Blueprint for arXiv:2009.12982
Quantum Soundness of the Classical Low Individual Degree Test

9 Pasting

Let \((\psi ,A,B,L)\) be an \((\varepsilon ,\delta ,\gamma )\)-good symmetric strategy for the \((m+1,q,d)\) low individual degree test. Let \(\{ G^x\} _{x \in \mathbb {F}_q}\) be projective submeasurements in \(\mathrm{PolySub}(m,q,d)\) with the following properties:

  1. (Completeness): If \(G = \mathbb {E}_x \sum _g G_g^x\), then

    \[ \langle \psi \rvert G \otimes I \lvert \psi \rangle \ge 1-\kappa . \]
  2. (Consistency with \(A\)): On average over \((u,x) \sim \mathbb {F}_q^{m+1}\),

    \[ A_a^{u,x} \otimes I \simeq _\zeta I \otimes G^x_{[g(u)=a]}. \]
  3. (Strong self-consistency): On average over \(x \sim \mathbb {F}_q\),

    \[ G_g^x \otimes I \approx _\zeta I \otimes G_g^x. \]
  4. (Boundedness): There exists a positive-semidefinite matrix \(Z^x\) for each \(x \in \mathbb {F}_q\) such that

    \[ \mathbb {E}_x \langle \psi \rvert (I-G^x)\otimes Z^x \lvert \psi \rangle \le \zeta \]

    and for each \(x \in \mathbb {F}_q\) and \(g \in \mathcal{P}(m,q,d)\),

    \[ Z^x \ge \mathbb {E}_u A^{u,x}_{g(u)}. \]

Let \(k \ge 400md\) be an integer, and set

\[ \nu = 100k^2m\left(\varepsilon ^{1/32}+\delta ^{1/32}+\gamma ^{1/32}+\zeta ^{1/32}+(d/q)^{1/32}\right), \]
\[ \sigma = \kappa \left(1+\frac{1}{100m}\right) + 2\nu + e^{-k/(80000m^2)}. \]

Then there exists a pasted measurement \(H \in \mathrm{PolyMeas}(m+1,q,d)\) with the following property.

  1. (Consistency with \(A\)): On average over \(u \sim \mathbb {F}_q^{m+1}\),

    \[ A_a^u \otimes I \simeq _\sigma I \otimes H_{[h(u)=a]}. \]
Proof

The argument below is the paper proof, and the unrestricted Lean theorem now formalizes it directly. Let \(H\) be the submeasurement from Lemma 9.6, and fix an arbitrary polynomial \(h^* \in \mathcal{P}(m+1,q,d)\). Define a measurement \(H_{\mathrm{meas}} \in \mathrm{PolyMeas}(m+1,q,d)\) by

\[ (H_{\mathrm{meas}})_h = \begin{cases} H_{h^*} + (I-H) & \text{if } h=h^*, \\ H_h & \text{otherwise.} \end{cases} \]

Then \(\sum _h (H_{\mathrm{meas}})_h = H + (I-H) = I\). Moreover,

\begin{align*} & \mathbb {E}_u \sum _{a \ne b} \langle \psi \rvert A_a^u \otimes (H_{\mathrm{meas}})_{[h(u)=b]} \lvert \psi \rangle \\ ={} & \mathbb {E}_u \sum _a \sum _{h:h(u)\ne a} \langle \psi \rvert A_a^u \otimes (H_{\mathrm{meas}})_h \lvert \psi \rangle \\ ={} & \mathbb {E}_u \sum _a \sum _{h:h(u)\ne a} \langle \psi \rvert A_a^u \otimes H_h \lvert \psi \rangle + \mathbb {E}_u \sum _{a:h^*(u)\ne a} \langle \psi \rvert A_a^u \otimes (I-H) \lvert \psi \rangle \\ \le {} & \mathbb {E}_u \sum _a \sum _{h:h(u)\ne a} \langle \psi \rvert A_a^u \otimes H_h \lvert \psi \rangle + \mathbb {E}_u \langle \psi \rvert I \otimes (I-H) \lvert \psi \rangle \\ \le {} & \nu + \left(\kappa \left(1+\frac{1}{100m}\right) + \nu + e^{-k/(80000m^2)}\right) \tag {by \ref{item:ld-pasting-N-consistency-sub-measurement} and \ref{item:ld-pasting-N-completeness-sub-measurement}} \\ ={} & \sigma . \end{align*}

Thus \(A_a^u \otimes I \simeq _\sigma I \otimes (H_{\mathrm{meas}})_{[h(u)=a]}\).

Remark 9.2 Restricted Lean form of the pasting theorem
#

The Lean declaration linked here is the restricted nontrivial-regime form of Theorem 9.1. In addition to the hypotheses displayed in the source theorem, it assumes

\[ \gamma \le 1,\qquad \zeta \le 1,\qquad d \le q,\qquad 0{\lt}d,\qquad 1\le k. \]

The paper theorem is stated in references/ldt-paper/ld-pasting.tex, lines 12–50. Lines 52–55 explain that the proof may restrict to \(\varepsilon ,\delta ,\gamma ,\zeta ,d/q\le 1\), since the complementary cases are trivial. The unrestricted source statement is linked from Theorem 9.1. All complementary branches, including the degree-zero case, are now proved in Lean.

The bound is trivial when at least one of \(\varepsilon \), \(\delta \), \(\gamma \), \(\zeta \), or \(d/q\) is at least \(1\), since then \(\nu \ge 1\). In the remainder of the chapter we therefore assume

\[ \varepsilon ,\delta ,\gamma ,\zeta ,d/q \le 1. \]
Definition 9.3 Nontrivial-regime pasting context

The Lean context linked here is the nontrivial-regime context used after the reduction explained above. It consists of the data and hypotheses from the pasting theorem at the beginning of this chapter: an \((\varepsilon ,\delta ,\gamma )\)-good symmetric strategy \((\psi ,A,B,L)\) for the \((m+1,q,d)\) low individual degree test, a family of projective submeasurements \(\{ G^x\} _{x \in \mathbb {F}_q}\) in \(\mathrm{PolySub}(m,q,d)\) satisfying 14, an integer \(k \ge 400md\), and the quantities \(\nu \) and \(\sigma \) defined there. It also records the nontrivial-regime assumptions

\[ \gamma \le 1,\qquad \zeta \le 1,\qquad d \le q,\qquad 0{\lt}d,\qquad 1\le k. \]

These extra fields are not assumptions of the unrestricted source theorem; they belong to the restricted proof stage. The unrestricted paper-facing Lean theorem remains MIPStarRE.LDT.Pasting.ldPasting.

9.0.1 From Measurements to Submeasurements

In the remainder of the chapter we only use the axis-parallel lines test in the last coordinate direction. We therefore write \(B_f^u\) for the line measurement on the line \(\{ (u,x)\mid x\in \mathbb {F}_q\} \) and first record the consistency relations that follow formally from the nontrivial-regime pasting context of Definition 9.3.

Conditioning the low individual degree test on the last coordinate direction gives, on average over \((u,x) \sim \mathbb {F}_q^{m+1}\),

\[ A_a^{u,x} \otimes I \simeq _{(m+1)\varepsilon } I \otimes B^u_{[f(x)=a]}. \]

Hence 3.21 and \((m+1)\le 2m\) imply

\[ A_a^{u,x} \otimes I \approx _{4m\varepsilon } I \otimes B^u_{[f(x)=a]}. \]

Using also the \((\varepsilon ,\delta ,\gamma )\)-goodness assumption and 3.21,

\[ I \otimes A_a^{u,x} \approx _{2\delta } A_a^{u,x} \otimes I \approx _{4m\varepsilon } I \otimes B^u_{[f(x)=a]}. \]

Therefore 3.27 yields

\begin{equation} \label{eq:ld-abcon} I \otimes A_a^{u,x} \approx _{8m\varepsilon +4\delta } I \otimes B^u_{[f(x)=a]}. \end{equation}
3

Applying 3.20 to 2 and 3 gives

\begin{equation} \label{eq:ld-gbcon} G^x_{[g(u)=a]} \otimes I \simeq _{\nu _1} I \otimes B^u_{[f(x)=a]}, \end{equation}
4

where

\begin{equation} \label{eq:ld-nu1-def} \nu _1 = \zeta + \sqrt{8m\varepsilon +4\delta }. \end{equation}
5

Finally, 8.7 gives

\begin{equation} \label{eq:complete-slice-commutativity} G_g^x G_h^y \otimes I \approx _{\nu _{\mathrm{com}}} G_h^y G_g^x \otimes I, \end{equation}
6

where

\[ \nu _{\mathrm{com}} = 30m\left(\gamma ^{1/4}+\zeta ^{1/4}+(d/q)^{1/4}\right). \]
Lemma 9.4 Slice measurements are consistent with line answers

In the nontrivial-regime pasting context of Definition 9.3, set

\[ \nu _1 = \zeta + \sqrt{8m\varepsilon +4\delta }. \]

Then, on average over \((u,x) \sim \mathbb {F}_q^{m+1}\),

\[ G^x_{[g(u)=a]} \otimes I \simeq _{\nu _1} I \otimes B^u_{[f(x)=a]}. \]
Proof

This is exactly 4, with 5.

Lemma 9.5 Lean auxiliary form of the vertical-line SDD estimate

The formalization records the point-to-vertical-line state-dependent-distance estimate with the vertical-line side written as the submeasurement family liftedVerticalLineAnswerFamily. The error term is the same \(8m\varepsilon +4\delta \) as in the complete measurement-valued construction.

Proof

This is not a separate paper assertion. It is the representation of the same estimate obtained by replacing the complete vertical-line measurement family with its underlying submeasurement family, which is the form needed in the degree-zero branch.

In the nontrivial-regime pasting context of Definition 9.3, there exists a submeasurement \(H \in \mathrm{PolySub}(m+1,q,d)\) with the following properties.

  1. (Consistency with \(A\)): On average over \(u \sim \mathbb {F}_q^{m+1}\),

    \[ A_a^u \otimes I \simeq _\nu I \otimes H_{[h(u)=a]}. \]
  2. (Completeness): If \(H = \sum _h H_h\), then

    \[ \langle \psi \rvert H \otimes I \lvert \psi \rangle \ge 1 - \kappa \left(1+\frac{1}{100m}\right) - \nu - e^{-k/(80000m^2)}. \]
Proof

Let \(H\) be the pasted submeasurement constructed in Definition 9.13. Lemma 9.31 implies

\begin{equation} \label{eq:h-b-consistency-at-a-point} H_{[h(u,x)=a]} \otimes I \simeq _{\nu _6} I \otimes B^u_{[f(x)=a]}. \end{equation}
7

Applying 3.20 to 7 and 3 gives

\[ H_{[h(u,x)=a]} \otimes I \simeq _{\nu _6+\sqrt{8m\varepsilon +4\delta }} I \otimes A_a^{u,x}. \]

Since \(\sqrt{8m\varepsilon +4\delta }\le 3m(\varepsilon ^{1/32}+\delta ^{1/32})\) for \(\varepsilon ,\delta \le 1\), the total error is at most

\[ \sqrt{8m\varepsilon +4\delta }+\nu _6 \le 47k^2m\left(\varepsilon ^{1/32}+\delta ^{1/32}+\gamma ^{1/32}+\zeta ^{1/32}+(d/q)^{1/32}\right)\le \nu , \]

which proves 1. The completeness claim is exactly Corollary 9.44.

