), \(c{\gt}0\), and \(\alpha {\gt}0\), and assume (97) for all \(n\in \mathbb N\), \(y\in Y\), and \(i\in I\). Set \(a=c/(2\cdot 2^\alpha )\). Then \(a{\gt}0\), and for every \(y\in Y\),
Since \(2^\alpha {\gt}0\) and \(c{\gt}0\), the chosen \(a\) is positive. Direct cancellation gives \(c-\bigl(c/(2\cdot 2^\alpha )\bigr)2^\alpha =c/2{\gt}0\). Apply Theorem 27.28.5 with this value of \(a\).
The constant in (100) uses the literal full moment \(M_4(c/2,\alpha )\geq 1\), by Theorem 27.26.2. It depends only on \(C,B,V,c,\alpha \); there is no factor involving the total number of labels or sites. Thus fixed quadratic counting constants give a bound uniform over finite domains. Repeated anchor positions are retained in the label counts. By Lemma 27.28.3, all entries at infinite pair distance vanish before the real-distance convention is used in the row weights.
27.29 Poisson word growth from quadratic shell counts
Let \(I\) and \(Y\) be finite sets, let \(\delta \) be an extended pseudometric on \(Y\), and fix anchor positions \(i\mapsto x_i\). Write \(\mathcal W_I\) for the finite words in \(I\), \(\varnothing \) for the empty word, and \(u[i]\) for appending \(i\) on the right. Use the Poisson word probability measure \(\mu _{I,t}\) of Definition 27.9.1 and the shell kernel \(A_{C,c,\alpha }\) of Definition 27.28.1. For \(S\subseteq Y\), write \(D_S\) for its extended distance and use the profile \(r_{S,a,\alpha }\) of Definition 27.24.2. The following theorem combines the shell counts with the stochastic propagation argument in [ Ope26b ] , 09-amplification.tex, lines 141–188.
Let \(t\geq 0\), \(C,B,V,M\geq 0\), \(c{\gt}0\), and \(0{\lt}\alpha \leq 1\). Let \(S\subseteq Y\) be arbitrary and let \(f:\mathcal W_I\times Y\to \mathbb R\) be nonnegative at every argument. Suppose that, for every \(n\in \mathbb N\), \(y\in Y\), and \(i\in I\), the literal label and site counts satisfy
Suppose also that, for every word \(u\) and every \(y\in Y\),
Define the spatial and temporal rates by
Then \(a{\gt}0\) and \(v\geq 0\). For every \(y\in Y\), the function \(u\mapsto f(u,y)\) is integrable with respect to \(\mu _{I,t}\) and
If \(D_S(y)=\infty \), then \(f(u,y)=0\) for every \(u\in \mathcal W_I\). At finite distance from \(S\), the right side of (104) is \(M e^{vt-a(D_S(y)_{\mathbb R})^\alpha }\). The amplitude \(C\) belongs to the shell kernel, while \(M\) bounds the initial observable.
Apply Theorem 27.28.6 to (101). It gives \(a{\gt}0\) and, for every \(y\in Y\),
Every term of the series defining \(v\) is nonnegative, and \(C,B,V\geq 0\), so \(v\geq 0\). Lemma 27.28.2 gives \(A_{C,c,\alpha }(y,z)\geq 0\), and Lemma 27.28.3 gives \(A_{C,c,\alpha }(y,z)=0\) whenever \(\delta (y,z)=\infty \). Together with (102) and (105), these facts satisfy the hypotheses of Theorem 27.25.1, with initial amplitude \(M\). That theorem gives integrability and (104) at every site. The same hypotheses give vanishing at every word when \(D_S(y)=\infty \) by Theorem 27.25.2.
The rates in (103) depend only on \(C,c,\alpha ,B,V\). In particular, the convergent fourth moment uses the full sum beginning at \(n=0\), and there is no factor of \(|I|\) or \(|Y|\). Fixed kernel parameters and quadratic counting constants therefore give rates uniform over finite domains. Repeated anchor positions are counted with their label multiplicities. The theorem permits an empty alphabet, an empty site set, time zero, and an empty initial support; when \(S=\varnothing \), the observable vanishes at every site and every word.
27.30 Finite words of square-root factors
Let \(\mathcal H=\mathbb {C}^d\), let \(\mathcal I\) be a finite set of labels, and write \(N=|\mathcal I|\). Let \(\Omega \in \mathcal H\) and put \(P_\Omega =|\Omega \rangle \langle \Omega |\). Assume \(k_i\le I\), \(k_i\Omega =0\), and \(\sum _{i\in \mathcal I}k_i\ge g(I-P_\Omega )\) for a real number \(g\). This section proves the finite-word estimate underlying the excited-state bound in OpenAI, A two-dimensional area law from a global spectral gap (September 24, 2026), [ Ope26b ] .