9.0.2 The Pasted Submeasurement

Definition 9.7 Distinct tuples

For \(k \ge 1\), let \(\mathsf{Distinct}_k \subseteq \mathbb {F}_q^k\) be the set of tuples \((x_1,\dots ,x_k)\) with pairwise distinct coordinates.

Proposition 9.8 Distinct tuples versus independent tuples
#

If \(x=(x_1,\dots ,x_k)\) is uniformly random in \(\mathbb {F}_q^k\) and \(y=(y_1,\dots ,y_k)\) is uniformly random in \(\mathsf{Distinct}_k\), then

\[ d_{\mathrm{TV}}(x,y) \le \frac{k^2}{q}. \]
Proof

The total variation distance is exactly the probability mass of the collision event for a uniformly random tuple, because the distinct-tuple distribution is the uniform distribution conditioned on landing in \(\mathsf{Distinct}_k\). A uniformly random tuple lies outside \(\mathsf{Distinct}_k\) only if two coordinates collide, so a union bound gives

\[ \Pr [x \notin \mathsf{Distinct}_k] \le \sum _{i=2}^k \frac{i-1}{q} = \frac{k(k-1)}{2q}\le \frac{k^2}{q}, \]

and this bounds the total variation distance.

We first record the natural construction obtained by sampling \(d+1\) slices and interpolating. It motivates the eventual argument but is not the construction used in the formal theorem.

The First Construction

The first construction samples \(d+1\) slice outcomes \(g_1,\dots ,g_{d+1}\in \mathcal{P}(m,q,d)\), interpolates them to a global polynomial \(h \in \mathcal{P}(m+1,q,d)\), and then averages over distinct interpolation points. Its consistency is governed by the commutation of the slice measurements, but its completeness is subtler. The heuristic comparison is

\[ \langle \psi \rvert H \otimes I \lvert \psi \rangle \approx \langle \psi \rvert G^{d+1} \otimes I \lvert \psi \rangle . \]

Thus one would like to show

\begin{equation} \label{eq:first-construction-g-power-comparison} \langle \psi \rvert G^{d+1} \otimes I \lvert \psi \rangle \approx \langle \psi \rvert G \otimes I \lvert \psi \rangle . \end{equation}
8

The naive estimate would instead suggest

\begin{equation} \label{eq:first-construction-naive-bound} \langle \psi \rvert G^{d+1} \otimes I \lvert \psi \rangle \approx 1-(d+1)\kappa , \end{equation}
9

which is too weak for the induction.

The key input is that one can first show

\begin{equation} \label{eq:first-construction-power-increment} \langle \psi \rvert G^{d+2} \otimes I \lvert \psi \rangle \approx _\Delta \langle \psi \rvert G^{d+1} \otimes I \lvert \psi \rangle , \end{equation}
10

for a small error \(\Delta = \operatorname{poly}(m)\cdot \operatorname{poly}(\varepsilon ,\delta ,\gamma ,\zeta ,d/q)\). Writing the eigendecomposition \(G=\sum _i \lambda _i \lvert v_i \rangle \langle v_i \rvert \) and the induced spectral distribution \(\mu (i)=\langle \psi \rvert (\lvert v_i \rangle \langle v_i \rvert \otimes I)\lvert \psi \rangle \), this is equivalent to

\begin{equation} \label{eq:first-construction-spectral-defect} \Delta \ge \langle \psi \rvert G^{d+1} \otimes I \lvert \psi \rangle - \langle \psi \rvert G^{d+2} \otimes I \lvert \psi \rangle = \mathbb {E}_{i\sim \mu }[\lambda _i^{d+1}(1-\lambda _i)]. \end{equation}
11

The remaining comparison between \(G\) and \(G^{d+1}\) is then reduced to a scalar inequality.

Lemma 9.9 A scalar inequality for the first construction

For every real number \(0 \le \lambda \le 1\),

\[ \lambda (1-\lambda ^d) \le 2(\lambda ^{d+1}(1-\lambda ))^{1/(d+1)}. \]
Proof

Compare \(1-\lambda ^d\) with \((1-\lambda )(1+\lambda +\cdots +\lambda ^{d-1})\) and use that \(d^{1/(d+1)} \le 2\).

Corollary 9.10 First-construction completeness comparison

Lemma 9.9 converts 11 into the estimate

\[ \mathbb {E}_{i\sim \mu }[\lambda _i(1-\lambda _i^d)] \le 2\cdot \mathbb {E}_{i\sim \mu }\Big[(\lambda _i^{d+1}(1-\lambda _i))^{1/(d+1)}\Big] \le 2\cdot \Delta ^{1/(d+1)}, \]

where the middle step uses concavity of \(a \mapsto a^{1/(d+1)}\). Equivalently,

\[ \langle \psi \rvert G \otimes I \lvert \psi \rangle - \langle \psi \rvert G^{d+1} \otimes I \lvert \psi \rangle \le 2\cdot \Delta ^{1/(d+1)}. \]

For constant \(d\), this is exactly the heuristic completeness comparison for the first construction recorded in ‘references/ldt-paper/ld-pasting.tex‘.

Proof

Apply Lemma 9.9 pointwise to the spectral distribution of \(G\), and then use the concavity of \(a \mapsto a^{1/(d+1)}\). The displayed operator expression is the same quantity written in the eigenbasis of \(G\).

The Second Construction

Definition 9.11 The incomplete part and the completed measurement

For each \(x \in \mathbb {F}_q\), write \(G^x = \sum _g G_g^x\) and define the incomplete outcome \(G_\bot ^x = I-G^x\). The completed measurement \(\widehat G^x\) has outcome set \(\mathcal{P}(m,q,d) \cup \{ \bot \} \) and is given by

\[ \widehat G_g^x = G_g^x \quad (g \in \mathcal{P}(m,q,d)), \qquad \widehat G_\bot ^x = G_\bot ^x. \]
Definition 9.12 Types

A type is a vector \(\tau \in \{ 0,1\} ^k\). Its weight \(|\tau |\) records how many coordinates lie in \(\mathcal{P}(m,q,d)\) rather than equal \(\bot \).

Fix \(k \ge d+1\). For \(x_1,\dots ,x_k \in \mathbb {F}_q\) and outcomes \(g_1,\dots ,g_k \in \mathcal{P}(m,q,d)\cup \{ \bot \} \), define

\[ \widehat H_{g_1,\dots ,g_k}^{x_1,\dots ,x_k} = \widehat G_{g_1}^{x_1}\widehat G_{g_2}^{x_2}\cdots \widehat G_{g_k}^{x_k}\cdots \widehat G_{g_2}^{x_2}\widehat G_{g_1}^{x_1}. \]

If \((x_1,\dots ,x_k)\in \mathsf{Distinct}_k\) and \(h \in \mathcal{P}(m+1,q,d)\), define

\[ H_h^{x_1,\dots ,x_k} = \sum _{\tau :\, |\tau |\ge d+1} \widehat H_{h_\tau }^{x_1,\dots ,x_k}, \]

where the tuple \(h_\tau \) has \(i\)-th entry \(h|_{x_i}\) when \(\tau _i=1\) and \(\bot \) when \(\tau _i=0\). The pasted submeasurement is then

\[ H_h = \mathbb {E}_{(x_1,\dots ,x_k)\sim \mathsf{Distinct}_k} H_h^{x_1,\dots ,x_k}. \]

The completed outcome tuples admit the reindexings obtained by separating the first coordinate, moving a third slice to the front, and identifying the one-coordinate split with the original slice question and outcome spaces.

Restricting an interpolated polynomial to a vertical line and then postprocessing at a point agrees with evaluating the corresponding slice. The same identities commute with averaging over indexed submeasurements.

Proof

The compatibility calculation for the restriction and evaluation maps used in the construction of \(H\) expands the vertical restriction, the interpolation support condition, postprocessing, and averaging over indexed submeasurements.

9.0.3 Strong Self-Consistency and Commutation of \(\widehat G\)

Lemma 9.16 Strong self-consistency of the complete part

In the nontrivial-regime pasting context of Definition 9.3,

\[ G^x \otimes I \approx _\zeta I \otimes G^x. \]
Proof

Because \(G\) is projective, 3.36 identifies the assumed strong self-consistency of the outcome-level family with

\begin{equation} \label{eq:ld-g-self-consistency} \mathbb {E}_x \sum _g \langle \psi \rvert G_g^x \otimes G_g^x \lvert \psi \rangle \ge \mathbb {E}_x \sum _g \langle \psi \rvert G_g^x \otimes I \lvert \psi \rangle - \frac{\zeta }{2}. \end{equation}
12

Hence

\begin{align*} & \mathbb {E}_x \| (G^x\otimes I - I\otimes G^x)\lvert \psi \rangle \| ^2 \\ ={} & 2\mathbb {E}_x \langle \psi \rvert G^x \otimes I \lvert \psi \rangle - 2\mathbb {E}_x \langle \psi \rvert G^x \otimes G^x \lvert \psi \rangle \\ ={} & 2\mathbb {E}_x \sum _g \langle \psi \rvert G_g^x \otimes I \lvert \psi \rangle - 2\mathbb {E}_x \sum _{g,h} \langle \psi \rvert G_g^x \otimes G_h^x \lvert \psi \rangle \\ \le {} & 2\mathbb {E}_x \sum _g \langle \psi \rvert G_g^x \otimes I \lvert \psi \rangle - 2\mathbb {E}_x \sum _g \langle \psi \rvert G_g^x \otimes G_g^x \lvert \psi \rangle \le \zeta \end{align*}

by 12.

Corollary 9.17 Strong self-consistency of the incomplete part

In the nontrivial-regime pasting context of Definition 9.3,

\[ G_\bot ^x \otimes I \approx _\zeta I \otimes G_\bot ^x. \]
Proof

Since \(G_\bot ^x = I-G^x\),

\[ G_\bot ^x \otimes I - I \otimes G_\bot ^x = I \otimes G^x - G^x \otimes I, \]

so the claim is immediate from Lemma 9.16.

Commutativity of \(G_{\bot }\)

After one commutation of a \(G\)-factor through an auxiliary projective family, the two fourth-term contractions are bounded by the same self-consistency and commutation errors used in the switcheroo argument.

Proof

After expanding the fourth switcheroo term, the inserted complete part forms a positive contraction. The left and right Cauchy–Schwarz side conditions are therefore the corresponding sums of \(X_gX_g^\ast \) and \(X_g^\ast X_g\), where \(X_g=\sum _o G_{\bot }^x M_o^yG_g^xM_o^y\). Orthogonality of the projective slice family and the submeasurement inequalities for \(M\) and \(G_{\bot }\) bound both sums by the identity. These are precisely the two contraction witnesses used in the fourth-term switcheroo chain.

Lemma 9.19 Commutativity with \(G_g^x\) implies commutativity with \(G^x\)

Let \(M=\{ M_o^x\} \) be a projective submeasurement with outcomes in a set \(\mathcal O\). Suppose that

\begin{equation} \label{eq:M-self-consistent} M_o^x \otimes I \approx _\omega I \otimes M_o^x, \end{equation}
13

and

\begin{equation} \label{eq:M-commutes-with-G} G_g^x M_o^y \otimes I \approx _\chi M_o^y G_g^x \otimes I \end{equation}
14

on average over independent uniformly random \(x,y \sim \mathbb {F}_q\). Then

\[ G^x M_o^y \otimes I \approx _{6\sqrt{\zeta }+6\sqrt{\omega }+4\sqrt{\chi }} M_o^y G^x \otimes I. \]
Proof

Let \(M = \mathbb {E}_y \sum _o M_o^y\). The error to bound is

\begin{align} & \mathbb {E}_{x,y} \sum _o \| (G^xM_o^y - M_o^yG^x)\otimes I \lvert \psi \rangle \| ^2 \nonumber \\ ={} & \mathbb {E}_{x,y} \sum _o \langle \psi \rvert M_o^y (G^x)^2 M_o^y \otimes I \lvert \psi \rangle + \mathbb {E}_{x,y} \sum _o \langle \psi \rvert G^x (M_o^y)^2 G^x \otimes I \lvert \psi \rangle \nonumber \\ & \qquad - \mathbb {E}_{x,y} \sum _o \langle \psi \rvert G^x M_o^y G^x M_o^y \otimes I \lvert \psi \rangle - \mathbb {E}_{x,y} \sum _o \langle \psi \rvert M_o^y G^x M_o^y G^x \otimes I \lvert \psi \rangle . \label{eq:g-commute-with-gg-error} \end{align}

We compare all four terms with \(\langle \psi \rvert G \otimes M \lvert \psi \rangle \).

For the first term in 15,

\begin{align*} \mathbb {E}_{x,y} \sum _o \langle \psi \rvert M_o^y (G^x)^2 M_o^y \otimes I \lvert \psi \rangle & = \mathbb {E}_{x,y} \sum _o \langle \psi \rvert M_o^y G^x M_o^y \otimes I \lvert \psi \rangle \\ & = \mathbb {E}_y \sum _o \langle \psi \rvert M_o^y G M_o^y \otimes I \lvert \psi \rangle \\ & \approx _{2\sqrt{\omega }} \mathbb {E}_y \sum _o \langle \psi \rvert G \otimes M_o^y \lvert \psi \rangle \tag {by \ref{prop:switch-sandwich} and \ref{eq:M-self-consistent}} \\ & = \langle \psi \rvert G \otimes M \lvert \psi \rangle . \end{align*}

For the second term,

\begin{align*} \mathbb {E}_{x,y} \sum _o \langle \psi \rvert G^x (M_o^y)^2 G^x \otimes I \lvert \psi \rangle & = \mathbb {E}_{x,y} \sum _o \langle \psi \rvert G^x M_o^y G^x \otimes I \lvert \psi \rangle \\ & = \mathbb {E}_x \langle \psi \rvert G^x M G^x \otimes I \lvert \psi \rangle \\ & \approx _{2\sqrt{\zeta }} \mathbb {E}_x \langle \psi \rvert M \otimes G^x \lvert \psi \rangle \tag {by \ref{prop:switch-sandwich} and \ref{lem:g-complete-self-consistency}} \\ & = \langle \psi \rvert M \otimes G \lvert \psi \rangle . \end{align*}

For the third term, first

\begin{align} \mathbb {E}_{x,y} \sum _o \langle \psi \rvert G^x M_o^y G^x M_o^y \otimes I \lvert \psi \rangle & = \mathbb {E}_{x,y} \sum _{o,g} \langle \psi \rvert G^x M_o^y G_g^x G_g^x M_o^y \otimes I \lvert \psi \rangle \nonumber \\ & \approx _{\sqrt{\chi }} \mathbb {E}_{x,y} \sum _{o,g} \langle \psi \rvert G^x M_o^y G_g^x M_o^y G_g^x \otimes I \lvert \psi \rangle . \label{eq:split-G-and-commute} \end{align}

This is the Cauchy–Schwarz estimate coming from 14. Next,

\begin{equation} \label{eq:move-G-to-right-factor} \eqref{eq:split-G-and-commute} \approx _{\sqrt{\zeta }} \mathbb {E}_{x,y} \sum _{o,g} \langle \psi \rvert G^x M_o^y G_g^x M_o^y \otimes G_g^x \lvert \psi \rangle . \end{equation}
17

Here the error is bounded using 3. Then

\begin{equation} \label{eq:move-G-back-to-left-factor} \eqref{eq:move-G-to-right-factor} \approx _{\sqrt{\zeta }} \mathbb {E}_{x,y} \sum _{o,g} \langle \psi \rvert G_g^x G^x M_o^y G_g^x M_o^y \otimes I \lvert \psi \rangle , \end{equation}
18

again by strong self-consistency of \(G_g^x\). Since \(G\) is projective,

\begin{align} \eqref{eq:move-G-back-to-left-factor} & = \mathbb {E}_{x,y} \sum _{o,g} \langle \psi \rvert G_g^x M_o^y G_g^x M_o^y \otimes I \lvert \psi \rangle \nonumber \\ & \approx _{\sqrt{\chi }} \mathbb {E}_{x,y} \sum _{o,g} \langle \psi \rvert M_o^y G_g^x G_g^x M_o^y \otimes I \lvert \psi \rangle . \label{eq:commuted-G-after-transfer} \end{align}

Finally,

\begin{align*} \eqref{eq:commuted-G-after-transfer} & = \mathbb {E}_{x,y} \sum _{o,g} \langle \psi \rvert M_o^y G_g^x M_o^y \otimes I \lvert \psi \rangle \\ & = \mathbb {E}_y \sum _o \langle \psi \rvert M_o^y G M_o^y \otimes I \lvert \psi \rangle \\ & \approx _{2\sqrt{\omega }} \mathbb {E}_y \sum _o \langle \psi \rvert G \otimes M_o^y \lvert \psi \rangle \tag {by \ref{prop:switch-sandwich} and \ref{eq:M-self-consistent}} \\ & = \langle \psi \rvert G \otimes M \lvert \psi \rangle . \end{align*}

Therefore

\begin{equation} \label{eq:third-error-term-bound} \mathbb {E}_{x,y} \sum _o \langle \psi \rvert G^x M_o^y G^x M_o^y \otimes I \lvert \psi \rangle \approx _{2\sqrt{\zeta }+2\sqrt{\omega }+2\sqrt{\chi }} \langle \psi \rvert G \otimes M \lvert \psi \rangle . \end{equation}
20

The fourth term in 15 is the Hermitian conjugate of the third term, so it satisfies the same bound. Summing the four errors gives

\[ 2\sqrt{\omega }+2\sqrt{\zeta }+2(2\sqrt{\zeta }+2\sqrt{\omega }+2\sqrt{\chi }) = 6\sqrt{\zeta }+6\sqrt{\omega }+4\sqrt{\chi }. \]
Remark 9.20
#

The Lean theorem corresponding to Lemma 9.19 takes one extra symmetry hypothesis, hfix : swapDensity ψbi.density = ψbi.density. This is the density_swap component of the paper’s permutation-invariance assumption on the symmetric two-prover strategy; the stronger swap_ev field of PermInvState is not assumed by this theorem. The hypothesis is used to identify \(\langle \psi \rvert G \otimes M \lvert \psi \rangle \) with \(\langle \psi \rvert M \otimes G \lvert \psi \rangle \) at the center of the triangle-inequality chain.

Corollary 9.21 Commutativity of the complete part

In the nontrivial-regime pasting context of Definition 9.3, the following commutation relations hold:

\[ G_g^x G^y \otimes I \approx _{\nu _2} G^y G_g^x \otimes I, \qquad G^x G^y \otimes I \approx _{\nu _2} G^y G^x \otimes I, \]

where

\[ \nu _2 = 36m\left(\gamma ^{1/16}+\zeta ^{1/16}+(d/q)^{1/16}\right). \]
Proof

By 6,

\begin{equation} \label{eq:complete-outcome-commutativity} G_g^x G_h^y \otimes I \approx _{\nu _{\mathrm{com}}} G_h^y G_g^x \otimes I. \end{equation}
21

Applying Lemma 9.19 to 21, with \(\{ M_o^y\} \) equal to the outcome family \(\{ G_h^y\} \), gives

\begin{equation} \label{eq:complete-total-commutes-with-outcome} G_g^x G^y \otimes I \approx _{\theta _1} G^y G_g^x \otimes I, \end{equation}
22

where \(\theta _1 = 12\sqrt{\zeta } + 4\sqrt{\nu _{\mathrm{com}}}\). Applying Lemma 9.19 again to 22, now with the one-outcome family \(M_o^y = G^y\), gives

\[ G^x G^y \otimes I \approx _{\theta _2} G^y G^x \otimes I, \]

where \(\theta _2 = 12\sqrt{\zeta } + 4\sqrt{\theta _1}\).

Since \(\nu _{\mathrm{com}}=30m(\gamma ^{1/4}+\zeta ^{1/4}+(d/q)^{1/4})\), these errors satisfy

\[ \theta _1 \le 36m\left(\gamma ^{1/8}+\zeta ^{1/8}+(d/q)^{1/8}\right)\le \nu _2, \]
\[ \theta _2 \le 36m\left(\gamma ^{1/16}+\zeta ^{1/16}+(d/q)^{1/16}\right)=\nu _2. \]
Corollary 9.22 Commutativity of the incomplete part

In the nontrivial-regime pasting context of Definition 9.3,

\[ G_g^x G_\bot ^y \otimes I \approx _{\nu _2} G_\bot ^y G_g^x \otimes I, \qquad G_\bot ^x G_\bot ^y \otimes I \approx _{\nu _2} G_\bot ^y G_\bot ^x \otimes I. \]
Proof

The identities

\[ G_g^x G_\bot ^y - G_\bot ^y G_g^x = G^y G_g^x - G_g^x G^y \]

and

\[ G_\bot ^x G_\bot ^y - G_\bot ^y G_\bot ^x = G^x G^y - G^y G^x \]

reduce both claims to Corollary 9.21.