Set \(G_i=(I-k_i)^{1/2}\). For a word \(w=(i_0,\ldots ,i_{m-1})\), set \(D_w=G_{i_{m-1}}\cdots G_{i_0}\), with \(D_{\varnothing }=I\). For \(v\in \mathcal H\), define
Every \(D_w\) fixes \(\Omega \) and preserves \(\Omega ^\perp \). For every \(v\perp \Omega \) and every \(m\ge 0\),
If \(g\le N\), then \(A_m(v)\le (N-g)^m\| v\| ^2\). If \(g{\gt}N\), then \(v=0\). The one-step estimate below and this last conclusion require only \(k_i\le I\) and the gap bound, without the condition \(k_i\Omega =0\). These assertions allow an empty label set and require no commutation between distinct \(k_i\).
Functional calculus gives \(G_i\Omega =\Omega \) and \(G_i^2=I-k_i\). Since \(G_i\) is self-adjoint, it preserves \(\Omega ^\perp \). For \(v\perp \Omega \),
The operator order makes each \(k_i\) self-adjoint, so the quadratic forms are real. Summing gives
Appending the last letter gives \(A_{m+1}(v)=\sum _{w\in \mathcal I^m}\sum _i\| G_iD_wv\| ^2\). Apply (109) to each excited vector \(D_wv\) to obtain (107). For \(g\le N\), induction from \(A_0(v)=\| v\| ^2\) proves the power bound. For \(g{\gt}N\), nonnegativity of the left side of (109) forces \(\| v\| ^2=0\).
For the physical application, \(\Omega \) is a unit ground vector, \(0\le k_i\le I\), and \(g{\gt}0\). Then \(P_\Omega \) is its orthogonal projection and every square-root factor is a contraction. The algebraic estimates above hold under the weaker displayed hypotheses.
27.31 Chronological products under concatenation
For the chronological square-root products of Definition 27.30.1, concatenation satisfies
The identity depends only on the ordered matrix product, without a commutation, order, ground-state, or gap hypothesis on the matrices \(k_i\). It holds for tuples of fixed lengths and for arbitrary finite words, including either empty word.
Induct on the length of \(v\), appending its last letter \(i\). The empty word gives \(D_{u\varnothing }=D_u=ID_u\). For the induction step, \(D_{u(vi)}=G_iD_{uv}=G_i(D_vD_u)=(G_iD_v)D_u=D_{vi}D_u\). Thus the factors of the later word multiply on the left, as in [ Ope26b ] , 09-amplification.tex, lines 49–54.
Together with (21), this identifies the matrix-product orientation for distributional time composition. It supplies no event times, process with independent increments, path coupling, or locality assertion.
27.32 Contraction-word decay with spectators
Let \(\mathcal H=\mathbb {C}^d\), let \(\mathcal K=\mathbb {C}^a\) be an arbitrary finite spectator space, and let \(\mathcal I\) be a finite label set with \(N=|\mathcal I|\). All index sets may be empty. For \(\xi \in \mathcal H\otimes \mathcal K\) and a spectator coordinate \(r\), write \(\xi _r(i)=\xi (i,r)\). The estimates below give the finite-word spectator step in the excited-state argument of the section Amplifying the collar estimate of [ Ope26b ] . No product-vector restriction is placed on \(\xi \).
For every operator \(A\) on \(\mathcal H\) and every joint vector \(\xi \),
The matrix entries are \((A\otimes I)_{(i,r),(j,s)}=A_{ij}\delta _{rs}\). Summing over \(s\) gives the first equality. Interchanging the two finite coordinate sums gives the norm identities.
For the chronological products \(D_m(w)\), define
Tensoring with \(I_{\mathcal K}\) preserves the chronological recurrence:
Use \((AB)\otimes I=(A\otimes I)(B\otimes I)\) for the recurrence. Apply (111) to each word and interchange the word and spectator sums. At length zero the word product is \(I\), and every product sends zero to zero.
Let \(k_i\le I\), let \(\Omega \in \mathcal H\) satisfy \(k_i\Omega =0\), and suppose \(\sum _i k_i\ge g(I-|\Omega \rangle \langle \Omega |)\) for \(g\in \mathbb {R}\). If \(g\le N\) and \(\langle \Omega ,\xi _r\rangle =0\) for every spectator coordinate, then
The finite-word estimate applies to each \(\xi _r\), so \(A_m^{\mathcal K}(\xi )=\sum _r A_m(\xi _r) \le (N-g)^m\sum _r\| \xi _r\| ^2=(N-g)^m\| \xi \| ^2\).