Putting Everything Together

Corollary 9.23 Strong self-consistency and commutation of \(\widehat G\)

The completed measurements \(\widehat G^x\) satisfy

\begin{align} \widehat G_g^x \otimes I & \approx _{2\zeta } I \otimes \widehat G_g^x, \label{eq:g-hat-self-consistency} \\ \widehat G_g^x \widehat G_h^y \otimes I & \approx _{\nu _3} \widehat G_h^y \widehat G_g^x \otimes I, \label{eq:g-hat-commutativity} \end{align}

where

\[ \nu _3 = 138m\left(\gamma ^{1/16}+\zeta ^{1/16}+(d/q)^{1/16}\right). \]
Proof

For 23, split the outcome set into the genuine outcomes and \(\bot \):

\[ \mathbb {E}_x \sum _g \| (\widehat G_g^x \otimes I - I \otimes \widehat G_g^x)\lvert \psi \rangle \| ^2 \le \zeta + \zeta = 2\zeta \]

by 3 and 9.17. For 24, the same decomposition yields four cases: polynomial–polynomial, \(\bot \)–\(\bot \), polynomial–\(\bot \), and \(\bot \)–polynomial. These contribute \(\nu _{\mathrm{com}}\) and three copies of \(\nu _2\), so

\[ \nu _{\mathrm{com}} + 3\nu _2 \le 138m\left(\gamma ^{1/16}+\zeta ^{1/16}+(d/q)^{1/16}\right) = \nu _3. \]
Lemma 9.24 Completed part bounded by a slice

For every \(x \in \mathbb {F}_q\), the squared-distance defect of the one-outcome complete part is bounded by that of the original slice submeasurement:

\[ \bigl\| (G^x \otimes I - I \otimes G^x)\lvert \psi \rangle \bigr\| ^2 \; \le \; \sum _g \bigl\| (G^x_g \otimes I - I \otimes G^x_g)\lvert \psi \rangle \bigr\| ^2, \]

where \(G^x = \sum _g G^x_g\) is the total operator of the slice submeasurement.

Proof

This is the monotonicity estimate for the completed part of \(\widehat G\): the completed contribution is one summand of the corresponding slice squared-distance defect, and the remaining summands are nonnegative.

9.0.4 Sandwiching Lemmas

  1. Head–tail split identities. For every \(k \ge 0\), point tuple \({\boldsymbol {x}}= (x_1,\dots ,x_{k+1})\), and outcome tuple \(\boldsymbol {g}= (g_1,\dots ,g_{k+1})\),

    \[ \widehat G^{x_1}_{g_1}\cdots \widehat G^{x_{k+1}}_{g_{k+1}} = \widehat G^{x_1}_{g_1} \bigl( \widehat G^{x_2}_{g_2}\cdots \widehat G^{x_{k+1}}_{g_{k+1}} \bigr), \]

    and the right half-sandwich analogously rotates the head to the tail.

  2. Sum-of-adjoint-products bounds. For every \(r\ge 0\) and \({\boldsymbol {x}}= (x_1,\dots ,x_r) \in \mathbb {F}_q^r\),

    \[ \sum _{g_1,\dots ,g_r} \bigl(\widehat G^{x_1}_{g_1} \cdots \widehat G^{x_r}_{g_r}\bigr)^\dagger \bigl(\widehat G^{x_1}_{g_1} \cdots \widehat G^{x_r}_{g_r}\bigr) \; \le \; I, \]

    and the same bound holds for the reverse-order product family.

  3. Generic tensor contraction. If families \(\{ A_a\} _a\) and \(\{ B_b\} _b\) satisfy \(\sum _a A_a^\dagger A_a \le I\) and \(\sum _b B_b^\dagger B_b \le I\), then

    \[ \sum _{a,b} (A_a \otimes B_b)^\dagger (A_a \otimes B_b) \le I. \]
Proof

The split identities follow from the completed-outcome equivalences. The normalization inequalities are the corresponding submeasurement bounds for the left and right half-products after reindexing the sums.

Given the completed-measurement self-consistency and commutation estimates from Corollary 9.23, the following one-step estimates hold.

  1. Self-consistency step. For every \(r\ge 0\),

    \[ \mathbb {E}_{x,y,z}\mathbb {E}_{x_1,\dots ,x_r} \sum _{g} \bigl\| \bigl(\widehat G^{z}_g \otimes I - I \otimes \widehat G^{z}_g\bigr) \lvert \psi \rangle \bigr\| ^2 \; \le \; 2\zeta . \]
  2. Commutation step. For every \(r\ge 0\),

    \[ \mathbb {E}_{x,y}\mathbb {E}_{x_1,\dots ,x_r} \sum _{g,h}\sum _{g_1,\dots ,g_r} \bigl\| \bigl( \widehat G^{x}_g \widehat G^{y}_h \otimes \widehat G^{x_r}_{g_r}\cdots \widehat G^{x_1}_{g_1} - \widehat G^{y}_h \widehat G^{x}_g \otimes \widehat G^{x_r}_{g_r}\cdots \widehat G^{x_1}_{g_1} \bigr) \lvert \psi \rangle \bigr\| ^2 \; \le \; \nu _3. \]
  3. Two-factor base case. For \(k=2\), the commutation chain reduces to the same tensor-placement convention with the reverse tail product equal to the identity, hence to the pairwise estimate \(\nu _3\).

  4. Split equivalences. The half-sandwich families are equivalent, under the head–tail reindexing of Lemma 9.25, to the chain-families used in the move estimates above, with ordered products on the first tensor factor and reverse products on the second tensor factor where these appear in the commutation step.

These are the elementary building blocks assembled by the recursive chain construction in the following lemma.

Proof

For the one-step commutation move, rewrite the relevant head–tail split, apply the self-consistency and commutation estimates for \(\widehat G\), and assemble the resulting comparison by the triangle inequality for \(\approx _\delta \).

Lemma 9.27 Commuting past multiple completed measurements

For every \(k \ge 2\),

\[ \widehat G_{g_1}^{x_1}\widehat G_{g_2}^{x_2}\cdots \widehat G_{g_k}^{x_k} \otimes I \approx _{\nu _4} \widehat G_{g_2}^{x_2}\cdots \widehat G_{g_k}^{x_k}\widehat G_{g_1}^{x_1} \otimes I, \]

where

\[ \nu _4 = 426k^2m\left(\gamma ^{1/16}+\zeta ^{1/16}+(d/q)^{1/16}\right). \]
Proof

Repeatedly move the leftmost factor across the remaining product, using 23 and 24 at each step and summing the resulting errors with 3.27. The paper’s calculation gives

\[ 3k\bigl(4k\zeta + k\nu _3\bigr) \le 426k^2m\left(\gamma ^{1/16}+\zeta ^{1/16}+(d/q)^{1/16}\right). \]

If the tuple of completed slices does not interpolate to the sampled vertical-line value, then some active coordinate witnesses a line-value mismatch. Concretely, for every direction \(u\) and injective tuple \(\mathbf{x}=(x_1,\dots ,x_k)\), let \(\widehat{H}^{\mathbf{x}}\rvert _u\) be the vertical-line restriction of the pasted interpolation family. Then

\[ \operatorname {Defect}_\psi \bigl( \widehat{H}^{\mathbf{x}}\rvert _u,\, B^u\bigr) \; \le \; \operatorname {Bad}(\psi ;u,\mathbf{x}) \; \le \; \sum _{i=1}^k \operatorname {Defect}_\psi \bigl( \widehat{H}^{(i)}(u,\mathbf{x}),\, B^{(i)}(u,\mathbf{x})\bigr), \]

where \(\operatorname {Defect}_\psi (A,B)\) denotes the bipartite consistency defect \(\max \bigl(0,\, \langle \psi \rvert A_{\mathrm{tot}}\otimes B_{\mathrm{tot}}\lvert \psi \rangle - \sum _a \langle \psi \rvert A_a\otimes B_a\lvert \psi \rangle \bigr)\),

\[ \operatorname {Bad}(\psi ;u,\mathbf{x}) = \sum _f \langle \psi \rvert \Bigl(\sum _{\substack {g_1,\dots ,g_k\\ \exists i:\, g_i\ne \bot ,\ g_i(u)\ne f(x_i)}} \widehat H_{g_1,\dots ,g_k}^{\mathbf{x}} \Bigr) \otimes B_f^u \lvert \psi \rangle , \]

and \(\widehat{H}^{(i)},B^{(i)}\) are the one-point line comparison families (Lemma 9.30) restricted to coordinate \(i\), and \(\operatorname {Bad}(\psi ;u,\mathbf{x})\le 1\).

Proof

The proof first identifies a failed vertical-line interpolation with a particular active coordinate whose slice value disagrees with the line answer. The operator sum over all such failures is then bounded by the sum of the corresponding one-coordinate line defects, using the vertical restriction identities above.

Replacing distinct tuples by independent tuples costs the total-variation error \(k^2/q\) from Proposition 9.8. After averaging over \(u\) and \(\mathbf{x}\sim \mathsf{Distinct}_k\), the expected bad mass and the expected pasted interpolation defect are bounded by the one-point sandwich error:

\[ \mathbb {E}_u\; \mathbb {E}_{\mathbf{x}\sim \mathsf{Distinct}_k}\; \operatorname {Bad}(\psi ;u,\mathbf{x}) \; \le \; k\cdot \nu _5 \; +\; \frac{k^2}{q}, \]

and consequently

\[ \mathbb {E}_u\; \mathbb {E}_{\mathbf{x}\sim \mathsf{Distinct}_k}\; \operatorname {Defect}_\psi \bigl( \widehat{H}^{\mathbf{x}}\rvert _u,\, B^u\bigr) \; \le \; k\cdot \nu _5 \; +\; \frac{k^2}{q}, \]

where \(\nu _5 = 43km(\varepsilon ^{1/32}+\dots +(d/q)^{1/32})\) (Lemma 9.30). Using \(1/q \le (d/q)^{1/32}\) and \(m\ge 1\), this is further bounded by \(44k^2m(\varepsilon ^{1/32}+\delta ^{1/32}+\gamma ^{1/32}+\zeta ^{1/32}+(d/q)^{1/32})\) as used in Lemma 9.31.

Proof

The proof compares the distinct-tuple average with the independent-tuple average, paying the total-variation cost from Proposition 9.8. The independent average separates into the one-coordinate line defects from the previous lemma, and the scalar inequality \(1/q\le (d/q)^{1/32}\) absorbs the sampling error into the stated pasting parameter.

Lemma 9.30 Consistency of the sandwiched measurement with one line value

For any \(1 \le i \le k\),

\[ \mathbb {E}_u \mathbb {E}_{x_1,\dots ,x_k} \sum _{g_1,\dots ,g_k\, :\, g_i\ne \bot } \sum _{a\ne g_i(u)} \langle \psi \rvert \widehat H_{g_1,\dots ,g_k}^{x_1,\dots ,x_k} \otimes B_{[f(x_i)=a]}^u \lvert \psi \rangle \le \nu _5, \]

where

\[ \nu _5 = 43km\left(\varepsilon ^{1/32}+\delta ^{1/32}+\gamma ^{1/32}+\zeta ^{1/32}+(d/q)^{1/32}\right). \]
Proof

Summing out the coordinates to the right of \(i\) gives

\begin{equation} \label{eq:sum-out-right-coordinates} \begin{aligned} & \mathbb {E}_u \mathbb {E}_{x_1,\dots ,x_k} \sum _{g_1,\dots ,g_k\, :\, g_i\ne \bot } \sum _{a\ne g_i(u)} \langle \psi \rvert \widehat H_{g_1,\dots ,g_k}^{x_1,\dots ,x_k} \otimes B_{[f(x_i)=a]}^u \lvert \psi \rangle \\ ={} & \mathbb {E}_u \mathbb {E}_{x_1,\dots ,x_i} \sum _{g_1,\dots ,g_i\, :\, g_i\ne \bot } \sum _{a\ne g_i(u)} \langle \psi \rvert \widehat H_{g_1,\dots ,g_i}^{x_1,\dots ,x_i} \otimes B_{[f(x_i)=a]}^u \lvert \psi \rangle . \end{aligned} \end{equation}
25

Write \(\widehat G_{g_{{\lt}i}}^{x_{{\lt}i}} = \widehat G_{g_1}^{x_1}\cdots \widehat G_{g_{i-1}}^{x_{i-1}}\). Then

\begin{align} \eqref{eq:sum-out-right-coordinates} & = \mathbb {E}_u \mathbb {E}_{x_1,\dots ,x_i} \sum _{g_1,\dots ,g_i\, :\, g_i\ne \bot } \langle \psi \rvert \widehat G_{g_{{\lt}i}}^{x_{{\lt}i}} \widehat G_{g_i}^{x_i}\widehat G_{g_i}^{x_i} (\widehat G_{g_{{\lt}i}}^{x_{{\lt}i}})^\dagger \otimes (I-B_{[f(x_i)=g_i(u)]}^u)\lvert \psi \rangle \nonumber \\ & \approx _{\sqrt{\nu _4}} \mathbb {E}_u \mathbb {E}_{x_1,\dots ,x_i} \sum _{g_1,\dots ,g_i\, :\, g_i\ne \bot } \langle \psi \rvert \widehat G_{g_i}^{x_i}\widehat G_{g_{{\lt}i}}^{x_{{\lt}i}}\widehat G_{g_i}^{x_i}(\widehat G_{g_{{\lt}i}}^{x_{{\lt}i}})^\dagger \otimes (I-B_{[f(x_i)=g_i(u)]}^u)\lvert \psi \rangle . \label{eq:half-sandwich-first-commutation} \end{align}

The Cauchy–Schwarz argument uses

\begin{equation} \label{eq:completed-outcome-commutator} \mathbb {E}_u \mathbb {E}_{x_1,\dots ,x_i} \sum _{g_1,\dots ,g_i} \langle \psi \rvert \bigl((\widehat G_{g_{{\lt}i}}^{x_{{\lt}i}}\widehat G_{g_i}^{x_i} - \widehat G_{g_i}^{x_i}\widehat G_{g_{{\lt}i}}^{x_{{\lt}i}}) (\widehat G_{g_i}^{x_i}(\widehat G_{g_{{\lt}i}}^{x_{{\lt}i}})^\dagger - (\widehat G_{g_{{\lt}i}}^{x_{{\lt}i}})^\dagger \widehat G_{g_i}^{x_i})\bigr) \otimes I \lvert \psi \rangle , \end{equation}
27

which is at most \(\nu _4\) by Lemma 9.27. A second Cauchy–Schwarz step gives

\begin{equation} \label{eq:half-sandwich-second-commutation} \eqref{eq:half-sandwich-first-commutation} \approx _{\sqrt{\nu _4}} \mathbb {E}_u \mathbb {E}_{x_1,\dots ,x_i} \sum _{g_1,\dots ,g_i\, :\, g_i\ne \bot } \langle \psi \rvert \widehat G_{g_i}^{x_i}\widehat G_{g_{{\lt}i}}^{x_{{\lt}i}}(\widehat G_{g_{{\lt}i}}^{x_{{\lt}i}})^\dagger \widehat G_{g_i}^{x_i} \otimes (I-B_{[f(x_i)=g_i(u)]}^u)\lvert \psi \rangle . \end{equation}
28

Summing over \(g_1,\dots ,g_{i-1}\) collapses the middle factor to \(I\), so 28 becomes

\[ \mathbb {E}_u \mathbb {E}_{x_1,\dots ,x_i} \sum _{g_i\, :\, g_i\ne \bot } \langle \psi \rvert \widehat G_{g_i}^{x_i} \otimes (I-B_{[f(x_i)=g_i(u)]}^u)\lvert \psi \rangle \le \nu _1 \]

by 4. Thus the total error is

\[ \nu _1 + 2\sqrt{\nu _4} \le 43km\left(\varepsilon ^{1/32}+\delta ^{1/32}+\gamma ^{1/32}+\zeta ^{1/32}+(d/q)^{1/32}\right). \]

9.0.5 Consistency of \(H\) with \(A\)

Lemma 9.31 Consistency of the pasted measurement with the line measurement

The pasted submeasurement satisfies

\[ H_{[h|_u=f]} \otimes I \simeq _{\nu _6} I \otimes B_f^u, \]

where

\[ \nu _6 = 44k^2m\left(\varepsilon ^{1/32}+\delta ^{1/32}+\gamma ^{1/32}+\zeta ^{1/32}+(d/q)^{1/32}\right). \]
Proof

The inconsistency with \(B^u\) expands as

\begin{align} & \mathbb {E}_u \sum _{f\ne f'} \langle \psi \rvert H_{[h|_u=f']} \otimes B_f^u \lvert \psi \rangle \nonumber \\ ={} & \mathbb {E}_u \sum _h \sum _{f\ne h|_u} \langle \psi \rvert H_h \otimes B_f^u \lvert \psi \rangle \nonumber \\ ={} & \mathbb {E}_u \mathbb {E}_{x_1,\dots ,x_k} \sum _h \sum _{f\ne h|_u} \langle \psi \rvert H_h^{x_1,\dots ,x_k} \otimes B_f^u \lvert \psi \rangle \nonumber \\ ={} & \mathbb {E}_u \mathbb {E}_{x_1,\dots ,x_k} \sum _h \sum _{w:|w|\ge d+1} \sum _{(g_1,\dots ,g_k)=h_w} \sum _{f\ne h|_u} \langle \psi \rvert \widehat H_{g_1,\dots ,g_k}^{x_1,\dots ,x_k} \otimes B_f^u \lvert \psi \rangle . \label{eq:h-b-consistency-expanded-sum} \end{align}

If \(|w|\ge d+1\) and \(f \ne h|_u\), then some active coordinate \(i\) must satisfy \(g_i \ne \bot \) and \(g_i(u)\ne f(x_i)\). Hence

\begin{align} \eqref{eq:h-b-consistency-expanded-sum} \le {} & \mathbb {E}_u \mathbb {E}_{x_1,\dots ,x_k} \sum _{g_1,\dots ,g_k} \sum _{\substack {f:\exists i,\ g_i\ne \bot , \\ g_i(u)\ne f(x_i)}} \langle \psi \rvert \widehat H_{g_1,\dots ,g_k}^{x_1,\dots ,x_k} \otimes B_f^u \lvert \psi \rangle . \label{eq:h-b-consistency-bad-coordinate-union} \end{align}

Passing from independent tuples to distinct tuples costs at most \(k^2/q\) by Lemma 9.8. A union bound over the offending coordinate then gives

\[ \eqref{eq:h-b-consistency-bad-coordinate-union} \le \sum _{i=1}^k \mathbb {E}_u \mathbb {E}_{y_1,\dots ,y_k} \sum _{g_1,\dots ,g_k\, :\, g_i\ne \bot } \sum _{a\ne g_i(u)} \langle \psi \rvert \widehat H_{g_1,\dots ,g_k}^{y_1,\dots ,y_k} \otimes B_{[f(y_i)=a]}^u \lvert \psi \rangle \le k\nu _5. \]

Therefore

\[ \frac{k^2}{q} + k\nu _5 \le 44k^2m\left(\varepsilon ^{1/32}+\delta ^{1/32}+\gamma ^{1/32}+\zeta ^{1/32}+(d/q)^{1/32}\right) = \nu _6. \]
Corollary 9.32 Consistency of \(H\) with \(A\)

On average over \((u,x) \sim \mathbb {F}_q^{m+1}\),

\[ H_{[h(u,x)=a]} \otimes I \simeq _{\nu } I \otimes A_a^{u,x}. \]
Proof

Lemma 9.31 implies

\[ H_{[h(u,x)=a]} \otimes I \simeq _{\nu _6} I \otimes B^u_{[f(x)=a]}. \]

Applying 3.20 to this relation and 3 gives

\[ H_{[h(u,x)=a]} \otimes I \simeq _{\nu _6+\sqrt{8m\varepsilon +4\delta }} I \otimes A_a^{u,x}. \]

Since

\[ \sqrt{8m\varepsilon +4\delta } + \nu _6 \le 47k^2m\left(\varepsilon ^{1/32}+\delta ^{1/32}+\gamma ^{1/32}+\zeta ^{1/32}+(d/q)^{1/32}\right) \le \nu , \]

the claim follows.

Lemma 9.33 Point consistency from vertical-line consistency

Let \(H\) be any polynomial-valued submeasurement. Suppose that the strategy is good, that \(\gamma ,\zeta \ge 0\), that \(k \ge 1\), and that the restriction of \(H\) to every vertical line is consistent with the vertical-line measurement with error \(\nu _6\). Then the pointwise evaluations of \(H\) are consistent with Alice’s point measurement with error \(\nu \).

Proof

The proof transports the vertical-line consistency estimate to point evaluations and combines it with the good-strategy point-to-line comparison. The displayed numerical assumptions are used only to absorb the intermediate errors into the final parameter \(\nu \).

Corollary 9.34 Consistency of the completed \(H\) with \(A\)

Let \(H_{\mathrm{meas}}\) be the completion of \(H\) at the fallback outcome. On average over \((u,x) \sim \mathbb {F}_q^{m+1}\),

\[ (H_{\mathrm{meas}})_{[h(u,x)=a]} \otimes I \simeq _{\sigma } I \otimes A_a^{u,x}. \]
Proof

Corollary 9.32 gives

\[ H_{[h(u,x)=a]} \otimes I \simeq _{\nu } I \otimes A_a^{u,x}. \]

Corollary 9.44 bounds the missing mass of \(H\) by

\[ \kappa \cdot \left(1 + \frac{1}{100m}\right) + \nu + e^{-k/(80000m^2)}. \]

Adding this completion mass to the \(\nu \)-bound gives

\[ \nu + \kappa \cdot \left(1 + \frac{1}{100m}\right) + \nu + e^{-k/(80000m^2)} = \sigma . \]
Lemma 9.35 Completion from submeasurement consistency

Let \(H\) be any polynomial-valued submeasurement. Suppose that the pointwise evaluations of \(H\) are consistent with Alice’s point measurement with error \(\nu \), and that \(H\) has the lower mass bound used in Corollary 9.44. Then completing \(H\) at the fallback polynomial preserves point consistency with the enlarged error appearing in the induction statement.

Proof

The completed measurement differs from the original submeasurement only at the fallback polynomial. The additional term is bounded by the missing-mass estimate and then added to the given point-consistency error.