If \(\| \Omega \| =1\), set \(Q=I-|\Omega \rangle \langle \Omega |\). Then \(\langle \Omega ,Qv\rangle =0\) for every \(v\in \mathcal H\). For every \(\zeta \in \mathcal H\otimes \mathcal K\), all slices of \(\xi =(Q\otimes I_{\mathcal K})\zeta \) are orthogonal to \(\Omega \). If \(k_i\le I\), \(k_i\Omega =0\), \(\sum _i k_i\ge gQ\), and \(g\le N\), this gives
The rank-one action gives \(\langle \Omega ,Qv\rangle =\langle \Omega ,v\rangle (1-\| \Omega \| ^2)=0\). Each slice of \((Q\otimes I)\zeta \) equals \(Q\zeta _r\). Apply (114).
Suppose \(k_i\le I\) and \(\sum _i k_i\ge g(I-|\Omega \rangle \langle \Omega |)\) with \(g{\gt}N\). Every joint vector whose slices are orthogonal to \(\Omega \) is zero. If \(\| \Omega \| =1\), then \(((I-|\Omega \rangle \langle \Omega |)\otimes I_{\mathcal K})\zeta =0\) for every \(\zeta \). These conclusions require no condition on \(k_i\Omega \).
For each excited slice \(v=\xi _r\), the one-step inequality gives \(0\le \sum _i\| \sqrt{I-k_i}v\| ^2\le (N-g)\| v\| ^2\). Since \(g{\gt}N\), this forces \(v=0\); this argument uses no condition on \(k_i\Omega \). Thus every joint coordinate is zero. For the projected statement, normalization gives the required slice orthogonality.
27.33 Poissonized excited-state decay
Let \(\mathcal H=\mathbb {C}^d\) and let \(\mathcal K\) be an arbitrary finite-dimensional spectator space. For a finite label set \(I\), write \(N=|I|\) and let \(D_w\) be the chronological square-root product of Definition 27.30.1. The probability measure \(\mu _t\) is the explicit word law of Definition 27.9.1. The following estimate is the finite-word probability form of the excited-state bound in A two-dimensional area law from a global spectral gap, [ Ope26b ] , 09-amplification.tex, lines 237–253.
For \(\xi \in \mathcal H\otimes \mathcal K\) define the nonnegative observable
Let \(\Omega \in \mathcal H\), set \(P_\Omega =|\Omega \rangle \langle \Omega |\), and assume \(k_i\le I\), \(k_i\Omega =0\), and \(\sum _i k_i\ge g(I-P_\Omega )\) for \(g\in \mathbb {R}\). If \(\xi \in \Omega ^\perp \otimes \mathcal K\), then \(F_\xi \) is integrable and, for every \(t\ge 0\),
If \(\| \Omega \| =1\), then \(P_\Omega \) is an orthogonal projection, and in particular this holds for \(\xi =((I-P_\Omega )\otimes I_{\mathcal K})\zeta \) and arbitrary \(\zeta \in \mathcal H\otimes \mathcal K\).
Suppose first that \(g\le N\). The finite-word bound gives \(\sum _{|w|=m}F_\xi (w)\le (N-g)^m\| \xi \| ^2\). The weighted summation theorem proves integrability and gives
If \(g{\gt}N\), the one-step gap inequality forces \(\xi =0\), so both sides vanish. The complementary ground projection puts every physical coordinate slice in \(\Omega ^\perp \), proving the last assertion.
The result permits an empty label set, time zero, and an empty spectator. There is no spectator-dimension factor. The source application has \(0\le k_i\le I\) and a positive gap; the algebraic estimate above also allows the displayed weaker hypotheses. Identifying \(\mu _t\) with the chronological events of independent rate-one clocks is a separate formal bridge. This result does not provide the coupled-clock locality estimate or the full amplification theorem.
27.34 The logarithmic consequence of a Bell overlap
For natural numbers \(d,K,k\) and \(c\in \mathbb {R}\), put
The estimates below concern positive \(k\).
Let \(d,k\) be positive integers, \(K\) a nonnegative integer, \(z{\gt}0\), \(c\ge 0\), and \(0\le 2s\le 1\). Let \(t,B,r\in \mathbb {R}\). Suppose that
Then \(r{\gt}0\) and
The remainder is independent of \(s,t,B,z\).
The left side of the assumed inequality and the coefficient of \(r\) are positive. Thus \(r{\gt}0\). Taking logarithms, expanding the products and powers, and dividing by \(k\) gives the stated leading terms with remainder
Use \(\log (k+1)\le \log (k+2)\) and \(2s\le 1\) to bound this remainder by \(R_{d,c,K}(k)\). This is the scalar step in [ Ope26b , 07-comparators.tex, lines 153–163 and 332–381 ] . In the physical comparison, \(r\) is the squared inverse-power norm of the original auxiliary-label prevector; the assumed overlap inequality must be obtained for that same vector.
For every fixed \(d,K\in \mathbb {N}\) and \(c\in \mathbb {R}\),
Both \(1/k\) and \(\log (k+2)/k\) tend to zero. The coefficients \(\log 4\) and \(d^2+cK\) are fixed. This gives the vanishing error used in the replica limit in [ Ope26b , 07-comparators.tex, lines 659–667 ] .