9.0.6 Completeness of \(H\)

For a type \(\tau \in \{ 0,1\} ^k\), let \(\mathsf{Outcomes}_\tau \) be the set of tuples \((g_1,\dots ,g_k)\) such that \(g_i \in \mathcal{P}(m,q,d)\) when \(\tau _i=1\) and \(g_i=\bot \) when \(\tau _i=0\). If \(x_1,\dots ,x_k \in \mathbb {F}_q\), let \(\mathsf{Global}_\tau (x)\) be the subset of \(\mathsf{Outcomes}_\tau \) arising from restrictions of a single polynomial in \(\mathcal{P}(m+1,q,d)\), and let \(\overline{\mathsf{Global}_\tau (x)} = \mathsf{Outcomes}_\tau \setminus \mathsf{Global}_\tau (x)\).

If \(x_1,\dots ,x_k\) are sampled independently and uniformly from \(\mathbb {F}_q\), then

\[ \langle \psi \rvert H \otimes I \lvert \psi \rangle \approx _{\nu _7} \mathbb {E}_{x_1,\dots ,x_k} \sum _{\tau :\, |\tau |\ge d+1} \sum _{(g_1,\dots ,g_k)\in \mathsf{Outcomes}_\tau } \langle \psi \rvert \widehat H_{g_1,\dots ,g_k}^{x_1,\dots ,x_k} \otimes I \lvert \psi \rangle , \]

where

\[ \nu _7 = 46k^2m\left(\varepsilon ^{1/32}+\delta ^{1/32}+\gamma ^{1/32}+\zeta ^{1/32}+(d/q)^{1/32}\right). \]
Proof

Let \((y_1,\dots ,y_k)\sim \mathsf{Distinct}_k\). By definition,

\begin{align} \langle \psi \rvert H \otimes I \lvert \psi \rangle & = \sum _h \langle \psi \rvert H_h \otimes I \lvert \psi \rangle \nonumber \\ & = \mathbb {E}_{y_1,\dots ,y_k} \sum _h \langle \psi \rvert H_h^{y_1,\dots ,y_k} \otimes I \lvert \psi \rangle \nonumber \\ & = \mathbb {E}_{y_1,\dots ,y_k} \sum _h \sum _{\tau :\, |\tau |\ge d+1} \sum _{(g_1,\dots ,g_k)=h_\tau } \langle \psi \rvert \widehat H_{g_1,\dots ,g_k}^{y_1,\dots ,y_k} \otimes I \lvert \psi \rangle \nonumber \\ & = \mathbb {E}_{y_1,\dots ,y_k} \sum _{\tau :\, |\tau |\ge d+1} \sum _{(g_1,\dots ,g_k)\in \mathsf{Global}_\tau (y)} \langle \psi \rvert \widehat H_{g_1,\dots ,g_k}^{y_1,\dots ,y_k} \otimes I \lvert \psi \rangle . \label{eq:sum-restricted-to-global-polynomial} \end{align}

We now remove the restriction to globally consistent tuples:

\begin{equation} \label{eq:remove-the-restriction} \eqref{eq:sum-restricted-to-global-polynomial} \approx _{\frac{k^2}{q}+k\nu _5+\frac{md}{q}} \mathbb {E}_{y_1,\dots ,y_k} \sum _{\tau :\, |\tau |\ge d+1} \sum _{(g_1,\dots ,g_k)\in \mathsf{Outcomes}_\tau } \langle \psi \rvert \widehat H_{g_1,\dots ,g_k}^{y_1,\dots ,y_k} \otimes I \lvert \psi \rangle . \end{equation}
33

Since the right-hand side is at least the left-hand side, it suffices to bound the difference:

\begin{align} \eqref{eq:remove-the-restriction} - \eqref{eq:sum-restricted-to-global-polynomial} & = \mathbb {E}_{y_1,\dots ,y_k} \sum _{\tau :\, |\tau |\ge d+1} \sum _{(g_1,\dots ,g_k)\in \overline{\mathsf{Global}_\tau (y)}} \langle \psi \rvert \widehat H_{g_1,\dots ,g_k}^{y_1,\dots ,y_k} \otimes I \lvert \psi \rangle \nonumber \\ & = \mathbb {E}_u \mathbb {E}_{y_1,\dots ,y_k} \sum _{\tau :\, |\tau |\ge d+1} \sum _f \sum _{(g_1,\dots ,g_k)\in \overline{\mathsf{Global}_\tau (y)}} \langle \psi \rvert \widehat H_{g_1,\dots ,g_k}^{y_1,\dots ,y_k} \otimes B_f^u \lvert \psi \rangle . \label{eq:insert-line-measurement-resolution} \end{align}

We next insert an indicator recording consistency along the sampled line:

\begin{equation} \label{eq:insert-line-consistency-indicator} \eqref{eq:insert-line-measurement-resolution} \approx _{\frac{k^2}{q}+k\nu _5} \mathbb {E}_u \mathbb {E}_{y_1,\dots ,y_k} \sum _{\tau :\, |\tau |\ge d+1} \sum _f \sum _{(g_1,\dots ,g_k)\in \overline{\mathsf{Global}_\tau (y)}} \langle \psi \rvert \widehat H_{g_1,\dots ,g_k}^{y_1,\dots ,y_k} \otimes B_f^u \lvert \psi \rangle \cdot \mathbf{1}\! \left[[\right]\forall i\in \tau ,\ f(y_i)=g_i(u)]. \end{equation}
35

The discarded part is

\begin{equation} \label{eq:discarded-line-inconsistency-term} \mathbb {E}_u \mathbb {E}_{y_1,\dots ,y_k} \sum _{\tau :\, |\tau |\ge d+1} \sum _f \sum _{(g_1,\dots ,g_k)\in \overline{\mathsf{Global}_\tau (y)}} \langle \psi \rvert \widehat H_{g_1,\dots ,g_k}^{y_1,\dots ,y_k} \otimes B_f^u \lvert \psi \rangle \cdot \mathbf{1}\! \left[[\right]\exists i\in \tau ,\ f(y_i)\ne g_i(u)], \end{equation}
36

and after switching to independent tuples and applying Lemma 9.30 coordinatewise, this contributes at most \(k^2/q + k\nu _5\).

Let \(\mathsf{Consistent}_\tau (g,y,u)\) denote the event that there exists a degree-\(d\) polynomial \(f\) with \(f(y_i)=g_i(u)\) for all \(i\in \tau \). Then

\[ \mathbf{1}\! \left[[\right]\forall i\in \tau ,\ f(y_i)=g_i(u)] \le \mathbf{1}\! \left[[\right]\mathsf{Consistent}_\tau (g,y,u)], \]

so 35 is bounded by

\begin{align} & \mathbb {E}_u \mathbb {E}_{y_1,\dots ,y_k} \sum _{\tau :\, |\tau |\ge d+1} \sum _{(g_1,\dots ,g_k)\in \overline{\mathsf{Global}_\tau (y)}} \langle \psi \rvert \widehat H_{g_1,\dots ,g_k}^{y_1,\dots ,y_k} \otimes I \lvert \psi \rangle \cdot \mathbf{1}\! \left[[\right]\mathsf{Consistent}_\tau (g,y,u)]\nonumber \\ ={} & \mathbb {E}_{y_1,\dots ,y_k} \sum _{\tau :\, |\tau |\ge d+1} \sum _{(g_1,\dots ,g_k)\in \overline{\mathsf{Global}_\tau (y)}} \langle \psi \rvert \widehat H_{g_1,\dots ,g_k}^{y_1,\dots ,y_k} \otimes I \lvert \psi \rangle \cdot \Pr _u[\mathsf{Consistent}_\tau (g,y,u)]. \label{eq:consistent-indicator} \end{align}

For a fixed globally inconsistent tuple, choose \(d+1\) active coordinates and let \(h^*\) be the unique interpolant through them. Since the tuple is not globally consistent, some active coordinate \(i^*\) satisfies \(g_{i^*} \ne h^*|_{y_{i^*}}\), and then Schwartz–Zippel gives

\[ \Pr _u[\mathsf{Consistent}_\tau (g,y,u)] \le \Pr _u[g_{i^*}(u)=h^*(u,y_{i^*})] \le \frac{md}{q}. \]

Therefore 37 is at most \(md/q\), which proves 33. A final application of Lemma 9.8 replaces distinct tuples by independent tuples, giving a total error of

\[ 2\frac{k^2}{q} + \frac{md}{q} + k\nu _5 \le 46k^2m\left(\varepsilon ^{1/32}+\delta ^{1/32}+\gamma ^{1/32}+\zeta ^{1/32}+(d/q)^{1/32}\right) = \nu _7. \]
Definition 9.38 Truncated type sums

For \(1 \le \ell \le k+1\) and a tail type \(\tau _{\ge \ell } \in \{ 0,1\} ^{k-\ell +1}\), define

\[ S_{\tau _{\ge \ell }} = \sum _{\tau _{{\lt}\ell }\, :\, |\tau |\ge d+1} G^{|\tau _{{\lt}\ell }|}(I-G)^{(\ell -1)-|\tau _{{\lt}\ell }|}. \]

This records the contribution of all prefixes that can still be completed to total weight at least \(d+1\) once the tail \(\tau _{\ge \ell }\) is fixed.

Lemma 9.39 Recurrence for truncated type sums

Each \(S_{\tau _{\ge \ell }}\) is Hermitian, positive semidefinite, and bounded by \(I\). Moreover, if \(\tau _{{\gt}\ell }\) is a tail type of length \(k-\ell \), then

\[ S_{\tau _{{\gt}\ell }} = \sum _{\tau _\ell \in \{ 0,1\} } S_{\tau _{\ge \ell }} G^{\tau _\ell }(I-G)^{1-\tau _\ell }. \]
Proof

Every summand is a polynomial in the commuting positive operators \(G\) and \(I-G\), so \(S_{\tau _{\ge \ell }}\) is Hermitian and positive semidefinite. Summing over all prefixes gives

\[ S_{\tau _{\ge \ell }} \le (G+(I-G))^{\ell -1}=I. \]

Splitting the next type bit according to whether \(\tau _\ell =1\) or \(\tau _\ell =0\) gives the stated recurrence.

Let \(\lvert \psi _{\mathrm{bi}} \rangle \) be a bipartite state on \(\iota \otimes \iota \). If \(x_1,\dots ,x_k\) are sampled independently and uniformly from \(\mathbb {F}_q\), then

\[ \mathbb {E}_{x_1,\dots ,x_k} \sum _{\tau :\, |\tau |\ge d+1} \sum _{(g_1,\dots ,g_k)\in \mathsf{Outcomes}_\tau } \langle \psi _{\mathrm{bi}} \rvert \widehat H_{g_1,\dots ,g_k}^{x_1,\dots ,x_k} \otimes I \lvert \psi _{\mathrm{bi}} \rangle \approx _{\nu _8} \sum _{r=d+1}^k \binom {k}{r} \langle \psi _{\mathrm{bi}} \rvert G^r(I-G)^{k-r} \otimes I \lvert \psi _{\mathrm{bi}} \rangle , \]

where

\[ \nu _8 = 46k^2m\left(\gamma ^{1/32}+\zeta ^{1/32}+(d/q)^{1/32}\right). \]
Proof

For a type \(\tau \in \{ 0,1\} ^k\), write \(\tau _{{\lt}\ell }\), \(\tau _{{\gt}\ell }\), \(\tau _{\le \ell }\), and \(\tau _{\ge \ell }\) for the obvious truncations, and similarly for tuples \(g\). Also write

\[ \widehat G_{g_{\ge \ell }}^{x_{\ge \ell }} = \widehat G_{g_\ell }^{x_\ell }\cdots \widehat G_{g_k}^{x_k}. \]

Then

\begin{equation} \label{eq:G-recurrence} \widehat G_{g_{\ge \ell }}^{x_{\ge \ell }} = \widehat G_{g_\ell }^{x_\ell }\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }}, \end{equation}
38

and

\begin{equation} \label{eq:split-H-into-two-Gs} \widehat H_{g_{\ge \ell }}^{x_{\ge \ell }} = \widehat G_{g_{\ge \ell }}^{x_{\ge \ell }} \bigl(\widehat G_{g_{\ge \ell }}^{x_{\ge \ell }}\bigr)^\dagger . \end{equation}
39

Write \(\mathsf O_\tau = \mathsf{Outcomes}_\tau \). The main iterative step is that for each \(1\le \ell \le k\),

\begin{align} & \mathbb {E}_{x_{\ge \ell }} \sum _{\tau :\, |\tau |\ge d+1} \sum _{g_{\ge \ell }\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert \widehat H_{g_{\ge \ell }}^{x_{\ge \ell }} \otimes \bigl(G^{|\tau _{{\lt}\ell }|}(I-G)^{(\ell -1)-|\tau _{{\lt}\ell }|}\bigr)\lvert \psi \rangle \nonumber \\ \approx _{2\sqrt{2\zeta }+2\sqrt{\nu _4}}{} & \mathbb {E}_{x_{{\gt}\ell }} \sum _{\tau :\, |\tau |\ge d+1} \sum _{g_{{\gt}\ell }\in \mathsf O_{\tau _{{\gt}\ell }}} \langle \psi \rvert \widehat H_{g_{{\gt}\ell }}^{x_{{\gt}\ell }} \otimes \bigl(G^{|\tau _{\le \ell }|}(I-G)^{\ell -|\tau _{\le \ell }|}\bigr)\lvert \psi \rangle . \label{eq:bernoulli-tail-stage-reduction} \end{align}

Iterating 40 for \(\ell =1,\dots ,k\) produces the Bernoulli polynomial

\[ \sum _{r=d+1}^k \binom {k}{r} \langle \psi \rvert G^r(I-G)^{k-r} \otimes I \lvert \psi \rangle , \]

and the accumulated error is

\[ k(2\sqrt{2\zeta }+2\sqrt{\nu _4}) \le 46k^2m\left(\gamma ^{1/32}+\zeta ^{1/32}+(d/q)^{1/32}\right) = \nu _8. \]

This corrects the displayed arithmetic in the paper: the iterated adjacent estimate contributes \(k\) copies of the \(2\sqrt{\nu _4}\) term, and the definition of \(\nu _4\) already contains a factor \(k^2\).

To prove 40, define for each \(1\le \ell \le k+1\) and each tail type \(\tau _{\ge \ell }\),

\begin{equation} \label{eq:S-def} S_{\tau _{\ge \ell }} = \sum _{\tau _{{\lt}\ell }\, :\, |\tau |\ge d+1} G^{|\tau _{{\lt}\ell }|}(I-G)^{(\ell -1)-|\tau _{{\lt}\ell }|}. \end{equation}
41

Then 40 may be rewritten as

\begin{align} & \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{g_{\ge \ell }\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert \widehat H_{g_{\ge \ell }}^{x_{\ge \ell }} \otimes S_{\tau _{\ge \ell }} \lvert \psi \rangle \nonumber \\ \approx _{2\sqrt{2\zeta }+2\sqrt{\nu _4}}{} & \mathbb {E}_{x_{{\gt}\ell }} \sum _{\tau _{{\gt}\ell }} \sum _{g_{{\gt}\ell }\in \mathsf O_{\tau _{{\gt}\ell }}} \langle \psi \rvert \widehat H_{g_{{\gt}\ell }}^{x_{{\gt}\ell }} \otimes S_{\tau _{{\gt}\ell }} \lvert \psi \rangle . \label{eq:bernoulli-tail-stage-reduction-expanded} \end{align}
Remark 9.41 Lean proof-stage notation
#

In Lean, the type-restricted averaged submeasurement, the per-tail operator/mass, the aggregated stage quantity, and the final Bernoulli-tail scalar from this proof are recorded by the declarations above. Their indexing is shifted to the repository’s 0-based convention: Lean stage \(\ell \) is the paper’s stage \(\ell +1\).

The operators \(S_{\tau _{\ge \ell }}\) are Hermitian and positive semidefinite, and

\begin{align} S_{\tau _{\ge \ell }} & = \sum _{\tau _{{\lt}\ell }\, :\, |\tau |\ge d+1} G^{|\tau _{{\lt}\ell }|}(I-G)^{(\ell -1)-|\tau _{{\lt}\ell }|}\nonumber \\ & \le \sum _{\tau _{{\lt}\ell }} G^{|\tau _{{\lt}\ell }|}(I-G)^{(\ell -1)-|\tau _{{\lt}\ell }|}\nonumber \\ & = (G+(I-G))^{\ell -1} = I. \label{eq:S-bound} \end{align}

For any \(\tau _\ell \in \{ 0,1\} \),

\begin{equation} \label{eq:explicit-formula-for-G-expectation} \mathbb {E}_{x_\ell } \sum _{g_\ell \in \mathsf O_{\tau _\ell }} \widehat G_{g_\ell }^{x_\ell } = G^{\tau _\ell }(I-G)^{1-\tau _\ell }. \end{equation}
44

Therefore, for every \(\tau _{{\gt}\ell }\),

\begin{align} \sum _{\tau _\ell } S_{\tau _{\ge \ell }} \cdot \Bigl(\mathbb {E}_{x_\ell } \sum _{g_\ell \in \mathsf O_{\tau _\ell }} \widehat G_{g_\ell }^{x_\ell }\Bigr) & = \sum _{\tau _\ell } S_{\tau _{\ge \ell }} G^{\tau _\ell }(I-G)^{1-\tau _\ell }\nonumber \\ & = S_{\tau _{{\gt}\ell }}. \label{eq:S-recurrence} \end{align}

Moreover,

\begin{align} S_{\tau _{\ge \ell }} \cdot \Bigl(\mathbb {E}_{x_\ell } \sum _{g_\ell \in \mathsf O_{\tau _\ell }} \widehat G_{g_\ell }^{x_\ell }\Bigr) \cdot S_{\tau _{\ge \ell }} \le \mathbb {E}_{x_\ell } \sum _{g_\ell \in \mathsf O_{\tau _\ell }} \widehat G_{g_\ell }^{x_\ell }, \label{eq:S-sandwich} \end{align}

because \(S_{\tau _{\ge \ell }}\) commutes with \(G\) and \((I-G)\) and is bounded by \(I\).

We now prove 42. Writing \(\widehat H\) as a sandwich of \(\widehat G\) operators and moving the rightmost \(\widehat G_{g_\ell }^{x_\ell }\) to the second tensor factor gives

\begin{align} & \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{(g_\ell ,g_{{\gt}\ell })\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert \widehat H_{g_{\ge \ell }}^{x_{\ge \ell }} \otimes S_{\tau _{\ge \ell }}\lvert \psi \rangle \nonumber \\ ={} & \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{(g_\ell ,g_{{\gt}\ell })\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert \bigl(\widehat G_{g_{\ge \ell }}^{x_{\ge \ell }} (\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }})^\dagger \widehat G_{g_\ell }^{x_\ell }\bigr) \otimes S_{\tau _{\ge \ell }}\lvert \psi \rangle \nonumber \\ \approx _{\sqrt{2\zeta }}{} & \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{(g_\ell ,g_{{\gt}\ell })\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert \bigl(\widehat G_{g_{\ge \ell }}^{x_{\ge \ell }} (\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }})^\dagger \bigr) \otimes \bigl(S_{\tau _{\ge \ell }}\widehat G_{g_\ell }^{x_\ell }\bigr)\lvert \psi \rangle . \label{eq:move-rightmost-g-to-second-factor} \end{align}

The corresponding Cauchy–Schwarz bound is

\begin{multline} \label{eq:first-cauchy-schwarz-bound} \Bigl| \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{(g_\ell ,g_{{\gt}\ell })\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert (\widehat G_{g_{\ge \ell }}^{x_{\ge \ell }} \otimes S_{\tau _{\ge \ell }}) \bigl((\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }})^\dagger \otimes I\bigr) (\widehat G_{g_\ell }^{x_\ell }\otimes I - I \otimes \widehat G_{g_\ell }^{x_\ell }) \lvert \psi \rangle \Bigr|\\ \le \sqrt{ \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{(g_\ell ,g_{{\gt}\ell })\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert \widehat H_{g_{\ge \ell }}^{x_{\ge \ell }} \otimes (S_{\tau _{\ge \ell }})^2 \lvert \psi \rangle } \cdot \sqrt{ \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{(g_\ell ,g_{{\gt}\ell })\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert (\widehat G_{g_\ell }^{x_\ell }\otimes I - I \otimes \widehat G_{g_\ell }^{x_\ell }) (\widehat H_{g_{{\gt}\ell }}^{x_{{\gt}\ell }} \otimes I) (\widehat G_{g_\ell }^{x_\ell }\otimes I - I \otimes \widehat G_{g_\ell }^{x_\ell }) \lvert \psi \rangle }. \end{multline}

The first square root is at most \(1\) because \(S_{\tau _{\ge \ell }}\le I\) and \(\widehat H\) is a submeasurement, and the second is at most \(2\zeta \) by 23.

Next, commute the leftmost \(\widehat G_{g_\ell }^{x_\ell }\) across the left half-sandwich:

\begin{align} \eqref{eq:move-rightmost-g-to-second-factor} & = \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{(g_\ell ,g_{{\gt}\ell })\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert \bigl(\widehat G_{g_\ell }^{x_\ell }\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }}(\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }})^\dagger \bigr) \otimes \bigl(S_{\tau _{\ge \ell }}\widehat G_{g_\ell }^{x_\ell }\bigr)\lvert \psi \rangle \nonumber \\ & \approx _{\sqrt{\nu _4}} \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{(g_\ell ,g_{{\gt}\ell })\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert \bigl(\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }}\widehat G_{g_\ell }^{x_\ell }(\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }})^\dagger \bigr) \otimes \bigl(S_{\tau _{\ge \ell }}\widehat G_{g_\ell }^{x_\ell }\bigr)\lvert \psi \rangle . \label{eq:commute-g-part-one} \end{align}

The associated Cauchy–Schwarz estimate is

\begin{multline} \label{eq:adjoint-commutator-cauchy-schwarz} \Bigl| \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{(g_\ell ,g_{{\gt}\ell })\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert \bigl([\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }},\widehat G_{g_\ell }^{x_\ell }] \otimes I\bigr) \bigl((\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }})^\dagger \otimes (S_{\tau _{\ge \ell }}\widehat G_{g_\ell }^{x_\ell })\bigr) \lvert \psi \rangle \Bigr|\\ \le \sqrt{ \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{(g_\ell ,g_{{\gt}\ell })\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert [\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }},\widehat G_{g_\ell }^{x_\ell }] [\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }},\widehat G_{g_\ell }^{x_\ell }]^\dagger \otimes I \lvert \psi \rangle } \cdot \sqrt{ \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{(g_\ell ,g_{{\gt}\ell })\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert \widehat H_{g_{{\gt}\ell }}^{x_{{\gt}\ell }} \otimes \bigl(\widehat G_{g_\ell }^{x_\ell }(S_{\tau _{\ge \ell }})^2\widehat G_{g_\ell }^{x_\ell }\bigr) \lvert \psi \rangle }. \end{multline}

The first square root is bounded by \(\nu _4\) via Lemma 9.27, and the second by \(1\) since \(S_{\tau _{\ge \ell }}\le I\).

Continue commuting:

\begin{align} \eqref{eq:commute-g-part-one} \approx _{\sqrt{\nu _4}} \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{(g_\ell ,g_{{\gt}\ell })\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert \bigl(\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }}(\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }})^\dagger \widehat G_{g_\ell }^{x_\ell }\bigr) \otimes \bigl(S_{\tau _{\ge \ell }}\widehat G_{g_\ell }^{x_\ell }\bigr)\lvert \psi \rangle . \label{eq:commute-g-part-two} \end{align}

This time the Cauchy–Schwarz step is

\begin{multline} \label{eq:second-cauchy-schwarz-bound} \Bigl| \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{(g_\ell ,g_{{\gt}\ell })\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert \bigl(\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }} \otimes (S_{\tau _{\ge \ell }}\widehat G_{g_\ell }^{x_\ell })\bigr) \bigl([(\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }})^\dagger ,\widehat G_{g_\ell }^{x_\ell }] \otimes I\bigr) \lvert \psi \rangle \Bigr|\\ \le \sqrt{ \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{(g_\ell ,g_{{\gt}\ell })\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert \widehat H_{g_{{\gt}\ell }}^{x_{{\gt}\ell }} \otimes \bigl(S_{\tau _{\ge \ell }}\widehat G_{g_\ell }^{x_\ell }S_{\tau _{\ge \ell }}\bigr) \lvert \psi \rangle } \cdot \sqrt{ \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{(g_\ell ,g_{{\gt}\ell })\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert [(\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }})^\dagger ,\widehat G_{g_\ell }^{x_\ell }]^\dagger [(\widehat G_{g_{{\gt}\ell }}^{x_{{\gt}\ell }})^\dagger ,\widehat G_{g_\ell }^{x_\ell }] \otimes I \lvert \psi \rangle }. \end{multline}

By 46, the first square root is at most \(1\), and the second matches the first square root in 51, hence is at most \(\nu _4\).

Finally move the remaining \(\widehat G_{g_\ell }^{x_\ell }\) to the second tensor factor:

\begin{align} \eqref{eq:commute-g-part-two} \approx _{\sqrt{2\zeta }} \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{(g_\ell ,g_{{\gt}\ell })\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert \widehat H_{g_{{\gt}\ell }}^{x_{{\gt}\ell }} \otimes \bigl(S_{\tau _{\ge \ell }}\widehat G_{g_\ell }^{x_\ell }\widehat G_{g_\ell }^{x_\ell }\bigr) \lvert \psi \rangle . \label{eq:remaining-g-on-second-factor} \end{align}

The omitted Cauchy–Schwarz bound reuses the first square root from 54 and the second square root from 48. Since \(\widehat G\) is projective,

\begin{align*} \eqref{eq:remaining-g-on-second-factor} & = \mathbb {E}_{x_{\ge \ell }} \sum _{\tau _{\ge \ell }} \sum _{(g_\ell ,g_{{\gt}\ell })\in \mathsf O_{\tau _{\ge \ell }}} \langle \psi \rvert \widehat H_{g_{{\gt}\ell }}^{x_{{\gt}\ell }} \otimes \bigl(S_{\tau _{\ge \ell }}\widehat G_{g_\ell }^{x_\ell }\bigr) \lvert \psi \rangle \\ & = \mathbb {E}_{x_{{\gt}\ell }} \sum _{\tau _{{\gt}\ell }} \sum _{g_{{\gt}\ell }\in \mathsf O_{\tau _{{\gt}\ell }}} \langle \psi \rvert \widehat H_{g_{{\gt}\ell }}^{x_{{\gt}\ell }} \otimes \Bigl(\sum _{\tau _\ell } S_{\tau _{\ge \ell }} \Bigl(\mathbb {E}_{x_\ell }\sum _{g_\ell \in \mathsf O_{\tau _\ell }} \widehat G_{g_\ell }^{x_\ell }\Bigr)\Bigr) \lvert \psi \rangle \\ & = \mathbb {E}_{x_{{\gt}\ell }} \sum _{\tau _{{\gt}\ell }} \sum _{g_{{\gt}\ell }\in \mathsf O_{\tau _{{\gt}\ell }}} \langle \psi \rvert \widehat H_{g_{{\gt}\ell }}^{x_{{\gt}\ell }} \otimes S_{\tau _{{\gt}\ell }} \lvert \psi \rangle \tag {by \ref{eq:S-recurrence}}, \end{align*}

which is exactly 42.

The nontrivial-regime pasting context specializes the consistency of \(H\) with \(A\) and the conversion from the pasted sum to the polynomial in \(G\) to the parameters and error bounds fixed in Definition 9.3.

Proof

These are direct specializations of the two preceding construction theorems to the notation and numerical hypotheses packaged in the nontrivial-regime pasting context.

Lemma 9.43 Matrix Chernoff bound for the Bernoulli polynomial

Let \(0{\lt}\theta {\lt}1\) and integers \(k,d{\gt}0\) with \(k \ge 2d/\theta \). Define

\[ F(X) = \sum _{r=d+1}^k \binom {k}{r} X^r (I-X)^{k-r}. \]

If \(X\) is Hermitian, \(0 \le X \le I\), and \(\langle \psi \rvert X \otimes I \lvert \psi \rangle \ge 1-\kappa \), then

\[ \langle \psi \rvert F(X) \otimes I \lvert \psi \rangle \ge 1 - \frac{\kappa }{1-\theta } - e^{-\theta ^2 k/2}. \]
Proof

Let \(\rho \) be the reduced state of \(\lvert \psi \rangle \) on one prover’s subsystem, and write the eigendecomposition \(X = \sum _i \lambda _i \lvert v_i \rangle \langle v_i \rvert \). This defines a probability distribution \(\mu (i)=\langle v_i \rvert \rho \lvert v_i \rangle \), with

\[ \mathbb {E}_{i\sim \mu } \lambda _i = \operatorname{Tr}(X\rho ) = \langle \psi \rvert X \otimes I \lvert \psi \rangle \ge 1-\kappa . \]

Equivalently, \(\mathbb {E}_{i\sim \mu }(1-\lambda _i)\le \kappa \), so Markov’s inequality shows that most of the spectral mass of \(X\) lies on eigenvalues at least \(\theta \):

\begin{equation} \label{eq:spectral-mass-threshold} \Pr _{i\sim \mu }[\lambda _i {\gt} \theta ] \ge 1-\frac{\kappa }{1-\theta }. \end{equation}
57

For a scalar \(p \in [d/k,1]\), the quantity

\[ F(p)=\sum _{r=d+1}^k \binom {k}{r}p^r(1-p)^{k-r} \]

is the probability of observing at least \(d+1\) successes in \(k\) Bernoulli\((p)\) trials. Applying the scalar Chernoff bound eigenvalue-by-eigenvalue therefore yields

\begin{equation} \label{eq:bernoulli-tail-chernoff} F(p) \ge 1-\exp \Bigl(-2\Bigl(p-\frac{d}{k}\Bigr)^2k\Bigr). \end{equation}
58

Hence

\begin{align} \langle \psi \rvert F(X) \otimes I \lvert \psi \rangle & = \operatorname{Tr}(F(X)\rho )\nonumber \\ & = \sum _i F(\lambda _i)\langle v_i \rvert \rho \lvert v_i \rangle \nonumber \\ & = \mathbb {E}_{i\sim \mu } F(\lambda _i)\nonumber \\ & \ge \Pr _{i\sim \mu }[\lambda _i \ge \theta ]\cdot F(\theta )\nonumber \\ & \ge \left(1-\frac{\kappa }{1-\theta }\right)\cdot F(\theta ) \tag {by \ref{eq:spectral-mass-threshold}}\nonumber \\ & \ge \left(1-\frac{\kappa }{1-\theta }\right)\cdot \left(1-\exp \Bigl(-2\Bigl(\theta -\frac{d}{k}\Bigr)^2k\Bigr)\right). \label{eq:bernoulli-polynomial-spectral-lower-bound} \end{align}

Since \((1-b)(1-c)\ge 1-b-c\) for \(b,c\ge 0\), 59 implies

\[ \langle \psi \rvert F(X) \otimes I \lvert \psi \rangle \ge 1-\frac{\kappa }{1-\theta } - \exp \Bigl(-2\Bigl(\theta -\frac{d}{k}\Bigr)^2k\Bigr). \]

Finally, \(k \ge 2d/\theta \) implies \(d/k \le \theta /2\), hence \((\theta -d/k)^2 \ge \theta ^2/4\), which yields the claimed bound.

Corollary 9.44 Completeness of the pasted submeasurement

If \(k \ge 400md\), then

\[ \langle \psi \rvert H \otimes I \lvert \psi \rangle \ge 1 - \kappa \left(1+\frac{1}{100m}\right) - \nu - e^{-k/(80000m^2)}. \]
Proof

Lemma 9.37 gives

\[ \langle \psi \rvert H \otimes I \lvert \psi \rangle \approx _{\nu _7} \mathbb {E}_{x_1,\dots ,x_k} \sum _{\tau :\, |\tau |\ge d+1} \sum _{(g_1,\dots ,g_k)\in \mathsf{Outcomes}_\tau } \langle \psi \rvert \widehat H_{g_1,\dots ,g_k}^{x_1,\dots ,x_k} \otimes I \lvert \psi \rangle . \]

Lemma 9.40 turns the right-hand side into

\[ \sum _{r=d+1}^k \binom {k}{r} \langle \psi \rvert G^r(I-G)^{k-r} \otimes I \lvert \psi \rangle \]

up to error \(\nu _8\). Apply Lemma 9.43 with \(\theta = 1/(200m)\). Since \(k\ge 400md\), the hypothesis \(k \ge 2d/\theta \) is satisfied, and the resulting lower bound is

\[ 1 - \frac{\kappa }{1-1/(200m)} - e^{-k/(80000m^2)} \ge 1 - \kappa \left(1+\frac{1}{100m}\right) - e^{-k/(80000m^2)}. \]

The paper then absorbs the approximation losses \(\nu _7+\nu _8\) into \(\nu \).